each of which is a series of KraneShares Trust:
as the Fund did not hold any votable positions during the reporting period.
as the Fund did not hold any votable positions during the reporting period.
as the Fund did not hold any votable positions during the reporting period.
as the Fund did not hold any votable positions during the reporting period.
as the Fund did not hold any votable positions during the reporting period.
KraneShares Bosera MSCI China A Share ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
BEIJING XINWEI TECHNOLOGY GROUP CO LTD | |||||
Security ID: Y07723102 | |||||
Meeting Date: 30-Aug-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Provision of Guarantee for the Bank Credit Line | ||||
Applied for by A Company | Management | For | Voted - Against | ||
2 | Provision of Guarantee for the Bank Credit Line | ||||
Applied for by Another Company | Management | For | Voted - Against |
4
KraneShares CCBS China Corporate High Yield Bond USD Index ETF | |||
Proposal | Proposed by Mgt. Position | Registrant Voted | |
CNAC (HK) SYNBRIDGE COMPANY LIMITED | |||
Security ID: Y1670XAA5 | |||
Meeting Date: 30-Dec-19 | Meeting Type: Bond Meeting | ||
1 | That This Meeting of the Holders of the Usd | ||
2,000,000,000 5 Per Cent. Deferrable Guaranteed | |||
Notes Due 2020 of Cnac (hk) Synbridge Company | |||
Limited Presently Outstanding (the Notes and the | |||
Issuer Respectively) Constituted by the Trust Deed | |||
Dated 5 May 2017 (the Trust Deed) Made Between the | |||
Issuer, China National Chemical Corporation (as | |||
Specified) (the Company) and the Hongkong and | |||
Shanghai Banking Corporation Limited (the Trustee) | |||
As Trustee for the Holders of the Notes (the | |||
Noteholders) Hereby: 1. Approves and Consents To: | |||
(i) the Adoption of the Second Amended and Restated | |||
Articles of Association of the Preference Share | |||
Issuer (the Amended Articles), A Form of Which is | |||
Attached Hereto As Annex A; and (ii) the Memorandum | |||
of Agreement in Relation to the Convertible | |||
Preference Shares in the Preference Share Issuer to | |||
be Entered Into by and Between the Issuer and the | |||
Preference Share Issuer (the Memorandum of | |||
Agreement), A Form of Which is Attached Hereto As | |||
Annex B; and (iii) the Signing and Passing of the | |||
Preference Share Issuer's Written Resolutions by | |||
the Issuer in Its Capacity As A Holder of the | |||
Convertible Preference Shares for the Adoption of | |||
the Amended Articles and the Execution of the | |||
Memorandum of Agreement (the Resolutions), A Form | |||
of Which is Attached Hereto As Annex C, (together, | |||
the Proposal). 2. Authorises the Breach of Any | |||
Covenant Or Term of the Trust Deed Or the Terms and | |||
Conditions of the Notes Which Would Arise As A | |||
Result of the Implementation of the Proposal, Such | |||
That the Same Would Not Constitute A Breach Or | |||
Default by the Issuer Or the Company; 3. | |||
Authorises, Directs, Requests and Empowers the | |||
Trustee to Concur in the Proposal and to Execute | |||
and Do All Such Other Deeds, Instruments, Acts and | |||
Things As May be Necessary Or Appropriate to Carry | |||
Out and Give Effect to This Extraordinary | |||
Resolution and the Implementation of the Proposal; | |||
4. Sanctions Every Abrogation, Modification, | |||
Compromise Or Arrangement in Respect of the Rights | |||
of the Noteholders Appertaining to the Notes | |||
Against the Issuer and the Company, Whether Or Not | |||
Such Rights Arise Under the Trust Deed, Involved in | |||
Or Resulting from Or to be Effected By, the | |||
Proposal and Its Implementation; 5. Discharges and | |||
Exonerates the Trustee from All Liability for Which | |||
It May Have Become Or May Become Responsible Under | |||
the Trust Deed Or the Notes in Respect of Any Act | |||
Or Omission in Connection with the Proposal, Its |
5
KraneShares CCBS China Corporate High Yield Bond USD Index ETF | |||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Implementation Or This Extraordinary Resolution; | |||
and 6. Acknowledges That Capitalised Terms Used But | |||
Not Otherwise Defined Herein Shall Have the | |||
Meanings Ascribed to Them in the Terms and | |||
Conditions of the Notes Set Out in the Trust Deed | Management | For | Non-Voting |
Please Note That There is A Minimum to Vote : | |||
200000 and Multiple: 1000 | Management | Non-Voting | Non-Voting |
6
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
51JOB, INC. | |||||
Security ID: 316827104 | Ticker: JOBS | ||||
Meeting Date: 12-Dec-19 | Meeting Type: Annual | ||||
1. | To Re-elect Mr. Junichi Arai As A Director of the | ||||
Company. | Management | For | Voted - For | ||
2. | To Re-elect Mr. David K. Chao As A Director of the | ||||
Company. | Management | For | Voted - For | ||
3. | To Re-elect Mr. Li-lan Cheng As A Director of the | ||||
Company. | Management | For | Voted - For | ||
4. | To Re-elect Mr. Eric He As A Director of the | ||||
Company. | Management | For | Voted - For | ||
5. | To Re-elect Mr. Rick Yan As A Director of the | ||||
Company. | Management | For | Voted - For | ||
ALIBABA GROUP HOLDING LIMITED | |||||
Security ID: 01609W102 Ticker: BABA | |||||
Meeting Date: 15-Jul-19 | Meeting Type: Annual | ||||
1. | Effect an Increase in the Number of Authorized | ||||
Ordinary Shares to 32,000,000,000 and Effect A | |||||
One-to-eight Share Subdivision of the Company's | |||||
Ordinary Shares. | Management | For | Voted - For | ||
2.1 | Election of Director for A Three Year Term: Daniel | ||||
Zhang | Management | For | Voted - For | ||
2.2 | Election of Director for A Three Year Term: Chee | ||||
Hwa Tung | Management | For | Voted - For | ||
2.3 | Election of Director for A Three Year Term: Jerry | ||||
Yang | Management | For | Voted - For | ||
2.4 | Election of Director for A Three Year Term: Wan | ||||
Ling Martello | Management | For | Voted - For | ||
3. | Ratify the Appointment of PricewaterhouseCoopers As | ||||
the Independent Registered Public Accounting Firm | |||||
of the Company. | Management | For | Voted - For | ||
ALIBABA PICTURES GROUP LTD | |||||
Security ID: G0171W105 | |||||
Meeting Date: 19-Sep-19 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/0819/ltn20190819259.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/0819/ltn20190819239.pdf | Management | Non-Voting | Non-Voting |
7
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1 | To Receive and Adopt the Audited Consolidated | ||||
Financial Statements and the Reports of the | |||||
Directors and the Auditor of the Company for the | |||||
Year Ended March 31, 2019 | Management | For | Voted - For | ||
2.I.A To Re-elect Mr. Fan Luyuan As Executive Director of | |||||
the Company | Management | For | Voted - For | ||
2.I.B To Re-elect Mr. Meng Jun As Executive Director of | |||||
the Company | Management | For | Voted - For | ||
2.I.C To Re-elect Ms. Zhang Yu As Non-executive Director | |||||
of the Company | Management | For | Voted - For | ||
2.I.D To Re-elect Mr. Chang Yang As Non-executive | |||||
Director of the Company | Management | For | Voted - For | ||
2.I.E To Re-elect Mr. Tong Xiaomeng As Independent | |||||
Non-executive Director of the Company | Management | For | Voted - For | ||
2.I.F To Re-elect Mr. Johnny Chen As Independent | |||||
Non-executive Director of the Company | Management | For | Voted - For | ||
2.II | To Authorize the Board of Directors of the Company | ||||
to Fix the Directors' Remuneration | Management | For | Voted - For | ||
3 | To Re-appoint PricewaterhouseCoopers As Auditor of | ||||
the Company and to Authorize the Board of Directors | |||||
of the Company to Fix Its Remuneration | Management | For | Voted - For | ||
4 | To Grant A General Mandate to the Directors to | ||||
Issue Additional Securities of the Company, Not | |||||
Exceeding 20% of the Total Number of the Issued | |||||
Shares of the Company As at the Date of the Passing | |||||
of This Resolution | Management | For | Voted - Against | ||
5 | To Grant A General Mandate to the Directors to Buy | ||||
Back Shares of the Company, Not Exceeding 10% of | |||||
the Total Number of the Issued Shares of the | |||||
Company As at the Date of the Passing of This | |||||
Resolution | Management | For | Voted - For | ||
6 | To Extend the General Mandate Regarding the Issue | ||||
of Securities of the Company by the Amount of | |||||
Shares Bought Back Under the General Mandate for | |||||
the Buy-back of Shares | Management | For | Voted - Against | ||
Meeting Date: 19-Sep-19 | Meeting Type: Special General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for Resolution 1, Abstain | |||||
is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/0903/ltn20190903731.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/0903/ltn20190903686.pdf | Management | Non-Voting | Non-Voting | ||
1 | (i) to Approve, Confirm and Ratify the Framework | ||||
Agreement (as Defined in the Circular of the | |||||
Company Dated September 4, 2019 (the ''circular'')) | |||||
and the Transactions Contemplated Thereunder, and | |||||
the Implementation Thereof; (ii) to Approve the | |||||
Annual Caps (as Defined in the Circular) for the | |||||
Respective Financial Years Ending on March 31, | |||||
2020, March 31, 2021 and March 31, 2022; and (iii) |
8
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
to Authorize Any One Director of the Company (or | |||||
One Director and the Secretary of the Company Or | |||||
Any Two Directors of the Company Or Such Other | |||||
Person (including A Director of the Company) Or | |||||
Persons As the Board May Appoint, in the Case of | |||||
Execution of Documents Under Seal) for and on | |||||
Behalf of the Company to Execute All Such | |||||
Documents, Instruments and Agreements and to Do All | |||||
Such Acts Or Things Which He/she/they Consider | |||||
Necessary, Desirable Or Expedient for the Purpose | |||||
Of, Or in Connection with the Implementation of and | |||||
Giving Effect to the Framework Agreement and the | |||||
Transactions Contemplated Thereunder Including the | |||||
Affixing of Common Seal Thereon | Management | For | Voted - For | ||
AUTOHOME, INC. | |||||
Security ID: 05278C107 | Ticker: ATHM | ||||
Meeting Date: 18-Dec-19 | Meeting Type: Annual | ||||
1. | Ms. Han Qiu be Re-elected As A Director of the | ||||
Company and Each Director of the Company be and is | |||||
Hereby Authorized to Take Any and Every Action That | |||||
Might be Necessary to Effect the Foregoing | |||||
Resolution As Such Director, in His Or Her Absolute | |||||
Discretion, Thinks Fit. | Management | Voted - For | |||
2. | Mr. Dazong Wang be Re-elected As an Independent | ||||
Director of the Company and Each Director of the | |||||
Company be and is Hereby Authorized to Take Any and | |||||
Every Action That Might be Necessary to Effect the | |||||
Foregoing Resolution As Such Director, in His Or | |||||
Her Absolute Discretion, Thinks Fit. | Management | Voted - For | |||
3. | Mr. Junling Liu be Re-elected As an Independent | ||||
Director of the Company and Each Director of the | |||||
Company be and is Hereby Authorized to Take Any and | |||||
Every Action That Might be Necessary to Effect the | |||||
Foregoing Resolution As Such Director, in His Or | |||||
Her Absolute Discretion, Thinks Fit. | Management | Voted - For | |||
CHANGYOU.COM LTD | |||||
Security ID: 15911M107 | Ticker: CYOU | ||||
Meeting Date: 05-Jul-19 | Meeting Type: Annual | ||||
1.1 | Election of Director: Charles Zhang | Management | For | Voted - For | |
1.2 | Election of Director: Dewen Chen | Management | For | Voted - For | |
1.3 | Election of Director: Dave De Yang | Management | For | Voted - For | |
1.4 | Election of Director: Xiao Chen | Management | For | Voted - For | |
1.5 | Election of Director: Charles (sheung Wai) Chan | Management | For | Voted - For | |
2. | To Ratify the Appointment of PricewaterhouseCoopers | ||||
Zhong Tian LLP As the Company's Independent | |||||
Auditors for the Fiscal Year Ending December 31, | |||||
2019. | Management | For | Voted - For |
9
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
CHINA LITERATURE LIMITED | |||||
Security ID: G2121R103 | |||||
Meeting Date: 22-Nov-19 | Meeting Type: Extraordinary General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for Resolution 1, Abstain | |||||
is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/1023/2019102300421.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/1023/2019102300411.pdf | Management | Non-Voting | Non-Voting | ||
1 | To Consider and Approve the Proposed Revision of | ||||
Annual Caps Under 2019 Ip Cooperation Framework | |||||
Agreement | Management | For | Voted - For | ||
Meeting Date: 30-Jun-20 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0529/2020052900681.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0529/2020052900709.pdf | Management | Non-Voting | Non-Voting | ||
1 | To Receive and Adopt the Audited Consolidated | ||||
Financial Statements of the Company for the Year | |||||
Ended December 31, 2019 and the Reports of the | |||||
Directors and Auditors Thereon | Management | For | Voted - For | ||
2.A | To Re-elect Mr. Cheng Wu As an Executive Director | Management | For | Voted - For | |
2.B | To Re-elect Mr. Hou Xiaonan As an Executive Director | Management | For | Voted - For | |
2.C | To Re-elect Mr. James Gordon Mitchell As A | ||||
Non-executive Director | Management | For | Voted - For | ||
2.D | To Re-elect Mr. Wu Wenhui As A Non-executive | ||||
Director | Management | For | Voted - For | ||
2.E | To Re-elect Mr. Cheng Yun Ming Matthew As A | ||||
Non-executive Director | Management | For | Voted - For | ||
2.F | To Re-elect Ms. Yu Chor Woon Carol As an | ||||
Independent Non-executive Director | Management | For | Voted - For | ||
2.G | To Re-elect Ms. Leung Sau Ting Miranda As an | ||||
Independent Non-executive Director | Management | For | Voted - For | ||
2.H | To Authorise the Board to Fix the Remuneration of | ||||
the Directors of the Company ("directors") | Management | For | Voted - For | ||
3 | To Re-appoint PricewaterhouseCoopers As Auditors of | ||||
the Company to Hold Office Until the Conclusion of | |||||
the Next Annual General Meeting of the Company and | |||||
to Authorise the Board to Fix Their Remuneration | |||||
for the Year Ending December 31, 2020 | Management | For | Voted - For |
10
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4.A | To Give A General Mandate to the Directors to | ||||
Allot, Issue and Deal with Additional Shares in the | |||||
Company Not Exceeding 20% of the Total Number of | |||||
Issued Shares of the Company | Management | For | Voted - Against | ||
4.B | To Give A General Mandate to the Directors to Buy | ||||
Back Shares in the Company Not Exceeding 10% of the | |||||
Total Number of Issued Shares of the Company | Management | For | Voted - For | ||
4.C | To Extend the General Mandate Granted to the | ||||
Directors to Allot, Issue and Deal with Shares by | |||||
the Number of Shares Bought-back by the Company | Management | For | Voted - Against | ||
5 | To Grant the Rsu Mandate to the Directors to Issue | ||||
A Maximum of 45,710,177 Shares Under the Restricted | |||||
Share Unit Scheme of the Company Adopted on May 15, | |||||
2020 | Management | For | Voted - For | ||
6 | To Approve the Proposed Amendments to the | ||||
Memorandum of Association and Articles of | |||||
Association of the Company and to Adopt the Seventh | |||||
Amended and Restated Memorandum of Association and | |||||
Articles of Association of the Company | Management | For | Voted - For | ||
CTRIP.COM INTERNATIONAL, LTD. | |||||
Security ID: 22943F100 | Ticker: CTRP | ||||
Meeting Date: 25-Oct-19 | Meeting Type: Annual | ||||
1. | It is Resolved As A Special Resolution That the | ||||
Name of the Company be Changed from "ctrip.com | |||||
International, Ltd." to "trip.com Group Limited." | Management | For | Voted - For | ||
FANG HOLDINGS LIMITED | |||||
Security ID: 30711Y201 | Ticker: SFUN | ||||
Meeting Date: 20-Dec-19 | Meeting Type: Annual | ||||
1. | The Ordinary Resolution As Set Out in the Notice of | ||||
Annual General Meeting Regarding the Re-election of | |||||
Mr. Howardhuyue Zhang As an Independent Director of | |||||
the Board of Directors of the Company (the "board") | |||||
and A Member and Thechair of the Audit Committee of | |||||
the Board. | Management | For | Voted - For | ||
2. | The Ordinary Resolution As Set Out in the Notice of | ||||
Annual General Meeting Regarding the Re-election of | |||||
Ms. Hong Qin Asan Independent Director of the | |||||
Board, A Member of the Audit Committee, A Member of | |||||
the Compensation Committee, Anda Member and the | |||||
Chair of the Nominating and Corporate Governance | |||||
Committee of the Board. | Management | For | Voted - For |
11
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
HUYA INC | |||||
Security ID: 44852D108 | Ticker: HUYA | ||||
Meeting Date: 15-May-20 | Meeting Type: Special | ||||
1. It is Resolved As A Special Resolution: That the | |||||
Company's Third Amended and Restated Memorandum and | |||||
Articles of Association (the "current M&aa") be | |||||
Amended and Restated by the Deletion in Their | |||||
Entirety and by the Substitution in Their Place of | |||||
the Fourth Amended and Restated Memorandum and | |||||
Articles of Association, Substantially in the Form | |||||
Attached to the Notice of Extraordinary General | |||||
Meeting As Exhibit A (the "amended and Restated | |||||
M&aa"). | Management | Voted - For | |||
Meeting Date: 12-Feb-20 | Meeting Type: Annual General Meeting | ||||
Please Note That This is an Information Meeting. | |||||
There are Currently No Published Agenda Items, | |||||
Should You Wish to Attend the Meeting Personally, | |||||
You May Apply for an Entrance Card by Contacting | |||||
Your Client Representative. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 15-May-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | That the Company's Third Amended and Restated | ||||
Memorandum and Articles of Association (the | |||||
"current M&aa) be Amended and Restated by the | |||||
Deletion in Their Entirety and by the Substitution | |||||
in Their Place of the Fourth Amended and Restated | |||||
Memorandum and Articles of Association, | |||||
Substantially in the Form Attached to the Notice of | |||||
Extraordinary General Meeting As Exhibit A (the | |||||
"amended and Restated M&aa") | Management | For | Non-Voting | ||
KINGSOFT CORPORATION LTD | |||||
Security ID: G5264Y108 | |||||
Meeting Date: 20-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
05 Dec 2019: Please Note That This is A Revision | |||||
Due to Change in Record Date from 19 Dec 2019 to 17 | |||||
Dec 2019. If You Have Already Sent in Your Votes, | |||||
Please Do Not Vote Again Unless You Decide to Amend | |||||
Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' Only for Resolution 1, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/1204/2019120401110.pdf, | Management | Non-Voting | Non-Voting |
12
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1 | That the Framework Agreement Dated 2 December 2019 | ||||
and Entered Into Between the Company and Xiaomi and | |||||
the Non-exempt Transactions Contemplated Thereunder | |||||
(including the Proposed Annual Caps) be and are | |||||
Hereby Approved and Confirmed, and the Directors of | |||||
the Company be and are Hereby Authorised, for and | |||||
on Behalf of the Company, to Take All Steps and Do | |||||
All Acts and Things As They Consider to be | |||||
Necessary, Appropriate Or Expedient in Connection | |||||
with and to Implement Or Give Effect to the | |||||
Framework Agreement and the Non-exempt Transactions | |||||
(including the Proposed Annual Caps), and to | |||||
Execute All Such Other Documents, Instruments and | |||||
Agreements (including the Affixation of the | |||||
Company's Common Seal) Deemed by Them to be | |||||
Incidental To, Ancillary to Or in Connection with | |||||
the Framework Agreement and the Non-exempt | |||||
Transactions (including the Proposed Annual Caps) | Management | For | Voted - For | ||
Meeting Date: 20-Mar-20 | Meeting Type: Extraordinary General Meeting | ||||
26 Feb 2020: Please Note That This is A Revision | |||||
Due to Change in Record Date from 19 March 2020 to | |||||
17 March 2020. If You Have Already Sent in Your | |||||
Votes, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for Resolution 1, Abstain | |||||
is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0225/2020022500497.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0225/2020022500480.pdf | Management | Non-Voting | Non-Voting | ||
1 | That: (a) the Spin-off of Kingsoft Cloud Holdings | ||||
Limited ("kingsoft Cloud"), Currently A Non-wholly | |||||
Owned Subsidiary of the Company, and A Separate | |||||
Listing of the New Shares of Kingsoft Cloud | |||||
Represented by Adss on Either the New York Stock | |||||
Exchange Or National Association of Securities | |||||
Dealers Automated Quotations (nasdaq) (the | |||||
"proposed Spin-off ") be and is Hereby Approved; | |||||
and (b) the Directors of the Company And/or the | |||||
Directors of Kingsoft Cloud be and are Hereby | |||||
Authorised, for and on Behalf of the Company and | |||||
Kingsoft Cloud, to Take All Steps and Do All Acts | |||||
and Things As They Consider to be Necessary, | |||||
Appropriate Or Expedient in Connection with and to | |||||
Implement Or Give Effect to the Proposed Spin-off, | |||||
Including But Not Limited to the Determination of | |||||
the Offer Price, and to Execute All Such Other | |||||
Documents, Instruments and Agreements (including | |||||
the Affixation of the Company's Common Seal) Deemed | |||||
by Them to be Incidental To, Ancillary to Or in | |||||
Connection with the Proposed Spin-off | Management | For | Voted - For |
13
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 27-May-20 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0423/2020042300859.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0423/2020042301154.pdf | Management | Non-Voting | Non-Voting | ||
1 | To Receive and Consider the Audited Consolidated | ||||
Financial Statements, the Report of the Directors | |||||
and the Independent Auditors' Report for the Year | |||||
Ended 31 December 2019 | Management | For | Voted - For | ||
2 | To Declare A Final Dividend of Hkd 0.10 Per Share | ||||
for the Year Ended 31 December 2019 | Management | For | Voted - For | ||
3.1 | To Re-elect Mr. Jun Lei As the Non-executive | ||||
Director of the Company | Management | For | Voted - Against | ||
3.2 | To Re-elect Mr. Pak Kwan Kau As the Non-executive | ||||
Director of the Company | Management | For | Voted - Against | ||
3.3 | To Re-elect Ms. Wenjie Wu As the Independent | ||||
Non-executive Director of the Company | Management | For | Voted - For | ||
3.4 | To Authorize the Board of Directors of the Company | ||||
to Fix the Directors' Remuneration | Management | For | Voted - For | ||
4 | To Re-appoint Ernst & Young As the Auditors of the | ||||
Company and to Authorize the Board of Directors of | |||||
the Company to Fix the Auditors' Remuneration | Management | For | Voted - For | ||
5 | To Give A General Mandate to the Directors to Issue | ||||
New Shares of the Company | Management | For | Voted - Against | ||
6 | To Give A General Mandate to the Directors to | ||||
Repurchase Shares of the Company | Management | For | Voted - For | ||
7 | To Extend the General Mandate to the Directors to | ||||
Issue New Shares of the Company | Management | For | Voted - Against | ||
MAOYAN ENTERTAINMENT | |||||
Security ID: G5804A107 | |||||
Meeting Date: 29-Jun-20 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0428/2020042800137.pdf, | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
378136 Due to Addition of Resolutions 2.avi and | |||||
2avii and Withdrawn of Resolution 2.a.ii. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting |
14
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1 | To Receive, Consider and Adopt the Audited | ||||
Consolidated Financial Statements of the Company | |||||
and Its Subsidiaries and the Reports of the | |||||
Directors of the Company (the "directors") and | |||||
Auditor of the Company for the Year Ended 31 | |||||
December 2019 | Management | For | Voted - For | ||
2.A.I To Re-elect Mr. Wang Changtian As A Non-executive | |||||
Director | Management | For | Voted - Against | ||
2.A.V To Re-elect Mr. Tang Lichun, Troy As A | |||||
Non-executive Director | Management | For | Voted - Against | ||
2.AII To Re-elect Mr. Zhan Weibiao As A Non-executive | |||||
Director | Management | Non-Voting | Non-Voting | ||
2.AIV To Re-elect Mr. Lin Ning As A Non-executive Director | Management | For | Voted - Against | ||
2.AVI To Re-elect Mr. Cheng Wu As A Non-executive Director | Management | For | Voted - Against | ||
2.B | To Authorize the Board of Directors (the "board") | ||||
to Fix Remuneration of the Directors | Management | For | Voted - For | ||
2AIIITo Re-elect Mr. Chen Shaohui As A Non-executive | |||||
Director | Management | For | Voted - Against | ||
2AVII To Re-elect Ms. Liu Lin As an Independent | |||||
Non-executive Director | Management | For | Voted - For | ||
3 | To Re-appoint PricewaterhouseCoopers As the Auditor | ||||
of the Company and Authorize the Board to | |||||
Re-authorize the Executive Director Or the | |||||
Management of the Company to Fix Remuneration of | |||||
Auditor | Management | For | Voted - For | ||
4.A | To Grant A General and Unconditional Mandate to the | ||||
Directors to Allot, Issue and Deal with Additional | |||||
Shares Not Exceeding 20% of the Number of Issued | |||||
Shares of the Company | Management | For | Voted - Against | ||
4.B | To Grant A General and Unconditional Mandate to the | ||||
Directors to Repurchase Shares Not Exceeding 10% of | |||||
the Number of Issued Shares of the Company | Management | For | Voted - For | ||
4.C | To Extend the Authority Given to the Directors | ||||
Pursuant to the Ordinary Resolution No. 4(a) to | |||||
Issue Shares by Adding to the Number of Issued | |||||
Shares of the Company the Number of Shares | |||||
Repurchased Under the Ordinary Resolution No. 4(b) | Management | For | Voted - Against | ||
4.D | To Grant the Rsu Annual Mandate to the Directors to | ||||
Issue Shares of the Company Under the Rsu Scheme | Management | For | Voted - For | ||
MEITUAN DIANPING | |||||
Security ID: G59669104 | |||||
Meeting Date: 20-May-20 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0417/2020041700041.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0417/2020041700045.pdf | Management | Non-Voting | Non-Voting |
15
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1 | To Receive and Adopt the Audited Consolidated | ||||
Financial Statements of the Company for the Year | |||||
Ended December 31, 2019 and the Reports of the | |||||
Directors of the Company ("directors") and | |||||
Independent Auditor of the Company Thereon | Management | For | Voted - For | ||
2 | To Re-elect Mr. Orr Gordon Robert Halyburton As an | ||||
Independent Non-executive Director | Management | For | Voted - For | ||
3 | To Re-elect Mr. Leng Xuesong As an Independent | ||||
Non-executive Director | Management | For | Voted - For | ||
4 | To Re-elect Mr. Shum Heung Yeung Harry As an | ||||
Independent Non-executive Director | Management | For | Voted - For | ||
5 | To Authorize the Board of Directors ("board") to | ||||
Fix the Remuneration of the Directors | Management | For | Voted - For | ||
6 | To Grant A General Mandate to the Directors, | ||||
Exercisable on Their Behalf by Mr. Wang Xing, to | |||||
Issue, Allot and Deal with Additional Class B | |||||
Shares of the Company Not Exceeding 20% of the | |||||
Total Number of Issued Shares of the Company As at | |||||
the Date of Passing of This Resolution | Management | For | Voted - Against | ||
7 | To Grant A General Mandate to the Directors, | ||||
Exercisable on Their Behalf by Mr. Wang Xing, to | |||||
Repurchase Shares of the Company Not Exceeding 10% | |||||
of the Total Number of Issued Shares of the Company | |||||
As at the Date of Passing of This Resolution | Management | For | Voted - For | ||
8 | To Extend the General Mandate Granted to the | ||||
Directors to Issue, Allot and Deal with Additional | |||||
Shares in the Capital of the Company by the | |||||
Aggregate Number of the Shares Repurchased by the | |||||
Company | Management | For | Voted - Against | ||
9 | To Re-appoint PricewaterhouseCoopers As Auditor of | ||||
the Company to Hold Office Until the Conclusion of | |||||
the Next Annual General Meeting of the Company and | |||||
to Authorize the Board to Fix Their Remuneration | |||||
for the Year Ending December 31, 2020 | Management | For | Voted - For | ||
NETDRAGON WEBSOFT HOLDINGS LTD | |||||
Security ID: G6427W104 | |||||
Meeting Date: 15-Jan-20 | Meeting Type: Extraordinary General Meeting | ||||
09 Jan 2020: Please Note That This is A Revision | |||||
Due to Change of Record Date from 14 Jan 2020 to 10 | |||||
Jan 2020. If You Have Already Sent in Your Votes, | |||||
Please Do Not Vote Again Unless You Decide to Amend | |||||
Your Original Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for Resolution 1, Abstain | |||||
is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/1227/2019122700659.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/1227/2019122700687.pdf | Management | Non-Voting | Non-Voting |
16
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1 | Subject to and Conditional Upon (i) Closing (as | ||||
Defined in the Circular) of the Purchase Agreement | |||||
(as Defined in the Circular); and (ii) the Stock | |||||
Exchange of Hong Kong Limited Granting the Listing | |||||
Of, and Permission to Deal in the Warrant Shares | |||||
(as Defined in the Circular), to (a) Authorise the | |||||
Directors of the Company to Create and Issue the | |||||
Warrant (as Defined in the Circular) and Approve | |||||
the Warrant Instrument (as Defined in the | |||||
Circular); (b) Grant A Specific Mandate to the | |||||
Directors of the Company to Exercise the Powers of | |||||
the Company to Allot and Issue the Warrant Shares | |||||
(as Defined in the Circular); and (c) Authorise Any | |||||
One Or More of the Directors of the Company to Take | |||||
All Such Actions As He/she/they Consider(s) | |||||
Necessary, Appropriate, Desirable and Expedient for | |||||
the Purposes of Giving Effect to Or in Connection | |||||
with the Warrant Instrument and All Transactions in | |||||
Relation to the Creation and Issue of the Warrant | |||||
and the Allotment and Issue of the Warrant Shares | |||||
and to Agree to Such Variation, Amendments, Or | |||||
Waiver Or Matters Relating Thereto | Management | For | Voted - For | ||
Meeting Date: 03-Jun-20 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0427/2020042701385.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0427/2020042701254.pdf | Management | Non-Voting | Non-Voting | ||
1 | To Receive and Approve the Audited Consolidated | ||||
Financial Statements of the Company and Its | |||||
Subsidiaries for the Year Ended 31 December 2019 | |||||
and the Reports of the Directors and Auditors of | |||||
the Company for the Year Ended 31 December 2019 | Management | For | Voted - For | ||
2 | To Approve the Recommended Final Dividend for the | ||||
Year Ended 31 December 2019 | Management | For | Voted - For | ||
3 | To Re-appoint Messrs. Deloitte Touche Tohmatsu As | ||||
the Auditors of the Company and to Authorise the | |||||
Board of Directors to Fix Their Remuneration | Management | For | Voted - For | ||
4.A | To Re-elect Chen Hongzhan As Executive Director of | ||||
the Company | Management | For | Voted - Against | ||
4.B | To Re-elect Lin Dongliang As Non-executive Director | ||||
of the Company | Management | For | Voted - Against | ||
4.C | To Re-elect Liu Sai Keung, Thomas As Independent | ||||
Non-executive Director of the Company | Management | For | Voted - For | ||
4.D | To Authorise the Board of Directors to Fix the | ||||
Remuneration of the Directors of the Company for | |||||
the Year Ending 31 December 2020 | Management | For | Voted - For |
17
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5.A | To Grant A General and Unconditional Mandate to the | ||||
Directors to Issue, Allot and Otherwise Deal with | |||||
the Company's Shares | Management | For | Voted - Against | ||
5.B | To Grant A General and Unconditional Mandate to the | ||||
Directors to Buy Back the Company's Shares | Management | For | Voted - For | ||
5.C | To Add the Number of the Shares Bought Back by the | ||||
Company to the Mandate Granted to the Directors | |||||
Under Resolution No. 5a | Management | For | Voted - Against | ||
NETEASE, INC. | |||||
Security ID: 64110W102 Ticker: NTES | |||||
Meeting Date: 13-Sep-19 | Meeting Type: Annual | ||||
1A. | Re-election of Director: William Lei Ding | Management | For | Voted - For | |
1B. | Re-election of Director: Alice Cheng | Management | For | Voted - For | |
1C. | Re-election of Director: Denny Lee | Management | For | Voted - For | |
1D. | Re-election of Director: Joseph Tong | Management | For | Voted - For | |
1E. | Re-election of Director: Lun Feng | Management | For | Voted - For | |
1F. | Re-election of Director: Michael Leung | Management | For | Voted - For | |
1G. | Re-election of Director: Michael Tong | Management | For | Voted - For | |
2. | Appoint PricewaterhouseCoopers Zhong Tian LLP As | ||||
Independent Auditors of Netease, Inc. for the | |||||
Fiscal Year Ending December 31, 2019. | Management | For | Voted - For | ||
PPDAI GROUP INC. | |||||
Security ID: 69354V108 | Ticker: PPDF | ||||
Meeting Date: 05-Nov-19 | Meeting Type: Annual | ||||
1. | It is Resolved As A Special Resolution: That the | ||||
Change of the Company's Legal Name from "ppdai | |||||
Group Inc." to "finvolution Group" and the Adoption | |||||
of (see Company Proxy Card) As the Dual Foreign | |||||
Name of the Company, Which Have Been Approved by | |||||
the Resolutions of the Board of Directors of the | |||||
Company, be and Hereby Are, Authorized and | |||||
Approved; and That Each Director Or Officer of the | |||||
Company, be and Hereby Is, Authorized to Take Any | |||||
and Every Action That Might be Necessary, | |||||
Appropriate (due to Space Limits, See Proxy | |||||
Material for Full Proposal). | Management | For | Voted - For | ||
QUDIAN INC | |||||
Security ID: 747798106 | |||||
Meeting Date: 30-Dec-19 | Meeting Type: Annual General Meeting | ||||
Please Note That This is an Information Meeting. | |||||
There are Currently No Published Agenda Items, | |||||
Should You Wish to Attend the Meeting Personally, |
18
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
You May Apply for an Entrance Card by Contacting | |||||
Your Client Representative. Thank You | Management | Non-Voting | Non-Voting | ||
SOGOU INC | |||||
Security ID: 83409V104 | |||||
Meeting Date: 25-Sep-19 | Meeting Type: Annual General Meeting | ||||
II | To Ratify the Appointment of PricewaterhouseCoopers | ||||
Zhong Tian LLP As the Company's Independent | |||||
Auditors for the Fiscal Year Ending December 31, | |||||
2019 | Management | For | Non-Voting | ||
I.1 | To Elect the Following Person As Member of the | ||||
Company's Board of Directors Each to Hold Office | |||||
Until the Next Annual General Meeting of | |||||
Shareholders and Until His Or Her Successor is Duly | |||||
Elected Or Appointed, Or Until His Or Her Earlier | |||||
Resignation Or Removal: Charles Zhang | Management | For | Non-Voting | ||
I.2 | To Elect the Following Person As Member of the | ||||
Company's Board of Directors Each to Hold Office | |||||
Until the Next Annual General Meeting of | |||||
Shareholders and Until His Or Her Successor is Duly | |||||
Elected Or Appointed, Or Until His Or Her Earlier | |||||
Resignation Or Removal: Xiaochuan Wang | Management | For | Non-Voting | ||
I.3 | To Elect the Following Person As Member of the | ||||
Company's Board of Directors Each to Hold Office | |||||
Until the Next Annual General Meeting of | |||||
Shareholders and Until His Or Her Successor is Duly | |||||
Elected Or Appointed, Or Until His Or Her Earlier | |||||
Resignation Or Removal: Yu Yin | Management | For | Non-Voting | ||
I.4 | To Elect the Following Person As Member of the | ||||
Company's Board of Directors Each to Hold Office | |||||
Until the Next Annual General Meeting of | |||||
Shareholders and Until His Or Her Successor is Duly | |||||
Elected Or Appointed, Or Until His Or Her Earlier | |||||
Resignation Or Removal: Joanna Lu | Management | For | Non-Voting | ||
I.5 | To Elect the Following Person As Member of the | ||||
Company's Board of Directors Each to Hold Office | |||||
Until the Next Annual General Meeting of | |||||
Shareholders and Until His Or Her Successor is Duly | |||||
Elected Or Appointed, Or Until His Or Her Earlier | |||||
Resignation Or Removal: Bin Gao | Management | For | Non-Voting | ||
I.6 | To Elect the Following Person As Member of the | ||||
Company's Board of Directors Each to Hold Office | |||||
Until the Next Annual General Meeting of | |||||
Shareholders and Until His Or Her Successor is Duly | |||||
Elected Or Appointed, Or Until His Or Her Earlier | |||||
Resignation Or Removal: Janice Lee | Management | For | Non-Voting | ||
I.7 | To Elect the Following Person As Member of the | ||||
Company's Board of Directors Each to Hold Office | |||||
Until the Next Annual General Meeting of | |||||
Shareholders and Until His Or Her Successor is Duly | |||||
Elected Or Appointed, Or Until His Or Her Earlier | |||||
Resignation Or Removal: Jinmei He | Management | For | Non-Voting |
19
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
SOGOU INC. | |||||
Security ID: 83409V104 | Ticker: SOGO | ||||
Meeting Date: 25-Sep-19 | Meeting Type: Annual | ||||
1.1 | To Elect Charles Zhang As Member of the Company's | ||||
Board of Directors Until the Next Annual General | |||||
Meeting. | Management | For | Non-Voting | ||
1.2 | To Elect Xiaochuan Wang As Member of the Company's | ||||
Board of Directors Until the Next Annual General | |||||
Meeting. | Management | For | Non-Voting | ||
1.3 | To Elect Yu Yin As Member of the Company's Board of | ||||
Directors Until the Next Annual General Meeting. | Management | For | Non-Voting | ||
1.4 | To Elect Joanna Lu As Member of the Company's Board | ||||
of Directors Until the Next Annual General Meeting. | Management | For | Non-Voting | ||
1.5 | To Elect Bin Gao As Member of the Company's Board | ||||
of Directors Until the Next Annual General Meeting. | Management | For | Non-Voting | ||
1.6 | To Elect Janice Lee As Member of the Company's | ||||
Board of Directors Until the Next Annual General | |||||
Meeting. | Management | For | Non-Voting | ||
1.7 | To Elect Jinmei He As Member of the Company's Board | ||||
of Directors Until the Next Annual General Meeting. | Management | For | Non-Voting | ||
2. | To Ratify the Appointment of PricewaterhouseCoopers | ||||
Zhong Tian LLP As the Company's Independent | |||||
Auditors for the Fiscal Year Ending December 31, | |||||
2019. | Management | For | Non-Voting | ||
TENCENT HOLDINGS LTD | |||||
Security ID: G87572163 | |||||
Meeting Date: 13-May-20 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0407/2020040701452.pdf, | Management | Non-Voting | Non-Voting | ||
1 | To Receive and Consider the Audited Financial | ||||
Statements, the Directors' Report and the | |||||
Independent Auditor's Report for the Year Ended 31 | |||||
December 2019 | Management | For | Voted - For | ||
2 | To Declare A Final Dividend | Management | For | Voted - For | |
3.A | To Re-elect Mr Lau Chi Ping Martin As Director | Management | For | Voted - For | |
3.B | To Re-elect Mr Charles St Leger Searle As Director | Management | For | Voted - For | |
3.C | To Re-elect Professor Ke Yang As Director | Management | For | Voted - For | |
3.D | To Authorise the Board of Directors to Fix the | ||||
Directors' Remuneration | Management | For | Voted - For | ||
4 | To Re-appoint Auditor and Authorise the Board of | ||||
Directors to Fix Their Remuneration | Management | For | Voted - For |
20
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5 | To Grant A General Mandate to the Directors to | ||||
Issue New Shares | Management | For | Voted - Against | ||
6 | To Grant A General Mandate to the Directors to | ||||
Repurchase Shares | Management | For | Voted - For | ||
7 | To Extend the General Mandate to Issue New Shares | ||||
by Adding the Number of Shares Repurchased | Management | For | Voted - Against | ||
8 | To Approve the Proposed Amendments to the Existing | ||||
Amended and Restated Memorandum of Association and | |||||
Articles of Association of the Company and to Adopt | |||||
the Second Amended and Restated Memorandum of | |||||
Association and Articles of Association of the | |||||
Company | Management | For | Voted - For | ||
TONGCHENG-ELONG HOLDINGS LIMITED | |||||
Security ID: G8918W106 | |||||
Meeting Date: 03-Jun-20 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0427/2020042701363.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0427/2020042701327.pdf | Management | Non-Voting | Non-Voting | ||
1 | To Receive and Adopt the Audited Consolidated | ||||
Financial Statements of the Company for the Year | |||||
Ended December 31, 2019 and the Reports of the | |||||
Directors and Auditor Thereon | Management | For | Voted - For | ||
2.A.I To Re-elect the Following Retiring Director of the | |||||
Company: Mr. Wu Zhixiang As an Executive Director | Management | For | Voted - Against | ||
2.AII To Re-elect the Following Retiring Director of the | |||||
Company: Mr. Brent Richard Irvin As A Non-executive | |||||
Director | Management | For | Voted - Against | ||
2.AIV To Re-elect the Following Retiring Director of the | |||||
Company: Mr. Wu Haibing As an Independent | |||||
Non-executive Director; | Management | For | Voted - For | ||
2.B | To Authorise the Board of Directors of the Company | ||||
(the "board") to Fix the Remuneration of the | |||||
Directors of the Company (the "directors") | Management | For | Voted - For | ||
2AIIITo Re-elect the Following Retiring Director of the | |||||
Company: Mr. Cheng Yun Ming Matthew As A | |||||
Non-executive Director | Management | For | Voted - Against | ||
3 | To Re-appoint PricewaterhouseCoopers As Auditor of | ||||
the Company to Hold Office Until the Conclusion of | |||||
the Next Annual General Meeting of the Company and | |||||
to Authorize the Board to Fix Their Remuneration | |||||
for the Year Ending December 31, 2020 | Management | For | Voted - For | ||
4.A | To Give A General Mandate to the Directors to | ||||
Offer, Allot, Issue and Deal with Additional Shares | |||||
in the Company Not Exceeding 20% of the Total | |||||
Number of Issued Shares of the Company | Management | For | Voted - Against |
21
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4.B | To Give A General Mandate to the Directors to | ||||
Repurchase Shares in the Company Not Exceeding 10% | |||||
of the Total Number of Issued Shares of the Company | Management | For | Voted - For | ||
4.C | To Extend the General Mandate Granted to the | ||||
Directors to Allot, Issue and Deal with Shares by | |||||
the Number of Shares Repurchased by the Company | Management | For | Voted - Against | ||
Meeting Date: 02-Aug-19 | Meeting Type: Extraordinary General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for the Resolution 1, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/0715/ltn20190715249.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/0715/ltn20190715253.pdf | Management | Non-Voting | Non-Voting | ||
1 | Subject to and Conditional Upon the Listing | ||||
Committee of the Stock Exchange of Hong Kong | |||||
Limited Granting Approval of the Listing Of, and | |||||
Permission to Deal In, the Ordinary Share(s) of Usd | |||||
0.0005 Each in the Share Capital of the Company | |||||
Which May Fall to be Issued and Allotted Upon the | |||||
Exercise of the Options to be Granted Under the | |||||
2019 Share Option Plan of the Company (the "2019 | |||||
Share Option Plan"), the Terms of Which are | |||||
Contained in the Document Marked "a" Produced to | |||||
the Meeting and for the Purpose of Identification | |||||
Signed by the Chairman of the Meeting, to Approve | |||||
and Adopt the 2019 Share Option Plan, and to | |||||
Authorize the Board of Directors (the "board") of | |||||
the Company (or Any Committee Appointed by the | |||||
Board) to Grant Options Thereunder and to Allot, | |||||
Issue and Deal with the Shares Which Fall to be | |||||
Issued Pursuant to the Exercise of Any Option | |||||
Granted Under the 2019 Share Option Plan and to | |||||
Take All Such Steps As May be Necessary Or | |||||
Expedient in Order to Implement and to Give Full | |||||
Effect to the 2019 Share Option Plan | Management | For | Voted - For | ||
WEIBO CORP | |||||
Security ID: 948596101 | |||||
Meeting Date: 12-Nov-19 | Meeting Type: Annual General Meeting | ||||
1 | That Mr. Daniel Yong Zhang Shall be Re-elected As A | ||||
Director of the Company at This Annual General | |||||
Meeting and Retain Office Until His Retirement | |||||
Pursuant to the Company's Memorandum and Articles | |||||
of Association | Management | For | Non-Voting | ||
2 | That Mr. Pehong Chen Shall be Re-elected As A | ||||
Director of the Company at This Annual General | |||||
Meeting and Retain Office Until His Retirement |
22
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Pursuant to the Company's Memorandum and Articles | |||||
of Association | Management | For | Non-Voting | ||
WEIBO CORPORATION | |||||
Security ID: 948596101 | Ticker: WB | ||||
Meeting Date: 12-Nov-19 | Meeting Type: Annual | ||||
1. | As an Ordinary Resolution: That Mr. Daniel Yong | ||||
Zhang Shall be Re-elected As A Director of the | |||||
Company at This Annual General Meeting Andretain | |||||
Office Until His Retirement Pursuant to the | |||||
Company's Memorandum and Articles of Association. | Management | For | Voted - For | ||
2. | As an Ordinary Resolution: That Mr. Pehong Chen | ||||
Shall be Re- Elected As A Director of the Company | |||||
at This Annual General Meeting and Retain Office | |||||
Until His Retirement Pursuant to the Company's | |||||
Memorandum and Articles of Association. | Management | For | Voted - For | ||
WEIMOB INC. | |||||
Security ID: G9T20A106 | |||||
Meeting Date: 29-Jun-20 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0527/2020052700527.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0527/2020052700537.pdf | Management | Non-Voting | Non-Voting | ||
1 | To Receive and Adopt the Audited Consolidated | ||||
Financial Statements of the Company and Its | |||||
Subsidiaries and the Reports of the Directors and | |||||
Auditor for the Year Ended December 31, 2019 | Management | For | Voted - For | ||
2.A.I To Re-elect Mr. Fang Tongshu As an Executive | |||||
Director of the Company | Management | For | Voted - Against | ||
2.AII To Re-elect Mr. You Fengchun As an Executive | |||||
Director of the Company | Management | For | Voted - Against | ||
2.B | To Authorise the Board of Directors to Fix the | ||||
Remuneration of the Directors | Management | For | Voted - For | ||
2AIIITo Re-elect Mr. Huang Junwei As an Executive | |||||
Director of the Company | Management | For | Voted - Against | ||
3 | To Re-appoint PricewaterhouseCoopers As the Auditor | ||||
of the Company and to Authorise the Board of | |||||
Directors to Fix Its Remuneration | Management | For | Voted - For | ||
4.A | To Grant A General Mandate to the Directors to | ||||
Allot, Issue and Deal with Additional Shares Not | |||||
Exceeding 20% of the Issued Shares of the Company | Management | For | Voted - Against |
23
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4.B | To Grant A General Mandate to the Directors to | ||||
Purchase Shares Not Exceeding 10% of the Issued | |||||
Shares of the Company | Management | For | Voted - For | ||
4.C | To Extend the Authority Granted to the Directors | ||||
Pursuant to Ordinary Resolution No. 4(a) to Issue | |||||
Shares by Adding to the Issued Shares of the | |||||
Company the Number of Shares Purchased Under | |||||
Ordinary Resolution No. 4(b) | Management | For | Voted - Against | ||
5 | To Approve and Adopt the 2020 Restricted Share Unit | ||||
Scheme (including the Grant of Rsu Scheme Annual | |||||
Mandate) | Management | For | Voted - For | ||
XD INC. | |||||
Security ID: G9830N109 | |||||
Meeting Date: 24-Jun-20 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0428/2020042800962.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0428/2020042801038.pdf | Management | Non-Voting | Non-Voting | ||
1 | To Receive and Consider the Audited Consolidated | ||||
Financial Statements and the Reports of the | |||||
Directors and Auditor for the Year Ended 31 | |||||
December 2019 | Management | For | Voted - For | ||
2.I | To Re-elect Mr. Huang Yimeng As A Director | Management | For | Voted - For | |
2.II | To Re-elect Mr. Dai Yunjie As A Director | Management | For | Voted - For | |
2.III | To Re-elect Mr. Shen Sheng As A Director | Management | For | Voted - For | |
2.IV To Re-elect Mr. Fan Shuyang As A Director | Management | For | Voted - For | ||
2.IX To Re-elect Mr. Gao Shaoxing As A Director | Management | For | Voted - For | ||
2.V | To Re-elect Mr. Tong Weiliang As A Director | Management | For | Voted - For | |
2.VI To Re-elect Mr. Chen Feng As A Director | Management | For | Voted - For | ||
2.VII To Re-elect Mr. Pei Dapeng As A Director | Management | For | Voted - For | ||
2.X | To Authorize the Board of Directors to Fix the | ||||
Remuneration of the Directors | Management | For | Voted - For | ||
2VIIITo Re-elect Mr. Xin Quandong As A Director | Management | For | Voted - For | ||
3 | To Re-appoint PricewaterhouseCoopers As Auditor and | ||||
to Authorize the Board of Directors to Fix Its | |||||
Remuneration | Management | For | Voted - For | ||
4 | To Grant A General Mandate to the Directors to | ||||
Issue New Shares of the Company Not Exceeding 20% | |||||
of the Total Number of Issued Shares of the Company | Management | For | Voted - Against | ||
5 | To Grant A General Mandate to the Directors to Buy | ||||
Back Shares of the Company Not Exceeding 10% of the | |||||
Total Number of Issued Shares of the Company | Management | For | Voted - For | ||
6 | To Extend the General Mandate to Issue New Shares | ||||
by Adding the Number of Shares Purchased by the | |||||
Company | Management | For | Voted - Against |
24
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
YIREN DIGITAL LIMITED | |||||
Security ID: 98585L100 Ticker: YRD | |||||
Meeting Date: 30-Sep-19 | Meeting Type: Special | ||||
1. It is Resolved As A Special Resolution: That the | |||||
Change of the Company's Legal Name from "yirendai | |||||
Ltd." to "yiren Digital Ltd.", Which Has Been | |||||
Approved by the Resolutions of the Company's Board | |||||
of Directors, be and Herby Is, Authorized and | |||||
Approved, and the Company's Memorandum and Articles | |||||
of Association, be and Hereby Is, Amended to | |||||
Reflect the Change of the Company's Legal Name; and | |||||
That Each Director Or Officer of the Company, be | |||||
and Hereby Is, Authorized to (due to Space | |||||
Limits, See Proxy Material for Full Proposal). | Management | Voted - For | |||
YIREN DIGITAL LTD | |||||
Security ID: 98585L100 | |||||
Meeting Date: 30-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | That the Change of the Company's Legal Name from | ||||
"yirendai Ltd." to "yiren Digital Ltd.", Which Has | |||||
Been Approved by the Resolutions of the Company's | |||||
Board of Directors, be and Herby Is, Authorized and | |||||
Approved, and the Company's Memorandum and Articles | |||||
of Association, be and Hereby Is, Amended to | |||||
Reflect the Change of the Company's Legal Name; and | |||||
That Each Director Or Officer of the Company, be | |||||
and Hereby Is, Authorized to Take Any and Every | |||||
Action That Might be Necessary, Appropriate Or | |||||
Desirable to Effect the Foregoing Resolution As | |||||
Such Director Or Officer, in His Or Her Absolute | |||||
Discretion, Thinks Fit | Management | For | Non-Voting | ||
Meeting Date: 15-Nov-19 | Meeting Type: Annual General Meeting | ||||
Please Note That This is an Information Meeting. | |||||
There are Currently No Published Agenda Items, | |||||
Should You Wish to Attend the Meeting Personally, | |||||
You May Apply for an Entrance Card by Contacting | |||||
Your Client Representative. Thank You | Management | Non-Voting | Non-Voting | ||
YIXIN GROUP LIMITED (DOING BUSINESS AS YIXIN AU | |||||
Security ID: G9T43R102 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting |
25
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0420/2020042000441.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0420/2020042000435.pdf | Management | Non-Voting | Non-Voting | ||
1 | To Receive the Audited Consolidated Financial | ||||
Statements of the Company and the Reports of the | |||||
Directors (the "directors") and Independent Auditor | |||||
for the Year Ended December 31, 2019 | Management | For | Voted - For | ||
2.A | To Re-elect Mr. Huan Zhou As Director | Management | For | Voted - Against | |
2.B | To Re-elect Mr. Andy Xuan Zhang As Director | Management | For | Voted - Against | |
2.C | To Re-elect Mr. Jimmy Chi Ming Lai As Director | Management | For | Voted - Against | |
2.D | To Authorize the Board (the "board") of Directors | ||||
to Fix the Remuneration of the Directors | Management | For | Voted - For | ||
3 | To Re-appoint PricewaterhouseCoopers As the Auditor | ||||
of the Company and to Authorize the Board to Fix | |||||
the Auditor's Remuneration | Management | For | Voted - For | ||
4 | To Give A General Mandate to the Directors to | ||||
Buy-back Shares of the Company Not Exceeding 10% of | |||||
the Total Number of Issued Shares of the Company | Management | For | Voted - For | ||
5 | To Give A General Mandate to the Directors to | ||||
Issue, Allot and Deal with New Shares of the | |||||
Company Not Exceeding 20% of the Total Number of | |||||
Issued Shares of the Company | Management | For | Voted - Against | ||
6 | To Extend the General Mandate Granted to the | ||||
Directors to Issue, Allot and Deal with New Shares | |||||
of the Company by the Aggregate Number of the | |||||
Shares Bought Back by the Company | Management | For | Voted - Against | ||
YY INC-ADR | |||||
Security ID: 98426T106 | Ticker: YY | ||||
Meeting Date: 20-Dec-19 | Meeting Type: Annual | ||||
1. | It is Resolved As A Special Resolution: That | ||||
Subject to and Conditional Upon the Approval of the | |||||
Registrar of Companies in the Cayman Islands (the | |||||
"registrar") Being Obtained, the Name of the | |||||
Company be and is Hereby Changed from "yy Inc." to | |||||
"joyy Inc." with Effect from the Date of | |||||
Registration As Set Out in the Certificate of | |||||
Incorporation on Change of Name Issued by the | |||||
Registrar, and That Any One Director Or Officer of | |||||
the Company be and is Hereby Authorized to Take Any | |||||
and Every Action | (due to Space Limits, See Proxy | ||||
Material for Full Proposal). | Management | For | Voted - For |
26
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ZHONGAN ONLINE P&C INSURANCE CO., LTD. (DOING BUSI | |||||
Security ID: Y989DF109 | |||||
Meeting Date: 27-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/1108/ltn20191108187.pdf, | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/1121/2019112100808.pdf and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
19/1121/2019112100814.pdf | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
313042 Due to Receipt of Additional Resolutions 2.1 | |||||
to 2.4. All Votes Received on the Previous Meeting | |||||
Will be Disregarded and You Will Need to Reinstruct | |||||
on This Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
1 | To Consider and Approve the Adjustment to the | ||||
Emoluments of Independent Non-executive Directors | |||||
of the Company | Management | For | Voted - For | ||
2.1 | That: the Revised Annual Cap for the Continuing | ||||
Connected Transactions Under the Online Platform | |||||
Cooperation Framework Agreement (as Defined in the | |||||
Supplemental Circular of the Company Dated November | |||||
22, 2019) (the "supplemental Circular") and the | |||||
Transactions Contemplated Thereunder, be and are | |||||
Hereby Approved, Confirmed and Ratified | Management | For | Voted - For | ||
2.2 | That: the New Online Platform Cooperation Framework | ||||
Agreement (as Defined in the Supplemental Circular) | |||||
and the Transactions Contemplated Thereunder | |||||
(including the Ant Financial Annual Caps), be and | |||||
are Hereby Approved, Confirmed and Ratified | Management | For | Voted - For | ||
2.3 | That: the Auto Co-insurance Cooperation Agreements | ||||
(as Defined in the Supplemental Circular) and the | |||||
Transactions Contemplated Thereunder (including the | |||||
Ping an Annual Caps), be and are Hereby Approved, | |||||
Confirmed and Ratified | Management | For | Voted - For | ||
2.4 | That: Any One Director of the Company be and are | ||||
Hereby Generally and Unconditionally Authorized to | |||||
Do All Such Further Acts and Things and to Sign and | |||||
Execute All Such Other Or Further Documents and to | |||||
Take All Such Steps As He/she May Consider | |||||
Necessary, Desirable, Appropriate Or Expedient to | |||||
Implement And/or Give Effect to Or Otherwise in | |||||
Connection with Each of the New Online Platform | |||||
Cooperation Framework Agreement and the Auto | |||||
Co-insurance Cooperation Agreements and the | |||||
Transactions Respectively Contemplated Thereunder, | |||||
and the Further Revised Ant Financial Online | |||||
Platform Annual Cap | Management | For | Voted - For |
27
KraneShares CSI China Internet ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 11-May-20 | Meeting Type: Annual General Meeting | ||||
Please Note That the Company Notice and Proxy Form | |||||
are Available by Clicking on the Url Links: | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0326/2020032601158.pdf, and | |||||
Https://www1.hkexnews.hk/listedco/listconews/sehk/20 | |||||
20/0421/2020042101298.pdf, | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
377462 Due to Receipt of Additional Resolution 10. | |||||
All Votes Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You. | Management | Non-Voting | Non-Voting | ||
1 | To Consider and Approve the Report of Board of | ||||
Directors of the Company for the Year Ended | |||||
December 31, 2019 | Management | For | Voted - For | ||
2 | To Consider and Approve the Report of Supervisory | ||||
Committee of the Company for the Year Ended | |||||
December 31, 2019 | Management | For | Voted - For | ||
3 | To Consider and Approve the Report of the Auditors | ||||
and Audited Financial Statements of the Company for | |||||
the Year Ended December 31, 2019 | Management | For | Voted - For | ||
4 | To Consider and Approve the Re-appointment of | ||||
Auditors for the Year Ending December 31, 2020 | Management | For | Voted - For | ||
5 | To Consider and Approve the Election of Mr. Weibiao | ||||
Zhan As A Non-executive Director of the Third | |||||
Session of the Board of Directors of the Company to | |||||
Hold Office Until the Expiry of the Term of the | |||||
Third Session of the Board of Directors | Management | For | Voted - Against | ||
6 | To Consider and Approve the Performance Evaluation | ||||
of the Directors of the Company for the Year 2019 | Management | For | Voted - For | ||
7 | To Consider and Approve the Five-year Development | ||||
Plan of the Company (2020-2024) | Management | For | Voted - For | ||
8 | To Consider and Approve the Grant of A General | ||||
Mandate to the Board of Directors of the Company to | |||||
Issue Shares | Management | For | Voted - Against | ||
9 | To Consider and Approve the Amendments to the | ||||
Articles of Association of the Company | Management | For | Voted - Against | ||
10 | To Consider and Approve the Proposed Issue of | ||||
Offshore Senior Bonds by the Company | Management | For | Voted - For |
28
KraneShares E Fund China Commercial Paper ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
CALAMOS CONV OPPS & INCOME FUND | |||||
Security ID: 128117108 | Ticker: CHI | ||||
Meeting Date: 09-Jul-19 | Meeting Type: Annual | ||||
1. Director | Management | For | Voted - For | ||
Meeting Date: 29-Jun-20 | Meeting Type: Annual | ||||
1A. Director | Management | For | Voted - For | ||
CHONGQING WATER AFFAIRS ASSETS OPERATION LTD | |||||
Security ID: Y1R96NAC0 | |||||
Meeting Date: 24-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
Please Note That As Broadridge Has Been Notified | |||||
Late of This Particular Meeting, Voting Cannot be | |||||
Supported and the Meeting Has Been Set Up As an | |||||
Information Only Meeting. Should You Have Any | |||||
Questions Please Either Contact Your Broadridge | |||||
Client Service Representative Or Your Custodian | Management | Non-Voting | Non-Voting | ||
1 | Proposal on the Asset Sale and Transfer of the | ||||
Company | Management | Non-Voting | Non-Voting |
29
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ADVANCED MICRO DEVICES, INC. | |||||
Security ID: 007903107 | Ticker: AMD | ||||
Meeting Date: 07-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: John E. Caldwell | Management | For | Voted - For | |
1B. | Election of Director: Nora M. Denzel | Management | For | Voted - For | |
1C. | Election of Director: Mark Durcan | Management | For | Voted - For | |
1D. | Election of Director: Michael P. Gregoire | Management | For | Voted - For | |
1E. | Election of Director: Joseph A. Householder | Management | For | Voted - For | |
1F. | Election of Director: John W. Marren | Management | For | Voted - For | |
1G. | Election of Director: Lisa T. Su | Management | For | Voted - For | |
1H. | Election of Director: Abhi Y. Talwalkar | Management | For | Voted - For | |
2. | Ratify the Appointment of Ernst & Young LLP As our | ||||
Independent Registered Public Accounting Firm for | |||||
the Current Fiscal Year. | Management | For | Voted - For | ||
3. | Advisory Vote to Approve the Executive Compensation | ||||
of our Named Executive Officers. | Management | For | Voted - Against | ||
ALBEMARLE CORPORATION | |||||
Security ID: 012653101 | Ticker: ALB | ||||
Meeting Date: 05-May-20 | Meeting Type: Annual | ||||
1. | To Approve the Non-binding Advisory Resolution | ||||
Approving the Compensation of our Named Executive | |||||
Officers. | Management | For | Voted - For | ||
2A. | Election of Director: Mary Lauren Brlas | Management | For | Voted - For | |
2B. | Election of Director: Luther C. Kissam IV | Management | For | Voted - For | |
2C. | Election of Director: J. Kent Masters | Management | For | Voted - For | |
2D. | Election of Director: Glenda J. Minor | Management | For | Voted - For | |
2E. | Election of Director: James J. O'brien | Management | For | Voted - For | |
2F. | Election of Director: Diarmuid B. O'connell | Management | For | Voted - For | |
2G. | Election of Director: Dean L. Seavers | Management | For | Voted - For | |
2H. | Election of Director: Gerald A. Steiner | Management | For | Voted - For | |
2I. | Election of Director: Holly A. Van Deursen | Management | For | Voted - Against | |
2J. | Election of Director: Amb. Alejandro Wolff | Management | For | Voted - For | |
3. | To Ratify the Appointment of PricewaterhouseCoopers | ||||
LLP As Albemarle's Independent Registered Public | |||||
Accounting Firm for the Fiscal Year Ending December | |||||
31, 2020. | Management | For | Voted - For | ||
ALPHABET INC. | |||||
Security ID: 02079K305 | Ticker: GOOGL | ||||
Meeting Date: 03-Jun-20 | Meeting Type: Annual | ||||
1. | Director | Management | For | Voted - Split |
30
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2. | Ratification of the Appointment of Ernst & Young | ||||
LLP As Alphabet's Independent Registered Public | |||||
Accounting Firm for the Fiscal Year Ending December | |||||
31, 2020. | Management | For | Voted - For | ||
3. | An Amendment to Alphabet's Amended and Restated | ||||
2012 Stock Plan to Increase the Share Reserve by | |||||
8,500,000 Shares of Class C Capital Stock. | Management | For | Voted - For | ||
4. | Advisory Vote to Approve Named Executive Officer | ||||
Compensation. | Management | For | Voted - Against | ||
5. | A Stockholder Proposal Regarding Equal Shareholder | ||||
Voting, If Properly Presented at the Meeting. | Management | Against | Voted - For | ||
6. | A Stockholder Proposal Regarding A Report on | ||||
Arbitration of Employment-related Claims, If | |||||
Properly Presented at the Meeting. | Management | Against | Voted - Against | ||
7. | A Stockholder Proposal Regarding the Establishment | ||||
of A Human Rights Risk Oversight Committee, If | |||||
Properly Presented at the Meeting. | Management | Against | Voted - For | ||
8. | A Stockholder Proposal Regarding Non-binding Vote | ||||
on Amendment of Bylaws, If Properly Presented at | |||||
the Meeting. | Management | Against | Voted - Against | ||
9. | A Stockholder Proposal Regarding A Report on | ||||
Sustainability Metrics, If Properly Presented at | |||||
the Meeting. | Management | Against | Voted - Against | ||
10. | A Stockholder Proposal Regarding A Report on | ||||
Takedown Requests, If Properly Presented at the | |||||
Meeting. | Management | Against | Voted - Against | ||
11. | A Stockholder Proposal Regarding Majority Vote for | ||||
Election of Directors, If Properly Presented at the | |||||
Meeting. | Management | Against | Voted - For | ||
12. | A Stockholder Proposal Regarding A Report on | ||||
Gender/racial Pay Equity, If Properly Presented at | |||||
the Meeting. | Management | Against | Voted - Against | ||
13. | A Stockholder Proposal Regarding the Nomination of | ||||
Human Rights And/or Civil Rights Expert to the | |||||
Board, If Properly Presented at the Meeting. | Management | Against | Voted - Against | ||
14. | A Stockholder Proposal Regarding A Report on | ||||
Whistleblower Policies and Practices, If Properly | |||||
Presented at the Meeting | Management | Against | Voted - Against | ||
AMBARELLA, INC. | |||||
Security ID: G037AX101 Ticker: AMBA | |||||
Meeting Date: 04-Jun-20 | Meeting Type: Annual | ||||
1. | Director | Management | For | Voted - For | |
2. | Ratification of PricewaterhouseCoopers LLP As | ||||
Ambarella, Inc.'s Independent Registered Public | |||||
Accounting Firm for the Fiscal Year Ending January | |||||
31, 2021. | Management | For | Voted - For | ||
3. | Advisory Vote to Approve the Compensation of | ||||
Ambarella, Inc.'s Named Executive Officers. | Management | For | Voted - For |
31
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
AMS AG | |||||
Security ID: A0400Q115 | |||||
Meeting Date: 24-Jan-20 | Meeting Type: Extraordinary General Meeting | ||||
Please Note That Beneficial Owner Details is | |||||
Required for This Meeting. If No Beneficial Owner | |||||
Details is Provided, Your Instruction May be | |||||
Rejected. Thank You. | Management | Non-Voting | Non-Voting | ||
1 | Resolution on the Ordinary Increase of the Share | ||||
Capital of the Company by Way of A Rights Issue | |||||
Pursuant to Sec. 149 Et Seq Aktg Against Cash | |||||
Contribution and Protecting the Shareholders | |||||
Statutory Subscription Rights | Management | For | Voted - For | ||
Meeting Date: 03-Jun-20 | Meeting Type: Ordinary General Meeting | ||||
13 May 2020: Please Note That the Meeting Has Been | |||||
Set Up Using the Record Date 22 May 2020, Since at | |||||
This Time We are Unable to Systematically Update | |||||
the Actual Record Date the True Record Date for | |||||
This Meeting is 24 May 2020.thank You | Management | Non-Voting | Non-Voting | ||
14 May 2020: Please Note That This is A Revision | |||||
Due to Addition of Comment and Modification Text of | |||||
Resolution 6. If You Have Already Sent in Your | |||||
Votes, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That Beneficial Owner Details is | |||||
Required for This Meeting. If No Beneficial Owner | |||||
Details is Provided, Your Instruction May be | |||||
Rejected. Thank You. | Management | Non-Voting | Non-Voting | ||
1 | Presentation of Annual Reports | Management | Non-Voting | Non-Voting | |
2 | Allocation of Net Profits | Management | For | Voted - For | |
3 | Discharge of Management Board | Management | For | Voted - For | |
4 | Discharge of Supervisory Board | Management | For | Voted - For | |
5 | Approval of Remuneration for Supervisory Board | Management | For | Voted - For | |
6 | Election External Auditor: KPMG Austria Gmbh | Management | For | Voted - For | |
7 | Approval Remuneration Policy | Management | For | Voted - Against | |
8 | Approval of Issuance of Financial Instruments | ||||
Accord. Par 174 Aktg (share Law) | Management | For | Voted - For | ||
9 | Approval of Conditional Capital Increase for | ||||
Issuance of Financial Instruments | Management | For | Voted - For | ||
10 | Amendment Bylaws | Management | For | Voted - For | |
11 | Report of the Company Concerning Own Shares | Management | Non-Voting | Non-Voting | |
ANALOG DEVICES, INC. | |||||
Security ID: 032654105 | Ticker: ADI | ||||
Meeting Date: 11-Mar-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Ray Stata | Management | For | Voted - For | |
1B. | Election of Director: Vincent Roche | Management | For | Voted - For |
32
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1C. | Election of Director: James A. Champy | Management | For | Voted - For | |
1D. | Election of Director: Anantha P. Chandrakasan | Management | For | Voted - For | |
1E. | Election of Director: Bruce R. Evans | Management | For | Voted - For | |
1F. | Election of Director: Edward H. Frank | Management | For | Voted - For | |
1G. | Election of Director: Karen M. Golz | Management | For | Voted - For | |
1H. | Election of Director: Mark M. Little | Management | For | Voted - For | |
1I. | Election of Director: Kenton J. Sicchitano | Management | For | Voted - For | |
1J. | Election of Director: Susie Wee | Management | For | Voted - For | |
2. | Advisory Resolution to Approve the Compensation of | ||||
our Named Executive Officers. | Management | For | Voted - For | ||
3. | Approval of the Analog Devices, Inc. 2020 Equity | ||||
Incentive Plan. | Management | For | Voted - For | ||
4. | Ratification of Ernst & Young LLP As our | ||||
Independent Registered Public Accounting Firm for | |||||
Fiscal 2020. | Management | For | Voted - For | ||
ANTOFAGASTA PLC | |||||
Security ID: G0398N128 | |||||
Meeting Date: 20-May-20 | Meeting Type: Annual General Meeting | ||||
1 | To Receive the Accounts and the Reports of the | ||||
Directors and of the Auditors for the Year Ended 31 | |||||
December 2019 | Management | For | Voted - For | ||
2 | To Approve the Directors' and Ceo Remuneration | ||||
Report (excluding the Directors' and Ceo | |||||
Remuneration Policy) for the Year Ended 31 December | |||||
2019 | Management | For | Voted - For | ||
3 | To Approve the 2020 Directors' and Ceo Remuneration | ||||
Policy, the Full Text of Which is Set Out in the | |||||
Remuneration Section of the Annual Report and | |||||
Financial Statements of the Company for the Year | |||||
Ended 31 December 2019 | Management | For | Voted - For | ||
4 | To Declare A Final Dividend: Final Dividend of 23.4 | ||||
Cents Per Ordinary Share | Management | For | Voted - For | ||
5 | To Re-elect Jean-paul Luksic As A Director | Management | For | Voted - For | |
6 | To Re-elect Ollie Oliveira As A Director | Management | For | Voted - For | |
7 | To Re-elect Ramon Jara As A Director | Management | For | Voted - For | |
8 | To Re-elect Juan Claro As A Director | Management | For | Voted - For | |
9 | To Re-elect Andronico Luksic As A Director | Management | For | Voted - Against | |
10 | To Re-elect Vivianne Blanlot As A Director | Management | For | Voted - For | |
11 | To Re-elect Jorge Bande As A Director | Management | For | Voted - For | |
12 | To Re-elect Francisca Castro As A Director | Management | For | Voted - For | |
13 | To Re-elect Michael Anglin As A Director | Management | For | Voted - For | |
14 | To Elect Tony Jensen As A Director | Management | For | Voted - For | |
15 | To Re-appoint PricewaterhouseCoopers LLP As | ||||
Auditors of the Company to Hold Office from the | |||||
Conclusion of This Meeting Until the Conclusion of | |||||
the Next General Meeting at Which the Accounts are | |||||
Laid Before the Company | Management | For | Voted - For |
33
KraneShares Electric Vehicles and Future Mobility Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
16 | To Authorise the Audit and Risk Committee for and | |||
on Behalf of the Board to Fix the Remuneration of | ||||
the Auditors | Management | For | Voted - For | |
17 | That, in Substitution for All Existing Authorities, | |||
the Directors be Generally and Unconditionally | ||||
Authorised in Accordance with Section 551 of the | ||||
Companies Act 2006 to Exercise All the Powers of | ||||
the Company to Allot Shares (as Defined in Section | ||||
540 of the Companies Act 2006) in the Company Or | ||||
Grant Rights to Subscribe for Or to Convert Any | ||||
Security Into Shares in the Company: A. Up to an | ||||
Aggregate Nominal Amount of Gbp 16,430,945; and B. | ||||
Comprising Equity Securities (as Defined in Section | ||||
560(1) of the Companies Act 2006) Up to A Further | ||||
Aggregate Nominal Amount of Gbp 16,430,945 in | ||||
Connection with an Offer by Way of A Rights Issue, | ||||
Such Authorities to Last Until the Earlier of 30 | ||||
June 2021 (the Last Day by Which the Company Must | ||||
Hold an Annual General Meeting in 2021) Or the End | ||||
of the Company's Next Annual General Meeting in | ||||
2021 But, in Each Case, So That the Company May | ||||
Make Offers and Enter Into Agreements Before the | ||||
Authority Expires Which Would, Or Might, Require | ||||
Shares to be Allotted Or Rights to Subscribe for Or | ||||
to Convert Any Security Into Shares to be Granted | ||||
After the Authority Expires, and the Directors May | ||||
Allot Shares Or Grant Such Rights Under Any Such | ||||
Offer Or Agreement As If the Authority Had Not | ||||
Expired. References in This Resolution 17 to the | ||||
Nominal Amount of Rights to Subscribe for Or to | ||||
Convert Any Security Into Shares (including Where | ||||
Such Rights are Referred to As Equity Securities As | ||||
