UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 16, 2014 (February 7, 2014)
CARDAX, INC.
(Exact name of registrant as specified in its charter)
| Delaware | | 333-181719 | | 45-4484428 |
(State or other jurisdiction
of incorporation) | | (Commission
File Number) | | (IRS Employer
Identification No.) |
| 2800 Woodlawn Drive, Suite 129, Honolulu, Hawaii 96822 |
| (Address of principal executive offices) (Zip Code) |
Registrant’s telephone number, including area code:(808) 457-1400
| |
| (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
EXPLANATORY NOTE
This Current Report on Form 8-K/A is filed as an amendment to the Current Report on Form 8-K filed by Cardax, Inc. (the “Company”) on February 10, 2014 (the “Original 8-K”). The Company is amending Item 9.01(c) of the Original 8-K to replace the Joint Development and Supply Agreement effective on November 15, 2006, by and between BASF Aktiengesellschaft and Cardax Pharmaceuticals, Inc., as amended by Amendment No. 1 to Joint Development and Supply Agreement effective on April 15, 2007, filed as Exhibit 10.15 to the Original 8-K. The Company has modified the redactions of the agreement provided in Exhibit 10.15 so that the signatures of the counterparties are not redacted. Accordingly, Exhibit 10.15 filed herewith supersedes in its entirety Exhibit 10.15 previously filed with the Original 8-K. All other disclosures of the Original 8-K remain unchanged.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(c) Exhibits
Exhibit
No. | | Description |
| | | |
| 10.15 | | Joint Development and Supply Agreement effective on November 15, 2006, by and between BASF Aktiengesellschaft and Cardax Pharmaceuticals, Inc., as amended by Amendment No. 1 to Joint Development and Supply Agreement effective on April 15, 2007*** |
***Confidential treatment has been requested for this exhibit, and confidential portions have been filed separately with the SEC.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: April 16, 2014
| | CARDAX, INC. |
| | | |
| | By: | /s/David G. Watumull |
| | | David G. Watumull |
| | | Chief Executive Officer |
