SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13D
(Rule 13d-101)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. )1
Durata Therapeutics, Inc.
(Name of Issuer)
Common Stock, $.01 par value
(Title of Class of Securities)
26658A107
(CUSIP Number)
| Domain Associates, LLC | Ropes & Gray LLP | |
| One Palmer Square | 1211 Avenue of the Americas | |
| Princeton, NJ 08542 | New York, NY 10036 | |
| Attn: Kathleen K. Schoemaker | Attn: Morri H. Weinberg, Esq. | |
| Tel: (609) 683-5656 | Tel: (212) 596-9000 |
Authorized to Receive Notices and Communications)
July 24, 2012
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o
Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 26658A107
1. | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (VOLUNTARY) Domain Partners VIII, L.P. EIN No.: | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a)x (b)o | ||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS WC | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS o IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 3,006,132 | ||
8. | SHARED VOTING POWER 0 | |||
9. | SOLE DISPOSITIVE POWER 3,006,132 | |||
10. | SHARED DISPOSITIVE POWER 0 | |||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,006,132 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 17.4% | |||
14. | TYPE OF REPORTING PERSON PN | |||
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CUSIP No. 26658A107
1. | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (VOLUNTARY) DP VIII Associates, L.P. EIN No.: | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a)x (b)o | ||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS WC | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS o IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 22,306 | ||
8. | SHARED VOTING POWER 0 | |||
9. | SOLE DISPOSITIVE POWER 22,306 | |||
10. | SHARED DISPOSITIVE POWER 0 | |||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 22,306 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% | |||
14. | TYPE OF REPORTING PERSON PN | |||
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CUSIP No. 26658A107
1. | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (VOLUNTARY) Domain Associates, LLC EIN No.: | |||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a)x (b)o | ||
3. | SEC USE ONLY | |||
4. | SOURCE OF FUNDS Not Applicable | |||
5. | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS o IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | |||
6. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7. | SOLE VOTING POWER 6,250 | ||
8. | SHARED VOTING POWER 0 | |||
9. | SOLE DISPOSITIVE POWER 6,250 | |||
10. | SHARED DISPOSITIVE POWER 0 | |||
11. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,250 | |||
12. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES | |||
13. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Less than 0.1% | |||
14. | TYPE OF REPORTING PERSON OO | |||
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CUSIP No. 26658A107
SCHEDULE 13D
Item 1. Security and Issuer.
This statement on Schedule 13D relates to the Common Stock, $.01 par value per share (the “Common Stock”), of Durata Therapeutics, Inc. (the “Issuer”). The principal executive office of the Issuer is located at 89 Headquarters Plaza North, 14th Floor, Morristown, NJ 07960.
Item 2. Identity and Background.
| (a) | This Schedule 13D is being filed on behalf of each of the following persons pursuant to Rule 13d-1(k) of Regulation D-G under the Securities Exchange Act of 1934, as amended (the "Exchange Act"): Domain Partners VIII, L.P., a Delaware limited partnership ("DP VIII"), DP VIII Associates, L.P., a Delaware limited partnership ("DP VIII A"), and Domain Associates, LLC, a Delaware limited liability company ("DA") (each, a "Reporting Person" and collectively, the “Reporting Persons”). The Reporting Persons are making this single, joint filing because they may be deemed to constitute a "group" within the meaning of Section 13(d)(3) of the Exchange Act. The agreement among the Reporting Persons to file as a group (the “Joint Filing Agreement”) is attached hereto as Exhibit A. |
| (b)-(c) | The principal business of each of DP VIII and DP VIII A is that of a private investment partnership. The sole general partner of DP VIII and DP VIII A is One Palmer Square Associates VIII, LLC, a Delaware limited liability company (“OPSA VIII”). The principal business of OPSA VIII is that of acting as the general partner of DP VIII and DP VIII A. James C. Blair, Brian H. Dovey, Jesse I. Treu, Kathleen K. Schoemaker, Brian K. Halak, and Nicole Vitullo are the managing members of OPSA VIII. |
The principal business of DA is that of a venture capital management company. James C. Blair, Brian H. Dovey, Jesse I. Treu, Kathleen K. Schoemaker, Brian K. Halak, Nicole Vitullo and Kim P. Kamdar are the managing members of DA. | |
The principal business address of each of the entities and individuals named in this Item 2 is c/o Domain Associates, LLC., One Palmer Square, Princeton, New Jersey 08542. | |
| (d)–(e) | During the last five years, none of the Reporting Persons or individuals named in this Item 2 has been (i) convicted in any criminal proceeding (excluding traffic violations or similar misdemeanors); or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in his being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. |
| (f) | Each of the individuals named in this Item 2 is a citizen of the United States. |
Item 3. Source and Amount of Funds or Other Consideration.