Defined in Section 560(1) of the Companies Act | ||||
2006) are to the Nominal Amount of Shares That May | ||||
be Allotted Pursuant to the Rights. for the | ||||
Purposes of This Resolution 17, "rights Issue" | ||||
Means an Offer: I. to Ordinary Shareholders in | ||||
Proportion (as Nearly As May be Practicable) to | ||||
Their Existing Holdings; and II. to Holders of | ||||
Other Equity Securities (as Defined in Section | ||||
560(1) of the Companies Act 2006) As Required by | ||||
the Rights of Those Securities Or, Subject to Such | ||||
Rights, As the Directors Otherwise Consider | ||||
Necessary, to Subscribe for Further Securities by | ||||
Means of the Issue of A Renounceable Letter (or | ||||
Other Negotiable Document) Which May be Traded for | ||||
A Period Before Payment for the Securities is Due, | ||||
Including an Offer to Which the Directors May | ||||
Impose Any Limits Or Restrictions Or Make Any | ||||
Arrangements Which They Consider Necessary Or | ||||
Appropriate to Deal with Treasury Shares, | ||||
Fractional Entitlements, Record Dates, Legal, | ||||
Regulatory Or Practical Problems In, Or Under the | ||||
Laws Of, Any Territory Or Any Other Matter | Management | For | Voted - For | |
18 | That, in Substitution for All Existing Authorities | |||
and Subject to the Passing of Resolution 17, the | ||||
Directors be Generally Empowered Pursuant to |
34
KraneShares Electric Vehicles and Future Mobility Index ETF | |||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Section 570 of the Companies Act 2006 to Allot | |||
Equity Securities (as Defined in Section 560(1) of | |||
the Companies Act 2006) for Cash Pursuant to the | |||
Authority Granted by Resolution 17 And/or Pursuant | |||
to Section 573 of the Companies Act 2006 to Sell | |||
Ordinary Shares Held by the Company As Treasury | |||
Shares for Cash, in Each Case Free of the | |||
Restriction in Section 561 of the Companies Act | |||
2006, Such Authority to be Limited: A. to the | |||
Allotment of Equity Securities And/or Sale of | |||
Treasury Shares for Cash in Connection with an | |||
Offer of Equity Securities (but in the Case of an | |||
Allotment Pursuant to the Authority Granted by | |||
Paragraph B of Resolution 17, by Way of A Rights | |||
Issue Only): I. to Ordinary Shareholders in | |||
Proportion (as Nearly As May be Practicable) to | |||
Their Existing Holdings; and II. to Holders of | |||
Other Equity Securities (as Defined in Section | |||
560(1) of the Companies Act 2006), As Required by | |||
the Rights of Those Securities Or, Subject to Such | |||
Rights, As the Directors Otherwise Consider | |||
Necessary, and So That the Directors May Impose Any | |||
Limits Or Restrictions Or Make Any Other | |||
Arrangements Which They Consider Necessary Or | |||
Appropriate to Deal with Treasury Shares, | |||
Fractional Entitlements, Record Dates, Legal, | |||
Regulatory Or Practical Problems In, Or Under the | |||
Laws Of, Any Territory Or Any Other Matter; and B. | |||
to the Allotment of Equity Securities Pursuant to | |||
the Authority Granted by Paragraph A of Resolution | |||
17 And/or Sale of Treasury Shares for Cash (in Each | |||
Case Otherwise Than in the Circumstances Set Out in | |||
Paragraph A of This Resolution 18) Up to A Nominal | |||
Amount of Gbp 2,464,641 (calculated, in the Case of | |||
Equity Securities Which are Rights to Subscribe | |||
For, Or to Convert Securities Into, Ordinary Shares | |||
by Reference to the Aggregate Nominal Amount of | |||
Relevant Shares Which May be Allotted Pursuant to | |||
Such Rights), Such Authority to Last Until the | |||
Earlier of 30 June 2021 (the Last Day by Which the | |||
Company Must Hold an Annual General Meeting in | |||
2021) Or the Conclusion of the Company's Next | |||
Annual General Meeting in 2021 But, in Each Case, | |||
So That the Company May Make Offers and Enter Into | |||
Agreements Before the Authority Expires Which | |||
Would, Or Might, Require Equity Securities to be | |||
Allotted (and/or Treasury Shares to be Sold) After | |||
the Authority Expires and the Directors May Allot | |||
Equity Securities (and/or Sell Treasury Shares) | |||
Under Any Such Offer Or Agreement As If the | |||
Authority Hereby Conferred Had Not Expired. for the | |||
Purposes of This Resolution 18, "rights Issue" Has | |||
the Same Meaning As in Resolution 17 Above | Management | For | Voted - For |
19 That, in Addition to Any Authority Granted Under | |||
Resolution 18, and Subject to the Passing of | |||
Resolution 17, the Directors be Generally Empowered | |||
Pursuant to Section 570 of the Companies Act 2006 |
35
KraneShares Electric Vehicles and Future Mobility Index ETF | |||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
to Allot Equity Securities (as Defined in Section | |||
560(1) of the Companies Act 2006) for Cash Pursuant | |||
to the Authority Granted by Resolution 17 And/or | |||
Pursuant to Section 573 of the Companies Act 2006 | |||
to Sell Ordinary Shares Held by the Company As | |||
Treasury Shares for Cash, in Each Case Free of the | |||
Restriction in Section 561 of the Companies Act | |||
2006, Such Authority to Be: A. Limited to the | |||
Allotment of Equity Securities And/or Sale of | |||
Treasury Shares for Cash Up to an Aggregate Nominal | |||
Amount of Gbp 2,464,641 (calculated, in the Case of | |||
Equity Securities Which are Rights to Subscribe | |||
For, Or to Convert Securities Into, Ordinary Shares | |||
by Reference to the Aggregate Nominal Amount of | |||
Relevant Shares Which May be Allotted Pursuant to | |||
Such Rights); and B. Used Only for the Purposes of | |||
Financing (or Refinancing, If the Authority is to | |||
be Used Within Six Months After the Original | |||
Transaction) A Transaction Which the Directors | |||
Determine to be an Acquisition Or Other Capital | |||
Investment of A Kind Contemplated by the Statement | |||
of Principles on Disapplying Pre-emption Rights | |||
Most Recently Published by the Pre-emption Group | |||
Prior to the Date of This Notice, Such Authority to | |||
Last Until the Earlier of 30 June 2021 (the Last | |||
Day by Which the Company Must Hold an Annual | |||
General Meeting in 2021) Or the End of the | |||
Company's Next Annual General Meeting in 2021 But, | |||
in Each Case, So That the Company May Make Offers | |||
and Enter Into Agreements Before the Authority | |||
Expires Which Would, Or Might, Require Equity | |||
Securities to be Allotted Or Rights to Subscribe | |||
for Or to Convert Any Security Into Shares to be | |||
Granted (and/or Treasury Shares to be Sold) After | |||
the Authority Expires and the Directors May Allot | |||
Equity Securities Or Grant Such Rights (and/or Sell | |||
Treasury Shares) Under Any Such Offer Or Agreement | |||
As If the Authority Conferred Hereby Had Not Expired | Management | For | Voted - For |
20 That the Company be Generally and Unconditionally | |||
Authorised to Make One Or More Market Purchases | |||
(within the Meaning of Section 693(4) of the | |||
Companies Act 2006) of Ordinary Shares of 5p in the | |||
Capital of the Company ("ordinary Shares"), | |||
Provided That: A. the Maximum Aggregate Number of | |||
Ordinary Shares Authorised to be Purchased is | |||
98,585,669 (representing 10% of the Issued Ordinary | |||
Share Capital); B. the Minimum Price (excluding | |||
Expenses) Which May be Paid for an Ordinary Share | |||
is 5p; C. the Maximum Price (excluding Expenses) | |||
Which May be Paid for an Ordinary Share Shall be | |||
the Higher Of: (1) an Amount Equal to 105% of the | |||
Average of the Middle Market Quotations for an | |||
Ordinary Share As Derived from the London Stock | |||
Exchange Daily Official List for the Five Business | |||
Days Immediately Preceding the Day on Which That | |||
Ordinary Share is Purchased; and (2) the Higher of | |||
the Price of the Last Independent Trade and the |
36
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Highest Current Independent Bid for an Ordinary | |||||
Share on the Trading Venue Where the Purchase is | |||||
Carried Out; D. This Authority Will Last Until the | |||||
Earlier of 30 June 2021 (the Last Day by Which the | |||||
Company Must Hold an Annual General Meeting in | |||||
2021) Or the End of the Company's Next Annual | |||||
General Meeting in 2021; and E. the Company May | |||||
Make A Contract to Purchase Ordinary Shares Under | |||||
This Authority Before the Expiry of the Authority | |||||
Which Will Or May be Executed Wholly Or Partly | |||||
After the Expiry of the Authority, and May Make A | |||||
Purchase of Ordinary Shares in Pursuance of Any | |||||
Such Contract | Management | For | Voted - For | ||
21 | That A General Meeting of the Company, Other Than | ||||
an Annual General Meeting, May be Called on Not | |||||
Less Than 14 Clear Days' Notice | Management | For | Voted - For | ||
APTIV PLC | |||||
Security ID: G6095L109 | Ticker: APTV | ||||
Meeting Date: 23-Apr-20 | Meeting Type: Annual | ||||
1. | Election of Director: Kevin P. Clark | Management | For | Voted - For | |
2. | Election of Director: Nancy E. Cooper | Management | For | Voted - For | |
3. | Election of Director: Nicholas M. Donofrio | Management | For | Voted - For | |
4. | Election of Director: Rajiv L. Gupta | Management | For | Voted - For | |
5. | Election of Director: Joseph L. Hooley | Management | For | Voted - For | |
6. | Election of Director: Sean O. Mahoney | Management | For | Voted - For | |
7. | Election of Director: Paul M. Meister | Management | For | Voted - For | |
8. | Election of Director: Robert K. Ortberg | Management | For | Voted - For | |
9. | Election of Director: Colin J. Parris | Management | For | Voted - For | |
10. | Election of Director: Ana G. Pinczuk | Management | For | Voted - For | |
11. | Election of Director: Lawrence A. Zimmerman | Management | For | Voted - For | |
12. | Proposal to Re-appoint Auditors, Ratify Independent | ||||
Public Accounting Firm and Authorize the Directors | |||||
to Determine the Fees Paid to the Auditors. | Management | For | Voted - For | ||
13. | Say-on-pay - to Approve, by Advisory Vote, | ||||
Executive Compensation. | Management | For | Voted - For | ||
BALLARD POWER SYSTEMS INC | |||||
Security ID: 058586108 | |||||
Meeting Date: 03-Jun-20 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' Only for Resolution 3 and | |||||
'in Favor' Or 'abstain' Only for Resolution Numbers | |||||
1.1 to 1.9 and 2. Thank You | Management | Non-Voting | Non-Voting | ||
1.1 | Election of Director: Douglas P. Hayhurst | Management | For | Voted - For | |
1.2 | Election of Director: Kui (kevin) Jiang | Management | For | Voted - For | |
1.3 | Election of Director: Duy-loan Le | Management | For | Voted - For | |
1.4 | Election of Director: Randy Macewen | Management | For | Voted - For |
37
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1.5 | Election of Director: Marty Neese | Management | For | Voted - For | |
1.6 | Election of Director: James Roche | Management | For | Voted - For | |
1.7 | Election of Director: Shaojun (sherman) Sun | Management | For | Voted - Against | |
1.8 | Election of Director: Ian Sutcliffe | Management | For | Voted - For | |
1.9 | Election of Director: Janet Woodruff | Management | For | Voted - For | |
2 | Appointment of KPMG LLP, Chartered Accountants As | ||||
Auditors of the Corporation for the Ensuing Year | |||||
and Authorizing the Directors to Fix Their | |||||
Remuneration | Management | For | Voted - For | ||
3 | Resolved, on an Advisory Basis and Not to Diminish | ||||
the Role and Responsibilities of the Board of | |||||
Directors of the Corporation, That the Shareholders | |||||
Accept the Approach to Executive Compensation | |||||
Disclosed in the Corporation's Management | |||||
Information Circular Delivered in Advance of the | |||||
Corporation's 2020 Annual Meeting of Shareholders | Management | For | Voted - For | ||
BAYERISCHE MOTOREN WERKE AG | |||||
Security ID: D12096109 | |||||
Meeting Date: 14-May-20 | Meeting Type: Annual General Meeting | ||||
According to German Law, in Case of Specific | |||||
Conflicts of Interest in Connection with Specific | |||||
Items of the Agenda for the General Meeting You are | |||||
Not Entitled to Exercise Your Voting Rights. | |||||
Further, Your Voting Right Might be Excluded When | |||||
Your Share in Voting Rights Has Reached Certain | |||||
Thresholds and You Have Not Complied with Any of | |||||
Your Mandatory Voting Rights Notifications Pursuant | |||||
to the German Securities Trading Act (wphg). for | |||||
Questions in This Regard Please Contact Your Client | |||||
Service Representative for Clarification. If You Do | |||||
Not Have Any Indication Regarding Such Conflict of | |||||
Interest, Or Another Exclusion from Voting, Please | |||||
Submit Your Vote As Usual | Management | Non-Voting | Non-Voting | ||
From 10th February, Broadridge Will Code All | |||||
Agendas for German Meetings in English Only. If You | |||||
Wish to See the Agenda in German, This Will be Made | |||||
Available As A Link Under the 'material Url' | |||||
Dropdown at the Top of the Ballot. the German | |||||
Agendas for Any Existing Or Past Meetings Will | |||||
Remain in Place. for Further Information, Please | |||||
Contact Your Client Service Representative | Management | Non-Voting | Non-Voting | ||
Information on Counter Proposals Can be Found | |||||
Directly on the Issuer's Website (please Refer to | |||||
the Material Url Section of the Application). If | |||||
You Wish to Act on These Items, You Will Need to | |||||
Request A Meeting Attend and Vote Your Shares | |||||
Directly at the Company's Meeting. Counter | |||||
Proposals Cannot be Reflected on the Ballot on | |||||
Proxyedge | Management | Non-Voting | Non-Voting | ||
1 | Receive Financial Statements and Statutory Reports | ||||
for Fiscal 2019 | Management | Non-Voting | Non-Voting |
38
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Approve Allocation of Income and Dividends of Eur | ||||
2.50 Per Ordinary Share and Eur 2.52 Per Preferred | |||||
Share | Management | For | Voted - For | ||
3 | Approve Discharge of Management Board for Fiscal | ||||
2019 | Management | For | Voted - Abstain | ||
4 | Approve Discharge of Supervisory Board for Fiscal | ||||
2019 | Management | For | Voted - Abstain | ||
5 | Ratify PricewaterhouseCoopers Gmbh As Auditors for | ||||
Fiscal 2020 | Management | For | Voted - For | ||
6.1 | Elect Norbert Reithofer to the Supervisory Board | Management | For | Voted - For | |
6.2 | Elect Anke Schaeferkordt to the Supervisory Board | Management | For | Voted - For | |
7 | Approve Remuneration of Supervisory Board | Management | For | Voted - For | |
BLOOM ENERGY CORPORATION | |||||
Security ID: 093712107 | Ticker: BE | ||||
Meeting Date: 16-Jun-20 | Meeting Type: Special | ||||
1. | To Approve, in Accordance with Section 312.03 of | ||||
the New York Stock Exchange (nyse) Listed Company | |||||
Manual, the Full Settlement of Conversions in Class | |||||
B Common Stock of the Company's 10.0% Convertible | |||||
Senior Secured Notes Due 2021. | Management | For | Voted - For | ||
2. | To Approve, in Accordance with Section 312.03 of | ||||
the Nyse Listed Company Manual, the Full Settlement | |||||
of Conversions in Class B Common Stock of the | |||||
Company's 10.0% Convertible Senior Secured Notes | |||||
Due 2021 Held by New Enterprise Associates 10, | |||||
Limited Partnership, Kpcb Holdings, Inc. and Foris | |||||
Ventures, Llc. | Management | For | Voted - For | ||
3. | To Approve, in Accordance with Section 312.03 of | ||||
the Nyse Listed Company Manual, the Full Settlement | |||||
of Conversions in Class B Common Stock of the | |||||
Company's Amended and Restated Subordinated Secured | |||||
Convertible Note Held by Constellation Newenergy, | |||||
Inc. | Management | For | Voted - For | ||
CIRRUS LOGIC, INC. | |||||
Security ID: 172755100 | Ticker: CRUS | ||||
Meeting Date: 02-Aug-19 | Meeting Type: Annual | ||||
1. | Director | Management | For | Voted - For | |
2. | Ratification of the Appointment of Ernst & Young | ||||
LLP As the Company's Independent Registered Public | |||||
Accounting Firm for the Fiscal Year Ending March | |||||
28, 2020. | Management | For | Voted - For | ||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | Voted - For |
39
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
DIALOG SEMICONDUCTOR PLC | |||||
Security ID: G5821P111 | |||||
Meeting Date: 30-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Receipt of the Company's Reports and Accounts | Management | For | Voted - For | |
2 | Approval of Directors' Remuneration Report | Management | For | Voted - For | |
3 | Re-appointment of Deloitte LLP As Auditor of the | ||||
Company | Management | For | Voted - For | ||
4 | Authority to Agree the Auditor's Remuneration | Management | For | Voted - For | |
5 | Re-appointment of Richard Beyer As A Director of | ||||
the Company | Management | For | Voted - For | ||
6 | Re-appointment of Michael Cannon As A Director of | ||||
the Company | Management | For | Voted - For | ||
7 | Re-appointment of Mary Chan As A Director of the | ||||
Company | Management | For | Voted - For | ||
8 | Appointment of Joanne Curin As A Director of the | ||||
Company | Management | For | Voted - For | ||
9 | Directors' Authority to Allot Shares | Management | For | Voted - For | |
10 | Additional Authority to Allot Shares in Connection | ||||
with A Rights Issue | Management | For | Voted - For | ||
11 | Disapplication of Pre-emption Rights | Management | For | Voted - For | |
12 | Additional Disapplication of Pre-emption Rights | Management | For | Voted - For | |
13 | Authority to Enter Into Contingent Forward Share | ||||
Purchase Contract with Barclays Bank PLC | Management | For | Voted - For | ||
14 | Authority to Enter Into Contingent Forward Share | ||||
Purchase Contract with Goldman Sachs International | Management | For | Voted - For | ||
15 | Authority to Enter Into Contingent Forward Share | ||||
Purchase Contract with Hsbc Bank PLC | Management | For | Voted - For | ||
16 | Authority to Enter Into Contingent Forward Share | ||||
Purchase Contract with Merrill Lynch International | Management | For | Voted - For | ||
17 | Notice Period for General Meetings | Management | For | Voted - For | |
ENERSYS | |||||
Security ID: 29275Y102 | Ticker: ENS | ||||
Meeting Date: 01-Aug-19 | Meeting Type: Annual | ||||
1A | Election of Class III Director: Howard I. Hoffen | Management | For | Voted - For | |
1B | Election of Class III Director: David M. Shaffer | Management | For | Voted - For | |
1C | Election of Class III Director: Ronald P. Vargo | Management | For | Voted - For | |
2. | To Ratify the Appointment of Ernst & Young LLP As | ||||
the Company's Independent Registered Public | |||||
Accounting Firm for Fiscal Year Ending March 31, | |||||
2020. | Management | For | Voted - For | ||
3. | An Advisory Vote to Approve the Compensation of | ||||
Enersys' Named Executive Officers. | Management | For | Voted - For |
40
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
FIRST QUANTUM MINERALS LTD | |||||
Security ID: 335934105 | |||||
Meeting Date: 07-May-20 | Meeting Type: Mix | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' Only for Resolutions 1 and | |||||
4 to 7 and 'in Favor' Or 'abstain' Only for | |||||
Resolution Numbers 2.1 to 2.8 and 3. Thank You | Management | Non-Voting | Non-Voting | ||
1 | To Set the Number of Directors at 8 | Management | For | Voted - For | |
2.1 | Election of Director: Philip K.r. Pascall | Management | For | Voted - For | |
2.2 | Election of Director: G. Clive Newall | Management | For | Voted - For | |
2.3 | Election of Director: Kathleen A. Hogenson | Management | For | Voted - For | |
2.4 | Election of Director: Peter St. George | Management | For | Voted - For | |
2.5 | Election of Director: Andrew B. Adams | Management | For | Voted - For | |
2.6 | Election of Director: Robert J. Harding | Management | For | Voted - For | |
2.7 | Election of Director: Simon J. Scott | Management | For | Voted - For | |
2.8 | Election of Director: Joanne K. Warner | Management | For | Voted - For | |
3 | Appointment of PricewaterhouseCoopers LLP (canada) | ||||
As Auditors of the Company for the Ensuing Year and | |||||
Authorizing the Directors to Fix Their Remuneration | Management | For | Voted - For | ||
4 | Be It Resolved, on an Advisory Basis, and Not to | ||||
Diminish the Role and Responsibilities of the Board | |||||
of Directors of the Company, That the Shareholders | |||||
Accept the Approach to Executive Compensation | |||||
Disclosed in the Company's Management Information | |||||
Circular Dated March 11, 2020 | Management | For | Voted - For | ||
5 | The Ordinary Resolution, the Full Text of Which is | ||||
Set Out in the Company's Management Information | |||||
Circular Dated March 11, 2020, to Approve and | |||||
Ratify the Shareholder Rights Plan of the Company | |||||
As Set Forth in the Shareholder Rights Plan | |||||
Agreement Between the Company and Computershare | |||||
Investor Services Inc. Dated As of January 6, 2020 | |||||
and Set Out in Schedule "a" of the Company's | |||||
Management Information Circular Dated March 11, 2020 | Management | For | Voted - For | ||
6 | The Special Resolution, the Full Text of Which is | ||||
Set Out in the Company's Management Information | |||||
Circular Dated March 11, 2020, to Approve the | |||||
Amendment to the Articles of the Company to | |||||
Incorporate the Advance Notice Provisions As Set | |||||
Out in Schedule "b" of the Company's Management | |||||
Information Circular Dated March 11, 2020 | Management | For | Voted - For | ||
7 | The Special Resolution, the Full Text of Which is | ||||
Set Out in the Company's Management Information | |||||
Circular Dated March 11, 2020, to Approve the | |||||
Amendment to the Articles of the Company in | |||||
Accordance with Schedule "c" of the Company's | |||||
Management Information Circular Dated March 11, 2020 | Management | For | Voted - For |
41
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
FMC CORPORATION | |||||
Security ID: 302491303 | Ticker: FMC | ||||
Meeting Date: 28-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director to Serve for A One-year Term | ||||
Expiring in 2021: Pierre Brondeau | Management | For | Voted - For | ||
1B. | Election of Director to Serve for A One-year Term | ||||
Expiring in 2021: Eduardo E. Cordeiro | Management | For | Voted - For | ||
1C. | Election of Director to Serve for A One-year Term | ||||
Expiring in 2021: Mark Douglas | Management | For | Voted - For | ||
1D. | Election of Director to Serve for A One-year Term | ||||
Expiring in 2021: C. Scott Greer | Management | For | Voted - For | ||
1E. | Election of Director to Serve for A One-year Term | ||||
Expiring in 2021: K'lynne Johnson | Management | For | Voted - For | ||
1F. | Election of Director to Serve for A One-year Term | ||||
Expiring in 2021: Dirk A. Kempthorne | Management | For | Voted - For | ||
1G. | Election of Director to Serve for A One-year Term | ||||
Expiring in 2021: Paul J. Norris | Management | For | Voted - For | ||
1H. | Election of Director to Serve for A One-year Term | ||||
Expiring in 2021: Margareth Øvrum | Management | For | Voted - For | ||
1I. | Election of Director to Serve for A One-year Term | ||||
Expiring in 2021: Robert C. Pallash | Management | For | Voted - For | ||
1J. | Election of Director to Serve for A One-year Term | ||||
Expiring in 2021: William H. Powell | Management | For | Voted - For | ||
1K. | Election of Director to Serve for A One-year Term | ||||
Expiring in 2021: Vincent R. Volpe, Jr. | Management | For | Voted - For | ||
2. | Ratification of the Appointment of Independent | ||||
Registered Public Accounting Firm. | Management | For | Voted - For | ||
3. | Approval, by Non-binding Vote, of Executive | ||||
Compensation. | Management | For | Voted - For | ||
GENTHERM INCORPORATED | |||||
Security ID: 37253A103 | Ticker: THRM | ||||
Meeting Date: 21-May-20 | Meeting Type: Annual | ||||
1. | Director | Management | For | Voted - For | |
2. | Ratification of the Appointment of Ernst & Young | ||||
LLP to Act As the Company's Independent Registered | |||||
Public Accounting Firm for the Year Ending December | |||||
31, 2020. | Management | For | Voted - For | ||
3. | Advisory (non-binding) Approval of the 2019 | ||||
Compensation of the Company's Named Executive | |||||
Officers. | Management | For | Voted - Against | ||
4. | Approval of the Amendment to the Gentherm | ||||
Incorporated 2013 Equity Incentive Plan. | Management | For | Voted - For |
42
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
GS YUASA CORPORATION | |||||
Security ID: J1770L109 | |||||
Meeting Date: 26-Jun-20 | Meeting Type: Annual General Meeting | ||||
Please Reference Meeting Materials. | Management | Non-Voting | Non-Voting | ||
1 | Approve Appropriation of Surplus | Management | For | Voted - For | |
2.1 | Appoint A Director Murao, Osamu | Management | For | Voted - Against | |
2.2 | Appoint A Director Nakagawa, Toshiyuki | Management | For | Voted - Against | |
2.3 | Appoint A Director Furukawa, Akio | Management | For | Voted - Against | |
2.4 | Appoint A Director Fukuoka, Kazuhiro | Management | For | Voted - Against | |
2.5 | Appoint A Director Otani, Ikuo | Management | For | Voted - For | |
2.6 | Appoint A Director Matsunaga, Takayoshi | Management | For | Voted - For | |
2.7 | Appoint A Director Nonogaki, Yoshiko | Management | For | Voted - For | |
3 | Appoint Accounting Auditors | Management | For | Voted - For | |
4 | Approve Payment of Bonuses to Directors | Management | For | Voted - For | |
HELLA GMBH & CO. KGAA | |||||
Security ID: D3R112160 | |||||
Meeting Date: 27-Sep-19 | Meeting Type: Annual General Meeting | ||||
According to German Law, in Case of Specific | |||||
Conflicts of Interest in Connection with Specific | |||||
Items of the Agenda for the General Meeting You are | |||||
Not Entitled to Exercise Your Voting Rights. | |||||
Further, Your Voting Right Might be Excluded When | |||||
Your Share in Voting Rights Has Reached Certain | |||||
Thresholds and You Have Not Complied with Any of | |||||
Your Mandatory Voting Rights Notifications Pursuant | |||||
to the German Securities Trading Act (wphg). for | |||||
Questions in This Regard Please Contact Your Client | |||||
Service Representative for Clarification. If You Do | |||||
Not Have Any Indication Regarding Such Conflict of | |||||
Interest, Or Another Exclusion from Voting, Please | |||||
Submit Your Vote As Usual. Thank You | Management | Non-Voting | Non-Voting | ||
Counter Proposals May be Submitted Until 12 Sep | |||||
2019. Further Information on Counter Proposals Can | |||||
be Found Directly on the Issuer's Website (please | |||||
Refer to the Material Url Section of the | |||||
Application). If You Wish to Act on These Items, | |||||
You Will Need to Request A Meeting Attend and Vote | |||||
Your Shares Directly at the Company's Meeting. | |||||
Counter Proposals Cannot be Reflected in the Ballot | |||||
on Proxyedge | Management | Non-Voting | Non-Voting | ||
Please Note That the True Record Date for This | |||||
Meeting is 06.09.2019, Whereas the Meeting Has Been | |||||
Setup Using the Actual Record Date - 1 Business | |||||
Day. This is Done to Ensure That All Positions | |||||
Reported are in Concurrence with the German Law. | |||||
Thank You | Management | Non-Voting | Non-Voting |
43
KraneShares Electric Vehicles and Future Mobility Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1 | Presentation of the Financial Statements and Annual | |||
Report for the 2018/2019 Financial Year with the | ||||
Report of the Supervisory Board, the Group | ||||
Financial Statements and Group Annual Report As | ||||
Well As the Separate Non-financial Report and the | ||||
Report Pursuant to Sections 289a(1) and 315a(1) of | ||||
the German Commercial Code - Approval of the | ||||
Financial Statements for the 2018/2019 Financial | ||||
Year | Management | For | Voted - For | |
2 | Resolution on the Appropriation of the | |||
Distributable Profit of Eur 372,510,933.38 Shall be | ||||
Appropriated As Follows: Payment of A Dividend of | ||||
Eur 3.35 Per Dividend-entitled No-par Share Eur | ||||
288,708.18 Shall be Carried Forward Ex-dividend | ||||
Date: September 30, 2019 Payable Date: October 2, | ||||
2019 | Management | For | Voted - For | |
3 | Ratification of the Acts of the General Partner | Management | For | Voted - For |
4 | Ratification of the Acts of the Supervisory Board | Management | For | Voted - For |
5 | Ratification of the Acts of the Shareholders' | |||
Committee | Management | For | Voted - For | |
6 | Appointment of Auditors the Following Accountants | |||
Shall be Appointed As Auditors and Group Auditors | ||||
for the 2019/2020 Financial Year: | ||||
PricewaterhouseCoopers Gmbh | Management | For | Voted - For | |
7.1 | Election to the Shareholders' Committee: Juergen | |||
Behrend | Management | For | Voted - For | |
7.2 | Election to the Shareholders' Committee: Horst | |||
Binnig | Management | For | Voted - For | |
7.3 | Election to the Shareholders' Committee: Samuel | |||
Christ | Management | For | Voted - For | |
7.4 | Election to the Shareholders' Committee: Carl-peter | |||
Forster | Management | For | Voted - For | |
7.5 | Election to the Shareholders' Committee: Roland | |||
Hammerstein | Management | For | Voted - For | |
7.6 | Election to the Shareholders' Committee: Klaus Kuehn | Management | For | Voted - For |
7.7 | Election to the Shareholders' Committee: Matthias | |||
Roepke | Management | For | Voted - For | |
7.8 | Election to the Shareholders' Committee: Konstantin | |||
Thomas | Management | For | Voted - Against | |
8.1 | Election to the Supervisory Board: Dietrich Hueck | Management | For | Voted - For |
8.2 | Election to the Supervisory Board: Stephanie Hueck | Management | For | Voted - For |
8.3 | Election to the Supervisory Board: Tobias Hueck | Management | For | Voted - Against |
8.4 | Election to the Supervisory Board: Klaus Kuehn | Management | For | Voted - For |
8.5 | Election to the Supervisory Board: Claudia Owen | Management | For | Voted - For |
8.6 | Election to the Supervisory Board: Thomas B. Paul | Management | For | Voted - For |
8.7 | Election to the Supervisory Board: Charlotte Soetje | Management | For | Voted - Against |
8.8 | Election to the Supervisory Board: Christoph Thomas | Management | For | Voted - For |
9 | Adjustment of the Remuneration for the | |||
Shareholders' Committee As of September 28, 2019, | ||||
the Members of the Shareholders' Committee Shall | ||||
Receive an Annual Remuneration of Eur 120,000. the | ||||
Chairman of the Shareholders' Committee Shall | ||||
Receive Eur 360,000 | Management | For | Voted - For |
44
KraneShares Electric Vehicles and Future Mobility Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
10 | Adjustment of the Remuneration for the Supervisory | |||
Board As of September 28, 2019, the Members of the | ||||
Supervisory Board Shall Receive an Annual | ||||
Remuneration of Eur 50,000. the Chairman of the | ||||
Supervisory Board Shall Receive Eur 100,000 and | ||||
Each Deputy Chairman Eur 75,000. Furthermore, Each | ||||
Member of the Audit Committee Shall Receive an | ||||
Additional Annual Remuneration of Eur 25,000. the | ||||
Chairman of the Audit Committee Shall Receive Eur | ||||
50,000 | Management | For | Voted - For | |
11 | Resolution on the Revocation of the Existing | |||
Authorized Capital, the Creation of A New | ||||
Authorized Capital, and the Corresponding Amendment | ||||
to the Articles of Association the Existing | ||||
Authorized Capital 2014/i Shall be Revoked. the | ||||
General Partners Shall be Authorized, with the | ||||
Consent of the Supervisory Board and the | ||||
Shareholders' Committee, to Increase the Share | ||||
Capital by Up to Eur 44,000,000 Through the Issue | ||||
of New Registered No-par Shares Against | ||||
Contributions in Cash And/or Kind, on Or Before | ||||
September 26, 2024 (authorized Capital 2019/i). | ||||
Shareholders Shall be Granted Subscription Rights | ||||
Except for in the Following Cases: - Shares Have | ||||
Been Issued Against Contributions in Kind for | ||||
Acquisition Purposes, - Holders of Conversion Or | ||||
Option Rights Have Been Granted Subscription | ||||
Rights, Shares Have Been Issued at A Price Not | ||||
Materially Below Their Market Price and the Capital | ||||
Increase Does Not Exceed 10 Percent of the Share | ||||
Capital, - Residual Amounts Have Been Excluded from | ||||
Subscription Rights | Management | For | Voted - For | |
12 | Authorization to Acquire Own Shares the Existing | |||
Authorization Given by the Shareholders' Meeting of | ||||
October 31, 2014, to Acquire Own Shares Shall be | ||||
Revoked. the General Partners Shall be Authorized | ||||
to Acquire Shares of the Company of Up to 10 | ||||
Percent of the Share Capital, at Prices Not More | ||||
Than 10 Percent Above, Nor More Than 20 Percent | ||||
Below, the Market Price of the Shares, on Or Before | ||||
September 26, 2024. the General Partners Shall be | ||||
Authorized to Use the Shares for All Legally | ||||
Permissible Purposes, Especially to Retire the | ||||
Shares, to Sell the Shares on the Stock Exchange Or | ||||
Offer Them to All Shareholders, to Dispose of the | ||||
Shares in Another Manner If They are Sold at A | ||||
Price Not Materially Below Their Market Price, to | ||||
Offer the Shares to Third Parties Against | ||||
Contributions in Kind, to Use the Shares for | ||||
Servicing Option Or Conversion Rights, and to Use | ||||
the Shares Within the Scope of Employee | ||||
Participation Programs | Management | For | Voted - For | |
13 | Authorization to Acquire Own Shares Using | |||
Derivatives in Connection with Item 12, the Company | ||||
May Also Acquire Own Shares Using Call Or Put | ||||
Options | Management | For | Voted - For |
45
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
INFINEON TECHNOLOGIES AG | |||||
Security ID: D35415104 | |||||
Meeting Date: 20-Feb-20 | Meeting Type: Annual General Meeting | ||||
According to German Law, in Case of Specific | |||||
Conflicts of Interest in Connection with Specific | |||||
Items of the Agenda for the General Meeting You are | |||||
Not Entitled to Exercise Your Voting Rights. | |||||
Further, Your Voting Right Might be Excluded When | |||||
Your Share in Voting Rights Has Reached Certain | |||||
Thresholds and You Have Not Complied with Any of | |||||
Your Mandatory Voting Rights Notifications Pursuant | |||||
to the German Securities Trading Act (wphg). for | |||||
Questions in This Regard Please Contact Your Client | |||||
Service Representative for Clarification. If You Do | |||||
Not Have Any Indication Regarding Such Conflict of | |||||
Interest, Or Another Exclusion from Voting, Please | |||||
Submit Your Vote As Usual. Thank You. | Management | Non-Voting | Non-Voting | ||
Counter Proposals May be Submitted Until | |||||
05.02.2020. Further Information on Counter | |||||
Proposals Can be Found Directly on the Issuer's | |||||
Website (please Refer to the Material Url Section | |||||
of the Application). If You Wish to Act on These | |||||
Items, You Will Need to Request A Meeting Attend | |||||
and Vote Your Shares Directly at the Company's | |||||
Meeting. Counter Proposals Cannot be Reflected in | |||||
the Ballot on Proxyedge. | Management | Non-Voting | Non-Voting | ||
Please Note That Following the Amendment to | |||||
Paragraph 21 of the Securities Trade Act on 9th | |||||
July 2015 and the Over-ruling of the District Court | |||||
in Cologne Judgment from 6th June 2012 the Voting | |||||
Process Has Now Changed with Regard to the German | |||||
Registered Shares. As A Result, It is Now the | |||||
Responsibility of the End-investor (i.e. Final | |||||
Beneficiary) and Not the Intermediary to Disclose | |||||
Respective Final Beneficiary Voting Rights | |||||
Therefore the Custodian Bank / Agent in the Market | |||||
Will be Sending the Voting Directly to Market and | |||||
It is the End Investors Responsibility to Ensure | |||||
the Registration Element is Complete with the | |||||
Issuer Directly, Should They Hold More Than 3 % of | |||||
the Total Share Capital | Management | Non-Voting | Non-Voting | ||
The Vote/registration Deadline As Displayed on | |||||
Proxyedge is Subject to Change and Will be Updated | |||||
As Soon As Broadridge Receives Confirmation from | |||||
the Sub Custodians Regarding Their Instruction | |||||
Deadline. for Any Queries Please Contact Your | |||||
Client Services Representative | Management | Non-Voting | Non-Voting | ||
1 | Presentation of the Financial Statements and Annual | ||||
Reports: Presentation of the Financial Statements | |||||
and Annual Report for the 2019 Financial Year with | |||||
the Report of the Supervisory Board, the Group | |||||
Financial Statements and Group Annual Report | Management | Non-Voting | Non-Voting |
46
KraneShares Electric Vehicles and Future Mobility Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | Resolution on the Appropriation of the | |||
Distributable Profit the Distributable Profit of | ||||
Eur 337,684,699.17 Shall be Appropriated As | ||||
Follows: Payment of A Dividend of Eur 0.27 Per | ||||
Dividend-entitled No-par Share Eur 1,466,556.84 | ||||
Shall be Allocated to the Other Revenue Reserves | ||||
Ex-dividend Date: February 21, 2020 Payable Date: | ||||
February 25, 2020 | Management | For | Voted - For | |
3 | Ratification of the Acts of the Board of Mds | Management | For | Voted - For |
4 | Ratification of the Acts of the Supervisory Board | Management | For | Voted - For |
5 | Appointment of Auditors the Following Accountants | |||
Shall be Appointed As Auditors and Group Auditors | ||||
for the 2020 Financial Year: KPMG Ag, Munich | Management | For | Voted - For | |
6.A | Elections to the Supervisory Board: Xiaoqun Clever | Management | For | Voted - For |
6.B | Elections to the Supervisory Board: Friedrich | |||
Eichiner | Management | For | Voted - For | |
6.C | Elections to the Supervisory Board: Hans-ulrich | |||
Holdenried | Management | For | Voted - For | |
6.D | Elections to the Supervisory Board: Manfred Puffer | Management | For | Voted - For |
6.E | Elections to the Supervisory Board: Ulrich | |||
Spiesshofer | Management | For | Voted - For | |
6.F | Elections to the Supervisory Board: Margret Suckale | Management | For | Voted - For |
7 | Revocation of the Contingent Capital 2010/i and the | |||
Corresponding Amendment to the Articles of | ||||
Association the Existing Contingent Capital 2010/i | ||||
Shall be Revoked | Management | For | Voted - For | |
8 | Creation of A New Authorized Capital 2020/i and the | |||
Corresponding Amendment to the Articles of | ||||
Association the Board of Mds Shall be Authorized, | ||||
with the Consent of the Supervisory Board, to | ||||
Increase the Share Capital by Up to Eur 750,000,000 | ||||
Through the Issue of New Registered No-par Shares | ||||
Against Contributions in Cash And/or Kind, on Or | ||||
Before February 19, 2025 (authorized Capital | ||||
2020/i). Shareholders Shall be Granted Subscription | ||||
Rights Except for in the Following Cases: - | ||||
Residual Amounts Have Been Excluded from | ||||
Subscription Rights, - Holders of Conversion And/or | ||||
Option Rights Have Been Granted Subscrip-tion | ||||
Rights, - Shares Have Been Issued Against | ||||
Contributions in Cash at A Price Not Materially | ||||
Below Their Market Price and the Capital Increase | ||||
Does Not Exceed 10 Percent of the Share Capital, - | ||||
Shares Have Been Issued Against Contributions in | ||||
Kind for Acquisition Purposes, - Shares Have Been | ||||
Issued for the Payment of Scrip Dividends | Management | For | Voted - For | |
9 | Revocation of the Existing Authorization to Issue | |||
Convertible Bonds And/or Warrant Bonds, A New | ||||
Authorization to Issue Convertible Bonds And/or | ||||
Warrant Bonds, the Revocation of the Contingent | ||||
Capital 2018, the Creation of A New Contingent | ||||
Capital 2020/i, and the Corresponding Amendment to | ||||
the Articles of Association the Existing | ||||
Authorization Given by the Shareholders' Meeting of | ||||
February 22, 2018, to Issue Bonds and the |
47
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Corresponding Contingent Capital 2018 Shall be | |||||
Revoked. the Board of Mds Shall be Authorized, with | |||||
the Consent of the Supervisory Board, to Issue | |||||
Bearer Or Registered Convertible Bonds And/or | |||||
Warrant Bonds (referred to in the Following As | |||||
'bonds') of Up to Eur 4,000,000,000, Conferring | |||||
Conversion Or Option Rights for Shares of the | |||||
Company, on Or Before February 19, 2025. | |||||
Shareholders Shall be Granted Subscription Rights | |||||
Except for in the Following Cases: - Bonds Have | |||||
Been Issued at A Price Not Materially Below Their | |||||
Theoretical Market Value and Confer Conversion Or | |||||
Option Rights for Shares of the Company of Up to 10 | |||||
Percent of the Share Capital, - Residual Amounts | |||||
Have Been Excluded from Subscription Rights, - | �� | ||||
Holders of Conversion Or Option Rights Have Been | |||||
Granted Subscription Rights, Bonds Have Been Issued | |||||
Against Contributions in Kind. the Company's Share | |||||
Capital Shall be Increased Accordingly by Up to Eur | |||||
260,000,000 Through the Issue of Up to 130,000,000 | |||||
New Registered No-par Shares, Insofar As Conversion | |||||
Or Option Rights are Exercised (contingent Capital | |||||
2020/i) | Management | For | Voted - For | ||
KIA MOTORS CORP | |||||
Security ID: Y47601102 | |||||
Meeting Date: 10-Jun-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Election of Inside Director : Song Ho Seong | Management | For | Voted - Against | |
MAXIM INTEGRATED PRODUCTS, INC. | |||||
Security ID: 57772K101 | Ticker: MXIM | ||||
Meeting Date: 07-Nov-19 | Meeting Type: Annual | ||||
1A. | Election of Director: William P. Sullivan | Management | For | Voted - For | |
1B. | Election of Director: Tunc Doluca | Management | For | Voted - For | |
1C. | Election of Director: Tracy C. Accardi | Management | For | Voted - For | |
1D. | Election of Director: James R. Bergman | Management | For | Voted - For | |
1E. | Election of Director: Joseph R. Bronson | Management | For | Voted - For | |
1F. | Election of Director: Robert E. Grady | Management | For | Voted - For | |
1G. | Election of Director: Mercedes Johnson | Management | For | Voted - For | |
1H. | Election of Director: William D. Watkins | Management | For | Voted - For | |
1I. | Election of Director: Maryann Wright | Management | For | Voted - For | |
2. | To Ratify the Appointment of PricewaterhouseCoopers | ||||
LLP As Maxim Integrated's Independent Registered | |||||
Public Accounting Firm for the Fiscal Year Ending | |||||
June 27, 2020. | Management | For | Voted - For | ||
3. | Advisory Vote to Approve Named Executive Officer | ||||
Compensation. | Management | For | Voted - For |
48
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
MAXLINEAR, INC. | |||||
Security ID: 57776J100 | Ticker: MXL | ||||
Meeting Date: 08-Jun-20 | Meeting Type: Annual | ||||
1.1 | Election of Class II Director to Serve Until the | ||||
2023 Annual Meeting of Stockholders: Carolyn Beaver | Management | For | Voted - For | ||
1.2 | Election of Class II Director to Serve Until the | ||||
2023 Annual Meeting of Stockholders: Albert J. Moyer | Management | For | Voted - For | ||
1.3 | Election of Class II Director to Serve Until the | ||||
2023 Annual Meeting of Stockholders: Theodore | |||||
Tewksbury, Ph.D. | Management | For | Voted - For | ||
2. | Advisory Vote to Approve Named Executive Officer | ||||
Compensation (say on Pay Vote). | Management | For | Voted - For | ||
3. | To Ratify the Appointment of Grant Thornton LLP As | ||||
the Company's Independent Registered Public | |||||
Accounting Firm for the Fiscal Year Ending December | |||||
31, 2020. | Management | For | Voted - For | ||
MELEXIS NV | |||||
Security ID: B59283109 | |||||
Meeting Date: 12-May-20 | Meeting Type: Annual General Meeting | ||||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market. Absence of A | |||||
Poa, May Cause Your Instructions to be Rejected. If | |||||
You Have Any Questions, Please Contact Your Client | |||||
Service Representative | Management | Non-Voting | Non-Voting | ||
Market Rules Require Disclosure of Beneficial Owner | |||||
Information for All Voted Accounts. If an Account | |||||
Has Multiple Beneficial Owners, You Will Need to | |||||
Provide the Breakdown of Each Beneficial Owner | |||||
Name, Address and Share Position to Your Client | |||||
Service Representative. This Information is | |||||
Required in Order for Your Vote to be Lodged | Management | Non-Voting | Non-Voting | ||
1 | Statutory Annual Report of the Board of Directors | ||||
on the Financial Year 2019 | Management | Non-Voting | Non-Voting | ||
2 | Report of the Statutory Auditor Regarding the | ||||
Statutory Annual Accounts on the Financial Year 2019 | Management | Non-Voting | Non-Voting | ||
3 | Report on the Consolidated Annual Accounts on the | ||||
Financial Year 2019 | Management | Non-Voting | Non-Voting | ||
4 | Approval Statutory Annual Accounts for the | ||||
Financial Year 2019 with Allocation of the Result | Management | For | Voted - For | ||
5 | Approval Remuneration Report Financial Year 2019 | Management | For | Voted - For | |
6 | Discharge Liability Directors | Management | For | Voted - For | |
7 | Discharge Liability Statutory Auditor | Management | For | Voted - Against | |
8 | Approval Re-appointment of the Statutory Auditor | ||||
and Determination of Their Remuneration: Following | |||||
the Proposal by the Board of Directors, in Line |
49
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
with the Recommendation and Preference Made by the | |||||
Audit Committee in Application of Article 16, | |||||
Section2 and Section5 of the Regulation No | |||||
537/2014, the General Meeting Decides to Appoint | |||||
the Firm Bv Pwc Bedrijfsrevisoren, with Registered | |||||
Address at 1932 Sint-stevens-woluwe, Woluwedal 18, | |||||
As Statutory Auditor of the Company for A Period of | |||||
Three Financial Years, of Which the First Financial | |||||
Year is 2020, and Ending Immediately After the | |||||
Annual General Meeting of Shareholders of 2023 with | |||||
Regard to Financial Year 2022. Mrs. Sofie Van | |||||
Grieken, Registered Auditor, and Mr. Koen | |||||
Vanstraelen, Registered Auditor, are Appointed As | |||||
Permanent Representatives of the Statutory Auditor. | |||||
the Statutory Auditor's Fee of Fiscal Year 2019 | |||||
Amounts to Eur 62,850.00 (plus Vat, Out-of-pocket | |||||
Expenses and the Ire/ibr Fee) and is Subject to | |||||
Annual Adjustment Based on the Consumer Price Index | |||||
Or As Agreed Between the Parties | Management | For | Voted - For | ||
9 | Approval Remuneration Policy | Management | For | Voted - For | |
MITSUBISHI MOTORS CORPORATION | |||||
Security ID: J44131167 | |||||
Meeting Date: 18-Jun-20 | Meeting Type: Annual General Meeting | ||||
Please Reference Meeting Materials. | Management | Non-Voting | Non-Voting | ||
1.1 | Appoint A Director Masuko, Osamu | Management | For | Voted - Against | |
1.2 | Appoint A Director Kato, Takao | Management | For | Voted - Against | |
1.3 | Appoint A Director Shiraji, Kozo | Management | For | Voted - Against | |
1.4 | Appoint A Director Miyanaga, Shunichi | Management | For | Voted - Against | |
1.5 | Appoint A Director Kobayashi, Ken | Management | For | Voted - Against | |
1.6 | Appoint A Director Egami, Setsuko | Management | For | Voted - For | |
1.7 | Appoint A Director Koda, Main | Management | For | Voted - For | |
1.8 | Appoint A Director Takeoka, Yaeko | Management | For | Voted - For | |
1.9 | Appoint A Director Sasae, Kenichiro | Management | For | Voted - For | |
1.10 | Appoint A Director Sono, Kiyoshi | Management | For | Voted - Against | |
1.11 | Appoint A Director Sakamoto, Hideyuki | Management | For | Voted - Against | |
1.12 | Appoint A Director Miyagawa, Mitsuko | Management | For | Voted - For | |
1.13 | Appoint A Director Nakamura, Yoshihiko | Management | For | Voted - For | |
1.14 | Appoint A Director Tagawa, Joji | Management | For | Voted - Against | |
1.15 | Appoint A Director Ikushima, Takahiko | Management | For | Voted - Against | |
NIO INC | |||||
Security ID: 62914V106 | |||||
Meeting Date: 31-Dec-19 | Meeting Type: Annual General Meeting | ||||
Please Note That This is an Information Meeting. | |||||
There are Currently No Published Agenda Items, | |||||
Should You Wish to Attend the Meeting Personally, |
50
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
You May Apply for an Entrance Card by Contacting | |||||
Your Client Representative. Thank You | Management | Non-Voting | Non-Voting | ||
NVIDIA CORPORATION | |||||
Security ID: 67066G104 | Ticker: NVDA | ||||
Meeting Date: 09-Jun-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Robert K. Burgess | Management | For | Voted - For | |
1B. | Election of Director: Tench Coxe | Management | For | Voted - For | |
1C. | Election of Director: Persis S. Drell | Management | For | Voted - For | |
1D. | Election of Director: Jen-hsun Huang | Management | For | Voted - For | |
1E. | Election of Director: Dawn Hudson | Management | For | Voted - For | |
1F. | Election of Director: Harvey C. Jones | Management | For | Voted - For | |
1G. | Election of Director: Michael G. Mccaffery | Management | For | Voted - For | |
1H. | Election of Director: Stephen C. Neal | Management | For | Voted - For | |
1I. | Election of Director: Mark L. Perry | Management | For | Voted - For | |
1J. | Election of Director: A. Brooke Seawell | Management | For | Voted - For | |
1K. | Election of Director: Mark A. Stevens | Management | For | Voted - For | |
2. | Approval of our Executive Compensation. | Management | For | Voted - For | |
3. | Ratification of the Selection of | ||||
PricewaterhouseCoopers LLP As our Independent | |||||
Registered Public Accounting Firm for Fiscal Year | |||||
2021. | Management | For | Voted - For | ||
4. | Approval of an Amendment and Restatement of our | ||||
Amended and Restated 2007 Equity Incentive Plan. | Management | For | Voted - For | ||
5. | Approval of an Amendment and Restatement of our | ||||
Amended and Restated 2012 Employee Stock Purchase | |||||
Plan. | Management | For | Voted - For | ||
NXP SEMICONDUCTORS NV. | |||||
Security ID: N6596X109 | Ticker: NXPI | ||||
Meeting Date: 27-May-20 | Meeting Type: Annual | ||||
1. | Adoption of the 2019 Statutory Annual Accounts | Management | For | Voted - For | |
2. | Discharge of the Members of the Board for Their | ||||
Responsibilities in the Fiscal Year Ended December | |||||
31, 2019 | Management | For | Voted - For | ||
3A. | Appoint Kurt Sievers As Executive Director | Management | For | Voted - For | |
3B. | Re-appoint Sir Peter Bonfield As Non-executive | ||||
Director | Management | For | Voted - For | ||
3C. | Re-appoint Kenneth A. Goldman As Non-executive | ||||
Director | Management | For | Voted - For | ||
3D. | Re-appoint Josef Kaeser As Non-executive Director | Management | For | Voted - For | |
3E. | Re-appoint Lena Olving As Non-executive Director | Management | For | Voted - For | |
3F. | Re-appoint Peter Smitham As Non-executive Director | Management | For | Voted - For | |
3G. | Re-appoint Julie Southern As Non-executive Director | Management | For | Voted - For | |
3H. | Re-appoint Jasmin Staiblin As Non-executive Director | Management | For | Voted - For | |
3I. | Re-appoint Gregory Summe As Non-executive Director | Management | For | Voted - For |
51
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3J. | Re-appoint Karl-henrik Sundström As Non-executive | ||||
Director | Management | For | Voted - For | ||
4. | Authorization of the Board to Issue Ordinary Shares | ||||
of the Company and Grant Rights to Acquire Ordinary | |||||
Shares | Management | For | Voted - For | ||
5. | Authorization of the Board to Restrict Or Exclude | ||||
Pre-emption Rights Accruing in Connection with an | |||||
Issue of Shares Or Grant of Rights | Management | For | Voted - For | ||
6. | Authorization of the Board to Repurchase Ordinary | ||||
Shares | Management | For | Voted - For | ||
7. | Authorization of the Board to Cancel Ordinary | ||||
Shares Held Or to be Acquired by the Company | Management | For | Voted - For | ||
8. | Appointment of Ernst & Young Accountants LLP As | ||||
Independent Auditors for A Three-year Period, | |||||
Starting with the Fiscal Year Ending December 31, | |||||
2020 | Management | For | Voted - For | ||
9. | Determination of the Remuneration of the Members | ||||
and Chairs of the Audit Committee, the Compensation | |||||
Committee, and the Nominating and Governance | |||||
Committee of the Board | Management | For | Voted - For | ||
10. | Amendment of the Company's Articles of Association | Management | For | Voted - For | |
11. | Non-binding, Advisory Vote to Approve Named | ||||
Executive Officer Compensation | Management | For | Voted - For | ||
12. | To Recommend, by Non-binding Vote, the Frequency of | ||||
Executive Compensation Votes | Management | 1 Year | Voted - 1 Year | ||
PARADE TECHNOLOGIES LTD | |||||
Security ID: G6892A108 | |||||
Meeting Date: 15-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Ratify the 2019 Business Report. | Management | For | Voted - For | |
2 | To Adopt the Companys 2019 Audited Consolidated | ||||
Financial Reports. | Management | For | Voted - For | ||
3 | To Approve the 2019 Profit Distribution | ||||
Plan.proposed Cash Dividend: Twd 15.23 Per Share | Management | For | Voted - For | ||
4 | To Approve 2020 Employee Restricted Stock Awards | ||||
Plan. | Management | For | Voted - For | ||
5 | To Approve the Amendment of the Companys Amended | ||||
and Restated Articles of Association (need to Pass | |||||
As Special Resolution). | Management | For | Voted - For | ||
PLUG POWER INC | |||||
Security ID: 72919P202 | |||||
Meeting Date: 05-Jun-20 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'abstain' Only for Resolutions 1.1 to | |||||
1.2. Thank You | Management | Non-Voting | Non-Voting | ||
1.1 | Election of Director: Lucas P. Schneider | Management | For | Non-Voting | |
1.2 | Election of Director: Jonathan Silver | Management | For | Non-Voting |
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KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Advisory Vote to Ratify Named Executive Officers' | ||||
Compensation | Management | For | Non-Voting | ||
3 | Ratify KPMG LLP As Auditors | Management | For | Non-Voting | |
PLUG POWER INC. | |||||
Security ID: 72919P202 | Ticker: PLUG | ||||
Meeting Date: 05-Jun-20 | Meeting Type: Annual | ||||
1. | Director | Management | For | Voted - For | |
2. | The Approval of the Non-binding Advisory Resolution | ||||
Regarding the Compensation of the Company's Named | |||||
Executive Officers As Described in the Proxy | |||||
Statement. | Management | For | Voted - Against | ||
3. | The Ratification of KPMG LLP As the Company's | ||||
Independent Registered Public Accounting Firm for | |||||
2020. | Management | For | Voted - For | ||
POWERCELL SWEDEN AB | |||||
Security ID: W6698X106 | |||||
Meeting Date: 24-Apr-20 | Meeting Type: Annual General Meeting | ||||
An Abstain Vote Can Have the Same Effect As an | |||||
Against Vote If the Meeting Requires Approval from | |||||
the Majority of Participants to Pass A Resolution | Management | Non-Voting | Non-Voting | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Market Rules Require Disclosure of Beneficial Owner | |||||
Information for All Voted Accounts. If an Account | |||||
Has Multiple Beneficial Owners, You Will Need to | |||||
Provide the Breakdown of Each Beneficial Owner | |||||
Name, Address and Share Position to Your Client | |||||
Service Representative. This Information is | |||||
Required in Order for Your Vote to be Lodged | Management | Non-Voting | Non-Voting | ||
Please Note That Resolutions 10 to 14 are Proposed | |||||
by Nominations Committee and Board Does Not Make | |||||
Any Recommendation on These Proposals. the Standing | |||||
Instructions are Disabled for This Meeting | Management | Non-Voting | Non-Voting | ||
1 | Opening of the Meeting | Management | Non-Voting | Non-Voting | |
2 | Election of Chairman of the Meeting: the Nomination | ||||
Committee Proposes Lawyer Eric Ehrencrona As the | |||||
Chairman of the Meeting | Management | Non-Voting | Non-Voting | ||
3 | Preparation and Approval of the Voting Register | Management | Non-Voting | Non-Voting | |
4 | Election of One Or Two Persons to Verify the Minutes | Management | Non-Voting | Non-Voting | |
5 | Determination of Whether the Annual General Meeting | ||||
Has Been Duly Convened | Management | Non-Voting | Non-Voting | ||
6 | Approval of the Agenda | Management | Non-Voting | Non-Voting |
53
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7 | Presentation by the President | Management | Non-Voting | Non-Voting | |
8 | Presentation of the Annual Report and the Auditor's | ||||
Report for the Company and the Group | Management | Non-Voting | Non-Voting | ||
9.A | Resolution Regarding: Adoption of the Income | ||||
Statement and Balance Sheet for the Company and the | |||||
Group | Management | For | Voted - For | ||
9.B | Resolution Regarding: Allocation of the Company's | ||||
Profit Or Loss According to the Adopted Balance | |||||
Sheet | Management | For | Voted - For | ||
9.C | Resolution Regarding: Discharge from Liability for | ||||
the Directors and the President | Management | For | Voted - For | ||
10 | Resolution Regarding Determination of the Number of | ||||
Directors: the Nomination Committee Proposes That | |||||
the Number of Directors for the Period Until the | |||||
Next Annual General Meeting is Seven | Management | Voted - For | |||
11 | Resolution Regarding Determination of the Fees | ||||
Payable to the Directors and the Auditors | Management | Voted - Against | |||
12 | Election of the Board of Directors: the Nomination | ||||
Committee Proposes the Following Board of | |||||
Directors: Re-election of Dirk De Boever, Helen | |||||
Fasth Gillstedt, Magnus Jonsson and Goran Linder As | |||||
Well As Election of Uwe Hillman, Riku Peka Hagg and | |||||
Annette Malm Justad As New Directors and Magnus | |||||
Jonsson is Proposed to be Re-elected As the | |||||
Chairman of the Board of Directors | Management | Voted - For | |||
13 | Election of Auditor: the Nomination Committee | ||||
Proposes Re-election of Ohrlings | |||||
PricewaterhouseCoopers Ab (pwc) As Auditor of the | |||||
Company for the Period Until the End of the Next | |||||
Annual General Meeting. Pwc Has Informed That in | |||||
the Event It is Re-elected, Fredrik Goransson Will | |||||
Continue in His Capacity As Principal Auditor | Management | Voted - Against | |||
14 | Resolution Regarding Principles for the Nomination | ||||
Committee | Management | Voted - For | |||
15 | Resolution Regarding Guidelines for Determination | ||||
of Salaries and Other Compensation to Senior | |||||
Management | Management | For | Voted - For | ||
16 | Resolution Regarding Authorization of the Board of | ||||
Directors to Issue Shares And/or Warrants And/or | |||||
Convertibles | Management | For | Voted - For | ||
17 | Resolution Regarding Adjustment Authorization | Management | For | Voted - For | |
18 | Closing of the Meeting | Management | Non-Voting | Non-Voting | |
SAMSUNG SDI CO. LTD | |||||
Security ID: Y74866107 | |||||
Meeting Date: 18-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - For | |
2.1 | Election of Inside Director: Jeon Yeong Hyeon | Management | For | Voted - For | |
2.2 | Election of Outside Director: Gwon O Gyeong | Management | For | Voted - For | |
2.3 | Election of Outside Director: Gim Deok Hyeon | Management | For | Voted - For | |
2.4 | Election of Outside Director: Bak Tae Ju | Management | For | Voted - For |
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KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2.5 | Election of Outside Director: Choe Won UK | Management | For | Voted - For | |
3.1 | Election of Audit Committee Member: Gwon O Gyeong | Management | For | Voted - For | |
3.2 | Election of Audit Committee Member: Gim Deok Hyeon | Management | For | Voted - For | |
3.3 | Election of Audit Committee Member: Bak Tae Ju | Management | For | Voted - For | |
3.4 | Election of Audit Committee Member: Choe Won UK | Management | For | Voted - For | |
4 | Approval of Remuneration for Director | Management | For | Voted - Against | |
SKYWORKS SOLUTIONS, INC. | |||||
Security ID: 83088M102 | Ticker: SWKS | ||||
Meeting Date: 06-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: David J. Aldrich | Management | For | Voted - For | |
1B. | Election of Director: Alan S. Batey | Management | For | Voted - For | |
1C. | Election of Director: Kevin L. Beebe | Management | For | Voted - For | |
1D. | Election of Director: Timothy R. Furey | Management | For | Voted - For | |
1E. | Election of Director: Liam K. Griffin | Management | For | Voted - For | |
1F. | Election of Director: Christine King | Management | For | Voted - For | |
1G. | Election of Director: David P. Mcglade | Management | For | Voted - For | |
1H. | Election of Director: Robert A. Schriesheim | Management | For | Voted - For | |
1I. | Election of Director: Kimberly S. Stevenson | Management | For | Voted - For | |
2. | To Ratify the Selection by the Company's Audit | ||||
Committee of KPMG LLP As the Independent Registered | |||||
Public Accounting Firm for the Company for Fiscal | |||||
Year 2020. | Management | For | Voted - For | ||
3. | To Approve, on an Advisory Basis, the Compensation | ||||
of the Company's Named Executive Officers, As | |||||
Described in the Company's Proxy Statement. | Management | For | Voted - For | ||
4. | To Approve an Amendment to the Company's 2002 | ||||
Employee Stock Purchase Plan, As Amended. | Management | For | Voted - For | ||
5. | To Approve an Amendment to the Company's Restated | ||||
Certificate of Incorporation to Eliminate the | |||||
Supermajority Vote Provisions Relating to | |||||
Stockholder Approval of A Merger Or Consolidation, | |||||
Disposition of All Or Substantially All of the | |||||
Company's Assets, Or Issuance of A Substantial | |||||
Amount of the Company's Securities. | Management | For | Voted - For | ||
6. | To Approve an Amendment to the Company's Restated | ||||
Certificate of Incorporation to Eliminate the | |||||
Supermajority Vote Provisions Relating to | |||||
Stockholder Approval of A Business Combination with | |||||
Any Related Person. | Management | For | Voted - For | ||
7. | To Approve an Amendment to the Company's Restated | ||||
Certificate of Incorporation to Eliminate the | |||||
Supermajority Vote Provision Relating to | |||||
Stockholder Amendment of Charter Provisions | |||||
Governing Directors. | Management | For | Voted - For | ||
8. | To Approve an Amendment to the Company's Restated | ||||
Certificate of Incorporation to Eliminate the | |||||
Supermajority Vote Provision Relating to | |||||
Stockholder Amendment of the Charter Provision | |||||
Governing Action by Stockholders. | Management | For | Voted - For |
55
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
9. | To Approve A Stockholder Proposal Regarding A Right | ||||
by Stockholders to Act by Written Consent. | Management | Against | Voted - For | ||
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. | |||||
Security ID: 833635105 | Ticker: SQM | ||||
Meeting Date: 23-Apr-20 | Meeting Type: Annual | ||||
1. | Sqm's Financial Statements, Balance Sheet, Annual | ||||
Report, Account Inspectors' Report and External | |||||
Auditor's Report for the Business Year Ended | |||||
December 31, 2019 | Management | For | Voted - For | ||
2. | Designation of the External Auditor Company | Management | For | Voted - For | |
3. | Designation of the Credit Rating Agencies for 2020 | Management | For | Voted - For | |
4. | Designation of the Account Inspectors for 2020 | Management | For | Voted - For | |
5. | Investment Policy | Management | For | Voted - For | |
6. | Finance Policy | Management | For | Voted - For | |
7. | Distribution of Final Dividend | Management | For | Voted - For | |
8. | Structure of the Compensation of the Board of | ||||
Directors and Board Committees | Management | For | Voted - Against | ||
9. | Other Corresponding Matters in Compliance with | ||||
Pertinent Provisions | Management | For | Voted - Against | ||
STMICROELECTRONICS NV | |||||
Security ID: N83574108 | |||||
Meeting Date: 17-Jun-20 | Meeting Type: Annual General Meeting | ||||
27 Apr 2020: Please Note That This is A Revision | |||||
Due to Due to Change in Meeting Date to 17 June | |||||
2020and Record Date 20 May 2020. If You Have | |||||
Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note That Beneficial Owner Details is | |||||
Required for This Meeting. If No Beneficial Owner | |||||
Details is Provided, Your Instruction May be | |||||
Rejected. Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
378721 Due to Reciept of Updated Agenda. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You. | Management | Non-Voting | Non-Voting | ||
1 | Opening | Management | Non-Voting | Non-Voting | |
2 | Report of the Managing Board on the Company's 2019 | ||||
Financial Year | Management | Non-Voting | Non-Voting | ||
3 | Report of the Supervisory Board on the Company's | ||||
2019 Financial Year | Management | Non-Voting | Non-Voting | ||
4.A | Remuneration Report (advisory Vote) | Management | For | Voted - Against | |
4.B | Adoption of the Remuneration Policy for the | ||||
Supervisory Board | Management | For | Voted - For |
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KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4.C | Adoption of A New Remuneration Policy for the | ||||
Managing Board | Management | For | Voted - Against | ||
4.D | Adoption of the Company's Annual Accounts for Its | ||||
2019 Financial Year | Management | For | Voted - For | ||
4.E | Adoption of A Dividend | Management | For | Voted - For | |
4.F | Discharge of the Sole Member of the Managing Board | Management | For | Voted - For | |
4.G | Discharge of the Members of the Supervisory Board | Management | For | Voted - Against | |
4.H | Re-appointment of Ey As External Auditor for the | ||||
2020, 2021, 2022 and 2023 Financial Years | Management | For | Voted - For | ||
5 | Approval of the Stock-based Portion of the | ||||
Compensation of the President and Ceo | Management | For | Voted - For | ||
6 | Appointment of Ms. Ana De Pro Gonzalo As Member of | ||||
the Supervisory Board | Management | For | Voted - For | ||
7 | Appointment of Mr. Yann Delabriere As Member of the | ||||
Supervisory Board | Management | For | Voted - For | ||
8 | Re-appointment of Ms. Heleen Kersten As Member of | ||||
the Supervisory Board | Management | For | Voted - Against | ||
9 | Re-appointment of Mr. Alessandro Rivera As Member | ||||
of the Supervisory Board | Management | For | Voted - Against | ||
10 | Re-appointment of Mr. Frederic Sanchez As Member of | ||||
the Supervisory Board | Management | For | Voted - Against | ||
11 | Re-appointment of Mr. Maurizio Tamagnini As Member | ||||
of the Supervisory Board | Management | For | Voted - Against | ||
12 | Authorization to the Managing Board, Until the | ||||
Conclusion of the 2021 Agm, to Repurchase Shares, | |||||
Subject to the Approval of the Supervisory Board | Management | For | Voted - For | ||
13.A Regular Delegation to the Supervisory Board of the | |||||
Authority to Issue New Common and Preference | |||||
Shares, to Grant Rights to Subscribe for Such | |||||
Shares, and to Limit And/or Exclude Existing | |||||
Shareholders' Pre-emptive Rights on Common Shares, | |||||
Until the Conclusion of the 2021 Agm | Management | For | Voted - Against | ||
13.B Specific Delegation for Purposes of Mergers and | |||||
Acquisitions to the Supervisory Board of the | |||||
Authority to Issue New Common Shares, to Grant | |||||
Rights to Subscribe for Such Shares, and to Limit | |||||
And/or Exclude Existing Shareholders' Pre-emptive | |||||
Rights on Common Shares, Until the Conclusion of | |||||
the 2021 Agm | Management | For | Voted - For | ||
14 | Question Time | Management | Non-Voting | Non-Voting | |
15 | Close | Management | Non-Voting | Non-Voting | |
TESLA, INC. | |||||
Security ID: 88160R101 | Ticker: TSLA | ||||
Meeting Date: 29-Jun-20 | Meeting Type: Annual | ||||
1.1 | Election of Class I Director to Serve for A Term of | ||||
Three Years: Elon Musk | Management | For | Voted - For | ||
1.2 | Election of Class I Director to Serve for A Term of | ||||
Three Years: Robyn Denholm | Management | For | Voted - For | ||
1.3 | Election of Class I Director to Serve for A Term of | ||||
Three Years: Hiromichi Mizuno | Management | For | Voted - For |
57
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2. | A Tesla Proposal to Approve Executive Compensation | ||||
on A Non-binding Advisory Basis. | Management | For | Voted - For | ||
3. | A Tesla Proposal to Ratify the Appointment of | ||||
PricewaterhouseCoopers LLP As Tesla's Independent | |||||
Registered Public Accounting Firm for the Fiscal | |||||
Year Ending December 31, 2020. | Management | For | Voted - For | ||
4. | A Stockholder Proposal Regarding Paid Advertising. | Management | Against | Voted - Against | |
5. | A Stockholder Proposal Regarding Simple Majority | ||||
Voting Provisions in our Governing Documents. | Management | Against | Voted - For | ||
6. | A Stockholder Proposal Regarding Reporting on | ||||
Employee Arbitration. | Management | Against | Voted - For | ||
7. | A Stockholder Proposal Regarding Additional | ||||
Reporting on Human Rights. | Management | Against | Voted - For | ||
TEXAS INSTRUMENTS INCORPORATED | |||||
Security ID: 882508104 | Ticker: TXN | ||||
Meeting Date: 23-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Mark A. Blinn | Management | For | Voted - For | |
1B. | Election of Director: Todd M. Bluedorn | Management | For | Voted - For | |
1C. | Election of Director: Janet F. Clark | Management | For | Voted - For | |
1D. | Election of Director: Carrie S. Cox | Management | For | Voted - For | |
1E. | Election of Director: Martin S. Craighead | Management | For | Voted - For | |
1F. | Election of Director: Jean M. Hobby | Management | For | Voted - For | |
1G. | Election of Director: Michael D. Hsu | Management | For | Voted - For | |
1H. | Election of Director: Ronald Kirk | Management | For | Voted - For | |
1I. | Election of Director: Pamela H. Patsley | Management | For | Voted - For | |
1J. | Election of Director: Robert E. Sanchez | Management | For | Voted - For | |
1K. | Election of Director: Richard K. Templeton | Management | For | Voted - For | |
2. | Board Proposal Regarding Advisory Approval of the | ||||
Company's Executive Compensation. | Management | For | Voted - For | ||
3. | Board Proposal to Ratify the Appointment of Ernst & | ||||
Young LLP As the Company's Independent Registered | |||||
Public Accounting Firm for 2020. | Management | For | Voted - For | ||
VALEO SA | |||||
Security ID: F96221340 | |||||
Meeting Date: 25-Jun-20 | Meeting Type: Mix | ||||
05 Jun 2020: Please Note That Important Additional | |||||
Meeting Information is Available by Clicking on the | |||||
Material Url Link: | |||||
Https://www.journal-officiel.gouv.fr/balo/document/2 | |||||
02005062001331-55 and | |||||
Https://www.journal-officiel.gouv.fr/balo/document/2 | |||||
02006052002240-68; Please Note That This is A | |||||
Revision Due to Receipt of Additional Url Link. If | |||||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You | Management | Non-Voting | Non-Voting |
58
KraneShares Electric Vehicles and Future Mobility Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Following Changes in the Format of Proxy Cards for | ||||
French Meetings, Abstain is Now A Valid Voting | ||||
Option. for Any Additional Items Raised at the | ||||
Meeting the Voting Option Will Default to | ||||
'against', Or for Positions Where the Proxy Card is | ||||
Not Completed by Broadridge, to the Preference of | ||||
Your Custodian. | Management | Non-Voting | Non-Voting | |
The Following Applies to Shareholders That Do Not | ||||
Hold Shares Directly with A French Custodian: Proxy | ||||
Cards: Voting Instructions Will be Forwarded to the | ||||
Global Custodians on the Vote Deadline Date. in | ||||
Capacity As Registered Intermediary, the Global | ||||
Custodians Will Sign the Proxy Cards and Forward | ||||
Them to the Local Custodian. If You Request More | ||||
Information, Please Contact Your Client | ||||
Representative. | Management | Non-Voting | Non-Voting | |
O.1 | Approval of the Corporate Financial Statements for | |||
the Financial Year Ended 31 December 2019 | Management | For | Non-Voting | |
O.2 | Approval of the Consolidated Financial Statements | |||
for the Financial Year Ended 31 December 2019 | Management | For | Non-Voting | |
O.3 | Allocation of Income for the Financial Year Ended | |||
31 December 2019 and Setting of the Dividend | Management | For | Non-Voting | |
O.4 | Approval of the Agreements and Commitments Subject | |||
to the Provisions of Articles L. 225-38 and | ||||
Following of the French Commercial Code | Management | For | Non-Voting | |
O.5 | Ratification of the Co-optation of Bpifrance | |||
Participations As Director, As A Replacement for | ||||
Noelle Lenoir | Management | For | Non-Voting | |
O.6 | Ratification of the Co-optation of Fonds | |||
Strategique De Participations As Director, As A | ||||
Replacement for Georges Pauget | Management | For | Non-Voting | |
O.7 | Renewal of the Term of Office of Thierry Moulonguet | |||
As Director | Management | For | Non-Voting | |
O.8 | Renewal of the Term of Office of Ulrike Steinhorst | |||
As Director | Management | For | Non-Voting | |
O.9 | Renewal of the Term of Office of Fonds Strategique | |||
De Participations As Director | Management | For | Non-Voting | |
O.10 Approval of the Information Relating to the | ||||
Compensation Paid During Or Granted in Respect of | ||||
the Financial Year Ended 31 December 2019 to | ||||
Corporate Officers | Management | For | Non-Voting | |
O.11 Approval of the Compensation Elements Paid During | ||||
Or Awarded for the Financial Year Ended 31 December | ||||
2019 to Jacques Aschenbroich, Chairman and Chief | ||||
Executive Officer, | Management | For | Non-Voting | |
O.12 Approval of the Compensation Policy Applicable to | ||||
