Item 1. | |
(a) | Name of issuer:
Lument Finance Trust, Inc. |
(b) | Address of issuer's principal executive
offices:
230 Park Avenue, 20th Floor, New York, New York, 10017 |
Item 2. | |
(a) | Name of person filing:
This statement is filed by the Blue Owl Capital Holdings LP referred to herein as the "Reporting Person." |
(b) | Address or principal business office or, if
none, residence:
399 Park Avenue
New York, New York 10022 |
(c) | Citizenship:
See response to Item 4 on the cover page. |
(d) | Title of class of securities:
7.875% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share |
(e) | CUSIP No.:
55025L207 |
Item 3. | If this statement is filed pursuant to §§
240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b) | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
(c) | Insurance
company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
(d) | Investment
company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
(e) | An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | A
parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) | A
savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813); |
(i) | A
church plan that is excluded from the definition of an investment company under section 3(c)(14)
of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | A
non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S.
institution in accordance with § 240.13d-1(b)(1)(ii)(J), please
specify the type of institution: |
(k) | Group,
in accordance with Rule 240.13d-1(b)(1)(ii)(K). |
| |
Item 4. | Ownership |
(a) | Amount beneficially owned:
See response to Item 9 on the cover page.
Pursuant to Rule 13d-4 of the Act, the Reporting Persons declare that filing this statement on Schedule 13G (this "Statement") shall not be construed as an admission that any of the Reporting Persons are, for the purposes of Section 13(d) and/or Section 13(g) of the Act, the beneficial owner of any securities covered by this Statement, and such beneficial ownership is expressly disclaimed by each Reporting Person. |
(b) | Percent of class:
See response to Item 11 on the cover page. % |
(c) | Number of shares as to which the person has:
|
| (i) Sole power to vote or to direct the vote:
See response to Item 5 on the cover page.
|
| (ii) Shared power to vote or to direct the
vote:
See response to Item 6 on the cover page.
|
| (iii) Sole power to dispose or to direct the
disposition of:
See response to Item 7 on the cover page.
|
| (iv) Shared power to dispose or to direct the
disposition of:
See response to Item 8 on the cover page.
|
Item 5. | Ownership of 5 Percent or Less of a Class. |
| |
Item 6. | Ownership of more than 5 Percent on Behalf of
Another Person. |
|
Not Applicable
|
Item 7. | Identification and Classification of the
Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or
Control Person. |
|
Not Applicable
|
Item 8. | Identification and Classification of Members of
the Group. |
|
Not Applicable
|
Item 9. | Notice of Dissolution of Group. |
|
Not Applicable
|