The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 3,970 | 114,400 | SH | SOLE | 114,400 | 0 | 0 | ||
APPLE INC | COM | 037833900 | 5,077 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 6,020 | 154,825 | SH | SOLE | 154,825 | 0 | 0 | ||
AT&T INC | COM | 00206R902 | 1,555 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
BP PLC | SPONSORED ADR | 055622104 | 841 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
B G C PARTNERS INC | CL A | 05541T101 | 2,009 | 133,000 | SH | SOLE | 133,000 | 0 | 0 | ||
BANK AMER CORP | 7.25% CNV PFD L | 060505682 | 3,298 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
BLACKBERRY LTD | COM | 09228F903 | 559 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
CDN IMPERIAL BNK COMM TORONTO | COM | 136069101 | 11,748 | 120,600 | SH | SOLE | 120,600 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 016676410 | 1,690 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 2,126 | 55,500 | SH | SOLE | 55,500 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 017296742 | 3,156 | 42,418 | SH | SOLE | 42,418 | 0 | 0 | ||
CITIZENS & NORTHN CORP | COM | 172922106 | 480 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | 601 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
COVANTA HLDG CORP | COM | 22282E102 | 42 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
EURONAV NV ANTWERPEN | SHS | B38564108 | 93 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FASTENAL CO | COM | 031190090 | 1,094 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 19 | 1,100 | SH | SOLE | 1,100 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604903 | 5,235 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
GENERAL MOTORS CO | COM | 37045V100 | 2,095 | 51,100 | SH | SOLE | 51,100 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 993 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
GOLDMAN SACHS GROUP | COM | 38141G104 | 4,356 | 17,100 | SH | SOLE | 17,100 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 10,237 | 198,230 | SH | SOLE | 198,230 | 0 | 0 | ||
HOEGH LNG PARTNERS LP | COM UNIT LTD | 00Y326R10 | 746 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 24,055 | 573,000 | SH | SOLE | 573,000 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE COR | COM | 55608B105 | 642 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MAIDEN HOLDINGS LTD | SHS | G5753U112 | 482 | 73,000 | SH | SOLE | 73,000 | 0 | 0 | ||
MCCORMICK & CO INC | COM NON VTG | 579780206 | 4,535 | 44,500 | SH | SOLE | 44,500 | 0 | 0 | ||
MOELIS & CO | CL A | 60786M105 | 1,231 | 25,376 | SH | SOLE | 25,376 | 0 | 0 | ||
NAVIENT CORPORATION | COM | 63938C108 | 94 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
NORDIC AMERN OFFSHORE LTD | SHS | G65772108 | 1 | 409 | SH | SOLE | 409 | 0 | 0 | ||
PARK NATL CORP | COM | 700658107 | 625 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 935 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 2,649 | 25,250 | SH | SOLE | 25,250 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 698 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 591 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 449 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 3,295 | 48,250 | SH | SOLE | 48,250 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 2,022 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SHIP FINANCE INTERNATIONAL L | SHS | G81075106 | 465 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SNAP INC | CL A | 83304A906 | 1,461 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
STANLEY BLACK & DECKER | COM | 854502101 | 5,409 | 31,875 | SH | SOLE | 31,875 | 0 | 0 | ||
STANLEY BLACK & DECKER | COM | 854502901 | 5,091 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 11,291 | 196,600 | SH | SOLE | 196,600 | 0 | 0 | ||
STUDENT TRANSN INC | COM | 86388A108 | 4,127 | 672,200 | SH | SOLE | 672,200 | 0 | 0 | ||
TRITON INTL LTD | CL A | G9078F107 | 3,145 | 83,980 | SH | SOLE | 83,980 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 352 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 5,113 | 92,500 | SH | SOLE | 92,500 | 0 | 0 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 9,495 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
VECTOR GROUP LTD | COM | 92240M108 | 6,548 | 292,585 | SH | SOLE | 292,585 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 6,841 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
VISA INC | COM | 92826C909 | 5,701 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPNSR ADR | 92857W308 | 2,153 | 67,500 | SH | SOLE | 67,500 | 0 | 0 | ||
WAL-MART STORES INC | COM | 931142103 | 1,580 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
ACCENTURE PLC IRELAND | COM | G1151C101 | 31 | 200 | SH | SOLE | 200 | 0 | 0 | ||
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 60 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ACTIVISION BLIZZARD | COM | 00507V109 | 190 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 30 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BLACKBERRY LTD | COM | 09228F103 | 34 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
CBS CORP NEW | CL A | 124857103 | 30 | 500 | SH | SOLE | 500 | 0 | 0 | ||
DINEEQUITY INC | COM | 254423106 | 20 | 400 | SH | SOLE | 400 | 0 | 0 | ||
EDGE THERAPEUTICS INC | COM | 279870109 | 11 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 82 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 23 | 1,800 | SH | SOLE | 1,800 | 0 | 0 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 32 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 42 | 900 | SH | SOLE | 900 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 139 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 9 | 500 | SH | SOLE | 500 | 0 | 0 | ||
LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | 75 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 42 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NIKE INC | CL B | 654106103 | 50 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 155 | 800 | SH | SOLE | 800 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G904 | 97 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
NVIDIA CORP | COM | 67066G954 | 97 | 500 | SH | Put | SOLE | 500 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 32 | 600 | SH | SOLE | 600 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 74 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
PITNEY BOWES INC | COM | 724479100 | 22 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SNAP INC | CL A | 83304A106 | 15 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SUNOPTA INC | COM | 0867EP108 | 8 | 1,000 | SH | �� | SOLE | 1,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 102 | 600 | SH | SOLE | 600 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 17 | 200 | SH | SOLE | 200 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 21 | 400 | SH | SOLE | 400 | 0 | 0 |