Directors | Management | For | Non-Voting | |
O.13 Approval of the Compensation Policy Applicable to | ||||
the Chairman and Chief Executive Officer | Management | For | Non-Voting | |
O.14 Authorisation to be Granted to the Board of | ||||
Directors to Trade in the Shares of the Company, | ||||
Unusable During A Public Offering Period | Management | For | Non-Voting | |
E.15 Delegation to be Granted to the Board of Directors | ||||
in Order to Make the Necessary Amendments to the |
59
KraneShares Electric Vehicles and Future Mobility Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Bylaws to Bring Them Into Compliance with | |||||
Legislative and Regulatory Provisions | Management | For | Non-Voting | ||
E.16 Amendment to the By-laws | Management | For | Non-Voting | ||
E.17 Approval of the Transformation of the Company Into | |||||
A European Company with A Board of Directors | Management | For | Non-Voting | ||
E.18 Adoption of the Company By-laws Under Its New Form | |||||
As A European Company | Management | For | Non-Voting | ||
O.19 Powers to Carry Out Formalities | Management | For | Non-Voting | ||
VISTEON CORPORATION | |||||
Security ID: 92839U206 | Ticker: VC | ||||
Meeting Date: 03-Jun-20 | Meeting Type: Annual | ||||
1A. | Election of Director: James J. Barrese | Management | For | Voted - For | |
1B. | Election of Director: Naomi M. Bergman | Management | For | Voted - For | |
1C. | Election of Director: Jeffrey D. Jones | Management | For | Voted - For | |
1D. | Election of Director: Sachin S. Lawande | Management | For | Voted - For | |
1E. | Election of Director: Joanne M. Maguire | Management | For | Voted - For | |
1F. | Election of Director: Robert J. Manzo | Management | For | Voted - For | |
1G. | Election of Director: Francis M. Scricco | Management | For | Voted - For | |
1H. | Election of Director: David L. Treadwell | Management | For | Voted - For | |
1I. | Election of Director: Rouzbeh Yassini-fard | Management | For | Voted - For | |
2. | Ratify the Appointment of Ernst & Young LLP As the | ||||
Company's Independent Registered Public Accounting | |||||
Firm for Fiscal Year 2020. | Management | For | Voted - For | ||
3. | Provide Advisory Approval of the Company's | ||||
Executive Compensation. | Management | For | Voted - Against | ||
4. | Approve the Company's 2020 Incentive Plan. | Management | For | Voted - For |
60
KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ALIBABA GROUP HOLDING LIMITED | |||||
Security ID: 01609W102 Ticker: BABA | |||||
Meeting Date: 15-Jul-19 | Meeting Type: Annual | ||||
1. | Effect an Increase in the Number of Authorized | ||||
Ordinary Shares to 32,000,000,000 and Effect A | |||||
One-to-eight Share Subdivision of the Company's | |||||
Ordinary Shares. | Management | For | Voted - For | ||
2.1 | Election of Director for A Three Year Term: Daniel | ||||
Zhang | Management | For | Voted - For | ||
2.2 | Election of Director for A Three Year Term: Chee | ||||
Hwa Tung | Management | For | Voted - For | ||
2.3 | Election of Director for A Three Year Term: Jerry | ||||
Yang | Management | For | Voted - For | ||
2.4 | Election of Director for A Three Year Term: Wan | ||||
Ling Martello | Management | For | Voted - For | ||
3. | Ratify the Appointment of PricewaterhouseCoopers As | ||||
the Independent Registered Public Accounting Firm | |||||
of the Company. | Management | For | Voted - For | ||
AUTOHOME, INC. | |||||
Security ID: 05278C107 | Ticker: ATHM | ||||
Meeting Date: 18-Dec-19 | Meeting Type: Annual | ||||
1. | Ms. Han Qiu be Re-elected As A Director of the | ||||
Company and Each Director of the Company be and is | |||||
Hereby Authorized to Take Any and Every Action That | |||||
Might be Necessary to Effect the Foregoing | |||||
Resolution As Such Director, in His Or Her Absolute | |||||
Discretion, Thinks Fit. | Management | Voted - For | |||
2. | Mr. Dazong Wang be Re-elected As an Independent | ||||
Director of the Company and Each Director of the | |||||
Company be and is Hereby Authorized to Take Any and | |||||
Every Action That Might be Necessary to Effect the | |||||
Foregoing Resolution As Such Director, in His Or | |||||
Her Absolute Discretion, Thinks Fit. | Management | Voted - For | |||
3. | Mr. Junling Liu be Re-elected As an Independent | ||||
Director of the Company and Each Director of the | |||||
Company be and is Hereby Authorized to Take Any and | |||||
Every Action That Might be Necessary to Effect the | |||||
Foregoing Resolution As Such Director, in His Or | |||||
Her Absolute Discretion, Thinks Fit. | Management | Voted - For |
61
KraneShares Emerging Markets Consumer Technology Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
B2W - COMPANHIA DIGITAL | ||||
Security ID: P19055113 | ||||
Meeting Date: 30-Apr-20 | Meeting Type: Annual General Meeting | |||
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) May | ||||
be Required in Order to Lodge and Execute Your | ||||
Voting Instructions in This Market (dependant Upon | ||||
the Availability and Usage of the Remote Voting | ||||
Platform). Absence of A Poa, May Cause Your | ||||
Instructions to be Rejected. If You Have Any | ||||
Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
Please Note That Votes 'in Favor' and 'against' in | ||||
the Same Agenda Item are Not Allowed. Only Votes in | ||||
Favor And/or Abstain Or Against And/ Or Abstain are | ||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | |
1 | To Decide Upon the Amount of Management | |||
Compensation Accounts, Examine, Discuss and Vote on | ||||
Financial Statements Related to the Fiscal Year | ||||
Ended on 12.31.2019 | Management | For | Voted - For | |
2 | To Establish the Global Management Compensation, to | |||
be Paid in the Fiscal Year 2020, in the Annual | ||||
Amount of Up to Brl 23,091,869.00 Twenty Three | ||||
Million, Ninety One Thousand, Eight Hundred and | ||||
Sixty Nine Reais, Corrected Monthly by the Igp.di, | ||||
Which, Plus the Amount of Up to Brl 13,523,912.00 | ||||
Thirteen Million, Five Hundred and Twenty Three | ||||
Thousand, Nine Hundred and Twelve Reais, Referring | ||||
to the Expenses Associated with the Recognition of | ||||
the Fair Value of the Purchase of Shares Object of | ||||
Grant by the Company, Totals Up to Brl | ||||
36,615,781.00 Thirty Six Million, Six Hundred and | ||||
Fifteen Thousand, Seven Hundred and Eighty One | ||||
Reais, for the Administrators. the Necessary | ||||
Information for the Due Analysis of the Proposal | ||||
for the Compensation of the Managers, As | ||||
Established by Article 12 of Icvm 481 Including the | ||||
Information Indicated in Item 13 of Annex 24 of Cvm | ||||
Instruction No. 480.09, are Provided in Annex II to | ||||
Management Proposal | Management | For | Voted - Against | |
3 | Do You Wish to Request the Installation of the | |||
Fiscal Council, Pursuant to Article 161 of Law | ||||
6,404.76 | Management | For | Voted - Abstain | |
Meeting Date: 30-Apr-20 | Meeting Type: Extraordinary General Meeting | |||
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) May | ||||
be Required in Order to Lodge and Execute Your | ||||
Voting Instructions in This Market (dependant Upon | ||||
the Availability and Usage of the Remote Voting | ||||
Platform). Absence of A Poa, May Cause Your | ||||
Instructions to be Rejected. If You Have Any |
62
KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
1 | To Set Forth in Detail the Corporate Purpose, with | ||||
the Inclusion of New Items, As Indicated in the | |||||
Management Proposal, Without Changing the Original | |||||
Basic Activity | Management | For | Voted - For | ||
2 | Update the Caput of Article 5 of the Company's | ||||
Bylaws to Reflect the Capital Increases Approved by | |||||
the Board of Directors, Within the Authorized | |||||
Capital Limit, at the Meetings Held on August 19, | |||||
September 30 and December 10, 2019 and December 10, | |||||
January 2020. the Update Also Includes the Private | |||||
Capital Increase Approved by the Board of | |||||
Directors, Within the Authorized Capital Limit, | |||||
Approved on October 23, 2019 | Management | For | Voted - For | ||
3 | Inclusion of Paragraph 4 of Article 9 of the | ||||
Company's Bylaws, in Order to Update the Company's | |||||
Commitments in Terms of Governance and | |||||
Sustainability, in Compliance with Good Practices | |||||
Already Disclosed to the Market, with the Purpose | |||||
of Becoming A Certified B Corporation | Management | For | Voted - For | ||
4 | We Propose to Consolidate the Company's Bylaws in | ||||
Order to Reflect the Above Changes | Management | For | Voted - For | ||
5 | Ratify the Acquisition of Supernow Portal E | ||||
Servicos De Internet Ltda. by the Company, in | |||||
Compliance with the Provisions of Paragraph 1 of | |||||
Article 256 of Law No. 6.404.76 | Management | For | Voted - For | ||
CELLTRION PHARM INC | |||||
Security ID: Y1243L101 | |||||
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
02 Mar 2020: Please Note That This is A Revision | |||||
Due to Modification of Text in Resolution 2. If You | |||||
Have Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Election of Auditor: Lee Yeong Seob | Management | For | Voted - For | |
3 | Approval of Remuneration for Director | Management | For | Voted - Against | |
4 | Approval of Remuneration for Auditor | Management | For | Voted - Against | |
5 | Amendment of Articles on Retirement Allowance for | ||||
Director | Management | For | Voted - For | ||
6 | Approval of Grant of Stock Option | Management | For | Voted - For |
63
KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
COM2US CORPORATION | |||||
Security ID: Y1695S109 | |||||
Meeting Date: 24-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2.1 | Election of Inside Director: I Yong Guk | Management | For | Voted - For | |
2.2 | Election of Inside Director: Song Jae Jun | Management | For | Voted - For | |
3 | Approval of Remuneration for Director | Management | For | Voted - Against | |
4 | Approval of Remuneration for Auditor | Management | For | Voted - For | |
CTRIP.COM INTERNATIONAL, LTD. | |||||
Security ID: 22943F100 | Ticker: CTRP | ||||
Meeting Date: 25-Oct-19 | Meeting Type: Annual | ||||
1. | It is Resolved As A Special Resolution That the | ||||
Name of the Company be Changed from "ctrip.com | |||||
International, Ltd." to "trip.com Group Limited." | Management | For | Voted - For | ||
CVC BRASIL OPERADORA E AGENCIA DE VIAGENS SA | |||||
Security ID: P3R154102 | |||||
Meeting Date: 24-Mar-20 | Meeting Type: Extraordinary General Meeting | ||||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
1 | To Approve the Stock Based Incentive Plan That is | ||||
to be Granted to the New President of the Company, | |||||
As Well As to Authorize the Managers of the Company | |||||
to Do All of the Acts That are Necessary in Order | |||||
to Effectuate This Resolution | Management | For | Voted - For | ||
Meeting Date: 04-May-20 | Meeting Type: Extraordinary General Meeting | ||||
For the Proposal 3 Regarding the Adoption of | |||||
Multiple Voting, Please be Advised That You Can | |||||
Only Vote for Or Abstain. an Against Vote on This | |||||
Proposal Requires Percentages to be Allocated | |||||
Amongst the Directors in Proposals 4.1 to 4.7. in | |||||
This Case Please Contact Your Client Service |
64
KraneShares Emerging Markets Consumer Technology Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Representative in Order to Allocate Percentages | ||||
Amongst the Directors | Management | Non-Voting | Non-Voting | |
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) May | ||||
be Required in Order to Lodge and Execute Your | ||||
Voting Instructions in This Market (dependant Upon | ||||
the Availability and Usage of the Remote Voting | ||||
Platform). Absence of A Poa, May Cause Your | ||||
Instructions to be Rejected. If You Have Any | ||||
Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
Please Note That Votes 'in Favor' and 'against' in | ||||
the Same Agenda Item are Not Allowed. Only Votes in | ||||
Favor And/or Abstain Or Against And/ Or Abstain are | ||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | |
1 | Do You Wish to Request the Adoption of the | |||
Cumulative Voting Process for the Election of the | ||||
Board of Directors, Under the Terms of Article 141 | ||||
of Law 6,404 of 1976 | Management | For | Voted - Against | |
2.1 | Appointment of the Candidates for the Board of | |||
Directors, the Shareholder May Appoint As Many | ||||
Candidates As the Number of Positions to be Filled | ||||
in the General Election. the Votes Indicated in | ||||
This Field Will be Disregarded If the Shareholder | ||||
Holding Voting Shares Also Fills in the Fields | ||||
Present in the Separate Election of A Member of the | ||||
Board of Directors and Such Separate Election | ||||
Occurs. Silvio Jose Genesini Junior | Management | For | Voted - For | |
2.2 | Appointment of the Candidates for the Board of | |||
Directors, the Shareholder May Appoint As Many | ||||
Candidates As the Number of Positions to be Filled | ||||
in the General Election. the Votes Indicated in | ||||
This Field Will be Disregarded If the Shareholder | ||||
Holding Voting Shares Also Fills in the Fields | ||||
Present in the Separate Election of A Member of the | ||||
Board of Directors and Such Separate Election | ||||
Occurs. Deli Koki Matsuo | Management | For | Voted - For | |
2.3 | Appointment of the Candidates for the Board of | |||
Directors, the Shareholder May Appoint As Many | ||||
Candidates As the Number of Positions to be Filled | ||||
in the General Election. the Votes Indicated in | ||||
This Field Will be Disregarded If the Shareholder | ||||
Holding Voting Shares Also Fills in the Fields | ||||
Present in the Separate Election of A Member of the | ||||
Board of Directors and Such Separate Election | ||||
Occurs. Cristina Helena Zingaretti Junqueira | Management | For | Voted - For | |
2.4 | Appointment of the Candidates for the Board of | |||
Directors, the Shareholder May Appoint As Many | ||||
Candidates As the Number of Positions to be Filled | ||||
in the General Election. the Votes Indicated in | ||||
This Field Will be Disregarded If the Shareholder | ||||
Holding Voting Shares Also Fills in the Fields | ||||
Present in the Separate Election of A Member of the | ||||
Board of Directors and Such Separate Election | ||||
Occurs. Eduardo Cunha Monnerat Solon De Pontes | Management | For | Voted - For |
65
KraneShares Emerging Markets Consumer Technology Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2.5 | Appointment of the Candidates for the Board of | |||
Directors, the Shareholder May Appoint As Many | ||||
Candidates As the Number of Positions to be Filled | ||||
in the General Election. the Votes Indicated in | ||||
This Field Will be Disregarded If the Shareholder | ||||
Holding Voting Shares Also Fills in the Fields | ||||
Present in the Separate Election of A Member of the | ||||
Board of Directors and Such Separate Election | ||||
Occurs. Henrique Teixeira Alvares | Management | For | Voted - For | |
2.6 | Appointment of the Candidates for the Board of | |||
Directors, the Shareholder May Appoint As Many | ||||
Candidates As the Number of Positions to be Filled | ||||
in the General Election. the Votes Indicated in | ||||
This Field Will be Disregarded If the Shareholder | ||||
Holding Voting Shares Also Fills in the Fields | ||||
Present in the Separate Election of A Member of the | ||||
Board of Directors and Such Separate Election | ||||
Occurs. Flavio Uchoa Teles De Menezes | Management | For | Voted - For | |
2.7 | Appointment of the Candidates for the Board of | |||
Directors, the Shareholder May Appoint As Many | ||||
Candidates As the Number of Positions to be Filled | ||||
in the General Election. the Votes Indicated in | ||||
This Field Will be Disregarded If the Shareholder | ||||
Holding Voting Shares Also Fills in the Fields | ||||
Present in the Separate Election of A Member of the | ||||
Board of Directors and Such Separate Election | ||||
Occurs. Igor Xavier Correia Lima | Management | For | Voted - For | |
3 | In the Event of Adoption of Multiple Voting, Do You | |||
Wish to Distribute the Vote Adopted in Egalitarian | ||||
Percentages to the Candidates Who Make Up the | ||||
Chosen Slate. If the Shareholder Chooses to Abstain | ||||
and the Election Occurs Through the Multiple | ||||
Voting, His Vote Must be Counted As Abstention in | ||||
the Respective Resolution of the Meeting | Management | For | Voted - For | |
4.1 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Silvio Jose Genesini Junior | Management | For | Voted - Abstain | |
4.2 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Deli Koki Matsuo | Management | For | Voted - Abstain | |
4.3 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Cristina Helena Zingaretti | ||||
Junqueira | Management | For | Voted - Abstain | |
4.4 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Eduardo Cunha Monnerat Solon De | ||||
Pontes | Management | For | Voted - Abstain | |
4.5 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Henrique Teixeira Alvares | Management | For | Voted - Abstain | |
4.6 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Flavio Uchoa Teles De Menezes | Management | For | Voted - Abstain |
66
KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4.7 | Visualization of All the Candidates That Compose | ||||
the Slate to Indicate the Percentage of the Votes | |||||
to be Attributed. Igor Xavier Correia Lima | Management | For | Voted - Abstain | ||
5 | The Appointment, from Among the Members of the | ||||
Board of Directors Who are Elected, of the | |||||
Chairperson and of the Vice Chairperson of the | |||||
Board of Directors | Management | For | Voted - For | ||
6 | The Classification of the Independent Members of | ||||
the Board of Directors of the Company | Management | For | Voted - For | ||
CYFROWY POLSAT S.A. | |||||
Security ID: X1809Y100 | |||||
Meeting Date: 25-May-20 | Meeting Type: Extraordinary General Meeting | ||||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
1 | Opening of the Extraordinary General Meeting | Management | Non-Voting | Non-Voting | |
2 | Election of the Chairperson of the Extraordinary | ||||
General Meeting | Management | For | Voted - For | ||
3 | Confirmation That the Extraordinary General Meeting | ||||
Has Been Properly Convened and is Able to Adopt | |||||
Resolutions | Management | For | Voted - For | ||
4 | Election of the Scrutiny Committee | Management | For | Voted - For | |
5 | Adoption of the Agenda of the Extraordinary General | ||||
Meeting | Management | For | Voted - For | ||
6 | Adoption of A Resolution Regarding an Amendment to | ||||
the Company's Statute | Management | For | Voted - Abstain | ||
7 | Closing of the Extraordinary General Meeting | Management | Non-Voting | Non-Voting | |
DAOU TECHNOLOGY INC, YONGIN | |||||
Security ID: Y19908105 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2.1 | Amendment of Articles of Incorporation. No.2 | Management | For | Voted - For | |
2.2 | Amendment of Articles of Incorporation. No.13 | Management | For | Voted - For | |
2.3 | Amendment of Articles of Incorporation. No.38 | Management | For | Voted - For | |
3.1 | Election of Outside Director: I Mun Se | Management | For | Voted - For | |
3.2 | Election of Outside Director: Gim Gwang Won | Management | For | Voted - For | |
3.3 | Election of Outside Director: Gim Seong Han | Management | For | Voted - For | |
4 | Approval of Remuneration for Director | Management | For | Voted - For | |
5 | Approval of Remuneration for Auditor | Management | For | Voted - For |
67
KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
DOUBLEUGAMES CO., LTD. | |||||
Security ID: Y2106F108 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Resolution of Personal Information Liability Reserve | Management | For | Voted - For | |
3 | Amendment of Articles on Retirement Allowance for | ||||
Director | Management | For | Voted - For | ||
4 | Approval of Remuneration for Director | Management | For | Voted - Against | |
DOUZONE BIZON CO.LTD | |||||
Security ID: Y2197R102 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
25 Feb 2020: Please Note That This is A Revision | |||||
Due to Modification of Text in Resolution 3. If You | |||||
Have Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
3 | Election of Inside Director Candidates: Ji Yong Gu | ||||
Election of Outside Director Candidates: Chu Hyeon | |||||
Seung | Management | For | Voted - Against | ||
4 | Election of Auditor | Management | For | Voted - For | |
5 | Approval of Remuneration for Director | Management | For | Voted - Against | |
6 | Approval of Remuneration for Auditor | Management | For | Voted - For | |
EVERTEC, INC. | |||||
Security ID: 30040P103 | Ticker: EVTC | ||||
Meeting Date: 28-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Frank G. D'angelo | Management | For | Voted - For | |
1B. | Election of Director: Morgan M. Schuessler, Jr. | Management | For | Voted - For | |
1C. | Election of Director: Olga Botero | Management | For | Voted - For | |
1D. | Election of Director: Jorge A. Junquera | Management | For | Voted - For | |
1E. | Election of Director: IVán Pagán | Management | For | Voted - For | |
1F. | Election of Director: Aldo J. Polak | Management | For | Voted - For | |
1G. | Election of Director: Alan H. Schumacher | Management | For | Voted - For | |
1H. | Election of Director: Brian J. Smith | Management | For | Voted - For | |
1I. | Election of Director: Thomas W. Swidarski | Management | For | Voted - For | |
2. | Advisory Vote on Executive Compensation. | Management | For | Voted - For | |
3. | Ratification of the Appointment of Deloitte & | ||||
Touche LLP As the Company's Independent Registered | |||||
Public Accounting Firm. | Management | For | Voted - For |
68
KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP | |||||
Security ID: X3232T104 | |||||
Meeting Date: 13-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
02 Dec 2019: Please Note That This is A Revision | |||||
Due to Receipt of Director Name in Resolution 3. If | |||||
You Have Already Sent in Your Votes for Mid: 324926 | |||||
Please Do Not Vote Again Unless You Decide to Amend | |||||
Your Original Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note in the Event the Meeting Does Not Reach | |||||
Quorum, There Will be an A Repetitive Meeting on 20 | |||||
Dec 2019. Also, Your Voting Instructions Will Not | |||||
be Carried Over to the Second Call. All Votes | |||||
Received on This Meeting Will be Disregarded and | |||||
You Will Need to Reinstruct on the Repetitive | |||||
Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
320227 Due to Resolution 2 Does Not Have Voting | |||||
Rights. All Votes Received on the Previous Meeting | |||||
Will be Disregarded If Vote Deadline Extensions are | |||||
Granted. Therefore Please Reinstruct on This | |||||
Meeting Notice on the New Job. If However Vote | |||||
Deadline Extensions are Not Granted in the Market, | |||||
This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
1. | Extension of Company's Purpose and Amendment of | ||||
Article 2 (purpose) of Company's Articles of | |||||
Association | Management | For | Voted - For | ||
2. | Announcement of Election of New Members of the | ||||
Board of Directors in Replacement of Resigned | |||||
Members | Management | Non-Voting | Non-Voting | ||
3. | Designation/election of an Independent Non - | ||||
Executive Member of the Board of Directors: | |||||
Nikolaos Iatrou | Management | For | Voted - For | ||
Meeting Date: 25-Jun-20 | Meeting Type: Ordinary General Meeting | ||||
05 June 2020: Please Note in the Event the Meeting | |||||
Does Not Reach Quorum, There Will be an A | |||||
Repetitive Meeting on 6 July 2020. Also, Your | |||||
Voting Instructions Will Not be Carried Over to the | |||||
Second Call. All Votes Received on This Meeting | |||||
Will be Disregarded and You Will Need to Reinstruct | |||||
on the Repetitive Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
05 June 2020: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You. | Management | Non-Voting | Non-Voting |
69
KraneShares Emerging Markets Consumer Technology Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
1. | Submission and Approval of the Company's Financial | |||
Statements and of the Consolidated Financial | ||||
Statements for the Twentieth (20th) Fiscal Year | ||||
(from the 1st of January 2019 to the 31st of | ||||
December 2019) and of the Relevant Directors' | ||||
Report and Auditors' Report | Management | For | Voted - For | |
2. | Approval of the Overall Management of the Company | |||
Per Article 108 of Law 4548/2018, As in Force, and | ||||
Discharge of the Statutory Auditors of the Company | ||||
from Any Liability for Compensation for the | ||||
Twentieth (20th) Fiscal Year (from the 1st of | ||||
January 2019 to the 31st of December 2019) | Management | For | Voted - For | |
3. | Selection of Certified Auditors for the Audit of | |||
the Financial Statements of the Company for the | ||||
Current Twenty-first (21st) Fiscal Year (from the | ||||
1st of January 2020 to the 31st of December 2020) | ||||
and for the Issuance of the Annual Tax Report | Management | For | Voted - For | |
4. | Provision of Permission As Per Article 98 Par. 1 of | |||
Law 4548/2018, As in Force, to the Board of | ||||
Directors' Members and the Officers and Directors | ||||
of the Company's Teams for Their Participation in | ||||
the Boards of Directors Or in the Management of the | ||||
Group's Subsidiaries and Affiliates | Management | For | Voted - For | |
5. | Submission for Discussion and Voting of the | |||
Remuneration Report of the Board of Directors for | ||||
the Twentieth (20th) Fiscal Year (from the 1st of | ||||
January 2019 to the 31st of December 2019), in | ||||
Accordance with Article 112 Par. 3 of Law | ||||
4548/2018, As in Force | Management | For | Voted - For | |
6. | Amendment of Articles 2, 12, 18, 19, 23 and 34 of | |||
the Company' Articles of Association | Management | For | Voted - For | |
7. | Approval of the Distribution of Earnings for the | |||
Twentieth (20th) Fiscal Year (from the 1st of | ||||
January 2019 to the 31st of December 2019) | Management | For | Voted - For | |
8. | Approval of the Distribution of Part of the Net | |||
Profits of the Financial Year 2019 of the Company | ||||
to Executive Members of the Board of Directors and | ||||
Other Key Management Personnel of the Company | Management | For | Voted - For | |
9. | Approval of the Distribution of Part of the Net | |||
Profits of the Financial Year 2019 of the Company | ||||
to Executive Members of the Board of Directors and | ||||
Other Key Management Personnel of the Company by | ||||
Virtue of and in Accordance with the Long Term | ||||
Incentive Scheme Approved by the 17th Agm of the | ||||
Shareholders of the Company Dated 27.04.2017 | Management | For | Voted - For | |
10. | Approval of A New Long Term Incentive Scheme with | |||
Distribution of Part of the Net Profits of the | ||||
Company to Executive Members of the Board of | ||||
Directors and Other Key Management Personnel of the | ||||
Company | Management | For | Voted - For |
70
KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
GRUPO TELEVISA S.A.B | |||||
Security ID: P4987V137 | |||||
Meeting Date: 28-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
Please Note That Only Mexican Nationals Have Voting | |||||
Rights at This Meeting. Accounts are Required to be | |||||
Registered As Mexican National Accounts with the | |||||
Local Sub-custodian in Order for Voting to be | |||||
Accepted. Voting Submitted by Non-mexican Nationals | |||||
Will be Processed However Risk Being Rejected | Management | Non-Voting | Non-Voting | ||
1 | Approve Financial Statements and Statutory Reports | ||||
As Required by Article 28 of Mexican Securities | |||||
Law, Approve Financial Statements, Approve | |||||
Discharge of Directors, Ceo and Board Committees | Management | For | Voted - Abstain | ||
2 | Present Report on Compliance with Fiscal Obligations | Management | For | Voted - For | |
3 | Approve Allocation of Income | Management | For | Voted - Abstain | |
4.1 | Set Aggregate Nominal Amount of Share Repurchase | ||||
Reserve | Management | For | Voted - Abstain | ||
4.2 | Receive Report on Policies and Boards Decisions on | ||||
Share Repurchase and Sale of Treasury Shares | Management | For | Voted - Abstain | ||
5 | Elect Or Ratify Members of Board, Secretary and | ||||
Other Officers | Management | For | Voted - Abstain | ||
6 | Elect Or Ratify Members of Executive Committee | Management | For | Voted - Abstain | |
7 | Elect Or Ratify Chairman of Audit Committee | Management | For | Voted - Abstain | |
8 | Elect Or Ratify Chairman of Corporate Practices | ||||
Committee | Management | For | Voted - Abstain | ||
9 | Approve Remuneration of Board Members, Executive, | ||||
Audit and Corporate Practices Committees, and | |||||
Secretaries | Management | For | Voted - Abstain | ||
10 | Authorize Board to Ratify and Execute Approved | ||||
Resolutions | Management | For | Voted - For | ||
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A. | |||||
Security ID: X3258B102 | |||||
Meeting Date: 20-Feb-20 | Meeting Type: Extraordinary General Meeting | ||||
Please Note in the Event the Meeting Does Not Reach | |||||
Quorum, There Will be an A Repetitive Meeting on 04 | |||||
Mar 2020. Also, Your Voting Instructions Will Not | |||||
be Carried Over to the Second Call. All Votes | |||||
Received on This Meeting Will be Disregarded and | |||||
You Will Need to Reinstruct on the Repetitive | |||||
Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
1. | Approval of an Own Share Buyback Program in | ||||
Accordance with Article 49 of Law 4548/2018 | Management | For | Voted - For | ||
2. | Cancellation of the Total of Nine Million Seven | ||||
Hundred and Sixty Four Thousand Seven Hundred and | |||||
Forty Three (9,764,743) Own Shares Purchased by the | |||||
Company Under A Share Buy-back Program in Order to | |||||
Cancel Them, with A Corresponding Reduction of Its |
71
KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Share Capital by Twenty Seven Million Six Hundred | |||||
and Thirty Four Thousand Two Hundred and Twenty Two | |||||
Euro and Sixty Nine Cents (eur 27,634,222.69), in | |||||
Accordance with Article 49 of Law 4548/2018 and the | |||||
Subsequent Amendment of Article 5 (share Capital) | |||||
of the Company's Articles of Incorporation | Management | For | Voted - For | ||
3. | Miscellaneous Announcements | Management | For | Voted - For | |
Meeting Date: 24-Jun-20 | Meeting Type: Ordinary General Meeting | ||||
Please Note in the Event the Meeting Does Not Reach | |||||
Quorum, There Will be an A Repetitive Meeting on 08 | |||||
July 2020. Also, Your Voting Instructions Will Not | |||||
be Carried Over to the Second Call. All Votes | |||||
Received on This Meeting Will be Disregarded and | |||||
You Will Need to Reinstruct on the Repetitive | |||||
Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That Although There are 3 Candidates to | |||||
be Elected As Directors, There is Only 1 Vacancy | |||||
Available to be Filled at the Meeting. the Standing | |||||
Instructions for This Meeting Will be Disabled And, | |||||
If You Choose, You are Required to Vote For, | |||||
Against Or Abstain on Only 1 of the 3 Directors and | |||||
to Select 'clear' for the Others. Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note That Although There are 3 Options to | |||||
Indicate A Preference on This Resolution, Only One | |||||
Can be Selected. the Standing Instructions for This | |||||
Meeting Will be Disabled And, If You Choose, You | |||||
are Required to Vote for Only 1 of the 3 Options | |||||
Below, Your Other Votes Must be Either Against Or | |||||
Abstain Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
429230 Due to Receipt of Updated Agenda. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You. | Management | Non-Voting | Non-Voting | ||
1. | Approval of the Financial Statements of Ote S.a. in | ||||
Accordance with the International Financial | |||||
Reporting Standards (both Separate and | |||||
Consolidated) of the Fiscal Year 2019 | |||||
(1/1/2019-31/12/2019), with the Relevant Reports of | |||||
the Board of Directors and the Auditors and | |||||
Approval of the Annual Profits' Distribution | Management | For | Voted - For | ||
2. | Approval of the Activities Report of the Ote Audit | ||||
Committee for the Year 2019 | Management | Non-Voting | Non-Voting | ||
3. | Approval, According to Article 108 of Law | ||||
4548/2018, of the Overall Management of the Company | |||||
by the Board of Directors During the Fiscal Year | |||||
2019 (1/1/2019-31/12/2019) and Exoneration of the | |||||
Auditors for the Fiscal Year 2019 | |||||
(1/1/2019-31/12/2019), Pursuant to Article 117 Par. | |||||
1(c) of Law 4548/2018 | Management | For | Voted - For | ||
4. | Appointment of an Audit Firm for the Statutory | ||||
Audit of the Financial Statements (both Separate | |||||
and Consolidated) of Ote S.a., in Accordance with |
72
KraneShares Emerging Markets Consumer Technology Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
the International Financial Reporting Standards, | ||||
for the Fiscal Year 2020 (1/1/2020-31/12/2020) | Management | For | Voted - For | |
5. | Approval of the Remuneration Policy for the Members | |||
of the Board of Directors of Ote S.a. Pursuant to | ||||
Articles 110 and 111 of Law 4548/2018 | Management | For | Voted - For | |
6. | Final Determination of the Remuneration and | |||
Expenses of the Members of the Board of Directors | ||||
for Their Participation in the Proceedings of the | ||||
Board of Directors and Its Committees During the | ||||
Fiscal Year 2019 (1/1/2019-31/12/2019), Approval of | ||||
the Variable Remuneration of the Executive Members | ||||
of the Board of Directors for the Fiscal Year 2019 | ||||
(1/1/2019-31/12/2019), Determination of the | ||||
Remuneration and Expenses of the Members of the | ||||
Board of Directors for Their Participation in the | ||||
Proceedings of the Board of Directors and Its | ||||
Committees for the Fiscal Year 2020 | ||||
(1/1/2020-31/12/2020) and Pre-approval for Their | ||||
Payment Until the Ordinary General Meeting of the | ||||
Shareholders Which Will Take Place Within 2021 and | ||||
Will Finally Determine Them | Management | For | Voted - For | |
7. | Remuneration Report for the Members of the Board of | |||
Directors for the Fiscal Year 2019 | Management | For | Voted - For | |
8. | Granting of A Special Permission, According to | |||
Articles 97 Par.3, 99 Par.1, 2 and 100 Par.2 of Law | ||||
4548/2018, for the Continuation for the Period | ||||
31/12/2020 Until 31/12/2021 of the Insurance | ||||
Coverage of Directors and Officers of Ote S.a. and | ||||
Its Affiliated Companies, Against Liabilities | ||||
Incurred in the Exercise of Their Competences, | ||||
Duties and Powers | Management | For | Voted - For | |
9. | Publication to the Ordinary General Meeting of the | |||
Shareholders of the Company, According to Article | ||||
97 Par. 1 (b) of Law 4548/2018, of Any Cases of | ||||
Conflict of Interest and Agreements of the Fiscal | ||||
Year 2019 Which Fall Under Article 99 of Law | ||||
4548/2018 (related Party Transactions) | Management | Non-Voting | Non-Voting | |
10. | Approval of the Adjustment of the Company S | |||
Articles of Incorporation to the Provisions of Law | ||||
4548/2018 (reform of the Law of Societes Anonymes) | ||||
by Amendment of Articles 2, 3, 6, 8-12, 14, 16-18, | ||||
20, 21, 23, 24, 27, 29, 31 and 32 Thereof | Management | For | Voted - For | |
11.1. Election of A New Independent Non-executive Member | ||||
of the Board of Directors, According to Article 4 | ||||
of Law 3016/2002 As in Force, in Replacement of A | ||||
Resigned Independent Non-executive Member: Amanda | ||||
Sisson As Independent Non-executive Bod Member, | ||||
Proposed by the Company's Bod | Management | For | Voted - For | |
11.2. Election of A New Independent Non-executive Member | ||||
of the Board of Directors, According to Article 4 | ||||
of Law 3016/2002 As in Force, in Replacement of A | ||||
Resigned Independent Non-executive Member: to be | ||||
Determined | Management | For | Did Not Vote | |
11.3. Election of A New Independent Non-executive Member | ||||
of the Board of Directors, According to Article 4 | ||||
of Law 3016/2002 As in Force, in Replacement of A |
73
KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Resigned Independent Non-executive Member: to be | |||||
Determined | Management | For | Did Not Vote | ||
12.1. Election of an Independent Member of the Audit | |||||
Committee, Pursuant to Article 44 of Law 4449/2017: | |||||
Amanda Sisson As Independent Non-executive Bod | |||||
Member, Proposed by the Company's Bod | Management | For | Voted - For | ||
12.2. Election of an Independent Member of the Audit | |||||
Committee, Pursuant to Article 44 of Law 4449/2017: | |||||
to be Determined | Management | For | Voted - Abstain | ||
12.3. Election of an Independent Member of the Audit | |||||
Committee, Pursuant to Article 44 of Law 4449/2017: | |||||
to be Determined | Management | For | Voted - Abstain | ||
13. | Announcement of the Election of New Members of the | ||||
Board of Directors in Replacement of Resigned | |||||
Members | Management | Non-Voting | Non-Voting | ||
KAKAO CORP. | |||||
Security ID: Y4519H119 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2.1 | Article 2(purpose), Amendment of Business Purpose | ||||
According to New Business | Management | For | Voted - For | ||
2.2 | Article 10(stock Option),adjusting Phrase According | ||||
to Audit Committee Policy | Management | For | Voted - For | ||
2.3 | Article 26(ceo and Other Directors)statement of | ||||
Phrase for Proxy Duty | Management | For | Voted - For | ||
2.4 | Article 27(audit Committee), Amendment of | ||||
Delegation Authority for Outside Directors | |||||
According to Amended Article 10 the Act on External | |||||
Audit | Management | For | Voted - For | ||
2.5 | Article 30(calling Board of Directors)reduction of | ||||
Period for Calling Board of Directors | Management | For | Voted - For | ||
3.1 | Election of Inside Director: Gim Beom Soo | Management | For | Voted - For | |
3.2 | Election of Inside Director: Yeo Min Soo | Management | For | Voted - For | |
3.3 | Election of Inside Director: Jo Soo Yong | Management | For | Voted - For | |
3.4 | Election of Outside Director: Jo Gyu Jin | Management | For | Voted - For | |
3.5 | Election of Outside Director: Yoon Seok | Management | For | Voted - For | |
3.6 | Election of Outside Director: Choe Sae Jeong | Management | For | Voted - For | |
3.7 | Election of Outside Director: Bak Sae Rom | Management | For | Voted - For | |
4.1 | Election of Audit Committee Member: Jo Gyu Jin | Management | For | Voted - For | |
4.2 | Election of Audit Committee Member: Yoon Seok | Management | For | Voted - For | |
4.3 | Election of Audit Committee Member: Choe Sae Jeong | Management | For | Voted - For | |
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
6 | Approval of Grant of Stock Option | Management | For | Voted - For |
74
KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
KT CORPORATION | |||||
Security ID: 48268K101 | Ticker: KT | ||||
Meeting Date: 30-Mar-20 | Meeting Type: Annual | ||||
1. | Amendment to the Articles of Incorporation | Management | For | Voted - For | |
2. | Election of Representative Director: Mr. Hyeon-mo Ku | Management | For | Voted - For | |
3. | Approval of Financial Statements for the 38th | ||||
Fiscal Year | Management | For | Voted - For | ||
4.1 | Election of Director: Mr. Yoon-young Park (inside | ||||
Director Candidate) | Management | For | Voted - For | ||
4.2 | Election of Director: Mr. Jong-ook Park (inside | ||||
Director Candidate) | Management | For | Voted - For | ||
4.3 | Election of Director: Mr. Chung-gu Kang (outside | ||||
Director Candidate) | Management | For | Voted - For | ||
4.4 | Election of Director: Mr. Chan-hi Park (outside | ||||
Director Candidate) | Management | For | Voted - For | ||
4.5 | Election of Director: Mrs. Eun-jung Yeo (outside | ||||
Director Candidate) | Management | For | Voted - For | ||
4.6 | Election of Director: Mr. Hyun-myung Pyo (outside | ||||
Director Candidate) | Management | For | Voted - For | ||
5.1 | Election of Member of the Audit Committee: Mr. | ||||
Tae-yoon Sung | Management | For | Voted - For | ||
5.2 | Election of Member of the Audit Committee: Mrs. | ||||
Eun-jung Yeo | Management | For | Voted - For | ||
5.3 | Election of Member of the Audit Committee: Mr. | ||||
Chung-gu Kang | Management | For | Voted - For | ||
6. | Approval of Ceiling Amount on Remuneration for | ||||
Directors | Management | For | Voted - For | ||
7. | Approval of Employment Contract for the | ||||
Representative Director | Management | For | Voted - For | ||
8. | Amendment to Severance Pay Regulations for | ||||
Executives | Management | For | Voted - For | ||
MAKEMYTRIP LTD. | |||||
Security ID: V5633W109 Ticker: MMYT | |||||
Meeting Date: 06-Sep-19 | Meeting Type: Annual | ||||
1. | To Appoint KPMG (mauritius) As the Independent | ||||
Auditor of the Company for the Fiscal Year Ending | |||||
March 31, 2020, and to Authorize the Company's | |||||
Board of Directors to Fix Such Auditor's | |||||
Remuneration. | Management | For | Voted - For | ||
2. | To Adopt the Company's Consolidated and | ||||
Unconsolidated Financial Statements for the Fiscal | |||||
Year Ended March 31, 2019 Audited by KPMG | |||||
(mauritius). | Management | For | Voted - For | ||
3. | To Re-elect Deep Kalra As A Director on the Board | ||||
of Directors of the Company. | Management | For | Voted - Against | ||
4. | To Re-elect Vivek Narayan Gour As A Director on the | ||||
Board of Directors of the Company. | Management | For | Voted - For |
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KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5. | To Re-elect Rajesh Magow As A Director on the Board | ||||
of Directors of the Company. | Management | For | Voted - Against | ||
6. | To Re-elect Aileen O'toole As A Director on the | ||||
Board of Directors of the Company. | Management | For | Voted - Against | ||
Meeting Date: 30-Sep-19 | Meeting Type: Annual | ||||
1. | To Appoint KPMG (mauritius) As the Independent | ||||
Auditor of the Company for the Fiscal Year Ending | |||||
March 31, 2020, and to Authorize the Company's | |||||
Board of Directors to Fix Such Auditor's | |||||
Remuneration. | Management | For | Voted - For | ||
2. | To Adopt the Company's Consolidated and | ||||
Unconsolidated Financial Statements for the Fiscal | |||||
Year Ended March 31, 2019 Audited by KPMG | |||||
(mauritius). | Management | For | Voted - For | ||
3. | To Re-elect Jane Jie Sun As A Director on the Board | ||||
of Directors of the Company. | Management | For | Voted - Against | ||
4. | To Re-elect Cindy Xiaofan Wang As A Director on the | ||||
Board of Directors of the Company. | Management | For | Voted - Against | ||
5. | To Re-elect Xing Xiong As A Director on the Board | ||||
of Directors of the Company. | Management | For | Voted - Against | ||
6. | To Re-elect Xiangrong Li As A Director on the Board | ||||
of Directors of the Company. | Management | For | Voted - For | ||
MERCADOLIBRE, INC. | |||||
Security ID: 58733R102 | Ticker: MELI | ||||
Meeting Date: 08-Jun-20 | Meeting Type: Annual | ||||
1. | Director | Management | For | Voted - For | |
2. | To Approve, on an Advisory Basis, the Compensation | ||||
of our Named Executive Officers. | Management | For | Voted - For | ||
3. | Ratification of the Appointment of Deloitte & Co. | ||||
S.a. As our Independent Registered Public | |||||
Accounting Firm for the Fiscal Year Ending December | |||||
31, 2020. | Management | For | Voted - For | ||
NASPERS LTD | |||||
Security ID: S53435103 | |||||
Meeting Date: 23-Aug-19 | Meeting Type: Annual General Meeting | ||||
O.1 | Acceptance of Annual Financial Statements | Management | For | Voted - For | |
S.1.1 Approval of the Remuneration of the Non-executive | |||||
Directors Proposed Financial Year 31 March 2021: | |||||
Board: Chair | Management | For | Voted - For | ||
S.1.2 Approval of the Remuneration of the Non-executive | |||||
Directors Proposed Financial Year 31 March 2021: | |||||
Board: Member | Management | For | Voted - For |
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KraneShares Emerging Markets Consumer Technology Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
S.1.3 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Audit Committee: Chair | Management | For | Voted - For | |
S.1.4 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Audit Committee: Member | Management | For | Voted - For | |
O.2 | Confirmation and Approval of Payment of Dividends | Management | For | Voted - For |
S.1.5 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Risk Committee: Chair | Management | For | Voted - For | |
S.1.6 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Risk Committee: Member | Management | For | Voted - For | |
S.1.7 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Human Resources and Remuneration Committee: Chair | Management | For | Voted - For | |
S.1.8 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Human Resources and Remuneration Committee: Member | Management | For | Voted - For | |
S.1.9 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Nomination Committee: Chair | Management | For | Voted - For | |
S.2 | Approve Generally the Provision of Financial | |||
Assistance in Terms of Section 44 of the Act | Management | For | Voted - For | |
O.3 | Reappointment of PricewaterhouseCoopers Inc. As | |||
Auditor | Management | For | Voted - For | |
S.3 | Approve Generally the Provision of Financial | |||
Assistance in Terms of Section 45 of the Act | Management | For | Voted - For | |
O.4 | To Confirm the Appointment of F L N Letele As A | |||
Non-executive Director | Management | For | Voted - For | |
S.4 | General Authority for the Company Or Its | |||
Subsidiaries to Acquire N Ordinary Shares in the | ||||
Company | Management | For | Voted - For | |
O.5.1To Re-elect the Following Director: J P Bekker | Management | For | Voted - For | |
O.5.2To Re-elect the Following Director: S J Z Pacak | Management | For | Voted - For | |
O.5.3To Re-elect the Following Director: J D T Stofberg | Management | For | Voted - For | |
O.5.4To Re-elect the Following Director: B J Van Der Ross | Management | For | Voted - For | |
S.5 | General Authority for the Company Or Its | |||
Subsidiaries to Acquire A Ordinary Shares in the | ||||
Company | Management | For | Voted - For | |
O.5.5To Re-elect the Following Director: D Meyer | Management | For | Voted - For | |
O.6.1Appointment of the Following Audit Committee | ||||
Member: D G Eriksson | Management | For | Voted - For | |
O.6.2Appointment of the Following Audit Committee | ||||
Member: B J Van Der Ross | Management | For | Voted - For | |
O.6.3Appointment of the Following Audit Committee | ||||
Member: R C C Jafta | Management | For | Voted - For | |
S.6 | Granting the Specific Repurchase Authority | Management | For | Voted - For |
O.7 | To Endorse the Company's Remuneration Policy | Management | For | Voted - For |
O.8 | To Approve the Implementation Report of the | |||
Remuneration Report | Management | For | Voted - For | |
O.9 | Approval of General Authority Placing Unissued | |||
Shares Under the Control of the Directors | Management | For | Voted - For |
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KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
O.10 Approval of General Issue of Shares for Cash | Management | For | Voted - For | ||
O.11 Approval of Amendments to the Naspers Restricted | |||||
Stock Plan Trust | Management | For | Voted - For | ||
O.12 Authorisation to Implement All Resolutions Adopted | |||||
at the Annual General Meeting | Management | For | Voted - For | ||
S.110 | Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | |||||
Nomination Committee: Member | Management | For | Voted - For | ||
S.111 | Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | |||||
Social and Ethics Committee: Chair | Management | For | Voted - For | ||
S.112 | Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | |||||
Social and Ethics Committee: Member | Management | For | Voted - For | ||
S.113 | Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | |||||
Trustees of Group Share Schemes/other Personnel | |||||
Funds | Management | For | Voted - For | ||
Meeting Date: 23-Aug-19 | Meeting Type: Ordinary General Meeting | ||||
S.1 | Approving Matters Relating to the Implementation of | ||||
the Proposed Transaction on the Terms and | |||||
Conditions Set Out in the Circular | Management | For | Voted - For | ||
NAVER CORP | |||||
Security ID: Y62579100 | |||||
Meeting Date: 20-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
29 Jul 2019: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
29 Jul 2019: This Egm is Related to the Corporate | |||||
Event of Physical Split-off | Management | Non-Voting | Non-Voting | ||
1 | Approval of Split-off | Management | For | Voted - For | |
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
28 Feb 2020: Please Note That This is A Revision | |||||
Due to Modification of the Text of Resolutions 3 | |||||
and 4. If You Have Already Sent in Your Votes, | |||||
Please Do Not Vote Again Unless You Decide to Amend | |||||
Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
1 | Approval of Financial Statement | Management | For | Voted - For | |
2 | Approval of Partial Amendment to Articles of | ||||
Incorporation | Management | For | Voted - For | ||
3 | Election of Inside Director: Han Sung Sook | Management | For | Voted - Against | |
4 | Election of Non-executive Director: Byun Dae Gyu | Management | For | Voted - Against | |
5 | Approval of Limit of Remuneration for Directors | Management | For | Voted - For |
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KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6 | Approval of Stock Option Pre-granted by Board of | ||||
Director | Management | For | Voted - For | ||
7 | Approval of Grant of Stock Option for Staff | Management | For | Voted - For | |
NCSOFT CORP | |||||
Security ID: Y6258Y104 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - Against | |
2.1 | Election of Outside Director: Cho Kook Hyeon | Management | For | Voted - For | |
2.2 | Election of Outside Director: Choi Young Joo | Management | For | Voted - For | |
3 | Election of Audit Committee Member: Cho Kook Hyeon | Management | For | Voted - For | |
4 | Approval of Limit of Remuneration for Directors | Management | For | Voted - Against | |
NETEASE, INC. | |||||
Security ID: 64110W102 Ticker: NTES | |||||
Meeting Date: 13-Sep-19 | Meeting Type: Annual | ||||
1A. | Re-election of Director: William Lei Ding | Management | For | Voted - For | |
1B. | Re-election of Director: Alice Cheng | Management | For | Voted - For | |
1C. | Re-election of Director: Denny Lee | Management | For | Voted - For | |
1D. | Re-election of Director: Joseph Tong | Management | For | Voted - For | |
1E. | Re-election of Director: Lun Feng | Management | For | Voted - For | |
1F. | Re-election of Director: Michael Leung | Management | For | Voted - For | |
1G. | Re-election of Director: Michael Tong | Management | For | Voted - For | |
2. | Appoint PricewaterhouseCoopers Zhong Tian LLP As | ||||
Independent Auditors of Netease, Inc. for the | |||||
Fiscal Year Ending December 31, 2019. | Management | For | Voted - For | ||
NETMARBLE CORPORATION | |||||
Security ID: Y6S5CG100 | |||||
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - Against | |
2.1 | Election of Inside Director Candidate: Bang Jun | ||||
Hyeok | Management | For | Voted - Against | ||
2.2 | Election of A Non-permanent Director Candidate: | ||||
Piaoyan Lee | Management | For | Voted - Against | ||
3 | Approval of Remuneration for Director | Management | For | Voted - Against |
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KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
NHN CORPORATION | |||||
Security ID: Y6347N101 | |||||
Meeting Date: 30-Mar-20 | Meeting Type: Annual General Meeting | ||||
19 Feb 2020: Please Note That This is A Revision | |||||
Due to Modification of Text in Resolution 2.2. If | |||||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
1 | Approval of Financial Statements and Approval of | ||||
Statement of Appropriation of Retained Earnings | Management | For | Voted - Against | ||
2.1 | Election of Inside Director: Jeong U Jin | Management | For | Voted - For | |
2.2 | Election of Outside Director: Gang Nam Gyu | Management | For | Voted - For | |
3 | Election of Audit Committee Member: Gang Nam Gyu | Management | For | Voted - Against | |
4 | Approval of Remuneration for Director | Management | For | Voted - Against | |
5 | Approval of Stock Option | Management | For | Voted - For | |
6 | Approval of Extending Stock Option Exercise Period | Management | For | Voted - For | |
OI SA | |||||
Security ID: P73531116 | |||||
Meeting Date: 30-Apr-20 | Meeting Type: Annual General Meeting | ||||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That the Preferred Shareholders Can | |||||
Vote on All Items. Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
1 | Analysis of Management Accounts, Examine, Discuss, | ||||
and Vote on the Financial Statements Related to the | |||||
Fiscal Year Ended on December 31, 2019 | Management | For | Voted - For | ||
2 | Allocation of the Results for the Fiscal Year Ended | ||||
December 31, 2019 | Management | For | Voted - For | ||
3 | Establishment of the Total Annual Compensation of | ||||
Management and Members of the Company's Fiscal | |||||
Council | Management | For | Voted - Against | ||
4 | Indication of All Nominees That Integrate the | ||||
Slate. . Pedro Wagner Pereira Coelho, Principal. | |||||
Patricia Valente Stierli, Substitute. Alvaro | |||||
Bandeira, Principal. Wiliam Da Cruz Leal, |
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KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Substitute Daniela Maluf Pfeiffer, Principal. Luiz | |||||
Fernando Nogueira, Substitute | Management | For | Voted - For | ||
5 | In Case One of the Running Candidates Fails to | ||||
Integrate the Slate, Settling Separate Vote As | |||||
Referred in Arts. 161, Paragraph 4, and 240 of Law | |||||
No. 6,404, of 1976, Should the Votes Corresponding | |||||
to Your Shares Still be Casted to the Chosen Slate | Management | For | Voted - Against | ||
6 | Nomination of Candidates for the Fiscal Council by | ||||
Shareholders with Non-voting Or Restricted Voting | |||||
Rights Preferred Shares. Raphael Manhaes Martins, | |||||
Principal. Marco Antonio De Almeida Lima, Substitute | Management | For | Voted - For | ||
Meeting Date: 30-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
For the Proposal 3 Regarding the Adoption of | |||||
Cumulative Voting, Please be Advised That You Can | |||||
Only Vote for Or Abstain. an Against Vote on This | |||||
Proposal Requires Percentages to be Allocated | |||||
Amongst the Directors in Proposal 4.1 to 4.2 in | |||||
This Case Please Contact Your Client Service | |||||
Representative in Order to Allocate Percentages | |||||
Amongst the Directors | Management | Non-Voting | Non-Voting | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
1 | Indication of All Nominees That Integrate the | ||||
Slate, Votes Indicated on This Field Will be | |||||
Disconsidered in Case the Shareholder with Voting | |||||
Rights Also Fills the Fields for Separate Election | |||||
of the Members of the Board of Directors and Also | |||||
If the Separate Election Regaring These Fields | |||||
Occur. Claudia Quintella Woods, Effective. Armando | |||||
Lins Netto, Effective | Management | For | Voted - For | ||
2 | In Case One of the Running Candidates Fails to | ||||
Compose, Can the Votes Regarding Your Shares Still | |||||
be Attributed the Chosen Slate | Management | For | Voted - Against | ||
3 | In the Event of the Adoption of the Cumulative | ||||
Voting Process, Should the Votes Corresponding to | |||||
Your Shares be Distributed in Equal Percentages | |||||
Across the Members of the Slate That You Have | |||||
Chosen. Please Note That If Investor Chooses For, | |||||
the Percentages Do Not Need to be Provided, If | |||||
Investor Chooses Against, It is Mandatory to Inform | |||||
the Percentages According to Which the Votes Should | |||||
be Distributed, Otherwise the Entire Vote Will be | |||||
Rejected Due to Lack of Information, If Investor |
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KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Chooses Abstain, the Percentages Do Not Need to be | |||||
Provided, However in Case Cumulative Voting is | |||||
Adopted the Investor Will Not Participate on This | |||||
Matter of the Meeting | Management | For | Voted - For | ||
4.1 | Screening of All Candidates That Compose the Slate | ||||
for the Indication of the Percentage of Votes to be | |||||
Attributed. Claudia Quintella Woods, Effective | Management | For | Voted - Abstain | ||
4.2 | Screening of All Candidates That Compose the Slate | ||||
for the Indication of the Percentage of Votes to be | |||||
Attributed. Armando Lins Netto, Effective | Management | For | Voted - Abstain | ||
5 | Reratify the Overall Compensation of the | ||||
Administration Approved at the Ordinary and | |||||
Extraordinary General Meeting Held on April 26, 2019 | Management | For | Voted - For | ||
ORANGE POLSKA S.A. | |||||
Security ID: X5984X100 | |||||
Meeting Date: 17-Jun-20 | Meeting Type: Annual General Meeting | ||||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
1 | Opening of the Meeting | Management | Non-Voting | Non-Voting | |
2 | Election of the Chairman | Management | For | Voted - For | |
3 | Statement That the Meeting is Valid and Capable to | ||||
Adopt Resolutions | Management | For | Voted - For | ||
4.A | Review Of: the Orange Polska S.a. Separate | ||||
Financial Statements for the 2019 Financial Year | Management | For | Voted - For | ||
4.B | Review Of: the Management Board's Motion on | ||||
Distribution of the Orange Polska S.a. Profit for | |||||
the 2019 Financial Year | Management | For | Voted - For | ||
4.C | Review Of: the Management Boards Report on the | ||||
Activity of Orange Polska Group and Orange Polska | |||||
S.a., and the Ifrs Consolidated Financial | |||||
Statements for the 2019 Financial Year | Management | For | Voted - For | ||
4.D | Review Of: the Report of the Supervisory Board for | ||||
the 2019 Financial Year | Management | For | Voted - For | ||
5.A | Adoption of the Following Resolutions Concerning: | ||||
Approval of Orange Polska S.a. Separate Financial | |||||
Statements for the 2019 Financial Year | Management | For | Voted - For | ||
5.B | Adoption of the Following Resolutions Concerning: | ||||
Distribution of the Orange Polska S.a. Profit for | |||||
the 2019 Financial Year | Management | For | Voted - For | ||
5.C | Adoption of the Following Resolutions Concerning: | ||||
Approval of the Management Boards Report on the | |||||
Activity of Orange Polska Group and Orange Polska | |||||
S.a. Inthe 2019 Financial Year | Management | For | Voted - For | ||
5.D | Adoption of the Following Resolutions Concerning: | ||||
Approval of the Orange Polska Group Consolidated | |||||
Financial Statements for the 2019 Financial Year | Management | For | Voted - For |
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KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5.E | Adoption of the Following Resolutions Concerning: | ||||
Granting the Members of the Governing Bodies of | |||||
Orange Polska S.a. the Approval of Performance of | |||||
Their Duties | Management | For | Voted - For | ||
6 | Adoption.of the Resolution on the Remuneration | ||||
Policy for Members of the Management Board and | |||||
Supervisory Board of Orange Polska S.a., Resolution | |||||
No 30 of Annual General Meeting of Orange Polska | |||||
S.a. Dated 17 June 2020 on the Adoption of the | |||||
Remuneration Policy for Members of the Management | |||||
Board and Supervisory Board of Orange Polska S.a | Management | For | Voted - Against | ||
7 | Adoption of the Resolution on Amending the Articles | ||||
of Association of Orange Polska S.a | Management | For | Voted - For | ||
8 | Adoption of the Resolution on Adopting the Unified | ||||
Text of the Articles of Association of Orange | |||||
Polska S.a | Management | For | Voted - For | ||
9 | Adoption of the Resolution on Amending the | ||||
Regulations of the General Meeting of Orange Polska | |||||
S.a | Management | For | Voted - For | ||
10 | Changes in the Supervisory Boards Composition | Management | For | Voted - For | |
11 | Closing of the Meeting | Management | Non-Voting | Non-Voting | |
ORION HOLDINGS CORP | |||||
Security ID: Y6S90M110 | |||||
Meeting Date: 19-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2.1 | Election of Inside Director: Bak Seong Gyu | Management | For | Voted - For | |
2.2 | Election of Outside Director: Gim Jong Yang | Management | For | Voted - For | |
2.3 | Election of Outside Director: Gim Yeong Gi | Management | For | Voted - For | |
3.1 | Election of Audit Committee Member: Gang Chan U | Management | For | Voted - For | |
3.2 | Election of Audit Committee Member: Gim Jong Yang | Management | For | Voted - For | |
3.3 | Election of Audit Committee Member: Gim Yeong Gi | Management | For | Voted - For | |
4 | Approval of Remuneration for Director | Management | For | Voted - Against | |
5 | Approval of Remuneration for Auditor | Management | For | Voted - Against | |
PEARLABYSS CORP. | |||||
Security ID: Y6803R109 | |||||
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements & Approval of | ||||
Consolidated Financial Statements | Management | For | Voted - Against | ||
2 | Election of Outside Director: Han Jeong Hyeon | Management | For | Voted - For | |
3 | Approval of Remuneration for Director | Management | For | Voted - Against | |
4 | Approval of Remuneration for Auditor | Management | For | Voted - Against |
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KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
STUDIO DRAGON CORP | |||||
Security ID: Y81786108 | |||||
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - Against | |
2.1 | Election of Inside Director: Kang Cheolgoo | Management | For | Voted - For | |
2.2 | Election of Outside Director: Yoon Seokmin | Management | For | Voted - For | |
3 | Election of Auditor: Lee Sikwon | Management | For | Voted - For | |
4 | Approval of Limit of Remuneration for Directors | Management | For | Voted - Against | |
5 | Approval of Limit of Remuneration for Auditors | Management | For | Voted - For | |
TELEKOM MALAYSIA BHD | |||||
Security ID: Y8578H118 | |||||
Meeting Date: 10-Jun-20 | Meeting Type: Annual General Meeting | ||||
O.1 | To Re-elect the Following Director, Who Retire | ||||
Pursuant to Clause 106(2) of the Company's | |||||
Constitution and Being Eligible, Offer Himself for | |||||
Re-election: Dato' Ibrahim Marsidi | Management | For | Voted - For | ||
S.1 | Proposed Amendment to the Constitution of the | ||||
Company (proposed Amendment) | Management | For | Voted - For | ||
O.2 | To Re-elect the Following Director, Who Retire | ||||
Pursuant to Clause 106(2) of the Company's | |||||
Constitution and Being Eligible, Offer Himself for | |||||
Re-election: Dato' Noor Kamarul Anuar Nuruddin | Management | For | Voted - Against | ||
O.3 | To Re-elect the Following Director, Who Retire | ||||
Pursuant to Clause 106(2) of the Company's | |||||
Constitution and Being Eligible, Offer Himself for | |||||
Re-election: Dato' Mohamed Nasri Sallehuddin | Management | For | Voted - Against | ||
O.4 | To Re-elect the Following Director, Who Retire | ||||
Pursuant to Clause 106(2) of the Company's | |||||
Constitution and Being Eligible, Offer Himself for | |||||
Re-election: Tan Sri Dato' Seri Mohd Bakke Salleh | Management | For | Voted - Against | ||
O.5 | To Re-elect the Following Director, Who Retire by | ||||
Rotation Pursuant to Clause 112 of the Company's | |||||
Constitution and Being Eligible, Offer Herself for | |||||
Re-election: Ym Tunku Afwida Tunku Dato' A.malek | Management | For | Voted - For | ||
O.6 | To Re-elect the Following Director, Who Retire by | ||||
Rotation Pursuant to Clause 112 of the Company's | |||||
Constitution and Being Eligible, Offer Himself for | |||||
Re-election: Balasingham A. Namasiwayam | Management | For | Voted - For | ||
O.7 | To Approve the Payment of the Following Directors' | ||||
Fees with Effect from the 35th Agm Until the Next | |||||
Agm of the Company: (i) Rm30,000 Per Month for the | |||||
Non-executive Chairman (nec), Rm22,250 Per Month | |||||
for Senior Independent Director (sid) and Rm20,000 | |||||
Per Month for Each Non-executive Director (ned); | |||||
and (ii) Rm15,000 Per Month and Rm10,000 Per Month | |||||
for Nec and Neds Respectively, of Tier 1 | |||||
Subsidiaries | Management | For | Voted - For |
84
KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
O.8 | To Approve the Payment of Benefits Payable to Nec | ||||
and Neds of the Company Up to an Amount of | |||||
Rm2,350,000 from the 35th Agm Until the Next Agm of | |||||
the Company | Management | For | Voted - For | ||
O.9 | To Appoint Ernst & Young Plt (ey) As Auditor of the | ||||
Company in Place of the Retiring Auditor, | |||||
PricewaterhouseCoopers Plt, to Hold Office Until | |||||
the Conclusion of the Next Agm of the Company and | |||||
to Authorise the Board of Directors to Determine | |||||
Their Remuneration | Management | For | Voted - For | ||
O.10 Proposed Renewal of the Authority for Directors to | |||||
Allot and Issue Shares Pursuant to Section 75 of | |||||
the Companies Act, 2016 (ca 2016) | Management | For | Voted - For | ||
O.11 Proposed Renewal of the Authority for Directors to | |||||
Allot and Issue New Ordinary Shares in the Company | |||||
(tm Shares) in Relation to the Dividend | |||||
Reinvestment Scheme (drs) | Management | For | Voted - For | ||
O.12 Proposed Renewal of Shareholders' Mandate for | |||||
Recurrent Related Party Transactions of A Revenue | |||||
Or Trading Nature (proposed Renewal of | |||||
Shareholders' Mandate) | Management | For | Voted - For | ||
O.13 Proposed Grant to Dato' Noor Kamarul Anuar | |||||
Nuruddin, Group Chief Executive Officer/managing | |||||
Director (gceo/md) of the Company Pursuant to the | |||||
Existing Long Term Incentive Plan (ltip) | Management | For | Voted - For | ||
O.14 Proposed Grant to Nor Hisham Md Nordin, General | |||||
Manager of the Company, A Person Connected Pursuant | |||||
to the Existing Long Term Incentive Plan (ltip) | Management | For | Voted - For | ||
O.15 Proposed Grant to Ahmad Hafiz Ibrahim, Assistant | |||||
Manager of the Company, A Person Connected Pursuant | |||||
to the Existing Long Term Incentive Plan (ltip) | Management | For | Voted - For | ||
WEIBO CORPORATION | |||||
Security ID: 948596101 | Ticker: WB | ||||
Meeting Date: 12-Nov-19 | Meeting Type: Annual | ||||
1. | As an Ordinary Resolution: That Mr. Daniel Yong | ||||
Zhang Shall be Re-elected As A Director of the | |||||
Company at This Annual General Meeting Andretain | |||||
Office Until His Retirement Pursuant to the | |||||
Company's Memorandum and Articles of Association. | Management | For | Voted - For | ||
2. | As an Ordinary Resolution: That Mr. Pehong Chen | ||||
Shall be Re- Elected As A Director of the Company | |||||
at This Annual General Meeting and Retain Office | |||||
Until His Retirement Pursuant to the Company's | |||||
Memorandum and Articles of Association. | Management | For | Voted - For |
85
KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
WISTRON NEWEB CORP | |||||
Security ID: Y96739100 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1.1 | The Election of the Independent Director:t. Y. | ||||
Lay,shareholder No.10 | Management | For | Voted - For | ||
1.2 | The Election of the Independent Director:michael | ||||
Tsai,shareholder No.a100138xxx | Management | For | Voted - For | ||
1.3 | The Election of the Independent Director:karen | ||||
Hsin,shareholder No.a226493xxx | Management | For | Voted - For | ||
1.4 | The Election of the Independent Director:neng-pai | ||||
Lin,shareholder No.r100981xxx | Management | For | Voted - For | ||
1.5 | The Election of the Director:haydn | ||||
Hsieh,shareholder No.13 | Management | For | Voted - Against | ||
1.6 | The Election of the Director:wistron Corp. | ||||
,shareholder No.333,frank F.c. Lin As Representative | Management | For | Voted - Against | ||
1.7 | The Election of the Director:wistron Corp. | ||||
,shareholder No.333,donald Hwang As Representative | Management | For | Voted - Against | ||
1.8 | The Election of the Director:jeffrey | ||||
Gau,shareholder No.20 | Management | For | Voted - Against | ||
1.9 | The Election of the Director:philip | ||||
Peng,shareholder No.690 | Management | For | Voted - Against | ||
2 | Ratification of the 2019 Business Report and | ||||
Financial Statements. | Management | For | Voted - For | ||
3 | Ratification of the Proposal for Distribution of | ||||
2019 Profits. Proposed Cash Dividend: Twd 2.5 Per | |||||
Share | Management | For | Voted - For | ||
4 | Discussion on the Amendments to Certain Parts of | ||||
the Articles of Incorporation of Wnc. | Management | For | Voted - For | ||
5 | Submission by the Bod of A Resolution to Release | ||||
the Prohibition on Newly Elected Directors and | |||||
Their Corporate Representatives from Participation | |||||
in Competition Business. | Management | For | Voted - For | ||
WPG HOLDING CO LTD | |||||
Security ID: Y9698R101 | |||||
Meeting Date: 24-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Accept 2019 Business Report and Financial | ||||
Statements | Management | For | Voted - For | ||
2 | To Approve 2019 Profits Distribution Proposal. | ||||
Proposed Cash Dividend: Twd 2.4 Per Share. Proposed | |||||
Cash Dividend for Preferred Share A: Twd 0.57534247 | |||||
Per Share | Management | For | Voted - For | ||
3 | To Amend the Articles of Incorporation | Management | For | Voted - For | |
4.1 | The Election of the Director:t.l. Lin,shareholder | ||||
No.2 | Management | For | Voted - For | ||
4.2 | The Election of the Director:k.y. Chen,shareholder | ||||
No.3 | Management | For | Voted - For |
86
KraneShares Emerging Markets Consumer Technology Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4.3 | The Election of the Director:mike Chang,shareholder | ||||
No.5 | Management | For | Voted - For | ||
4.4 | The Election of the Director:simon | ||||
Huang,shareholder No.1 | Management | For | Voted - For | ||
4.5 | The Election of the Director:k.d. Tseng,shareholder | ||||
No.134074 | Management | For | Voted - For | ||
4.6 | The Election of the Director:fullerton Technology | ||||
Co. ,shareholder No.4,richard Wu As Representative | Management | For | Voted - For | ||
4.7 | The Election of the Director:frank Yeh,shareholder | ||||
No.14 | Management | For | Voted - For | ||
4.8 | The Election of the Independent Director:chun | ||||
Lin,shareholder No.c120399xxx | Management | For | Voted - For | ||
4.9 | The Election of the Independent Director:yung-ching | ||||
Chen,shareholder No.a100978xxx | Management | For | Voted - For | ||
4.10 | The Election of the Independent Director:wei-ju | ||||
Chen,shareholder No.1970071xxx | Management | For | Voted - For | ||
4.11 | The Election of the Independent Director:jack J.t. | ||||
Huang,shareholder No.a100320xxx | Management | For | Voted - For | ||
5 | To Release Directors of the Company from | ||||
Non-compete Restriction - T.l. Lin | Management | For | Voted - For | ||
6 | To Release Directors of the Company from | ||||
Non-compete Restriction - K.y. Chen | Management | For | Voted - For | ||
7 | To Release Directors of the Company from | ||||
Non-compete Restriction - Simon Huang | Management | For | Voted - For | ||
8 | To Release Directors of the Company from | ||||
Non-compete Restriction - K.d. Tseng | Management | For | Voted - For | ||
9 | To Release Directors of the Company from | ||||
Non-compete Restriction - Fullerton Technology Co. | |||||
(richard Wu) | Management | For | Voted - For | ||
10 | To Release Directors of the Company from | ||||
Non-compete Restriction - Chun Lin | Management | For | Voted - For | ||
WT MICROELECTRONICS CO LTD | |||||
Security ID: Y9657B105 | |||||
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
02 Mar2020: Please Note That This is A Revision Due | |||||
to Modification of Text of All Resolutions. If You | |||||
Have Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
1 | The 2019 Business Report and Financial Statements. | Management | For | Voted - For | |
2 | The 2019 Earnings Distribution.proposed Cash | ||||
Dividend: Twd 2.77606941 Per Share. | Management | For | Voted - For | ||
3 | Amendments to the Articles of Incorporation. | Management | For | Voted - For | |
4 | Amendments to the Procedures for Acquisition Or | ||||
Disposal of Assets. | Management | For | Voted - For | ||
5 | Private Placement of Class B Preferred Shares | ||||
And/or Class C Preferred Shares. | Management | For | Voted - Against | ||
6 | Private Placement of Common Shares. | Management | For | Voted - Against |
87
KraneShares Emerging Markets Consumer Technology Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Issuance of Common Shares to Raise Capital Via Book | |||
Building. | Management | For | Voted - Against | |
8 | Issuance of New Restricted Employee Shares. | Management | For | Voted - For |
9.1 | The Election of the Independent | |||
Director.:ding,ke-hua,shareholder No.f102147xxx | Management | For | Voted - For | |
10 | To Release the Non-competition Restriction on | |||
Directors. | Management | For | Voted - For |
88
KraneShares MSCI All China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
51JOB, INC. | |||||
Security ID: 316827104 | Ticker: JOBS | ||||
Meeting Date: 12-Dec-19 | Meeting Type: Annual | ||||
1. | To Re-elect Mr. Junichi Arai As A Director of the | ||||
Company. | Management | For | Voted - For | ||
2. | To Re-elect Mr. David K. Chao As A Director of the | ||||
Company. | Management | For | Voted - For | ||
3. | To Re-elect Mr. Li-lan Cheng As A Director of the | ||||
Company. | Management | For | Voted - For | ||
4. | To Re-elect Mr. Eric He As A Director of the | ||||
Company. | Management | For | Voted - For | ||
5. | To Re-elect Mr. Rick Yan As A Director of the | ||||
