The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFTERNEXT HEALTHTECH ACQUISI | *W EXP 99/99/999 | G01109126 | 1,036,000 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
APOLLO STRATEGIC GRWT CPTL I | *W EXP 02/12/202 | G0412A128 | 206,600 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
WAVERLEY CAPITAL ACQUIS CORP | *W EXP 07/15/202 | G06536117 | 1,037,000 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
BATTERY FUTURE ACQUISITION C | *W EXP 99/99/999 | G0888J124 | 411,418 | 38,813 | SH | DFND | 3 | 38,813 | 0 | 0 | |
BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 | 434,454 | 41,416 | SH | DFND | 3 | 41,416 | 0 | 0 | |
BLUE OCEAN ACQUISITION CORP | *W EXP 12/02/202 | G1330L121 | 1,585,500 | 150,000 | SH | DFND | 3 | 150,000 | 0 | 0 | |
CC NEUBERGER PRINCIPAL HOLDN | *W EXP 02/05/202 | G1992N126 | 671,550 | 61,894 | SH | DFND | 3 | 61,894 | 0 | 0 | |
CARTICA ACQUISITION CORP | *W EXP 04/30/202 | G1995D117 | 1,596,000 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CONSTELLATION ACQUISITN CORP | *W EXP 01/29/202 | G2R18K113 | 705,337 | 66,667 | SH | DFND | 3 | 66,667 | 0 | 0 | |
CHENGHE ACQUISITION CO | *W EXP 04/22/202 | G2086M123 | 1,337,500 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
COLISEUM ACQUISITION CORP | *W EXP 08/22/202 | G2263T107 | 173,993 | 16,666 | SH | DFND | 3 | 16,666 | 0 | 0 | |
CORNER GROWTH ACQUISITN CORP | *W EXP 04/09/202 | G2426E120 | 14,580 | 1,350 | SH | DFND | 3 | 1,350 | 0 | 0 | |
CORSAIR PARTNERING CORP | *W EXP 07/06/202 | G2540H116 | 259,000 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
DHC ACQUISITION CORP | *W EXP 02/25/202 | G2758T117 | 136,863 | 13,333 | SH | DFND | 3 | 13,333 | 0 | 0 | |
DISRUPTIVE ACQUISITION CORP | *W EXP 03/06/202 | G2770Y128 | 341,663 | 33,333 | SH | DFND | 3 | 33,333 | 0 | 0 | |
FINNOVATE ACQUISITION CORP | *W EXP 09/30/202 | G3R34K111 | 595,688 | 56,250 | SH | DFND | 3 | 56,250 | 0 | 0 | |
ELLIOTT OPPORTUNITY II CORP | SHS CL A | G30092103 | 3,108,000 | 300,000 | SH | DFND | 3 | 300,000 | 0 | 0 | |
ELLIOTT OPPORTUNITY II CORP | *W EXP 03/02/202 DELETED | G30092111 | 259,000 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
ENTERPRISE 4.0 TEC ACQSTN CO | *W EXP 10/21/202 | G3137C114 | 133,125 | 12,500 | SH | DFND | 3 | 12,500 | 0 | 0 | |
ENPHYS ACQUISITION CORP | *W EXP 99/99/999 | G3167L117 | 278,036 | 26,760 | SH | DFND | 3 | 26,760 | 0 | 0 | |
GLOBAL TECHNOLGY ACQSTN CORP | *W EXP 10/19/202 | G3934N115 | 259,750 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
GLOBAL PARTNER ACQISTN CORP | *W EXP 01/14/202 | G3934P128 | 441,451 | 41,666 | SH | DFND | 3 | 41,666 | 0 | 0 | |
HH&L ACQUISITION CO | *W EXP 02/04/202 | G39714129 | 3,154,836 | 301,034 | SH | SOLE | 301,034 | 0 | 0 | ||
HOLLYSYS AUTOMATION TCHNGY L | SHS | G45667105 | 12,755,494 | 725,156 | SH | DFND | 2 | 725,156 | 0 | 0 | |
HOLLYSYS AUTOMATION TCHNGY L | SHS | G45667105 | 12,090,961 | 687,377 | SH | SOLE | 687,377 | 0 | 0 | ||
INFINITE ACQUISITION CORP | *W EXP 11/23/202 | G48028123 | 264,250 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
