UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22690
Tortoise Energy Independence Fund, Inc.
(Exact Name of Registrant as specified in charter)
11550 Ash Street, Suite 300, Leawood, KS 66211
(Address of Principal Executive Offices) (Zip code)
Terry C. Matlack
Diane Bono
11550 Ash Street, Suite 300, Leawood, KS 66211
(Name and Address of Agent For Service)
Registrant's telephone number, including area code: 913-981-1020
Date of fiscal year end: November 30
Date of reporting period: July 1, 2016 - June 30, 2017
Item 1. Proxy Voting Record.
| MEMORIAL RESOURCE DEVELOPMENT CORP | | | | | | | | | | | | | |
| Security | | | | 58605Q109 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | MRD | | | | | | | | | | Meeting Date | | | | 15-Sep-2016 | |
| ISIN | | | | US58605Q1094 | | | | | | | | | Agenda | | | | | 934470698 - Management |
| Record Date | | | 10-Aug-2016 | | | | | | | | | | Holding Recon Date | | 10-Aug-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 14-Sep-2016 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1 | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 15, 2016, BY AND AMONG RANGE RESOURCES CORPORATION, MEDINA MERGER SUB, INC. AND MEMORIAL RESOURCE DEVELOPMENT CORP., AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER. | Management | | For | | | For | |
| 2 | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO MEMORIAL'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | | For | | | For | |
| 3 | TO APPROVE THE ADJOURNMENT OF THE MEMORIAL SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL. | Management | | For | | | For | |
| RANGE RESOURCES CORPORATION | | | | | | | | | | | | | | |
| Security | | | | 75281A109 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | RRC | | | | | | | | | | Meeting Date | | | | 15-Sep-2016 | |
| ISIN | | | | US75281A1097 | | | | | | | | | Agenda | | | | | 934470713 - Management |
| Record Date | | | 10-Aug-2016 | | | | | | | | | | Holding Recon Date | | 10-Aug-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 14-Sep-2016 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | TO APPROVE THE ISSUANCE OF SHARES OF RANGE RESOURCES CORPORATION COMMON STOCK, PAR VALUE $0.01 PER SHARE, TO MEMORIAL RESOURCE DEVELOPMENT CORP. STOCKHOLDERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 15, 2016, BY AND AMONG RANGE RESOURCES .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | For | | | For | |
| 2. | TO APPROVE THE ADJOURNMENT OF THE RANGE RESOURCES CORPORATION SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE RANGE STOCK ISSUANCE PROPOSAL. | Management | | For | | | For | |
| ROSE ROCK MIDSTREAM L.P. | | | | | | | | | | | | | | | | |
| Security | | | | 777149105 | | | | | | | | | | Meeting Type | | | | Consent | |
| Ticker Symbol | | RRMS | | | | | | | | | Meeting Date | | | | 29-Sep-2016 | |
| ISIN | | | | US7771491054 | | | | | | | | | Agenda | | | | | 934477349 - Management |
| Record Date | | | 22-Aug-2016 | | | | | | | | | | Holding Recon Date | | 22-Aug-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 28-Sep-2016 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | WRITTEN CONSENT OF UNITHOLDERS OF ROSE ROCK MIDSTREAM, L.P. ("ROSE ROCK") TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 30, 2016, INCLUDING THE MERGER OF PBMS, LLC WITH AND INTO ROSE ROCK. | Management | | For | | | For | |
| TESORO LOGISTICS LP | | | | | | | | | | | | | | | | |
| Security | | | | 88160T107 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | TLLP | | | | | | | | | | Meeting Date | | | | 04-Oct-2016 | |
| ISIN | | | | US88160T1079 | | | | | | | | | Agenda | | | | | 934473593 - Management |
| Record Date | | | 18-Aug-2016 | | | | | | | | | | Holding Recon Date | | 18-Aug-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 03-Oct-2016 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE PARTNERSHIP'S 2011 LONG-TERM INCENTIVE PLAN (THE "LTIP PROPOSAL"). | Management | | For | | | For | |
| 2. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE LTIP PROPOSAL (THE "ADJOURNMENT PROPOSAL"). | Management | | For | | | For | |
| DIAMONDBACK ENERGY, INC. | | | | | | | | | | | | | | | | |
| Security | | | | 25278X109 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | FANG | | | | | | | | | Meeting Date | | | | 07-Dec-2016 | |
| ISIN | | | | US25278X1090 | | | | | | | | | Agenda | | | | | 934506392 - Management |
| Record Date | | | 11-Nov-2016 | | | | | | | | | | Holding Recon Date | | 11-Nov-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 06-Dec-2016 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | PROPOSAL TO APPROVE AN AMENDMENT TO DIAMONDBACK ENERGY, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 200,000,000. | Management | | For | | | For | |
| RSP PERMIAN INC | | | | | | | | | | | | | | | | | |
| Security | | | | 74978Q105 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | RSPP | | | | | | | | | Meeting Date | | | | 24-Feb-2017 | |
| ISIN | | | | US74978Q1058 | | | | | | | | | Agenda | | | | | 934528108 - Management |
| Record Date | | | 19-Jan-2017 | | | | | | | | | | Holding Recon Date | | 19-Jan-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 23-Feb-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | APPROVAL OF THE ISSUANCE OF 16,019,638 SHARES OF RSP PERMIAN, INC.'S (THE "COMPANY'S") COMMON STOCK TO SILVER HILL ENERGY PARTNERS II, LLC (THE "SHEP II SELLER"), PURSUANT TO AND SUBJECT TO ADJUSTMENTS PROVIDED IN THE MEMBERSHIP INTEREST PURCHASE AND SALE AGREEMENT, DATED AS OF OCTOBER 13, 2016, BY ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | For | | | For | |