Company. | Management | For | Voted - For | ||
ALIBABA GROUP HOLDING LIMITED | |||||
Security ID: 01609W102 Ticker: BABA | |||||
Meeting Date: 15-Jul-19 | Meeting Type: Annual | ||||
1. | Effect an Increase in the Number of Authorized | ||||
Ordinary Shares to 32,000,000,000 and Effect A | |||||
One-to-eight Share Subdivision of the Company's | |||||
Ordinary Shares. | Management | For | Voted - For | ||
2.1 | Election of Director for A Three Year Term: Daniel | ||||
Zhang | Management | For | Voted - For | ||
2.2 | Election of Director for A Three Year Term: Chee | ||||
Hwa Tung | Management | For | Voted - For | ||
2.3 | Election of Director for A Three Year Term: Jerry | ||||
Yang | Management | For | Voted - For | ||
2.4 | Election of Director for A Three Year Term: Wan | ||||
Ling Martello | Management | For | Voted - For | ||
3. | Ratify the Appointment of PricewaterhouseCoopers As | ||||
the Independent Registered Public Accounting Firm | |||||
of the Company. | Management | For | Voted - For | ||
AUTOHOME, INC. | |||||
Security ID: 05278C107 | Ticker: ATHM | ||||
Meeting Date: 18-Dec-19 | Meeting Type: Annual | ||||
1. | Ms. Han Qiu be Re-elected As A Director of the | ||||
Company and Each Director of the Company be and is | |||||
Hereby Authorized to Take Any and Every Action That | |||||
Might be Necessary to Effect the Foregoing | |||||
Resolution As Such Director, in His Or Her Absolute | |||||
Discretion, Thinks Fit. | Management | Voted - For | |||
2. | Mr. Dazong Wang be Re-elected As an Independent | ||||
Director of the Company and Each Director of the | |||||
Company be and is Hereby Authorized to Take Any and |
89
KraneShares MSCI All China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Every Action That Might be Necessary to Effect the | |||||
Foregoing Resolution As Such Director, in His Or | |||||
Her Absolute Discretion, Thinks Fit. | Management | Voted - For | |||
3. | Mr. Junling Liu be Re-elected As an Independent | ||||
Director of the Company and Each Director of the | |||||
Company be and is Hereby Authorized to Take Any and | |||||
Every Action That Might be Necessary to Effect the | |||||
Foregoing Resolution As Such Director, in His Or | |||||
Her Absolute Discretion, Thinks Fit. | Management | Voted - For | |||
CTRIP.COM INTERNATIONAL, LTD. | |||||
Security ID: 22943F100 | Ticker: CTRP | ||||
Meeting Date: 25-Oct-19 | Meeting Type: Annual | ||||
1. | It is Resolved As A Special Resolution That the | ||||
Name of the Company be Changed from "ctrip.com | |||||
International, Ltd." to "trip.com Group Limited." | Management | For | Voted - For | ||
GDS HOLDINGS LIMITED | |||||
Security ID: 36165L108 | Ticker: GDS | ||||
Meeting Date: 06-Aug-19 | Meeting Type: Annual | ||||
1. | Re-election of Mr. William Wei Huang As A Director | ||||
of the Company. | Management | For | Voted - For | ||
2. | Re-election of Ms. Bin Yu As A Director of the | ||||
Company. | Management | For | Voted - For | ||
3. | Re-election of Mr. Zulkifli Baharudin As A Director | ||||
of the Company. | Management | For | Voted - For | ||
4. | Confirmation of the Appointment of KPMG Huazhen LLP | ||||
As Independent Auditor of the Company for the | |||||
Fiscal Year Ending December 31, 2019. | Management | For | Voted - For | ||
5. | Amendment to Section 3(a) of the 2016 Equity | ||||
Incentive Plan of the Company As Follows: "subject | |||||
to the Provisions of Section 9 and Paragraph (b) of | |||||
This Section 3, the Maximum Aggregate Number of | |||||
Shares Which May be Subject to Awards Under the | |||||
Plan is 56,707,560 Shares, Provided, However, That | |||||
the Maximum Aggregate Number of Shares Which May be | |||||
Subject to Awards Under the Plan Shall be | |||||
Automatically Increased on the First Day of Each | |||||
Fiscal Year (i.e., January 1 of Each Calendar Year) | |||||
(due to Space Limits, See Proxy Material for | |||||
Full Proposal). | Management | For | Voted - For | ||
6. | Authorization of the Board of Directors of the | ||||
Company to Approve Allotment Or Issues, in the | |||||
12-month Period from the Date of the Meeting, of | |||||
Ordinary Shares Or Other Equity Or Equity-linked | |||||
Securities of the Company Up to an Aggregate Twenty | |||||
Per Cent. (20%) of Its Existing Issued Share | |||||
Capital of the Company at the Date of the Meeting, | |||||
Whether in A Single Transaction Or A Series of |
90
KraneShares MSCI All China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Transactions (other Than Any Allotment Or Issues of | |||||
Shares on the Exercise of Any Options That Have | |||||
Been Granted by the Company). | Management | For | Voted - For | ||
7. | Authorization of Each of the Directors and Officers | ||||
of the Company to Take Any and Every Action That | |||||
Might be Necessary to Effect the Foregoing | |||||
Resolutions As Such Director Or Officer, in His Or | |||||
Her Absolute Discretion, Thinks Fit. | Management | For | Voted - For | ||
HUAZHU GROUP LIMITED | |||||
Security ID: 44332N106 | Ticker: HTHT | ||||
Meeting Date: 10-Dec-19 | Meeting Type: Annual | ||||
1. | The Resolution As Set Out in the Notice of Annual | ||||
General Meeting Regarding the Appointment of | |||||
Deloitte Touche Tohmatsu Cpa Ltd As Auditor of the | |||||
Company. | Management | For | Voted - For | ||
2. | The Resolution As Set Out in the Notice of Annual | ||||
General Meeting Regarding the Re-election of Min | |||||
(jenny) Zhang As A Director of the Board of | |||||
Directors of the Company. | Management | For | Voted - Against | ||
3. | The Resolution As Set Out in the Notice of Annual | ||||
General Meeting Regarding the General Authorization | |||||
to Each Director Or Officer of the Company. | Management | For | Voted - For | ||
HUTCHISON CHINA MEDITECH LTD | |||||
Security ID: 44842L103 | Ticker: HCM | ||||
Meeting Date: 27-Apr-20 | Meeting Type: Annual | ||||
1. | To Consider and Adopt the Audited Financial | ||||
Statements and the Reports of the Directors and | |||||
Independent Auditor for the Year Ended 31 December | |||||
2019. | Management | For | Voted - For | ||
2A. | To Re-elect Mr Simon to As A Director. | Management | For | Voted - Against | |
2B. | To Re-elect Mr Christian Hogg As A Director. | Management | For | Voted - Against | |
2C. | To Re-elect Mr Johnny Cheng As A Director. | Management | For | Voted - Against | |
2D. | To Re-elect Dr Weiguo Su As A Director. | Management | For | Voted - Against | |
2E. | To Re-elect Dr Dan Eldar As A Director. | Management | For | Voted - Against | |
2F. | To Re-elect Ms Edith Shih As A Director. | Management | For | Voted - Against | |
2G. | To Re-elect Mr Paul Carter As A Director. | Management | For | Voted - For | |
2H. | To Re-elect Dr Karen Ferrante As A Director. | Management | For | Voted - For | |
2I. | To Re-elect Mr Graeme Jack As A Director. | Management | For | Voted - For | |
2J. | To Re-elect Professor Tony Mok As A Director. | Management | For | Voted - For | |
3. | To Re-appoint PricewaterhouseCoopers As the Auditor | ||||
of the Company and Authorise the Board of Directors | |||||
to Fix the Auditor's Remuneration. | Management | For | Voted - For | ||
4A. | Ordinary Resolution No. 4(a): to Grant A General | ||||
Mandate to the Directors to Issue Additional Shares. | Management | For | Voted - For | ||
4B. | Special Resolution No. 4(b): to Disapply | ||||
Pre-emption Rights (general Power). | Management | For | Voted - For |
91
KraneShares MSCI All China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4C. | Special Resolution No. 4(c): to Disapply | ||||
Pre-emption Rights (in Connection with an Equity | |||||
Raise). | Management | For | Voted - Against | ||
4D. | Ordinary Resolution No. 4(d): to Grant A General | ||||
Mandate to the Directors to Repurchase Shares of | |||||
the Company. | Management | For | Voted - For | ||
5. | Ordinary Resolution No. 5: to Amend the 2015 Share | ||||
Option Scheme and Refresh the Scheme Mandate Limit | |||||
Under the 2015 Share Option Scheme. | Management | For | Voted - For | ||
6. | Special Resolution No. 6: to Adopt A New Memorandum | ||||
and Articles of Association of the Company. | Management | For | Voted - For | ||
NETEASE, INC. | |||||
Security ID: 64110W102 Ticker: NTES | |||||
Meeting Date: 13-Sep-19 | Meeting Type: Annual | ||||
1A. | Re-election of Director: William Lei Ding | Management | For | Voted - For | |
1B. | Re-election of Director: Alice Cheng | Management | For | Voted - For | |
1C. | Re-election of Director: Denny Lee | Management | For | Voted - For | |
1D. | Re-election of Director: Joseph Tong | Management | For | Voted - For | |
1E. | Re-election of Director: Lun Feng | Management | For | Voted - For | |
1F. | Re-election of Director: Michael Leung | Management | For | Voted - For | |
1G. | Re-election of Director: Michael Tong | Management | For | Voted - For | |
2. | Appoint PricewaterhouseCoopers Zhong Tian LLP As | ||||
Independent Auditors of Netease, Inc. for the | |||||
Fiscal Year Ending December 31, 2019. | Management | For | Voted - For | ||
WEIBO CORPORATION | |||||
Security ID: 948596101 | Ticker: WB | ||||
Meeting Date: 12-Nov-19 | Meeting Type: Annual | ||||
1. | As an Ordinary Resolution: That Mr. Daniel Yong | ||||
Zhang Shall be Re-elected As A Director of the | |||||
Company at This Annual General Meeting Andretain | |||||
Office Until His Retirement Pursuant to the | |||||
Company's Memorandum and Articles of Association. | Management | For | Voted - For | ||
2. | As an Ordinary Resolution: That Mr. Pehong Chen | ||||
Shall be Re- Elected As A Director of the Company | |||||
at This Annual General Meeting and Retain Office | |||||
Until His Retirement Pursuant to the Company's | |||||
Memorandum and Articles of Association. | Management | For | Voted - For | ||
YUM CHINA HOLDINGS, INC. | |||||
Security ID: 98850P109 | Ticker: YUMC | ||||
Meeting Date: 07-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Fred Hu | Management | For | Voted - For | |
1B. | Election of Director: Joey Wat | Management | For | Voted - For |
92
KraneShares MSCI All China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1C. | Election of Director: Peter A. Bassi | Management | For | Voted - For | |
1D. | Election of Director: Christian L. Campbell | Management | For | Voted - For | |
1E. | Election of Director: Ed Yiu-cheong Chan | Management | For | Voted - For | |
1F. | Election of Director: Edouard Ettedgui | Management | For | Voted - For | |
1G. | Election of Director: Cyril Han | Management | For | Voted - For | |
1H. | Election of Director: Louis T. Hsieh | Management | For | Voted - For | |
1I. | Election of Director: Ruby Lu | Management | For | Voted - For | |
1J. | Election of Director: Zili Shao | Management | For | Voted - For | |
1K. | Election of Director: William Wang | Management | For | Voted - For | |
2. | Ratification of Independent Auditor. | Management | For | Voted - For | |
3. | Advisory Vote to Approve Executive Compensation. | Management | For | Voted - For | |
YY INC-ADR | |||||
Security ID: 98426T106 | Ticker: YY | ||||
Meeting Date: 20-Dec-19 | Meeting Type: Annual | ||||
1. | It is Resolved As A Special Resolution: That | ||||
Subject to and Conditional Upon the Approval of the | |||||
Registrar of Companies in the Cayman Islands (the | |||||
"registrar") Being Obtained, the Name of the | |||||
Company be and is Hereby Changed from "yy Inc." to | |||||
"joyy Inc." with Effect from the Date of | |||||
Registration As Set Out in the Certificate of | |||||
Incorporation on Change of Name Issued by the | |||||
Registrar, and That Any One Director Or Officer of | |||||
the Company be and is Hereby Authorized to Take Any | |||||
and Every Action | (due to Space Limits, See Proxy | ||||
Material for Full Proposal). | Management | For | Voted - For |
93
KraneShares MSCI China Environment Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
CHINA EVERBRIGHT WATER LTD | |||||
Security ID: G2116Y105 | |||||
Meeting Date: 10-Jun-20 | Meeting Type: Annual General Meeting | ||||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
1 | To Receive and Consider the Directors' Statement | ||||
and Audited Financial Statements of the Company for | |||||
the Financial Year Ended 31 December 2019 and the | |||||
Auditor's Reports Thereon | Management | For | Voted - For | ||
2 | To Declare A Final One-tier Tax Exempt Dividend of | ||||
3.74 Hong Kong Cents (equivalent to 0.67 Singapore | |||||
Cent) Per Ordinary Share for the Financial Year | |||||
Ended 31 December 2019 As Recommended by the Board | |||||
of Directors (the "directors") of the Company (the | |||||
"board") | Management | For | Voted - For | ||
3 | To Approve the Payment of Directors' Fees of | ||||
Sgd340,000 for the Financial Year Ended 31 December | |||||
2019. (2018: Sgd323,556) | Management | For | Voted - For | ||
4.A | To Re-elect Mr Wang Tianyi, A Director Retiring | ||||
Pursuant to the Bye-law 86(1) of the Bye-laws of | |||||
the Company, and Who, Being Eligible, Will Offer | |||||
Himself for Re-election, As A Director of the | |||||
Company | Management | For | Voted - For | ||
4.B | To Re-elect Mr an Xuesong, A Director Retiring | ||||
Pursuant to the Bye-law 86(1) of the Bye-laws of | |||||
the Company, and Who, Being Eligible, Will Offer | |||||
Himself for Re-election, As A Director of the | |||||
Company | Management | For | Voted - For | ||
5 | To Re-appoint Ernst & Young LLP As the Auditor of | ||||
the Company, to Hold Office Until the Conclusion of | |||||
the Next Annual General Meeting and to Authorise | |||||
the Directors to Fix Its Remuneration | Management | For | Voted - For | ||
6 | To Authorise the Directors to Allot and Issue Shares | Management | For | Voted - For | |
7 | To Authorise the Directors to Allot and Issue | ||||
Shares Under the China Everbright Water Limited | |||||
Scrip Dividend Scheme | Management | For | Voted - For | ||
8 | To Approve the Renewal of the Share Buy-back Mandate | Management | For | Voted - For | |
9 | To Approve the Renewal of the Interested Person | ||||
Transaction Mandate | Management | For | Voted - For | ||
JINKOSOLAR HOLDING CO., LTD. | |||||
Security ID: 47759T100 | Ticker: JKS | ||||
Meeting Date: 19-Nov-19 | Meeting Type: Annual | ||||
1. | That Mr. Kangping Chen be Re-elected As A Director | ||||
of the Company. | Management | For | Voted - Against | ||
2. | That Mr. Xianhua Li be Re-elected As A Director of | ||||
the Company. | Management | For | Voted - Against |
94
KraneShares MSCI China Environment Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3. | That the Appointment of PricewaterhouseCoopers | |||
Zhong Tian LLP As Auditors of the Company for the | ||||
Fiscal Year Of2019 be Ratified. | Management | For | Voted - For | |
4. | That the Directors of the Company be Authorized to | |||
Determine the Remuneration of the Auditors. | Management | For | Voted - For | |
5. | That Each of the Directors of the Company be | |||
Authorized to Take Any and All Action That Might be | ||||
Necessary to Effect the Foregoing Resolutions 1 to | ||||
4 As Such Director, in His Or Her Absolute | ||||
Discretion, Thinks Fit. | Management | For | Voted - For |
95
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
ABSA GROUP LIMITED | ||||
Security ID: S0270C106 | ||||
Meeting Date: 04-Jun-20 | Meeting Type: Annual General Meeting | |||
1.O.1Re-appoint the Company's External Auditor to Serve | ||||
Until the Next Agm in 2021: Ernst & Young Inc. | ||||
(designated Auditor - Ernest Van Rooyen) | Management | For | Voted - For | |
2O.21 Re-elect, by Way of A Series of Votes, the | ||||
Following Director Who Retire in Terms of the | ||||
Company's Memorandum of Incorporation: Mark Merson | ||||
As an Independent Non-executive Director | Management | For | Voted - For | |
2O.22 Re-elect, by Way of A Series of Votes, the | ||||
Following Director Who Retire in Terms of the | ||||
Company's Memorandum of Incorporation: Wendy | ||||
Lucas-bull As an Independent Non-executive Director | Management | For | Voted - For | |
2O.23 Re-elect, by Way of A Series of Votes, the | ||||
Following Director Who Retire in Terms of the | ||||
Company's Memorandum of Incorporation: Colin Beggs | ||||
As A Non-executive Director | Management | For | Voted - For | |
2O.24 Re-elect, by Way of A Series of Votes, the | ||||
Following Director Who Retire in Terms of the | ||||
Company's Memorandum of Incorporation: Daniel Hodge | ||||
As A Non-executive Director | Management | For | Voted - For | |
2O.25 Re-elect, by Way of A Series of Votes, the | ||||
Following Director Who Retire in Terms of the | ||||
Company's Memorandum of Incorporation: Jason Quinn | ||||
As an Executive Director | Management | For | Voted - For | |
3O.31 Elect the Following Director Who Was Appointed | ||||
After the Last Agm: Ihron Rensburg As an | ||||
Independent Non-executive Director (appointed | ||||
Effective 1 October 2019) | Management | For | Voted - For | |
3O.32 Elect the Following Director Who Was Appointed | ||||
After the Last Agm: Rose Keanly As an Independent | ||||
Non-executive Director (appointed Effective 1 | ||||
September 2019) | Management | For | Voted - For | |
3O.33 Elect the Following Director Who Was Appointed | ||||
After the Last Agm: Swithin Munyantwali As an | ||||
Independent Non-executive Director (appointed | ||||
Effective 15 September 2019) | Management | For | Voted - For | |
3O.34 Elect the Following Director Who Was Appointed | ||||
After the Last Agm: Daniel Mminele As an Executive | ||||
Director (group Chief Executive) (appointed | ||||
Effective 15 January 2020) | Management | For | Voted - For | |
4O.41 Re-appoint/appoint the Member of the Group Audit | ||||
and Compliance Committee: Alex Darko | Management | For | Voted - For | |
4O.42 Re-appoint/appoint the Member of the Group Audit | ||||
and Compliance Committee: Daisy Naidoo | Management | For | Voted - Against | |
4O.43 Re-appoint/appoint the Member of the Group Audit | ||||
and Compliance Committee: Tasneem Abdool-samad | Management | For | Voted - For | |
4O.44 Re-appoint/appoint the Member of the Group Audit | ||||
and Compliance Committee: Swithin Munyantwali |
96
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
(subject to Election in Terms of Ordinary | |||||
Resolution 3.3) | Management | For | Voted - For | ||
5.O.5To Place the Authorised But Unissued Ordinary Share | |||||
Capital of the Company Under the Control of the | |||||
Directors | Management | For | Voted - For | ||
NB.1 To Endorse the Company's Remuneration Policy | Management | For | Voted - For | ||
NB.2 To Endorse the Company's Remuneration | |||||
Implementation Report | Management | For | Voted - For | ||
NB.3 To Provide Shareholders with an Initial Assessment | |||||
of the Company's Exposure to Climate Change Risk | Management | For | Voted - For | ||
9.S.1 To Approve the Proposed Remuneration of the | |||||
Non-executive Directors for Their Services As | |||||
Directors, Payable from 1 June 2020 | Management | For | Voted - For | ||
10S.2 | To Increase the Authorised Ordinary Share Capital | ||||
to Ensure the Company Has Sufficient Capital | |||||
Headroom for Any Future Share Issuances | Management | For | Voted - For | ||
11S.3 | To Grant A General Authority to the Directors to | ||||
Approve Repurchase of the Company's Ordinary Shares | Management | For | Voted - For | ||
12S.4 | To Grant A General Authority to the Company to | ||||
Approve Financial Assistance in Terms of Section 45 | |||||
of the Companies Act No. 71 of 2008 | Management | For | Voted - For | ||
ABU DHABI COMMERCIAL BANK | |||||
Security ID: M0152Q104 | |||||
Meeting Date: 18-Mar-20 | Meeting Type: Ordinary General Meeting | ||||
1 | To Hear and Approve the Board of Directors Report | ||||
on the Banks Activities and Financial Statements | |||||
for the Year Ended 31 Dec 2019 | Management | For | Voted - Abstain | ||
2 | To Hear and Approve the Report of the External | ||||
Auditors of the Bank for the Year Ended 31 Dec 2019 | Management | For | Voted - For | ||
3 | To Hear and Approve the Internal Sharia Supervisory | ||||
Boards Report in Respect of the Banks Islamic | |||||
Banking Window for the Year Ended 31 Dec 2019 | Management | For | Voted - For | ||
4 | To Discuss and Approve the Audited Balance Sheet | ||||
and the Profit and Loss Account of the Bank for the | |||||
Year Ended 31 Dec 2019 | Management | For | Voted - For | ||
5 | To Appoint the Members of the Internal Sharia | ||||
Supervisory Board for the Banks Islamic Banking | |||||
Window | Management | For | Voted - For | ||
6 | To Consider and Approve the Board of Directors | ||||
Proposal to Distribute Cash Dividends to | |||||
Shareholders for the Year 2019 in A Sum Equal to | |||||
38pct of the Banks Capital Amounting to Aed | |||||
2,643,804,155 | Management | For | Voted - For | ||
7 | To Determine and Approve the Board of Directors | ||||
Remuneration for 2019 | Management | For | Voted - For | ||
8 | To Absolve the Members of the Board of Directors of | ||||
the Bank from Liability for Their Work During the | |||||
Year Ended 31 Dec 2019 Or to Dismiss Them and | |||||
Pursue Them As the Case May Be | Management | For | Voted - For |
97
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
9 | To Absolve the External Auditors of the Bank from | |||
Liability for Their Work During the Year Ended 31 | ||||
Dec 2019 Or to Dismiss Them and Pursue Them As the | ||||
Case May Be | Management | For | Voted - For | |
10 | To Appoint External Auditors for the Year 2020 and | |||
to Determine Their Fees for the Same Year | Management | For | Voted - For | |
11 | To Endorse the Reconstitution of the Board of the | |||
Bank Through the Appointment of Three New Directors | ||||
Nominated by Abu Dhabi Investment Council Pjsc in | ||||
Place of Three of Its Appointees | Management | For | Voted - For | |
12 | To Approve the Creation of an Incentive Scheme for | |||
the Employees of the Bank and to Annually Allocate | ||||
Amounts to That Scheme Out of the Banks Variable | ||||
Pay Pools, Which Amounts Shall be Subject to All | ||||
Relevant Regulatory Limits. This Scheme Shall be | ||||
Under the Oversight of the Board of Directors and | ||||
Or Its Delegated Committees, Including the | ||||
Nomination, Compensation, Human Resources and | ||||
Governance Committee Nchrg, and Funds Held Within | ||||
the Scheme Shall be Utilised to Align the Banks | ||||
Staffs Performance with the Long Term Performance | ||||
of the Banks Shares. the Board of Directors and Or | ||||
Its Delegated Committees Including the Nchrg, Shall | ||||
Each be Authorised to Agree the Terms and | ||||
Conditions for This Scheme, Negotiate and Execute | ||||
All Documents Relating Thereto Including the | ||||
Appointment of Any Third Party to Implement the | ||||
Scheme, Issue the List Or Lists of Employees Who | ||||
May be Included in the Scheme and Determine the | ||||
Selection Criteria. the Scheme Shall Not Involve | ||||
the Increase of the Issued Share Capital of the Bank | Management | For | Voted - For | |
13 | To Issue Debt Tier Capital Instruments Including | |||
Additional Tier 1 Capital Or Subordinated Tier 2 | ||||
Capital, Notes, Bonds Or Trust Certificates with an | ||||
Aggregate Face Amount of Up to Usd 2,000,000,000 | ||||
for the Purposes of Strengthening Adcbs Capital | ||||
Adequacy Ratio. the Capital Instruments Shall | ||||
Include the Terms and Conditions Required by the | ||||
Uae Central Bank, Including, in Relation to | ||||
Additional Tier 1 Capital Instruments the Following | ||||
Features, Subordination, Coupon Or Profit Non | ||||
Payment Events, and Non Viability and Write Down | ||||
Provisions and in Relation to Subordinated Tier 2 | ||||
Capital the Following Features, Subordination and | ||||
Non Viability and Write Down Provisions | Management | For | Voted - For | |
14 | To Undertake the Update of the Abu Dhabi Commercial | |||
Bank Pjsc and Adcb Finance Cayman Limited Usd | ||||
15,000,000,000 Global Medium Term Note Programme, | ||||
the Gmtn Programme Previously Approved by A Special | ||||
Resolution on 12 Jun 2005 | Management | For | Voted - For | |
15 | To Issue Debt Instruments, Non Convertible Into | |||
Shares, Up to an Amount of Usd 15,000,000,000 Under | ||||
the Gmtn Programme | Management | For | Voted - For | |
16 | To Establish Any Debt Funding Programme Including | |||
Structured Note Programmes, Up to A Maximum Amount |
98
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
of Usd 2,500,000,000, in Addition to the Gmtn | ||||
Programme, the New Programmes | Management | For | Voted - For | |
17 | To Issue Debt Instruments, Non Convertible Into | |||
Shares, Up to an Amount of Usd 2,500,000,000 Under | ||||
the New Programmes | Management | For | Voted - For | |
18 | To Authorise the Board of Directors of the Bank and | |||
Any Committee Or Officer of the Bank So Authorised | ||||
by the Board and Any Other Person Authorised by | ||||
Such Committee Or Officer, Jointly Or Severally for | ||||
A Period of One Year from the Date of This Agm to | ||||
Set the Terms and Conditions and Issue the Above | ||||
Mentioned Debt Instruments, Bonds and Programmes | ||||
and Any Amendments Thereto, and to Negotiate, Sign | ||||
and Deliver Any Document Or Instrument, and Any | ||||
Amendment, As May be Required to Effect Any | ||||
Issuance Under Any of the Above Programmes Or Bonds | ||||
Listed Above, Including Appointing Advisors, | ||||
Lawyers and Banks for the Purpose of Establishing | ||||
and Marketing Any of the Issues of Bonds, and | ||||
Generally to Take Necessary Action and Decisions to | ||||
Effect Any of the Above Issues of Bonds, Debt | ||||
Instruments Or Programmes. This Authorisation May | ||||
be Renewed by Way of Special Resolution of the | ||||
General Assembly of the Bank for Further Periods | Management | For | Voted - For | |
19 | To Amend Paragraph 12 of Article 17 of the Articles | |||
of Association of the Bank to Read As Follows. the | ||||
Abu Dhabi Investment Council May, at Any Time and | ||||
Without the Need to Present Such Matter to the | ||||
General Assembly, Replace Any of Its | ||||
Representatives to the Banks Board of Directors by | ||||
Way of A Letter to be Issued by It to the Bank. the | ||||
New Member Shall Complete the Tenure of Their | ||||
Predecessor | Management | For | Voted - For | |
20 | To Amend Paragraph 2 of Article 25 of the Articles | |||
of Association of the Bank to Read As Follows. Is, | ||||
Or Becomes, in Their Personal Capacity Or As A | ||||
Representative of Any Corporate Person A Member of | ||||
the Board of Directors of Any Other Commercial Bank | ||||
Operating in the State Which is Not Majority Owned | ||||
by the Bank | Management | For | Voted - For | |
21 | To Authorise the Board of Directors of the Bank and | |||
Any Person Authorised by the Board Or by an | ||||
Authorised Representative of the Bank, to Take All | ||||
Necessary Action and Decisions to Implement and | ||||
Register Any Amendments to the Articles of | ||||
Association of the Bank Before Any Public Or | ||||
Private Entities Whether Within Or Outside the Uae | ||||
Including to Agree Any Changes to the Amendments | ||||
Approved by the General Assembly Where Such Changes | ||||
are Requested by Any Government Entity in the Uae | Management | For | Voted - For | |
Please Note in the Event the Meeting Does Not Reach | ||||
Quorum, There Will be A Second Call on 24 Mar 2020. | ||||
Consequently, Your Voting Instructions Will Remain | ||||
Valid for All Calls Unless the Agenda is Amended. | ||||
Thank You | Management | Non-Voting | Non-Voting |
99
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
AIRPORTS OF THAILAND PUBLIC CO LTD | |||||
Security ID: Y0028Q137 | |||||
Meeting Date: 24-Jan-20 | Meeting Type: Annual General Meeting | ||||
1 | Matters to be Informed to the Shareholders | Management | For | Voted - For | |
2 | To Acknowledge the 2019 Operating Results | Management | For | Voted - For | |
3 | To Approve the Financial Statements for Fiscal Year | ||||
2019 Ended 30 September 2019 | Management | For | Voted - For | ||
4 | To Approve the Distribution of Dividends for Fiscal | ||||
Year 2019 Operating Results | Management | For | Voted - For | ||
5.1 | To Elect New Director in Replacement of Those Who | ||||
Retire by Rotation: Mr. Prasong Poontaneat | Management | For | Voted - For | ||
5.2 | To Elect New Director in Replacement of Those Who | ||||
Retire by Rotation: Mr. Manit Nitiprateep | Management | For | Voted - For | ||
5.3 | To Elect New Director in Replacement of Those Who | ||||
Retire by Rotation: Mr. Manas Jamveha | Management | For | Voted - For | ||
5.4 | To Elect New Director in Replacement of Those Who | ||||
Retire by Rotation: Police General Manu Mekmok | Management | For | Voted - For | ||
5.5 | To Elect New Director in Replacement of Those Who | ||||
Retire by Rotation: Mr. Sarawut Benjakul | Management | For | Voted - For | ||
6 | To Approve the Directors' Remuneration | Management | For | Voted - Against | |
7 | To Appoint an Auditor and Determine the Auditor's | ||||
Audit Fee: General of Thailand (oag) | Management | For | Voted - For | ||
8 | To Consider Other Matters (if Any) | Management | Abstain | Voted - Against | |
Please Note That This is an Amendment to Meeting Id | |||||
325617 Due to Resolution 6 is Not A Split Voting | |||||
Item. All Votes Received on the Previous Meeting | |||||
Will be Disregarded and You Will Need to Reinstruct | |||||
on This Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
In the Situation Where the Chairman of the Meeting | |||||
Suddenly Change the Agenda And/or Add New Agenda | |||||
During the Meeting, We Will Vote That Agenda As | |||||
Abstain | Management | Non-Voting | Non-Voting | ||
AKBANK T.A.S. | |||||
Security ID: M0300L106 | |||||
Meeting Date: 23-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Opening and Appointment of the Meeting Presidential | ||||
Board | Management | For | Voted - For | ||
2 | Communication and Discussion of the Report of the | ||||
Board of Directors | Management | For | Voted - For | ||
3 | Communication of the Independent Auditors Report | Management | For | Voted - For | |
4 | Communication, Discussion and Ratification of the | ||||
Financial Statements of 2019 | Management | For | Voted - Against | ||
5 | Discharge of Liability of the Members of the Board | ||||
of Directors | Management | For | Voted - Against | ||
6 | Decision on the Appropriation of 2019 Net Profit | Management | For | Voted - For |
100
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7 | Appointment and Determination of the Tenure of the | ||||
Members of the Board of Directors | Management | For | Voted - Against | ||
8 | Determination of the Compensation of the Members of | ||||
the Board of Directors | Management | For | Voted - Against | ||
9 | Appointment of the Independent Auditors | Management | For | Voted - For | |
10 | Providing Information Regarding the Donations Made | ||||
in 2019 | Management | For | Voted - For | ||
11 | Determining the Banks Limits of Donation for 2020 | Management | For | Voted - For | |
12 | Empowerment of the Board of Directors in Connection | ||||
with Matters Falling Within the Scope of Articles | |||||
395 and 396 of the Turkish Commercial Code | Management | For | Voted - Against | ||
Important Market Processing Requirement: Power of | |||||
Attorney (poa) Requirements Vary by Custodian. | |||||
Global Custodians May Have A Poa in Place Which | |||||
Would Eliminate the Need for the Individual | |||||
Beneficial Owner Poa. in the Absence of This | |||||
Arrangement, an Individual Beneficial Owner Poa May | |||||
be Required. If You Have Any Questions Please | |||||
Contact Your Client Service Representative. Thank | |||||
You. | Management | Non-Voting | Non-Voting | ||
To Attend A Meeting, the Attendee(s) Must Present A | |||||
Poa Issued by the Beneficial Owner, Notarised by A | |||||
Turkish Notary. | Management | Non-Voting | Non-Voting | ||
Please Vote Either '' For'' Or ''against'' on the | |||||
Agenda Items. ''abstain'' is Not Recognized in the | |||||
Turkish Market and is Considered As ''against''. | |||||
Thank You. | Management | Non-Voting | Non-Voting | ||
25 Feb 2020: Please Note That This is A Revision | |||||
Due to Change in Record Date from 22 March 2020 to | |||||
20 March 2020. If You Have Already Sent in Your | |||||
Votes, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
ALFA SAB DE CV | |||||
Security ID: P0156P117 | |||||
Meeting Date: 27-Feb-20 | Meeting Type: Ordinary General Meeting | ||||
Please Note That Only Mexican Nationals Have Voting | |||||
Rights at This Meeting. If You are A Mexican | |||||
National and Would Like to Submit Your Vote on This | |||||
Meeting Please Contact Your Client Service | |||||
Representative. Thank You | Management | Non-Voting | Non-Voting | ||
I | Presentation And, If Deemed Appropriate, Approval | ||||
of the Reports That are Referred to in Part IV of | |||||
Article 28 of the Securities Market Law, in | |||||
Relation to the 2019 Fiscal Year | Management | Non-Voting | Non-Voting | ||
II | Proposal in Regard to the Allocation of the Results | ||||
Account from the 2019 Fiscal Year, in Which are | |||||
Included I. the Proposal in Regard to the | |||||
Declaration of A Cash Dividend, and II. the | |||||
Determination of the Maximum Amount of Funds That | |||||
Can be Allocated to Share Buybacks | Management | Non-Voting | Non-Voting |
101
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
III | Election of the Members of the Board of Directors | ||||
and of the Chairperson of the Audit and Corporate | |||||
Practices Committee, the Determination of Their | |||||
Compensation and Related Resolutions | Management | Non-Voting | Non-Voting | ||
IV | Designation of Delegates | Management | Non-Voting | Non-Voting | |
V | Reading And, If Deemed Appropriate, Approval of the | ||||
Minutes of the General Meeting | Management | Non-Voting | Non-Voting | ||
ALROSA PJSC | |||||
Security ID: X0085A109 | |||||
Meeting Date: 24-Jun-20 | Meeting Type: Annual General Meeting | ||||
1.1 | To Approve Annual Report for 2019 | Management | For | Voted - For | |
2.1 | To Approve Annual Financial Statements | Management | For | Voted - For | |
3.1 | To Approve Profit Distribution for 2019 | Management | For | Voted - For | |
4.1 | To Approve Distribution of Retained Earnings | Management | For | Voted - For | |
5.1 | To Approve Dividend Payment at Amount Rub 2.63 Per | ||||
Ordinary Share. the Record Date for Dividend | |||||
Payment is 13/07/2020 | Management | For | Voted - For | ||
6.1 | To Approve Remuneration and Compensation to be Paid | ||||
to the Members of the Board of Directors | Management | For | Voted - Against | ||
7.1 | To Approve Remuneration and Compensation to be Paid | ||||
to the Members of the Audit | Management | For | Voted - Against | ||
8.1.1 To Approve the Board of Director: Gordon Maria | |||||
Vladimirovna | Management | For | Voted - For | ||
8.1.2 To Approve the Board of Director: Grigorxeva | |||||
Evgenia Vasilxevna | Management | For | Voted - Abstain | ||
8.1.3 To Approve the Board of Director: Gurxeva Natalxa | |||||
Filippovna | Management | For | Voted - Abstain | ||
8.1.4 To Approve the Board of Director: Dmitriev Kirill | |||||
Aleksandrovic | Management | For | Voted - Abstain | ||
8.1.5 To Approve the Board of Director: Donec Andrei | |||||
IVanovic | Management | For | Voted - Abstain | ||
8.1.6 To Approve the Board of Director: IVanov Sergei | |||||
Sergeevic | Management | For | Voted - Abstain | ||
8.1.7 To Approve the Board of Director: Konov Dmitrii | |||||
Vladimirovic | Management | For | Voted - For | ||
8.1.8 To Approve the Board of Director: Mestnikov | |||||
Sergeivasilxevic | Management | For | Voted - Abstain | ||
8.1.9 To Approve the Board of Director: Moiseev Aleksei | |||||
Vladimirovic | Management | For | Voted - Abstain | ||
8.110To Approve the Board of Director: Noskov Aleksei | |||||
Petrovic | Management | For | Voted - For | ||
8.111To Approve the Board of Director: Nikolaev Aisen | |||||
Sergeevic | Management | For | Voted - Abstain | ||
8.112To Approve the Board of Director: Raqevskii | |||||
Vladimir Valerxevic | Management | For | Voted - Abstain | ||
8.113To Approve the Board of Director: Siluanov Anton | |||||
Germanovic | Management | For | Voted - Abstain | ||
8.114To Approve the Board of Director: Solodov Vladimir | |||||
Viktorovic | Management | For | Voted - Abstain |
102
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
8.115To Approve the Board of Director: Tereqenko Maksim | |||||
Viktorovic | Management | For | Voted - Abstain | ||
8.116To Approve the Board of Director: Fodorov Oleg | |||||
Romanovic | Management | For | Voted - Abstain | ||
9.1 | To Elect in the Audit Commission: Bagynanov Pavel | ||||
Nikolaevic | Management | For | Voted - For | ||
9.2 | To Elect in the Audit Commission: IVanov Nikolai | ||||
Petrovic | Management | For | Voted - For | ||
9.3 | To Elect in the Audit Commission: Loginova Olxga | ||||
Vasilxevna | Management | For | Voted - For | ||
9.4 | To Elect in the Audit Commission: Markin Aleksandr | ||||
Vladimirovic | Management | For | Voted - For | ||
9.5 | To Elect in the Audit Commission: Pqenicnikov | ||||
Aleksandr Alekseevic | Management | For | Voted - For | ||
10.1 | To Approve Pwc Ltd As the Auditor | Management | For | Voted - For | |
Please Note That This is an Amendment to Meeting Id | |||||
416177 Due to Change in Sequence of Resolutions | |||||
8.15 and 8.16. All Votes Received on the Previous | |||||
Meeting Will be Disregarded If Vote Deadline | |||||
Extensions are Granted. Therefore Please Reinstruct | |||||
on This Meeting Notice on the New Job. If However | |||||
Vote Deadline Extensions are Not Granted in the | |||||
Market, This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note Cumulative Voting Applies to This | |||||
Resolution Regarding the Election of Directors. Out | |||||
of the 16 Directors Presented for Election, A | |||||
Maximum of 15 Directors are to be Elected. | |||||
Broadridge Will Apply Cumulative Voting Evenly | |||||
Among Only Directors for Whom You Vote 'for,' and | |||||
Will Submit Instruction to the Local Agent in This | |||||
Manner. Cumulative Votes Cannot be Applied Unevenly | |||||
Among Directors Via Proxyedge. However If You Wish | |||||
to Do So, Please Contact Your Client Service | |||||
Representative. Standing Instructions Have Been | |||||
Removed for This Meeting. If You Have Further | |||||
Questions Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Meeting Date: 30-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | To Approve Interim Dividends for the First Half of | ||||
2019 at Rub 3.84 Per Share. the Record Date for the | |||||
Dividend Payment is 4/10/2019 | Management | For | Voted - For | ||
09 Sep 2019: Please Note That This is A Revision | |||||
Due to Change of the Numbering and Modification of | |||||
the Text of Resolution 1.1. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You. | Management | Non-Voting | Non-Voting |
103
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
AMBEV SA | |||||
Security ID: P0273U106 | |||||
Meeting Date: 24-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | To Receive the Administrators Accounts, the | ||||
Financial Statements, for the Year Ended December | |||||
31, 2019 | Management | For | Voted - For | ||
2 | To Resolve on the Allocation of Net Profit for the | ||||
Fiscal Year Ended December 31, 2019, in Accordance | |||||
with the Company's Management Proposal, in the | |||||
Following Terms Net Profits, Brl 11,779,965,119.88 | |||||
Amount Allocated to the Tax Incentives Reserve, Brl | |||||
1,352,121,653.10 Amount Allocated to Payment of | |||||
Dividends and Or Interest on Own Capital Gross, | |||||
Declared Based on the Net Profit Relating to the | |||||
Fiscal Year Ended December 31, 2018, Brl | |||||
7,717,419,618.63 Amount Allocated to the | |||||
Investments Reserve 1, Brl 4,180,780,132.35 1 | |||||
Including Values Relating to I Reversion of Effects | |||||
of the Revaluation of Fixed Assets in the Amount of | |||||
Brl11,823,167.53 II Effect of Application of Ias 29 | |||||
Cpc 42 Hyperinflation in the Amount of Brl | |||||
1,430,343,000.00,and III Expired Dividends in the | |||||
Amount of Brl 28,190,116.67, As Detailed in Exhibit | |||||
A.ii to the Management Proposal. with the | |||||
Consequent Ratification of Payment of Interest Over | |||||
Shareholders Equity Made in Advance to the | |||||
Shareholders, to Debit of the Profit for the Year | |||||
of 2019, in the Total Amount of Brl | |||||
7,717,419,618.63, Approved by the Board of | |||||
Directors on December 2, 2019, Being Brl 0.4906 Per | |||||
Common Share and Resulting in A Net Distribution of | |||||
Brl 0.4170 Per Share | Management | For | Voted - For | ||
3 | To Approve the Board of Directors to be Composed of | ||||
11 Effective Members and 2 Alternates, for A 3 Year | |||||
Term, Which Will End at the Ordinary Shareholders | |||||
Meeting to be Held in 2023, Pursuant to the | |||||
Management Proposal | Management | For | Voted - For | ||
4 | To Elect the Members of the Board of Directors by | ||||
Single Slate. Indication of Each of Candidates. the | |||||
Votes Indicated in This Field Will be Disregarded | |||||
in the Event the Shareholder Who Owns Shares with | |||||
Voting Rights Also Fills Out the Fields Present in | |||||
the Separate Election of A Member of the Board of | |||||
Directors and the Separate Election That is Dealt | |||||
with in These Fields Occurs. Victorio Carlos De | |||||
Marchi Carlos Alves De Brito Milton Seligman Jose | |||||
Heitor Attilio Gracioso Vicente Falconi Campos Luis | |||||
Felipe Pedreira Dutra Leite Roberto Moses Thompson | |||||
Motta Nelson Jose Jamel Ceciia Sicupira Antonio | |||||
Carlos Augusto Ribeiro Bonchristiano Marcos De | |||||
Barros Lisboa Carlos Eduardo Klutzenschell Lisboa, | |||||
Substitute. Michel Dimitrios Doukeris, Substitute | Management | For | Voted - Against |
104
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5 | In the Event That One of the Candidates Who is on | |||
the Slate Chosen Ceases to be Part of That Slate, | ||||
Can the Votes Corresponding to Your Shares Continue | ||||
to be Conferred on the Chosen Slate | Management | For | Voted - Against | |
6 | In the Event of the Adoption of the Cumulative | |||
Voting Process, Should the Votes Corresponding to | ||||
Your Shares be Distributed in Equal Percentages | ||||
Across the Members of the Slate That You Have | ||||
Chosen. Please Note That If Investor Chooses For, | ||||
the Percentages Do Not Need to be Provided, If | ||||
Investor Chooses Against, It is Mandatory to Inform | ||||
the Percentages According to Which the Votes Should | ||||
be Distributed, Otherwise the Entire Vote Will be | ||||
Rejected Due to Lack of Information, If Investor | ||||
Chooses Abstain, the Percentages Do Not Need to be | ||||
Provided, However in Case Cumulative Voting is | ||||
Adopted the Investor Will Not Participate on This | ||||
Matter of the Meeting | Management | For | Voted - Against | |
7.1 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Victorio Carlos De Marchi | Management | For | Voted - For | |
7.2 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Carlos Alves De Brito | Management | For | Voted - For | |
7.3 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Milton Seligman | Management | For | Voted - For | |
7.4 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Jose Heitor Attilio Gracioso | Management | For | Voted - Against | |
7.5 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Vicente Falconi Campos | Management | For | Voted - For | |
7.6 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Luis Felipe Pedreira Dutra Leite | Management | For | Voted - For | |
7.7 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Roberto Moses Thompson Motta | Management | For | Voted - Against | |
7.8 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Nelson Jose Jamel | Management | For | Voted - Against | |
7.9 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Cecilia Sicupira | Management | For | Voted - For | |
7.10 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Antonio Carlos Augusto Ribeiro | ||||
Bonchristiano | Management | For | Voted - For | |
7.11 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Marcos De Barros Lisboa | Management | For | Voted - For | |
7.12 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes |
105
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
to be Attributed. Carlos Eduardo Klutzenschell | ||||
Lisboa, Substitute | Management | For | Voted - For | |
7.13 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Michel Dimitrios Doukeris, | ||||
Substitute | Management | For | Voted - For | |
8 | Do You Wish to Request the Adoption of the | |||
Cumulative Voting Process for the Election of the | ||||
Board of Directors, Under the Terms of Article 141 | ||||
of Law 6,404 of 1976 | Management | For | Voted - Against | |
9 | Election of Members of the Fiscal Council by Single | |||
Slate. Indication of Candidates. Jose Ronaldo | ||||
Vilela Rezende Elidie Palma Bifano Emanuel Sotelino | ||||
Schifferle, Substitute. Eduardo Rogatto Luque, | ||||
Substitute | Management | For | Voted - Abstain | |
10 | If One of the Candidates Who is Part of the Slate | |||
Ceases to be Part of It in Order to Accommodate the | ||||
Separate Election That is Dealt with in Article | ||||
161, 4 and Article 240 of Law 6,404 of 1976, Can | ||||
the Votes Corresponding to Your Shares Continue to | ||||
be Conferred on the Chosen Slate | Management | For | Voted - Against | |
11 | Separate Election of A Member of the Fiscal Council | |||
by Minority Shareholders Who Hold Shares with | ||||
Voting Rights. the Shareholder Must Complete This | ||||
Field Should He Have Left the General Election | ||||
Field Blank. Vinicius Balbino Bouhid. Carlos | ||||
Tersandro Fonseca Adeodato | Management | For | Voted - For | |
12 | To Determine Managers Overall Compensation for the | |||
Year of 2020, in the Annual Amount of Up to Brl | ||||
111,079,130.00, Including Expenses Related to the | ||||
Recognition of the Fair Amount of X the Stock | ||||
Options That the Company Intends to Grant in the | ||||
Fiscal Year, and Y the Compensation Based on Shares | ||||
That the Company Intends to Execute in the Fiscal | ||||
Year | Management | For | Voted - Against | |
13 | To Determine the Overall Compensation of the Fiscal | |||
Councils Members for the Year of 2020, in the | ||||
Annual Amount of Up to Brl 2,162,700.00, with | ||||
Alternate Members Compensation Corresponding to | ||||
Half of the Amount Received by the Effective | ||||
Members, in Accordance with the Management Proposal | Management | For | Voted - For | |
14 | In the Eventuality of A Second Call of This | |||
Meeting, the Voting Instructions in This Voting | ||||
List May Also be Considered Valid for the Purposes | ||||
of Holding the Meeting on Second Call | Management | For | Voted - Against | |
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) May | ||||
be Required in Order to Lodge and Execute Your | ||||
Voting Instructions in This Market (dependant Upon | ||||
the Availability and Usage of the Remote Voting | ||||
Platform). Absence of A Poa, May Cause Your | ||||
Instructions to be Rejected. If You Have Any | ||||
Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
Please Note That Votes 'in Favor' and 'against' in | ||||
the Same Agenda Item are Not Allowed. Only Votes in |
106
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
For the Proposal 6 Regarding the Adoption of | |||||
Cumulative Voting, Please be Advised That You Can | |||||
Only Vote for Or Abstain. an Against Vote on This | |||||
Proposal Requires Percentages to be Allocated | |||||
Amongst the Directors in Proposal 7.1 to 7.13. in | |||||
This Case Please Contact Your Client Service | |||||
Representative in Order to Allocate Percentages | |||||
Amongst the Directors | Management | Non-Voting | Non-Voting | ||
Meeting Date: 24-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Approve the Amendment to the Heading of Article | ||||
5 of the Company's Bylaws, in Order to Reflect the | |||||
Capital Increases Approved by the Board of | |||||
Directors, Within the Authorized Capital Limit | |||||
Until the Date of the Shareholders Meeting, | |||||
According to the Management Proposal | Management | For | Voted - For | ||
2 | To Approve the Amendment to Article 8 of the | ||||
Company's Bylaws, to Make Express Reference to | |||||
Other Possibilities of Using the Authorized Capital | |||||
Limit by the Board of Directors As Set Forth in Law | |||||
No 6,404 76, According to the Management Proposal | Management | For | Voted - For | ||
3 | To Approve the Amendment to Articles 11, 15, 16, | ||||
17, 18 and 19, of the Company's Bylaws, Related to | |||||
the Composition of the Board of Directors, to I | |||||
Provide for the Possibility of Having A Single | |||||
Chairman of the Board of Directors, Alternatively | |||||
to the Current Co Chairmen Model. II Increase the | |||||
Minimum Number of Members That Can Compose the | |||||
Board of Directors from 3 to 5, and III Provide the | |||||
Board of Directors Will be Composed, in Its | |||||
Majority, by External Members, According to the | |||||
Management Proposal | Management | For | Voted - For | ||
4 | To Approve the Amendment to Article 21 of the | ||||
Company's Bylaws, to Adjust the Competences of the | |||||
Board of Directors, According to the Management | |||||
Proposal | Management | For | Voted - For | ||
5 | To Approve the Amendment to Articles 22 to 34 of | ||||
the Company's Bylaws, Including the New Articles 25 | |||||
and 34 and Renumbering the Other Articles, to | |||||
Restructure the Composition of the Board of | |||||
Executive Officers of the Company, Set the Duties | |||||
of the New Positions and Change the Name of the | |||||
Positions Already Existent, According to the | |||||
Management Proposal | Management | For | Voted - For | ||
6 | In View of the Proposed Amendments to the Bylaws | ||||
Described Above, Approve the Consolidation of the | |||||
Company's Bylaws, in Order to Reflect the | |||||
Adjustments Arising from Such Changes, Renumbering | |||||
and Wording Corrections, According to the | |||||
Management Proposal | Management | For | Voted - For | ||
7 | Approve the Amendment to the Current Share Based | ||||
Compensation Plan, to Increase the Global Volume of | |||||
Shares Representing the Company's Share Capital |
107
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
That May be Delivered to the Participants in Such | |||||
Plan from 0.3 Percent to 3 Percent | Management | For | Voted - For | ||
8 | In the Eventuality of A Second Call of This | ||||
Meeting, the Voting Instructions in This Voting | |||||
List May Also be Considered Valid for the Purposes | |||||
of Holding the Meeting on Second Call | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
AMERICA MOVIL SAB DE CV | |||||
Security ID: P0280A101 | |||||
Meeting Date: 24-Apr-20 | Meeting Type: Special General Meeting | ||||
I | Appointment and Or Ratification, If Deemed | ||||
Appropriate, of the Members of the Board of | |||||
Directors of the Company Who are to be Designated | |||||
by the Series L Shareholders. Resolutions in This | |||||
Regard | Management | For | Voted - Abstain | ||
II | Designation of Delegates Who Will Carry Out the | ||||
Resolutions That are Passed by the General Meeting | |||||
And, If Deemed Appropriate, Formalize Them As is | |||||
Proper. Resolutions in This Regard | Management | For | Voted - For | ||
AMOREPACIFIC CORP. | |||||
Security ID: Y01258105 | |||||
Meeting Date: 20-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Election of Outside Director: Cha Sang Gyun | Management | For | Voted - For | |
3 | Approval of Remuneration for Director | Management | For | Voted - For | |
ANGLO AMERICAN PLATINUM LIMITED | |||||
Security ID: S9122P108 | |||||
Meeting Date: 25-Jun-20 | Meeting Type: Annual General Meeting | ||||
O.1.1Re-election of Director: to Re-elect Mr M Cutifani | |||||
As A Director of the Company | Management | For | Voted - For |
108
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
O.1.2Re-election of Director: to Re-elect Mr J Vice As A | |||||
Director of the Company | Management | For | Voted - For | ||
O.1.3Re-election of Director: to Re-elect Mr Np Mageza | |||||
As A Director of the Company | Management | For | Voted - For | ||
O.2.1Election of Director Appointed Since the Previous | |||||
Agm: to Elect Ms N Viljoen As A Director of the | |||||
Company | Management | For | Voted - For | ||
O.3.1Appointment of Member of Audit and Risk Committee: | |||||
Election of Mr Np Mageza As A Member of the | |||||
Committee | Management | For | Voted - For | ||
O.3.2Appointment of Member of Audit and Risk Committee: | |||||
Election of Mr J Vice As A Member of the Committee | Management | For | Voted - For | ||
O.3.3Appointment of Member of Audit and Risk Committee: | |||||
Election of Ms D Naidoo As A Member of the Committee | Management | For | Voted - For | ||
O.4 | Appointment of Auditor: PricewaterhouseCoopers LLP | Management | For | Voted - For | |
O.5 | Approval of Amendments to the Anglo American | ||||
Platinum Long Term Incentive Plan 2003 | Management | For | Voted - For | ||
O.6 | General Authority to Allot and Issue Authorised But | ||||
Unissued Shares | Management | For | Voted - For | ||
O.7 | Authority to Implement Resolutions | Management | For | Voted - For | |
NB8.1 Non-binding Advisory Vote: Endorsement of the | |||||
Remuneration Policy | Management | For | Voted - For | ||
NB8.2 Non-binding Advisory Vote: Endorsement of the | |||||
Remuneration Implementation Report | Management | For | Voted - For | ||
S.1 | Non-executive Directors' Fees | Management | For | Voted - For | |
S.2 | Authority to Provide Financial Assistance | Management | For | Voted - For | |
S.3 | General Authority to Repurchase Company Securities | Management | For | Voted - For | |
20 Apr 2020: Please Note That This is A Revision | |||||
Due to Modification of Text of Resolution O.4. If | |||||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
ANGLOGOLD ASHANTI LTD | |||||
Security ID: S04255196 | |||||
Meeting Date: 10-Jun-20 | Meeting Type: Annual General Meeting | ||||
1.O11 Re-election of Director: Mr Sm Pityana | Management | For | Voted - For | ||
1.O12 Re-election of Director: Mr Ah Garner | Management | For | Voted - For | ||
1.O13 Re-election of Director: Mr R Gasant | Management | For | Voted - For | ||
2.O21 Election of Director: Ms Mdc Ramos | Management | For | Voted - For | ||
2.O22 Election of Director: Ms Nvb Magubane | Management | For | Voted - For | ||
3.O31 Appointment of Audit and Risk Committee Member: Mr | |||||
R Gasant | Management | For | Voted - For | ||
3.O32 Appointment of Audit and Risk Committee Member: Ms | |||||
Mc Richter | Management | For | Voted - For | ||
3.O33 Appointment of Audit and Risk Committee Member: Mr | |||||
Am Ferguson | Management | For | Voted - For | ||
3.O34 Appointment of Audit and Risk Committee Member: Mr | |||||
Je Tilk | Management | For | Voted - For |
109
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4.O.4Re-appointment of Ernst & Young Inc. As Auditors of | |||||
the Company | Management | For | Voted - For | ||
5.O.5General Authority to Directors to Allot and Issue | |||||
Ordinary Shares | Management | For | Voted - For | ||
6.O61 Separate Non-binding Advisory Endorsements of the | |||||
Anglogold Ashanti Remuneration Policy and | |||||
Implementation Report: Remuneration Policy | Management | For | Voted - For | ||
6.O62 Separate Non-binding Advisory Endorsements of the | |||||
Anglogold Ashanti Remuneration Policy and | |||||
Implementation Report: Implementation Report | Management | For | Voted - For | ||
7.S.1 Non-executive Director Fees | Management | For | Voted - For | ||
8.S.2 General Authority to Acquire the Company's Own | |||||
Shares | Management | For | Voted - For | ||
9.S.3 General Authority to Directors to Issue for Cash, | |||||
Those Ordinary Shares Which the Directors are | |||||
Authorised to Allot and Issue in Terms of Ordinary | |||||
Resolution 5 | Management | For | Voted - For | ||
10.S4 | General Authority to Provide Financial Assistance | ||||
in Terms of Sections 44 and 45 of the Companies Act | Management | For | Voted - For | ||
11.S5 | Approval of the Moi Amendment | Management | For | Voted - For | |
12.O7 Directors' Authority to Implement Special and | |||||
Ordinary Resolutions | Management | For | Voted - For | ||
ASE TECHNOLOGY HOLDING CO., LTD. | |||||
Security ID: Y0249T100 | |||||
Meeting Date: 24-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Ratification of Asehs 2019 Business Report and | ||||
Financial Statements. | Management | For | Voted - For | ||
2 | Ratification of 2019 Earnings Distribution | ||||
Proposal. Proposed Cash Dividend: Twd 2 Per Share. | Management | For | Voted - For | ||
3 | Discussions of Domestic Cash Increase by Issuing | ||||
Common Shares. | Management | For | Voted - For | ||
4 | Discussions of Revision of Asehs Articles of | ||||
Incorporation | Management | For | Voted - For | ||
ASIA CEMENT CORP | |||||
Security ID: Y0275F107 | |||||
Meeting Date: 23-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Acceptance of the 2019 Business Report and | ||||
Financial Statements. | Management | For | Voted - For | ||
2 | Acceptance of the Proposal for Distribution of 2019 | ||||
Profits. Proposed Cash Dividend: Twd 3 Per Share. | Management | For | Voted - For | ||
3 | Amendment to the Articles of Incorporation of Asia | ||||
Cement Corporation. | Management | For | Voted - For | ||
4 | Amendment to the Meeting Rules of the Shareholders' | ||||
Meeting. | Management | For | Voted - For | ||
5.1 | The Election of the Director.:douglas Tong | ||||
Hsu,shareholder No.0000013 | Management | For | Voted - Against |
110
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5.2 | The Election of the Director.:far Eastern New | ||||
Century Corporation,shareholder No.0000001,t.h. | |||||
Chang As Representative | Management | For | Voted - Against | ||
5.3 | The Election of the Director.:far Eastern New | ||||
Century Corporation,shareholder No.0000001,johnny | |||||
Shih As Representative | Management | For | Voted - Against | ||
5.4 | The Election of the Director.:far Eastern New | ||||
Century Corporation,shareholder No.0000001,c.v. | |||||
Chen As Representative | Management | For | Voted - Against | ||
5.5 | The Election of the Director.:bai Yang Investment | ||||
Holdings Corporation,shareholder No.0085666,chin | |||||
Der Ou As Representative | Management | For | Voted - Against | ||
5.6 | The Election of the Director.:u Ding | ||||
Corporation,shareholder No.0126912,k.y. Lee As | |||||
Representative | Management | For | Voted - Against | ||
5.7 | The Election of the Director.:far Eastern Y.z. Hsu | ||||
Science and Technology Memorial | |||||
Foundation,shareholder No.0180996,peter Hsu As | |||||
Representative | Management | For | Voted - Against | ||
5.8 | The Election of the Director.:far Eastern Y.z. Hsu | ||||
Science and Technology Memorial | |||||
Foundation,shareholder No.0180996,c.k. Chang As | |||||
Representative | Management | For | Voted - Against | ||
5.9 | The Election of the Director.:ta Chu Chemical Fiber | ||||
Co.,ltd,shareholder No.0225135,ruey Long Chen As | |||||
Representative | Management | For | Voted - Against | ||
5.10 | The Election of the Director.:huey Kang Investment | ||||
Corporation,shareholder No.0092107,connie Hsu As | |||||
Representative | Management | For | Voted - Against | ||
5.11 | The Election of the Director.:far Eastern Medical | ||||
Foundation,shareholder No.0022744,champion Lee As | |||||
Representative | Management | For | Voted - Against | ||
5.12 | The Election of the Director.:u Ming | ||||
Corporation,shareholder No.0027718,k.t. Li As | |||||
Representative | Management | For | Voted - Against | ||
5.13 | The Election of the Independent Director.:chi | ||||
Schive,shareholder No.q100446xxx | Management | For | Voted - For | ||
5.14 | The Election of the Independent Director.:gordon S. | ||||
Chen,shareholder No.p101989xxx | Management | For | Voted - For | ||
5.15 | The Election of the Independent Director.:yun Peng | ||||
Chu,shareholder No.h100450xxx | Management | For | Voted - For | ||
6 | According to Article 209 of the Company Act, to | ||||
Permit Directors to Do Anything for Himself Or on | |||||
Behalf of Another Person That is Within the Scope | |||||
of the Company's Business. | Management | For | Voted - Against | ||
ASUSTEK COMPUTER INC | |||||
Security ID: Y04327105 | |||||
Meeting Date: 09-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Adopt 2019 Business Report and Financial | ||||
Statements. | Management | For | Voted - For |
111
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | To Adopt the Proposal for Distribution of 2019 | ||||
Profits proposed Cash Dividend: Twd 14 Per Share. | Management | For | Voted - For | ||
3 | Amendment to the Loans and Endorsement and | ||||
Guarantee Operational Procedures. | Management | For | Voted - For | ||
AU OPTRONICS CORP | |||||
Security ID: Y0453H107 | |||||
Meeting Date: 17-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Recognize 2019 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | To Recognize the Proposal for the Distribution of | ||||
2019 Earnings.no Dividend Will be Distributed. | Management | For | Voted - For | ||
3 | To Approve Issuance of New Common Shares for Cash | ||||
to Sponsor Issuance of the Overseas Depositary | |||||
Shares and Or Issuance of New Common Shares for | |||||
Cash in Public Offering and Or Issuance of New | |||||
Common Shares for Cash in Private Placement and Or | |||||
Issuance of Overseas Or Domestic Convertible Bonds | |||||
in Private Placement. | Management | For | Voted - Against | ||
4 | To Approve the Demerger of the Companys Business of | ||||
the General Display and the Public Information | |||||
Display to the Companys Wholly-owned Subsidiary and | |||||
the Demerger Proposal. | Management | For | Voted - For | ||
5 | To Approve the Amendments to Articles of | ||||
Incorporation. | Management | For | Voted - For | ||
6 | To Approve the Amendments to Rules and Procedures | ||||
for Shareholders Meeting. | Management | For | Voted - For | ||
7 | To Lift Non-competition Restrictions on Board | ||||
Members. | Management | For | Voted - For | ||
AUROBINDO PHARMA LTD | |||||
Security ID: Y04527142 | |||||
Meeting Date: 29-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Standalone Financial Statements for the Financial | |||||
Year Ended March 31, 2019 and Reports of Directors | |||||
and Auditors Thereon | Management | For | Voted - For | ||
2 | To Receive, Consider and Adopt the Audited | ||||
Consolidated Financial Statements for the Financial | |||||
Year Ended on March 31, 2019 and Report of Auditors | |||||
Thereon | Management | For | Voted - For | ||
3 | To Confirm the First Interim Dividend of Inr 1.25 | ||||
and Second Interim Dividend of Inr 1.25 in | |||||
Aggregate Inr 2.50 Per Equity Share of Inr 1/- | |||||
Each, As Dividend for the Financial Year 2018-19 | Management | For | Voted - For | ||
4 | To Appoint A Director in Place of Mr. P. Sarath | ||||
Chandra Reddy Who Retires by Rotation and Being | |||||
Eligible, Seeks Re-appointment | Management | For | Voted - For |
112
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5 | To Appoint A Director in Place of Dr. M. | ||||
Sivakumaran Who Retires by Rotation and Being | |||||
Eligible, Seeks Re-appointment | Management | For | Voted - For | ||
6 | To Re-appoint Mr. K. Ragunathan As an Independent | ||||
Director of the Company | Management | For | Voted - For | ||
7 | To Re-appoint Mrs. Savita Mahajan As an Independent | ||||
Director of the Company | Management | For | Voted - For | ||
8 | To Re-appoint Dr. (mrs.) Avnit Bimal Singh As an | ||||
Independent Director of the Company | Management | For | Voted - For | ||
9 | To Re-appoint Mr. P. Sarath Chandra Reddy As | ||||
Whole-time Director of the Company | Management | For | Voted - For | ||
10 | To Revise the Remuneration of Mr. M. Madan Mohan | ||||
Reddy, Whole-time Director of the Company | Management | For | Voted - For | ||
11 | To Revise the Remuneration of Mr. N. Govindarajan, | ||||
Managing Director of the Company | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Meeting Date: 30-Nov-19 | Meeting Type: Court Meeting | ||||
1 | For the Purpose of Considering And, If Thought Fit, | ||||
Approving, with Or Without Modification(s) the | |||||
Proposed Scheme of Amalgamation Amongst Apl | |||||
Research Centre Limited (amalgamating Company 1 Or | |||||
Transferor Company 1) and Aurozymes Limited | |||||
(amalgamating Company 2 Or Transferor Company 2) | |||||
and Curepro Parenterals Limited (amalgamating | |||||
Company 3 Or Transferor Company 3) and Hyacinths | |||||
Pharma Private Limited (amalgamating Company 4 Or | |||||
Transferor Company 4) and Silicon Life Sciences | |||||
Private Limited (amalgamating Company 5 Or | |||||
Transferor Company 5) and Apl Healthcare Limited | |||||
(amalgamating Company 6 Or Transferor Company 6) | |||||
with Aurobindo Pharma Limited (amalgamated Company | |||||
Or Transferee Company) and Their Respective | |||||
Shareholders and Creditors" ("scheme") and at Such | |||||
Meeting and Any Adjournment Thereof | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for Resolution 1, Abstain | |||||
is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
AXIS BANK LTD | |||||
Security ID: Y0487S137 | |||||
Meeting Date: 20-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt : (a) the Audited | ||||
Standalone Financial Statements of the Bank for the | |||||
Financial Year Ended 31st March 2019 and the | |||||
Reports of the Directors and the Auditors Thereon; | |||||
and (b) the Audited Consolidated Financial | |||||
Statements for the Financial Year Ended 31st March | |||||
2019 and the Report of the Auditors Thereon | Management | For | Voted - For |
113
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2 | To Declare Dividend on Equity Shares of the Bank | |||
for the Financial Year Ended 31st March 2019 | Management | For | Voted - For | |
3 | To Appoint A Director in Place of Smt. Usha Sangwan | |||
(din 02609263), Who Retires by Rotation and Being | ||||
Eligible, Has Offered Herself for Re-appointment | Management | For | Voted - For | |
4 | Appointment of Shri Rakesh Makhija (din 00117692), | |||
Independent Director, As the Non-executive | ||||
(part-time) Chairman of the Bank, for A Period of 3 | ||||
(three) Years, with Effect from 18th July 2019 Up | ||||
to 17th July 2022 (both Days Inclusive) and the | ||||
Terms and Conditions Relating to the Said | ||||
Appointment Including the Remuneration, Subject to | ||||
the Approval of the Rbi | Management | For | Voted - For | |
5 | Revision in the Remuneration Payable to Shri | |||
Amitabh Chaudhry (din 00531120) As the Managing | ||||
Director & Ceo of the Bank, W.e.f. 1st April 2019, | ||||
Subject to the Approval of the Rbi | Management | For | Voted - For | |
6 | Revision in the Remuneration Payable to Shri Rajiv | |||
Anand (din 02541753) As the Executive Director | ||||
(wholesale Banking) of the Bank, W.e.f. 1st April | ||||
2019 Upto 3rd August 2019 (both Days Inclusive), | ||||
Subject to the Approval of the Rbi | Management | For | Voted - For | |
7 | Re-appointment of Shri Rajiv Anand (din 02541753) | |||
As the Whole Time Director Designated As the | ||||
'executive Director (wholesale Banking)' of the | ||||
Bank, for A Period of 3 (three) Years, with Effect | ||||
from 4th August 2019 Up to 3rd August 2022 (both | ||||
Days Inclusive), and the Terms and Conditions | ||||
Relating to the Said Re-appointment, Including | ||||
Remuneration, Subject to the Approval of the Rbi | Management | For | Voted - For | |
8 | Revision in the Remuneration Payable to Shri Rajesh | |||
Dahiya (din 07508488) As the Executive Director | ||||
(corporate Centre) of the Bank, W.e.f. 1st April | ||||
2019 Upto 3rd August 2019 (both Days Inclusive), | ||||
Subject to the Approval of the Rbi | Management | For | Voted - For | |
9 | Re-appointment of Shri Rajesh Dahiya (din 07508488) | |||
As the Whole Time Director Designated As the | ||||
'executive Director (corporate Centre)' of the | ||||
Bank, for A Period of 3 (three) Years, with Effect | ||||
from 4th August 2019 Up to 3rd August 2022 (both | ||||
Days Inclusive), and the Terms and Conditions | ||||
Relating to the Said Re-appointment, Including | ||||
Remuneration, Subject to the Approval of the Rbi | Management | For | Voted - For | |
10 | To Approve the Appointment of Shri Pralay Mondal | |||
(din 00117994) As A Director of the Bank, W.e.f. | ||||
1st August 2019 | Management | For | Voted - For | |
11 | Appointment of Shri Pralay Mondal (din 00117994) As | |||
the Executive Director (retail Banking) of the Bank | ||||
for A Period of 3 Years, W.e.f. 1st August 2019, | ||||
and the Terms and Conditions Relating to the Said | ||||
Appointment, Including Remuneration, Subject to the | ||||
Approval of the Rbi | Management | For | Voted - For | |
12 | Borrowing/raising Funds in Indian Currency/foreign | |||
Currency by Issue of Debt Securities Including But | ||||
Not Limited to Long Term Bonds, Green Bonds, | ||||
Non-convertible Debentures, Perpetual Debt |
114
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Instruments and Tier II Capital Bonds Or Such Other | |||||
Debt Securities As May be Permitted Under the Rbi | |||||
Guidelines, from Time to Time, on A Private | |||||
Placement Basis, for an Amount of Up to Inr 35,000 | |||||
Crore During A Period of One Year from the Date of | |||||
Passing of This Special Resolution | Management | For | Voted - For | ||
13 | Payment of Profit Related Commission to the | ||||
Non-executive Directors (excluding the | |||||
Non-executive (part-time) Chairman) of the Bank, | |||||
for A Period of Five (5) Years, with Effect from | |||||
1st April 2020 | Management | For | Voted - For | ||
Meeting Date: 21-Aug-19 | Meeting Type: Other Meeting | ||||
1 | Raising of Funds Through Issue of Equity Shares/ | ||||
Depository Receipts And/or Any Other Instruments Or | |||||
Securities Representing Either Equity Shares And/or | |||||
Convertible Securities Linked to Equity Shares | |||||
Including Through Qualified Institutions Placement | |||||
/ American Depository Receipts / Global Depository | |||||
Receipts/ Preferential Allotment Or Such Other | |||||
Permissible Mode Or Combinations Thereof | Management | For | Voted - For | ||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting is Not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests are Not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your Instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain is Not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 09-Jan-20 | Meeting Type: Other Meeting | ||||
1 | Re-appointment of Shri S. Vishvanathan (din: | ||||
02255828) As an Independent Director of the Bank, | |||||
with Effect from 11th February 2020 Upto 10th | |||||
February 2023 (both Days Inclusive) | Management | For | Voted - For | ||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting is Not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests are Not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your Instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain is Not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Management | Non-Voting | Non-Voting | ||
AYALA CORP | |||||
Security ID: Y0486V115 | |||||
Meeting Date: 24-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Call to Order | Management | For | Voted - For | |
2 | Certification of Notice and Quorum | Management | For | Voted - For | |
3 | Approval of Minutes of Previous Meeting | Management | For | Voted - For |
115
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | Annual Report | Management | For | Voted - For | |
5 | Ratification of the Acts of the Board of Directors | ||||
and Officers | Management | For | Voted - For | ||
6 | Election of Director: Jaime Augusto Zobel De Ayala | Management | For | Voted - For | |
7 | Election of Director: Fernando Zobel De Ayala | Management | For | Voted - For | |
8 | Election of Director: Delfin L. Lazaro | Management | For | Voted - For | |
9 | Election of Director: Keiichi Matsunaga | Management | For | Voted - For | |
10 | Election of Director: Xavier P. Loinaz (independent | ||||
Director) | Management | For | Voted - For | ||
11 | Election of Director: Rizalina G. Mantaring | ||||
(independent Director) | Management | For | Voted - For | ||
12 | Election of Director: Antonio Jose U. Periquet | ||||
(independent Director) | Management | For | Voted - For | ||
13 | Election of Sycip, Gorres, Velayo and Co. As the | ||||
External Auditor and Fixing of Its Remuneration | Management | For | Voted - For | ||
15 | Adjournment | Management | For | Voted - For | |
14 | Consideration of Such Other Business As May | ||||
Properly Come Before the Meeting | Management | Abstain | Voted - Against | ||
Please Note That This is an Amendment to Meeting Id | |||||
326651 Due to Receipt of Director Names. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
AYALA LAND INC | |||||
Security ID: Y0488F100 | |||||
Meeting Date: 22-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Call to Order | Management | For | Voted - For | |
2 | Certification of Notice and Quorum | Management | For | Voted - For | |
3 | Approval of Minutes of Previous Meeting | Management | For | Voted - For | |
4 | Annual Report | Management | For | Voted - For | |
5 | Ratification of the Acts of the Board of Directors | ||||
and Officers | Management | For | Voted - For | ||
6.1 | Election of Director: Fernando Zobel De Ayala | Management | For | Voted - For | |
6.2 | Election of Director: Jaime Augusto Zobel De Ayala | Management | For | Voted - For | |
6.3 | Election of Director: Bernard Vincent O. Dy | Management | For | Voted - For | |
6.4 | Election of Director: Antonino T. Aquino | Management | For | Voted - For | |
6.5 | Election of Director: Arturo G. Corpuz | Management | For | Voted - For | |
6.6 | Election of Independent Director: Rizalina G. | ||||
Mantaring | Management | For | Voted - For | ||
6.7 | Election of Independent Director: Rex Ma. A. Mendoza | Management | For | Voted - For | |
6.8 | Election of Independent Director: Sherisa P. Nuesa | Management | For | Voted - For | |