On July 18, 2012, the Registration Statement on Form S-1 filed with the Securities and Exchange Commission (the “Commission”) by the Issuer (File No. 333-180280) in connection with its initial public offering of 7,500,000 shares of Common Stock (the "IPO") was declared effective. The closing of the IPO took place on July 24, 2012, and at such closing DP VIII and DP VIII A purchased an aggregate 784,313 shares of Common Stock at the IPO price of $9.00 per share. The source of funds for such purchase was the working capital of DP VIII and DP VIII A.
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CUSIP No. 26658A107
Item 4. Purpose of Transaction.
DP VIII and DP VIII A purchased additional Common Stock of the Issuer for investment purposes. Nicole Vitullo is a Director of the Issuer and is a managing member of OPSA VIII and DA, but except as otherwise described in this statement, the Reporting Persons do not have any present plans or proposals that relate to or would result in: (i) the acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (ii) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (iii) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (iv) any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (v) any material change in the present capitalization or dividend policy of the Issuer; (vi) any other material change in the Issuer’s business or corporate structure; (vii) changes in the Issuer’s charter, by-laws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (viii) causing a class of securities of the Issuer to be de-listed from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (ix) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Exchange Act; or (x) any action similar to any of those enumerated above.
Item 5. Interest in Securities of the Issuer.
The information below is based on a total of 17,240,363 shares of Common Stock reported by the Issuer in its Final Prospectus on Form 424B4 filed with the Commission on July 20, 2012 to be outstanding after the completion of the IPO.
| (a) | DP VIII directly beneficially owns 3,006,132 shares of Common Stock, or approximately 17.4% of the Common Stock outstanding. DP VIII A directly beneficially owns 22,306 shares of Common Stock, or approximately 0.1% of the Common Stock outstanding. OPSA VIII, as the general partner of DP VIII and DP VIII A, may be deemed to indirectly beneficially own the securities that are directly beneficially owned by DP VIII and DP VIII A. |
DA directly beneficially owns 6,250 shares of Common Stock, or less than 0.1% of the Common Stock outstanding. | |
| (b) | The managing members of OPSA VIII may be deemed to share the power to vote or direct the voting of and to dispose or direct the disposition of the securities of the Issuer that are beneficially owned by DP VIII and DP VIII A. The managing members of DA may be deemed to share the power to vote or direct the voting of and to dispose or direct the disposition of the securities of the Issuer that are beneficially owned by DA. Each of the managing members of OPSA VIII and DA disclaims beneficial ownership of all securities other than those he or she owns directly, if any, or by virtue of his or her indirect pro rata interest, as a managing member of OPSA VIII and/or DA, in the securities owned by DP VIII, DP VIII A and/or DA. |
| (c) | Not Applicable. |
| (d) | Except as described in this statement, no person has the power to direct the receipt of dividends on or the proceeds of sales of, the shares of Common Stock owned by the Reporting Persons. |
| (e) | Not applicable. |
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CUSIP No. 26658A107
| Item 6. | Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. |
Not Applicable.
Item 7. Material to be Filed as Exhibits.
Exhibit A - Joint Filing Agreement
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CUSIP No. 26658A107
SIGNATURES
After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: August 1, 2012
DOMAIN PARTNERS VIII, L.P. | ||
| By: | One Palmer Square Associates VIII, LLC, General Partner | |
| By: | /s/ Kathleen K. Schoemaker | |
Managing Member | ||
DP VIII ASSOCIATES, L.P. | ||
| By: | One Palmer Square Associates VIII, LLC, General Partner | |
| By: | /s/ Kathleen K. Schoemaker | |
Managing Member | ||
DOMAIN ASSOCIATES, LLC | ||
| By: | /s/ Kathleen K. Schoemaker | |
| Managing Member | ||
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CUSIP No. 26658A107
Exhibit A
AGREEMENT REGARDING THE JOINT FILING OF
SCHEDULE 13D
______________________________
The undersigned hereby agree that the statement on Schedule 13D, and any amendments thereto, to which this Agreement is annexed as Exhibit A is and will be filed on behalf of each of them in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
Dated: August 1, 2012
DOMAIN PARTNERS VIII, L.P. | ||
| By: | One Palmer Square Associates VIII, LLC, General Partner | |
| By: | /s/ Kathleen K. Schoemaker | |
Managing Member | ||
DP VIII ASSOCIATES, L.P. | ||
| By: | One Palmer Square Associates VIII, LLC, General Partner | |
| By: | /s/ Kathleen K. Schoemaker | |
Managing Member | ||
DOMAIN ASSOCIATES, LLC | ||
| By: | /s/ Kathleen K. Schoemaker | |
| Managing Member | ||
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