NIA IMPACT SOLUTIONS FUND | ||||
SCHEDULE OF INVESTMENTS | ||||
November 30, 2022 (Unaudited) | ||||
COMMON STOCKS - 94.7% | Shares | Value | ||
Communications - 1.4% | ||||
Telecommunications - 1.4% | ||||
PLDT, Inc. - ADR | 20,716 | $ 618,165 | ||
Consumer Discretionary - 3.9% | ||||
Automotive - 0.5% | ||||
Rivian Automotive, Inc. - Class A (a) | 7,210 | 231,009 | ||
Consumer Services - 1.7% | ||||
Stride, Inc. (a) | 21,027 | 744,566 | ||
E-Commerce Discretionary - 0.8% | ||||
Etsy, Inc. (a) | 2,702 | 356,907 | ||
Home & Office Products - 0.9% | ||||
Steelcase, Inc. - Class A | 53,528 | 424,477 | ||
Consumer Staples - 3.1% | ||||
Food - 3.1% | ||||
Danone S.A. - ADR | 101,945 | 1,067,364 | ||
Hain Celestial Group, Inc. (The) (a) | 16,667 | 312,340 | ||
1,379,704 | ||||
Energy - 14.6% | ||||
Oil & Gas Producers - 2.9% | ||||
Brookfield Renewable Corporation - Class A | 39,420 | 1,285,486 | ||
Renewable Energy - 11.7% | ||||
Ameresco, Inc. - Class A (a) | 7,133 | 467,354 | ||
First Solar, Inc. (a) | 6,291 | 1,085,386 | ||
Maxeon Solar Technologies Ltd. (a) | 13,771 | 317,009 | ||
SolarEdge Technologies, Inc. (a) | 2,800 | 836,808 | ||
SunPower Corporation (a) | 35,550 | 862,088 | ||
Sunrun, Inc. (a) | 17,276 | 562,852 | ||
TPI Composites, Inc. (a) | 29,252 | 353,364 | ||
Vestas Wind Systems A/S - ADR | 91,124 | 769,998 | ||
5,254,859 |
NIA IMPACT SOLUTIONS FUND | ||||
SCHEDULE OF INVESTMENTS (Continued) | ||||
COMMON STOCKS - 94.7% (Continued) | Shares | Value | ||
Financials - 4.8% | ||||
Asset Management - 1.7% | ||||
Sanlam Ltd. - ADR | 118,234 | $ 769,703 | ||
Banking - 3.1% | ||||
Amalgamated Financial Corporation | 50,994 | 1,360,010 | ||
Health Care - 16.6% | ||||
Biotech & Pharma - 11.7% | ||||
Daiichi Sankyo Company Ltd. - ADR | 15,390 | 508,024 | ||
Gilead Sciences, Inc. | 18,636 | 1,636,800 | ||
Moderna, Inc. (a) | 5,766 | 1,014,297 | ||
Organon & Company | 24,341 | 633,353 | ||
Vertex Pharmaceuticals, Inc. (a) | 4,522 | 1,430,760 | ||
5,223,234 | ||||
Medical Equipment & Devices - 4.9% | ||||
Hologic, Inc. (a) | 14,713 | 1,120,542 | ||
Thermo Fisher Scientific, Inc. | 1,917 | 1,073,942 | ||
2,194,484 | ||||
Industrials - 14.6% | ||||
Commercial Support Services - 4.3% | ||||
AMN Healthcare Services, Inc. (a) | 9,360 | 1,157,832 | ||
Schnitzer Steel Industries, Inc. - Class A | 22,536 | 773,661 | ||
1,931,493 | ||||
Electrical Equipment - 2.1% | ||||
Schneider Electric SE - ADR | 31,661 | 925,134 | ||
Engineering & Construction - 6.4% | ||||
AECOM | 17,793 | 1,512,405 | ||
Stantec, Inc. | 27,538 | 1,362,305 | ||
2,874,710 | ||||
Machinery - 1.8% | ||||
Xylem, Inc. | 7,262 | 815,886 | ||
NIA IMPACT SOLUTIONS FUND | ||||