INNOVATIVE INTL ACQUSITIN CO | *W EXP 07/01/202 | G4809M125 | 272,500 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
ISRAEL ACQUISITIONS CORP | *W EXP 99/99/999 | G49667119 | 520,760 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
MAGNUM OPUS ACQUISITION LTD | *W EXP 03/06/202 | G5S70A112 | 6,400,625 | 612,500 | SH | SOLE | 612,500 | 0 | 0 | ||
JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 | 799,785 | 75,000 | SH | DFND | 3 | 75,000 | 0 | 0 | |
KENSINGTON CAPITAL ACQUISITI | *W EXP 99/99/999 | G5251K129 | 396,000 | 37,500 | SH | DFND | 3 | 37,500 | 0 | 0 | |
KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 | 175,833 | 16,762 | SH | DFND | 3 | 16,762 | 0 | 0 | |
QUADRO ACQUISITION ONE CORP | *W EXP 06/30/202 | G52807115 | 156,900 | 15,000 | SH | DFND | 3 | 15,000 | 0 | 0 | |
LEARN CW INVESTMENT COR | *W EXP 10/08/202 | G54157113 | 366,800 | 35,000 | SH | DFND | 3 | 35,000 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 2,300,918 | 136,472 | SH | DFND | 2 | 136,472 | 0 | 0 | |
MOUNTAIN & CO I ACQUISITN CO | *W EXP 09/30/202 | G6301J112 | 272,000 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
NORTHERN REVIVAL ACQUISITION | *W EXP 01/31/202 | G6546R119 | 525,840 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
PATRIA LATIN AMRCN OPPRNTY A | *W EXP 02/23/202 | G69454117 | 214,800 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
PERCEPTION CAPITAL CORP II | *W EXP 10/25/202 | G7007D110 | 280,000 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
PROSPECTOR CAPITAL CORP | *W EXP 01/11/202 | G7273A113 | 522,500 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
RMG ACQUISITION CORP III | *W EXP 02/08/202 | G76088122 | 169,200 | 15,000 | SH | DFND | 3 | 15,000 | 0 | 0 | |
ROSE HILL ACQUISITION CORP | *W EXP 10/07/202 | G7637J123 | 145,750 | 12,500 | SH | DFND | 3 | 12,500 | 0 | 0 | |
SCREAMING EAGLE ACQUISITN CO | *W EXP 01/05/202 | G79407121 | 687,993 | 66,666 | SH | DFND | 3 | 66,666 | 0 | 0 | |
SDCL EDGE ACQUISITION CORP | *W EXP 99/99/999 | G79471127 | 521,750 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
SILVERSPAC INC | *W EXP 09/09/202 | G8136V112 | 49,983 | 4,813 | SH | DFND | 3 | 4,813 | 0 | 0 | |
SLAM CORP | *W EXP 02/23/202 | G8210L121 | 265,750 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
TARGET GLOBAL ACQUISI I CORP | *W EXP 12/08/202 | G8675N125 | 1,067,000 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
TKB CRITICAL TECHNOLOGIES 1 | *W EXP 10/20/202 | G88935120 | 132,375 | 12,500 | SH | DFND | 3 | 12,500 | 0 | 0 | |
TWIN RIDGE CAPITAL ACQUIS CO | *W EXP 03/07/202 | G9151L120 | 178,326 | 16,666 | SH | DFND | 3 | 16,666 | 0 | 0 | |
VAHANNA TECH EDGE ACQSTN I C | *W EXP 11/30/202 | G9320Z117 | 531,500 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
WORLDWIDE WEBB ACQUISITION C | *W EXP 10/20/202 | G97775111 | 260,250 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 10,693,200 | 285,000 | SH | DFND | 2 | 285,000 | 0 | 0 | |