| 2. | APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | | For | | | For | |
| EQT CORPORATION | | | | | | | | | | | | | | | | | |
| Security | | | | 26884L109 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | EQT | | | | | | | | | | Meeting Date | | | | 19-Apr-2017 | |
| ISIN | | | | US26884L1098 | | | | | | | | | Agenda | | | | | 934533591 - Management |
| Record Date | | | 08-Feb-2017 | | | | | | | | | | Holding Recon Date | | 08-Feb-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 18-Apr-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: VICKY A. BAILEY | | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: PHILIP G. BEHRMAN, PH.D. | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: KENNETH M. BURKE | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: A. BRAY CARY, JR. | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: MARGARET K. DORMAN | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: DAVID L. PORGES | | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: JAMES E. ROHR | | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: STEVEN T. SCHLOTTERBECK | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: STEPHEN A. THORINGTON | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: LEE T. TODD, JR., PH.D. | | Management | | For | | | For | |
| 1K. | ELECTION OF DIRECTOR: CHRISTINE J. TORETTI | | Management | | For | | | For | |
| 2. | APPROVAL OF A NON-BINDING RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR 2016 (SAY-ON-PAY) | Management | | For | | | For | |
| 3. | NON-BINDING RECOMMENDATION ON THE FREQUENCY WITH WHICH THE COMPANY SHOULD HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | | 1 Year | | | For | |
| 4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | | For | | | For | |
| MAGELLAN MIDSTREAM PARTNERS,L.P. | | | | | | | | | | | | | |
| Security | | | | 559080106 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | MMP | | | | | | | | | Meeting Date | | | | 20-Apr-2017 | |
| ISIN | | | | US5590801065 | | | | | | | | | Agenda | | | | | 934535139 - Management |
| Record Date | | | 21-Feb-2017 | | | | | | | | | | Holding Recon Date | | 21-Feb-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 19-Apr-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | LORI A. GOBILLOT | | | | | | | | | For | | | For | |
| | | 2 | EDWARD J. GUAY | | | | | | | | | For | | | For | |
| | | 3 | MICHAEL N. MEARS | | | | | | | | For | | | For | |
| | | 4 | JAMES R. MONTAGUE | | | | | | | For | | | For | |
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | | For | | | For | |
| 3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION VOTE FREQUENCY | Management | | 1 Year | | | For | |
| 4. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR | Management | | For | | | For | |
| ENERGY TRANSFER PARTNERS, L.P. | | | | | | | | | | | | | | |
| Security | | | | 29273R109 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | ETP | | | | | | | | | | Meeting Date | | | | 26-Apr-2017 | |
| ISIN | | | | US29273R1095 | | | | | | | | | Agenda | | | | | 934567693 - Management |
| Record Date | | | 27-Feb-2017 | | | | | | | | | | Holding Recon Date | | 27-Feb-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 25-Apr-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 20, 2016, AS AMENDED BY AMENDMENT NO. 1 THERETO, DATED AS OF DECEMBER 16, 2016, BY AND AMONG SUNOCO LOGISTICS PARTNERS L.P. ("SXL"), SUNOCO PARTNERS LLC, THE GENERAL PARTNER OF SXL, SXL ACQUISITION SUB ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | | Against | | | Against | |
| 2. | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE AGREEMENT AND PLAN OF MERGER, AS AMENDED, AND THE TRANSACTIONS CONTEMPLATED THERE BY AT THE TIME OF THE SPECIAL MEETING. | Management | | Abstain | | | Against | |
| 3. | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE PAYMENTS THAT WILL OR MAY BE PAID BY ETP TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | | Abstain | | | Against | |
| EOG RESOURCES, INC. | | | | | | | | | | | | | | | | |
| Security | | | | 26875P101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | EOG | | | | | | | | | | Meeting Date | | | | 27-Apr-2017 | |
| ISIN | | | | US26875P1012 | | | | | | | | | Agenda | | | | | 934538476 - Management |
| Record Date | | | 27-Feb-2017 | | | | | | | | | | Holding Recon Date | | 27-Feb-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 26-Apr-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: JANET F. CLARK | | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: ROBERT P. DANIELS | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: JAMES C. DAY | | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: DONALD F. TEXTOR | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: FRANK G. WISNER | | Management | | For | | | For | |
| 2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 3. | TO APPROVE AN AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 640 MILLION TO 1.28 BILLION. | Management | | For | | | For | |
| 4. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| 5. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | | For | |
| WHITING PETROLEUM CORPORATION | | | | | | | | | | | | | | |
| Security | | | | 966387102 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | WLL | | | | | | | | | | Meeting Date | | | | 02-May-2017 | |
| ISIN | | | | US9663871021 | | | | | | | | | Agenda | | | | | 934547300 - Management |