SCHEDULE OF INVESTMENTS (Continued) | ||||
COMMON STOCKS - 94.7% (Continued) | Shares | Value | ||
Materials - 4.6% | ||||
Chemicals - 1.3% | ||||
Chr. Hansen Holding A/S - ADR | 36,609 | $ 561,399 | ||
Construction Materials - 2.4% | ||||
Carlisle Companies, Inc. | 4,107 | 1,080,593 | ||
Containers & Packaging - 0.9% | ||||
Brambles Ltd. - ADR | 23,937 | 396,397 | ||
Real Estate - 6.1% | ||||
Real Estate Owners & Developers - 1.0% | ||||
City Developments Ltd. - ADR | 71,478 | 443,164 | ||
REITs - 5.1% | ||||
Digital Realty Trust, Inc. | 11,833 | 1,330,739 | ||
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | 29,510 | 957,304 | ||
2,288,043 | ||||
Technology - 23.0% | ||||
Semiconductors - 6.6% | ||||
Infineon Technologies AG - ADR | 28,894 | 974,306 | ||
STMicroelectronics N.V. | 21,508 | 836,231 | ||
Taiwan Semiconductor Manufacturing Company Ltd. - ADR | 13,550 | 1,124,379 | ||
2,934,916 | ||||
Software - 9.2% | ||||
Atlassian Corporation - Class A (a) | 2,236 | 294,146 | ||
Autodesk, Inc. (a) | 2,018 | 407,535 | ||
Fortinet, Inc. (a) | 18,594 | 988,457 | ||
Materialise N.V. - ADR (a) | 30,868 | 297,876 | ||
Palo Alto Networks, Inc. (a) | 6,643 | 1,128,646 | ||
Rapid7, Inc. (a) | 6,227 | 183,074 | ||
Splunk, Inc. (a) | 10,518 | 817,038 | ||
4,116,772 | ||||
Technology Hardware - 1.9% | ||||
Apple, Inc. | 5,856 | 866,863 | ||
NIA IMPACT SOLUTIONS FUND | ||||
SCHEDULE OF INVESTMENTS (Continued) | ||||
COMMON STOCKS - 94.7% (Continued) | Shares | Value | ||
Technology - 23.0% (Continued) | ||||
Technology Services - 5.3% | ||||
International Business Machines Corporation | 10,536 | $ 1,568,811 | ||
Wolters Kluwer N.V. - ADR | 7,418 | 817,760 | ||
2,386,571 | ||||
Utilities - 2.0% | ||||
Electric Utilities - 0.7% | ||||
Azure Power Global Ltd. (a) | 53,958 | 308,100 | ||
Gas & Water Utilities - 1.3% | ||||
California Water Service Group | 9,195 | 597,032 | ||
s | ||||
Total Common Stocks (Cost $42,125,203) | $ 42,369,677 | |||
MONEY MARKET FUNDS - 5.2% | Shares | Value | ||
First American Government Obligations Fund - Class X, 3.67% (b) | 2,122,995 | $ 2,122,995 | ||
First American Treasury Obligations Fund - Class X, 3.75% (b) | 216,757 | 216,757 | ||
Total Money Market Funds (Cost $2,339,752) | $ 2,339,752 | |||
Investments at Value - 99.9% (Cost $44,464,955) | $ 44,709,429 | |||
Other Assets in Excess of Liabilities - 0.1% | 50,374 | |||
Net Assets - 100.0% | $ 44,759,803 | |||
A/S | - Aktieselskab |
ADR | - American Depositary Receipt |
AG | - Aktiengesellschaft |
N.V. | - Naamloze Vennootschap |
S.A. | - Societe Anonyme |
SE | - Societe Europaea |
(a) | Non-income producing security. |
(b) | The rate shown is the 7-day effective yield as of November 30, 2022. |