6.9 | Election of Independent Director: Cesar V. Purisima | Management | For | Voted - For | |
7 | Election of External Auditor and Fixing of Its | ||||
Remuneration: Sycip Gorres Velayo and Co | Management | For | Voted - For | ||
9 | Adjournment | Management | For | Voted - For | |
8 | Consideration of Such Other Businesses As May | ||||
Properly Come Before the Meeting | Management | Abstain | Voted - Against |
116
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Please Note That This is an Amendment to Meeting Id | |||||
321712 Due to Receipt of Director Names. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
B3 SA | |||||
Security ID: ADPV40583 | |||||
Meeting Date: 30-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | To Approve the Managements Annual Report and the | ||||
Financial Statements Relating to the Fiscal Year | |||||
Ended on December 31st, 2019 | Management | For | Voted - For | ||
2 | To Resolve on the Allocation of Net Income for the | ||||
Year Ended on December 31st, 2019 Corresponding to | |||||
Brl 2,714,164,629.20 Already Paid to the | |||||
Shareholders by Means of Dividends and Interest on | |||||
Equity | Management | For | Voted - For | ||
3 | To Approve the Global Remuneration of the Managers | ||||
for the Fiscal Year of 2020 of Up to Brl 98,986 | |||||
Thousand, Amount Which Also Includes the Best | |||||
Estimate for the Payroll Charges on the Long Term | |||||
Remuneration Component Based on Shares, Considering | |||||
That Such Payroll Charges are Subject to Further | |||||
Increases Due to the Valorization of the Company's | |||||
Shares Or Changes to the Legal Applicable Rate, As | |||||
Described in the Management Proposal | Management | For | Voted - Against | ||
4 | Do You Wish to Install the Fiscal Council, Pursuant | ||||
to the Provisions of Article 161 of Law No. 6,404 | |||||
of 1976 | Management | For | Voted - For | ||
5 | Election of Members of the Fiscal Council by Slate. | ||||
Indication of Each Slate of Candidates and of All | |||||
the Names That are on It. Note: Guy Almeida | |||||
Andrade, Paulo Roberto Simoes Da Cunha Mauricio De | |||||
Souza, Andre Coji Angela Seixas, Gilberto Lourenco | |||||
Da Aparecida | Management | For | Voted - For | ||
6 | If One of the Candidates That Make Up the Slate | ||||
Fails to Join It to Accommodate the Separate | |||||
Election Referred to in Arts. 161, 4, and 240 of | |||||
Law No. 6,404, of 1976, Can the Votes Corresponding | |||||
to Your Shares Continue to be Cast on the Chosen | |||||
Slate | Management | For | Voted - Against | ||
7 | Once Installed, to Set the Remuneration of the | ||||
Fiscal Council, Pursuant to the Corporate Law, in | |||||
the Amount of Brl 497,000.00 | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting |
117
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 30-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Resolve on the Following Amendment to the Company's | ||||
Bylaws, As Described in the Management Proposal: to | |||||
Change the Company's Capital Stock Pursuant to the | |||||
Resolution of the Board of Directors in the Meeting | |||||
Held on March 5th, 2020 | Management | For | Voted - For | ||
2 | Resolve on the Following Amendment to the Company's | ||||
Bylaws, As Described in the Management Proposal: to | |||||
Modify the Wording of the Company's Corporate | |||||
Purpose, in Order to Expressly Provide Some | |||||
Activities Already Covered by Its Current Wording | Management | For | Voted - For | ||
3 | Resolve on the Following Amendment to the Company's | ||||
Bylaws, As Described in the Management Proposal: to | |||||
Change the Maximum Term of Office for Members of | |||||
the Audit Committee Who are Also Members of the | |||||
Board of Directors | Management | For | Voted - For | ||
4 | Resolve on the Following Amendment to the Company's | ||||
Bylaws, As Described in the Management Proposal: to | |||||
Exclude the Transitional Provision Set Forth in | |||||
Article 79, Since There are No Members in the Audit | |||||
Committee Who Meet Such Temporary Provision | Management | For | Voted - For | ||
5 | Resolve on the Following Amendment to the Company's | ||||
Bylaws, As Described in the Management Proposal: | |||||
Other Adjustments to the Wording, Cross References | |||||
and Renumbering | Management | For | Voted - For | ||
6 | Resolve on the Following Amendment to the Company's | ||||
Bylaws, As Described in the Management Proposal: to | |||||
Consolidate Such Amendments to the Bylaws | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting |
118
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
BAJAJ AUTO LIMITED | |||||
Security ID: Y05490100 | |||||
Meeting Date: 26-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Financial Statements for the Financial | ||||
Year Ended 31 March 2019 and Directors' and | |||||
Auditors' Reports Thereon | Management | For | Voted - For | ||
2 | Declaration of Dividend of Inr 60 Per Equity Share, | ||||
for the Year Ended 31 March 2019 | Management | For | Voted - For | ||
3 | Re-appointment of Sanjivnayan Rahulkumar Bajaj, Who | ||||
Retires by Rotation | Management | For | Voted - For | ||
4 | Re-appointment of Pradeep Shrivastava, Who Retires | ||||
by Rotation | Management | For | Voted - For | ||
5 | Appointment of Rakesh Sharma As A Director | Management | For | Voted - For | |
6 | Approval of Appointment of Rakesh Sharma As A | ||||
Wholetime Director, with the Designation As | |||||
Executive Director | Management | For | Voted - For | ||
7 | Appointment of Lila Firoz Poonawalla As an | ||||
Independent Director | Management | For | Voted - For | ||
8 | Appointment of Pradip Panalal Shah As an | ||||
Independent Director | Management | For | Voted - For | ||
9 | Re-appointment of Nanoo Gobindram Pamnani As an | ||||
Independent Director | Management | For | Voted - For | ||
10 | Re-appointment of Balaji Rao Jagannathrao Doveton | ||||
As an Independent Director | Management | For | Voted - For | ||
11 | Maintaining the Number of Maximum Directors of the | ||||
Company | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Meeting Date: 14-Mar-20 | Meeting Type: Other Meeting | ||||
1 | Appointment and Continuation of Shri Rahulkumar | ||||
Kamalnayan Bajaj As Non-executive Director, Liable | |||||
to Retire by Rotation and with Designation | |||||
Continuing As Chairman | Management | For | Voted - Against | ||
2 | Approval for Payment of Remuneration to Shri | ||||
Rahulkumar Kamalnayan Bajaj, Non-executive Director | |||||
and Chairman | Management | For | Voted - For | ||
3 | Approval for Adoption of New Set of Articles of | ||||
Association of the Company | Management | For | Voted - For | ||
4 | Approval to Fix the Foreign Portfolio Investor's | ||||
Investment Limit | Management | For | Voted - Against | ||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting is Not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests are Not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your Instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain is Not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Management | Non-Voting | Non-Voting |
119
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
BAJAJ FINANCE LTD | |||||
Security ID: Y0547D112 | |||||
Meeting Date: 25-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Financial Statements for the Year Ended | ||||
31 March 2019 Together with the Directors' and | |||||
Auditors' Reports Thereon | Management | For | Voted - For | ||
2 | Declaration of Dividend: Inr 6 Per Equity Share | Management | For | Voted - For | |
3 | Re-appointment of Rajivnayan Rahulkumar Bajaj, | ||||
Director, Who Retires by Rotation | Management | For | Voted - For | ||
4 | Appointment of Naushad Darius Forbes As an | ||||
Independent Director | Management | For | Voted - For | ||
5 | Appointment of Anami N Roy As an Independent | ||||
Director | Management | For | Voted - For | ||
6 | Re-appointment of Nanoo Gobindram Pamnani As an | ||||
Independent Director | Management | For | Voted - For | ||
7 | Re-appointment of Dipak Kumar Poddar As an | ||||
Independent Director | Management | For | Voted - For | ||
8 | Re-appointment of Ranjan Surajprakash Sanghi As an | ||||
Independent Director | Management | For | Voted - For | ||
9 | Re-appointment of Balaji Rao Jagannathrao Doveton | ||||
As an Independent Director | Management | For | Voted - For | ||
10 | Re-appointment of Omkar Goswami As an Independent | ||||
Director | Management | For | Voted - For | ||
11 | Re-appointment of Gita Piramal As an Independent | ||||
Director | Management | For | Voted - For | ||
12 | Approval for Continuation of Rahulkumar Kamalnayan | ||||
Bajaj As Chairman, Non-executive and | |||||
Non-independent Director of the Company from 1 | |||||
April 2019 | Management | For | Voted - For | ||
13 | Issue of Non-convertible Debentures Through Private | ||||
Placement | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Meeting Date: 23-Oct-19 | Meeting Type: Other Meeting | ||||
1 | Issue of Securities to Qualified Institutional | ||||
Buyers | Management | For | Voted - For | ||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting is Not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests are Not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your Instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain is Not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Management | Non-Voting | Non-Voting |
120
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 15-Mar-20 | Meeting Type: Other Meeting | ||||
1 | Amendment to Articles of Association Insertion of | ||||
New Article 94a: Existing Article 94 | Management | For | Voted - For | ||
2 | Fix the Foreign Portfolio Investors' (fpis) | ||||
Holdings/investments Limits at 49 Per Cent of the | |||||
Paid-up Equity Share Capital in the Company | Management | For | Voted - For | ||
3 | Increase in the Borrowing Powers of the Board to | ||||
Inr 160,000 Crore | Management | For | Voted - For | ||
4 | Creation of Charge on the Properties Including | ||||
Whole Or Substantially the Whole of Company's | |||||
Undertaking Upto A Maximum Amount of Inr 160,000 | |||||
Crore | Management | For | Voted - For | ||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting is Not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests are Not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your Instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain is Not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Management | Non-Voting | Non-Voting | ||
BAJAJ FINSERV LTD | |||||
Security ID: Y0548X109 | |||||
Meeting Date: 25-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Standalone and Consolidated Financial | ||||
Statements for the Year Ended 31 March 2019 and the | |||||
Directors' and Auditors' Reports Thereon | Management | For | Voted - For | ||
2 | Declaration of Dividend of Inr 2.50 Per Equity | ||||
Share (50%) of Face Value of Inr 5 Each, for the | |||||
Year Ended 31 March 2019 | Management | For | Voted - For | ||
3 | Re-appointment of Madhurkumar Ramkrishnaji Bajaj, | ||||
Who Retires by Rotation | Management | For | Voted - For | ||
4 | Ratification of Remuneration to Cost Auditor for | ||||
the Year 2019-20 | Management | For | Voted - For | ||
5 | Appointment of Anami N Roy As an Independent | ||||
Director | Management | For | Voted - For | ||
6 | Appointment of Manish Santoshkumar Kejriwal As | ||||
Non-executive Non-independent Director | Management | For | Voted - For | ||
7 | Re-appointment of Nanoo Gobindram Pamnani As an | ||||
Independent Director | Management | For | Voted - For | ||
8 | Re-appointment of Balaji Rao Jagannathrao Doveton | ||||
As an Independent Director | Management | For | Voted - For | ||
9 | Re-appointment of Dr. Gita Piramal As an | ||||
Independent Director | Management | For | Voted - For | ||
10 | Continuation of Rahulkumar Kamalnayan Bajaj As A | ||||
Non-executive and Non- Independent Director of the | |||||
Company from 1 April 2019 | Management | For | Voted - For | ||
11 | Approval Relating to Payment of Remuneration to | ||||
Sanjivnayan Rahulkumar Bajaj, Managing Director & | |||||
Ceo of the Company | Management | For | Voted - For |
121
KraneShares MSCI Emerging Markets ex China Index ETF | ||||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |||
Please Note That Shareholders are Allowed to Vote | ||||||
'in Favor' Or 'against' for All Resolutions, | ||||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | |||
Meeting Date: 14-Mar-20 | Meeting Type: Other Meeting | |||||
1 | Approval for Adoption of New Articles of Association | Management | For | Voted - For | ||
2 | Fixing the Aggregate Limit for Foreign Portfolio | |||||
Investors | Management | For | Voted - Against | |||
Please Note That This is A Postal Meeting | ||||||
Announcement. A Physical Meeting is Not Being Held | ||||||
for This Company. Therefore, Meeting Attendance | ||||||
Requests are Not Valid for This Meeting. If You | ||||||
Wish to Vote, You Must Return Your Instructions by | ||||||
the Indicated Cutoff Date. Please Also Note That | ||||||
Abstain is Not A Valid Vote Option at Postal Ballot | ||||||
Meetings. Thank You | Management | Non-Voting | Non-Voting | |||
BANCO ACTINVER SA INSTITUCION DE BANCA | MU | |||||
Security ID: P3515D163 | ||||||
Meeting Date: 30-Apr-20 | Meeting Type: Bond Meeting | |||||
I | Presentation by the Technical Committee of the | |||||
Reports That are Referred to in Part IV of Article | ||||||
28 of the Securities Market Law, Which are I. the | ||||||
Reports from the Audit Committee, Corporate | ||||||
Practices Committee and Nominations and | ||||||
Compensation Committee, in Accordance with Article | ||||||
43 of the Securities Market Law, II. the Reports | ||||||
from the Technical Committee of the Trust in | ||||||
Accordance with Article 172 of the General | ||||||
Mercantile Companies Law, III. the Report from the | ||||||
Administrators of the Trust, in Accordance with | ||||||
Part Xi of Article 44 of the Securities Market Law, | ||||||
Including the Favorable Opinion of the Technical | ||||||
Committee in Regard to the Mentioned Report, IV. | ||||||
the Report on the Transactions and Activities in | ||||||
Which the Technical Committee Has Intervened During | ||||||
the Fiscal Year That Ended on December 31, 2019, As | ||||||
is Provided for in the Securities Market Law | Management | For | Non-Voting | |||
II | Presentation, Discussion And, If Deemed | |||||
Appropriate, Approval of the Financial Statements | ||||||
of the Trust for the Fiscal Year That Ended on | ||||||
December 31, 2019, and Allocation of the Results | ||||||
During That Fiscal Year | Management | For | Non-Voting | |||
III | Proposal, Discussion And, If Deemed Appropriate, | |||||
Resignation, Appointment and Or Ratification of the | ||||||
Independent Members of the Technical Committee, | ||||||
After the Classification, If Deemed Appropriate, of | ||||||
Their Independence, As Follows A. Ignacio Trigueros | ||||||
Legarreta As an Independent Member of the Technical | ||||||
Committee, on the Proposal of the Nominations and | ||||||
Compensation Committee, B. Antonio Hugo Franck | ||||||
Cabrera As an Independent Member of the Technical |
122
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Committee, on the Proposal of the Nominations and | |||||
Compensation Committee, C. Ruben Goldberg Javkin As | |||||
an Independent Member of the Technical Committee, | |||||
on the Proposal of the Nominations and Compensation | |||||
Committee, D. Herminio Blanco Mendoza As an | |||||
Independent Member of the Technical Committee, on | |||||
the Proposal of the Nominations and Compensation | |||||
Committee. E. Alberto Felipe Mulas Alonso As an | |||||
Independent Member of the Technical Committee, on | |||||
the Proposal of the Nominations and Compensation | |||||
Committee | Management | For | Non-Voting | ||
IV | Proposal, Discussion And, If Deemed Appropriate, | ||||
Resignation, Appointment and Ratification of the | |||||
Members of the Technical Committee and of Their | |||||
Respective Alternates, As Well As of the Secretary | |||||
Who is Not A Member of the Technical Committee | Management | For | Non-Voting | ||
V | Proposal, Discussion And, If Deemed Appropriate, | ||||
Approval of the Compensation That is Appropriate | |||||
for the Independent Members of the Technical | |||||
Committee | Management | For | Non-Voting | ||
VI | If Deemed Appropriate, Designation of Special | ||||
Delegates of the Annual General Meeting of Holders | Management | For | Non-Voting | ||
VII | Drafting, Reading and Approval of the Minutes of | ||||
the Annual General Meeting of Holders | Management | For | Non-Voting | ||
BANCO BRADESCO SA | |||||
Security ID: P1808G109 | |||||
Meeting Date: 30-Aug-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Separate Election of A Member Substitute of the | ||||
Fiscal Council by Minority Shareholders Holding | |||||
Shares of Voting Rights. the Shareholder Must | |||||
Complete This Field Should He Have Left the General | |||||
Election Field Blank. Note Principal, Position | |||||
Filled. Substitute, Genival Francisco Da Silva | Management | For | Voted - For | ||
2 | To Amend Article Five of the Bylaws to Include | ||||
Reference to the Exercise of Securities Portfolio | |||||
Management, in the Categories of Fiduciary | |||||
Administrator and Asset Manager | Management | For | Voted - For | ||
3 | To Amend Paragraph Three of Article Eighth of the | ||||
Bylaw, Improving Its Wording, Without Change of | |||||
Concept | Management | For | Voted - For | ||
4 | To Amend Item S., of Article Ninth of the Bylaw, to | ||||
Adjust the Duties of the Board of Directors | |||||
Regarding the Area of Internal Controls and Risk | |||||
Management, Making Them in Line with the Company's | |||||
Current Practices | Management | For | Voted - For | ||
5 | To Restate the Bylaw, with the Changes Mentioned in | ||||
Items 2, 3 and 4 Above | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May |
123
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Cause Your Instructions to be Rejected. If You Have | ||||
Any Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
Please Note That Votes 'in Favor' and 'against' in | ||||
the Same Agenda Item are Not Allowed. Only Votes in | ||||
Favor And/or Abstain Or Against And/ Or Abstain are | ||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | |
1 | To Ratify the Decision to Acquire One Hundred | |||
Percent of the Share Capital of Bac Florida Bank | Management | For | Voted - For | |
2 | To Ratify the Appointment of PricewaterhouseCoopers | |||
Servicos Profissionais Ltda., Hired by the | ||||
Management to Prepare the Appraisal Reports of Bac | ||||
Florida Bank | Management | For | Voted - For | |
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) is | ||||
Required in Order to Lodge and Execute Your Voting | ||||
Instructions in This Market. Absence of A Poa, May | ||||
Cause Your Instructions to be Rejected. If You Have | ||||
Any Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
02 Aug 2019: Please Note That This is A Revision | ||||
Due to Modification of the Text in Resolution 2 and | ||||
Addition of Comment. If You Have Already Sent in | ||||
Your Votes, Please Do Not Vote Again Unless You | ||||
Decide to Amend Your Original Instructions. Thank | ||||
You | Management | Non-Voting | Non-Voting | |
02 Aug 2019: Please Note That Votes 'in Favor' and | ||||
'against' in the Same Agenda Item are Not Allowed. | ||||
Only Votes in Favor And/or Abstain Or Against And/ | ||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | |
1 | Ratify the Appointment of KPMG Auditors | |||
Independents to Prepare the Appraisal Reports of | ||||
This Company and of Bradesco Cartoes | Management | For | Voted - For | |
2 | Approve the Appraisal Reports of This Company and | |||
of Bradesco Cartoes | Management | For | Voted - For | |
3 | Approve the Instrument of Protocol and | |||
Justification of Merger, Signed Between This | ||||
Company Absorbing Company and Bradesco Cartoes | ||||
Absorbed Company | Management | For | Voted - For | |
4 | Approve the Merger of Bradesco Cartoes, by This | |||
Company, in Accordance with Articles 224, 225 and | ||||
227 of Law No. 6.404.76, As Amended | Management | For | Voted - For | |
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) is | ||||
Required in Order to Lodge and Execute Your Voting | ||||
Instructions in This Market. Absence of A Poa, May | ||||
Cause Your Instructions to be Rejected. If You Have | ||||
Any Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
01 Aug 2019: Please Note That Votes 'in Favor' and | ||||
'against' in the Same Agenda Item are Not Allowed. | ||||
Only Votes in Favor And/or Abstain Or Against And/ | ||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | |
01 Aug 2019: Please Note That This is A Revision | ||||
Due to Addition of Comment. If You Have Already |
124
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 10-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approve the Management Accounts and the Financial | ||||
Statements Related to the Fiscal Year Ended on | |||||
December 31, 2019 | Management | For | Voted - For | ||
2 | Allocation of the Net Income of the Fiscal Year 2019 | Management | For | Voted - For | |
4 | Do You Wish to Request the Adoption of the | ||||
Cumulative Voting Process for the Election of the | |||||
Board of Directors, Under the Terms of Article 141 | |||||
of Law 6,404 of 1976 | Management | For | Voted - Against | ||
5.1 | Appointment of Candidates to the Board of | ||||
Directors, the Shareholder May Appoint As Many | |||||
Candidates As the Number of Vacancies to be Filled | |||||
at the General Election: Luiz Carlos Trabuco Cappi | Management | For | Voted - For | ||
5.2 | Appointment of Candidates to the Board of | ||||
Directors, the Shareholder May Appoint As Many | |||||
Candidates As the Number of Vacancies to be Filled | |||||
at the General Election: Carlos Alberto Rodrigues | |||||
Guilherme | Management | For | Voted - For | ||
5.3 | Appointment of Candidates to the Board of | ||||
Directors, the Shareholder May Appoint As Many | |||||
Candidates As the Number of Vacancies to be Filled | |||||
at the General Election: Denise Aguiar Alvarez | Management | For | Voted - For | ||
5.4 | Appointment of Candidates to the Board of | ||||
Directors, the Shareholder May Appoint As Many | |||||
Candidates As the Number of Vacancies to be Filled | |||||
at the General Election: Joao Aguiar Alvarez | Management | For | Voted - Against | ||
5.5 | Appointment of Candidates to the Board of | ||||
Directors, the Shareholder May Appoint As Many | |||||
Candidates As the Number of Vacancies to be Filled | |||||
at the General Election: Milton Matsumoto | Management | For | Voted - For | ||
5.6 | Appointment of Candidates to the Board of | ||||
Directors, the Shareholder May Appoint As Many | |||||
Candidates As the Number of Vacancies to be Filled | |||||
at the General Election: Alexandre Da Silva Gluher | Management | For | Voted - For | ||
5.7 | Appointment of Candidates to the Board of | ||||
Directors, the Shareholder May Appoint As Many | |||||
Candidates As the Number of Vacancies to be Filled | |||||
at the General Election: Josue Augusto Pancini | Management | For | Voted - For | ||
5.8 | Appointment of Candidates to the Board of | ||||
Directors, the Shareholder May Appoint As Many | |||||
Candidates As the Number of Vacancies to be Filled | |||||
at the General Election: Mauricio Machado De Minas | Management | For | Voted - For | ||
5.9 | Appointment of Candidates to the Board of | ||||
Directors, the Shareholder May Appoint As Many | |||||
Candidates As the Number of Vacancies to be Filled | |||||
at the General Election: Walter Luis Bernardes | |||||
Albertoni | Management | For | Voted - For | ||
5.10 | Appointment of Candidates to the Board of | ||||
Directors, the Shareholder May Appoint As Many | |||||
Candidates As the Number of Vacancies to be Filled |
125
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
at the General Election: Samuel Monteiro Dos Santos | ||||
Junior | Management | For | Voted - For | |
6 | In the Event of the Adoption of the Cumulative | |||
Voting Process, Should the Votes Corresponding to | ||||
Your Shares be Distributed in Equal Percentages | ||||
Across the Members of the Slate That You Have | ||||
Chosen. Please Note That If Investor Chooses For, | ||||
the Percentages Do Not Need to be Provided, If | ||||
Investor Chooses Against, It is Mandatory to Inform | ||||
the Percentages According to Which the Votes Should | ||||
be Distributed, Otherwise the Entire Vote Will be | ||||
Rejected Due to Lack of Information, If Investor | ||||
Chooses Abstain, the Percentages Do Not Need to be | ||||
Provided, However in Case Cumulative Voting is | ||||
Adopted the Investor Will Not Participate on This | ||||
Matter of the Meeting | Management | For | Voted - Against | |
7.1 | Visualization of All the Candidates to Indicate the | |||
Percentage of the Votes to be Attributed. the | ||||
Following Field Should Only be Filled in If the | ||||
Shareholder Has Replied No to the Previous | ||||
Question: Luiz Carlos Trabuco Cappi | Management | For | Voted - For | |
7.2 | Visualization of All the Candidates to Indicate the | |||
Percentage of the Votes to be Attributed. the | ||||
Following Field Should Only be Filled in If the | ||||
Shareholder Has Replied No to the Previous | ||||
Question: Carlos Alberto Rodrigues Guilherme | Management | For | Voted - For | |
7.3 | Visualization of All the Candidates to Indicate the | |||
Percentage of the Votes to be Attributed. the | ||||
Following Field Should Only be Filled in If the | ||||
Shareholder Has Replied No to the Previous | ||||
Question: Denise Aguiar Alvarez | Management | For | Voted - For | |
7.4 | Visualization of All the Candidates to Indicate the | |||
Percentage of the Votes to be Attributed. the | ||||
Following Field Should Only be Filled in If the | ||||
Shareholder Has Replied No to the Previous | ||||
Question: Joao Aguiar Alvarez | Management | For | Voted - Against | |
7.5 | Visualization of All the Candidates to Indicate the | |||
Percentage of the Votes to be Attributed. the | ||||
Following Field Should Only be Filled in If the | ||||
Shareholder Has Replied No to the Previous | ||||
Question: Milton Matsumoto | Management | For | Voted - Against | |
7.6 | Visualization of All the Candidates to Indicate the | |||
Percentage of the Votes to be Attributed. the | ||||
Following Field Should Only be Filled in If the | ||||
Shareholder Has Replied No to the Previous | ||||
Question: Alexandre Da Silva Gluher | Management | For | Voted - For | |
7.7 | Visualization of All the Candidates to Indicate the | |||
Percentage of the Votes to be Attributed. the | ||||
Following Field Should Only be Filled in If the | ||||
Shareholder Has Replied No to the Previous | ||||
Question: Josue Augusto Pancini | Management | For | Voted - For | |
7.8 | Visualization of All the Candidates to Indicate the | |||
Percentage of the Votes to be Attributed. the | ||||
Following Field Should Only be Filled in If the | ||||
Shareholder Has Replied No to the Previous | ||||
Question: Mauricio Machado De Minas | Management | For | Voted - For |
126
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7.9 | Visualization of All the Candidates to Indicate the | |||
Percentage of the Votes to be Attributed. the | ||||
Following Field Should Only be Filled in If the | ||||
Shareholder Has Replied No to the Previous | ||||
Question: Walter Luis Bernardes Albertoni | Management | For | Voted - For | |
7.10 | Visualization of All the Candidates to Indicate the | |||
Percentage of the Votes to be Attributed. the | ||||
Following Field Should Only be Filled in If the | ||||
Shareholder Has Replied No to the Previous | ||||
Question: Samuel Monteiro Dos Santos Junior | Management | For | Voted - For | |
8 | Indication of All the Names That Make Up the | |||
Coalition. Controlling Shareholders: Ariovaldo | ||||
Pereira, Joao Batista De Moraes. Domingos Aparecido | ||||
Maia, Nilson Pinhal. Jose Maria Soares Nunes, | ||||
Renaud Roberto Teixeira | Management | For | Voted - Abstain | |
9 | Should One of the Candidates Making Up the Slate | |||
Cease to be Part of the Said Slate in Order to | ||||
Permit the Separate Election Procedure Pursuant to | ||||
Articles 161, Paragraph 4, and 240 of Law 6.404, of | ||||
1976, the Votes Corresponding to Your Shares May | ||||
Continue to be Computed in the Chosen Slate | Management | For | Voted - Against | |
12 | Management Overall Remuneration, Funds to Cover the | |||
Pension Plan and Funds Corresponding to the | ||||
Contributions to the Inss Borne by the Company | Management | For | Voted - Against | |
13 | Remuneration of the Effective Members of the Fiscal | |||
Council and Sum Corresponding to the Contributions | ||||
to the Inss Borne by the Company | Management | For | Voted - For | |
3 | Please Note That This Resolution is A Shareholder | |||
Proposal: Proposal of the Controlling Shareholders | ||||
for Definition of Ten Members to Compose the Board | ||||
of Directors | Management | Voted - For | ||
10 | Please Note That This Resolution is A Shareholder | |||
Proposal: Nomination of Candidates to the Fiscal | ||||
Council by Minority Shareholders Holding Shares of | ||||
Voting Rights. the Shareholder Must Complete This | ||||
Field Should He Have Left the General Election | ||||
Field Blank: IVanyra Maura De Medeiros Correa, | ||||
Genival Francisco Da Silva | Management | Voted - For | ||
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) May | ||||
be Required in Order to Lodge and Execute Your | ||||
Voting Instructions in This Market (dependant Upon | ||||
the Availability and Usage of the Remote Voting | ||||
Platform). Absence of A Poa, May Cause Your | ||||
Instructions to be Rejected. If You Have Any | ||||
Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
Please Note That Votes 'in Favor' and 'against' in | ||||
the Same Agenda Item are Not Allowed. Only Votes in | ||||
Favor And/or Abstain Or Against And/ Or Abstain are | ||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | |
For the Proposal 6 Regarding the Adoption of | ||||
Cumulative Voting, Please be Advised That You Can | ||||
Only Vote for Or Abstain. an Against Vote on This | ||||
Proposal Requires Percentages to be Allocated | ||||
Amongst the Directors in Proposal 7.1 to 7.10. in |
127
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
This Case Please Contact Your Client Service | |||||
Representative in Order to Allocate Percentages | |||||
Amongst the Directors. | Management | Non-Voting | Non-Voting | ||
Please Note That the Shareholder Must Complete This | |||||
Field Should He Have Left the General Election | |||||
Field Blank. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 10-Mar-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Increase the Capital Stock in Brl 4 Billion, | ||||
from Brl 75.1 Billion to Brl 79.1 Billion, with A | |||||
Bonus to Shareholders of 10 Per Cent in Shares | Management | For | Voted - For | ||
2 | To Change the Main Provision of Article 8 of the | ||||
Bylaws, Aiming to Increase from Ten to Eleven the | |||||
Maximum of Board of Directors Positions | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
11 Feb 2020: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
11 Feb 2020: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. | |||||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
BANCO BRADESCO SA | |||||
Security ID: P1808G117 | |||||
Meeting Date: 10-Mar-20 | Meeting Type: Annual General Meeting | ||||
11 | Separate Election of A Member of the Fiscal Council | ||||
by Shareholders Who Hold Preferred Shares Without | |||||
Voting Rights Or with Restricted Voting Rights. | |||||
Cristiana Pereira, Reginaldo Ferreira Alexandre | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
11 Feb 2020: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. |
128
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
04 March 2020: Please Note That the Preferred | |||||
Shareholders Can Vote on Item 11 Only. Thank You. | Management | Non-Voting | Non-Voting | ||
04 March 2020: Please Note That This is A Revision | |||||
Due to Addition of Comments and Change in Text of | |||||
Resolution and Change in Numbering and Modification | |||||
of Text of Comment. If You Have Already Sent in | |||||
Your Votes, Please Do Not Vote Again Unless You | |||||
Decide to Amend Your Original Instructions. Thank | |||||
You. | Management | Non-Voting | Non-Voting | ||
BANCO DE CHILE | |||||
Security ID: P0939W108 | |||||
Meeting Date: 26-Mar-20 | Meeting Type: Ordinary General Meeting | ||||
A | Approve Financial Statements and Statutory Reports | Management | For | Voted - For | |
B | Approve Allocation of Income and Dividends of Clp | ||||
3.47 Per Share | Management | For | Voted - For | ||
C | Elect Directors | Management | For | Voted - Against | |
D | Approve Remuneration of Directors | Management | For | Voted - Abstain | |
E | Approve Remuneration and Budget of Directors and | ||||
Audit Committee | Management | For | Voted - Abstain | ||
F | Appoint Auditors | Management | For | Voted - For | |
G | Designate Risk Assessment Companies | Management | For | Voted - For | |
H | Present Directors and Audit Committee's Report | Management | For | Voted - For | |
I | Receive Report Regarding Related-party Transactions | Management | For | Voted - For | |
J | Other Business | Management | Abstain | Voted - Against | |
BANCO DE CREDITO E INVERSIONES | |||||
Security ID: P32133111 | |||||
Meeting Date: 08-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
A | I.to Increase the Capital of the Bank in the | ||||
Following Manner. Capitalization of the Amount of | |||||
Clp 261,028,993,054, by Means of the Issuance of | |||||
Bonus Shares, with A Charge Against Part of the | |||||
Profit from the 2019 Fiscal Year That, at the | |||||
Annual General Meeting, It Was Resolved to Allocate | |||||
to the Profit Reserve Fund, and II. to Increase the | |||||
Capital of the Bank in the Following Manner. | |||||
Capitalization of the Existing Reserve Funds Up to | |||||
the Amount of Clp 29,302, Without the Issuance of | |||||
Bonus Shares | Management | For | Voted - For | ||
B | To Amend the Corporate Bylaws for the Purpose of | ||||
Adapting Them to the Resolutions That are Passed | Management | For | Voted - For | ||
C | To Pass the Other Resolutions That May be Necessary | ||||
to Formalize the Bylaws Amendments That are | |||||
Mentioned Above and to Make Them Effective | Management | Abstain | Voted - For |
129
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 08-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
A | To Submit for Your Consideration the Annual Report, | ||||
the Balance Sheet, the Financial Statements, the | |||||
Notes and the Report from the Outside Auditors for | |||||
the Fiscal Year That Ran from January 1 to December | |||||
31, 2019 | Management | For | Voted - For | ||
B | To Vote in Regard to the Distribution of the Amount | ||||
of Clp 141,616,409,000, with A Charge Against the | |||||
Net Profit from the 2019 Fiscal Year, by Means of | |||||
the Payment of A Cash Dividend of Clp 1,000 Per | |||||
Share, and to Approve the Allocation of the | |||||
Remaining Balance of the Profit | Management | For | Voted - For | ||
C | To Establish the Compensation of the Members of the | ||||
Board of Directors from April 2020 | Management | For | Voted - Against | ||
D | To Establish the Compensation of the Members of the | ||||
Committee of Directors and the Expense Budget for | |||||
the Functioning of the Committee of Directors and | |||||
Its Advisers | Management | For | Voted - Against | ||
E | To Designate the Outside Auditors | Management | For | Voted - For | |
F | To Designate Risk Rating Agencies | Management | For | Voted - For | |
G | Information from the Committee of Directors in | ||||
Regard to the Activities It Carried Out During the | |||||
2019 Fiscal Year, Its Annual Term in Office and the | |||||
Expenses That Were Incurred During the Year, | |||||
Including Those with Its Advisers, and of the | |||||
Proposals of the Committee of Directors That Were | |||||
Not Accepted by the Board of Directors | Management | For | Voted - For | ||
H | Information in Regard to the Related Party | ||||
Transactions That are Provided for in the Share | |||||
Corporations Law | Management | For | Voted - For | ||
I | Designation of the Newspaper for the Publication of | ||||
Legal Notices | Management | For | Voted - For | ||
J | To Deal with the Other Matters That are Appropriate | ||||
for This Type of General Meeting | Management | Abstain | Voted - Against | ||
BANCO DO BRASIL SA BB BRASIL | |||||
Security ID: P11427112 | |||||
Meeting Date: 27-Nov-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | Appointment of Candidates to the Fiscal. Positions | ||||
Limit to be Completed, 2 Candidate Indication for | |||||
the Supervisory Board. the Shareholder May Indicate | |||||
As Many Candidates As the Number of Positions to be | |||||
Filled in the General Election. Paulo Antonio | |||||
Spencer Uebel, Principal, Appointed by Controller | Management | For | Voted - For | ||
1.2 | Appointment of Candidates to the Fiscal. Positions | ||||
Limit to be Completed, 2 Candidate Indication for | |||||
the Supervisory Board. the Shareholder May Indicate | |||||
As Many Candidates As the Number of Positions to be | |||||
Filled in the General Election. Rafael Cavalcanti | |||||
De Araujo, Principal, Appointed by Controller | Management | For | Voted - For |
130
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
2.1 | Election of A Member of the Board of Directors. | |||
Positions Limit to be Completed, 2. Candidate | ||||
Indication for the Board of Directors. the | ||||
Shareholder May Indicate As Many Candidates As the | ||||
Number of Positions to be Filled in the General | ||||
Election. Helio Lima Magalhaes, Appointed by | ||||
Controller | Management | For | Voted - For | |
2.2 | Election of A Member of the Board of Directors. | |||
Positions Limit to be Completed, 2. Candidate | ||||
Indication for the Board of Directors. the | ||||
Shareholder May Indicate As Many Candidates As the | ||||
Number of Positions to be Filled in the General | ||||
Election. Marcelo Serfaty, Appointed by Controller | Management | For | Voted - For | |
3 | In the Event of the Adoption of the Cumulative | |||
Voting Process, Should the Votes Corresponding to | ||||
Your Shares be Distributed in Equal Percentages | ||||
Across the Members of the Slate That You Have | ||||
Chosen. Please Note That If Investor Chooses For, | ||||
the Percentages Do Not Need to be Provided, If | ||||
Investor Chooses Against, It is Mandatory to Inform | ||||
the Percentages According to Which the Votes Should | ||||
be Distributed, Otherwise the Entire Vote Will be | ||||
Rejected Due to Lack of Information, If Investor | ||||
Chooses Abstain, the Percentages Do Not Need to be | ||||
Provided, However in Case Cumulative Voting is | ||||
Adopted the Investor Will Not Participate on This | ||||
Matter of the Meeting | Management | For | Voted - Abstain | |
4.1 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Helio Lima Magalhaes, | ||||
Appointed by Controller | Management | For | Voted - Abstain | |
4.2 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Marcelo Serfaty, Appointed | ||||
by Controller | Management | For | Voted - Abstain | |
5 | Proposed Changes to the Company's Bylaws | Management | For | Voted - For |
Please Note That This is an Amendment to Meeting Id | ||||
308352 Due to Resolutions 2.1 and 4.1 Have Been | ||||
Withdrawn. All Votes Received on the Previous | ||||
Meeting Will be Disregarded If Vote Deadline | ||||
Extensions are Granted. Therefore Please Reinstruct | ||||
on This Meeting Notice on the New Job. If However | ||||
Vote Deadline Extensions are Not Granted in the | ||||
Market, This Meeting Will be Closed and Your Vote | ||||
Intentions on the Original Meeting Will be | ||||
Applicable. Please Ensure Voting is Submitted Prior | ||||
to Cutoff on the Original Meeting, and As Soon As | ||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | |
Please Note That Votes 'in Favor' and 'against' in | ||||
the Same Agenda Item are Not Allowed. Only Votes in | ||||
Favor And/or Abstain Or Against And/ Or Abstain are | ||||
Allowed. Thank You | Management | Non-Voting | Non-Voting |
131
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That for the Proposal 3 Regarding the | |||||
Adoption of Cumulative Voting, Please be Advised | |||||
That You Can Only Vote for Or Abstain. an Against | |||||
Vote on This Proposal Requires Percentages to be | |||||
Allocated Amongst the Directors in Proposal 4.1 to | |||||
4.2. in This Case Please Contact Your Client | |||||
Service Representative in Order to Allocate | |||||
Percentages Amongst the Directors | Management | Non-Voting | Non-Voting | ||
BANCO SANTANDER (BRASIL) SA | |||||
Security ID: P1505Z160 | |||||
Meeting Date: 30-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | To Take the Management Accounts, Examining, | ||||
Discussing and Voting the Companys Financial | |||||
Statements Related to the Fiscal Year Ended on | |||||
December 31, 2019, Together with the Management | |||||
Report, the Balance Sheet, Other Parts of the | |||||
Financial Statements, External Auditors Opinion and | |||||
the Audit Committee Report | Management | For | Voted - For | ||
2 | To Decide on the Destination of the Net Profit of | ||||
the Fiscal Year of 2019 and the Distribution of | |||||
Dividends. the Board Proposes the Following | |||||
Allocation for the Fiscal Year 2019 Net Profit 1. | |||||
the Value of Brl 704,459,013.65 to the Legal | |||||
Reserve Account 2. the Value of Brl | |||||
10,800,000,000.00, As Dividends and Interest on Own | |||||
Capital to Shareholders, Which Have Been the Object | |||||
of Decision in the Meetings of the Board of | |||||
Directors Held on March 29, June 28, September 30 | |||||
and December 27, 2019, of Which Brl | |||||
4,010,000,000.00 As Interest on Net Equity Charged | |||||
to the Value of the Mandatory Minimum Dividends and | |||||
Brl 6,790,000,000.00 in the Form of Interim | |||||
Dividends and 3. the Balance of the Remaining Net | |||||
Profit After the Distributions Above, to the Value | |||||
of Brl 2,584,721,257.62, for the Dividend | |||||
Equalization Reserve Account, Pursuant to Article | |||||
36, Item III A of the Companys Bylaws | Management | For | Voted - For | ||
3 | To Fix the Annual Overall Consideration of the | ||||
Companys Management and Members of Audit Committee. | |||||
Brl 400,000,000.00 for the Management Board of | |||||
Directors and Executive Board Brl 4,000,000.00 for | |||||
the Audit Committee | Management | For | Voted - For | ||
4 | You Wish to Request the Installation of the Fiscal | ||||
Council, Pursuant to Art. 161 of Law 6404 76 Note | |||||
This Resolution is Not Included in the Agenda of |
132
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
the Ogm, and Was Inserted in Compliance with the | ||||
Provisions of Article 21k, Sole Paragraph, of Cvm | ||||
Instruction 481 09 | Management | For | Voted - Abstain | |
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) May | ||||
be Required in Order to Lodge and Execute Your | ||||
Voting Instructions in This Market (dependant Upon | ||||
the Availability and Usage of the Remote Voting | ||||
Platform). Absence of A Poa, May Cause Your | ||||
Instructions to be Rejected. If You Have Any | ||||
Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
Please Note That Votes 'in Favor' and 'against' in | ||||
the Same Agenda Item are Not Allowed. Only Votes in | ||||
Favor And/or Abstain Or Against And/or Abstain are | ||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | |
Meeting Date: 30-Apr-20 | Meeting Type: Extraordinary General Meeting | |||
1 | To Amend the Wording of Article 2, 21, 22 and 24 of | |||
the Corporate Bylaws of the Company, in Order to | ||||
Modify the Rules for the Opening, Transfer Or | ||||
Closing of Agencies, Branches, Branch Offices, Or | ||||
Representative Offices of the Company, in Brazil Or | ||||
Abroad | Management | For | Voted - For | |
2 | Due to the Resolution in Item II Above, to Approve | |||
the Restatement of the Corporate Bylaws of the | ||||
Company | Management | For | Voted - For | |
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) May | ||||
be Required in Order to Lodge and Execute Your | ||||
Voting Instructions in This Market (dependant Upon | ||||
the Availability and Usage of the Remote Voting | ||||
Platform). Absence of A Poa, May Cause Your | ||||
Instructions to be Rejected. If You Have Any | ||||
Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
Please Note That Votes 'in Favor' and 'against' in | ||||
the Same Agenda Item are Not Allowed. Only Votes in | ||||
Favor And/or Abstain Or Against And/ Or Abstain are | ||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | |
Meeting Date: 10-Jun-20 | Meeting Type: Extraordinary General Meeting | |||
1 | Appointment of Candidates for the Board of | |||
Directors Per Candidate. Positions Limit to be | ||||
Completed, 1. the Votes Indicated in This Field | ||||
Will be Disregarded in the Event the Shareholder | ||||
Who Owns Shares with Voting Rights Also Fills Out | ||||
the Fields Present in the Separate Election of A | ||||
Member of the Board of Directors and the Separate | ||||
Election That is Dealt with in These Fields Occurs. | ||||
. Pedro Augusto De Melo | Management | For | Voted - For | |
2 | In the Event of the Adoption of the Cumulative | |||
Voting Process, Should the Votes Corresponding to | ||||
Your Shares be Distributed in Equal Percentages |
133
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Across the Members of the Slate That You Have | |||||
Chosen. Please Note That If Investor Chooses For, | |||||
the Percentages Do Not Need to be Provided, If | |||||
Investor Chooses Against, It is Mandatory to Inform | |||||
the Percentages According to Which the Votes Should | |||||
be Distributed, Otherwise the Entire Vote Will be | |||||
Rejected Due to Lack of Information, If Investor | |||||
Chooses Abstain, the Percentages Do Not Need to be | |||||
Provided, However in Case Cumulative Voting is | |||||
Adopted the Investor Will Not Participate on This | |||||
Matter of the Meeting | Management | For | Voted - Abstain | ||
3 | Visualization of All the Candidates That Compose | ||||
the Slate to Indicate the Percentage of the Votes | |||||
to be Attributed. . Pedro Augusto De Melo | Management | For | Voted - Abstain | ||
4 | To Confirm the Composition of the Company's Board | ||||
of Directors . Alvaro Antonio Cardoso De Souza, | |||||
Chairman Independent Sergio Agapito Lires Rial, | |||||
Vice President Deborah Patricia Wright. Independent | |||||
Director Deborah Stern Vieitas. Independent | |||||
Director Jose Antonio Alvarez Alvarez, Director | |||||
Jose De Paiva Ferreira, Director Jose Maria Nus | |||||
Badia, Director Marilia Artimonte Rocca, | |||||
Independent Director Pedro Augusto De Melo, | |||||
Independent Director | Management | For | Voted - For | ||
5 | Due to the Deliberate in Item III, Approve the | ||||
Consolidation of the Company's Bylaws | Management | For | Voted - For | ||
6 | To Approve the Adjustment to the Wording of | ||||
Articles 24 and 27 of the Company's Bylaws to | |||||
Correct References to Other Provisions of the | |||||
Document | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
BANCO SANTANDER-CHILE | |||||
Security ID: P1506A107 | |||||
Meeting Date: 27-Aug-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Submit the Operation of Acquisition of 51 Pct of | ||||
the Shares Issued by Santander Consumer Chile S.a. | |||||
to the Opinion of Stockholders | Management | For | Voted - For | ||
2 | To Report the Operations Referred to in Title Xvi | ||||
of the Law 18.046 | Management | For | Voted - For |
134
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | To Adopt the Other Agreements and Granting of | ||||
Powers of Attorney Necessary to Comply with and | |||||
Carry Out the Resolutions Decided in This Meeting | Management | For | Voted - For | ||
Meeting Date: 30-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
1 | Approve Consolidated Financial Statements and | ||||
Statutory Reports | Management | For | Voted - For | ||
2 | Approve Allocation of Income and Dividends of Clp | ||||
0.87891310 Per Share | Management | For | Voted - For | ||
3.1 | Reelect Claudio Melandri As Director | Management | For | Voted - For | |
3.2 | Reelect Rodrigo Vergara As Director | Management | For | Voted - For | |
3.3 | Reelect Orlando Poblete As Director | Management | For | Voted - For | |
3.4 | Reelect Juan Pedro Santa Maria As Director | Management | For | Voted - For | |
3.5 | Reelect Lucia Santa Cruz As Director | Management | For | Voted - For | |
3.6 | Reelect Ana Dorrego As Director | Management | For | Voted - For | |
3.7 | Reelect Rodrigo Echenique As Director | Management | For | Voted - For | |
3.8 | Reelect Felix De Vicente As Director | Management | For | Voted - For | |
3.9 | Reelect Alfonso Gomez As Director | Management | For | Voted - For | |
3.10 | Elect Victoria Hurtado Larrain As Director | ||||
Nominated by Afp | Management | For | Voted - For | ||
4.1 | Reelect Blanca Bustamante As Alternate Director | Management | For | Voted - For | |
4.2 | Reelect Oscar Von Chrismar As Alternate | Management | For | Voted - For | |
5 | Approve Remuneration of Directors | Management | For | Voted - For | |
6 | Appoint PricewaterhouseCoopers Consultores, | ||||
Auditores Y Compania Limitada As Auditors | Management | For | Voted - For | ||
7 | Designate Fitch and Feller As Risk Assessment | ||||
Companies | Management | For | Voted - For | ||
8 | Approve Remuneration and Budget of Directors | ||||
Committee and Audit Committee. Receive Directors | |||||
and Audit Committees Report | Management | For | Voted - For | ||
9 | Receive Report Regarding Related-party Transactions | Management | For | Voted - For | |
10 | Other Business | Management | Abstain | Voted - Against | |
Elect Directors. Votes Will be Equally Distributed | |||||
Amongst the Nominees You Voted for Or Contact Your | |||||
Client Service Rep to Disproportionately Allocate | |||||
Votes | Management | Non-Voting | Non-Voting | ||
BANCOLOMBIA S.A. | |||||
Security ID: P1329P141 | |||||
Meeting Date: 13-Mar-20 | Meeting Type: Ordinary General Meeting | ||||
1 | Verification of the Quorum | Management | For | Voted - For | |
2 | Reading and Approval of the Agenda | Management | For | Voted - For | |
3 | Election of the Committee to Count the Votes and | ||||
Approve and Sign the Minutes | Management | For | Voted - For | ||
4 | Annual Report from the Board of Directors and from | ||||
the President | Management | For | Voted - For | ||
5 | Corporate Governance Report | Management | For | Voted - For | |
6 | Report from the Audit Committee | Management | For | Voted - For |
135
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7 | Separate and Consolidated Financial Statements | Management | For | Voted - For | |
8 | Opinions and Report from the Auditor | Management | For | Voted - For | |
9 | Approval of the Financial Statements and of the | ||||
Reports from the Managers | Management | For | Voted - For | ||
10 | Plan for the Distribution of Profit and | ||||
Establishment of A Reserve for the Social Benefit | Management | For | Voted - For | ||
11 | Election of the Board of Directors for the Period | ||||
from 2020 Through 2022 | Management | For | Voted - Abstain | ||
12 | Compensation for the Board of Directors | Management | For | Voted - For | |
13 | Election of the Auditor for the Period from 2020 | ||||
Through 2022 and Compensation | Management | For | Voted - For | ||
Please be Aware That Split Voting is Not Allowed in | |||||
the Colombian Market. Clients That Operate Under | |||||
the Structure of One Tax Id (nit) with Multiple | |||||
Accounts Across the Same Or Different Global | |||||
Custodians Must Ensure That All Instructions Under | |||||
the Same Tax Id are Submitted in the Same Manner. | |||||
Conflicting Instructions Under the Same Tax Id | |||||
Either with the Same Global Custodian Or Different | |||||
Custodians Will be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative. | Management | Non-Voting | Non-Voting | ||
BANK POLSKA KASA OPIEKI S.A. | |||||
Security ID: X0R77T117 | |||||
Meeting Date: 22-May-20 | Meeting Type: Annual General Meeting | ||||
2 | Election of the Chairman of the Annual General | ||||
Meeting of the Bank Polska Kasa Opieki | |||||
Spolka.akcyjna | Management | For | Voted - For | ||
3 | Confirmation That the Annual General Meeting of | ||||
Bank Polska Kasa Opieki Spolka Akcyjna Has Been | |||||
Properly Convened and is Able to Adopt Resolutions | Management | For | Voted - For | ||
4 | Election of the Returning Committee | Management | For | Voted - For | |
5 | Adoption of the Agenda of the Annual General | ||||
Meeting of the Bank Polska Kasa Opieki Spolka | |||||
Akcyjna | Management | For | Voted - For | ||
6 | Consideration of the Bank Management Board's Report | ||||
on the Activities of Bank Pekao S.a. for 2019 | Management | For | Voted - For | ||
7 | Consideration of the Separate Financial Statements | ||||
of Bank Pekao S.a. for the Year Ended December 31 | |||||
2019 | Management | For | Voted - For | ||
8 | Consideration of the Bank Management Board's Report | ||||
on the Activities of the Bank Pekao S.a.capital | |||||
Group for 2019 | Management | For | Voted - For | ||
9 | Consideration of the Consolidated Financial | ||||
Statements of the Bank Pekao S.a.capital Group for | |||||
the Year Ended December 31, 2019 | Management | For | Voted - For | ||
10 | Consideration of the Bank's Management Board's | ||||
Application Regarding the Distribution of the Net | |||||
Profit of Bank Polska Kasa Opieki Spolka Akcyjna | |||||
for 2019 | Management | For | Voted - For |
136
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
11 | Consideration of the Report of the Supervisory | |||
Board of Bank Polska Kasa Opieki Spolka Akcyjna on | ||||
the Activities in 2019 and on the Results of the | ||||
Assessment Carried Out Reports on the Activities of | ||||
Bank Polska Kasa Opieki S.a. and the Bank Polska | ||||
Kasa Opieki Spolka Akcyjna Group for 2019, the | ||||
Financial Statements of Bank Polska Kasa | ||||
Opieki.spolka Akcyjna and the Bank Polska Kasa | ||||
Opieki Spolka Akcyjna Group for the Year Ended | ||||
December 31, 2019 | Management | For | Voted - For | |
12.1 | Adoption of Resolutions Regarding: Approval of the | |||
Bank Management Board's Report on the Activities of | ||||
Bank Pekao S.a. for 2019 | Management | For | Voted - For | |
12.2 | Adoption of Resolutions Regarding: Approval of the | |||
Separate Financial Statements of Bank Pekao S.a. | ||||
for the Year Ended December 31, 2019 | Management | For | Voted - For | |
12.3 | Adoption of Resolutions Regarding: Approval of the | |||
Bank Management Board's Report on the Activities of | ||||
the Bank Pekao S.a.capital Group for 2019 | Management | For | Voted - For | |
12.4 | Adoption of Resolutions Regarding: Approval of the | |||
Consolidated Financial Statements of the Bank Pekao | ||||
S.a.capital Group for the Year Ended December 31, | ||||
2019 | Management | For | Voted - For | |
12.5 | Adoption of Resolutions Regarding: Distribution of | |||
the Net Profit of Bank Polska Kasa Opieki Spolka | ||||
Akcyjna for 2019 | Management | For | Voted - For | |
12.6 | Adoption of Resolutions Regarding: Approval of the | |||
Report on the Activities of the Supervisory Board | ||||
of Bank Polska Kasa Opieki Spolka Akcyjna in 2019 | Management | For | Voted - For | |
12.7 | Adoption of Resolutions Regarding: Acknowledgment | |||
of the Fulfillment of Duties by the Members of the | ||||
Management Board of Bank Polska Kasa Opieki Spolka | ||||
Akcyjna in 2019 | Management | For | Voted - For | |
12.8 | Adoption of Resolutions Regarding: Acknowledgment | |||
of the Fulfillment of Duties by the Members of the | ||||
Supervisory Board of Bank Polska Kasa Opieki Spolka | ||||
Akcyjna in 2019 | Management | For | Voted - For | |
12.9 | Adoption of Resolutions Regarding: Granting Members | |||
of the Management Board of Centralny Dom Maklerski | ||||
Pekao S.a., A Company Partly Taken Over by Bank | ||||
Polska Kasa Opieki S.a. Discharge in Respect of the | ||||
Performance of Duties in 2019 | Management | For | Voted - For | |
12.10Adoption of Resolutions Regarding: Granting Members | ||||
of the Supervisory Board of Centralny Dom Maklerski | ||||
Pekao S.a., A Company Partly Taken Over by Bank | ||||
Polska Kasa Opieki Spolka Akcyjna Discharge from | ||||
the Performance of Their Duties in 2019 | Management | For | Voted - For | |
13 | Report on the Assessment of the Operation of the | |||
Remuneration Policy of the Bank Polska Kasa Opieki | ||||
Spolka Akcyjna in 2019 and the Adoption of A | ||||
Resolution on This Matter | Management | For | Voted - For | |
14 | Adoption of the Remuneration Policy for Members of | |||
the Supervisory Board and the Management Board of | ||||
Bank Polska Kasa Opieki Spolka Akcyjna | Management | For | Voted - For |
137
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
15 | Presentation by the Supervisory Board of the Report | ||||
on the Assessment of the Application of the | |||||
Corporate Governance Rules for Supervised | |||||
Institutions Issued by the Polish Financial | |||||
Supervision Authority on July 22, 2014 and the | |||||
Manner in Which Bank Polska Kasa Opieki Spolka | |||||
Akcyjna Fulfills Its Disclosure Obligations by Bank | |||||
Polska Kasa Opieki Spolka Akcyjna in 2019 Regarding | |||||
the Application of the Corporate Governance | |||||
Principles Set Out in the Stock Exchange Regulations | Management | For | Voted - For | ||
16 | Adoption of Resolutions Regarding the Dismissal of | ||||
Members of the Supervisory Board of Bank Polska | |||||
Kasa Opieki Spolka Akcyjna and Appointment of | |||||
Members of the Supervisory Board of Bank Polska | |||||
Kasa Opieki Spolka Akcyjna for A New Joint Term of | |||||
Office, Including an Assessment of Compliance with | |||||
Suitability Requirements | Management | For | Voted - Abstain | ||
17 | Consideration of the Application and Adoption of A | ||||
Resolution Regarding an Amendment to the Statute of | |||||
Bank Polska Kasa Opieki Spolka Akcyjna | Management | For | Voted - For | ||
18 | Adoption of Resolutions Regarding the Amendment to | ||||
the Statute of Bank Polska Kasa Opieki Spolka | |||||
Akcyjna | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
399808 Due to Receipt of Updated Agenda with 19 | |||||
Resolutions. All Votes Received on the Previous | |||||
Meeting Will be Disregarded If Vote Deadline | |||||
Extensions are Granted. Therefore Please Reinstruct | |||||
on This Meeting Notice on the New Job. If However | |||||
Vote Deadline Extensions are Not Granted in the | |||||
Market, This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
1 | Opening of the Ordinary General Meeting of the Bank | ||||
Polska Kasa Opieki Spolka Akcyjna | Management | Non-Voting | Non-Voting | ||
19 | Closing of the Annual General Meeting of the Bank | ||||
Polska Kasa Opieki Spolka Akcyjna | Management | Non-Voting | Non-Voting | ||
BB SEGURIDADE PARTICIPACOES SA | |||||
Security ID: P1R1WJ103 | |||||
Meeting Date: 30-Oct-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Resolve on the Capitalization of Bb Seguridades | ||||
Legal Reserve in the Amount of Four Hundred and | |||||
Fifty Million Reais And, Then, the Reduction of the |
138
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Company's Capital by Two Billion and Seven Hundred | |||||
Million Reais, Without Share Cancellation, with | |||||
Refund to the Shareholders Proportional to Their | |||||
Equity in Bb Seguridades Capital | Management | For | Voted - For | ||
2 | To Resolve on the Trading of the Company's Treasury | ||||
Stock | Management | For | Voted - For | ||
3 | To Resolve on the Proposed Amendment to Bb | ||||
Seguridades Bylaws | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
02 Oct 2019: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. | |||||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
02 Oct 2019: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 22-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Resolve on the Proposal to Amend the Bylaws of | ||||
Bb Seguridade Participacoes S.a. Proposed Changes | |||||
to the Chapter I Name, Headquarters, Purpose and | |||||
Duration | Management | For | Voted - For | ||
2 | To Resolve on the Proposal to Amend the Bylaws of | ||||
Bb Seguridade Participacoes S.a. Proposed Changes | |||||
to the Chapter IV Management | Management | For | Voted - For | ||
3 | To Resolve on the Proposal to Amend the Bylaws of | ||||
Bb Seguridade Participacoes S.a. Proposed Changes | |||||
to the Chapter V Board of Directors | Management | For | Voted - For | ||
4 | To Resolve on the Proposal to Amend the Bylaws of | ||||
Bb Seguridade Participacoes S.a. Proposed Changes | |||||
to the Chapter Vi Executive Board | Management | For | Voted - For | ||
5 | To Resolve on the Proposal to Amend the Bylaws of | ||||
Bb Seguridade Participacoes S.a. Proposed Changes | |||||
to the Chapter Vii Subsidiary Bodies of the | |||||
Administration | Management | For | Voted - For | ||
6 | To Resolve on the Proposal to Amend the Bylaws of | ||||
Bb Seguridade Participacoes S.a. Proposed Changes | |||||
to the Chapter Viii Internal Audit | Management | For | Voted - For | ||
7 | To Resolve on the Proposal to Amend the Bylaws of | ||||
Bb Seguridade Participacoes S.a. Proposed Changes | |||||
to the Chapter Ix Risk Management and Internal | |||||
Controls | Management | For | Voted - For | ||
8 | To Resolve on the Proposal to Amend the Bylaws of | ||||
Bb Seguridade Participacoes S.a. Proposed Changes | |||||
to the Chapter X Fiscal Council | Management | For | Voted - For |
139
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
9 | To Resolve on the Proposal to Amend the Bylaws of | ||||
Bb Seguridade Participacoes S.a. Proposed Changes | |||||
to the Chapter Xi Fiscal Year, Profits and | |||||
Dividends and Reserves | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
BDO UNIBANK INC | |||||
Security ID: Y07775102 | |||||
Meeting Date: 16-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Call to Order | Management | For | Voted - For | |
2 | Proof of Notice and Determination of Existence of | ||||
Quorum | Management | For | Voted - For | ||
3 | Approval of the Minutes of the Previous Annual | ||||
Stockholders Meeting Held on April 22, 2019 | Management | For | Voted - For | ||
4 | Report of the President and Approval of the Audited | ||||
Financial Statements of Bdo As of December 31, 2019 | Management | For | Voted - For | ||
5 | Open Forum | Management | For | Voted - For | |
6 | Approval and Ratification of All Acts of the Board | ||||
of Directors, Board Committees and Management | |||||
During Their Terms of Office | Management | For | Voted - For | ||
7 | Election of Director: Ms. Teresita T. Sy | Management | For | Voted - For | |
8 | Election of Director: Mr. Jesus A. Jacinto, Jr | Management | For | Voted - For | |
9 | Election of Director: Mr. Nestor V. Tan | Management | For | Voted - For | |
10 | Election of Director: Mr. Christopher A. Bell-knight | Management | For | Voted - For | |
11 | Election of Director: Ms. Josefina N. Tan | Management | For | Voted - For | |
12 | Election of Director: Mr. George T. Barcelon - | ||||
Independent Director | Management | For | Voted - Against | ||
13 | Election of Director: Atty. Jose F. Buenaventura - | ||||
Independent Director | Management | For | Voted - For | ||
14 | Election of Director: Mr. Jones M. Castro, Jr. - | ||||
Independent Director | Management | For | Voted - For | ||
15 | Election of Director: Mr. Vicente S. Perez, Jr. - | ||||
Independent Director | Management | For | Voted - Against | ||
16 | Election of Director: Mr. Dioscoro I. Ramos - | ||||
Independent Director | Management | For | Voted - For | ||
17 | Election of Director: Atty. Gilberto C. Teodoro, | ||||
Jr. - Independent Director | Management | For | Voted - For | ||
18 | Approval of the Amendments to Bdo's Articles of | ||||
Incorporation and By-laws to Conform to the Revised |
140
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Corporation Code of the Philippines and Bdo's | |||||
Current Operations and Structure As Well As Enhance | |||||
Corporate Governance | Management | For | Voted - For | ||
19 | Appointment of External Auditor: Punongbayan and | ||||
Araullo, Grant Thornton | Management | For | Voted - For | ||
21 | Adjournment | Management | For | Voted - For | |
20 | Other Business That May Properly be Brought Before | ||||
the Meeting | Management | Abstain | Voted - Against | ||
18 May 2020: Please Note That This is A Revision | |||||
Due to Modification of Text in Resolution 9 and | |||||
Change in Numbering of Resolutions. If You Have | |||||
Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
BHARAT PETROLEUM CORP LTD | |||||
Security ID: Y0882Z116 | |||||
Meeting Date: 30-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt (a) the Audited | ||||
Financial Statements of the Company for the | |||||
Financial Year Ended 31st March, 2019 (b) the | |||||
Audited Consolidated Financial Statements of the | |||||
Company for the Financial Year Ended 31st March, | |||||
2019; and the Reports of the Board of Directors, | |||||
the Statutory Auditors and the Comments of the | |||||
Comptroller & Auditor General of India Thereon | Management | For | Voted - For | ||
2 | To Confirm the Payment of Interim Dividend on | ||||
Equity Shares and to Declare Final Dividend on | |||||
Equity Shares for the Financial Year Ended 31st | |||||
March, 2019: Interim Dividend Inr11 Per Equity | |||||
Share and Final Dividend of Inr 8 Per Equity Share | Management | For | Voted - For | ||
3 | To Appoint A Director in Place of Shri Padmakar | ||||
Kappagantula, Director (din: 08021800), Who Retires | |||||
by Rotation and Being Eligible, Offers Himself for | |||||
Reappointment | Management | For | Voted - For | ||
4 | To Authorize the Board of Directors of the Company | ||||
to Fix the Remuneration of the Joint Statutory | |||||
Auditors of the Company for the Financial Year | |||||
2019-20 in Terms of the Provisions of Section | |||||
139(5) Read with Section 142 of the Companies Act, | |||||
2013 and to Consider And, If Thought Fit, to Pass | |||||
the Following Resolution, with Or Without | |||||
Modification(s), As an Ordinary Resolution: | |||||
"resolved That the Board of Directors of the | |||||
Company be and is Hereby Authorised to Decide and | |||||
Fix the Remuneration of the Joint Statutory | |||||
Auditors of the Company As Appointed by the | |||||
Comptroller & Auditor General of India for the | |||||
Financial Year 2019-20, As May be Deemed Fit by the | |||||
Board." | Management | For | Voted - For | ||
5 | Appointment of Shri Arun Kumar Singh As Director | ||||
(marketing) | Management | For | Voted - For |
141
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6 | Appointment of Shri Neelakantapillai Vijayagopal As | ||||
Director (finance) | Management | For | Voted - For | ||
7 | Reappointment of Shri Rajesh Kumar Mangal As an | ||||
Independent Director | Management | For | Voted - For | ||
8 | Appointment of Shri Harshadkumar P. Shah As an | ||||
Independent Director | Management | For | Voted - For | ||
9 | Approval of Material Related Party Transactions | Management | For | Voted - For | |
10 | Approval of Remuneration of the Cost Auditors for | ||||
the Financial Year 2019-20 | Management | For | Voted - For | ||
BHARTI AIRTEL LTD | |||||
Security ID: Y0885K108 | |||||
Meeting Date: 14-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Standalone and | ||||
Consolidated Financial Statements of the Company | |||||
for the Financial Year Ended March 31, 2019 and the | |||||
Report of the Board of Directors and of the | |||||
Auditors Thereon | Management | For | Voted - For | ||
2 | Re-appointment of Ms. Chua Sock Koong As A Director | ||||
Liable to Retire by Rotation | Management | For | Voted - For | ||
3 | Re-appointment of Mr. Vegulaparanan Kasi | ||||
Viswanathan As an Independent Director | Management | For | Voted - For | ||
4 | Re-appointment of Mr. Dinesh Kumar Mittal As an | ||||
Independent Director | Management | For | Voted - For | ||
5 | Appointment of Ms. Kimsuka Narasimhan As an | ||||
Independent Director | Management | For | Voted - For | ||
6 | Waiver of Recovery of Excess Managerial | ||||
Remuneration Paid to Mr. Sunil Bharti Mittal, | |||||
Chairman for the Financial Year Ended March 31, 2019 | Management | For | Voted - For | ||
7 | Waiver of Recovery of Excess Managerial | ||||
Remuneration Paid to Mr. Gopal Vittal, Managing | |||||
Director & Ceo (india and South Asia) for the | |||||
Financial Year Ended March 31, 2019 | Management | For | Voted - For | ||
8 | Payment of Remuneration to Mr. Sunil Bharti Mittal, | ||||
Chairman for the Period April 01, 2019 to September | |||||
30, 2021 Or for Such Shorter Period As May be | |||||
Prescribed Under Applicable Laws | Management | For | Voted - For | ||
9 | Payment of Remuneration to Mr. Gopal Vittal, | ||||
Managing Director & Ceo (india and South Asia) for | |||||
the Period April 01, 2019 to March 31, 2022 | Management | For | Voted - For | ||
10 | Ratification of Remuneration to be Paid to Sanjay | ||||
Gupta & Associates, Cost Accountants, Cost Auditors | |||||
of the Company for the Fy 2018-19 and Fy 2019-20 | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting |
142
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 03-Jan-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Issuance of Securities for Amount Up to and Not | ||||
Exceeding Usd 2 Billion Or Its Equivalent in Indian | |||||
Rupees Or in Any Other Currency(ies) | Management | For | Voted - For | ||
2 | Issue of Foreign Currency Convertible Bonds and | ||||
Unsecured / Secured Redeemable Non-convertible | |||||
Debentures Along with Or Without Warrants | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
BID CORPORATION LIMITED | |||||
Security ID: S11881109 | |||||
Meeting Date: 14-Nov-19 | Meeting Type: Annual General Meeting | ||||
1.O.1Re-appointment of External Auditor: | |||||
PricewaterhouseCoopers Inc (pwc) | Management | For | Voted - For | ||
2.1O2 Re-election of Director: T Abdool-samad | Management | For | Voted - For | ||
2.2O2 Re-election of Director: Cl Rosenberg | Management | For | Voted - For | ||
2.3O2 Re-election of Director: De Cleasby | Management | For | Voted - For | ||
2.4O2 Re-election of Director: B Joffe | Management | For | Voted - For | ||
2.5O2 Re-election of Director: Dd Mokgatle | Management | For | Voted - For | ||
3.1O3 Election of Audit and Risk Committee Member: T | |||||
Abdool-samad | Management | For | Voted - For | ||
3.2O3 Election of Audit and Risk Committee Member: Pc | |||||
Baloyi | Management | For | Voted - Against | ||
3.3O3 Election of Audit and Risk Committee Member: Ng | |||||
Payne | Management | For | Voted - Against | ||
3.4O3 Election of Audit and Risk Committee Member: H | |||||
Wiseman | Management | For | Voted - For | ||
4.1O4 Endorsement of Bidcorp Remuneration Policy - | |||||
Non-binding Advisory Vote: Remuneration Policy | Management | For | Voted - For | ||
4.2O4 Endorsement of Bidcorp Remuneration Policy - | |||||
Non-binding Advisory Vote: Implementation of | |||||
Remuneration Policy | Management | For | Voted - For | ||
5.O.5Amendments to the Conditional Share Plan (csp) | |||||
Scheme | Management | For | Voted - For | ||
6.O.6General Authority to Directors to Allot and Issue | |||||
Authorised But Unissued Ordinary Shares | Management | For | Voted - For | ||
7.O.7General Authority to Issue Shares for Cash | Management | For | Voted - For | ||
8.O.8Payment of Dividend by Way of Pro-rata Reduction of | |||||
Stated Capital: Bidcorp Has Declared A Final Cash | |||||
Dividend of 330,0 Cents Per Share Giving A Total | |||||
Dividend for F2019 of 640,0 Cents Per Share, A | |||||
14,3% Increase on the Total F2018 Dividend | Management | For | Voted - For | ||
9.O.9Creation and Issue of Convertible Debentures | Management | For | Voted - For | ||
10O10 Directors' Authority to Implement Special and | |||||
Ordinary Resolutions | Management | For | Voted - For | ||
11.S1 | General Authority to Acquire (repurchase) Shares | Management | For | Voted - For |
143
KraneShares MSCI Emerging Markets ex China Index ETF | |||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
121S2 Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Chairman | Management | For | Voted - For |
122S2 Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Lead Independent Non-executive Director | |||
(sa) | Management | For | Voted - For |
123S2 Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Lead Independent Director | |||
(international) (aud) | Management | For | Voted - For |
124S2 Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Non-executive Directors (sa) | Management | For | Voted - For |
125S2 Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Non-executive Directors (international) | |||
(aud) | Management | For | Voted - For |
126S2 Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Audit and Risk Committee Chairman | |||
(international) (aud) | Management | For | Voted - For |
127S2 Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Audit and Risk Committee Chairman (sa) | Management | For | Voted - For |
128S2 Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Audit and Risk Committee Member (sa) | Management | For | Voted - For |
129S2 Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Audit and Risk Committee Member | |||
(international) (aud) | Management | For | Voted - For |
1210S Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Remuneration Committee Chairman (sa) | Management | For | Voted - For |
1211S Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Remuneration Committee Chairman | |||
(international) (aud) | Management | For | Voted - For |
1212S Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Remuneration Committee Member (sa) | Management | For | Voted - For |