| Record Date | | | 09-Mar-2017 | | | | | | | | | | Holding Recon Date | | 09-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 01-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | PHILIP E. DOTY | | | | | | | | | | For | | | For | |
| | | 2 | CARIN S. KNICKEL | | | | | | | | | For | | | For | |
| 2. | APPROVAL, BY ADVISORY VOTE, ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| 3. | RECOMMENDATION, BY ADVISORY VOTE, ON FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | | For | |
| 4. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | | For | | | For | |
| CABOT OIL & GAS CORPORATION | | | | | | | | | | | | | | | |
| Security | | | | 127097103 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | COG | | | | | | | | | | Meeting Date | | | | 03-May-2017 | |
| ISIN | | | | US1270971039 | | | | | | | | | Agenda | | | | | 934546079 - Management |
| Record Date | | | 13-Mar-2017 | | | | | | | | | | Holding Recon Date | | 13-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 02-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: DOROTHY M. ABLES | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: RHYS J. BEST | | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: ROBERT S. BOSWELL | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: DAN O. DINGES | | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: ROBERT KELLEY | | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: W. MATT RALLS | | | Management | | For | | | For | |
| 2. | TO RATIFY THE APPOINTMENT OF THE FIRM PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR ITS 2017 FISCAL YEAR. | Management | | For | | | For | |
| 3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| 4. | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | | For | |
| EXTRACTION OIL & GAS, INC | | | | | | | | | | | | | | | | |
| Security | | | | 30227M105 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | XOG | | | | | | | | | | Meeting Date | | | | 04-May-2017 | |
| ISIN | | | | US30227M1053 | | | | | | | | | Agenda | | | | | 934580122 - Management |
| Record Date | | | 15-Mar-2017 | | | | | | | | | | Holding Recon Date | | 15-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 03-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: MATTHEW R. OWENS | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: WAYNE W. MURDY | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: JOHN GAENSBAUER | | Management | | For | | | For | |
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | Management | | For | | | For | |
| LAREDO PETROLEUM, INC. | | | | | | | | | | | | | | | | |
| Security | | | | 516806106 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | LPI | | | | | | | | | | Meeting Date | | | | 10-May-2017 | |
| ISIN | | | | US5168061068 | | | | | | | | | Agenda | | | | | 934546043 - Management |
| Record Date | | | 13-Mar-2017 | | | | | | | | | | Holding Recon Date | | 13-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 09-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | RANDY A. FOUTCH | | | | | | | | For | | | For | |
| | | 2 | PETER R. KAGAN | | | | | | | | | For | | | For | |
| | | 3 | EDMUND P. SEGNER, III | | | | | | | For | | | For | |
| | | 4 | DR. MYLES W. SCOGGINS | | | | | | | For | | | For | |
| 2. | THE RATIFICATION OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| ANADARKO PETROLEUM CORPORATION | | | | | | | | | | | | | |
| Security | | | | 032511107 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | APC | | | | | | | | | | Meeting Date | | | | 10-May-2017 | |
| ISIN | | | | US0325111070 | | | | | | | | | Agenda | | | | | 934553769 - Management |
| Record Date | | | 14-Mar-2017 | | | | | | | | | | Holding Recon Date | | 14-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 09-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: ANTHONY R. CHASE | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: DAVID E. CONSTABLE | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: H. PAULETT EBERHART | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: PETER J. FLUOR | | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: RICHARD L. GEORGE | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: JOSEPH W. GORDER | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: JOHN R. GORDON | | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: SEAN GOURLEY | | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: MARK C. MCKINLEY | | Management | | For | | | For | |
| 1K. | ELECTION OF DIRECTOR: ERIC D. MULLINS | | | Management | | For | | | For | |
| 1L. | ELECTION OF DIRECTOR: R. A. WALKER | | | Management | | For | | | For | |
| 2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. | Management | | For | | | For | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | | | For | |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | 1 Year | | | For | |
| CIMAREX ENERGY CO. | | | | | | | | | | | | | | | | |
| Security | | | | 171798101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | XEC | | | | | | | | | | Meeting Date | | | | 11-May-2017 | |
| ISIN | | | | US1717981013 | | | | | | | | | Agenda | | | | | 934550939 - Management |
| Record Date | | | 15-Mar-2017 | | | | | | | | | | Holding Recon Date | | 15-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 10-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1.1 | ELECTION OF DIRECTOR: DAVID A. HENTSCHEL | | Management | | For | | | For | |
| 1.2 | ELECTION OF DIRECTOR: THOMAS E. JORDEN | | Management | | For | | | For | |
| 1.3 | ELECTION OF DIRECTOR: FLOYD R. PRICE | | | Management | | For | | | For | |
| 1.4 | ELECTION OF DIRECTOR: FRANCES M. VALLEJO | | Management | | For | | | For | |
