The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABB LTD | SPONSORED ADR | 000375204 | 3,321 | 175,000 | SH | DFND | 2 | 175,000 | 0 | 0 | |
AEGON N V NY REGISTRY | SHS | 007924103 | 4,780 | 1,025,446 | SH | DFND | 2 | 1,025,446 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,769 | 27,500 | SH | DFND | 2 | 27,500 | 0 | 0 | |
APPLE INC | COM | 037833100 | 3,944 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
ASML HOLDING N V N Y REGISTRY | SHS | N07059210 | 47,057 | 300,000 | SH | DFND | 2 | 300,000 | 0 | 0 | |
BAKER HUGHES A GE CO | CALL | 05722G900 | 6,450 | 300,000 | SH | Call | DFND | 2 | 300,000 | 0 | 0 |
BARCLAYS PLC | ADR | 06738E204 | 21,347 | 2,783,000 | SH | DFND | 2 | 2,783,000 | 0 | 0 | |
BHP GROUP LIMITED | SPONSORED ADS | 088606108 | 1,238 | 25,600 | SH | SOLE | 25,600 | 0 | 0 | ||
BLACKLINE INC | COM | 09239B109 | 5,794 | 141,500 | SH | DFND | 2 | 141,500 | 0 | 0 | |
BRUKER CORP | COM | 116794108 | 6,967 | 234,012 | SH | DFND | 2 | 234,012 | 0 | 0 | |
CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | 2,932 | 276,047 | SH | SOLE | 276,047 | 0 | 0 | ||
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 481 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 217 | 5,000 | SH | DFND | 2 | 5,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 2,082 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
DISH NETWORK CORP | CL A | 25470M109 | 1,748 | 70,000 | SH | DFND | 2 | 70,000 | 0 | 0 | |
FLOOR & DECOR HLDGS INC | CALL | 339750901 | 2,590 | 100,000 | SH | Call | DFND | 2 | 100,000 | 0 | 0 |
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 43,088 | 418,795 | SH | SOLE | 418,795 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 165,445 | 3,999,244 | SH | SOLE | 3,999,244 | 0 | 0 | ||
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 2,252 | 46,500 | SH | SOLE | 46,500 | 0 | 0 | ||
INVESCO QQQ | TR UNIT SER 1 | 46090E103 | 179,393 | 1,162,925 | SH | SOLE | 1,162,925 | 0 | 0 | ||
INVESCO QQQ TR | PUT | 46090E953 | 292,600 | 1,896,800 | SH | Put | SOLE | 1,896,800 | 0 | 0 | |
INVESCO QQQ TR | PUT | 46090E953 | 154,260 | 1,000,000 | SH | Put | SOLE | 1,000,000 | 0 | 0 | |
INVESCO QQQ TR | PUT | 46090E953 | 89,471 | 580,000 | SH | Put | SOLE | 580,000 | 0 | 0 | |
ISHARES TR | PUT | 464287951 | 6,268 | 65,000 | SH | Put | SOLE | 65,000 | 0 | 0 | |
ISHARES TR | PUT | 464287951 | 27,483 | 285,000 | SH | Put | SOLE | 285,000 | 0 | 0 | |
ISHARES TR CHINA LG-CAP | ETF | 464287184 | 1,626 | 41,200 | SH | SOLE | 41,200 | 0 | 0 | ||
ISHARES TR RUSSELL 2000 | ETF | 464287655 | 9,373 | 70,000 | SH | DFND | 2 | 70,000 | 0 | 0 | |
KEANE GROUP INC | COM | 48669A108 | 1,432 | 175,000 | SH | DFND | 2 | 175,000 | 0 | 0 | |
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 2,282 | 863,500 | SH | DFND | 2 | 863,500 | 0 | 0 | |
NEOGENOMICS INC | COM NEW | 64049M209 | 2,522 | 200,000 | SH | DFND | 2 | 200,000 | 0 | 0 | |
NOODLES & CO | COM CL A | 65540B105 | 804 | 115,000 | SH | DFND | 2 | 115,000 | 0 | 0 | |
PETROCHINA CO LTD | SPONSORED ADR | 71646E100 | 2,186 | 35,080 | SH | SOLE | 35,080 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 25,918 | 1,155,000 | SH | SOLE | 1,155,000 | 0 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 4,905 | 300,000 | SH | DFND | 2 | 300,000 | 0 | 0 | |
RESTORBIO INC | COM | 76133L103 | 6,394 | 741,816 | SH | SOLE | 741,816 | 0 | 0 | ||
SAILPOINT TECHNLGIES HLDGS I | COM | 78781P105 | 1,997 | 85,000 | SH | DFND | 2 | 85,000 | 0 | 0 | |
TENCENT MUSIC ENTMT GROUP | SPON ADS ADDED | 88034P109 | 4 | 309 | SH | SOLE | 309 | 0 | 0 | ||
TRITON INTL LTD | CL A | G9078F107 | 3,728 | 120,000 | SH | DFND | 2 | 120,000 | 0 | 0 | |
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 1,543 | 838,087 | SH | SOLE | 838,087 | 0 | 0 | ||
VANECK VECTORS | ETF TR OIL SVCS ETF | 92189F718 | 1,789 | 127,500 | SH | DFND | 2 | 127,500 | 0 | 0 | |
WIPRO LTD | SPON ADR 1 SH | 97651M109 | 3,635 | 708,286 | SH | SOLE | 708,286 | 0 | 0 | ||
ZAI LAB LTD | ADR | 98887Q104 | 55,728 | 2,400,000 | SH | SOLE | 2,400,000 | 0 | 0 |