| UNITED STATES |
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| SECURITIES AND EXCHANGE COMMISSION |
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| Washington, D.C. 20549 |
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SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Millendo Therapeutics, Inc.
(Name of Issuer)
Common Stock, $0.001 par value per share
(Title of Class of Securities)
60040X103
(CUSIP Number)
December 7, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o | Rule 13d-1(b) |
x | Rule 13d-1(c) |
o | Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 60040X103 | 13G | Page 2 of 5 Pages | |||||
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| 1 | Names of Reporting Persons | |||||
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| 2 | Check the Appropriate Box if a Member of a Group | |||||
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| (a) | o | ||||
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| (b) | o | ||||
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| 3 | SEC Use Only | |||||
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| 4 | Citizenship or Place of Organization | |||||
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Number of | 5 | Sole Voting Power | |||||
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6 | Shared Voting Power | ||||||
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7 | Sole Dispositive Power | ||||||
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8 | Shared Dispositive Power | ||||||
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| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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| 10 | Check if the Aggregate Amount in Row (9) Excludes Certain Shares o | |||||
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| 11 | Percent of Class Represented by Amount in Row (9) | |||||
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| 12 | Type of Reporting Person | |||||
CUSIP No. 60040X103 | 13G | Page 3 of 5 Pages | ||
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Item 1(a). | Name of Issuer: | |||
Item 1(b). | Address of Issuer’s Principal Executive Offices: | |||
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Item 2(a). | Name of Persons Filing: | |||
Item 2(b). | Address of Principal Business Office or, if none, Residence: | |||
Item 2(c). | Citizenship: | |||
Item 2(d). | Title of Class of Securities: | |||
Item 2(e). | CUSIP Number: | |||
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Item 3. | If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: | |||
| Not applicable. | |||
CUSIP No. 60040X103 | 13G | Page 4 of 5 Pages | |||
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Item 4. | Ownership. | ||||
| (a) | 755,847
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| (b) | 5.9%
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| (c) | Number of shares as to which such person has:
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| (i) | Sole power to vote or to direct the vote: 755,847 | ||
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| (ii) | Shared power to vote or to direct the vote: 0 | ||
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| (iii) | Sole power to dispose or to direct the disposition: 755,847 | ||
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| (iv) | Shared power to dispose or to direct the disposition: 0 | ||
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Item 5. | Ownership of Five Percent or Less of a Class. | ||||
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o. | ||||
| Not applicable. | ||||
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Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | ||||
| Not applicable. | ||||
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Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. | ||||
| Not applicable. | ||||
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Item 8. | Identification and Classification of Members of the Group. | ||||
| Not applicable. | ||||
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Item 9. | Notice of Dissolution of Group. | ||||
| Not applicable. | ||||
CUSIP No. 60040X103 | 13G | Page 5 of 5 Pages |
Item 10. | Certification. |
| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated December 17, 2018
ROCHE FINANCE LTD | ||||
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By: | /s/ Carole Nuechterlein |
| By: | Beat Kraehenmann |
| Authorized Signatory |
| Authorized Signatory |