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | | For | | | For | |
| 3. | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | | 1 Year | | | For | |
| 4. | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2017 | Management | | For | | | For | |
| NEWFIELD EXPLORATION COMPANY | | | | | | | | | | | | | | |
| Security | | | | 651290108 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | NFX | | | | | | | | | | Meeting Date | | | | 16-May-2017 | |
| ISIN | | | | US6512901082 | | | | | | | | | Agenda | | | | | 934568912 - Management |
| Record Date | | | 20-Mar-2017 | | | | | | | | | | Holding Recon Date | | 20-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 15-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: LEE K. BOOTHBY | | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: PAMELA J. GARDNER | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: STEVEN W. NANCE | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: ROGER B. PLANK | | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: THOMAS G. RICKS | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: JUANITA M. ROMANS | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: JOHN W. SCHANCK | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: J. TERRY STRANGE | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: J. KENT WELLS | | | Management | | For | | | For | |
| 2. | NON-BINDING ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | | | For | |
| 3. | NON-BINDING ADVISORY VOTE TO APPROVE FREQUENCY OF FUTURE "SAY- ON-PAY" VOTES. | Management | | 1 Year | | | For | |
| 4. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR FISCAL 2017. | Management | | For | | | For | |
| 5. | APPROVAL OF THE NEWFIELD EXPLORATION COMPANY 2017 OMNIBUS INCENTIVE PLAN. | Management | | For | | | For | |
| 6. | APPROVAL OF MATERIAL TERMS OF THE 2017 OMNIBUS INCENTIVE PLAN TO COMPLY WITH THE STOCKHOLDER APPROVAL REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | | For | | | For | |
| 7. | APPROVAL OF THE NEWFIELD EXPLORATION COMPANY AMENDED AND RESTATED 2010 EMPLOYEE STOCK PURCHASE PLAN. | Management | | For | | | For | |
| CARRIZO OIL & GAS, INC. | | | | | | | | | | | | | | | | |
| Security | | | | 144577103 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | CRZO | | | | | | | | | Meeting Date | | | | 16-May-2017 | |
| ISIN | | | | US1445771033 | | | | | | | | | Agenda | | | | | 934597735 - Management |
| Record Date | | | 20-Mar-2017 | | | | | | | | | | Holding Recon Date | | 20-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 15-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | S.P. JOHNSON IV | | | | | | | | | For | | | For | |
| | | 2 | STEVEN A. WEBSTER | | | | | | | | For | | | For | |
| | | 3 | F. GARDNER PARKER | | | | | | | | For | | | For | |
| | | 4 | THOMAS L. CARTER, JR. | | | | | | | For | | | For | |
| | | 5 | ROBERT F. FULTON | | | | | | | | For | | | For | |
| | | 6 | ROGER A. RAMSEY | | | | | | | | For | | | For | |
| | | 7 | FRANK A. WOJTEK | | | | | | | | For | | | For | |
| 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | | For | | | For | |
| 3. | TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | | 1 Year | | | For | |
| 4. | TO AMEND OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 90,000,000 TO 180,000,000 | Management | | For | | | For | |
| 5. | TO APPROVE THE 2017 INCENTIVE PLAN OF CARRIZO OIL & GAS, INC. | Management | | For | | | For | |
| 6. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | | For | | | For | |
| CONCHO RESOURCES INC | | | | | | | | | | | | | | | | |
| Security | | | | 20605P101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | CXO | | | | | | | | | | Meeting Date | | | | 17-May-2017 | |
| ISIN | | | | US20605P1012 | | | | | | | | | Agenda | | | | | 934559177 - Management |
| Record Date | | | 20-Mar-2017 | | | | | | | | | | Holding Recon Date | | 20-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 16-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1.1 | ELECTION OF DIRECTOR: TIMOTHY A. LEACH | | Management | | For | | | For | |
| 1.2 | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | | Management | | For | | | For | |
| 1.3 | ELECTION OF DIRECTOR: JOHN P. SURMA | | | Management | | For | | | For | |
| 2. | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATON ("SAY-ON-PAY"). | Management | | For | | | For | |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | | For | |
| RANGE RESOURCES CORPORATION | | | | | | | | | | | | | | |
| Security | | | | 75281A109 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | RRC | | | | | | | | | | Meeting Date | | | | 17-May-2017 | |
| ISIN | | | | US75281A1097 | | | | | | | | | Agenda | | | | | 934578571 - Management |
| Record Date | | | 24-Mar-2017 | | | | | | | | | | Holding Recon Date | | 24-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 16-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: BRENDA A. CLINE | | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: ANTHONY V. DUB | | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: ALLEN FINKELSON | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: JAMES M. FUNK | | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: CHRISTOPHER A. HELMS | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: ROBERT A. INNAMORATI | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: MARY RALPH LOWE | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: GREG G. MAXWELL | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: KEVIN S. MCCARTHY | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: STEFFEN E. PALKO | | Management | | For | | | For | |