CNH INDL N V | SHS | N20944109 | 5,346,903 | 371,107 | SH | DFND | 2 | 371,107 | 0 | 0 | |
FERRARI N V | COM | N3167Y103 | 2,324,419 | 7,113 | SH | DFND | 2 | 7,113 | 0 | 0 | |
FERRARI N V | COM | N3167Y103 | 7,270,303 | 22,248 | SH | SOLE | 22,248 | 0 | 0 | ||
ACROPOLIS INFRASTRUCTURE ACQ | *W EXP 03/30/202 | 005029111 | 507,500 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 59,010,000 | 700,000 | SH | DFND | 3 | 700,000 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 97,788,000 | 1,160,000 | SH | DFND | 2 | 1,160,000 | 0 | 0 | |
ACTIVISION BLIZZARD INC | CALL | 00507V909 | 8,430,000 | 1,000 | SH | Call | DFND | 2 | 1,000 | 0 | 0 |
ACTIVISION BLIZZARD INC | PUT | 00507V959 | 50,580,000 | 6,000 | SH | Put | DFND | 2 | 6,000 | 0 | 0 |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 11,391,000 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
AFFIRM HLDGS INC | NOTE 11/1 | 00827BAB2 | 3,706,825 | 5,000,000 | PRN | DFND | 3 | 5,000,000 | 0 | 0 | |
ALBERTSONS COS INC | COMMON STOCK | 013091103 | 65,896,400 | 3,020,000 | SH | DFND | 2 | 3,020,000 | 0 | 0 | |
ALBERTSONS COS INC | COMMON STOCK | 013091103 | 49,095,000 | 2,250,000 | SH | DFND | 3 | 2,250,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 154,783,099 | 1,867,226 | SH | DFND | 2 | 1,867,226 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | CALL | 01609W902 | 93,143,625 | 11,175 | SH | Call | DFND | 2 | 11,175 | 0 | 0 |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 5,470,272 | 28,800 | SH | DFND | 3 | 28,800 | 0 | 0 | |
ALPHA HEALTHCARE ACQU CORP I | *W EXP 04/01/202 | 02073F112 | 257,500 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
ALTITUDE ACQUISITION CORP | *W EXP 11/30/202 | 02156Y111 | 301,500 | 30,000 | SH | DFND | 3 | 30,000 | 0 | 0 | |
ALTENERGY ACQUISITION CORP | *W EXP 10/29/202 | 02157M116 | 517,500 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
AMAZON | COM INC COM | 023135106 | 5,214,400 | 40,000 | SH | DFND | 3 | 40,000 | 0 | 0 | |
AMERICAN AIRLINES GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 | 23,033,675 | 17,500,000 | PRN | DFND | 3 | 17,500,000 | 0 | 0 | |
THE NECESSITY RETAIL REIT IN | COM CLASS A | 02607T109 | 8,972,798 | 1,327,337 | SH | DFND | 3 | 1,327,337 | 0 | 0 | |
AMERISOURCEBERGEN CORP | COM | 03073E105 | 1,443,225 | 7,500 | SH | DFND | 3 | 7,500 | 0 | 0 | |
ANZU SPECIAL ACQUISITIN CORP | *W EXP 01/27/202 | 03737A119 | 512,005 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
ARRAY TECHNOLOGIES INC | NOTE 1.000%12/0 | 04271TAB6 | 16,460,492 | 14,300,000 | PRN | DFND | 3 | 14,300,000 | 0 | 0 | |
ARTEMIS STRATEGIC INVT CORP | *W EXP 09/30/202 | 04303A111 | 529,500 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
AVITA MEDICAL INC | COM | 05380C102 | 510,300 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
AXONPRIME INFRSTCTR AQSTN CO | *W EXP 05/31/202 | 05467C116 | 155,125 | 15,090 | SH | DFND | 3 | 15,090 | 0 | 0 | |
BAUSCH PLUS LOMB CORP | COMMON SHARES | 071705107 | 6,021,000 | 300,000 | SH | DFND | 3 | 300,000 | 0 | 0 | |