1213S Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Remuneration Committee Member | |||
(international) (aud) | Management | For | Voted - For |
1214S Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Nominations Committee Chairman (sa) | Management | For | Voted - For |
1215S Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Nominations Committee Chairman | |||
(international) (aud) | Management | For | Voted - For |
1216S Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Nominations Committee Member (sa) | Management | For | Voted - For |
1217S Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Nominations Committee Member | |||
(international) (aud) | Management | For | Voted - For |
1218S Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Acquisitions Committee Chairman (sa) | Management | For | Voted - For |
1219S Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Acquisitions Committee Chairman | |||
(international) (aud) | Management | For | Voted - For |
1220S Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Acquisitions Committee Member (sa) | Management | For | Voted - For |
1221S Approval of Non-executive Directors' Annual Fees - | |||
2019/2020: Acquisitions Committee Member | |||
(international) (aud) | Management | For | Voted - For |
144
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1222S Approval of Non-executive Directors' Annual Fees - | |||||
2019/2020: Social and Ethics Committee Chairman (sa) | Management | For | Voted - For | ||
1223S Approval of Non-executive Directors' Annual Fees - | |||||
2019/2020: Social and Ethics Committee Chairman | |||||
(international) (aud) | Management | For | Voted - For | ||
1224S Approval of Non-executive Directors' Annual Fees - | |||||
2019/2020: Social and Ethics Committee Member (sa) | Management | For | Voted - For | ||
1225S Approval of Non-executive Directors' Annual Fees - | |||||
2019/2020: Social and Ethics Committee Member | |||||
(international) (aud) | Management | For | Voted - For | ||
1226S Approval of Non-executive Directors' Annual Fees - | |||||
2019/2020: Ad Hoc Meeting (sa) | Management | For | Voted - For | ||
1227S Approval of Non-executive Directors' Annual Fees - | |||||
2019/2020: Ad Hoc Meeting (international) (aud) | Management | For | Voted - For | ||
1228S Approval of Non-executive Directors' Annual Fees - | |||||
2019/2020: Travel Per Meeting Cycle (sa) | Management | For | Voted - For | ||
1229S Approval of Non-executive Directors' Annual Fees - | |||||
2019/2020: Travel Per Meeting Cycle (international) | |||||
(aud) | Management | For | Voted - For | ||
13.S3 | General Authority to Provide Financial Assistance | ||||
to Related Or Inter-related Companies and | |||||
Corporations | Management | For | Voted - For | ||
BIDVEST GROUP LTD | |||||
Security ID: S1201R162 | |||||
Meeting Date: 28-Nov-19 | Meeting Type: Annual General Meeting | ||||
O.1.1Re-election of Director Who Retire by Rotation: Ms | |||||
S Masinga | Management | For | Voted - For | ||
O.1.2Re-election of Director Who Retire by Rotation: Ms | |||||
Nt Madisa | Management | For | Voted - For | ||
O.2.1Election of Mr Bf Mohale As Non-executive Director | Management | For | Voted - For | ||
O.3 | Re-appointment of Independent External Auditor: | ||||
Resolved That the Re-appointment of | |||||
PricewaterhouseCoopers Inc., As Nominated by the | |||||
Group's Audit Committee, As the Independent | |||||
External Auditor of the Group. It is Noted That Mr | |||||
Craig West is the Individual Registered Auditor Who | |||||
Will Undertake the Audit for the Financial Year | |||||
Ending 30 June 2020, Being the Designated Auditor | |||||
in Terms of Section 90 of the Act | Management | For | Voted - For | ||
O.4.1Election of Member of the Audit Committee: Mr Nw | |||||
Thomson | Management | For | Voted - For | ||
O.4.2Election of Member of the Audit Committee: Ms Rd | |||||
Mokate | Management | For | Voted - Against | ||
O.4.3Election of Member of the Audit Committee: Mr Ek | |||||
Diack | Management | For | Voted - Against | ||
O.5 | General Authority to Directors to Allot and Issue | ||||
Authorised But Unissued Ordinary Shares | Management | For | Voted - For | ||
O.6 | General Authority to Issue Shares for Cash | Management | For | Voted - For | |
O.7 | Payment of Dividend by Way of Pro Rata Reduction of | ||||
Share Capital Or Share Premium | Management | For | Voted - For |
145
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
O.8 | Directors' Authority to Implement Special and | ||||
Ordinary Resolutions | Management | For | Voted - For | ||
O.9 | Ratification Relating to Personal Financial | ||||
Interest Arising from Multiple Offices in the Group | Management | For | Voted - For | ||
NB.1 Non-binding Advisory Vote: Remuneration Policy | Management | For | Voted - For | ||
NB.2 Non-binding Advisory Vote: Implementation of | |||||
Remuneration Policy | Management | For | Voted - For | ||
S.1 | Non-executive Directors' Remuneration | Management | For | Voted - For | |
S.2 | General Authority to Acquire/(repurchase) Shares | Management | For | Voted - For | |
S.3 | General Authority to Provide Financial Assistance | ||||
to Related Or Inter-related Companies and | |||||
Corporations | Management | For | Voted - For | ||
04 Nov 2019: Please Note That This is A Revision | |||||
Due to Receipt of Auditor Name for Resolution O.3. | |||||
If You Have Already Sent in Your Votes, Please Do | |||||
Not Vote Again Unless You Decide to Amend Your | |||||
Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
BIM BIRLESIK MAGAZALAR A.S. | |||||
Security ID: M2014F102 | |||||
Meeting Date: 19-Nov-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Opening, Election of Chairman and Granting Chairman | ||||
Authorization to Sign Extraordinary General | |||||
Assembly Meeting Minutes | Management | For | Voted - For | ||
2 | Discussion and Resolution on the Recommendation of | ||||
the Board of Directors Regarding Cash Dividend | |||||
Distribution from Extraordinary Reserves | Management | For | Voted - For | ||
3 | Wishes and Closing | Management | For | Voted - For | |
Important Market Processing Requirement: Power of | |||||
Attorney (poa) Requirements Vary by Custodian. | |||||
Global Custodians May Have A Poa in Place Which | |||||
Would Eliminate the Need for the Individual | |||||
Beneficial Owner Poa. in the Absence of This | |||||
Arrangement, an Individual Beneficial Owner Poa May | |||||
be Required. If You Have Any Questions Please | |||||
Contact Your Client Service Representative. Thank | |||||
You. | Management | Non-Voting | Non-Voting | ||
To Attend A Meeting, the Attendee(s) Must Present A | |||||
Poa Issued by the Beneficial Owner, Notarised by A | |||||
Turkish Notary. | Management | Non-Voting | Non-Voting | ||
Please Vote Either '' For'' Or ''against'' on the | |||||
Agenda Items. ''abstain'' is Not Recognized in the | |||||
Turkish Market and is Considered As ''against''. | |||||
Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 05-May-20 | Meeting Type: Annual General Meeting | ||||
9 | Grant of Authorization to the Members of the Board | ||||
of Directors So That They Can Carry Out the Duties | |||||
Specified in Articles 395 and 396 of the Turkish | |||||
Commercial Code and in Compliance with the | |||||
Corporate Governance Principles Issued by Capital |
146
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Market Board, Informing the General Assembly on | ||||
Transactions Performed with Related Parties in 2019 | Management | For | Voted - Against | |
10 | Informing Shareholders About the Share Buy Programs | |||
and Buy Sale Transactions of Treasury Shares | Management | For | Voted - For | |
11 | Presentation of the Donations and Aids by the | |||
Company in 2019 for the General Assembly's | ||||
Information | Management | For | Voted - For | |
12 | Informing Shareholders That No Pledge, Guarantee | |||
and Hypothec Were Granted by the Company in Favor | ||||
of Third Parties Based on the Corporate Governance | ||||
Communiqu of the Capital Markets Board | Management | For | Voted - For | |
13 | Approval of the Independent Auditor Selection Made | |||
by the Board of Directors As Per the Turkish | ||||
Commercial Law and Regulations of the Capital | ||||
Markets Board | Management | For | Voted - For | |
14 | Wishes and Closing | Management | For | Voted - For |
1 | Opening, Election of Moderator and Authorization of | |||
the Moderator to Sign the Ordinary General Assembly | ||||
Meeting Minutes | Management | For | Voted - For | |
2 | Reading and Negotiating the Annual Report for the | |||
Year 2019 | Management | For | Voted - For | |
3 | Reading and Negotiating the Auditors Reports for | |||
the Year 2019 | Management | For | Voted - For | |
4 | Review, Negotiation and Approval of the Financial | |||
Statements for the Year 2019 | Management | For | Voted - For | |
5 | Decision on Acquittal of Members of the Board of | |||
Directors Due to Their Activities in the Year 2019 | Management | For | Voted - For | |
6 | Discussion and Resolution of Recommendation of the | |||
Board of Directors Regarding Profit Distribution | ||||
for the Year 2019 | Management | For | Voted - For | |
7 | Discussion and Resolution on the Enclosed Amendment | |||
Draft of Company's Articles of Association | Management | For | Voted - For | |
8 | Election of the New Board Members and Determination | |||
of Their Monthly Participation Fee | Management | For | Voted - Against | |
Important Market Processing Requirement: Power of | ||||
Attorney (poa) Requirements Vary by Custodian. | ||||
Global Custodians May Have A Poa in Place Which | ||||
Would Eliminate the Need for the Individual | ||||
Beneficial Owner Poa. in the Absence of This | ||||
Arrangement, an Individual Beneficial Owner Poa May | ||||
be Required. If You Have Any Questions Please | ||||
Contact Your Client Service Representative. Thank | ||||
You. | Management | Non-Voting | Non-Voting | |
To Attend A Meeting, the Attendee(s) Must Present A | ||||
Poa Issued by the Beneficial Owner, Notarised by A | ||||
Turkish Notary. | Management | Non-Voting | Non-Voting | |
Please Vote Either '' For'' Or ''against'' on the | ||||
Agenda Items. ''abstain'' is Not Recognized in the | ||||
Turkish Market and is Considered As ''against''. | ||||
Thank You. | Management | Non-Voting | Non-Voting |
147
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
BRF SA | |||||
Security ID: P1905C100 | |||||
Meeting Date: 27-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | To Approve the Managements Accounts and Financial | ||||
Statements of the Company Related to the Fiscal | |||||
Year Ended on December 31, 2019, Including the | |||||
Absorption of the Profit of Such Year by the | |||||
Balance of Accumulated Losses | Management | For | Voted - For | ||
2 | To Set the Number of Members at 10 Ten to Compose | ||||
the Company's Board of Directors | Management | For | Voted - For | ||
3 | Wish to Request the Adoption of the Multiple Vote | ||||
Process for the Election of the Board of Directors, | |||||
Pursuant to Art. 141 of Law No. 6.404.1976 | Management | For | Voted - Against | ||
4 | Appointment of All Names That Compose the Plate. | ||||
the Votes Computed in This Field Will be | |||||
Disregarded in Case the Shareholder Bearer of | |||||
Voting Shares Also Fill Out the Fields Regarding | |||||
the Separate Election of Member of the Board of | |||||
Directors and the Separate Election Referred to in | |||||
Such Fields Occur. Slate Augusto Marques Da Cruz | |||||
Filho Effect Dan Loschpe Effect Flavia Buarque De | |||||
Almeida Effect Flavia Maria Bittencourt Effect Jose | |||||
Luiz Osorio Effect Luiz Fernando Furlan Effect | |||||
Pedro Pullen Parente Effect IVandre Motiel Da Silva | |||||
Effect Roberto Rodrigues Effect Marcelo F. Bacci | |||||
Effect | Management | For | Voted - For | ||
5 | In Case One of the Candidates That Make Up the | ||||
Chosen Slate Fails to Join It, Can the Votes | |||||
Corresponding to His Her Shares Continue to be Cast | |||||
on the Chosen Slate | Management | For | Voted - Against | ||
6 | Should the Multiple Vote Election Process be | ||||
Adopted, Should the Votes Corresponding to Your | |||||
Shares be Distributed in Equal Percentages by the | |||||
Members of the Slate You Chose. the Shareholder | |||||
Must be Aware That the Equal Distribution Will | |||||
Consider the Division of the Percentage of 100 | |||||
Percent Among the Members of the Chosen Slate Up to | |||||
the First Two Decimal Places, Without Rounding, and | |||||
That the Fractions of Shares Calculated from the | |||||
Application of the Resulting Percentage Will Not be | |||||
Allocated to Any Candidate, Being Disregarded in | |||||
the Multiple Voting Procedure, in Which Case the | |||||
Shareholder May Not Vote with All His Shares | Management | For | Voted - For | ||
7.1 | If the Shareholder Answered No in Relation to the | ||||
Previous Question, What Percentage Should be | |||||
Attributed to Each Candidate Who is A Member of the | |||||
Slate. 7.1 Augusto Marques Da Cruz Filho | Management | For | Voted - Abstain | ||
7.2 | If the Shareholder Answered No in Relation to the | ||||
Previous Question, What Percentage Should be | |||||
Attributed to Each Candidate Who is A Member of the | |||||
Slate. 7.2. Dan Loschpe | Management | For | Voted - Abstain | ||
7.3 | If the Shareholder Answered No in Relation to the | ||||
Previous Question, What Percentage Should be |
148
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Attributed to Each Candidate Who is A Member of the | ||||
Slate. 7.3 Flavia Buarque De Almeida | Management | For | Voted - Abstain | |
7.4 | If the Shareholder Answered No in Relation to the | |||
Previous Question, What Percentage Should be | ||||
Attributed to Each Candidate Who is A Member of the | ||||
Slate. 7.4 Flavia Maria Bittencourt | Management | For | Voted - Abstain | |
7.5 | If the Shareholder Answered No in Relation to the | |||
Previous Question, What Percentage Should be | ||||
Attributed to Each Candidate Who is A Member of the | ||||
Slate. 7.5 Jose Luiz Osorio | Management | For | Voted - Abstain | |
7.6 | If the Shareholder Answered No in Relation to the | |||
Previous Question, What Percentage Should be | ||||
Attributed to Each Candidate Who is A Member of the | ||||
Slate . 7.6 Luiz Fernando Furlan | Management | For | Voted - Abstain | |
7.7 | If the Shareholder Answered No in Relation to the | |||
Previous Question, What Percentage Should be | ||||
Attributed to Each Candidate Who is A Member of the | ||||
Slate . 7.7 Pedro Pullen Parente | Management | For | Voted - Abstain | |
7.8 | If the Shareholder Answered No in Relation to the | |||
Previous Question, What Percentage Should be | ||||
Attributed to Each Candidate Who is A Member of the | ||||
Slate. 7.8 IVandre Motiel Da Silva | Management | For | Voted - Abstain | |
7.9 | If the Shareholder Answered No in Relation to the | |||
Previous Question, What Percentage Should be | ||||
Attributed to Each Candidate Who is A Member of the | ||||
Slate. 7.9 Roberto Rodrigues | Management | For | Voted - Abstain | |
7.10 | If the Shareholder Answered No in Relation to the | |||
Previous Question, What Percentage Should be | ||||
Attributed to Each Candidate Who is A Member of the | ||||
Slate. 7.10 Marcelo F. Bacci | Management | For | Voted - Abstain | |
8 | To Approve the Election of Mr. Pedro Pullen Parente | |||
for the Position of Chairman of the Board of | ||||
Directors and Mr. Augusto Marques Da Cruz Filho for | ||||
the Position of Vice Chairman of the Board of | ||||
Directors | Management | For | Voted - For | |
9 | To Set the Annual Global Compensation for the Year | |||
2020 for the Company's Managers Board of Directors | ||||
and Board of Officers in the Amount of Up to Br | ||||
124.3 Million. This Amount Refers to the Proposed | ||||
Limit for Fixed Compensation Salary Or Pro Labore, | ||||
Direct and Indirect Benefits and Social Charges and | ||||
Benefits Motivated by the Termination of the | ||||
Position, As Well As Variable Remuneration Profit | ||||
Sharing and Related Values the Stock Option Plan | ||||
and the Company's Restricted Stocks Plan | Management | For | Voted - Against | |
10.1 | To Elect the Members of the Fiscal Council. Attilio | |||
Guaspari Effect. Susana Hanna Stiphan Jabra | ||||
Substitute | Management | For | Voted - Against | |
10.2 | To Elect the Members of the Fiscal Council. Maria | |||
Paula Soares Aranha Effect. Monica Hojaij Carvalho | ||||
Molina Substitute | Management | For | Voted - For | |
10.3 | To Elect the Members of the Fiscal Council. Andre | |||
Vicentini Effect. Valdecyr Maciel Gomes Substitute | Management | For | Voted - For | |
11 | To Set the Compensation for the Fiscal Year 2020 | |||
for the Effective Members of the Fiscal Council in |
149
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
an Amount Corresponding to at Least 10 Ten Percent | ||||
of the Average Amount of the Compensation | ||||
Attributed to the Company's Officers Excluding | ||||
Benefits, Sums of Representation and Profit | ||||
Sharing, Pursuant to Article 162, Paragraph 3, of | ||||
Law No. 6.404.1976 | Management | For | Voted - For | |
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) May | ||||
be Required in Order to Lodge and Execute Your | ||||
Voting Instructions in This Market (dependant Upon | ||||
the Availability and Usage of the Remote Voting | ||||
Platform). Absence of A Poa, May Cause Your | ||||
Instructions to be Rejected. If You Have Any | ||||
Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
Please Note That Votes 'in Favor' and 'against' in | ||||
the Same Agenda Item are Not Allowed. Only Votes in | ||||
Favor And/or Abstain Or Against And/ Or Abstain are | ||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | |
For the Proposal 6 Regarding the Adoption of | ||||
Cumulative Voting, Please be Advised That You Can | ||||
Only Vote for Or Abstain. an Against Vote on This | ||||
Proposal Requires Percentages to be Allocated | ||||
Amongst the Directors in Proposal 7.1 to 7.10. in | ||||
This Case Please Contact Your Client Service | ||||
Representative in Order to Allocate Percentages | ||||
Amongst the Directors | Management | Non-Voting | Non-Voting | |
Meeting Date: 27-Apr-20 | Meeting Type: Extraordinary General Meeting | |||
1 | To Amend Article 21, of the Company's Bylaws, in | |||
Order to Adjust the Periodicity of the Ordinary | ||||
Meetings of the Board of Directors, Establishing | ||||
That Such Body Must Meet, Ordinarily, at Least, 8 | ||||
Eight Times A Year | Management | For | Voted - For | |
2 | To Authorize the Execution of Indemnity Agreements | |||
Between the Company and the New Members of the | ||||
Board of Directors That May be Elected at the | ||||
Ordinary General Shareholders Meeting to be Held | ||||
Cumulatively with This Extraordinary General | ||||
Shareholders Meeting | Management | For | Voted - For | |
3 | To Amend the Company's Stock Option Plan Stock | |||
Option Plan and the Company's Restricted Shares | ||||
Plan Restricted Stocks Plan, to Establish That the | ||||
Total Number of Common Shares, Nominative, Book | ||||
Entry and Without Par Value, Representing the Total | ||||
Capital Stock of the Company That May be Granted to | ||||
Beneficiaries As A Result of the Stock Option Plan | ||||
and the Restricted Stocks Plan, Must Not Jointly | ||||
Exceed the Limit of 2.5 Percent Two and A Half | ||||
Percent of Such Shares | Management | For | Voted - For | |
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) May | ||||
be Required in Order to Lodge and Execute Your | ||||
Voting Instructions in This Market (dependant Upon | ||||
the Availability and Usage of the Remote Voting |
150
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
CAPITEC BANK HOLDINGS LIMITED | |||||
Security ID: S15445109 | |||||
Meeting Date: 29-May-20 | Meeting Type: Annual General Meeting | ||||
O.1 | Re-election of Mr Ms Du P Le Roux As A | ||||
Non-executive Director | Management | For | Voted - For | ||
O.2 | Re-election of Mr K Makwane As an Independent | ||||
Non-executive Director | Management | For | Voted - For | ||
O.3 | Re-election of Mr Ca Otto As A Non-executive | ||||
Director | Management | For | Voted - For | ||
O.4 | Election of Ms Sl Botha As an Independent | ||||
Non-executive Director | Management | For | Voted - For | ||
O.5 | Election of Ms Te Mashilwane As an Independent | ||||
Non-executive Director | Management | For | Voted - For | ||
O.6 | Re-appointment of PricewaterhouseCoopers Inc. As | ||||
Auditor | Management | For | Voted - For | ||
O.7 | Appointment of Deloitte & Touche As Joint Auditor | Management | For | Voted - For | |
O.8 | Approval to Issue (i) the Relevant Loss Absorbent | ||||
Capital Securities and (ii) Ordinary Shares Upon | |||||
the Occurrence of A Trigger Event in Respect of the | |||||
Relevant Loss Absorbent Capital Securities | Management | For | Voted - For | ||
O.9 | General Authority to Issue Ordinary Shares for Cash | Management | For | Voted - For | |
O.10 Non-binding Endorsement of Remuneration Policy | Management | For | Voted - For | ||
O.11 Non-binding Endorsement of Implementation Report on | |||||
the Remuneration Policy | Management | For | Voted - For | ||
S.1 | Approval of the Directors' Remuneration for the | ||||
Financial Year Ending on 28 February 2021 | Management | For | Voted - For | ||
S.2 | General Approval for the Company and Any Subsidiary | ||||
Company to Purchase Ordinary Shares Issued by the | |||||
Company | Management | For | Voted - For | ||
S.3 | Authority for the Board to Authorise the Company to | ||||
Provide Financial Assistance to Related Companies | |||||
and Corporations | Management | For | Voted - For | ||
S.4 | Authority for the Board to Authorise the Company to | ||||
Provide Financial Assistance for the Acquisition of | |||||
Ordinary Shares in Respect of A Restricted Share | |||||
Plan for Senior Managers | Management | For | Voted - For |
151
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
CATCHER TECHNOLOGY CO LTD | |||||
Security ID: Y1148A101 | |||||
Meeting Date: 30-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Accept 2019 Business Report and Financial | ||||
Statements | Management | For | Voted - For | ||
2 | To Approve the Proposal for Distribution of 2019 | ||||
Profits. Proposed Cash Dividend: Twd 10 Per Share | Management | For | Voted - For | ||
3 | To Raise Funds Through Issuing New Shares Or Gdr | Management | For | Voted - For | |
4.1 | The Election of the Director:yung Yu Investment Co. | ||||
Ltd. ,shareholder No.281516,hung Shui-sung As | |||||
Representative | Management | For | Voted - Against | ||
CATHAY FINANCIAL HOLDING COMPANY LTD | |||||
Security ID: Y11654103 | |||||
Meeting Date: 12-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Acknowledgement of Business Report and Financial | ||||
Statements for 2019. | Management | For | Voted - For | ||
2 | Acknowledgement of Earnings Distribution for | ||||
2019.proposed Cash Dividend :twd 2 Per Share. | Management | For | Voted - For | ||
3 | Discussion on the Amendment of the Articles of | ||||
Incorporation. | Management | For | Voted - For | ||
4 | Discussion on the Amendment of the Rules of | ||||
Procedure for Shareholders Meetings. | Management | For | Voted - For | ||
5 | Discussion on the Company's Long-term Capital | ||||
Raising Plan. | Management | For | Voted - For | ||
6 | Discussion on the Relief of A Certain Director from | ||||
His Non-competition Obligations. | Management | For | Voted - For | ||
CCR SA | |||||
Security ID: P2170M104 | |||||
Meeting Date: 10-Jan-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Resolve on the Amendment of the Company's | ||||
Bylaws, Pursuant to the Managements Proposal | Management | For | Voted - Against | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
10 Dec 2019: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. | |||||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting |
152
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
10 Dec 2019: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 09-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Examine the Managements Accounts, to Examine, | ||||
Discuss and Vote on the Managements Report and on | |||||
the Company's Financial Statements, Along with the | |||||
Pinions Issued Bt the Independent Auditor and by | |||||
the Fiscal Council, Concerning the Fiscal Year | |||||
Ended on December 31, 2019, According to the | |||||
Management Proposal | Management | For | Voted - For | ||
2 | Resolve on the Allocation of the Net Profit of the | ||||
Fiscal Year Ended on December 31, 2019, and on the | |||||
Distribution of Dividends, According to the | |||||
Management Proposal | Management | For | Voted - For | ||
3 | Determine the Number of Seats at the Company's | ||||
Board of Directors, According to the Management | |||||
Proposal, As Follows, 13 Effective Members and 9 | |||||
Alternate Members, Noticing That 4 Effective | |||||
Members Will be Independent Directors | Management | For | Voted - Against | ||
4 | Do You Wish to Request the Adoption of the | ||||
Cumulative Voting Process for the Election of the | |||||
Board of Directors, Under the Terms of Article 141 | |||||
of Law 6,404 of 1976. If the Shareholder Chooses No | |||||
Or Abstain, His Her Its Shares Shall Not be Counted | |||||
for the Cumulative Voting Request | Management | For | Voted - Against | ||
5 | Election of A Member of the Board of Directors, the | ||||
Votes Casted in This Field Will be Disregarded If | |||||
the Shareholder Also Fills in the Fields in | |||||
Relation to the Separate Election of A Member of | |||||
the Board of Directors and Such Separate Election | |||||
Occurs Ana Maria Marcondes Penido Santanna | |||||
Principal Member, Eduarda Penido Dalla Vecchia | |||||
Substitute Member Fernando Luiz Aguiar Filho | |||||
Principal Member, Leonardo De Almeida Massa | |||||
Substitute Member Ricardo Coutinho De Sena | |||||
Principal Member, Jose Henrique Braga Polido Lopes | |||||
Substitute Member Flavio Mendes Aidar Principal | |||||
Member, Livio Hagime Kuze Substitute Member, Paulo | |||||
Roberto Reckziegel Guedes Principal Member, | |||||
Fernando Santos Salles Substitute Member Luis | |||||
Claudio Rapparini Soares Principal Member, Eduardo | |||||
Penido Santanna Substitute Member Renato Torres De | |||||
Faria Principal Member, Paulo Marcio De Oliveira | |||||
Monteiro Substitute Member Henrique Sutton De Sousa | |||||
Neves Principal Member, Rosa Evangelina Penido | |||||
Dalla Vecchia Substitute Member Luiz Carlos | |||||
Cavalcanti Dutra Junior Principal Member, Nelson | |||||
Tambelini Junior Substitute Member Luiz Alberto | |||||
Colonna Rosman, Independent Member Leonardo | |||||
Porciuncula Gomes Pereira, Independent Member |
153
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Eduardo Bunker Gentil, Independent Member Eliane | ||||
Aleixo Lustosa De Andrade, Independent Member | Management | For | Voted - Against | |
6 | In the Event That One of the Candidates Who is on | |||
the Slate Chosen Ceases to be Part of That Slate, | ||||
Can the Votes Corresponding to Your Shares Continue | ||||
to be Conferred on the Chosen Slate | Management | For | Voted - Against | |
7 | In the Event of the Adoption of the Cumulative | |||
Voting Process, Should the Votes Corresponding to | ||||
Your Shares be Distributed in Equal Percentages | ||||
Across the Members of the Slate That You Have | ||||
Chosen. Please Note That If Investor Chooses For, | ||||
the Percentages Do Not Need to be Provided, If | ||||
Investor Chooses Against, It is Mandatory to Inform | ||||
the Percentages According to Which the Votes Should | ||||
be Distributed, Otherwise the Entire Vote Will be | ||||
Rejected Due to Lack of Information, If Investor | ||||
Chooses Abstain, the Percentages Do Not Need to be | ||||
Provided, However in Case Cumulative Voting is | ||||
Adopted the Investor Will Not Participate on This | ||||
Matter of the Meeting | Management | For | Voted - Against | |
8.1 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Ana Maria Marcondes Penido | ||||
Santanna Principal Member, Eduarda Penido Dalla | ||||
Vecchia Substitute Member | Management | For | Voted - Against | |
8.2 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Fernando Luiz Aguiar Filho | ||||
Principal Member, Leonardo De Almeida Massa | ||||
Substitute Member | Management | For | Voted - For | |
8.3 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Ricardo Coutinho De Sena | ||||
Principal Member, Jose Henrique Braga Polido Lopes | ||||
Substitute Member | Management | For | Voted - Against | |
8.4 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Flavio Mendes Aidar | ||||
Principal Member, Livio Hagime | Management | For | Voted - For | |
8.5 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Paulo Roberto Reckziegel | ||||
Guedes Principal Member, Fernando Santos Salles | ||||
Substitute Member | Management | For | Voted - For | |
8.6 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes |
154
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Luis Claudio Rapparini | ||||
Soares Principal Member, Eduardo Penido Santanna | ||||
Substitute Member | Management | For | Voted - Against | |
8.7 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Renato Torres De Faria | ||||
Principal Member, Paulo Marcio De Oliveira Monteiro | ||||
Substitute Member | Management | For | Voted - For | |
8.8 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Henrique Sutton De Sousa | ||||
Neves Principal Member, Rosa Evangelina Penido | ||||
Dalla Vecchia Substitute Member | Management | For | Voted - For | |
8.9 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Luiz Carlos Cavalcanti Dutra | ||||
Junior Principal Member, Nelson Tambelini Junior | ||||
Substitute Member | Management | For | Voted - Against | |
8.10 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Luiz Alberto Colonna Rosman, | ||||
Independent Member | Management | For | Voted - Against | |
8.11 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Leonardo Porciuncula Gomes | ||||
Pereira, Independent Member | Management | For | Voted - For | |
8.12 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Eduardo Bunker Gentil, | ||||
Independent Member | Management | For | Voted - For | |
8.13 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. the Following Field Should Only | ||||
be Filled in If the Shareholder Has Replied No to | ||||
the Previous Question. Eliane Aleixo Lustosa De | ||||
Andrade, Independent Member | Management | For | Voted - For | |
9 | In Case the Shareholder Holds His, Her, Its Shares | |||
for an Uninterrupted Period of at Least 3 Months | ||||
Immediately Preceding the Shareholders Meeting, | ||||
Does the Shareholder Want to Request the Separate | ||||
Election of A Member to the Board of Directors, | ||||
Under the Terms of the Article 141, Paragraph 4, |
155
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Item I of Brazilian Corporate Law. If the | ||||
Shareholder Chooses Yes, He, She, It, Shall Send to | ||||
the Company Through the Electronic Address | ||||
Ri.ccr,grupoccr.com.br the Proof of Uninterrupted | ||||
Ownership of His, Her, Its Interest During the | ||||
Period of at Least 3 Months Immediately Prior to | ||||
the Day of the Meeting, Issued Not Earlier Than | ||||
April 6, 2020 by the Competent Entity, Provided | ||||
That Such Proof Should be Received in the | ||||
Electronic Address Informed Above Until 9,00am on | ||||
April 9, 2020, If the Legally Required Quorum for | ||||
the Separate Election is Not Reached, the Voting | ||||
Instructions Contained in This Form for the General | ||||
Election Will be Considered | Management | For | Voted - Abstain | |
10 | Election of the Chairman and Vice Chairman of the | |||
Board of Directors, According to the Management | ||||
Proposal Mrs. Ana Maria Marcondes Penido Santanna | ||||
As Chairman and Mr. Ricardo Coutinho De Sena As | ||||
Vice Chairman | Management | For | Voted - Against | |
11 | Do You Wish to Request the Instatement of the | |||
Fiscal Council, Under the Terms of Article 161 of | ||||
Law 6,404 of 1976 | Management | For | Voted - For | |
12.1 | Election of A Member of the Fiscal Council. the | |||
Shareholder May Appoint As Many Candidates As the | ||||
Number of Vacancies to be Filled at the General | ||||
Election. Adalgiso Fragoso De Faria Principal | ||||
Member, Marcelo De Andrade Substitute Member | Management | For | Voted - Against | |
12.2 | Election of A Member of the Fiscal Council. the | |||
Shareholder May Appoint As Many Candidates As the | ||||
Number of Vacancies to be Filled at the General | ||||
Election. Bruno Goncalves Siqueira Principal | ||||
Member, Daniel Da Silva Alves Substitute Member | Management | For | Voted - Against | |
12.3 | Election of A Member of the Fiscal Council. the | |||
Shareholder May Appoint As Many Candidates As the | ||||
Number of Vacancies to be Filled at the General | ||||
Election. Piedade Mota Da Fonseca Principal Member, | ||||
Ronaldo Pires Da Silva Substitute Member | Management | For | Voted - For | |
13 | Resolve on the Annual and Global Management | |||
Compensation for the 2020 Fiscal Year, in | ||||
Accordance with the Management Proposal, Being the | ||||
Responsibility of the Board of Directors of the | ||||
Company to Determine the Individual Amount And, As | ||||
the Case May Be, the Granting of Representation | ||||
Funds and Or Benefits of Any Kind, Pursuant to | ||||
Article 152 of the Brazilian Corporate Law | Management | For | Voted - Against | |
14 | Resolve on the Individual Compensation of the | |||
Members of the Fiscal Council, As Provided for in | ||||
Paragraph 3 of Article 162 of Brazilian Corporate | ||||
Law, Corresponding to Ten Percent of the Average | ||||
Compensation of the Company's Officers Excluding | ||||
Benefits, Representation Funds and Profit Sharing, | ||||
in Accordance with the Management Proposal | Management | For | Voted - For | |
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) May | ||||
be Required in Order to Lodge and Execute Your | ||||
Voting Instructions in This Market (dependant Upon |
156
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
For the Proposal 7 Regarding the Adoption of | |||||
Cumulative Voting, Please be Advised That You Can | |||||
Only Vote for Or Abstain. an Against Vote on This | |||||
Proposal Requires Percentages to be Allocated | |||||
Amongst the Directors in Proposal 8.1 to 8.13. in | |||||
This Case Please Contact Your Client Service | |||||
Representative in Order to Allocate Percentages | |||||
Amongst the Directors | Management | Non-Voting | Non-Voting | ||
CELLTRION HEALTHCARE CO., LTD. | |||||
Security ID: Y6S3BE101 | |||||
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2.1 | Election of Inside Director: Gim Hyeong Gi | Management | For | Voted - For | |
2.2 | Election of Outside Director: Choe Eung Yeol | Management | For | Voted - For | |
2.3 | Election of Outside Director: Jeong Un Gap | Management | For | Voted - For | |
2.4 | Election of Outside Director: Ra Hyeon Ju | Management | For | Voted - For | |
2.5 | Election of Outside Director: David Han | Management | For | Voted - For | |
3.1 | Election of Audit Committee Member: Choe Eung Yeol | Management | For | Voted - Against | |
3.2 | Election of Audit Committee Member: Jeong Un Gap | Management | For | Voted - For | |
3.3 | Election of Audit Committee Member: Ra Hyeon Ju | Management | For | Voted - For | |
4 | Amendment of Articles on Retirement Allowance for | ||||
Director | Management | For | Voted - For | ||
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
6 | Approval of Stock Dividend | Management | For | Voted - For | |
7 | Grant of Stock Option | Management | For | Voted - For | |
CELLTRION INC | |||||
Security ID: Y1242A106 | |||||
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2.1 | Election of Inside Director: Gi U Seong | Management | For | Voted - For | |
2.2 | Election of Inside Director: Sin Min Cheol | Management | For | Voted - For | |
2.3 | Election of Inside Director: I Hyeok Jae | Management | For | Voted - For | |
2.4 | Election of Outside Director: Gim Geun Yeong | Management | For | Voted - For | |
2.5 | Election of Outside Director: Gim Won Seok | Management | For | Voted - For | |
2.6 | Election of Outside Director: Yu Dae Hyeon | Management | For | Voted - For | |
2.7 | Election of Outside Director: I Sun U | Management | For | Voted - For |
157
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2.8 | Election of Outside Director: I Jae Sik | Management | For | Voted - For | |
3.1 | Election of Audit Committee Member: Gim Geun Yeong | Management | For | Voted - For | |
3.2 | Election of Audit Committee Member: Gim Won Seok | Management | For | Voted - For | |
3.3 | Election of Audit Committee Member: Yu Dae Hyeon | Management | For | Voted - For | |
3.4 | Election of Audit Committee Member: I Sun U | Management | For | Voted - For | |
3.5 | Election of Audit Committee Member: I Jae Sik | Management | For | Voted - For | |
4 | Approval of Remuneration for Director | Management | For | Voted - For | |
5 | Amendment of Articles on Retirement Allowance for | ||||
Director | Management | For | Voted - For | ||
6 | Approval of Grant of Stock Option | Management | For | Voted - For | |
CEMEX SAB DE CV | |||||
Security ID: P2253T133 | |||||
Meeting Date: 26-Mar-20 | Meeting Type: Ordinary General Meeting | ||||
1 | Presentation of the Report from the General | ||||
Director, Including the Balance Sheet, Income | |||||
Statement, Cash Flow Statement and Statement of | |||||
Variations in the Capital, and of the Report from | |||||
the Board of Directors, for the 2019 Fiscal Year, | |||||
in Accordance with That Which is Established by the | |||||
Securities Market Law, Their Discussion and | |||||
Approval, If Deemed Appropriate, After Taking | |||||
Cognizance of the Opinion of the Board of Directors | |||||
in Regard to the Report from the General Director, | |||||
the Report from the Audit and Corporate Practices | |||||
and Finance Committees, the Report in Regard to the | |||||
Accounting Policies and Criteria Adopted, and the | |||||
Report in Regard to the Review of the Tax Situation | |||||
of the Company | Management | For | Voted - For | ||
2 | Proposal in Regard to the Allocation of the Results | ||||
Account for the Fiscal Year That Ended on December | |||||
31, 2019 | Management | For | Voted - For | ||
3 | Presentation of the Report from the Board of | ||||
Directors in Regard to the Procedures and | |||||
Resolutions on the Basis of Which Share Buybacks | |||||
Were Carried Out During the Fiscal Year That Ended | |||||
on December 31, 2019 | Management | For | Voted - For | ||
4 | Proposal to Determine the Amount of the Reserve to | ||||
Buy Back Shares Issued by the Company Or Credit | |||||
Instruments That Represent Them | Management | For | Voted - For | ||
5.A | Proposal to Decrease the Share Capital in Its | ||||
Variable Part by Means Of: Cancellation of the | |||||
Shares Acquired by Means of the Share Buyback | |||||
Program During the 2019 Fiscal Year | Management | For | Voted - For | ||
5.B | Proposal to Decrease the Share Capital in Its | ||||
Variable Part by Means Of: Cancellation of Shares | |||||
Held in Treasury That Backed the Issuance of the | |||||
Convertible Bonds That Were Issued in December 2009 | |||||
and That Matured in November 2019 | Management | For | Voted - For | ||
5.C | Proposal to Decrease the Share Capital in Its | ||||
Variable Part by Means Of: Cancellation of Shares | |||||
Held in Treasury That Back the Issuance of the |
158
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Convertible Bonds Issued in May 2015 and That | |||||
Mature in March 2020 | Management | For | Voted - For | ||
6 | Designation of Members, Chairperson, and Secretary | ||||
of the Board of Directors, As Well As of the | |||||
Members and Chairpersons of the Audit, Corporate | |||||
Practices and Finance and Sustainability Committees | Management | For | Voted - Against | ||
7 | Compensation for the Members of the Board of | ||||
Directors and for the Audit, Corporate Practices | |||||
and Finance and Sustainability Committees | Management | For | Voted - For | ||
8 | Designation of the Person Or Persons Who are | ||||
Charged with Formalizing the Resolutions That are | |||||
Passed | Management | For | Voted - For | ||
Please Note That This is an Amendment to Meeting Id | |||||
356664 Due to Splitting of Resolution 5. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
CEZ A.S. | |||||
Security ID: X2337V121 | |||||
Meeting Date: 29-Jun-20 | Meeting Type: Annual General Meeting | ||||
4.1 | Approve of the Financial Statements | Management | For | Voted - For | |
4.2 | Approve Consolidated Financial Statements | Management | For | Voted - For | |
5 | Approve Allocation of Income and Dividends of Czk | ||||
34 Per Share | Management | For | Voted - For | ||
6 | Ratify Ernst Young Audit S.r.o. As Auditor | Management | For | Voted - For | |
7.1 | Approve Volume of Charitable Donations | Management | For | Voted - For | |
7.2 | Approve Increase in Volume of Charitable Donations | Management | For | Voted - For | |
7.3 | Approve Charitable Donations | Management | For | Voted - For | |
8.1 | Amend Articles of Association | Management | For | Voted - For | |
8.2 | Approve New Version of Articles of Association | Management | For | Voted - For | |
9 | Approve Transfer of Part of Melnik Power Plant to | ||||
Energotrans, A.s | Management | For | Voted - For | ||
10 | Approve Remuneration Policy | Management | For | Voted - For | |
12 | Recall and Elect Supervisory Board Members | Management | For | Voted - Abstain | |
13 | Recall and Elect Members of Audit Committee | Management | For | Voted - Abstain | |
14 | Amendment of the Business Policy of the Company Cez | Management | For | Voted - Against | |
Please Note That This is an Amendment to Meeting Id | |||||
426247 Due to Addition of Resolution 14. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded If Vote Deadline Extensions are | |||||
Granted. Therefore Please Reinstruct on This | |||||
Meeting Notice on the New Job. If However Vote | |||||
Deadline Extensions are Not Granted in the Market, | |||||
This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You. | Management | Non-Voting | Non-Voting | ||
1 | Receive Board of Directors Report on Company's | ||||
Operations and State of Its Assets | Management | Non-Voting | Non-Voting |
159
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Receive Supervisory Board Report | Management | Non-Voting | Non-Voting | |
3 | Receive Audit Committee Report | Management | Non-Voting | Non-Voting | |
11 | Receive Information on Preparation of Dukovany | ||||
Nuclear Plant | Management | Non-Voting | Non-Voting | ||
CHAILEASE HOLDING COMPANY LIMITED | |||||
Security ID: G20288109 | |||||
Meeting Date: 27-May-20 | Meeting Type: Annual General Meeting | ||||
1 | To Accept 201 9 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | To Approve the Proposal for Distribution of 2019 | ||||
Profits. Proposed Cash Dividend: Twd 4.6 Per Share. | Management | For | Voted - For | ||
3 | Amendment to the Rules and Procedures of | ||||
Shareholders Meeting | Management | For | Voted - For | ||
4 | Amendment to the Memorandum and Articles of | ||||
Association. (special Resolution) | Management | For | Voted - For | ||
5 | To Consider and Approve the Companys Plan to Raise | ||||
Long Term Capital. | Management | For | Voted - For | ||
6 | Issuance of New Shares Via Capitalization of | ||||
Retained Earnings. Proposed Stock Dividend: 40 | |||||
Shares Per 1,000 Shares. | Management | For | Voted - For | ||
7.1 | The Election of the Director:chun an Investment | ||||
Co., Ltd.,shareholder No.93771,john-lee Koo As | |||||
Representative | Management | For | Voted - Against | ||
7.2 | The Election of the Director:chun an Investment | ||||
Co., Ltd. ,shareholder No.93771,fong-long Chen As | |||||
Representative | Management | For | Voted - Against | ||
7.3 | The Election of the Director:chee Wee | ||||
Goh,shareholder No.1946102xxx | Management | For | Voted - Against | ||
7.4 | The Election of the Director:chun an Investment | ||||
Co., Ltd.,shareholder No.100317,hsiu-tze Cheng As | |||||
Representative | Management | For | Voted - Against | ||
7.5 | The Election of the Director:chun an Investment | ||||
Co., Ltd. ,shareholder No.100317,king Wai Alfred | |||||
Wong As Representative | Management | For | Voted - Against | ||
7.6 | The Election of the Director:li Cheng Investment | ||||
Co., Ltd. ,shareholder No.104095,chih-yang, Chen As | |||||
Representative | Management | For | Voted - Against | ||
7.7 | The Election of the Independent Director:steven | ||||
Jeremy Goodman,shareholder No.1959121xxx | Management | For | Voted - For | ||
7.8 | The Election of the Independent Director:ching-shui | ||||
Tsou,shareholder No.j101182xxx | Management | For | Voted - For | ||
7.9 | The Election of the Independent Director:casey K. | ||||
Tung,shareholder No.1951121xxx | Management | For | Voted - For | ||
8 | Proposal of Releasing the Non Competition | ||||
Restrictions on Directors. (john-lee Koo) | Management | For | Voted - For | ||
9 | Proposal of Releasing the Non Competition | ||||
Restrictions on Directors. (fong-long Chen) | Management | For | Voted - For | ||
10 | Proposal of Releasing the Non Competition | ||||
Restrictions on Directors. (hsiu-tze Cheng) | Management | For | Voted - For |
160
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
CHANG HWA COMMERCIAL BANK | |||||
Security ID: Y1293J105 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | The Company's 2019 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | The Company's Distribution of 2019 Profit. Proposed | ||||
Cash Dividend: Twd 0.4 Per Share. | Management | For | Voted - For | ||
3 | The Issuance of New Shares Via Capitalization of | ||||
Earnings. Proposed Stock Dividend: Twd 0.4 Per | |||||
Share. | Management | For | Voted - For | ||
4 | The Amendment of the Company's Articles of | ||||
Incorporation. | Management | For | Voted - For | ||
5.13 | The Election of 3 Independent Director Among 6 | ||||
Candidates.:yu Chi Chang,shareholder No.b100920xxx | Management | For | Voted - For | ||
5.14 | The Election of 3 Independent Director Among 6 | ||||
Candidates.:liu Ke Yi,shareholder No.a220237xxx | Management | For | Voted - For | ||
5.15 | The Election of 3 Independent Director Among 6 | ||||
Candidates.:lin Chih Chieh ,shareholder | |||||
No.f221131xxx,carol Lin As Representative | Management | For | Voted - For | ||
5.16 | The Election of 3 Independent Director Among 6 | ||||
Candidates.:pan Jung Chun,shareholder No.t102205xxx | Management | For | Voted - For | ||
5.17 | The Election of 3 Independent Director Among 6 | ||||
Candidates.:lin Jong Horng,shareholder No.k120207xxx | Management | For | Voted - For | ||
5.18 | The Election of 3 Independent Director Among 6 | ||||
Candidates.:suen Chih Jong,shareholder No.a103317xxx | Management | For | Voted - For | ||
6 | The Release of Non-competition Restrictions for the | ||||
Company's Directors (including Independent | |||||
Directors) of the 26th Term. | Management | For | Voted - For | ||
5.1 | The Election of 6 Director Among 12 | ||||
Candidates.:ministry of Finance,shareholder | |||||
No.0000940001,mof As Representative | Management | For | Voted - Against | ||
5.2 | The Election of 6 Director Among 12 | ||||
Candidates.:ministry of Finance,shareholder | |||||
No.0000940001,mof As Representative | Management | For | Voted - Against | ||
5.3 | The Election of 6 Director Among 12 Candidates.:lee | ||||
Wen Siung,shareholder No.s120374xxx | Management | For | Voted - Against | ||
5.4 | The Election of 6 Director Among 12 | ||||
Candidates.:chunghwa Post Co., Ltd.,shareholder | |||||
No.0002283562,hsiao Chia Chi As Representative | Management | For | Voted - Against | ||
5.5 | The Election of 6 Director Among 12 | ||||
Candidates.:national Development Fund, Executive | |||||
Yuan,shareholder No.0000071695,chang Chien Yi As | |||||
Representative | Management | For | Voted - Against | ||
5.6 | The Election of 6 Director Among 12 | ||||
Candidates.:first Commercial Bank Co., | |||||
Ltd.,shareholder No.0000930001,tsai Yun Cheng As | |||||
Representative | Management | For | Voted - Against | ||
5.7 | The Election of 6 Director Among 12 | ||||
Candidates.:taishin Financial Holding | |||||
Co.,ltd.,shareholder No.0002837094,tsfhc As | |||||
Representative | Management | For | Did Not Vote |
161
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5.8 | The Election of 6 Director Among 12 | ||||
Candidates.:taishin Financial Holding | |||||
Co.,ltd.,shareholder No.0002837094,tsfhc As | |||||
Representative | Management | For | Did Not Vote | ||
5.9 | The Election of 6 Director Among 12 | ||||
Candidates.:taishin Financial Holding | |||||
Co.,ltd.,shareholder No.0002837094,tsfhc As | |||||
Representative | Management | For | Did Not Vote | ||
5.10 | The Election of 6 Director Among 12 | ||||
Candidates.:taishin Financial Holding | |||||
Co.,ltd.,shareholder No.0002837094,tsfhc As | |||||
Representative | Management | For | Did Not Vote | ||
5.11 | The Election of 6 Director Among 12 | ||||
Candidates.:taishin Financial Holding | |||||
Co.,ltd.,shareholder No.0002837094,tsfhc As | |||||
Representative | Management | For | Did Not Vote | ||
5.12 | The Election of 6 Director Among 12 | ||||
Candidates.:chen Hwai Chou,shareholder No.0002855197 | Management | For | Did Not Vote | ||
Please Note That Although There are 12 Candidates | |||||
to be Elected As Directors, There are Only 6 | |||||
Vacancies Available to be Filled at the Meeting. | |||||
the Standing Instructions for This Meeting Will be | |||||
Disabled And, If You Choose, You are Required to | |||||
Vote For, Against Or Abstain on Only 6 of the 12 | |||||
Directors and to Select 'clear' for the Others. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That Although There are 6 Options to | |||||
Indicate A Preference on This Resolution, Only 3 | |||||
Can be Selected. the Standing Instructions for This | |||||
Meeting Will be Disabled And, If You Choose, You | |||||
are Required to Vote for Only 3 of the 6 Options | |||||
Below, Your Other Votes Must be Either Against Or | |||||
Abstain Thank You | Management | Non-Voting | Non-Voting | ||
CHINA DEVELOPMENT FINANCIAL HOLDING COMPANY INC | |||||
Security ID: Y1460P108 | |||||
Meeting Date: 12-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Acceptance of 2019 Business Report, Financial | ||||
Statements, Consolidated Financial Statements, and | |||||
Relevant Books and Reports. | Management | For | Voted - For | ||
2 | Acceptance of 2019 Earnings Distribution Plan. | ||||
Proposed Cash Dividend: Twd 0.6 Per Share. | Management | For | Voted - For | ||
3 | Amendment to the Articles of Incorporation. | Management | For | Voted - For | |
4 | Approval of the Proposal to Release Non Competition | ||||
Restrictions for Directors of the Board (including | |||||
Juristic Persons and Their Representatives). | Management | For | Voted - For |
162
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
CHINA STEEL CORP | |||||
Security ID: Y15041109 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the 2019 Business Report and Financial | ||||
Statements | Management | For | Voted - For | ||
2 | Adoption of the Proposal for Distribution of 2019 | ||||
Profits. Proposed Cash Dividend: Twd 0.5 Per Share. | |||||
Proposed Cash Dividend for Preferred Share A : Twd | |||||
1.4 Per Share | Management | For | Voted - For | ||
3 | Amendments to the Procedures for Acquisition Or | ||||
Disposal of Assets. | Management | For | Voted - For | ||
4 | Amendments to the Procedures for Loaning of Funds. | Management | For | Voted - For | |
5 | Proposal to Release the Prohibition on Chairman, | ||||
Mr. Chao Tung Wong, from Holding the Position of | |||||
Director of Taiwan High Speed Rail Corporation. | Management | For | Voted - For | ||
6 | Proposal to Release the Prohibition on Director, | ||||
Mr. Shyi Chin Wang, from Holding the Position of | |||||
Director of China Ecotek Corporation. | Management | For | Voted - For | ||
7 | Proposal to Release the Prohibition on Director, | ||||
Mr. Chien Chih Hwang, from Holding the Position of | |||||
Director of China Steel Structure Co., Ltd., Csbc | |||||
Corporation, Taiwan, Formosa Ha Tinh (cayman) | |||||
Limited, and Formosa Ha Tinh Steel Corporation. | Management | For | Voted - For | ||
21 May 2020: Please Note That This is A Revision | |||||
Due Change in Text of Resolution 2. If You Have | |||||
Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
CHUNGHWA TELECOM CO LTD | |||||
Security ID: Y1613J108 | |||||
Meeting Date: 29-May-20 | Meeting Type: Annual General Meeting | ||||
1 | Ratification of 2019 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | Ratification of 2019 Earnings Distribution | ||||
Proposal. Proposed Cash Dividend: Twd4.226 Per | |||||
Share. | Management | For | Voted - For | ||
3 | Amendments to the Articles of Incorporation of the | ||||
Company. | Management | For | Voted - For | ||
4 | Release of Non-competition Restrictions on | ||||
Directors. | Management | For | Voted - For |
163
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
CIMB GROUP HOLDINGS BHD | |||||
Security ID: Y1636J101 | |||||
Meeting Date: 30-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Re-elect the Following Director Who Retire | ||||
Pursuant to Article 81 of the Company's | |||||
Constitution: Ms. Teoh Su Yin | Management | For | Voted - For | ||
2 | To Re-elect the Following Director Who Retire | ||||
Pursuant to Article 81 of the Company's | |||||
Constitution: Dato' Lee Kok Kwan | Management | For | Voted - For | ||
3 | To Re-elect the Following Director Who Retire | ||||
Pursuant to Article 81 of the Company's | |||||
Constitution: Dato' Mohamed Ross Mohd Din | Management | For | Voted - For | ||
4 | To Re-elect the Following Director Who Retires | ||||
Pursuant to Article 88 of the Company's | |||||
Constitution: Encik Didi Syafruddin Yahya | Management | For | Voted - For | ||
5 | To Re-elect the Following Director Who Retires | ||||
Pursuant to Article 88 of the Company's | |||||
Constitution: Ms. Shulamite N K Khoo | Management | For | Voted - For | ||
6 | To Approve the Payment of Non-executive Directors' | ||||
Fees with Effect from the 63rd Agm Until the Next | |||||
Agm of the Company | Management | For | Voted - For | ||
7 | To Approve the Payment of Allowances and Benefits | ||||
Payable to Non-executive Directors of the Company | |||||
Up to an Amount of Rm3,895,000 from the 63rd Agm | |||||
Until the Next Agm of the Company | Management | For | Voted - Against | ||
8 | To Re-appoint Messrs. PricewaterhouseCoopers As | ||||
Auditors of the Company for the Financial Year | |||||
Ending 31 December 2020 and to Authorise the Board | |||||
of Directors to Fix Their Remuneration | Management | For | Voted - For | ||
9 | Proposed Renewal of the Authority for Directors to | ||||
Allot and Issue Shares | Management | For | Voted - For | ||
10 | Proposed Renewal of the Authority for Directors to | ||||
Allot and Issue New Ordinary Shares in the Company | |||||
(cimb Shares) in Relation to the Dividend | |||||
Reinvestment Scheme That Provides the Shareholders | |||||
of the Company with the Option to Elect to Reinvest | |||||
Their Cash Dividend Entitlements in New Ordinary | |||||
Shares in the Company (drs) | Management | For | Voted - For | ||
11 | Proposed Renewal of the Authority to Purchase Own | ||||
Shares | Management | For | Voted - For | ||
CLICKS GROUP LIMITED | |||||
Security ID: S17249111 | |||||
Meeting Date: 30-Jan-20 | Meeting Type: Annual General Meeting | ||||
1.O.1Adoption of Financial Statements | Management | For | Non-Voting | ||
2.O.2Reappointment of Auditor: Re-appoint Ernst Young | |||||
Inc As Auditors of the Company with Anthony Cadman | |||||
As the Individual Registered Auditor | Management | For | Non-Voting | ||
3.O.3Re-election of Fatima Abrahams As A Director | Management | For | Non-Voting |
164
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4.O.4Re-election of Martin Rosen As A Director | Management | For | Non-Voting | |
5O5.1 Election of Member of the Audit and Risk Committee: | ||||
John Bester | Management | For | Non-Voting | |
5O5.2 Election of Member of the Audit and Risk Committee: | ||||
Fatima Daniels | Management | For | Non-Voting | |
5O5.3 Election of Member of the Audit and Risk Committee: | ||||
Nonkululeko Gobodo | Management | For | Non-Voting | |
6.O.6Non-binding Advisory Vote: Approval of the | ||||
Company's Remuneration Policy | Management | For | Non-Voting | |
7.O.7Non-binding Advisory Vote: Approval of the | ||||
Company's Implementation Report | Management | For | Non-Voting | |
8.S.1 General Authority to Repurchase Shares | Management | For | Non-Voting | |
9.S.2 Specific Authority to Repurchase Shares from New | ||||
Clicks South Africa Proprietary Limited | Management | For | Non-Voting | |
10S.3 | Approval of Directors' Fees | Management | For | Non-Voting |
11S.4 | General Approval to Provide Financial Assistance | Management | For | Non-Voting |
12S.5 | Amendments to the Memorandum of Incorporation | Management | For | Non-Voting |
09 Dec 2019: Please Note That This is A Revision | ||||
Due to Modification of Text in Resolution 2.o.2 and | ||||
Modification of Numbering of Resolutions. If You | ||||
Have Already Sent in Your Votes, Please Do Not Vote | ||||
Again Unless You Decide to Amend Your Original | ||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | |
1.O.1Adoption of Financial Statements | Management | For | Voted - For | |
2.O.2Reappointment of Auditor: Re-appoint Ernst Young | ||||
Inc As Auditors of the Company with Anthony Cadman | ||||
As the Individual Registered Auditor | Management | For | Voted - For | |
3.O.3Re-election of Fatima Abrahams As A Director | Management | For | Voted - For | |
4.O.4Re-election of Martin Rosen As A Director | Management | For | Voted - For | |
5O5.1 Election of Member of the Audit and Risk Committee: | ||||
John Bester | Management | For | Voted - For | |
5O5.2 Election of Member of the Audit and Risk Committee: | ||||
Fatima Daniels | Management | For | Voted - For | |
5O5.3 Election of Member of the Audit and Risk Committee: | ||||
Nonkululeko Gobodo | Management | For | Voted - For | |
6.O.6Non-binding Advisory Vote: Approval of the | ||||
Company's Remuneration Policy | Management | For | Voted - For | |
7.O.7Non-binding Advisory Vote: Approval of the | ||||
Company's Implementation Report | Management | For | Voted - For | |
8.S.1 General Authority to Repurchase Shares | Management | For | Voted - For | |
9.S.2 Specific Authority to Repurchase Shares from New | ||||
Clicks South Africa Proprietary Limited | Management | For | Voted - For | |
10S.3 | Approval of Directors' Fees | Management | For | Voted - For |
11S.4 | General Approval to Provide Financial Assistance | Management | For | Voted - For |
12S.5 | Amendments to the Memorandum of Incorporation | Management | For | Voted - For |
09 Dec 2019: Please Note That This is A Revision | ||||
Due to Modification of Text in Resolution 2.o.2 and | ||||
Modification of Numbering of Resolutions. If You | ||||
Have Already Sent in Your Votes, Please Do Not Vote | ||||
Again Unless You Decide to Amend Your Original | ||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting |
165
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
COGNA EDUCACAO SA | |||||
Security ID: P6S43Y203 | |||||
Meeting Date: 09-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Change the Company's Trade Name to Cogna Educacao | ||||
S.a., with the Consequent Amendment of the Bylaws | Management | For | Voted - For | ||
2 | Change the Company's Bylaws, in Accordance with the | ||||
Management Proposal Disclosed on October 7, 2019 | |||||
Management Proposal | Management | For | Voted - For | ||
3 | Set As 7 of the Number of Members That Will Compose | ||||
the Board of Directors, in Accordance with the | |||||
Management Proposal | Management | For | Voted - For | ||
4 | Do You Wish to Request the Adoption of the | ||||
Cumulative Voting Process for the Election of the | |||||
Board of Directors, Under the Terms of Article 141 | |||||
of Law 6,404 of 1976 | Management | For | Voted - Abstain | ||
5 | Election of the Board of Directors, by Single | ||||
Slate. Indication of All Names That Make Up the | |||||
Group. Single Slate. Note Single Slate, Evando Jose | |||||
Neiva. Juliana Rozenbaum Munemori. Luiz Antonio De | |||||
Moraes Carvalho. Nicolau Ferreira Chacur. Rodrigo | |||||
Calvo Galindo. Thiago Dos Santos Piau. Walfrido | |||||
Silvino Dos Mares Guia Neto | Management | For | Voted - For | ||
6 | In the Event That One of the Candidates Who is on | ||||
the Slate Chosen Ceases to be Part of That Slate, | |||||
Can the Votes Corresponding to Your Shares Continue | |||||
to be Conferred on the Chosen Slate | Management | For | Voted - Against | ||
7 | In the Event of the Adoption of the Cumulative | ||||
Voting Process, Should the Votes Corresponding to | |||||
Your Shares be Distributed in Equal Percentages | |||||
Across the Members of the Slate That You Have | |||||
Chosen. Note Please Note That If Investor Chooses | |||||
For, the Percentages Do Not Need to be Provided, If | |||||
Investor Chooses Against, It is Mandatory to Inform | |||||
the Percentages According to Which the Votes Should | |||||
be Distributed, Otherwise the Entire Vote Will be | |||||
Rejected Due to Lack of Information, If Investor | |||||
Chooses Abstain, the Percentages Do Not Need to be | |||||
Provided, However in Case Cumulative Voting is | |||||
Adopted the Investor Will Not Participate on This | |||||
Matter of the Meeting | Management | For | Voted - Abstain | ||
8.1 | Visualization of All the Candidates That Compose | ||||
the Slate to Indicate the Percentage of the Votes | |||||
to be Attributed. the Following Field Should Only | |||||
be Filled in If the Shareholder Has Replied No to | |||||
the Previous Question. Note Evando Jose Neiva | Management | For | Voted - Abstain | ||
8.2 | Visualization of All the Candidates That Compose | ||||
the Slate to Indicate the Percentage of the Votes | |||||
to be Attributed. the Following Field Should Only | |||||
be Filled in If the Shareholder Has Replied No to | |||||
the Previous Question. Note Juliana Rozenbaum | |||||
Munemori | Management | For | Voted - Abstain |
166
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
8.3 | Visualization of All the Candidates That Compose | ||||
the Slate to Indicate the Percentage of the Votes | |||||
to be Attributed. the Following Field Should Only | |||||
be Filled in If the Shareholder Has Replied No to | |||||
the Previous Question. Note Luiz Antonio De Moraes | |||||
Carvalho | Management | For | Voted - Abstain | ||
8.4 | Visualization of All the Candidates That Compose | ||||
the Slate to Indicate the Percentage of the Votes | |||||
to be Attributed. the Following Field Should Only | |||||
be Filled in If the Shareholder Has Replied No to | |||||
the Previous Question. Note Nicolau Ferreira Chacur | Management | For | Voted - Abstain | ||
8.5 | Visualization of All the Candidates That Compose | ||||
the Slate to Indicate the Percentage of the Votes | |||||
to be Attributed. the Following Field Should Only | |||||
be Filled in If the Shareholder Has Replied No to | |||||
the Previous Question. Note Rodrigo Calvo Galindo | Management | For | Voted - Abstain | ||
8.6 | Visualization of All the Candidates That Compose | ||||
the Slate to Indicate the Percentage of the Votes | |||||
to be Attributed. the Following Field Should Only | |||||
be Filled in If the Shareholder Has Replied No to | |||||
the Previous Question. Note Thiago Dos Santos Piau | Management | For | Voted - Abstain | ||
8.7 | Visualization of All the Candidates That Compose | ||||
the Slate to Indicate the Percentage of the Votes | |||||
to be Attributed. the Following Field Should Only | |||||
be Filled in If the Shareholder Has Replied No to | |||||
the Previous Question. Note Walfrido Silvino Dos | |||||
Mares Guia Neto | Management | For | Voted - Abstain | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
For the Proposal 7 Regarding the Adoption of | |||||
Cumulative Voting, Please be Advised That You Can | |||||
Only Vote for Or Abstain. an Against Vote on This | |||||
Proposal Requires Percentages to be Allocated | |||||
Amongst the Directors in Proposal 8.1 to 8.7. in | |||||
This Case Please Contact Your Client Service | |||||
Representative in Order to Allocate Percentages | |||||
Amongst the Directors | Management | Non-Voting | Non-Voting | ||
COMMERCIAL INTERNATIONAL BANK LTD | |||||
Security ID: M25561107 | |||||
Meeting Date: 15-Mar-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Approve the Authorization of the Bank's Board of | ||||
Directors to Issue Financial Instruments in the | |||||
Form of Nominal Bonds Or Support Loans | Management | For | Voted - For |
167
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Meeting Date: 15-Mar-20 | Meeting Type: Ordinary General Meeting | ||||
1 | Approve Board Report on Company Operations for Fy | ||||
2019 | Management | For | Voted - For | ||
2 | Approve Auditors' Report on Company Financial | ||||
Statements for Fy 2019 | Management | For | Voted - For | ||
3 | Accept Financial Statements and Statutory Reports | ||||
for Fy 2019 | Management | For | Voted - For | ||
4 | Approve Allocation of Income for Fy 2019 and | ||||
Authorize Board to Fix and Distribute Employees' | |||||
Share in the Company's Profits | Management | For | Voted - For | ||
5 | Approve Increase of Issued Capital Representing | ||||
8,599,210 Shares and Amend Articles 6 and 7 to | |||||
Reflect the Increase of Capital | Management | For | Voted - For | ||
6 | Authorize Capitalization of Reserves for Bonus | ||||
Issue Re: 1:3 and Amend Articles 6 and 7 to Reflect | |||||
the Increase of Capital | Management | For | Voted - For | ||
7 | Approve Discharge of Directors for Fy 2019 | Management | For | Voted - For | |
8 | Ratify Auditors and Fix Their Remuneration for Fy | ||||
2020 | Management | For | Voted - For | ||
9.1 | Elect Amin Al Arab As Director | Management | For | Voted - For | |
9.2 | Elect Hussein Abaza As Director | Management | For | Voted - For | |
9.3 | Elect Bijan Khosrowshahi As Director | Management | For | Voted - For | |
9.4 | Elect Amani Abou Zeid As Director | Management | For | Voted - For | |
9.5 | Elect Magda Habib As Director | Management | For | Voted - For | |
9.6 | Elect Paresh Sukthankar As Director | Management | For | Voted - For | |
9.7 | Elect Rajeev Kakar As Director | Management | For | Voted - For | |
9.8 | Elect Sherif Samy As Director | Management | For | Voted - For | |
10 | Approve Remuneration of Directors for Fy 2020 | Management | For | Voted - For | |
11 | Approve Remuneration of Audit Committee for Fy 2020 | Management | For | Voted - For | |
12 | Approve Charitable Donations for Fy 2019 and 2020 | Management | For | Voted - Abstain | |
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
353771 Due to Received Director Names Under | |||||
Resolution 9. All Votes Received on the Previous | |||||
Meeting Will be Disregarded and You Will Need to | |||||
Reinstruct on This Meeting Notice. Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'abstain' Only for Resolution Numbers | |||||
9.1 to 9.8. Thank You. | Management | Non-Voting | Non-Voting |
168
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Please Note in the Event the Meeting Does Not Reach | |||||
Quorum, There Will be A Second Call on 26 Mar 2020. | |||||
Consequently, Your Voting Instructions Will Remain | |||||
Valid for All Calls Unless the Agenda is Amended. | |||||
Please be Also Advised That Your Shares Will be | |||||
Blocked Until the Quorum is Met Or the Meeting is | |||||
Cancelled. Thank You | Management | Non-Voting | Non-Voting | ||
COMPANHIA BRASILEIRA DE DISTRIBUICAO | |||||
Security ID: P30558103 | |||||
Meeting Date: 23-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Examination, Discussion and Voting on the | ||||
Management Report and Company Financial Statements, | |||||
for the Year Ended December 31, 2019 | Management | For | Voted - For | ||
2 | Resolve on the Proposal for Allocation of the Net | ||||
Profit for the Fiscal Year Ended December 31, 2019, | |||||
As Detailed in the Management Proposal, in the | |||||
Following Terms, I Brl 39,510,662.68 to the Legal | |||||
Reserve, II Brl 187,675,647.72 As Minimum Mandatory | |||||
Dividends, from Which A the Gross Amount of Brl | |||||
36,737,525.34 Related to the 1st Quarter of 2019 | |||||
Was Already Paid As Interest on Net Equity Being | |||||
the Value of Brl 31,805,714.39 the Net Amount | |||||
Effectively Distributed After the Deduction of the | |||||
Withholding Income Tax, and B the Net Amount of Brl | |||||
155.869.933,33 Related to the 2nd, 3rd and 4th | |||||
Quarters, Will be Paid As Dividend with in 60 Days | |||||
of the Date of the Meeting, and III Brl | |||||
558,095,132.22 to the Expansion Reserve Account | Management | For | Voted - For | ||
3 | Determination of an Annual Global Compensation of | ||||
Brl 142,066,556.11 for the Members of Company's | |||||
Management and Company's Fiscal Council, in Case | |||||
the Shareholders Request Its Installation for the | |||||
Year 2020, in the Terms of the Management Proposal, | |||||
Being Up to Brl 66,243,937.10 to the Board of | |||||
Officers, Up to Brl 75,001,819.01 to the Board of | |||||
Directors and Up to Brl 820,800.00 to the Fiscal | |||||
Council | Management | For | Voted - Against | ||
4 | Do You Wish to Request the Instatement of the | ||||
Fiscal Council, Under the Terms of Article 161 of | |||||
Law 6,404 of 1976 | Management | For | Voted - Abstain | ||
5 | In the Eventuality of A Second Call of This | ||||
Meeting, the Voting Instructions in This Voting | |||||
List May Also be Considered Valid for the Purposes | |||||
of Holding the Meeting on Second Call | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any |
169
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 23-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Resolve on the Proposal of Amendment of Articles | ||||
4th and 22 of the Company's Bylaws, Pursuant to the | |||||
Management Proposal, to I Reflect the Capital Stock | |||||
Increases Resulting from the Exercise of Stock | |||||
Options, Within the Authorized Capital Limit, | |||||
Approved at Meetings of the Board of Directors | |||||
Since the Extraordinary General Meeting Held in | |||||
December, 2019, and II Specify That the Mandate | |||||
Period of the Board of Directors is of Two Years, | |||||
Reelection Being Permitted | Management | For | Voted - For | ||
2 | In the Eventuality of A Second Call of This | ||||
Meeting, the Voting Instructions in This Voting | |||||
List May Also be Considered Valid for the Purposes | |||||
of Holding the Meeting on Second Call | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
30 Mar 2020: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. | |||||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
30 Mar 2020: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
COMPANHIA BRASILEIRA DE DISTRIBUICAO | |||||
Security ID: P3055E464 | |||||
Meeting Date: 30-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Do You Wish to Adopt the Separate Vote for the | ||||
Election of the Board of Directors. Note | |||||
Shareholder Can Only Fill Out This Field If He Or | |||||
She Has Left the General Election Item in Blank and | |||||
Has Been the Owner, Without Interruption, of the | |||||
Shares with Which He Or She is Voting During the | |||||
Three Months Immediately Prior to the Holding of | |||||
the General Meeting | Management | For | Voted - Abstain |
170
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
11 | Do You Wish to Request the Installation of the | ||||
Fiscal Council for the Fiscal Year of 2020 | Management | For | Voted - Abstain | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That the Preferred Shareholders Can | |||||
Vote on Item 1 and 11 Only. Thank You | Management | Non-Voting | Non-Voting | ||
04 Dec 2019: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. | |||||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
04 Dec 2019: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You. | Management | Non-Voting | Non-Voting | ||
1 | Ratify the Conversion of All Preferred Shares | ||||
Issued by the Company Into Common Shares, in the | |||||
Proportion of One Common Share to Each Preferred | |||||
Share As Required for the Migration of the Company | |||||
to the Novo Mercado, A Special Listing Segment of | |||||
B3 S.a., Brasil, Bolsa, Balcao., B3 | Management | For | Voted - For | ||
2 | In the Eventuality of A Second Call of This | ||||
Meeting, the Voting Instructions in This Voting | |||||
List May Also be Considered Valid for the Purposes | |||||
of Holding the Meeting on Second Call | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That the Preferred Shareholders Can | |||||
Vote on Item 1 and 2 Only. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PA | |||||
Security ID: P2R268136 | |||||
Meeting Date: 26-Nov-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Appointment of Candidates to the Fiscal Council, | ||||
the Shareholder May Appoint As Many Candidates As | |||||
the Number of Vacancies to be Filled at the General | |||||
Election. Angelo Luiz Moreira Grossi, Andrea | |||||
Martins Botaro | Management | For | Voted - For |
171
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | To Ratify the Appointment of Mr Wilson Newton De | ||||
Mello Neto As Board of Directors, with Term of | |||||
Office Ending Jointly with the Mandate of the | |||||
Current Members Board of Directors, the Annual | |||||
General Meeting of 2020 | Management | For | Voted - For | ||
3 | To Resolve in Regard to the Amendment of the | ||||
Corporate Bylaws of the Company for the Alteration | |||||
of Line Xix of Article 14 in Order to Attribute to | |||||
the Board of Directors the Authority to Authorize | |||||
the Issuance of A Promissory Note for Distribution | |||||
by Means of A Public Offering | Management | For | Voted - For | ||
4 | Consolidation of the Corporate Bylaws of the Company | Management | For | Voted - For | |
5 | To Correct the Annual Aggregate Compensation of the | ||||
Managers and of the Members of the Audit Committee | |||||