| 1K. | ELECTION OF DIRECTOR: JEFFREY L. VENTURA | | Management | | For | | | For | |
| 2. | A NON-BINDING PROPOSAL TO APPROVE THE COMPENSATION PHILOSOPHY, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | For | | | For | |
| 3. | A NON-BINDING PROPOSAL ON THE FREQUENCY OF A STOCKHOLDER ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | 1 Year | | | For | |
| 4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | | For | | | For | |
| 5. | STOCKHOLDER PROPOSAL - REQUESTING PUBLICATION OF A POLITICAL SPENDING REPORT. | Shareholder | | Against | | | For | |
| SEMGROUP CORPORATION | | | | | | | | | | | | | | | | |
| Security | | | | 81663A105 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | SEMG | | | | | | | | | Meeting Date | | | | 17-May-2017 | |
| ISIN | | | | US81663A1051 | | | | | | | | | Agenda | | | | | 934594664 - Management |
| Record Date | | | 30-Mar-2017 | | | | | | | | | | Holding Recon Date | | 30-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 16-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | RONALD A. BALLSCHMIEDE | | | | | | | For | | | For | |
| | | 2 | SARAH M. BARPOULIS | | | | | | | For | | | For | |
| | | 3 | CARLIN G. CONNER | | | | | | | | For | | | For | |
| | | 4 | KARL F. KURZ | | | | | | | | | | For | | | For | |
| | | 5 | JAMES H. LYTAL | | | | | | | | | For | | | For | |
| | | 6 | WILLIAM J. MCADAM | | | | | | | | For | | | For | |
| | | 7 | THOMAS R. MCDANIEL | | | | | | | For | | | For | |
| 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| 3. | TO SELECT, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | | For | |
| 4. | RATIFICATION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | | For | | | For | |
| 5. | TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE 4,000,000 SHARES OF PREFERRED STOCK. | Management | | For | | | For | |
| WPX ENERGY, INC. | | | | | | | | | | | | | | | | | |
| Security | | | | 98212B103 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | WPX | | | | | | | | | | Meeting Date | | | | 18-May-2017 | |
| ISIN | | | | US98212B1035 | | | | | | | | | Agenda | | | | | 934566918 - Management |
| Record Date | | | 27-Mar-2017 | | | | | | | | | | Holding Recon Date | | 27-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 17-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: JOHN A. CARRIG | | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: WILLIAM R. GRANBERRY | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: KELT KINDICK | | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: KARL F. KURZ | | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: HENRY E. LENTZ | | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: GEORGE A. LORCH | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: WILLIAM G. LOWRIE | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: KIMBERLY S. LUBEL | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: RICHARD E. MUNCRIEF | | Management | | For | | | For | |
| 1K. | ELECTION OF DIRECTOR: DAVID F. WORK | | | Management | | For | | | For | |
| 2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | | For | | | For | |
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| CONTINENTAL RESOURCES, INC. | | | | | | | | | | | | | | | |
| Security | | | | 212015101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | CLR | | | | | | | | | | Meeting Date | | | | 18-May-2017 | |
| ISIN | | | | US2120151012 | | | | | | | | | Agenda | | | | | 934569089 - Management |
| Record Date | | | 23-Mar-2017 | | | | | | | | | | Holding Recon Date | | 23-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 17-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | WILLIAM B. BERRY | | | | | | | | For | | | For | |
| | | 2 | JAMES L. GALLOGLY | | | | | | | | For | | | For | |
| 2. | RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | | | For | |
| 3. | APPROVE, BY A NON-BINDING VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| 4. | APPROVE, BY A NON-BINDING VOTE, THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | 3 Years | | | For | |
| 5. | SHAREHOLDER PROPOSAL - ADOPTION OF POLICY FOR IMPROVING BOARD DIVERSITY. | Shareholder | | Against | | | For | |
| PIONEER NATURAL RESOURCES COMPANY | | | | | | | | | | | | | |
| Security | | | | 723787107 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | PXD | | | | | | | | | | Meeting Date | | | | 18-May-2017 | |
| ISIN | | | | US7237871071 | | | | | | | | | Agenda | | | | | 934570210 - Management |
| Record Date | | | 23-Mar-2017 | | | | | | | | | | Holding Recon Date | | 23-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 17-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: EDISON C. BUCHANAN | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: ANDREW F. CATES | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: TIMOTHY L. DOVE | | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: PHILLIP A. GOBE | | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: LARRY R. GRILLOT | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: STACY P. METHVIN | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: ROYCE W. MITCHELL | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: FRANK A. RISCH | | | Management | | For | | | For | |
| 1I. | ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD | | Management | | For | | | For | |
| 1J. | ELECTION OF DIRECTOR: MONA K. SUTPHEN | | Management | | For | | | For | |
| 1K. | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | | Management | | For | | | For | |