BAUSCH HEALTH COS INC | COM | 071734107 | 20,000,000 | 2,500,000 | SH | DFND | 3 | 2,500,000 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 28,485,000 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
BLACK MOUNTAIN ACQ CORP | *W EXP 10/15/202 | 09216A116 | 795,000 | 75,000 | SH | DFND | 3 | 75,000 | 0 | 0 | |
BLACKSTONE INC | COM | 09260D107 | 31,144,950 | 335,000 | SH | DFND | 2 | 335,000 | 0 | 0 | |
BLACKSTONE INC | COM | 09260D107 | 9,297 | 100 | SH | SOLE | 100 | 0 | 0 | ||
BOX INC | NOTE 1/1 | 10316TAB0 | 9,341,925 | 7,500,000 | PRN | DFND | 3 | 7,500,000 | 0 | 0 | |
BRIDGEBIO PHARMA INC | NOTE 2.250% 2/0 | 10806XAD4 | 3,128,225 | 5,000,000 | PRN | DFND | 3 | 5,000,000 | 0 | 0 | |
BROADCOM INC | CALL | 11135F901 | 34,697,200 | 400 | SH | Call | DFND | 2 | 400 | 0 | 0 |
C5 ACQUISITION CORPORATION | *W EXP 12/31/202 | 12530D113 | 532,500 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
THE CIGNA GROUP | COM | 125523100 | 15,433,000 | 55,000 | SH | DFND | 3 | 55,000 | 0 | 0 | |
CHEFS WHSE INC | COM | 163086101 | 1,981,104 | 55,400 | SH | DFND | 3 | 55,400 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167735 | 7,112,800 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
CHINOOK THERAPEUTICS INC | COM | 16961L106 | 15,368,000 | 400,000 | SH | DFND | 3 | 400,000 | 0 | 0 | |
CHURCHILL CAPITAL CORP VI | *W EXP 02/17/202 | 17143W119 | 257,500 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
CHURCHILL CAPITAL CORP VII | *W EXP 02/29/202 | 17144M110 | 516,000 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
CIRCOR INTL INC | COM | 17273K109 | 5,645,000 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
COMPUTE HEALTH ACQUISITIN CO | *W EXP 01/25/202 | 204833115 | 266,750 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 | 520,000 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
CONMED CORP | NOTE 2.250% 6/1 ADDED | 207410AH4 | 12,867,580 | 11,500,000 | PRN | DFND | 3 | 11,500,000 | 0 | 0 | |
CONX CORP | *W EXP 10/30/202 | 212873111 | 257,500 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
CONYERS PARK III ACQSITN COR | *W EXP 08/12/202 | 21289P110 | 850,830 | 83,333 | SH | DFND | 3 | 83,333 | 0 | 0 | |
DICE THERAPEUTICS INC | COM | 23345J104 | 9,292,000 | 200,000 | SH | DFND | 3 | 200,000 | 0 | 0 | |
DENBURY INC | COM | 24790A101 | 6,038,200 | 70,000 | SH | DFND | 2 | 70,000 | 0 | 0 | |
DISNEY WALT CO | COM | 254687106 | 15,624,000 | 175,000 | SH | DFND | 3 | 175,000 | 0 | 0 | |
DROPBOX INC | NOTE 3/0 | 26210CAD6 | 9,610,100 | 10,000,000 | PRN | DFND | 3 | 10,000,000 | 0 | 0 | |
DUNE ACQUISITION CORP | *W EXP 10/29/202 | 265334110 | 249,000 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
FTAC EMERALD ACQUISITION COR | *W EXP 10/19/202 | 29103K118 | 1,552,500 | 150,000 | SH | DFND | 3 | 150,000 | 0 | 0 | |
EXCELFIN ACQUISITION CORP | *W EXP 10/25/202 | 30069X110 | 520,000 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
FTAC ZEUS ACQUISITION COR | *W EXP 04/15/202 | 30320F114 | 1,042,500 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