and Fiscal Council for the 2019 Fiscal Year, Which | |||||
Was Approved at the Annual General Meeting of June | |||||
3, 2019 | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 28-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | To Receive the Administrators Accounts, to Examine, | ||||
Discuss and Vote on the Administrations Report, the | |||||
Financial Statements and the Accounting Statements | |||||
Accompanied by the Independent Auditors Report | |||||
Regarding the Fiscal Year Ending on December 31, | |||||
2019 | Management | For | Voted - For | ||
2 | To Allocate the Net Profit from the 2019 Fiscal | ||||
Year, in the Amount of Brl 3,367,516,562.93, in the | |||||
Following Manner, I. to Allocate Brl 168,375,828.15 | |||||
to the Legal Reserve, II. to Distribute Brl | |||||
799,785,183.69 As Interest on Shareholder Equity | |||||
Imputed to the Mandatory Minimum Dividend, III. to | |||||
Distribute Brl 141,202,852.96, As Interest on | |||||
Shareholder Equity, As Additional Dividends, and | |||||
IV. to Allocate Brl 2,258,152,698.13 to the | |||||
Investment Reserve | Management | For | Voted - For | ||
4 | Do You Wish to Request the Adoption of the | ||||
Cumulative Voting Process for the Election of the | |||||
Board of Directors, Under the Terms of Article 141 | |||||
of Law 6,404 of 1976. If the Shareholder Chooses to | |||||
No Or Abstain, His Vote Not be Counted in the | |||||
Respective Resolution of the Meeting | Management | For | Voted - Against | ||
5 | Do You Wish to Request the Separate Election of A | ||||
Member of the Board of Directors, Under the Terms | |||||
of Article 141, 4, I of Law 6,404 of 1976. If the |
172
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Shareholder Chooses to No Or Abstain, His Vote Not | ||||
be Counted in the Respective Resolution of the | ||||
Meeting | Management | For | Voted - Abstain | |
6.9 | Election of A Member of the Board of Directors, the | |||
Shareholder Can Indicate As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Positions Limit to be Completed, 8. the | ||||
Votes Indicated in This Field Will be Disregarded | ||||
in the Event the Shareholder Who Owns Shares with | ||||
Voting Rights Also Fills Out the Fields Present in | ||||
the Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That is Dealt | ||||
with in These Fields Occurs. Mario Engler Pinto | ||||
Junior, Chairman | Management | For | Voted - For | |
6.10 | Election of A Member of the Board of Directors, the | |||
Shareholder Can Indicate As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Positions Limit to be Completed, 8. the | ||||
Votes Indicated in This Field Will be Disregarded | ||||
in the Event the Shareholder Who Owns Shares with | ||||
Voting Rights Also Fills Out the Fields Present in | ||||
the Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That is Dealt | ||||
with in These Fields Occurs. Benedito Pinto | ||||
Ferreira Braga Junior | Management | For | Voted - For | |
6.11 | Election of A Member of the Board of Directors, the | |||
Shareholder Can Indicate As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Positions Limit to be Completed, 8. the | ||||
Votes Indicated in This Field Will be Disregarded | ||||
in the Event the Shareholder Who Owns Shares with | ||||
Voting Rights Also Fills Out the Fields Present in | ||||
the Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That is Dealt | ||||
with in These Fields Occurs. Wilson Newton De Mello | ||||
Neto | Management | For | Voted - For | |
6.12 | Election of A Member of the Board of Directors, the | |||
Shareholder Can Indicate As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Positions Limit to be Completed, 8. the | ||||
Votes Indicated in This Field Will be Disregarded | ||||
in the Event the Shareholder Who Owns Shares with | ||||
Voting Rights Also Fills Out the Fields Present in | ||||
the Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That is Dealt | ||||
with in These Fields Occurs. Reinaldo Guerreiro | Management | For | Voted - For | |
6.13 | Election of A Member of the Board of Directors, the | |||
Shareholder Can Indicate As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Positions Limit to be Completed, 8. the | ||||
Votes Indicated in This Field Will be Disregarded | ||||
in the Event the Shareholder Who Owns Shares with | ||||
Voting Rights Also Fills Out the Fields Present in | ||||
the Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That is Dealt | ||||
with in These Fields Occurs. Claudia Polto Da Cunha | Management | For | Voted - For |
173
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6.14 | Election of A Member of the Board of Directors, the | |||
Shareholder Can Indicate As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Positions Limit to be Completed, 8. the | ||||
Votes Indicated in This Field Will be Disregarded | ||||
in the Event the Shareholder Who Owns Shares with | ||||
Voting Rights Also Fills Out the Fields Present in | ||||
the Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That is Dealt | ||||
with in These Fields Occurs. Francisco Vidal Luna, | ||||
Independent | Management | For | Voted - For | |
6.15 | Election of A Member of the Board of Directors, the | |||
Shareholder Can Indicate As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Positions Limit to be Completed, 8. the | ||||
Votes Indicated in This Field Will be Disregarded | ||||
in the Event the Shareholder Who Owns Shares with | ||||
Voting Rights Also Fills Out the Fields Present in | ||||
the Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That is Dealt | ||||
with in These Fields Occurs. Lucas Navarro Prado, | ||||
Independent | Management | For | Voted - For | |
6.16 | Election of A Member of the Board of Directors, the | |||
Shareholder Can Indicate As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Positions Limit to be Completed, 8. the | ||||
Votes Indicated in This Field Will be Disregarded | ||||
in the Event the Shareholder Who Owns Shares with | ||||
Voting Rights Also Fills Out the Fields Present in | ||||
the Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That is Dealt | ||||
with in These Fields Occurs. Francisco Luiz Sibut | ||||
Gomide, Independent | Management | For | Voted - For | |
6.17 | Election of A Member of the Board of Directors, the | |||
Shareholder Can Indicate As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Positions Limit to be Completed, 8. the | ||||
Votes Indicated in This Field Will be Disregarded | ||||
in the Event the Shareholder Who Owns Shares with | ||||
Voting Rights Also Fills Out the Fields Present in | ||||
the Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That is Dealt | ||||
with in These Fields Occurs. Eduardo De Freitas | ||||
Teixeira, Independent | Management | For | Voted - For | |
7 | In the Event of the Adoption of the Cumulative | |||
Voting Process, Should the Votes Corresponding to | ||||
Your Shares be Distributed in Equal Percentages | ||||
Across the Members of the Slate That You Have | ||||
Chosen. Please Note That If Investor Chooses For, | ||||
the Percentages Do Not Need to be Provided, If | ||||
Investor Chooses Against, It is Mandatory to Inform | ||||
the Percentages According to Which the Votes Should | ||||
be Distributed, Otherwise the Entire Vote Will be | ||||
Rejected Due to Lack of Information, If Investor | ||||
Chooses Abstain, the Percentages Do Not Need to be | ||||
Provided, However in Case Cumulative Voting is |
174
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Adopted the Investor Will Not Participate on This | ||||
Matter of the Meeting | Management | For | Voted - For | |
8.9 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Mario Engler Pinto Junior, | ||||
Chairman | Management | For | Voted - Abstain | |
8.10 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Benedito Pinto Ferreira Braga | ||||
Junior | Management | For | Voted - Abstain | |
8.11 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Wilson Newton De Mello Neto | Management | For | Voted - Abstain | |
8.12 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Reinaldo Guerreiro | Management | For | Voted - Abstain | |
8.13 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Claudia Polto Da Cunha | Management | For | Voted - Abstain | |
8.14 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Francisco Vidal Luna, Independent | Management | For | Voted - Abstain | |
8.15 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Lucas Navarro Prado, Independent | Management | For | Voted - Abstain | |
8.16 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Francisco Luiz Sibut Gomide, | ||||
Independent | Management | For | Voted - Abstain | |
8.17 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Eduardo De Freitas Teixeira, | ||||
Independent | Management | For | Voted - Abstain | |
9.5 | Election of A Member of the Fiscal Council Per | |||
Candidate. Positions Limit to be Completed, 4. If | ||||
the Election is Not Done by Slate, the Shareholder | ||||
Can Indicate As Many Candidates As There are | ||||
Vacancies to be Filled in the General Election. | ||||
Fabio Bernacchi Maia, Principal. Marcio Cury | ||||
Abumussi, Substitute | Management | For | Voted - Against | |
9.6 | Election of A Member of the Fiscal Council Per | |||
Candidate. Positions Limit to be Completed, 4. If | ||||
the Election is Not Done by Slate, the Shareholder | ||||
Can Indicate As Many Candidates As There are | ||||
Vacancies to be Filled in the General Election. | ||||
Pablo Andres Fernandez Uhart, Principal. Cassiano | ||||
Quevedo Rosas De Avila, Substitute | Management | For | Voted - For | |
9.7 | Election of A Member of the Fiscal Council Per | |||
Candidate. Positions Limit to be Completed, 4. If | ||||
the Election is Not Done by Slate, the Shareholder | ||||
Can Indicate As Many Candidates As There are | ||||
Vacancies to be Filled in the General Election. | ||||
Edson Tomas De Lima Filho, Principal.nanci Cortazzo | ||||
Mendes Galuzio, Substitute | Management | For | Voted - Against |
175
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
9.8 | Election of A Member of the Fiscal Council Per | ||||
Candidate. Positions Limit to be Completed, 4. If | |||||
the Election is Not Done by Slate, the Shareholder | |||||
Can Indicate As Many Candidates As There are | |||||
Vacancies to be Filled in the General Election. | |||||
Angelo Luiz Moreira Grossi, Principal. Andrea | |||||
Martins Botaro, Substitute | Management | For | Voted - For | ||
11 | To Establish That There Will be Nine Members of the | ||||
Board of Directors for A Term in Office Until the | |||||
Annual General Meeting of 2022. in the Event That | |||||
the Prerogatives of Separate Voting and Cumulative | |||||
Voting are Exercised, the Number of Members of the | |||||
Board of Directors Can be Increased by Up to One | |||||
Member | Management | For | Voted - For | ||
12 | To Set of the Global Amount of Until Brl | ||||
8.068.606,16 for Remuneration the Administrators | |||||
and Fiscal Council for the Year 2020 | Management | For | Voted - Against | ||
Please Note That This is an Amendment to Meeting Id | |||||
381340 Due to Receipt of Updated Agenda. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
For the Proposal 7 Regarding the Adoption of | |||||
Cumulative Voting, Please be Advised That You Can | |||||
Only Vote for Or Abstain. an Against Vote on This | |||||
Proposal Requires Percentages to be Allocated | |||||
Amongst the Directors in Proposal 8.9 to 8.17. in | |||||
This Case Please Contact Your Client Service | |||||
Representative in Order to Allocate Percentages | |||||
Amongst the Directors | Management | Non-Voting | Non-Voting | ||
COMPANHIA ENERGETICA DE MINAS GERAIS SA | |||||
Security ID: P2577R110 | |||||
Meeting Date: 07-Aug-19 | Meeting Type: Extraordinary General Meeting | ||||
2 | Separate Election of A Member of the Fiscal Council | ||||
by Shareholders Who Hold Preferred Shares Without | |||||
Voting Rights Or with Restricted Voting Rights. | |||||
Ronaldo Dias, Substitute Member by Preferred | |||||
Shareholders. Substitute of the Candidate Already | |||||
Elected Rodrigo De Mesquita Pereira | Management | For | Voted - For |
176
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That the Preferred Shareholders Can | |||||
Vote on Below Item Only. Thank You. | Management | Non-Voting | Non-Voting | ||
22 Jul 2019: Please Note That This is A Revision | |||||
Due to Addition of Comment and Further Revision Due | |||||
to Modification of Text and Numbering of | |||||
Resolution. If You Have Already Sent in Your Votes, | |||||
Please Do Not Vote Again Unless You Decide to Amend | |||||
Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
17 Jul 2019: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. | |||||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
COMPANIA DE MINAS BUENAVENTURA S.A.A | |||||
Security ID: 204448104 | Ticker: BVN | ||||
Meeting Date: 31-Mar-20 | Meeting Type: Annual | ||||
6. | Appointment of External Auditors for Fiscal Year | ||||
2020. | Management | Voted - For | |||
3. | Distribution of Dividends | Management | Voted - For | ||
7.1 | Appointment of Director for the 2020-2022 Period: | ||||
Roque Benavides | Management | Voted - For | |||
7.2 | Appointment of Director for the 2020-2022 Period: | ||||
Felipe Ortíz De Zevallos | Management | Voted - For | |||
7.3 | Appointment of Director for the 2020-2022 Period: | ||||
Nicole Bernex | Management | Voted - For | |||
7.4 | Appointment of Director for the 2020-2022 Period: | ||||
William Champion | Management | Voted - For | |||
7.5 | Appointment of Director for the 2020-2022 Period: | ||||
Diego De La Torre | Management | Voted - For | |||
7.6 | Appointment of Director for the 2020-2022 Period: | ||||
José Miguel Morales | Management | Voted - For | |||
7.7 | Appointment of Director for the 2020-2022 Period: | ||||
Marco Antonio Zaldívar | Management | Voted - For | |||
1. | Approval of the 2019 Annual Report | Management | Voted - For | ||
2. | Approval of the Financial Statements for the Fiscal | ||||
Year Ended December 31, 2019 | Management | Voted - For | |||
4. | Directors' Remuneration | Management | Voted - For | ||
5. | Modification of the Directors' Remuneration Policy | Management | Voted - For |
177
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
COWAY CO., LTD. | |||||
Security ID: Y1786S109 | |||||
Meeting Date: 07-Feb-20 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | Election of Inside Director: Bang Jun Hyeok | Management | For | Voted - For | |
1.2 | Election of Inside Director: I Hae Seon | Management | For | Voted - For | |
1.3 | Election of Inside Director: Seo Jang Won | Management | For | Voted - For | |
1.4 | Election of Outside Director: Gim Jin Bae | Management | For | Voted - For | |
1.5 | Election of Outside Director: Gim Gyu Ho | Management | For | Voted - For | |
1.6 | Election of Outside Director: Yun Bu Hyeon | Management | For | Voted - For | |
1.7 | Election of Outside Director: Lee Da Woo | Management | For | Voted - For | |
2.1 | Election of Audit Committee Member: Gim Jin Bae | Management | For | Voted - For | |
2.2 | Election of Audit Committee Member: Yun Bu Hyeon | Management | For | Voted - For | |
2.3 | Election of Audit Committee Member: Lee Da Woo | Management | For | Voted - For | |
3 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
Meeting Date: 30-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Approval of Remuneration for Director | Management | For | Voted - For | |
CREDICORP LTD. | |||||
Security ID: G2519Y108 Ticker: BAP | |||||
Meeting Date: 27-Mar-20 | Meeting Type: Annual | ||||
5. | To Appoint the External Auditors of the Company to | ||||
Perform Such Services for the 2020 Financial Year | |||||
and to Confirm the Audit Committee's Approval of | |||||
the Fees for Such Audit Services. (see Appendix 4) | Management | For | Voted - For | ||
2.1 | Election of Director: Antonio Abruña Puyol | Management | For | Voted - For | |
2.2 | Election of Director: Maite Aranzábal Harreguy | Management | For | Voted - For | |
2.3 | Election of Director: Fernando Fort Marie | Management | For | Voted - For | |
2.4 | Election of Director: Alexandre Gouvea | Management | For | Voted - For | |
2.5 | Election of Director: Patricia Silvia Lizárraga | ||||
Guthertz | Management | For | Voted - For | ||
2.6 | Election of Director: Raimundo Morales Dasso | Management | For | Voted - For | |
2.7 | Election of Director: Luis Enrique Romero Belismelis | Management | For | Voted - For | |
2.8 | Election of Director: Dionisio Romero Paoletti | Management | For | Voted - For | |
3. | Approval of Remuneration of Directors. (see | ||||
Appendix 2) | Management | For | Voted - For | ||
1. | To Consider and Approve the Audited Consolidated | ||||
Financial Statements of the Company and Its | |||||
Subsidiaries for the Financial Year Ended December | |||||
31, 2019, Including the Report of the External | |||||
Auditors of the Company Thereon. (see Appendix 1) | Management | For | Voted - For | ||
4.1 | Amendment of Bye-laws: Bye-law 2.6 [transfer of | ||||
Shares] | Management | For | Voted - For |
178
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4.2 | Amendment of Bye-laws: Bye-law 3.4.2 [mechanisms | ||||
for Appointment of Proxy] | Management | For | Voted - For | ||
4.3 | Amendment of Bye-laws: Bye-law 4.11 [increase in | ||||
the Number of Directors] | Management | For | Voted - For | ||
4.4 | Amendment of Bye-laws: Bye-law [4.12] [notice of | ||||
Board Meetings] | Management | For | Voted - For | ||
4.5 | Amendment of Bye-laws: Bye-law [4.13] [mechanisms | ||||
for the Participation of Directors in Board | |||||
Meetings] | Management | For | Voted - For | ||
4.6 | Amendment of Bye-laws: Bye-law [4.18.1] [quorum for | ||||
Transaction of Business at Board Meetings] | Management | For | Voted - For | ||
Meeting Date: 05-Jun-20 | Meeting Type: Annual | ||||
4. | To Appoint the External Auditors of the Company to | ||||
Perform Such Services for the 2020 Financial Year | |||||
and to Delegate the Power to Set and Approve Fees | |||||
for Such Audit Services to the Board of Directors | |||||
(for Further Delegation to the Audit Committee | |||||
Thereof). (see Appendix 4) | Management | For | Voted - For | ||
3.1 | Amendment of Bye-laws: Bye-law 2.6 [transfer of | ||||
Shares] | Management | For | Voted - For | ||
3.2 | Amendment of Bye-laws: Bye-law 3.4.2 [mechanisms | ||||
for Appointment of Proxy] | Management | For | Voted - For | ||
3.3 | Amendment of Bye-laws: Bye-law 4.11 [increase in | ||||
the Number of Directors] | Management | For | Voted - For | ||
3.4 | Amendment of Bye-laws: Bye-law 4.15 [notice of and | ||||
Mechanisms for Participation of Directors in Board | |||||
Meetings] | Management | For | Voted - For | ||
3.5 | Amendment of Bye-laws: Bye-law 4.16.1 [quorum for | ||||
Transaction of Business at Board Meetings] | Management | For | Voted - For | ||
1.1 | Election of Director: Antonio Abruña Puyol | Management | For | Voted - For | |
1.2 | Election of Director: Maite Aranzábal Harreguy | Management | For | Voted - For | |
1.3 | Election of Director: Fernando Fort Marie | Management | For | Voted - For | |
1.4 | Election of Director: Alexandre Gouvea | Management | For | Voted - For | |
1.5 | Election of Director: Patricia Lizárraga Guthertz | Management | For | Voted - For | |
1.6 | Election of Director: Raimundo Morales Dasso | Management | For | Voted - For | |
1.7 | Election of Director: Irzio Pinasco Menchelli | Management | For | Voted - For | |
1.8 | Election of Director: Luis Enrique Romero Belismelis | Management | For | Voted - For | |
2. | Approval of Remuneration of Directors. (see | ||||
Appendix 2) | Management | For | Voted - For | ||
CTBC FINANCIAL HOLDING CO LTD | |||||
Security ID: Y15093100 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | 2019 Business Report,independent Auditors | ||||
Report,and Financial Statements. | Management | For | Voted - For | ||
2 | 2019 Earnings Distribution Plan. Proposed Cash | ||||
Dividend: Twd 1 Per Share.for Preferred Shares B | |||||
Proposed Cash Dividend: Twd 2.25 Per Share.for |
179
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Preferred Shares C Proposed Cash Dividend: Twd | |||||
1.43605479 Per Share | Management | For | Voted - For | ||
3 | Amendments to the Articles of Incorporation | Management | For | Voted - For | |
4 | Amendments to the Regulations for Shareholders | ||||
Meetings. | Management | For | Voted - For | ||
22 May 2020: Please Note That This is A Revision | |||||
Due to Modification of Text in Resolution 2. If You | |||||
Have Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
DABUR INDIA LTD | |||||
Security ID: Y1855D140 | |||||
Meeting Date: 30-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the Audited Standalone Financial | ||||
Statements for Financial Year Ended 31.03.2019, | |||||
Reports of Board of Directors and Auditors Thereon | Management | For | Voted - For | ||
2 | Adoption of the Audited Consolidated Financial | ||||
Statements for Financial Year Ended 31.03.2019 and | |||||
Report of Auditors Thereon | Management | For | Voted - For | ||
3 | Confirmation of Interim Dividend Already Paid and | ||||
Declaration of Final Dividend on Equity Shares for | |||||
the Financial Year Ended 31.03.2019: Inr 1.5 Per | |||||
Equity Share with Face Value of Inr 1 Each for the | |||||
Financial Year Ended 31 March, 2019 | Management | For | Voted - For | ||
4 | Re-appointment of Mr. Amit Burman (din: 00042050) | ||||
As Director, Who Retires by Rotation | Management | For | Voted - For | ||
5 | Re-appointment of Mr. Mohit Burman (din: 00021963) | ||||
As Director, Who Retires by Rotation | Management | For | Voted - For | ||
6 | Approval and Ratification of Remuneration Payable | ||||
to Cost Auditors for Financial Year 2019-20 | Management | For | Voted - For | ||
7 | Appointment of Mr. Mohit Malhotra (din 08346826) As | ||||
Whole-time Director of the Company, Designated As | |||||
Ceo, for Five Years W.e.f. January 31, 2019, | |||||
Subject to Approval of Statutory Authorities and | |||||
Approval of Remuneration and Other Terms and | |||||
Conditions of His Appointment | Management | For | Voted - Against | ||
8 | Appointment of Mr. Ajit Mohan Sharan (din: | ||||
02458844) As an Independent Director of the Company | |||||
for A Term of Five Consecutive Years W.e.f. January | |||||
31, 2019 | Management | For | Voted - For | ||
9 | Appointment of Mr. Aditya Burman (din: 00042277), | ||||
As A Non-executive Promoter Director of the Company | |||||
W.e.f. July 19, 2019 | Management | For | Voted - For | ||
10 | Re-appointment of Mrs. Falguni Sanjay Nayar (din: | ||||
00003633) As an Independent Director of the Company | |||||
for A Second Term of Five Consecutive Years W.e.f. | |||||
July 28, 2019 | Management | For | Voted - For | ||
11 | Re-appointment of Mr. P N Vijay (din: 00049992) As | ||||
an Independent Director of the Company for A Second | |||||
Term of Five Consecutive Years W.e.f. July 22, 2019 | Management | For | Voted - For |
180
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
12 | Re-appointment of Dr. S Narayan (din: 00094081), | ||||
Aged 76 Years, As an Independent Director of the | |||||
Company for A Second Term of Five Consecutive Years | |||||
W.e.f. July 22, 2019, Including His Appointment for | |||||
Being More Than Seventy Five Years of Age | Management | For | Voted - For | ||
13 | Re-appointment of Mr. R C Bhargava (din: 00007620), | ||||
Aged 84 Years, As an Independent Director of the | |||||
Company for A Second Term of Five Consecutive Years | |||||
W.e.f. July 22, 2019, Including His Appointment for | |||||
Being More Than Seventy Five Years of Age | Management | For | Voted - For | ||
14 | Re-appointment of Dr. Ajay Dua (din: 02318948) Aged | ||||
72 Years, As an Independent Director of the Company | |||||
for A Second Term of Five Consecutive Years W.e.f. | |||||
July 22, 2019, Including His Continuation in Office | |||||
Upon Attaining the Age of Seventy Five Years in | |||||
July, 2022 | Management | For | Voted - For | ||
15 | Re-appointment of Mr. Sanjay Kumar Bhattacharyya | ||||
(din: 01924770) As an Independent Director of the | |||||
Company for A Second Term of Five Consecutive Years | |||||
W.e.f. July 22, 2019 | Management | For | Voted - For | ||
16 | Approval for Payment of Remuneration Including | ||||
Profit Related Commission, by Whatever Name Called, | |||||
to Non-executive Independent Directors for A Period | |||||
of 5 Years, Commencing from 1.4.2019, Upto One | |||||
Percent of the Net Profits of the Company in Any | |||||
Financial Year in Terms of Section 197 of the Act | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
DB INSURANCE CO., LTD. | |||||
Security ID: Y2096K109 | |||||
Meeting Date: 13-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - Against | |
2 | Election of Inside Director Candidate: Kim Young | ||||
Man and Election of Outside Director Candidates: | |||||
Kim Seong Guk, Choi Jeong Ho | Management | For | Voted - For | ||
3 | Election of Audit Committee Member Who is an | ||||
Outside Director Candidate: Lee Seung Wu | Management | For | Voted - For | ||
4 | Election of Audit Committee Member Candidates: Kim | ||||
Seong Guk, Choi Jeong Ho | Management | For | Voted - For | ||
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
Please Note That This is an Amendment to Meeting Id | |||||
364877 Due to Change in Name for Resolution 3. All | |||||
Votes Received on the Previous Meeting Will be | |||||
Disregarded If Vote Deadline Extensions are | |||||
Granted. Therefore Please Reinstruct on This | |||||
Meeting Notice on the New Job. If However Vote | |||||
Deadline Extensions are Not Granted in the Market, | |||||
This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior |
181
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
DELTA ELECTRONICS INC | |||||
Security ID: Y20263102 | |||||
Meeting Date: 10-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the 2019 Annual Final Accounting Books | ||||
and Statements. | Management | For | Voted - For | ||
2 | Adoption of the 2019 Earnings Distribution. | ||||
Proposed Cash Dividend: Twd5 Per Share. | Management | For | Voted - For | ||
3 | Discussion of the Amendments to the Shareholders' | ||||
Meeting Rules and Procedures. | Management | For | Voted - For | ||
4 | Discussion of the Release from Non-competition | ||||
Restrictions on Directors. | Management | For | Voted - For | ||
DIGI.COM BERHAD | |||||
Security ID: Y2070F100 | |||||
Meeting Date: 01-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Re-elect Mr Haakon Bruaset Kjoel As Director Who | ||||
is to Retire Pursuant to Article 98(a) of the | |||||
Company's Articles of Association | Management | For | Voted - Against | ||
2 | To Re-elect Ms Vimala A/p V.r. Menon As Director | ||||
Who is to Retire Pursuant to Article 98(a) of the | |||||
Company's Articles of Association | Management | For | Voted - For | ||
3 | To Re-elect Mr Lars Erik Tellmann As A Director Who | ||||
is to Retire Pursuant to Article 98(e) of the | |||||
Company's Articles of Association | Management | For | Voted - Against | ||
4 | To Approve the Payment of Directors' Fees and | ||||
Benefits Payable to the Independent Directors | Management | For | Voted - For | ||
5 | To Re-appoint Messrs Ernst & Young Plt As Auditors | ||||
of the Company and to Authorise the Directors to | |||||
Fix Their Remuneration | Management | For | Voted - For | ||
6 | Proposed Retention of Tan Sri Saw Choo Boon As A | ||||
Senior Independent Non-executive Director | Management | For | Voted - For | ||
7 | Proposed Renewal of Existing Shareholders' Mandate | ||||
for Recurrent Related Party Transactions of A | |||||
Revenue Or Trading Nature, to be Entered with | |||||
Telenor Asa and Persons Connected with Telenor | Management | For | Voted - For | ||
DISCOVERY LIMITED | |||||
Security ID: S2192Y109 | |||||
Meeting Date: 28-Nov-19 | Meeting Type: Annual General Meeting | ||||
O.1 | Consideration of Annual Financial Statements | Management | For | Voted - For | |
O.2 | Resolved That PricewaterhouseCoopers Inc. is | ||||
Re-appointed, As the Independent External Auditor |
182
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
of the Company, As Nominated by the Company's Audit | ||||
Committee, Until the Conclusion of the Next Agm. It | ||||
is Noted That Mr Andrew Taylor is the Individual | ||||
Registered Auditor Who Will Undertake the Audit for | ||||
the Financial Year Ending 30 June 2020, Replacing | ||||
Mr Jorge Goncalves Who is Rotating Off the Audit | ||||
Following A 5-year Term As the As the Individual | ||||
Registered Auditor | Management | For | Voted - For | |
O.3.1Election of Independent Audit Committee: Mr Les Owen | Management | For | Voted - Against | |
O.3.2Election of Independent Audit Committee: Ms Sindi | ||||
Zilwa | Management | For | Voted - For | |
O.3.3Election of Independent Audit Committee: Ms Sonja | ||||
De Bruyn | Management | For | Voted - Against | |
O.4.1Re-election and Election of Director: Mr Richard | ||||
Farber | Management | For | Voted - Against | |
O.4.2Re-election and Election of Director: Mr Herman | ||||
Bosman | Management | For | Voted - Against | |
O.4.3Re-election and Election of Director: Ms Faith | ||||
Khanyile | Management | For | Voted - Against | |
O.4.4Re-election and Election of Director: Mr Mark Tucker | Management | For | Voted - For | |
NB5.1 Advisory Endorsement of the Remuneration Policy and | ||||
Implementation Report: Non-binding Advisory Vote on | ||||
the Remuneration Policy | Management | For | Voted - For | |
NB5.2 Advisory Endorsement of the Remuneration Policy and | ||||
Implementation Report: Non-binding Advisory Vote on | ||||
the Implementation of the Remuneration Policy | Management | For | Voted - For | |
O.6 | Adoption of the Discovery Limited Long-term | |||
Incentive Plan (ltip) | Management | For | Voted - For | |
O.7 | Directors' Authority to Take All Such Actions | |||
Necessary to Implement the Aforesaid Ordinary | ||||
Resolutions and the Special Resolutions Mentioned | ||||
Below | Management | For | Voted - For | |
O.8.1General Authority to Issue Preference Shares: to | ||||
Give the Directors the General Authority to Allot | ||||
and Issue 10 000 000 A Preference Shares | Management | For | Voted - For | |
O.8.2General Authority to Issue Preference Shares: to | ||||
Give the Directors the General Authority to Allot | ||||
and Issue 12 000 000 B Preference Shares | Management | For | Voted - For | |
O.8.3General Authority to Issue Preference Shares: to | ||||
Give the Directors the General Authority to Allot | ||||
and Issue 20 000 000 C Preference Shares | Management | For | Voted - For | |
S.1 | Approval of Non-executive Directors' Remuneration - | |||
2019/2020 | Management | For | Voted - For | |
S.2 | General Authority to Repurchase Shares in Terms of | |||
the Jse Listings Requirements | Management | For | Voted - For | |
S.3 | Authority to Provide Financial Assistance in Terms | |||
of Section 44 and 45 of the Companies Act | Management | For | Voted - For | |
S.4 | Specific Authority Under the Companies Act and the | |||
Moi Relating to an Issue of Shares to the Ltip | Management | For | Voted - For |
183
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
DR REDDY'S LABORATORIES LTD | |||||
Security ID: Y21089159 | |||||
Meeting Date: 30-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Financial | ||||
Statements (standalone and Consolidated)of the | |||||
Company for the Year Ended 31 March 2019, Including | |||||
the Audited Balance Sheet As at 31 March 2019 and | |||||
the Statement of Profit and Loss of the Company for | |||||
the Year Ended on That Date Along with the Reports | |||||
of the Board of Directors and Auditors Thereon | Management | For | Voted - For | ||
2 | To Declare Dividend on the Equity Shares for the | ||||
Financial Year 2018-19: Dividend of Inr 20/- Per | |||||
Equity Share | Management | For | Voted - For | ||
3 | To Reappoint Mr. G V Prasad (din: 00057433), Who | ||||
Retires by Rotation, and Being Eligible Offers | |||||
Himself for the Reappointment | Management | For | Voted - For | ||
4 | Reappointment of Mr. Sridar Iyengar (din: 00278512) | ||||
As an Independent Director for A Second Term of | |||||
Four Years in Terms of Section 149 of the Companies | |||||
Act, 2013 and Listing Regulations | Management | For | Voted - For | ||
5 | Reappointment of Ms. Kalpana Morparia (din: | ||||
00046081) As an Independent Director for A Second | |||||
Term of Five Years in Terms of Section 149 of the | |||||
Companies Act, 2013 and Listing Regulations | Management | For | Voted - For | ||
6 | Appointment of Mr. Leo Puri (din: 01764813) As an | ||||
Independent Director in Terms of Section 149 of the | |||||
Companies Act, 2013 for A Term of Five Years | Management | For | Voted - For | ||
7 | Appointment of Ms. Shikha Sharma (din: 00043265) As | ||||
an Independent Director in Terms of Section 149 of | |||||
the Companies Act, 2013 for A Term of Five Years | Management | For | Voted - For | ||
8 | Appointment of Mr. Allan Oberman (din: 08393837) As | ||||
an Independent Director in Terms of Section 149 of | |||||
the Companies Act, 2013 for A Term of Five Years | Management | For | Voted - For | ||
9 | To Ratify the Remuneration Payable to Cost | ||||
Auditors, M/s. Sagar & Associates, Cost Accountants | |||||
for the Financial Year Ending 31 March 2020 | Management | For | Voted - For | ||
Meeting Date: 02-Jan-20 | Meeting Type: Court Meeting | ||||
1 | Approval of the Scheme of Amalgamation and | ||||
Arrangement Between Dr. Reddy's Holdings Limited | |||||
(amalgamating Company) and Dr. Reddy's Laboratories | |||||
Limited (amalgamated Company) and Their Respective | |||||
Shareholders Pursuant to the Provisions of Sections | |||||
230-232 Read with Section 66 and Other Relevant | |||||
Provisions of the Companies Act, 2013 and Rules | |||||
Thereunder | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for Resolution 1, Abstain | |||||
is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting |
184
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
E.SUN FINANCIAL HOLDING COMPANY,LTD. | |||||
Security ID: Y23469102 | |||||
Meeting Date: 12-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Business Reports and Financial Statements for | ||||
Fiscal Year 2019. | Management | For | Voted - For | ||
2 | Proposal of Net Income Distribution for Fiscal Year | ||||
2019. Proposed Cash Dividend: Twd 0.791 Per Share. | |||||
Proposed Stock Dividend: 79.7 for 1,000 Shs Held. | Management | For | Voted - For | ||
3 | Proposal of Capital Increase from Retained Earnings | ||||
and Remuneration to Employees. | Management | For | Voted - For | ||
4 | Amendment to the Companys Procedure for Engaging in | ||||
Derivatives Trading. | Management | For | Voted - For | ||
5 | Amendment to the Rules for Procedure of | ||||
Shareholders Meeting. | Management | For | Voted - For | ||
6.1 | The Election of the Director.:e.sun Volunteer and | ||||
Social Welfare Foundation,shareholder | |||||
No.65813,yung-jen Huang As Representative | Management | For | Voted - Against | ||
6.2 | The Election of the Director.:e.sun | ||||
Foundation,shareholder No.1,joseph N.c. Huang As | |||||
Representative | Management | For | Voted - Against | ||
6.3 | The Election of the Director.:hsin Tung Yang Co., | ||||
Ltd.,shareholder No.8,jackson Mai As Representative | Management | For | Voted - Against | ||
6.4 | The Election of the Director.:fu-yuan Investment | ||||
Co.,ltd.,shareholder No.123662,ron-chu Chen As | |||||
Representative | Management | For | Voted - Against | ||
6.5 | The Election of the Director.:shang Li Car | ||||
Co.,ltd.,shareholder No.16557,chien-li Wu As | |||||
Representative | Management | For | Voted - Against | ||
6.6 | The Election of the Director.:magi Chen,shareholder | ||||
No.3515 | Management | For | Voted - Against | ||
6.7 | The Election of the Director.:mao-chin | ||||
Chen,shareholder No.3215 | Management | For | Voted - Against | ||
6.8 | The Election of the Independent Director.:ryh-yan | ||||
Chang,shareholder No.p101381xxx | Management | For | Voted - For | ||
6.9 | The Election of the Independent Director.:chun-yao | ||||
Huang,shareholder No.d120004xxx | Management | For | Voted - For | ||
6.10 | The Election of the Independent Director.:ying-hsin | ||||
Tsai,shareholder No.b220080xxx | Management | For | Voted - For | ||
6.11 | The Election of the Independent | ||||
Director.:hung-chang Chiu,shareholder No.a123163xxx | Management | For | Voted - For | ||
6.12 | The Election of the Independent Director.:ruey-lin | ||||
Hsiao,shareholder No.a120288xxx | Management | For | Voted - For | ||
7 | Permission Regarding the Engagement in Competitive | ||||
Conduct of the Directors for the Company. | Management | For | Voted - Against | ||
14 May 2020: Please Note That This is A Revision | |||||
Due to Modification of Text in Resolutions 6.1 to | |||||
6.5. If You Have Already Sent in Your Votes, Please | |||||
Do Not Vote Again Unless You Decide to Amend Your | |||||
Original Instructions. Thank You. | Management | Non-Voting | Non-Voting |
185
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ECOPETROL SA | |||||
Security ID: P3661P101 | |||||
Meeting Date: 16-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Approval of the Agenda | Management | For | Voted - For | |
2 | Appointment of the President of the Shareholders | ||||
Meeting | Management | For | Voted - For | ||
3 | Appointment of the Commission Responsible of | ||||
Scrutinizing Elections and Polling | Management | For | Voted - For | ||
4 | Appointment of the Commission Responsible of | ||||
Reviewing and Approving the Minute of the Meeting | Management | For | Voted - For | ||
5 | Modification of the Occasional Reserve Destination | ||||
for the Future Sustainability of the Company, | |||||
Approved by the Shareholders on the Annual General | |||||
Shareholders Meeting Held on March 2019 with the | |||||
Purpose of Distributing the Reserve | Management | For | Voted - For | ||
6 | Distribution of the Occasional Reserve As Dividends | Management | For | Voted - For | |
Please be Aware That Split Voting is Not Allowed in | |||||
the Colombian Market. Clients That Decide to | |||||
Operate Under the Structure of One Tax Id (nit) | |||||
with Multiple Accounts Across the Same Or Different | |||||
Global Custodians Must Ensure That All Instructions | |||||
Under the Same Tax Id are Submitted in the Same | |||||
Manner. Conflicting Instructions Under the Same Tax | |||||
Id Either with the Same Global Custodian Or | |||||
Different Custodians Will be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative. | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
325446 Due to Deletion of Resolutions 1 to 3. All | |||||
Votes Received on the Previous Meeting Will be | |||||
Disregarded If Vote Deadline Extensions are | |||||
Granted. Therefore Please Reinstruct on This | |||||
Meeting Notice on the New Job. If However Vote | |||||
Deadline Extensions are Not Granted in the Market, | |||||
This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Safety Guidelines | Management | For | Voted - For | |
2 | Quorum Verification | Management | For | Voted - For | |
3 | Opening by the Chief Executive Officer | Management | For | Voted - For | |
4 | Approval of the Agenda | Management | For | Voted - For | |
5 | Approval of Amendments to the Internal Regulation | ||||
of the General Shareholders Assembly of Ecopetrol | |||||
S.a | Management | For | Voted - For | ||
6 | Appointment of the President Presiding Shareholders | ||||
Meeting | Management | For | Voted - For |
186
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7 | Appointment of the Commission Responsible of | ||||
Scrutinizing Elections and Polling | Management | For | Voted - For | ||
8 | Appointment of the Commission Responsible of | ||||
Reviewing and Approving the Minute of the Meeting | Management | For | Voted - For | ||
9 | Presentation and Consideration of the Report | ||||
Concerning the Board of Directors' Activities, the | |||||
Board's Evaluation of the Chief Executive Officer's | |||||
Performance, As Well As the Company's Compliance | |||||
with the Corporate Governance Code | Management | For | Voted - For | ||
10 | Presentation and Consideration of 2019 Performance | ||||
Report by the Board of Directors and by the Chief | |||||
Executive Officer | Management | For | Voted - For | ||
11 | Presentation and Consideration of Financial | ||||
Statements and Consolidated Financial Statements As | |||||
of December 31, 2019 | Management | For | Voted - For | ||
12 | Review of the External Auditor's Report | Management | For | Voted - For | |
13 | Approval of Reports Presented by Management | Management | For | Voted - For | |
14 | Approval of Audited Financial Statements and | ||||
Consolidated Financial Statements | Management | For | Voted - For | ||
15 | Presentation and Approval of Proposal for Dividend | ||||
Distribution | Management | For | Voted - For | ||
16 | Presentation and Approval of Amendments to the | ||||
Bylaws | Management | For | Voted - For | ||
17 | Interventions and Miscellaneous | Management | For | Voted - Against | |
Please be Aware That Split Voting is Not Allowed in | |||||
the Colombian Market. Clients That Operate Under | |||||
the Structure of One Tax Id (nit) with Multiple | |||||
Accounts Across the Same Or Different Global | |||||
Custodians Must Ensure That All Instructions Under | |||||
the Same Tax Id are Submitted in the Same Manner. | |||||
Conflicting Instructions Under the Same Tax Id | |||||
Either with the Same Global Custodian Or Different | |||||
Custodians Will be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative. | Management | Non-Voting | Non-Voting | ||
EICHER MOTORS LTD | |||||
Security ID: Y2251M114 | |||||
Meeting Date: 01-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | To Review, Consider and Adopt the Audited Financial | ||||
Statements (including Consolidated Financial | |||||
Statements) of the Company for the Financial Year | |||||
Ended March 31, 2019 Together with the Reports of | |||||
Board of Directors and the Auditors Thereon | Management | For | Voted - For | ||
2 | To Declare A Dividend of Rs. 125/- Per Equity Share | ||||
for the Financial Year Ended March 31, 2019 | Management | For | Voted - For | ||
3 | To Appoint Mr. Siddhartha Lal, Who Retires by | ||||
Rotation and Being Eligible, Offers Himself for | |||||
Re-appointment As A Director, Liable to Retire by | |||||
Rotation | Management | For | Voted - For | ||
4 | To Consider and Ratify Remuneration of Cost Auditor | ||||
Payable for Financial Year 2018-19 | Management | For | Voted - For |
187
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5 | To Appoint Mr. Vinod Kumar Dasari As Whole-time | ||||
Director of the Company and Determine His | |||||
Remuneration | Management | For | Voted - For | ||
6 | To Appoint Mr. Inder Mohan Singh As an Independent | ||||
Director of the Company | Management | For | Voted - For | ||
7 | To Appoint Mr. Vinod Kumar Aggarwal As | ||||
Non-executive Director of the Company | Management | For | Voted - For | ||
8 | To Consider and Approve Payment of Remuneration by | ||||
Way of Commission to Directors, Other Than Managing | |||||
Director(s) and Whole Time Director(s) of the | |||||
Company | Management | For | Voted - For | ||
9 | To Consider and Approve Payment of Remuneration to | ||||
Mr. S. Sandilya, Chairman (non-executive | |||||
Independent Director) for the Financial Year | |||||
2018-19, Which May Exceed Fifty Per Cent of the | |||||
Total Remuneration Payable to All the Non-executive | |||||
Directors of the Company | Management | For | Voted - For | ||
10 | To Approve and Adopt Eicher Motors Limited's | ||||
Restricted Stock Unit Plan 2019 | Management | For | Voted - For | ||
11 | To Approve Extension of Benefits of Eicher Motors | ||||
Limited's Restricted Stock Unit Plan 2019 to the | |||||
Employees of Subsidiary Company(ies) | Management | For | Voted - For | ||
15 Jul 2019: Please Note That Shareholders are | |||||
Allowed to Vote 'in Favor' Or 'against' for All | |||||
Resolutions, Abstain is Not A Voting Option on This | |||||
Meeting | Management | Non-Voting | Non-Voting | ||
15 Jul 2019: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You. | Management | Non-Voting | Non-Voting | ||
EMAAR PROPERTIES, DUBAI | |||||
Security ID: M4025S107 | |||||
Meeting Date: 21-Jun-20 | Meeting Type: Annual General Meeting | ||||
O.1 | Approve Board Report on Company Operations for Fy | ||||
2019 | Management | For | Voted - For | ||
O.2 | Approve Auditors' Report on Company Financial | ||||
Statements for Fy 2019 | Management | For | Voted - For | ||
O.3 | Accept Financial Statements and Statutory Reports | ||||
for Fy 2019 | Management | For | Voted - For | ||
O.4 | Approve Remuneration of Directors of Aed 10,128,333 | ||||
for Fy 2019 | Management | For | Voted - For | ||
O.5 | Approve Discharge of Directors for Fy 2019 | Management | For | Voted - For | |
O.6 | Approve Discharge of Auditors for Fy 2019 | Management | For | Voted - For | |
O.7 | Ratify Auditors and Fix Their Remuneration for Fy | ||||
2020 | Management | For | Voted - For | ||
O.8 | Authorize Board to Carry on Activities Included in | ||||
the Objects of the Company | Management | For | Voted - For | ||
E.9 | Approve Donations for Fy 2020 Up to 2 Percent of | ||||
Average Net Profits of Fy 2018 and Fy 2019 | Management | For | Voted - For |
188
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
E.10 Amend Article 39 of Bylaws Re: the General Assembly | Management | For | Voted - For | ||
E.11 Amend Article 46 of Bylaws Re: Electronic Voting at | |||||
the General Assembly | Management | For | Voted - For | ||
E.12 Amend Article 57 of Bylaws Re: Interim Dividends | |||||
Distribution | Management | For | Voted - For | ||
Please Note in the Event the Meeting Does Not Reach | |||||
Quorum, There Will be A Second Call on 28 Jun 2020. | |||||
Consequently, Your Voting Instructions Will Remain | |||||
Valid for All Calls Unless the Agenda is Amended. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
E-MART INC., SEOUL | |||||
Security ID: Y228A3102 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
3.1 | Election of Inside Director: Gang Hee Seok | Management | For | Voted - Against | |
3.2 | Election of Inside Director: Kwon Hyuk Goo | Management | For | Voted - Against | |
4 | Approval of Remuneration for Director | Management | For | Voted - For | |
EMBRAER SA | |||||
Security ID: P3700H201 | |||||
Meeting Date: 29-Apr-20 | Meeting Type: Annual General Meeting | ||||
4 | If One of the Candidates on the Selected Slate | ||||
Leaves Such Slate to Accommodate A Separate | |||||
Election As Per Section 161, Paragraph 4, and | |||||
Section 240 of Law No. 6,404 of 1976, May the Votes | |||||
Corresponding to Your Shares Continue to be | |||||
Assigned to the Selected Slate | Management | For | Voted - Against | ||
5 | To Fix A Cap of Brl 69 Million As the Aggregate | ||||
Annual Compensation of the Company Management, As | |||||
Proposed by the Management and Detailed in the | |||||
Annual and Extraordinary General Shareholders | |||||
Meetings Manual, for the Period from May 2020 to | |||||
April 2021 | Management | For | Voted - For | ||
6 | To Fix the Compensation of the Members of the | ||||
Fiscal Council, According to A Proposal from the | |||||
Management, for the Period from May 2020 to April | |||||
2021, As Follows I. Monthly Compensation of the | |||||
Chairman of the Fiscal Council, Brl 15,000.00 II. | |||||
Monthly Compensation of Each Acting Member of the | |||||
Fiscal Council, Brl 13,250.00 | Management | For | Voted - For | ||
3 | Election of Members of the Fiscal Council. | ||||
Indication of Each Slate of Candidates and of All | |||||
the Names That are on It. IVan Mendes Do Carmo, | |||||
Chairman, Acting Member. Tarcisio Luiz Silva | |||||
Fontenele, Alternate Jose Mauro Laxe Vilela, Vice | |||||
Chairman, Acting Member. Wanderley Fernandes Da | |||||
Silva, Alternate Joao Manoel Pinho De Mello, Acting |
189
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Member. Pedro Juca Maciel, Alternate Mauricio Rocha | |||||
Alves De Carvalho, Acting Member. Mario Ernesto | |||||
Vampre Hunberg, Alternate | Management | For | Voted - For | ||
1 | To Resolve on the Management Accounts and to | ||||
Examine, Discuss and Approve the Financial | |||||
Statements for the Fiscal Year Ended on December | |||||
31, 2019 | Management | For | Voted - For | ||
2 | To Review and Resolve on the Allocation of the Net | ||||
Income for the Fiscal Year Ended December 31, 2019, | |||||
As Proposed by Management and Detailed in the | |||||
Manual for the Annual and Extraordinary General | |||||
Shareholders Meeting, As Follows, Absorption, by | |||||
the Investments and Working Capital Reserve Set | |||||
Forth in Section 50 of the Company's Bylaws, of the | |||||
Net Loss Already Assessed for the Year Brl | |||||
1,316,797,395.00, Deducted by the Result of the | |||||
Proceeds from the Sale of Treasury Shares in View | |||||
of the Exercise of Stock Options Under the | |||||
Company's Stock Option Plan in the Amount of Brl | |||||
3,002,015.00, As Well As the Amount of Brl | |||||
8,103,424.00 in Investment Subsidies Used in 2019, | |||||
Reclassified to the Investment Subsidy Reserve | |||||
Account, Plus the Result Calculated from | |||||
Adjustments Regarding the Change in Accounting | |||||
Practices, in the Amount of Brl 5,023,000.00, | |||||
Totaling Brl 1,322,879,834.00 to be Absorbed by the | |||||
Investments and Working Capital Reserve | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 29-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Review and Resolve on the Amendment of the | ||||
Company's Bylaws to Modify the Composition of the | |||||
Strategy Committee, the People and Governance | |||||
Committee and Other Advisory Committees of the | |||||
Company's Board of Directors That May be Created in | |||||
Order to Allow Such Committees to be Formed by at | |||||
Least Three and A Maximum of Five Members, Most of | |||||
Whom Must be Independent Members of the Board of | |||||
Directors and the Other Members May be External | |||||
Members, As Defined in the Company's Bylaws, And, | |||||
As Detailed in the Manual and Managements Proposal | |||||
for the Meetings | Management | For | Voted - For |
190
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | To Review and Resolve on the Amendment to the | ||||
Company's Bylaws, to Include A Rule on the | |||||
Possibility of the Company Entering Into an | |||||
Indemnity Agreement, Contrato De Indenidade Or an | |||||
Indemnity Policy, Politica De Indenidade, As | |||||
Detailed in the Manual and Managements Proposal for | |||||
the Meetings | Management | For | Voted - For | ||
3 | To Restate the Company's Bylaws to Reflect the | ||||
Amendments Set Forth Above | Management | For | Voted - For | ||
4 | To Approve the Long Term Incentive Plan for the | ||||
Company's Executives | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
01 Apr 2020: Please Note That This is A Revision | |||||
Due to Modification of Text of Resolution 2. If You | |||||
Have Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
EMIRATES TELECOMMUNICATIONS GROUP COMPANY PJSC (ET | |||||
Security ID: M4040L103 | |||||
Meeting Date: 24-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | To Hear and Approve the Report of the Board of | ||||
Directors on the Company's Activities and Its | |||||
Financial Position for the Financial Year Ended 31 | |||||
Dec 2019 | Management | For | Voted - Abstain | ||
2 | To Hear and Approve the External Auditors Report | ||||
for the Financial Year Ended 31 Dec 2019 | Management | For | Voted - For | ||
3 | To Discuss and Approve the Company's Consolidated | ||||
Financial Statements for the Financial Year Ended | |||||
31 Dec 2019 | Management | For | Voted - For | ||
4 | To Consider the Board of Directors Recommendation | ||||
Regarding the Distribution of Dividends Amounting | |||||
to 40 Fils Per Share for the Second Half of the | |||||
Year 2019 to Bring the Total Dividend Pay Out Per | |||||
Share for the Financial Year Ended 31 Dec 2019 to | |||||
80 Fils Per Share, 80pct of the Nominal Value of | |||||
the Share | Management | For | Voted - For | ||
5 | To Absolve the Members of the Board of Directors | ||||
from Liability for the Financial Year Ended 31 Dec | |||||
2019 | Management | For | Voted - For |
191
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6 | To Absolve the External Auditors from Liability for | ||||
the Financial Year Ended 31 Dec 2019 | Management | For | Voted - For | ||
7 | To Appoint the External Auditors for the Year 2020 | ||||
and to Determine Their Fees | Management | For | Voted - For | ||
8 | To Approve the Proposal Concerning the | ||||
Remunerations of the Board Members for the | |||||
Financial Year Ended 31 Dec 2019 | Management | For | Voted - Abstain | ||
9 | To be Informed of Etisalat Group Dividend Policy | Management | For | Voted - For | |
10 | To Pass A Special Resolution in Respect of | ||||
Approving A Budget of Not More Than 1pct of the | |||||
Company's Average Net Profits of the Last Two | |||||
Years, 2018 to 2019, for Voluntary Contributions to | |||||
the Community, Corporate Social Responsibility, and | |||||
to Authorize the Board of Directors to Effect | |||||
Payments of Such Contributions to Beneficiaries to | |||||
be Determined at the Boards Own Discretion | Management | For | Voted - For | ||
Please Note in the Event the Meeting Does Not Reach | |||||
Quorum, There Will be A Second Call on 30 Mar 2020. | |||||
Consequently, Your Voting Instructions Will Remain | |||||
Valid for All Calls Unless the Agenda is Amended. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
EMPRESAS CMPC SA | |||||
Security ID: P3712V107 | |||||
Meeting Date: 30-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
A | To Vote in Regard to the Integrated Report, Annual | ||||
Financial Statements and the Report from the | |||||
Outside Auditing Firm, All of Which are for the | |||||
Fiscal Year That Ended on December 31, 2019 | Management | For | Voted - For | ||
B | To Resolve in Regard to the Distribution of | ||||
Dividends | Management | For | Voted - For | ||
C | To Report in Regard to the Resolutions of the Board | ||||
of Directors That are Related to the Transactions | |||||
That are Referred to in Title Xvi of Law 18,046 | Management | For | Voted - For | ||
D | To Designate the Outside Auditing Firm and Risk | ||||
Rating Agencies | Management | For | Voted - For | ||
E | To Establish the Compensation of the Board of | ||||
Directors, Together with the Compensation and the | |||||
Budget of the Committee of Directors for the 2020 | |||||
Fiscal Year | Management | For | Voted - Abstain | ||
F | To Report on the Policies and Procedures in Regard | ||||
to Dividends | Management | For | Voted - Abstain | ||
G | To Take Cognizance of and Resolve on Any Other | ||||
Matter That is Within the Authority of an Annual | |||||
General Meeting of Shareholders, in Accordance with | |||||
the Law and the Corporate Bylaws | Management | Abstain | Voted - Against |
192
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
EMPRESAS COPEC SA | |||||
Security ID: P7847L108 | |||||
Meeting Date: 22-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
A | To Submit for A Vote by the General Meeting the | ||||
Financial Statements of the Company to December 31, | |||||
2019, the Annual Report from the Board of Directors | |||||
and to Give an Accounting of the Progress of the | |||||
Corporate Business | Management | For | Voted - For | ||
B | To Give an Accounting of the Transactions That Were | ||||
Carried Out by the Company That are Referred to in | |||||
Title Xvi of Law Number 18,046 | Management | For | Voted - For | ||
C | To Establish the Compensation of the Board of | ||||
Directors for the Next Fiscal Year | Management | For | Voted - Abstain | ||
D | To Establish the Compensation and Expense Budget of | ||||
the Committee That is Referred to in Article 50 Bis | |||||
of Law Number 18,046, to Give an Accounting of Its | |||||
Activities and Its Annual Management Report | Management | For | Voted - Abstain | ||
E | To Designate Outside Auditors and Risk Rating | ||||
Agencies | Management | For | Voted - For | ||
F | To Deal with Any Other Matter of Corporate Interest | ||||
That is Within the Authority of the Type of General | |||||
Meeting That is Being Called | Management | Abstain | Voted - Against | ||
ENEL AMERICAS SA | |||||
Security ID: P37186106 | |||||
Meeting Date: 30-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
1 | Approval of the Annual Report, Balance Sheet, | ||||
Financial Statements and Report of External | |||||
Auditors and Account Inspectors for the Period | |||||
Ended December 31, 2019 | Management | For | Voted - For | ||
2 | Appropriation of Profits of the Period and | ||||
Allocation of Dividends | Management | For | Voted - For | ||
3 | Determination of the Remuneration of Directors | Management | For | Voted - For | |
4 | Determination of the Remuneration of Members of the | ||||
Committee of Directors and of Its Respective Budget | |||||
for Year 2020 | Management | For | Voted - For | ||
5 | Report on Expenses of the Board of Directors and | ||||
Annual Management Report on Activities and Expenses | |||||
of the Committee of Directors | Management | For | Voted - For | ||
6 | Appointment of an External Audit Company Ruled by | ||||
Title Xxviii of the Law 18.045 | Management | For | Voted - For | ||
7 | Appointment of Two Official Account Inspectors and | ||||
Two Alternates, and Determination of Their | |||||
Remuneration | Management | For | Voted - For | ||
8 | Appointment of Private Rating Agencies | Management | For | Voted - For | |
9 | Approval of the Policy of Investments and Financing | Management | For | Voted - For |
193
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
10 | Explanation of the Policy of Dividends and | ||||
Information About the Procedures Used in the | |||||
Allocation of Dividends | Management | For | Voted - For | ||
11 | Information About Agreements of the Board of | ||||
Directors in Relation with Actions Or Contracts | |||||
Ruled by Title Xvi of the Law 18.046 | Management | For | Voted - For | ||
12 | Report on Costs of Processing, Printing and | ||||
Dispatch of the Information Required by Official | |||||
Letter 1.816 of the Commission for the Financial | |||||
Market | Management | For | Voted - For | ||
14 | To Adopt the Other Agreements Necessary for A Due | ||||
Implementation of the Resolutions Adopted | Management | For | Voted - For | ||
13 | Other Matters of Corporate Interest and of the | ||||
Competence of the Regular Stockholders Meeting | Management | Abstain | Voted - Against | ||
ENEL CHILE SA | |||||
Security ID: P3762G109 | |||||
Meeting Date: 29-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
1 | Approval of the Annual Report, Balance Sheet, | ||||
Financial Statements and Reports of External | |||||
Auditors and Account Inspectors for the Period | |||||
Ended December 31, 2019 | Management | For | Voted - For | ||
2 | Appropriation of Profits of the Period and | ||||
Allocation of Dividends | Management | For | Voted - For | ||
3 | Determination of the Remuneration of Directors | Management | For | Voted - For | |
4 | Determination of the Remuneration of Members of the | ||||
Committee of Directors and of Its Budget for the | |||||
Period 2020 | Management | For | Voted - For | ||
5 | Report on Expenses of the Board of Directors and | ||||
Annual Management Report on Activities and Expenses | |||||
of the Committee of Directors | Management | For | Voted - For | ||
6 | Appointment of External Audit Company Ruled by | ||||
Title Xxviii of the Law 18.045 | Management | For | Voted - For | ||
7 | Appointment of Two Official Account Inspectors and | ||||
Two Alternates, and Determination of Their | |||||
Remunerations | Management | For | Voted - For | ||
8 | Determination of Private Rating Agencies | Management | For | Voted - For | |
9 | Approval of the Policy of Investment and Financing | Management | For | Voted - For | |
10 | Explanation of the Policy of Dividends and | ||||
Information on the Procedures Used in the | |||||
Allocation of Dividends | Management | For | Voted - For | ||
11 | Information About Agreements of the Board of | ||||
Directors Concerning Actions Or Contracts Ruled by | |||||
Title Xvi of the Law 18.046 | Management | For | Voted - For | ||
12 | Report on the Cost of Processing, Printing and | ||||
Dispatch of the Information Required by Official | |||||
Letter 1.816 of the Commission of the Financial | |||||
Market | Management | For | Voted - For | ||
14 | To Adopt the Other Agreements Necessary for A Due | ||||
Implementation of the Resolutions Decided | Management | For | Voted - For |
194
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
13 | Other Matters of Corporate Interest and of the | ||||
Competence of the Regular Stockholders Meeting | Management | Abstain | Voted - Against | ||
EQUATORIAL ENERGIA SA | |||||
Security ID: P3773H104 | |||||
Meeting Date: 22-Jul-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | The New Company Stock Option Plan | Management | For | Voted - For | |
2 | Not Making Further Grants of Options Within the | ||||
Framework of the Company Stock Option Plan That Was | |||||
Approved at the Extraordinary General Meeting That | |||||
Was Held on July 21, 2014, Which Will Remain in | |||||
Effect Only in Regard to the Options That Have | |||||
Already Been Granted by the Company | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 27-Nov-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Election of Member of the Board of Directors of the | ||||
Company: Eduardo Haiama | Management | For | Voted - For | ||
2 | Proposal for the Split of the Shares Issued by the | ||||
Company, in the Proportion of 1 Common Share for 5 | |||||
Common Shares, Without Any Change to the Value of | |||||
the Share Capital of the Company | Management | For | Voted - For | ||
3 | Amendment of the Main Part of Article 6 and the | ||||
Main Part of Article 7 of the Bylaws of the Company | |||||
in Order to Adjust, Respectively, the Value of the | |||||
Share Capital and the Number of Common Shares That | |||||
are Representative of the Share Capital, and the | |||||
Authorized Capital Limit | Management | For | Voted - For | ||
4 | To Discuss the Amendment of the Rules That Govern | ||||
the Issuance of Powers of Attorney of the Company | |||||
and the Consequent Amendment of Paragraph 2 of | |||||
Article 22 of the Corporate Bylaws | Management | For | Voted - For | ||
5 | Restatement of the Corporate Bylaws of the Company | Management | For | Voted - For | |
6 | Authorization for the Managers of the Company to Do | ||||
All of the Acts and to Take All of the Measures | |||||
That are Necessary in Order to Effectuate the | |||||
Resolutions Above | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May |
195
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That Common Shareholders Submitting A | |||||
Vote to Elect A Member from the List Provided Must | |||||
Include the Candidates Name in the Vote | |||||
Instruction. However We Cannot Do This Through the | |||||
Proxyedge Platform. in Order to Submit A Vote to | |||||
Elect A Candidate, Clients Must Contact Their Csr | |||||
to Include the Name of the Candidate to be Elected. | |||||
If Instructions to Vote on This Item are Received | |||||
Without A Candidate's Name, Your Vote Will be | |||||
Processed in Favour Or Against the Default | |||||
Companies Candidate. Thank You | Management | Non-Voting | Non-Voting | ||
20 Nov 2019: Please Note That This is A Revision | |||||
Due to Postponement of Meeting Date from 18 Nov | |||||
2019 to 27 Nov 2019. If You Have Already Sent in | |||||
Your Votes, Please Do Not Vote Again Unless You | |||||
Decide to Amend Your Original Instructions. Thank | |||||
You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 03-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Proposal for the Amendment of the Corporate Purpose | ||||
of the Company | Management | For | Voted - For | ||
2 | Amendment of Article 3 of the Corporate Bylaws of | ||||
the Company in Order to Amend the Corporate Purpose | |||||
of the Company | Management | For | Voted - For | ||
3 | Restatement of the Corporate Bylaws of the Company | Management | For | Voted - For | |
4 | Authorization for the Managers of the Company to Do | ||||
All of the Acts and Take All of the Measures That | |||||
are Necessary for the Effectuation of the | |||||
Resolutions Above | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
27 Mar 2020: Please Note That This is A Revision | |||||
Due to Change of Meeting Date from 23 Mar 2020 to | |||||
03 Apr 2020. If You Have Already Sent in Your | |||||
Votes, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You | Management | Non-Voting | Non-Voting |
196
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
EXXARO RESOURCES LTD | |||||
Security ID: S26949107 | |||||
Meeting Date: 28-May-20 | Meeting Type: Annual General Meeting | ||||
O.1.1Resolution to Re-elect Non-executive of J Van | |||||
Rooyen As A Director | Management | For | Voted - For | ||
O.1.2Resolution to Re-elect Non-executive of Vz Mntambo | |||||
As A Director | Management | For | Voted - For | ||
O.1.3Resolution to Re-elect Non-executive of V Nkonyeni | |||||
As A Director | Management | For | Voted - For | ||
O.2.1Election of Mj Moffett As A Member of the Group | |||||
Audit Committee | Management | For | Voted - For | ||
O.2.2Election of Li Mophatlane As A Member of the Group | |||||
Audit Committee | Management | For | Voted - For | ||
O.2.3Election of Ej Myburgh As A Member of the Group | |||||
Audit Committee | Management | For | Voted - For | ||
O.2.4Election of V Nkonyeni As A Member of the Group | |||||
Audit Committee | Management | For | Voted - For | ||
O.3.1Election of Dr Gj Fraser-moleketi As A Member of | |||||
the Group Social and Ethics Committee | Management | For | Voted - For | ||
O.3.2Election of L Mbatha As A Member of the Group | |||||
Social and Ethics Committee | Management | For | Voted - For | ||
O.3.3Election of Li Mophatlane As A Member of the Group | |||||
Social and Ethics Committee | Management | For | Voted - For | ||
O.3.4Election of Pcch Snyders As A Member of the Group | |||||
Social and Ethics Committee | Management | For | Voted - For | ||
O.4 | Resolution to Reappoint PricewaterhouseCoopers | ||||
Incorporated As Independent External Auditors | Management | For | Voted - For | ||
O.5 | Resolution to Authorise Directors And/or Group | ||||
Company Secretary to Implement the Resolutions Set | |||||
Out in the Notice Convening the Annual General | |||||
Meeting | Management | For | Voted - For | ||
S.1 | Special Resolution to Approve Non-executive | ||||
Directors' Fees for the Period 1 June 2020 to the | |||||
Next Annual General Meeting | Management | For | Voted - For | ||
S.2 | Special Resolution to Authorise Financial | ||||
Assistance for the Subscription of Securities | Management | For | Voted - For | ||
S.3 | Special Resolution for A General Authority to | ||||
Repurchase Shares | Management | For | Voted - For | ||
NB.1 Resolution Through Non-binding Advisory Note to | |||||
Approve the Remuneration Policy | Management | For | Voted - For | ||
NB.2 Resolution Through Non-binding Advisory Note to | |||||
Endorse the Implementation of the Remuneration | |||||
Policy | Management | For | Voted - For | ||
FALABELLA SA | |||||
Security ID: P3880F108 | |||||
Meeting Date: 28-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
1 | Approve Annual Report | Management | For | Voted - For |
197
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Approve Consolidated Balance Sheet | Management | For | Voted - For | |
3 | Approve Consolidated Financial Statements | Management | For | Voted - For | |
4 | Approve Auditors Report | Management | For | Voted - For | |
5 | Receive Report on Interim Dividends of Clp 17 Per | ||||
Share Approved by Board on Dec. 19, 2019 | Management | For | Voted - For | ||
6 | Approve Allocation of Income and Dividends | Management | For | Voted - For | |
7 | Approve Allocation of Income Which are No | ||||
Distributable to Shareholders | Management | For | Voted - For | ||
8 | Approve Dividend Policy | Management | For | Voted - For | |
9 | Elect Directors | Management | For | Voted - Against | |
10 | Approve Remuneration of Directors | Management | For | Voted - Against | |
11 | Appoint Auditors | Management | For | Voted - For | |
12 | Designate Risk Assessment Companies | Management | For | Voted - For | |
13 | Receive Report Regarding Related Party Transactions | Management | For | Voted - For | |
14 | Receive Directors Committees Report | Management | For | Voted - For | |
15 | Approve Remuneration of Directors Committee | Management | For | Voted - Against | |
16 | Approve Budget of Directors Committee | Management | For | Voted - For | |
17 | Designate Newspaper to Publish Announcements | Management | For | Voted - For | |
FAR EASTERN NEW CENTURY CORPORATION | |||||
Security ID: Y24374103 | |||||
Meeting Date: 30-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Accept 2019 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | To Approve the Proposal for Distribution of 2019 | ||||
Profits.proposed Cash Dividend: Twd 1.5 Per Share. | Management | For | Voted - For | ||
3 | To Approve the Revisions of the Articles of | ||||
Incorporation of Far Eastern New Century | |||||
Corporation. | Management | For | Voted - For | ||
4 | To Approve Amending the Company Bylaw of Meeting | ||||
Rules of Stoclholders for Far Eastern New Century | |||||
Corporation. | Management | For | Voted - For | ||
FAR EASTONE TELECOMMUNICATIONS CO LTD | |||||
Security ID: Y7540C108 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | The 2019 Financial Statements (including 2019 | ||||
Business Report) | Management | For | Voted - For | ||
2 | The 2019 Retained Earnings Distribution. Proposed | ||||
Cash Dividend :twd 3.209 Per Share | Management | For | Voted - For | ||
3 | To Discuss and Approve the Cash Distribution from | ||||
Capital Surplus. Proposed Capital Distribution :twd | |||||
0.041 Per Share. | Management | For | Voted - For | ||
4 | To Discuss and Approve the Articles of | ||||
Incorporation of the Company | Management | For | Voted - For | ||
5 | To Discuss and Approve the Regulations Governing | ||||
Shareholders Meetings of the Company | Management | For | Voted - For |
198
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6 | To Release the Non-competition Restriction on | ||||
Directors in Accordance with Article 209 of the | |||||
Company Law | Management | For | Voted - For | ||
FILA HOLDINGS | |||||
Security ID: Y2484W103 | |||||
Meeting Date: 15-Nov-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Approval of Spin Off | Management | For | Voted - For | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Election of Inside Director: Yun Yun Su, Kim Jeong | ||||
Mi | Management | For | Voted - For | ||
3 | Approval of Remuneration for Director | Management | For | Voted - For | |
4 | Approval of Remuneration for Auditor | Management | For | Voted - For | |
18 Feb 2020: Please Note That This is A Revision | |||||
Due to Modification of the Text of Resolution 2. If | |||||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
FIRST ABU DHABI BANK P.J.S.C. | |||||
Security ID: M7080Z114 | |||||
Meeting Date: 24-Feb-20 | Meeting Type: Annual General Meeting | ||||
1 | Discuss and Approve the Report of the Board of | ||||
Directors on the Activity of the Bank and Its | |||||
Financial Statements for the Financial Year Ending | |||||
31 Dec 2019 | Management | For | Voted - Abstain | ||
2 | Discuss and Approve the Report of the External | ||||
Auditors for the Financial Year Ending 31 Dec 2019 | Management | For | Voted - For | ||
3 | Discuss and Approve the Bank Balance Sheet and | ||||
Profit and Loss Statement for the Financial Year | |||||
Ending 31 Dec 2019 | Management | For | Voted - For | ||
4 | Consider the Proposal of the Board of Directors on | ||||
the Appropriation of Net Profits for the Financial | |||||
Year Ending 31 Dec 2019. This Includes, Reserves, | |||||
Provisions and Distribution of 74pct of the Capital | |||||
As Cash Dividend of 74 Fils Per Share with A Total | |||||
Amount of Aed 8.07 Billion | Management | For | Voted - For | ||
5 | Discuss and Approve the Board of Directors | ||||
Remuneration | Management | For | Voted - For | ||
6 | Discharge of the Board Members for Their Actions | ||||
During 2019 | Management | For | Voted - For | ||
7 | Discharge of the External Auditors for Their | ||||
Actions During 2019 | Management | For | Voted - For |
199
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | Appointment of Auditors for the Financial Year 2020 | |||
and Determine Their Fees | Management | For | Voted - For | |
9 | Election of Board of Directors | Management | For | Voted - Abstain |
10 | Discuss and Approve Internal Shariah Supervision | |||
Committee Annual Report, and the Internal Shariah | ||||
Supervision Committee Members That Were Approved by | ||||
the Higher Shariah Authority of the Central Bank of | ||||
the Uae | Management | For | Voted - Abstain | |
11 | Approve the Amendment of Articles Numbers: Article | |||
3, Article 5 Clause 1, 11 and 19, Article 15, | ||||
Article 47, Article 56 Clause 2, and Article 65 to | ||||
the Banks Articles of Association, All Such Changes | ||||
Made to Reflect the New Banking Law Decretal | ||||
Federal Law No. 14 of 2018, Subject to the Approval | ||||
of the Securities and Commodities Authority and | ||||
Other Competent Authorities. Article 5 Clause 9 in | ||||
Relation to Trade in Foreign Currencies and | ||||
Precious Metals in the Banks Name and for Its | ||||
Account and in the Name and for the Account of | ||||
Others, by Adding to our Objects Clause the Power | ||||
to Allow the Bank to Trade in All Types of | ||||
Derivatives, Repurchase Transactions, Structured | ||||
Financial Instruments, Subject to the Approval of | ||||
the Securities and Commodities Authority and Other | ||||
Competent Authorities. Article 26 in Relation to | ||||
the Number of Meetings Held by the Board of | ||||
Directors to Comply with the Provisions of the | ||||
Central Bank Uae Corporate Governance Regulations | ||||