| 1L. | ELECTION OF DIRECTOR: PHOEBE A. WOOD | | Management | | For | | | For | |
| 1M. | ELECTION OF DIRECTOR: MICHAEL D. WORTLEY | | Management | | For | | | For | |
| 2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | | For | | | For | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | | For | | | For | |
| 4. | ADVISORY VOTE REGARDING FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | | 1 Year | | | For | |
| 5. | STOCKHOLDER PROPOSAL RELATING TO A SUSTAINABILITY REPORT | Shareholder | | Against | | | For | |
| TARGA RESOURCES CORP. | | | | | | | | | | | | | | | | |
| Security | | | | 87612G101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | TRGP | | | | | | | | | Meeting Date | | | | 22-May-2017 | |
| ISIN | | | | US87612G1013 | | | | | | | | | Agenda | | | | | 934581996 - Management |
| Record Date | | | 03-Apr-2017 | | | | | | | | | | Holding Recon Date | | 03-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 19-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: CHARLES R. CRISP | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: LAURA C. FULTON | | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: MICHAEL A. HEIM | | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: JAMES. W. WHALEN | | Management | | For | | | For | |
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT ACCOUNTANTS | Management | | For | | | For | |
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | | Management | | For | | | For | |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | | 1 Year | | | For | |
| 5. | ADOPTION OF THE AMENDED AND RESTATED TARGA RESOURCES CORP. 2010 STOCK INCENTIVE PLAN | Management | | For | | | For | |
| 6. | ISSUANCE OF SHARES OF COMMON STOCK UPON CONVERSION OF SERIES A PREFERRED STOCK AND EXERCISE OF WARRANTS | Management | | For | | | For | |
| SM ENERGY COMPANY | | | | | | | | | | | | | | | | | |
| Security | | | | 78454L100 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | SM | | | | | | | | | | Meeting Date | | | | 23-May-2017 | |
| ISIN | | | | US78454L1008 | | | | | | | | | Agenda | | | | | 934583041 - Management |
| Record Date | | | 04-Apr-2017 | | | | | | | | | | Holding Recon Date | | 04-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 22-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: LARRY W. BICKLE | | | Management | | For | | | For | |
| 1B. | ELECTION OF DIRECTOR: STEPHEN R. BRAND | | Management | | For | | | For | |
| 1C. | ELECTION OF DIRECTOR: LOREN M. LEIKER | | | Management | | For | | | For | |
| 1D. | ELECTION OF DIRECTOR: JAVAN D. OTTOSON | | Management | | For | | | For | |
| 1E. | ELECTION OF DIRECTOR: RAMIRO G. PERU | | | Management | | For | | | For | |
| 1F. | ELECTION OF DIRECTOR: JULIO M. QUINTANA | | Management | | For | | | For | |
| 1G. | ELECTION OF DIRECTOR: ROSE M. ROBESON | | Management | | For | | | For | |
| 1H. | ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN | | Management | | For | | | For | |
| 2. | RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | | | For | |
| 3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PHILOSOPHY, POLICIES AND PROCEDURES, AND THE COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | | For | | | For | |
| 4. | TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | | For | |
| 5. | THE PROPOSAL TO APPROVE THE AMENDMENT OF THE EMPLOYEE STOCK PURCHASE PLAN. | Management | | For | | | For | |
| ROYAL DUTCH SHELL PLC | | | | | | | | | | | | | | | | |
| Security | | | | 780259206 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | RDSA | | | | | | | | | Meeting Date | | | | 23-May-2017 | |
| ISIN | | | | US7802592060 | | | | | | | | | Agenda | | | | | 934604580 - Management |
| Record Date | | | 13-Apr-2017 | | | | | | | | | | Holding Recon Date | | 13-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 12-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | | Management | | For | | | For | |
| 2. | APPROVAL OF DIRECTORS' REMUNERATION POLICY | | Management | | For | | | For | |
| 3. | APPROVAL OF DIRECTORS' REMUNERATION REPORT | | Management | | For | | | For | |
| 4. | APPOINTMENT OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY | Management | | For | | | For | |
| 5. | APPOINTMENT OF ROBERTO SETUBAL AS A DIRECTOR OF THE COMPANY | Management | | For | | | For | |
| 6. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN | Management | | For | | | For | |
| 7. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT | Management | | For | | | For | |
| 8. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: EULEEN GOH | Management | | For | | | For | |
| 9. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY | Management | | For | | | For | |
| 10. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE | Management | | For | | | For | |
| 11. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD | Management | | For | | | For | |
| 12. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ | Management | | For | | | For | |
| 13. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: JESSICA UHL | Management | | For | | | For | |
| 14. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: HANS WIJERS | Management | | For | | | For | |
| 15. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERRIT ZALM | Management | | For | | | For | |
| 16. | REAPPOINTMENT OF AUDITOR | | | | Management | | For | | | For | |
| 17. | REMUNERATION OF AUDITOR | | | | | Management | | For | | | For | |
| 18. | AUTHORITY TO ALLOT SHARES | | | | Management | | For | | | For | |
| 19. | DISAPPLICATION OF PRE-EMPTION RIGHTS | | | Management | | For | | | For | |