FAST ACQUISITION CORP II | *W EXP 03/16/202 | 311874119 | 260,250 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
FIRST HORIZON CORPORATION | COM | 320517105 | 3,381,000 | 300,000 | SH | DFND | 2 | 300,000 | 0 | 0 | |
FIRST LT ACQUISITION GROUP I | *W EXP 03/14/202 | 320703119 | 262,250 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
FOCUS IMPACT ACQUISITION COR | *W EXP 10/28/202 | 34417L117 | 264,500 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
FORD MTR CO DEL | NOTE 3/1 | 345370CZ1 | 13,679,688 | 12,500,000 | PRN | DFND | 3 | 12,500,000 | 0 | 0 | |
FOREST ROAD ACQUISITION COR | *W EXP 01/15/202 | 34619V111 | 410,000 | 40,000 | SH | DFND | 3 | 40,000 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 4,488,000 | 112,200 | SH | SOLE | 112,200 | 0 | 0 | ||
GOAL ACQUISITIONS CORP | *W EXP 02/11/202 | 38021H115 | 311,400 | 30,000 | SH | DFND | 3 | 30,000 | 0 | 0 | |
GOLDEN ARROW MERGER CORP | *W EXP 07/31/202 | 380799114 | 102,600 | 10,000 | SH | DFND | 3 | 10,000 | 0 | 0 | |
GOLDEN FALCON ACQUISITION CO | *W EXP 11/04/202 | 38102H117 | 203,200 | 20,000 | SH | DFND | 3 | 20,000 | 0 | 0 | |
HENNESSY CAPITAL INVST CORP | *W EXP 06/10/202 | 42600H116 | 256,500 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
H WORLD GROUP LTD | NOTE 3.000% 5/0 | 44332NAB2 | 53,349,380 | 46,700,000 | PRN | SOLE | 46,700,000 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 110,826 | 300 | SH | DFND | 2 | 300 | 0 | 0 | |
INVESCO QQQ TR | PUT | 46090E953 | 25,859,400 | 700 | SH | Put | DFND | 2 | 700 | 0 | 0 |
ISHARES TR MSCI EMG MKT | ETF | 464287234 | 5,939,520 | 150,000 | SH | DFND | 2 | 150,000 | 0 | 0 | |
IVERIC BIO INC | COM | 46583P102 | 19,670,000 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | |
IVERIC BIO INC | COM | 46583P102 | 14,752,500 | 375,000 | SH | DFND | 2 | 375,000 | 0 | 0 | |
JD.COM INC | SPON ADR CL A | 47215P106 | 1,182,678 | 35,000 | SH | DFND | 2 | 35,000 | 0 | 0 | |
JUNIPER II CORP | *W EXP 99/99/999 | 48203N111 | 519,565 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
KE HLDGS INC | SPONSORED ADS | 482497104 | 564,837 | 37,929 | SH | SOLE | 37,929 | 0 | 0 | ||
KINGSOFT CLOUD HLDGS LTD | ADS | 49639K101 | 258,063 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 76,331,350 | 2,845,000 | SH | DFND | 2 | 2,845,000 | 0 | 0 | |
LCI INDS | NOTE 1.125% 5/1 | 501812AB7 | 16,928,581 | 17,500,000 | PRN | DFND | 3 | 17,500,000 | 0 | 0 | |
LI AUTO INC | SPONSORED ADS | 50202M102 | 21,738,928 | 628,620 | SH | DFND | 2 | 628,620 | 0 | 0 | |
LANDCADIA HOLDINGS IV INC | *W EXP 03/29/202 | 51477A112 | 253,500 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
LIBERTY MEDIA CORP DEL | COM SER A FRMLA | 531229870 | 1,386,210 | 20,500 | SH | DFND | 2 | 20,500 | 0 | 0 | |
LIVE OAK CRESTVIEW CLIMATE A | *W EXP 09/27/202 | 538086117 | 128,125 | 12,500 | SH | DFND | 3 | 12,500 | 0 | 0 | |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 9,882,000 | 225,000 | SH | DFND | 3 | 225,000 | 0 | 0 | |
M3 BRIGADE ACQUISITION III | CL A COM | 55407R103 | 1,045,500 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
