| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol URANIUM RESOURCES INC /DE/ [ URRE ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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| 3. Date of Earliest Transaction (Month/Day/Year) 12/31/2015 | ||||||||||||||||||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 12/31/2015 | E(1) | 457,038 | A | $0.44 | 8,617,646 | D(2)(3) | |||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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| Explanation of Responses: |
| 1. Pursuant to the terms of the Loan Agreement dated November 13, 2013 between Uranium Resources, Inc. ("URI") and Resource Capital Fund V L.P. ("RCF V") (as amended, the "Loan Agreement"), at the election of RCF V, 457,038 shares of URI common stock will be issued to RCF V in satisfaction of interest under the Loan Agreement. |
| 2. 7,911,261 of the shares are held by RCF V, of which Resource Capital Associates V L.P. is the general partner and RCA V GP Ltd. is the general partner of Resource Capital Associates V L.P. RCA V GP Ltd. and Resource Capital Associates V L.P. exercise voting and dispositive power over the shares held by RCF V. As a consequence, Resource Capital Associates V L.P. and RCA V GP Ltd. are indirect beneficial owners of the shares pursuant to Rule 16a-1(a)(1) under the Securities Act of 1934. However, Resource Capital Associates V L.P. and RCA V GP Ltd. disclaim direct or indirect beneficial ownership of the shares to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934. In addition, RCF Management holds an additional 706,385 shares of URI's common stock. RCF Management may be part of a "group" with RCF V, Resource Capital Associates V L.P. and RCA V GP Ltd. (con't in FN3) |
| 3. (con't from FN2) for purposes of Section 13(d) of the Securities Exchange Act of 1934. Each of RCF V, Resource Capital Associates V L.P. and RCA V GP Ltd. disclaims direct or indirect beneficial ownership of the shares held by RCF Management to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, and RCF Management disclaims direct or indirect beneficial ownership of the shares held by RCF V, Resource Capital Associates V L.P. and RCA V GP Ltd. to the extent permissible pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934. |
| Remarks: |
| /s/ Catherine J. Boggs, Resource Capital Fund V L.P., By: Resource Capital Associates V L.P., By: RCA V GP Ltd., its General Partner, By: Catherine J. Boggs, Vice President and General Counsel | 01/05/2016 | |
| /s/ Catherine J. Boggs, Resource Capital Associates V L.P., By: RCA V GP Ltd., it General Partner, By: Catherine J. Boggs, Vice President and General Counsel | 01/05/2016 | |
| /s/ Catherine J. Boggs, RCA V GP Ltd., By: Catherine J. Boggs, Vice President and General Counsel | 01/05/2016 | |
| /s/ Catherine J. Boggs, RCF Management L.L.C., By: Catherine J. Boggs, Vice President and General Counsel | 01/05/2016 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