| 20. | AUTHORITY TO PURCHASE OWN SHARES | | | Management | | For | | | For | |
| 21. | SHAREHOLDER RESOLUTION | | | | | Shareholder | | Against | | | For | |
| RSP PERMIAN INC | | | | | | | | | | | | | | | | | |
| Security | | | | 74978Q105 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | RSPP | | | | | | | | | Meeting Date | | | | 25-May-2017 | |
| ISIN | | | | US74978Q1058 | | | | | | | | | Agenda | | | | | 934611600 - Management |
| Record Date | | | 03-Apr-2017 | | | | | | | | | | Holding Recon Date | | 03-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 24-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | STEVEN GRAY | | | | | | | | | | For | | | For | |
| | | 2 | MICHAEL GRIMM | | | | | | | | | For | | | For | |
| | | 3 | SCOTT MCNEILL | | | | | | | | | For | | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | | For | | | For | |
| PDC ENERGY, INC. | | | | | | | | | | | | | | | | | |
| Security | | | | 69327R101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | PDCE | | | | | | | | | Meeting Date | | | | 30-May-2017 | |
| ISIN | | | | US69327R1014 | | | | | | | | | Agenda | | | | | 934596416 - Management |
| Record Date | | | 31-Mar-2017 | | | | | | | | | | Holding Recon Date | | 31-Mar-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 26-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | DAVID C. PARKE | | | | | | | | | For | | | For | |
| | | 2 | JEFFREY C. SWOVELAND | | | | | | | For | | | For | |
| 2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | | | For | |
| 4. | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | | For | |
| RICE ENERGY INC. | | | | | | | | | | | | | | | | | |
| Security | | | | 762760106 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | RICE | | | | | | | | | | Meeting Date | | | | 31-May-2017 | |
| ISIN | | | | US7627601062 | | | | | | | | | Agenda | | | | | 934598321 - Management |
| Record Date | | | 03-Apr-2017 | | | | | | | | | | Holding Recon Date | | 03-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 30-May-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | DANIEL J. RICE III | | | | | | | | | For | | | For | |
| | | 2 | JOHN MCCARTNEY | | | | | | | | For | | | For | |
| 2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | | For | | | For | |
| 3. | RATIFICATION OF ERNST & YOUNG LLP AS RICE ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| PARSLEY ENERGY, INC. | | | | | | | | | | | | | | | | |
| Security | | | | 701877102 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | PE | | | | | | | | | | Meeting Date | | | | 02-Jun-2017 | |
| ISIN | | | | US7018771029 | | | | | | | | | Agenda | | | | | 934591238 - Management |
| Record Date | | | 06-Apr-2017 | | | | | | | | | | Holding Recon Date | | 06-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 01-Jun-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | BRYAN SHEFFIELD | | | | | | | | For | | | For | |
| | | 2 | A. R. ALAMEDDINE | | | | | | | | For | | | For | |
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016. | Management | | For | | | For | |
| 4. | TO ADOPT AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED BYLAWS TO IMPLEMENT A MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS. | Management | | For | | | For | |
| INVESCO SHORT-TERM INVESTMENTS TRUST | | | | | | | | | | | | | |
| Security | | | | 825252885 | | | | | | | | | | Meeting Type | | | | Special | |
| Ticker Symbol | | AGPXX | | | | | | | | | Meeting Date | | | | 06-Jun-2017 | |
| ISIN | | | | US8252528851 | | | | | | | | | Agenda | | | | | 934522118 - Management |
| Record Date | | | 12-Dec-2016 | | | | | | | | | | Holding Recon Date | | 12-Dec-2016 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 05-Jun-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | DAVID C. ARCH | | | | | | | | | | For | | | For | |
| | | 2 | JAMES T. BUNCH | | | | | | | | | For | | | For | |
| | | 3 | BRUCE L. CROCKETT | | | | | | | | For | | | For | |
| | | 4 | JACK M. FIELDS | | | | | | | | | For | | | For | |
| | | 5 | MARTIN L. FLANAGAN | | | | | | | | For | | | For | |
| | | 6 | CYNTHIA HOSTETLER | | | | | | | | For | | | For | |
| | | 7 | DR. ELI JONES | | | | | | | | | | For | | | For | |
| | | 8 | DR. PREMA MATHAI-DAVIS | | | | | | | For | | | For | |
| | | 9 | TERESA M. RESSEL | | | | | | | | For | | | For | |
| | | 10 | DR. LARRY SOLL | | | | | | | | | For | | | For | |
| | | 11 | ANN BARNETT STERN | | | | | | | | For | | | For | |
| | | 12 | RAYMOND STICKEL, JR. | | | | | | | For | | | For | |
| | | 13 | PHILIP A. TAYLOR | | | | | | | | | For | | | For | |
| | | 14 | ROBERT C. TROCCOLI | | | | | | | | For | | | For | |
| | | 15 | CHRISTOPHER L. WILSON | | | | | | | For | | | For | |
| 2. | TO APPROVE AN AMENDMENT TO EACH TRUST'S AGREEMENT AND DECLARATION OF TRUST THAT WOULD PERMIT FUND MERGERS AND OTHER SIGNIFICANT TRANSACTIONS UPON THE BOARD'S APPROVAL BUT WITHOUT SHAREHOLDER APPROVAL OF SUCH TRANSACTIONS. | Management | | For | | | For | |
| 3. | TO APPROVE CHANGING THE FUNDAMENTAL INVESTMENT RESTRICTION REGARDING THE PURCHASE OR SALE OF PHYSICAL COMMODITIES. | Management | | For | | | For | |
| 4A. | TO APPROVE AN AMENDMENT TO THE CURRENT MASTER INTERGROUP SUB-ADVISORY CONTRACT TO ADD INVESCO POWERSHARES CAPITAL MANAGEMENT LLC. | Management | | For | | | For | |
| 4B. | TO APPROVE AN AMENDMENT TO THE CURRENT MASTER INTERGROUP SUB-ADVISORY CONTRACT TO ADD INVESCO ASSET MANAGEMENT (INDIA) PRIVATE LIMITED. | Management | | For | | | For | |
| BUCKEYE PARTNERS, L.P. | | | | | | | | | | | | | | | | |