M3 BRIGADE ACQUISITION III | *W EXP 07/31/202 | 55407R111 | 348,330 | 33,333 | SH | DFND | 3 | 33,333 | 0 | 0 | |
MARATHON DIGITAL HOLDINGS IN | NOTE 1.000%12/0 | 565788AB2 | 548,163 | 1,000,000 | PRN | DFND | 3 | 1,000,000 | 0 | 0 | |
MAWSON INFRASTRUCTURE GROUP | COM | 57778N307 | 375,479 | 198,666 | SH | SOLE | 198,666 | 0 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 2,563,860 | 6,000 | SH | DFND | 3 | 6,000 | 0 | 0 | |
SEP ACQUISITION CORP | *W EXP 07/27/202 | 589381110 | 1,248,750 | 125,000 | SH | DFND | 3 | 125,000 | 0 | 0 | |
MIDDLEBY CORP | NOTE 1.000% 9/0 | 596278AB7 | 24,991,167 | 20,000,000 | PRN | DFND | 3 | 20,000,000 | 0 | 0 | |
MONGODB INC | NOTE 0.250% 1/1 | 60937PAD8 | 14,942,871 | 7,500,000 | PRN | DFND | 3 | 7,500,000 | 0 | 0 | |
NCL CORP LTD | NOTE 5.375% 8/0 | 62886HAX9 | 14,682,474 | 10,500,000 | PRN | DFND | 3 | 10,500,000 | 0 | 0 | |
NETEASE INC | SPONSORED ADS | 64110W102 | 7,568,514 | 77,733 | SH | DFND | 2 | 77,733 | 0 | 0 | |
NEWS CORP NEW | CL A | 65249B109 | 10,432,500 | 535,000 | SH | DFND | 2 | 535,000 | 0 | 0 | |
NORTHERN STAR INVEST CORP IV | *W EXP 02/25/202 | 66575B119 | 85,997 | 8,333 | SH | DFND | 3 | 8,333 | 0 | 0 | |
NUTANIX INC | NOTE 0.250%10/0 | 67059NAH1 | 7,252,880 | 8,500,000 | PRN | DFND | 3 | 8,500,000 | 0 | 0 | |
OCA ACQUISITION CORP | *W EXP 01/14/202 | 670865112 | 524,000 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
OPTION CARE HEALTH INC | COM NEW | 68404L201 | 9,747,000 | 300,000 | SH | DFND | 3 | 300,000 | 0 | 0 | |
OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 68829A111 | 84,701 | 7,785 | SH | DFND | 3 | 7,785 | 0 | 0 | |
PNM RES INC | COM | 69349H107 | 45,100,000 | 1,000,000 | SH | DFND | 3 | 1,000,000 | 0 | 0 | |
PALO ALTO NETWORKS INC | COM | 697435105 | 1,277,550 | 5,000 | SH | DFND | 2 | 5,000 | 0 | 0 | |
PELOTON INTERACTIVE INC | NOTE 2/1 | 70614WAB6 | 2,278,425 | 3,000,000 | PRN | DFND | 3 | 3,000,000 | 0 | 0 | |
PHOENIX BIOTECH ACQUISITION | *W EXP 09/01/202 | 71902K113 | 54,500 | 5,000 | SH | DFND | 3 | 5,000 | 0 | 0 | |
PINTEREST INC | CL A | 72352L106 | 11,619,500 | 425,000 | SH | DFND | 3 | 425,000 | 0 | 0 | |
POWER & DIGITAL INFRASTRUCTU | *W EXP 12/09/202 | 73919C118 | 1,040,000 | 100,000 | SH | DFND | 3 | 100,000 | 0 | 0 | |
PRIVETERRA ACQUISITION CORP | *W EXP 02/28/202 | 74275N110 | 117,995 | 16,666 | SH | DFND | 3 | 16,666 | 0 | 0 | |
PRIVIA HEALTH GROUP INC | COM | 74276R102 | 249,429 | 9,553 | SH | DFND | 3 | 9,553 | 0 | 0 | |
ROTH CH ACQUISITION V CO | *W EXP 12/10/202 | 77867R118 | 517,000 | 50,000 | SH | DFND | 3 | 50,000 | 0 | 0 | |
SPDR SER TR S&P RETAIL | ETF | 78464A714 | 3,315 | 52 | SH | DFND | 3 | 52 | 0 | 0 | |
SPDR SER TR S&P INS | ETF | 78464A789 | 4,311,941 | 105,478 | SH | DFND | 3 | 105,478 | 0 | 0 | |
SEA LTD | SPONSORD ADS | 81141R100 | 938,101 | 16,163 | SH | SOLE | 16,163 | 0 | 0 | ||
SEAGEN INC | COM | 81181C104 | 49,077,300 | 255,000 | SH | DFND | 2 | 255,000 | 0 | 0 | |
SEAGEN INC | COM | 81181C104 | 76,984,000 | 400,000 | SH | DFND | 3 | 400,000 | 0 | 0 | |
