The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED SEMICONDUCTOR ENGR | SPONSORED ADR | 00756M404 | 1,680 | 289,536 | SH | SOLE | 289,536 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 16 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ALUMINUM CORP CHINA LTD | SPON ADR H SHS | 022276109 | 982 | 118,509 | SH | SOLE | 118,509 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 19,526 | 403,594 | SH | SOLE | 403,594 | 0 | 0 | ||
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 73,188 | 2,799,485 | SH | SOLE | 2,799,485 | 0 | 0 | ||
CNOOC LTD | SPONSORED ADR | 126132109 | 12,703 | 122,009 | SH | SOLE | 122,009 | 0 | 0 | ||
CHINA UNICOM (HONG KONG) LTD | SPONSORED ADR | 16945R104 | 3,048 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
CUMULUS MEDIA INC | CL A | 231082108 | 828 | 2,498,048 | SH | SOLE | 2,498,048 | 0 | 0 | ||
DR REDDYS LABS LTD | ADR | 256135203 | 9,362 | 199,273 | SH | SOLE | 199,273 | 0 | 0 | ||
FAIRPOINT | COMMUNICATIONS INC COM NEW | 305560302 | 3,791 | 237,217 | SH | SOLE | 237,217 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 69,602 | 1,743,080 | SH | SOLE | 1,743,080 | 0 | 0 | ||
ICICI BK LTD | ADR | 45104G104 | 70,078 | 8,871,197 | SH | SOLE | 8,871,197 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 4,913 | 287,600 | SH | SOLE | 287,600 | 0 | 0 | ||
ISHARES MSCI STH KOR | ETF | 464286772 | 1,136 | 22,528 | SH | SOLE | 22,528 | 0 | 0 | ||
ISHARES TR CHINA LG-CAP | ETF | 464287184 | 105,184 | 2,961,275 | SH | SOLE | 2,961,275 | 0 | 0 | ||
KT CORP | SPONSORED ADR | 48268K101 | 1 | 100 | SH | SOLE | 100 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 418 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | 19 | 700 | SH | SOLE | 700 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 36 | 200 | SH | SOLE | 200 | 0 | 0 | ||
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 9 | 300 | SH | SOLE | 300 | 0 | 0 | ||
PANDORA MEDIA INC | COM | 698354107 | 2,710 | 202,859 | SH | SOLE | 202,859 | 0 | 0 | ||
PEP BOYS MANNY MOE & JACK | COM | 713278109 | 2,781 | 151,224 | SH | SOLE | 151,224 | 0 | 0 | ||
PETROCHINA CO LTD | SPONSORED ADR | 71646E100 | 3,008 | 45,900 | SH | SOLE | 45,900 | 0 | 0 | ||
RIO TINTO PLC | SPONSORED ADR | 767204100 | 1,468 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 611 | 20,700 | SH | SOLE | 20,700 | 0 | 0 | ||
STANCORP FINL GROUP INC | COM | 852891100 | 912 | 7,992 | SH | SOLE | 7,992 | 0 | 0 | ||
TAL ED GROUP | ADS REPSTG COM | 874080104 | 14 | 300 | SH | SOLE | 300 | 0 | 0 | ||
TATA MTRS LTD | SPONSORED ADR | 876568502 | 23,812 | 805,319 | SH | SOLE | 805,319 | 0 | 0 | ||
YANZHOU COAL MNG CO LTD | SPON ADR H SHS | 984846105 | 1,155 | 247,409 | SH | SOLE | 247,409 | 0 | 0 |