| Security | | | | 118230101 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | BPL | | | | | | | | | | Meeting Date | | | | 06-Jun-2017 | |
| ISIN | | | | US1182301010 | | | | | | | | | Agenda | | | | | 934603653 - Management |
| Record Date | | | 10-Apr-2017 | | | | | | | | | | Holding Recon Date | | 10-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 05-Jun-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | BARBARA J. DUGANIER | | | | | | | For | | | For | |
| | | 2 | JOSEPH A. LASALA, JR. | | | | | | | For | | | For | |
| | | 3 | LARRY C. PAYNE | | | | | | | | | For | | | For | |
| | | 4 | MARTIN A. WHITE | | | | | | | | | For | | | For | |
| 2. | THE APPROVAL OF THE AMENDMENTS TO THE BUCKEYE PARTNERS, L.P. 2013 LONG-TERM INCENTIVE PLAN, AS DESCRIBED IN OUR PROXY STATEMENT. | Management | | For | | | For | |
| 3. | THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS BUCKEYE PARTNERS, L.P.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | Management | | For | | | For | |
| 4. | THE APPROVAL, IN AN ADVISORY VOTE, OF THE COMPENSATION OF BUCKEYE'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN OUR PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K. | Management | | For | | | For | |
| 5. | THE VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | | For | |
| DEVON ENERGY CORPORATION | | | | | | | | | | | | | | | | |
| Security | | | | 25179M103 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | DVN | | | | | | | | | | Meeting Date | | | | 07-Jun-2017 | |
| ISIN | | | | US25179M1036 | | | | | | | | | Agenda | | | | | 934603235 - Management |
| Record Date | | | 10-Apr-2017 | | | | | | | | | | Holding Recon Date | | 10-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 06-Jun-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | BARBARA M. BAUMANN | | | | | | | For | | | For | |
| | | 2 | JOHN E. BETHANCOURT | | | | | | | For | | | For | |
| | | 3 | DAVID A. HAGER | | | | | | | | | For | | | For | |
| | | 4 | ROBERT H. HENRY | | | | | | | | For | | | For | |
| | | 5 | MICHAEL M. KANOVSKY | | | | | | | For | | | For | |
| | | 6 | ROBERT A. MOSBACHER, JR | | | | | | | For | | | For | |
| | | 7 | DUANE C. RADTKE | | | | | | | | For | | | For | |
| | | 8 | MARY P. RICCIARDELLO | | | | | | | For | | | For | |
| | | 9 | JOHN RICHELS | | | | | | | | | | For | | | For | |
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | | For | | | For | |
| 3. | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | | For | |
| 4. | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2017. | Management | | For | | | For | |
| 5. | APPROVE THE DEVON ENERGY CORPORATION ANNUAL INCENTIVE COMPENSATION PLAN. | Management | | For | | | For | |
| 6. | APPROVE THE DEVON ENERGY CORPORATION 2017 LONG-TERM INCENTIVE PLAN. | Management | | For | | | For | |
| 7. | REPORT ON PUBLIC POLICY ADVOCACY RELATED TO ENERGY POLICY AND CLIMATE CHANGE. | Shareholder | | Against | | | For | |
| 8. | ASSESSMENT ON THE IMPACT OF GLOBAL CLIMATE CHANGE POLICIES. | Shareholder | | Against | | | For | |
| 9. | REPORT ON LOBBYING POLICY AND ACTIVITY. | | Shareholder | | Against | | | For | |
| 10. | ASSESSMENT OF BENEFITS AND RISKS OF USING RESERVE ADDITIONS AS A COMPENSATION METRIC. | Shareholder | | Against | | | For | |
| DIAMONDBACK ENERGY, INC. | | | | | | | | | | | | | | | | |
| Security | | | | 25278X109 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | FANG | | | | | | | | | Meeting Date | | | | 07-Jun-2017 | |
| ISIN | | | | US25278X1090 | | | | | | | | | Agenda | | | | | 934605962 - Management |
| Record Date | | | 17-Apr-2017 | | | | | | | | | | Holding Recon Date | | 17-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 06-Jun-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | STEVEN E. WEST | | | | | | | | | For | | | For | |
| | | 2 | TRAVIS D. STICE | | | | | | | | | For | | | For | |
| | | 3 | MICHAEL P. CROSS | | | | | | | | For | | | For | |
| | | 4 | DAVID L. HOUSTON | | | | | | | | For | | | For | |
| | | 5 | MARK L. PLAUMANN | | | | | | | | For | | | For | |
| 2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | | For | | | For | |
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | | For | | | For | |
| ANTERO RESOURCES CORPORATION | | | | | | | | | | | | | | |
| Security | | | | 03674X106 | | | | | | | | | | Meeting Type | | | | Annual | |
| Ticker Symbol | | AR | | | | | | | | | | Meeting Date | | | | 21-Jun-2017 | |
| ISIN | | | | US03674X1063 | | | | | | | | | Agenda | | | | | 934622235 - Management |
| Record Date | | | 24-Apr-2017 | | | | | | | | | | Holding Recon Date | | 24-Apr-2017 | |
| City / | Country | | | / | United States | | | | | | | Vote Deadline Date | | | 20-Jun-2017 | |
| SEDOL(s) | | | | | | | | | | | | | Quick Code | | | | | |
| Item | Proposal | | | | | | | | Proposed by | Vote | | For/Against Management | |
| 1. | DIRECTOR | | | | | | | | Management | | | | | | | | |
| | | 1 | PAUL M. RADY | | | | | | | | | | For | | | For | |
| | | 2 | GLEN C. WARREN, JR. | | | | | | | For | | | For | |
| | | 3 | JAMES R. LEVY | | | | | | | | | | For | | | For | |
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS ANTERO RESOURCES CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | | For | | | For | |
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | | For | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| TORTOISE ENERGY INDEPENDENCE FUND, INC. | |
| | | |
Date: August 25, 2017 | By: | /s/ P. Bradley Adams | |
| | P. Bradley Adams | |
| | Chief Executive Officer, Principal Financial Officer and Treasurer | |
| | | |