SEAPORT GLOBAL ACQUISITION I | *W EXP 11/17/202 | 81221H113 | 546,525 | 52,500 | SH | DFND | 3 | 52,500 | 0 | 0 | |
SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | 21,558,000 | 300,000 | SH | DFND | 3 | 300,000 | 0 | 0 | |
SNAP INC | NOTE 5/0 | 83304AAF3 | 3,344,288 | 4,500,000 | PRN | DFND | 3 | 4,500,000 | 0 | 0 | |
SOCIAL LEVERAGE ACQUISN CORP | *W EXP 02/17/202 | 83363K110 | 252,500 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
SPIRIT AIRLS INC | COM | 848577102 | 17,160,000 | 1,000,000 | SH | DFND | 3 | 1,000,000 | 0 | 0 | |
SUNNOVA ENERGY INTL INC. | NOTE 0.250%12/0 | 86745KAF1 | 3,150,453 | 4,000,000 | PRN | DFND | 3 | 4,000,000 | 0 | 0 | |
SUSTAINABLE DEVELP ACQU I CO | *W EXP 02/04/202 | 86934L111 | 258,000 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
SYNEOS HEALTH INC | CL A | 87166B102 | 42,140,000 | 1,000,000 | SH | DFND | 3 | 1,000,000 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 9,892,500 | 75,000 | SH | DFND | 3 | 75,000 | 0 | 0 | |
TASTEMAKER ACQUISITION CORP | *W EXP 01/07/202 | 876545112 | 265,000 | 25,000 | SH | DFND | 3 | 25,000 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 16,028,714 | 380,000 | SH | DFND | 2 | 380,000 | 0 | 0 | |
THUNDER BRIDGE CAP PRTNRS II | *W EXP 02/01/202 | 88605T118 | 409,200 | 40,000 | SH | DFND | 3 | 40,000 | 0 | 0 | |
TRAVERE THERAPEUTICS INC | NOTE 2.250% 3/0 | 89422GAA5 | 6,566,960 | 8,000,000 | PRN | DFND | 3 | 8,000,000 | 0 | 0 | |
IRIS ACQUISITION CORP | *W EXP 02/28/202 | 89601Y119 | 131,188 | 12,500 | SH | DFND | 3 | 12,500 | 0 | 0 | |
VNET GROUP INC | NOTE 2/0 | 90138VAB3 | 4,475,137 | 5,815,000 | PRN | SOLE | 5,815,000 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 14,030,250 | 325,000 | SH | DFND | 3 | 325,000 | 0 | 0 | |
UNIVAR SOLUTIONS INC | COM | 91336L107 | 26,880,000 | 750,000 | SH | DFND | 3 | 750,000 | 0 | 0 | |
PARAMOUNT GLOBAL CLASS B | COM | 92556H206 | 4,773,000 | 300,000 | SH | DFND | 3 | 300,000 | 0 | 0 | |
WARNER BROS DISCOVERY INC | COM SER A | 934423104 | 30,723,000 | 2,450,000 | SH | DFND | 3 | 2,450,000 | 0 | 0 | |
WAYFAIR INC | NOTE 1.000% 8/1 | 94419LAF8 | 4,153,714 | 5,000,000 | PRN | DFND | 3 | 5,000,000 | 0 | 0 | |
WORLD KINECT CORPORATION | COM | 981475106 | 2,295,480 | 111,000 | SH | DFND | 3 | 111,000 | 0 | 0 | |
YUM CHINA HLDGS INC | COM | 98850P109 | 819,137 | 14,498 | SH | SOLE | 14,498 | 0 | 0 | ||
ZAI LAB LTD | ADR | 98887Q104 | 17,998,628 | 649,067 | SH | DFND | 2 | 649,067 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 31,790,005 | 1,146,412 | SH | SOLE | 1,146,412 | 0 | 0 | ||
ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 987,976 | 39,393 | SH | SOLE | 39,393 | 0 | 0 | ||
FREIGHTOS LTD | *W EXP 99/99/999 | G51405119 | 1,702,800 | 495,000 | SH | DFND | 3 | 495,000 | 0 | 0 | |
HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 51,425,000 | 500,000 | SH | DFND | 3 | 500,000 | 0 | 0 | |
HORIZON THERAPEUTICS PUB L | SHS | G46188101 | 60,167,250 | 585,000 | SH | DFND | 2 | 585,000 | 0 | 0 |