and Standards for Banks, Subject to the Approval of | ||||
the Securities and Commodities Authority and Other | ||||
Competent Authorities | Management | For | Voted - For | |
12 | Approve the Renewal of the Issuing Programs Or | |||
Islamic Sukuk Or Bonds Non Convertible Into Shares, | ||||
Or Create New Programs, Up to A Maximum of Usd 10 | ||||
Billion | Management | For | Voted - For | |
13 | Authorize the Board of Directors: A. to Issue Any | |||
Type of Bonds Or Islamic Sukuk, in Each Case, Non | ||||
Convertible Into Shares for an Amount Not Exceeding | ||||
Usd 10 Billion, Or Establish Or Update Any | ||||
Financing Programmes, Or Enter Into Any Liability | ||||
Management Exercise, and to Determine the Terms of | ||||
Issuing Such Bonds, Islamic Sukuk Or Other | ||||
Securities, and Set Their Date of Issue, Not to | ||||
Exceed One Year from the Date of This Approval, | ||||
Subject to Obtaining the Approval of the Relevant | ||||
Competent Authorities and B. to Issue Additional | ||||
Tier 1 Bonds for Regulatory Capital Purposes Up to | ||||
an Amount of Usd 1 Billion, Or Its Equivalent in | ||||
Any Other Currency and Such Bonds Shall Include the | ||||
Terms and Conditions Required by the Uae Central | ||||
Bank of the United Arab Emirates, Including, the | ||||
Following Features, Subordination, the Discretion | ||||
of the Bank to Cancel Or Not Pay Interest Payments | ||||
to Investors in Certain Circumstances and Write | ||||
Down Provisions That are Triggered in the Event of | ||||
Non Viability, As the Same May be Listed And, Or |
200
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Admitted to Trading on A Stock Exchange Or Any | |||||
Other Trading Platform And, Or Unlisted | Management | For | Voted - For | ||
06 Feb 2020: Please Note in the Event the Meeting | |||||
Does Not Reach Quorum, There Will be A Second Call | |||||
on 02 Mar 2020. Consequently, Your Voting | |||||
Instructions Will Remain Valid for All Calls Unless | |||||
the Agenda is Amended. Thank You | Management | Non-Voting | Non-Voting | ||
06 Feb 2020: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
FIRST FINANCIAL HOLDING COMPANY LIMITED | |||||
Security ID: Y2518F100 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Please Recognize the 2019 Business Report and | ||||
Consolidated Financial Statements of the Company. | Management | For | Voted - For | ||
2 | Please Recognize the Distribution of 2019 Profits. | ||||
Proposed Cash Dividend: Twd 1.05 Per Share. | |||||
Proposed Stock Dividend: Twd 0.3 Per Share | Management | For | Voted - For | ||
3 | Please Approve the Issuance of New Shares Via | ||||
Capitalization of Profits of 2019 | Management | For | Voted - For | ||
4 | Please Approve the Amendments to the Articles of | ||||
the Incorporation of the Company | Management | For | Voted - For | ||
5 | Please Approve the Amendments to the Rules for | ||||
Election of Directors of the Company. | Management | For | Voted - For | ||
FIRSTRAND LTD | |||||
Security ID: S5202Z131 | |||||
Meeting Date: 28-Nov-19 | Meeting Type: Annual General Meeting | ||||
O.1.1Re-election of Director of the Company: at Nzimande | Management | For | Voted - For | ||
O.1.2Re-election of Director of the Company: Ms Bomela | Management | For | Voted - For | ||
O.1.3Re-election of Director of the Company: Gg Gelink | Management | For | Voted - For | ||
O.1.4Re-election of Director of the Company: F Knoetze | Management | For | Voted - For | ||
O.1.5Vacancy Filled by Director During the Year: Ll Von | |||||
Zeuner | Management | For | Voted - For | ||
O.2.1Appointment of External Auditor: Appointment of | |||||
Deloitte & Touche As External Auditor | Management | For | Voted - For | ||
O.2.2Appointment of External Auditor: Appointment of | |||||
PricewaterhouseCoopers Inc. As External Auditor | Management | For | Voted - For | ||
O.3 | General Authority to Issue Authorised But Unissued | ||||
Ordinary Shares for Cash | Management | For | Voted - For | ||
O.4 | Signing Authority | Management | For | Voted - For | |
NB.1 Advisory Endorsement on A Non-binding Basis for the | |||||
Remuneration Policy | Management | For | Voted - Against | ||
NB.2 Advisory Endorsement on A Non-binding Basis for the | |||||
Remuneration Implementation Report | Management | For | Voted - Against |
201
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
S.1 | General Authority to Repurchase Ordinary Shares | Management | For | Voted - For | |
S.2.1 Financial Assistance to Directors and Prescribed | |||||
Officers As Employee Share Scheme Beneficiaries | Management | For | Voted - For | ||
S.2.2 Financial Assistance to Related and Interrelated | |||||
Entities | Management | For | Voted - For | ||
S.3 | Remuneration of Non-executive Directors with Effect | ||||
from 1 December 2019 | Management | For | Voted - For | ||
O.5 | Please Note That This Resolution is A Shareholder | ||||
Proposal: to Report on the Company's Assessment of | |||||
Its Exposure to Climate-related Risks by No Later | |||||
Than End October 2020 (not Endorsed by the Board - | |||||
Refer to Pg 282) | Management | Against | Voted - For | ||
O.6 | Please Note That This Resolution is A Shareholder | ||||
Proposal: to Adopt and Publicly Disclose A Policy | |||||
on Fossil Fuel Lending by No Later Than End October | |||||
2020 (endorsed by the Board - Refer to Pg 283) | Management | For | Voted - For | ||
FOMENTO ECONOMICO MEXICANO SAB DE CV | |||||
Security ID: P4182H115 | |||||
Meeting Date: 20-Mar-20 | Meeting Type: Ordinary General Meeting | ||||
I | Report of the Company's Chief Financial Officer, | ||||
Which Included the Company's Financial Statements | |||||
Corresponding to Fiscal Year 2019, the Opinion of | |||||
the Company's Board of Directors on the Content of | |||||
the Company's Chief Executive Officers Report, | |||||
Reports of the Company's Board of Directors | |||||
Containing the Main Accounting and Information | |||||
Policies and Procedures Followed When Preparing the | |||||
Company's Financial Information, As Well As the | |||||
Reports on the Transactions and Activities in Which | |||||
the Company Participated During Fiscal Year 2019, | |||||
and Reports of the Chairmen of the Company's Audit | |||||
and Corporate Practices Committees of the Board of | |||||
Directors Under the Terms of Article 28 Section IV | |||||
of the Securities Market Law, Hereinafter, the Law | Management | For | Voted - Abstain | ||
II | Allocation of the Company's Profit and Loss | ||||
Statement of Fiscal Year 2019, Including to Declare | |||||
and Pay A Dividend in Cash, in Mexican Currency | Management | For | Voted - For | ||
III | Proposal to Establish the Maximum Amount of Funds | ||||
That May be Used for the Purchase of the Company's | |||||
Own Shares, Under the Terms Provided for in Article | |||||
56, Section IV of the Law | Management | For | Voted - Abstain | ||
IV | Election of the Members of the Company's Board of | ||||
Directors and Secretaries, Assessment of the | |||||
Independence Thereof, Under the Terms of the Law, | |||||
and Determination of Compensations Thereto | Management | For | Voted - Abstain | ||
V | Election of the Members of the Company's Following | ||||
Committees I. Planning and Finance, II. Audit and | |||||
III. Corporate Practices, Appointment of the | |||||
Chairman of Each of Them and Determination of | |||||
Compensations Thereto | Management | For | Voted - Abstain |
202
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
VI | Appointment of Representatives to Formalize the | ||||
Meetings Resolutions | Management | For | Voted - For | ||
VII | Reading and Approval, As the Case May Be, of the | ||||
Meetings Minute | Management | For | Voted - For | ||
21 Feb 2020: Please Note That the Meeting Type Was | |||||
Changed from Agm to Ogm and Change in Record Date | |||||
from 12 Mar 2020 to 06 Mar 2020. If You Have | |||||
Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
FORMOSA CHEMICALS & FIBRE CORP | |||||
Security ID: Y25946107 | |||||
Meeting Date: 05-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | 2019 Business Report and Financial Statements. | Management | For | Voted - For | |
2 | Proposal for Distribution of 2019 Profits. Proposed | ||||
Cash Dividend: Twd 3.8 Per Share. | Management | For | Voted - For | ||
3 | Amendment of the Companys Rules of Procedure for | ||||
Shareholders Meeting. | Management | For | Voted - For | ||
FORMOSA PETROCHEMICAL CORP | |||||
Security ID: Y2608S103 | |||||
Meeting Date: 29-May-20 | Meeting Type: Annual General Meeting | ||||
1 | 2019 Business Report and Financial Statements. | Management | For | Voted - For | |
2 | Proposal for Distribution of 2019 Profits Proposed | ||||
Cash Dividend: Twd 2.9 Per Share. | Management | For | Voted - For | ||
3 | Amendment to the Rules of Procedure for | ||||
Shareholders Meetings of the Company. | Management | For | Voted - For | ||
FORMOSA PLASTICS CORP | |||||
Security ID: Y26095102 | |||||
Meeting Date: 10-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | 2019 Business Report and Financial Statements. | Management | For | Voted - For | |
2 | Proposal for Distribution of 2019 Profits.proposed | ||||
Cash Dividend :twd 4.4 Per Share. | Management | For | Voted - For | ||
3 | Amendment to the Articles of Incorporation of the | ||||
Company. | Management | For | Voted - For | ||
4 | Amendment to the Rules of Procedure for | ||||
Shareholders Meetings of the Company. | Management | For | Voted - For |
203
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
FUBON FINANCIAL HOLDING CO LTD | |||||
Security ID: Y26528102 | |||||
Meeting Date: 06-Aug-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | 2018 Earnings Distribution Plan Amendment. | Management | For | Voted - For | |
Meeting Date: 12-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Recognize 2019 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | To Recognize 2019 Earnings Distribution Plan. | ||||
Proposed Cash Dividend: Twd 2 Per Share. Proposed | |||||
Cash Dividend for Preferred Share A :twd 2.46 Per | |||||
Share. Proposed Cash Dividend for Preferred Share B | |||||
:twd 2.16 Per Share. | Management | For | Voted - For | ||
3 | To Discuss the Company's Plan to Raise Long Term | ||||
Capital. | Management | For | Voted - For | ||
4 | To Discuss Amendment to the Company's Articles of | ||||
Incorporation. | Management | For | Voted - For | ||
5 | To Discuss Amendment to the Company's Rules | ||||
Governing the Procedures for Shareholders' Meetings. | Management | For | Voted - For | ||
6.1 | The Election of the Director:richard | ||||
M.tsai,shareholder No.4 | Management | For | Voted - Against | ||
6.2 | The Election of the Director:daniel | ||||
M.tsai,shareholder No.3 | Management | For | Voted - Against | ||
6.3 | The Election of the Director:ming Dong Industrial | ||||
Co., Ltd.,shareholder No.72,eric Chen As | |||||
Representative | Management | For | Voted - Against | ||
6.4 | The Election of the Director:ming Dong Industrial | ||||
Co., Ltd.,shareholder No.72,howard Lin As | |||||
Representative | Management | For | Voted - Against | ||
6.5 | The Election of the Director:ming Dong Industrial | ||||
Co., Ltd.,shareholder No.72,jerry Harn As | |||||
Representative | Management | For | Voted - Against | ||
6.6 | The Election of the Director:ming Dong Industrial | ||||
Co., Ltd.,shareholder No.72,ben Chen As | |||||
Representative | Management | For | Voted - Against | ||
6.7 | The Election of the Director:taipei City | ||||
Government,shareholder No.297306,jia-jen Chen As | |||||
Representative | Management | For | Voted - Against | ||
6.8 | The Election of the Director:taipei City | ||||
Government,shareholder No.297306,hsiu-hui Yuan As | |||||
Representative | Management | For | Voted - Against | ||
6.9 | The Election of the Director:taipei City | ||||
Government,shareholder No.297306,ruey-cherng Cheng | |||||
As Representative | Management | For | Voted - Against | ||
6.10 | The Election of the Independent Director:ming-je | ||||
Tang,shareholder No.255756 | Management | For | Voted - For | ||
6.11 | The Election of the Independent Director:shin-min | ||||
Chen,shareholder No.j100657xxx | Management | For | Voted - For | ||
6.12 | The Election of the Independent Director:alan | ||||
Wang,shareholder No.f102657xxx | Management | For | Voted - For |
204
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6.13 | The Election of the Independent Director:shu-hsing | ||||
Li,shareholder No.r120428xxx | Management | For | Voted - For | ||
6.14 | The Election of the Independent Director:jung-feng | ||||
Chang,shareholder No.h101932xxx | Management | For | Voted - For | ||
6.15 | The Election of the Independent Director:lee, Roy | ||||
Chun,shareholder No.f121054xxx | Management | For | Voted - For | ||
7 | To Discuss Release the Company's Directors from Non | ||||
Competition Restrictions(richard M.tsai). | Management | For | Voted - For | ||
8 | To Discuss Release the Company's Directors from Non | ||||
Competition Restrictions(daniel M.tsai). | Management | For | Voted - For | ||
9 | To Discuss Release the Company's Directors from Non | ||||
Competition Restrictions(ming-je Tang). | Management | For | Voted - For | ||
10 | To Discuss Release the Company's Directors from Non | ||||
Competition Restrictions(eric Chen). | Management | For | Voted - For | ||
11 | To Discuss Release the Company's Directors from Non | ||||
Competition Restrictions(jerry Harn). | Management | For | Voted - For | ||
12 | To Discuss Release the Company's Directors from Non | ||||
Competition Restrictions(ben Chen). | Management | For | Voted - For | ||
13 | To Discuss Release the Company's Directors from Non | ||||
Competition Restrictions(taipei City Government). | Management | For | Voted - For | ||
GAIL (INDIA) LIMITED | |||||
Security ID: Y2R78N114 | |||||
Meeting Date: 01-Jul-19 | Meeting Type: Other Meeting | ||||
1 | Ordinary Resolution for Issuance of Bonus Shares | Management | For | Voted - For | |
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting is Not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests are Not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your Instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain is Not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 20-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Audited Financial Statements and | ||||
Audited Consolidated Financial Statements of the | |||||
Company for the Year Ended 31st March, 2019 and | |||||
Report of the Board of Directors and Auditors | Management | For | Voted - For | ||
2 | Approval of Final Dividend for the Financial Year | ||||
Ended 31st March, 2019 and to Confirm the Payment | |||||
of Interim Dividend Already Paid in February, 2019: | |||||
Resolved That Approval of the Shareholders be and | |||||
is Hereby Accorded for Payment of Final Dividend @ | |||||
8.85% (rs. 0.885/- Per Equity Share) on the Paid-up | |||||
Equity Share Capital of the Company As on the Date | |||||
of Declaration, for the Financial Year 2018-19 As | |||||
Recommended by the Board and to Confirm the Payment | |||||
of Interim Dividend @ 62.50 % (rs. 6.25/- Per | |||||
Equity Share) on the Paid-up Equity Share Capital |
205
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
of the Company As Approved by the Board and Already | |||||
Paid in the Month of February, 2019 | Management | For | Voted - For | ||
3 | Appointment of Shri P K Gupta, Who Retires by | ||||
Rotation, and Being Eligible, Offers Himself for | |||||
Re-appointment | Management | For | Voted - For | ||
4 | Appointment of Shri Gajendra Singh, Who Retires by | ||||
Rotation, and Being Eligible, Offers Himself for | |||||
Re-appointment | Management | For | Voted - For | ||
5 | Authorization to the Board of Directors to Fix the | ||||
Remuneration of the Joint Statutory Auditors for Fy | |||||
2019-20 | Management | For | Voted - For | ||
6 | Approval for Appointment of Shri A. K. Tiwari As | ||||
Director (finance) and Cfo, Liable to Retire by | |||||
Rotation | Management | For | Voted - For | ||
7 | Approval for Ratification of Remuneration of the | ||||
Cost Auditors for Fy 2018-19 | Management | For | Voted - For | ||
8 | Approval for Material Related Party Transactions | ||||
with Petronet Lng Limited for Fy 2019 -20 | Management | For | Voted - For | ||
9 | Amendment in the Articles of Association of the | ||||
Company | Management | For | Voted - For | ||
10 | Re-appointment of Shri Anupam Kulshreshtha (din - | ||||
07352288), Non-official Part-time (independent) | |||||
Director of the Company | Management | For | Voted - For | ||
11 | Re-appointment of Shri Sanjay Tandon (din - | ||||
00484699), Non-official Part-time (independent) | |||||
Director of the Company | Management | For | Voted - For | ||
12 | Re-appointment of Shri S K Srivastava (din - | ||||
02163658), Non-official Part-time (independent) | |||||
Director of the Company | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
GAZPROM PJSC | |||||
Security ID: X3123F106 | |||||
Meeting Date: 26-Jun-20 | Meeting Type: Annual General Meeting | ||||
1.1 | Approve Annual Report | Management | For | Non-Voting | |
2.1 | Approve Financial Statements | Management | For | Non-Voting | |
3.1 | Approve Allocation of Income | Management | For | Non-Voting | |
4.1 | Approve Dividends of Rub 15.24 Per Share | Management | For | Non-Voting | |
5.1 | Ratify Auditor: Ooo Finansovye I Buhgalterskie | ||||
Konsulxtanty | Management | For | Non-Voting | ||
6.1 | Approve Remuneration of Directors | Management | For | Non-Voting | |
7.1 | Approve Remuneration of Members of Audit Commission | Management | For | Non-Voting | |
8.1 | Amend Charter | Management | For | Non-Voting | |
9.1 | Amend Regulations on Board of Directors | Management | For | Non-Voting | |
10.1 | Approve New Edition of Regulations on Audit | ||||
Commission | Management | For | Non-Voting | ||
11.11Elect Andrei Akimov As Director | Management | For | Non-Voting | ||
11.12Elect Viktor Zubkov As Director | Management | For | Non-Voting |
206
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
11.13Elect Timur Kulibaev As Director | Management | For | Non-Voting | |
11.14Elect Denis Manturov As Director | Management | For | Non-Voting | |
11.15Elect Vitalii Markelov As Director | Management | For | Non-Voting | |
11.16Elect Viktor Martynov As Director | Management | For | Non-Voting | |
11.17Elect Vladimir Mau As Director | Management | For | Non-Voting | |
11.18Elect Aleksei Miller As Director | Management | For | Non-Voting | |
11.19Elect Aleksandr Novak As Director | Management | For | Non-Voting | |
11110 Elect Dmitrii Patrushev As Director | Management | For | Non-Voting | |
11111 Elect Mikhail Sereda As Director | Management | For | Non-Voting | |
12.1 | Elect Vadim Bikulov As Member of Audit Commission | Management | For | Non-Voting |
12.2 | Elect Aleksandr Gladkov As Member of Audit | |||
Commission | Management | For | Non-Voting | |
12.3 | Elect Ilia Karpov As Member of Audit Commission | Management | For | Non-Voting |
12.4 | Elect Margarita Mironova As Member of Audit | |||
Commission | Management | For | Non-Voting | |
12.5 | Elect Karen Oganian As Member of Audit Commission | Management | For | Non-Voting |
12.6 | Elect Dmitrii Pashkovskii As Member of Audit | |||
Commission | Management | For | Non-Voting | |
12.7 | Elect Sergei Platonov As Member of Audit Commission | Management | For | Non-Voting |
12.8 | Elect Tatiana Fisenko As Member of Audit Commission | Management | For | Non-Voting |
12.9 | Elect Pavel Shumov As Member of Audit Commission | Management | For | Non-Voting |
Please Note That This is an Amendment to Meeting Id | ||||
354875 Due to Receipt of Updated Agenda. All Votes | ||||
Received on the Previous Meeting Will be | ||||
Disregarded and You Will Need to Reinstruct on This | ||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | |
05 June 2020: Please Note That This is A Revision | ||||
Due to Update in Text of Resolution 5.1 and | ||||
Numbering. If You Have Already Sent in Your Votes, | ||||
Please Do Not Vote Again Unless You Decide to Amend | ||||
Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | |
Please Note Cumulative Voting Applies to This | ||||
Resolution Regarding the Election of Directors. Out | ||||
of the 11 Directors Presented for Election, A | ||||
Maximum of 11 Directors are to be Elected. | ||||
Broadridge Will Apply Cumulative Voting Evenly | ||||
Among Only Directors for Whom You Vote 'for,' and | ||||
Will Submit Instruction to the Local Agent in This | ||||
Manner. Cumulative Votes Cannot be Applied Unevenly | ||||
Among Directors Via Proxyedge. However If You Wish | ||||
to Do So, Please Contact Your Client Service | ||||
Representative. Standing Instructions Have Been | ||||
Removed for This Meeting. If You Have Further | ||||
Questions Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
1.1 | Approve Annual Report | Management | For | Non-Voting |
2.1 | Approve Financial Statements | Management | For | Non-Voting |
3.1 | Approve Allocation of Income | Management | For | Non-Voting |
4.1 | Approve Dividends of Rub 15.24 Per Share | Management | For | Non-Voting |
5.1 | Ratify Auditor: Ooo Finansovye I Buhgalterskie | |||
Konsulxtanty | Management | For | Non-Voting | |
6.1 | Approve Remuneration of Directors | Management | For | Non-Voting |
7.1 | Approve Remuneration of Members of Audit Commission | Management | For | Non-Voting |
207
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8.1 | Amend Charter | Management | For | Non-Voting |
9.1 | Amend Regulations on Board of Directors | Management | For | Non-Voting |
10.1 | Approve New Edition of Regulations on Audit | |||
Commission | Management | For | Non-Voting | |
11.11Elect Andrei Akimov As Director | Management | For | Non-Voting | |
11.12Elect Viktor Zubkov As Director | Management | For | Non-Voting | |
11.13Elect Timur Kulibaev As Director | Management | For | Non-Voting | |
11.14Elect Denis Manturov As Director | Management | For | Non-Voting | |
11.15Elect Vitalii Markelov As Director | Management | For | Non-Voting | |
11.16Elect Viktor Martynov As Director | Management | For | Non-Voting | |
11.17Elect Vladimir Mau As Director | Management | For | Non-Voting | |
11.18Elect Aleksei Miller As Director | Management | For | Non-Voting | |
11.19Elect Aleksandr Novak As Director | Management | For | Non-Voting | |
11110 Elect Dmitrii Patrushev As Director | Management | For | Non-Voting | |
11111 Elect Mikhail Sereda As Director | Management | For | Non-Voting | |
12.1 | Elect Vadim Bikulov As Member of Audit Commission | Management | For | Non-Voting |
12.2 | Elect Aleksandr Gladkov As Member of Audit | |||
Commission | Management | For | Non-Voting | |
12.3 | Elect Ilia Karpov As Member of Audit Commission | Management | For | Non-Voting |
12.4 | Elect Margarita Mironova As Member of Audit | |||
Commission | Management | For | Non-Voting | |
12.5 | Elect Karen Oganian As Member of Audit Commission | Management | For | Non-Voting |
12.6 | Elect Dmitrii Pashkovskii As Member of Audit | |||
Commission | Management | For | Non-Voting | |
12.7 | Elect Sergei Platonov As Member of Audit Commission | Management | For | Non-Voting |
12.8 | Elect Tatiana Fisenko As Member of Audit Commission | Management | For | Non-Voting |
12.9 | Elect Pavel Shumov As Member of Audit Commission | Management | For | Non-Voting |
Please Note That This is an Amendment to Meeting Id | ||||
354875 Due to Receipt of Updated Agenda. All Votes | ||||
Received on the Previous Meeting Will be | ||||
Disregarded and You Will Need to Reinstruct on This | ||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | |
05 June 2020: Please Note That This is A Revision | ||||
Due to Update in Text of Resolution 5.1 and | ||||
Numbering. If You Have Already Sent in Your Votes, | ||||
Please Do Not Vote Again Unless You Decide to Amend | ||||
Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | |
Please Note Cumulative Voting Applies to This | ||||
Resolution Regarding the Election of Directors. Out | ||||
of the 11 Directors Presented for Election, A | ||||
Maximum of 11 Directors are to be Elected. | ||||
Broadridge Will Apply Cumulative Voting Evenly | ||||
Among Only Directors for Whom You Vote 'for,' and | ||||
Will Submit Instruction to the Local Agent in This | ||||
Manner. Cumulative Votes Cannot be Applied Unevenly | ||||
Among Directors Via Proxyedge. However If You Wish | ||||
to Do So, Please Contact Your Client Service | ||||
Representative. Standing Instructions Have Been | ||||
Removed for This Meeting. If You Have Further | ||||
Questions Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting |
208
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
GENTING BHD | |||||
Security ID: Y26926116 | |||||
Meeting Date: 22-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Approve the Declaration of A Final Single-tier | ||||
Dividend of 6.0 Sen Per Ordinary Share for the | |||||
Financial Year Ended 31 December 2019 to be Paid on | |||||
27 July 2020 to Members Registered in the Record of | |||||
Depositors on 30 June 2020 | Management | For | Voted - For | ||
2 | To Approve the Payment of Directors' Fees of | ||||
Rm1,071,008 for the Financial Year Ended 31 | |||||
December 2019 | Management | For | Voted - For | ||
3 | To Approve the Payment of Directors' | ||||
Benefits-in-kind for the Period from 22 June 2020 | |||||
(except for Meeting Allowance for Risk Management | |||||
Committee from 1 January 2020) Until the Next | |||||
Annual General Meeting of the Company in 2021 | Management | For | Voted - For | ||
4 | To Re-elect the Following Person As Director of the | ||||
Company Pursuant to Paragraph 107 of the Company's | |||||
Constitution: Tan Sri Foong Cheng Yuen | Management | For | Voted - For | ||
5 | To Re-elect the Following Person As Director of the | ||||
Company Pursuant to Paragraph 107 of the Company's | |||||
Constitution: Dato' Dr. R. Thillainathan | Management | For | Voted - For | ||
6 | To Re-elect Mr Tan Kong Han As A Director of the | ||||
Company Pursuant to Paragraph 112 of the Company's | |||||
Constitution | Management | For | Voted - For | ||
7 | To Re-appoint PricewaterhouseCoopers Plt As | ||||
Auditors of the Company and to Authorise the | |||||
Directors to Fix Their Remuneration | Management | For | Voted - For | ||
8 | Authority to Directors Pursuant to Sections 75 and | ||||
76 of the Companies Act 2016 | Management | For | Voted - For | ||
9 | Proposed Renewal of the Authority for the Company | ||||
to Purchase Its Own Shares | Management | For | Voted - For | ||
10 | Proposed Renewal of Shareholders' Mandate for | ||||
Recurrent Related Party Transactions of A Revenue | |||||
Or Trading Nature and Proposed New Shareholders' | |||||
Mandate for Additional Recurrent Related Party | |||||
Transactions of A Revenue Or Trading Nature | Management | For | Voted - For | ||
GODREJ CONSUMER PRODUCTS LTD | |||||
Security ID: Y2732X135 | |||||
Meeting Date: 01-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Financial Statements (both Standalone and | |||||
Consolidated) of the Company for the Financial Year | |||||
Ended March 31, 2019 and Report of the Board of | |||||
Directors and Auditor's Report Thereon | Management | For | Voted - For | ||
2 | To Confirm the Interim Dividends Paid During Fiscal | ||||
Year 2018-19: Dividend of Inr 2 Per Equity Share | Management | For | Voted - For |
209
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | To Appoint A Director in Place of Mr. Nadir Godrej | ||||
(din: 00066195), Who Retires by Rotation, and Being | |||||
Eligible, Offers Himself for Re-appointment | Management | For | Voted - For | ||
4 | To Appoint A Director in Place of Mr. Jamshyd | ||||
Godrej (din: 00076250) Who Retires by Rotation, and | |||||
Being Eligible, Offers Himself for Re-appointment | Management | For | Voted - For | ||
5 | Ratification of Remuneration Payable to M/s. P. M. | ||||
Nanabhoy & Co., Appointed As Cost Auditors of the | |||||
Company for Fiscal Year 2019-20 | Management | For | Voted - For | ||
6 | To Re-appoint Mr. Narendra Ambwani (din: 00236658) | ||||
As an Independent Director of the Company for A | |||||
Second Term from July 28, 2019 to November 14, 2023 | Management | For | Voted - For | ||
7 | To Re-appoint Mr. Aman Mehta Din: (00009364) As an | ||||
Independent Director of the Company for A Second | |||||
Term September 26, 2019 to August 31, 2021 | Management | For | Voted - For | ||
8 | To Re-appoint Dr. Omkar Goswami (din: 00004258) As | ||||
an Independent Director of the Company for A Second | |||||
Term from September 26, 2019 to September 25, 2024 | Management | For | Voted - For | ||
9 | To Re-appoint Ms. Ireena Vittal Din: (05195656) As | ||||
an Independent Director of the Company for A Second | |||||
Term from September 26, 2019 to September 25, 2024 | Management | For | Voted - For | ||
10 | To Re-appoint Ms. Nisaba Godrej (din: 00591503) As | ||||
Whole-time Director for the Period from July 1, | |||||
2019 to September 30, 2022 | Management | For | Voted - For | ||
11 | To Re-appoint Mr. Vivek Gambhir (din: 06527810) As | ||||
Managing Director & Ceo July 1, 2019 to September | |||||
30, 2022 | Management | For | Voted - For | ||
GRASIM INDUSTRIES LTD | |||||
Security ID: Y2851U102 | |||||
Meeting Date: 23-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the Audited Financial Statements | ||||
(including the Audited Consolidated Financial | |||||
Statements) of the Company for the Financial Year | |||||
Ended 31st March 2019, Together with the Reports of | |||||
the Board and Auditors Thereon | Management | For | Voted - For | ||
2 | Declaration of Dividend on Equity Shares for the | ||||
Financial Year Ended 31st March 2019: A Dividend of | |||||
Inr 7 (rupees Seven Only) Per Equity Share of Inr 2 | |||||
Each of Your Company (dividend @350% of the Face | |||||
Value), for the Financial Year Ended 31st March 2019 | Management | For | Voted - For | ||
3 | Appointment of Director in Place of Mr. Kumar | ||||
Mangalam Birla (din: 00012813), Who Retires by | |||||
Rotation And, Being Eligible, Offers Himself for | |||||
Re-appointment | Management | For | Voted - For | ||
4 | Appointment of Director in Place of Ms. Usha | ||||
Sangwan (din: 02609263), Who Retires by Rotation | |||||
And, Being Eligible, Offers Herself for | |||||
Re-appointment | Management | For | Voted - For | ||
5 | Approval for Continuation of Mr. Arun Thiagarajan | ||||
(din: 00292757) As an Independent Director | Management | For | Voted - For |
210
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6 | Re-appointment of Mr. Cyril Shroff (din: 00018979) | ||||
As an Independent Director | Management | For | Voted - For | ||
7 | Re-appointment of Dr. Thomas M. Connelly, Jr. (din: | ||||
03083495) As an Independent Director | Management | For | Voted - For | ||
8 | Re-appointment of Mr. O. P. Rungta (din: 00020559) | ||||
As an Independent Director | Management | For | Voted - For | ||
9 | Appointment of Mr. N. Mohanraj (din: 00181969) As | ||||
an Independent Director | Management | For | Voted - For | ||
10 | Ratification of the Remuneration of Cost Auditors | Management | For | Voted - For | |
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
GROWTHPOINT PROPERTIES LTD | |||||
Security ID: S3373C239 | |||||
Meeting Date: 12-Nov-19 | Meeting Type: Annual General Meeting | ||||
O.121 Election of Director Appointed by the Board: Mr Fm | |||||
Berkeley (non-executive Director) | Management | For | Voted - For | ||
O.122 Election of Director Appointed by the Board: Mr Ja | |||||
Van Wyk (non-executive Director) | Management | For | Voted - For | ||
O.131 Re-election of Non-executive Director Who is to | |||||
Retire at the Meeting: Ms La Finlay | Management | For | Voted - For | ||
O.132 Re-election of Non-executive Director Who is to | |||||
Retire at the Meeting: Mr Sp Mngconkola | Management | For | Voted - For | ||
O.133 Re-election of Non-executive Director Who is to | |||||
Retire at the Meeting: Mrs Nbp Nkabinde | Management | For | Voted - For | ||
O.141 Election of Audit Committee Member: Mr Fm Berkeley | Management | For | Voted - For | ||
O.142 Election of Audit Committee Member: Ms La Finlay | Management | For | Voted - For | ||
O.143 Election of Audit Committee Member: Ms N Siyotula | Management | For | Voted - For | ||
O.1.5Appointment of Ey As Auditor | Management | For | Voted - For | ||
O.161 Advisory, Non-binding Approval of Remuneration | |||||
Policy | Management | For | Voted - For | ||
O.162 Advisory, Non-binding Approval of Remuneration | |||||
Policy's Implementation | Management | For | Voted - For | ||
O.1.7To Place the Unissued Authorised Ordinary Shares of | |||||
the Company Under the Control of the Directors | Management | For | Voted - For | ||
O.1.8Specific and Exclusive Authority to Issue Ordinary | |||||
Shares to Afford Shareholders Distribution | |||||
Reinvestment Alternatives | Management | For | Voted - For | ||
O.1.9General But Restricted Authority to Issue Shares | |||||
for Cash | Management | For | Voted - For | ||
O.110 To Receive and Accept the Report of the Social, | |||||
Ethics and Transformation Committee | Management | For | Voted - For | ||
S.2.1 Approval of Non-executive Directors' Fees for | |||||
Financial Year Ending 30 June 2020 | Management | For | Voted - For | ||
S.2.2 Financial Assistance to Related and Inter-related | |||||
Companies | Management | For | Voted - For | ||
S.2.3 Authority to Repurchase Ordinary Shares | Management | For | Voted - For | ||
Please Note That This is an Amendment to Meeting Id | |||||
290963 Due to Resolutions 1.2.3 and 1.4.4 Have Been |
211
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Withdrawn. All Votes Received on the Previous | |||||
Meeting Will be Disregarded If Vote Deadline | |||||
Extensions are Granted. Therefore Please Reinstruct | |||||
on This Meeting Notice on the New Job. If However | |||||
Vote Deadline Extensions are Not Granted in the | |||||
Market, This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
O.1.1Presentation of Annual Financial Statements | Management | Non-Voting | Non-Voting | ||
O.123 Election of Director Appointed by the Board: Mrs | |||||
Cmf Teixeira (non-executive Director) | Management | Non-Voting | Non-Voting | ||
O.144 Election of Audit Committee Member: Mrs Cmf Teixeira | Management | Non-Voting | Non-Voting | ||
GRUPO AEROPORTUARIO DEL SURESTE SAB DE CV | |||||
Security ID: P4950Y100 | |||||
Meeting Date: 23-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
1.A | Approve Ceos and Auditor's Reports on Operations | ||||
and Results of Company and Boards Opinion on Reports | Management | For | Voted - For | ||
1.B | Approve Boards Report on Accounting Policies and | ||||
Criteria for Preparation of Financial Statements | Management | For | Voted - For | ||
1.C | Approve Report on Activities and Operations | ||||
Undertaken by Board | Management | For | Voted - For | ||
1.D | Approve Individual and Consolidated Financial | ||||
Statements | Management | For | Voted - For | ||
1.E | Approve Report of Audit Committees Activities and | ||||
Report on Company's Subsidiaries | Management | For | Voted - For | ||
1.F | Approve Report on Adherence to Fiscal Obligations | Management | For | Voted - For | |
2.A | Approve Allocation of Income: Approve Increase in | ||||
Legal Reserve | Management | For | Voted - For | ||
2.B | Approve Allocation of Income: Approve Cash | ||||
Dividends of Mxn 8.21 Per Series B and Bb Shares | Management | For | Voted - For | ||
2.C | Approve Allocation of Income: Set Maximum Amount | ||||
for Share Repurchase, Approve Policy Related to | |||||
Acquisition of Own Shares | Management | For | Voted - For | ||
3.A | Approve Discharge of Board of Directors and Ceo: | ||||
Elect Or Ratify Directors, Verify Directors | |||||
Independence Classification | Management | For | Voted - For | ||
3.B | Approve Discharge of Board of Directors and Ceo: | ||||
Elect Or Ratify Chairman of Audit Committee | Management | For | Voted - For | ||
3.C | Approve Discharge of Board of Directors and Ceo: | ||||
Elect Or Ratify Members of Nominations and | |||||
Compensations Committee. Approve Their Remuneration | Management | For | Voted - For | ||
4 | Authorize Board to Ratify and Execute Approved | ||||
Resolutions | Management | For | Voted - For |
212
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
GRUPO BIMBO SAB DE CV | |||||
Security ID: P4949B104 | |||||
Meeting Date: 29-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
I | Presentation, Discussion And, If Deemed | ||||
Appropriate, Approval of the Report from the Board | |||||
of Directors That is Referred to in the Main Part | |||||
of Article 172 of the General Mercantile Companies | |||||
Law, Including the Audited Financial Statements of | |||||
the Company, Consolidated with Those of Its | |||||
Subsidiary Companies, for the Fiscal Year That | |||||
Ended on December 31, 2019, After the Reading of | |||||
the Report from the Chairperson of the Board of | |||||
Directors and General Director, the One from the | |||||
Outside Auditor and the One from the Chairperson of | |||||
the Audit and Corporate Practices Committee of the | |||||
Company | Management | For | Voted - For | ||
II | Presentation, Discussion And, If Deemed | ||||
Appropriate, Approval of the Report That is | |||||
Referred to in Part Xix of Article 76 of the Income | |||||
Tax Law That Was in Effect in 2019 in Regard to the | |||||
Fulfillment of the Tax Obligations of the Company | Management | For | Voted - For | ||
III | Presentation, Discussion And, If Deemed | ||||
Appropriate, Approval of the Allocation of the | |||||
Results for the Fiscal Year That Ended on December | |||||
31, 2019 | Management | For | Voted - For | ||
IV | Presentation, Discussion And, If Deemed | ||||
Appropriate, Approval of the Payment of A Dividend, | |||||
in A Payment at the Rate of Mxn 0.50 for Each One | |||||
of the Shares That are Representative of the Share | |||||
Capital of the Company That are in Circulation | Management | For | Voted - For | ||
V | Designation Or, If Deemed Appropriate, Ratification | ||||
of the Appointments of the Members of the Board of | |||||
Directors and the Determination of Their | |||||
Compensation | Management | For | Voted - For | ||
VI | Designation Or, If Deemed Appropriate, Ratification | ||||
of the Appointments of the Chairperson and the | |||||
Members of the Audit and Corporate Practices | |||||
Committee of the Company, As Well As the | |||||
Determination of Their Compensation | Management | For | Voted - For | ||
VII | Presentation, Discussion And, If Deemed | ||||
Appropriate, Approval of the Report in Regard to | |||||
Share Buybacks, As Well As the Determination of the | |||||
Maximum Amount of Funds That the Company Can | |||||
Allocate to Share Buybacks, Under the Terms of Part | |||||
IV of Article 56 of the Securities Market Law | Management | For | Voted - Abstain | ||
VIII | Designation of Special Delegates | Management | For | Voted - For |
213
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
GRUPO FINANCIERO BANORTE SAB DE CV | |||||
Security ID: P49501201 | |||||
Meeting Date: 30-Mar-20 | Meeting Type: Ordinary General Meeting | ||||
I | Proposal, Discussion And, If Deemed Appropriate, | ||||
Approval to Increase the Maximum Amount of Funds | |||||
That Can be Allocated to Share Buybacks by the | |||||
Company for 2019 and Until April 2020 | Management | For | Voted - For | ||
II | Designation of A Delegate Or Delegates to Formalize | ||||
and Carry Out, If Deemed Appropriate, the | |||||
Resolutions That are Passed by the General Meeting | Management | For | Voted - For | ||
Meeting Date: 24-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
1.A | Approve Ceos Report on Financial Statements and | ||||
Statutory Reports | Management | For | Voted - For | ||
1.B | Approve Boards Report on Policies and Accounting | ||||
Information and Criteria Followed in Preparation of | |||||
Financial Information | Management | For | Voted - For | ||
1.C | Approve Boards Report on Operations and Activities | ||||
Undertaken by Board | Management | For | Voted - For | ||
1.D | Approve Report on Activities of Audit and Corporate | ||||
Practices Committee | Management | For | Voted - For | ||
1.E | Approve All Operations Carried Out by Company and | ||||
Ratify Actions Carried Out by Board, Ceo and Audit | |||||
and Corporate Practices Committee | Management | For | Voted - For | ||
2 | Approve Allocation of Income | Management | For | Voted - For | |
3 | Receive Auditors Report on Tax Position of Company | Management | For | Voted - For | |
4.A.1Elect Carlos Hank Gonzalez As Board Chairman | Management | For | Voted - For | ||
4.A.2Elect Juan Antonio Gonzalez Moreno As Director | Management | For | Voted - For | ||
4.A.3Elect David Juan Villarreal Montemayor As Director | Management | For | Voted - For | ||
4.A.4Elect Jose Marcos Ramirez Miguel As Director | Management | For | Voted - For | ||
4.A.5Elect Carlos De La Isla Corry As Director | Management | For | Voted - For | ||
4.A.6Elect Everardo Elizondo Almaguer As Director | Management | For | Voted - For | ||
4.A.7Elect Carmen Patricia Armendariz Guerra As Director | Management | For | Voted - For | ||
4.A.8Elect Hector Federico Reyes Retanay Dahl As Director | Management | For | Voted - For | ||
4.A.9Elect Alfredo Elias Ayub As Director | Management | For | Voted - For | ||
4.A10 Elect Adrian Sada Cueva As Director | Management | For | Voted - For | ||
4.A11 Elect David Penaloza Alanis As Director | Management | For | Voted - For | ||
4.A12 Elect Jose Antonio Chedraui Eguia As Director | Management | For | Voted - For | ||
4.A13 Elect Alfonso De Angoitia Noriega As Director | Management | For | Voted - For | ||
4.A14 Elect Thomas Stanley Heather Rodriguez As Director | Management | For | Voted - For | ||
4.A15 Elect Graciela Gonzalez Moreno As Alternate Director | Management | For | Voted - For | ||
4.A16 Elect Juan Antonio Gonzalez Marcos As Alternate | |||||
Director | Management | For | Voted - For | ||
4.A17 Elect Alberto Halabe Hamui As Alternate Director | Management | For | Voted - For | ||
4.A18 Elect Gerardo Salazar Viezca As Alternate Director | Management | For | Voted - For | ||
4.A19 Elect Alberto Perez Jacome Friscione As Alternate | |||||
Director | Management | For | Voted - For |
214
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4.A20 Elect Diego Martinez Rueda Chapital As Alternate | |||||
Director | Management | For | Voted - For | ||
4.A21 Elect Roberto Kelleher Vales As Alternate Director | Management | For | Voted - For | ||
4.A22 Elect Clemente Ismael Reyes Retana Valdes As | |||||
Alternate Director | Management | For | Voted - For | ||
4.A23 Elect Isaac Becker Kabacnik As Alternate Director | Management | For | Voted - For | ||
4.A24 Elect Jose Maria Garza Trevino As Alternate Director | Management | For | Voted - For | ||
4.A25 Elect Carlos Cesarman Kolteniuk As Alternate | |||||
Director | Management | For | Voted - For | ||
4.A26 Elect Humberto Tafolla Nunez As Alternate Director | Management | For | Voted - For | ||
4.A27 Elect Guadalupe Phillips Margain As Alternate | |||||
Director | Management | For | Voted - For | ||
4.A28 Elect Ricardo Maldonado Yanez As Alternate Director | Management | For | Voted - For | ||
4.B | Elect Hector Avila Flores, Non Member, As Board | ||||
Secretary | Management | For | Voted - For | ||
4.C | Approve Directors Liability and Indemnification | Management | For | Voted - For | |
5 | Approve Remuneration of Directors | Management | For | Voted - For | |
6 | Elect Hector Federico Reyes Retanay Dahl As | ||||
Chairman of Audit and Corporate Practices Committee | Management | For | Voted - For | ||
7.1 | Approve Report on Share Repurchase | Management | For | Voted - For | |
7.2 | Set Aggregate Nominal Amount of Share Repurchase | ||||
Reserve | Management | For | Voted - For | ||
8 | Approve Certification of the Company's Bylaws | Management | For | Voted - For | |
9 | Authorize Board to Ratify and Execute Approved | ||||
Resolutions | Management | For | Voted - For | ||
GRUPO FINANCIERO INBURSA SAB DE CV | |||||
Security ID: P4950U165 | |||||
Meeting Date: 09-Aug-19 | Meeting Type: Ordinary General Meeting | ||||
I | Proposal, Discussion And, If Appropriate, Approval | ||||
for Banco Inbursa, S.a., Institucion De Banca | |||||
Multiple, Grupo Financiero to Issue Stock | |||||
Certificates. Resolutions in This Regard | Management | For | Voted - For | ||
II | Appointment of Delegates to Carry Out and Formalize | ||||
the Resolutions Adopted by the Assembly. | |||||
Resolutions in This Regard | Management | For | Voted - For | ||
Meeting Date: 08-Nov-19 | Meeting Type: Extraordinary General Meeting | ||||
I | Proposal, Discussion And, If Appropriate, Approval | ||||
of the Modification to the Second Article of the | |||||
Company Bylaws. Resolutions in This Regard | Management | For | Voted - Abstain | ||
II | Appointment of Delegates to Carry Out and Formalize | ||||
the Resolutions Adopted by the Meeting. Resolutions | |||||
in This Regard | Management | For | Voted - For | ||
Meeting Date: 08-Nov-19 | Meeting Type: Ordinary General Meeting | ||||
I | Discussion And, If Appropriate, Approval of the | ||||
Nominee And/or Ratification of the Members of the |
215
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Board of Directors and Secretary of the Company. | |||||
Resolutions in This Regard | Management | For | Voted - Abstain | ||
II | Discussion And, If Appropriate, Approval of the | ||||
Nomination And/or Ratification of the Members of | |||||
the Corporate Practices and Audit Committees of the | |||||
Company. Resolutions in This Regard | Management | For | Voted - Abstain | ||
III | Appointment of Delegates to Carry Out and Formalize | ||||
the Resolutions Adopted by the Assembly. | |||||
Resolutions in This Regard | Management | For | Voted - For | ||
Meeting Date: 29-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
I | Proposal, Discussion And, If Deemed Appropriate, | ||||
Approval of the Amendment of Article 2 of the | |||||
Corporate Bylaws of the Company. Resolutions in | |||||
This Regard | Management | For | Voted - Abstain | ||
II | Designation of Delegates to Carry Out and Formalize | ||||
the Resolutions That are Passed by the General | |||||
Meeting. Resolutions in This Regard | Management | For | Voted - For | ||
Meeting Date: 29-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
1.1 | Approve Ceos Report and Auditors Report, Boards | ||||
Opinion on Reports | Management | For | Voted - For | ||
1.2 | Approve Boards Report on Accounting Policies and | ||||
Criteria Followed in Preparation of Financial | |||||
Statements | Management | For | Voted - For | ||
1.3 | Approve Report on Activities and Operations | ||||
Undertaken by Board | Management | For | Voted - For | ||
1.4 | Approve Individual and Consolidated Financial | ||||
Statements | Management | For | Voted - For | ||
1.5 | Approve Report on Activities Undertaken by Audit | ||||
and Corporate Practices Committees | Management | For | Voted - For | ||
2 | Approve Allocation of Income | Management | For | Voted - Abstain | |
3 | Elect Or Ratify Directors and Company Secretary | Management | For | Voted - Abstain | |
4 | Approve Remuneration of Directors and Company | ||||
Secretary | Management | For | Voted - Abstain | ||
5 | Elect Or Ratify Members of Corporate Practices and | ||||
Audit Committees | Management | For | Voted - Abstain | ||
6 | Approve Remuneration of Members of Corporate | ||||
Practices and Committees | Management | For | Voted - Abstain | ||
7 | Set Maximum Amount of Share Repurchase Reserve, | ||||
Approve Share Repurchase Report | Management | For | Voted - Abstain | ||
8 | Approve Granting Withdrawal of Powers | Management | For | Voted - Abstain | |
9 | Authorize Board to Ratify and Execute Approved | ||||
Resolutions | Management | For | Voted - For |
216
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
GRUPO MEXICO SAB DE CV | |||||
Security ID: P49538112 | |||||
Meeting Date: 30-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
I | The Report from the Executive Chairperson of the | ||||
Company for the Fiscal Year That Ran from January 1 | |||||
to December 31, 2019. Discussion and Approval, If | |||||
Deemed Appropriate, of the Consolidated Financial | |||||
Statements of the Company and Its Subsidiaries to | |||||
December 31, 2019. Presentation of the Opinions and | |||||
Reports That are Referred to in Lines A, B, C, D, | |||||
and E of Part IV of Article 28 of the Securities | |||||
Market Law, in Regard to the Fiscal Year That Ran | |||||
from January 1 to December 31, 2019. Resolutions in | |||||
This Regard | Management | For | Voted - Abstain | ||
II | Reading of the Report in Regard to the Fulfillment | ||||
of the Tax Obligations of the Company During the | |||||
2018 Fiscal Year | Management | For | Voted - For | ||
III | Resolution in Regard to the Allocation of the | ||||
Profit from the Fiscal Year That Ended on December | |||||
31, 2019 | Management | For | Voted - Abstain | ||
IV | The Report That is Referred to in Line III of | ||||
Article 60 of the Provisions of A General Nature | |||||
That are Applicable to the Issuers of Securities | |||||
and to Other Securities Market Participants, | |||||
Including A Report in Regard to the Allocation of | |||||
the Funds That Were Destined for Share Buybacks | |||||
During the Fiscal Year That Ended on December 31, | |||||
2019. Determination of the Maximum Amount of Funds | |||||
That are to be Allocated to Share Buybacks During | |||||
the 2020 Fiscal Year. Resolutions in This Regard | Management | For | Voted - Abstain | ||
V | Resolution in Regard to the Ratification of the | ||||
Acts That Were Done by the Executive Chairperson, | |||||
the Administration and Finance Director with the | |||||
Duties of General Director, the Board of Directors | |||||
and Its Committees During the Fiscal Year That Ran | |||||
from January 1 to December 31, 2019 | Management | For | Voted - Abstain | ||
VI | Resolution in Regard to the Ratification of the | ||||
Outside Auditor of the Company | Management | For | Voted - For | ||
VII | Appointment and Or Ratification of the Members of | ||||
the Board of Directors of the Company and the | |||||
Classification of Their Independence in Accordance | |||||
with Article 26 of the Securities Market Law, As | |||||
Well As of the Members of the Committees of the | |||||
Board of Directors Itself and of Their | |||||
Chairpersons. Resolutions in This Regard | Management | For | Voted - Abstain | ||
VIII | Proposal in Regard to the Compensation for the | ||||
Members of the Board of Directors and for the | |||||
Members of the Committees of the Board of | |||||
Directors. Resolutions in This Regard | Management | For | Voted - Abstain | ||
IX | Designation of the Delegates Who Will Carry Out and | ||||
Formalize the Resolutions That are Passed by the | |||||
General Meeting. Resolutions in This Regard | Management | For | Voted - For |
217
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
GRUPO TELEVISA S.A.B | |||||
Security ID: P4987V137 | |||||
Meeting Date: 28-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
1 | Approve Financial Statements and Statutory Reports | ||||
As Required by Article 28 of Mexican Securities | |||||
Law, Approve Financial Statements, Approve | |||||
Discharge of Directors, Ceo and Board Committees | Management | For | Voted - Abstain | ||
2 | Present Report on Compliance with Fiscal Obligations | Management | For | Voted - For | |
3 | Approve Allocation of Income | Management | For | Voted - Abstain | |
4.1 | Set Aggregate Nominal Amount of Share Repurchase | ||||
Reserve | Management | For | Voted - Abstain | ||
4.2 | Receive Report on Policies and Boards Decisions on | ||||
Share Repurchase and Sale of Treasury Shares | Management | For | Voted - Abstain | ||
5 | Elect Or Ratify Members of Board, Secretary and | ||||
Other Officers | Management | For | Voted - Abstain | ||
6 | Elect Or Ratify Members of Executive Committee | Management | For | Voted - Abstain | |
7 | Elect Or Ratify Chairman of Audit Committee | Management | For | Voted - Abstain | |
8 | Elect Or Ratify Chairman of Corporate Practices | ||||
Committee | Management | For | Voted - Abstain | ||
9 | Approve Remuneration of Board Members, Executive, | ||||
Audit and Corporate Practices Committees, and | |||||
Secretaries | Management | For | Voted - Abstain | ||
10 | Authorize Board to Ratify and Execute Approved | ||||
Resolutions | Management | For | Voted - For | ||
Please Note That Only Mexican Nationals Have Voting | |||||
Rights at This Meeting. Accounts are Required to be | |||||
Registered As Mexican National Accounts with the | |||||
Local Sub-custodian in Order for Voting to be | |||||
Accepted. Voting Submitted by Non-mexican Nationals | |||||
Will be Processed However Risk Being Rejected | Management | Non-Voting | Non-Voting | ||
HANA FINANCIAL GROUP INC | |||||
Security ID: Y29975102 | |||||
Meeting Date: 20-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - Against | |
3.1 | Election of Outside Director: Yun Seong Bok | Management | For | Voted - For | |
3.2 | Election of Outside Director: Bak Won Gu | Management | For | Voted - For | |
3.3 | Election of Outside Director: Baek Tae Seung | Management | For | Voted - For | |
3.4 | Election of Outside Director: Gim Hong Jin | Management | For | Voted - For | |
3.5 | Election of Outside Director: Yang Dong Hun | Management | For | Voted - For | |
3.6 | Election of Outside Director: Heo Yun | Management | For | Voted - For | |
3.7 | Election of Outside Director: I Jeong Won | Management | For | Voted - For | |
4 | Election of Outside Director Who is an Audit | ||||
Committee Member: Cha Eun Yeong | Management | For | Voted - For | ||
5.1 | Election of Audit Committee Member Who is an | ||||
Outside Director: Yun Seong Bok | Management | For | Voted - For |
218
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5.2 | Election of Audit Committee Member Who is an | ||||
Outside Director: Gim Hong Jin | Management | For | Voted - For | ||
5.3 | Election of Audit Committee Member Who is an | ||||
Outside Director: Yang Dong Hun | Management | For | Voted - For | ||
6 | Approval of Remuneration for Director | Management | For | Voted - For | |
HCL TECHNOLOGIES LTD | |||||
Security ID: Y3121G147 | |||||
Meeting Date: 06-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Financial Statements Along with the | ||||
Reports of the Board of Directors and of the | |||||
Auditors Thereon | Management | For | Voted - For | ||
2 | Re-appointment of Mr. Shiv Nadar As Director Liable | ||||
to Retire by Rotation | Management | For | Voted - For | ||
3 | Appointment of Statutory Auditors: B S R & Co. LLP, | ||||
Chartered Accountants (icai Firm Registration No. | |||||
101248w/w-100022) | Management | For | Voted - For | ||
4 | Appointment of Mr. R. Srinivasan As an Independent | ||||
Director of the Company | Management | For | Voted - For | ||
5 | Appointment of Mr. S. Madhavan As an Independent | ||||
Director of the Company | Management | For | Voted - For | ||
6 | Appointment of Ms. Robin Ann Abrams As an | ||||
Independent Director of the Company | Management | For | Voted - For | ||
7 | Appointment of Dr. Sosale Shankara Sastry As an | ||||
Independent Director of the Company | Management | For | Voted - For | ||
8 | Payment of Commission to Non-executive Directors | Management | For | Voted - For | |
Meeting Date: 21-Sep-19 | Meeting Type: Court Meeting | ||||
1 | Resolved That Pursuant to the Provisions of | ||||
Sections 230 to 232 of the Companies Act, 2013 Read | |||||
with the Companies (compromises, Arrangements and | |||||
Amalgamations) Rules, 2016 and Other Applicable | |||||
Provisions of the Companies Act, 2013 (including | |||||
Any Statutory Modification(s), Amendment(s) Or | |||||
Re-enactment(s) Thereof for the Time Being in | |||||
Force), the Sebi (listing Obligations and | |||||
Disclosure Requirements) Regulations, 2015 ("sebi | |||||
Lodr"), Relevant Provisions of the Memorandum and | |||||
Articles of Association of the Company and Subject | |||||
to the Approval of the Hon'ble National Company Law | |||||
Tribunal at New Delhi And/or Hon'ble National | |||||
Company Law Tribunal at Bengaluru (hereinafter | |||||
Together Referred As "tribunals") And/or Any Other | |||||
Relevant Government Or Regulatory Authority, Body, | |||||
Institution (hereinafter Collectively Referred As | |||||
"concerned Authority(ies)"), If Any, of Competent | |||||
Jurisdiction Under Applicable Laws for the Time | |||||
Being in Force, and Subject to Such Conditions Or | |||||
Guidelines, If Any, As May be Prescribed, Imposed | |||||
Or Stipulated in This Regard by the Shareholders | |||||
And/or Creditors of the Company, Tribunals Or |
219
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Concerned Authorities, from Time to Time, While | |||||
Granting Such Approvals, Consents, Permissions And/ | |||||
Or Sanctions Under Sections 230 to 232 and Other | |||||
Applicable Provisions of the Companies Act, 2013 | |||||
and Which May be Agreed to by the Board of | |||||
Directors of the Company (hereinafter Referred to | |||||
As the "board", Which Term Shall be Deemed to Mean | |||||
and Include One Or More Committee(s) Constituted/to | |||||
be Constituted by the Board Or Any Person(s) | |||||
Authorized by the Board to Exercise Its Powers | |||||
Including the Powers Conferred by This Resolution), | |||||
the Scheme of Amalgamation Amongst Hcl Eagle | |||||
Limited, Hcl Comnet Limited, Hcl Technologies | |||||
Solutions Limited, Concept2silicon Systems Private | |||||
Limited and Hcl Technologies Limited and Their | |||||
Respective Shareholders and Creditors (hereinafter | |||||
Referred to As the "scheme") As Circulated Along | |||||
with the Notice of the Meeting be and is Hereby | |||||
Approved. Resolved Further That the Board be and is | |||||
Hereby Authorized to Effectively Implement the | |||||
Amalgamation Embodied in the Scheme, Make Or Accept | |||||
Such Modification(s) Amendment(s), Limitation(s) | |||||
And/or Condition(s), If Any, to the Scheme As May | |||||
be Required by the Hon'ble Tribunals And/or Any | |||||
Other Authority While Sanctioning the Scheme Or As | |||||
May be Required for the Purpose of Resolving Any | |||||
Doubts Or Difficulties That May Arise in Giving | |||||
Effect to the Scheme Or for Any Other Such Reason, | |||||
As the Board May Deem Fit and Proper, to Resolve | |||||
All Doubts Or Difficulties That May Arise for | |||||
Carrying Out the Scheme and to Do and Execute All | |||||
Acts, Deeds, Matters and Things As the Board May in | |||||
Its Absolute Discretion Deems Necessary Or | |||||
Expedient for Giving Effect to the Scheme | Management | For | Voted - For | ||
Meeting Date: 29-Nov-19 | Meeting Type: Other Meeting | ||||
1 | Increase in Authorized Share Capital and Consequent | ||||
Alteration in the Memorandum of Association of the | |||||
Company | Management | For | Voted - For | ||
2 | Issue of Bonus Shares | Management | For | Voted - For | |
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting is Not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests are Not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your Instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain is Not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Management | Non-Voting | Non-Voting |
220
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
HELIXMITH CO., LTD | |||||
Security ID: Y3127Y100 | |||||
Meeting Date: 31-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - Against | |
3.1 | Election of Inside Director: Gim Seon Yeong | Management | For | Voted - Against | |
3.2 | Election of Inside Director: Yu Seung Sin | Management | For | Voted - Against | |
3.3 | Election of Outside Director: No Dae Rae | Management | For | Voted - For | |
3.4 | Election of Outside Director: O Jae Seung | Management | For | Voted - For | |
3.5 | Election of Outside Director: Chas Bountra | Management | For | Voted - For | |
4.1 | Election of Audit Committee Member Who is an | ||||
Outside Director: No Dae Rae | Management | For | Voted - Against | ||
4.2 | Election of Audit Committee Member Who is an | ||||
Outside Director: O Jae Seung | Management | For | Voted - For | ||
4.3 | Election of Audit Committee Member Who is an | ||||
Outside Director: Chas Bountra | Management | For | Voted - For | ||
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
HELLENIC TELECOMMUNICATIONS ORGANIZATIONS S.A. | |||||
Security ID: X3258B102 | |||||
Meeting Date: 20-Feb-20 | Meeting Type: Extraordinary General Meeting | ||||
1. | Approval of an Own Share Buyback Program in | ||||
Accordance with Article 49 of Law 4548/2018 | Management | For | Voted - For | ||
2. | Cancellation of the Total of Nine Million Seven | ||||
Hundred and Sixty Four Thousand Seven Hundred and | |||||
Forty Three (9,764,743) Own Shares Purchased by the | |||||
Company Under A Share Buy-back Program in Order to | |||||
Cancel Them, with A Corresponding Reduction of Its | |||||
Share Capital by Twenty Seven Million Six Hundred | |||||
and Thirty Four Thousand Two Hundred and Twenty Two | |||||
Euro and Sixty Nine Cents (eur 27,634,222.69), in | |||||
Accordance with Article 49 of Law 4548/2018 and the | |||||
Subsequent Amendment of Article 5 (share Capital) | |||||
of the Company's Articles of Incorporation | Management | For | Voted - For | ||
3. | Miscellaneous Announcements | Management | For | Voted - For | |
Please Note in the Event the Meeting Does Not Reach | |||||
Quorum, There Will be an A Repetitive Meeting on 04 | |||||
Mar 2020. Also, Your Voting Instructions Will Not | |||||
be Carried Over to the Second Call. All Votes | |||||
Received on This Meeting Will be Disregarded and | |||||
You Will Need to Reinstruct on the Repetitive | |||||
Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 24-Jun-20 | Meeting Type: Ordinary General Meeting | ||||
1. | Approval of the Financial Statements of Ote S.a. in | ||||
Accordance with the International Financial | |||||
Reporting Standards (both Separate and |
221
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Consolidated) of the Fiscal Year 2019 | ||||
(1/1/2019-31/12/2019), with the Relevant Reports of | ||||
the Board of Directors and the Auditors and | ||||
Approval of the Annual Profits' Distribution | Management | For | Voted - For | |
3. | Approval, According to Article 108 of Law | |||
4548/2018, of the Overall Management of the Company | ||||
by the Board of Directors During the Fiscal Year | ||||
2019 (1/1/2019-31/12/2019) and Exoneration of the | ||||
Auditors for the Fiscal Year 2019 | ||||
(1/1/2019-31/12/2019), Pursuant to Article 117 Par. | ||||
1(c) of Law 4548/2018 | Management | For | Voted - For | |
4. | Appointment of an Audit Firm for the Statutory | |||
Audit of the Financial Statements (both Separate | ||||
and Consolidated) of Ote S.a., in Accordance with | ||||
the International Financial Reporting Standards, | ||||
for the Fiscal Year 2020 (1/1/2020-31/12/2020) | Management | For | Voted - For | |
5. | Approval of the Remuneration Policy for the Members | |||
of the Board of Directors of Ote S.a. Pursuant to | ||||
Articles 110 and 111 of Law 4548/2018 | Management | For | Voted - For | |
6. | Final Determination of the Remuneration and | |||
Expenses of the Members of the Board of Directors | ||||
for Their Participation in the Proceedings of the | ||||
Board of Directors and Its Committees During the | ||||
Fiscal Year 2019 (1/1/2019-31/12/2019), Approval of | ||||
the Variable Remuneration of the Executive Members | ||||
of the Board of Directors for the Fiscal Year 2019 | ||||
(1/1/2019-31/12/2019), Determination of the | ||||
Remuneration and Expenses of the Members of the | ||||
Board of Directors for Their Participation in the | ||||
Proceedings of the Board of Directors and Its | ||||
Committees for the Fiscal Year 2020 | ||||
(1/1/2020-31/12/2020) and Pre-approval for Their | ||||
Payment Until the Ordinary General Meeting of the | ||||
Shareholders Which Will Take Place Within 2021 and | ||||
Will Finally Determine Them | Management | For | Voted - For | |
7. | Remuneration Report for the Members of the Board of | |||
Directors for the Fiscal Year 2019 | Management | For | Voted - For | |
8. | Granting of A Special Permission, According to | |||
Articles 97 Par.3, 99 Par.1, 2 and 100 Par.2 of Law | �� | |||
4548/2018, for the Continuation for the Period | ||||
31/12/2020 Until 31/12/2021 of the Insurance | ||||
Coverage of Directors and Officers of Ote S.a. and | ||||
Its Affiliated Companies, Against Liabilities | ||||
Incurred in the Exercise of Their Competences, | ||||
Duties and Powers | Management | For | Voted - For | |
10. | Approval of the Adjustment of the Company S | |||
Articles of Incorporation to the Provisions of Law | ||||
4548/2018 (reform of the Law of Societes Anonymes) | ||||
by Amendment of Articles 2, 3, 6, 8-12, 14, 16-18, | ||||
20, 21, 23, 24, 27, 29, 31 and 32 Thereof | Management | For | Voted - For | |
12.1. Election of an Independent Member of the Audit | ||||
Committee, Pursuant to Article 44 of Law 4449/2017: | ||||
Amanda Sisson As Independent Non-executive Bod | ||||
Member, Proposed by the Company's Bod | Management | For | Voted - For |
222
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
12.2. Election of an Independent Member of the Audit | ||||
Committee, Pursuant to Article 44 of Law 4449/2017: | ||||
to be Determined | Management | For | Voted - Abstain | |
12.3. Election of an Independent Member of the Audit | ||||
Committee, Pursuant to Article 44 of Law 4449/2017: | ||||
to be Determined | Management | For | Voted - Abstain | |
11.1. Election of A New Independent Non-executive Member | ||||
of the Board of Directors, According to Article 4 | ||||
of Law 3016/2002 As in Force, in Replacement of A | ||||
Resigned Independent Non-executive Member: Amanda | ||||
Sisson As Independent Non-executive Bod Member, | ||||
Proposed by the Company's Bod | Management | For | Voted - For | |
11.2. Election of A New Independent Non-executive Member | ||||
of the Board of Directors, According to Article 4 | ||||
of Law 3016/2002 As in Force, in Replacement of A | ||||
Resigned Independent Non-executive Member: to be | ||||
Determined | Management | For | Did Not Vote | |
11.3. Election of A New Independent Non-executive Member | ||||
of the Board of Directors, According to Article 4 | ||||
of Law 3016/2002 As in Force, in Replacement of A | ||||
Resigned Independent Non-executive Member: to be | ||||
Determined | Management | For | Did Not Vote | |
Please Note That This is an Amendment to Meeting Id | ||||
429230 Due to Receipt of Updated Agenda. All Votes | ||||
Received on the Previous Meeting Will be | ||||
Disregarded and You Will Need to Reinstruct on This | ||||
Meeting Notice. Thank You. | Management | Non-Voting | Non-Voting | |
Please Note in the Event the Meeting Does Not Reach | ||||
Quorum, There Will be an A Repetitive Meeting on 08 | ||||
July 2020. Also, Your Voting Instructions Will Not | ||||
be Carried Over to the Second Call. All Votes | ||||
Received on This Meeting Will be Disregarded and | ||||
You Will Need to Reinstruct on the Repetitive | ||||
Meeting. Thank You | Management | Non-Voting | Non-Voting | |
2. | Approval of the Activities Report of the Ote Audit | |||
Committee for the Year 2019 | Management | Non-Voting | Non-Voting | |
9. | Publication to the Ordinary General Meeting of the | |||
Shareholders of the Company, According to Article | ||||
97 Par. 1 (b) of Law 4548/2018, of Any Cases of | ||||
Conflict of Interest and Agreements of the Fiscal | ||||
Year 2019 Which Fall Under Article 99 of Law | ||||
4548/2018 (related Party Transactions) | Management | Non-Voting | Non-Voting | |
Please Note That Although There are 3 Candidates to | ||||
be Elected As Directors, There is Only 1 Vacancy | ||||
Available to be Filled at the Meeting. the Standing | ||||
Instructions for This Meeting Will be Disabled And, | ||||
If You Choose, You are Required to Vote For, | ||||
Against Or Abstain on Only 1 of the 3 Directors and | ||||
to Select 'clear' for the Others. Thank You. | Management | Non-Voting | Non-Voting | |
Please Note That Although There are 3 Options to | ||||
Indicate A Preference on This Resolution, Only One | ||||
Can be Selected. the Standing Instructions for This | ||||
Meeting Will be Disabled And, If You Choose, You | ||||
are Required to Vote for Only 1 of the 3 Options | ||||
Below, Your Other Votes Must be Either Against Or | ||||
Abstain Thank You. | Management | Non-Voting | Non-Voting |
223
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
13. | Announcement of the Election of New Members of the | ||||
Board of Directors in Replacement of Resigned | |||||
Members | Management | Non-Voting | Non-Voting | ||
HINDALCO INDUSTRIES LTD | |||||
Security ID: Y3196V185 | |||||
Meeting Date: 30-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the Audited Financial Statements | ||||
(including Audited Consolidated Financial | |||||
Statements) for the Financial Year Ended 31st | |||||
March, 2019 the Reports of Directors' and Auditors' | |||||
Thereon | Management | For | Voted - For | ||
2 | Declaration of Dividend: Inr 1.20 Per Share | ||||
(previous Year Inr 1.20 Per Share) to Equity | |||||
Shareholders | Management | For | Voted - For | ||
3 | Re-appointment of Mrs. Rajashree Birla, Director | ||||
Retiring by Rotation | Management | For | Voted - Against | ||
4 | Ratification of the Remuneration of the Cost | ||||
Auditors Viz. M/s R. Nanabhoy & Co. for the | |||||
Financial Year Ending 31st March, 2020 | Management | For | Voted - For | ||
5 | Appointment of Dr. Vikas Balia As an Independent | ||||
Director | Management | For | Voted - For | ||
6 | Re-appointment of Mr. K. N. Bhandari As an | ||||
Independent Director | Management | For | Voted - Against | ||
7 | Re-appointment of Mr. Ram Charan As an Independent | ||||
Director | Management | For | Voted - Against | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
HINDUSTAN UNILEVER LTD | |||||
Security ID: Y3222L102 | |||||
Meeting Date: 18-Mar-20 | Meeting Type: Other Meeting | ||||
1 | Appointment of Mr. Wilhelmus Uijen As the | ||||
Whole-time Director of the Company for the Period | |||||
of Five Years with Effect from 1st January, 2020 | Management | For | Voted - For | ||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting is Not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests are Not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your Instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain is Not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 30-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Financial Statements (including Audited |
224
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Consolidated Financial Statements) for the | ||||
Financial Year Ended 31st March, 2020 and the | ||||
Reports of the Board of Directors and Auditors | ||||
Thereon | Management | For | Voted - For | |
2 | To Confirm the Payment of Interim Dividend and to | |||
Declare Final Dividend on Equity Shares for the | ||||
Financial Year Ended 31st March, 2020: the Board of | ||||
Directors Have Proposed A Final Dividend of Inr 14 | ||||
Per Share | Management | For | Voted - For | |
3 | To Appoint A Director in Place of Mr. Dev Bajpai | |||
(din : 00050516), Who Retires by Rotation and Being | ||||
Eligible, Offers Himself for Re-appointment | Management | For | Voted - For | |
4 | To Appoint A Director in Place of Mr. Srinivas | |||
Phatak (din : 02743340), Who Retires by Rotation | ||||
and Being Eligible, Offers Himself for | ||||
Re-appointment | Management | For | Voted - For | |
5 | To Appoint A Director in Place of Mr. Wilhemus | |||
Uijen (din : 08614686), Who Retires by Rotation and | ||||
Being Eligible, Offers Himself for Re-appointment | Management | For | Voted - For | |
6 | Resolved That in Accordance With, the Provisions of | |||
Sections 149, 150 and 152 and Other Applicable | ||||
Provisions, If Any, of the Companies Act, 2013 | ||||
('the Act'), and the Rules Made Thereunder, Read | ||||
with Schedule IV of the Act and Regulation 16(1)(b) | ||||
of the Sebi (listing Obligations and Disclosure | ||||
Requirements) Regulations, 2015 ('listing | ||||
Regulations') (including Any Statutory | ||||
Modification(s) Or Re-enactment Thereof for the | ||||
Time Being in Force), Dr. Ashish Sharad Gupta (din | ||||
: 00521511), Who Was Appointed As an Additional | ||||
Director of the Company with Effect from 31st | ||||
January, 2020, Pursuant to Section 161 of the Act | ||||
and Article 145 of the Articles of Association of | ||||
the Company and Who Has Submitted the Declaration | ||||
That He Meets the Criteria for Independence As | ||||
Provided Under the Act and the Listing Regulations | ||||
and Who Holds Office Upto the Date of This Annual | ||||
General Meeting, be and is Hereby Appointed As an | ||||
Independent Director of the Company to Hold Office | ||||
for A Term of Upto 5 (five) Consecutive Years with | ||||
Effect from 31st January, 2020 to 30th January, 2025 | Management | For | Voted - For | |
7 | Resolved That in Supersession of the Resolution | |||
Passed by the Members at the Annual General Meeting | ||||
Held on 29th June, 2015 and Pursuant to the | ||||
Provisions of Sections 197, 198 and Other | ||||
Applicable Provisions, If Any, of the Companies | ||||
Act, 2013, ('the Act') and Rules Made Thereunder | ||||
(including Any Statutory Modification(s) Or | ||||
Re-enactment Thereof for the Time Being in Force) | ||||
and Article 148 of the Articles of Association, the | ||||
Company be and is Hereby Authorised to Pay to Its | ||||
Directors (other Than the Managing Director and | ||||
Whole-time Directors of the Company), for A Period | ||||
of Three Years Commencing from 1st April, 2020 to | ||||
31st March, 2023, Such Sum by Way of Commission As | ||||
the Board and / Or A Committee Thereof May |
225
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Determine from Time to Time, But Not Exceeding 1% | |||||
(one Percent) Or Such Other Percentage of the Net | |||||
Profits of the Company in Any Financial Year As May | |||||
be Specified Under the Act, from Time to Time and | |||||
Computed in the Manner Provided Under Section 198 | |||||
of the Act, Or Inr 300 Lakhs in Aggregate, | |||||
Whichever is Lower | Management | For | Voted - For | ||
8 | Resolved That Pursuant to the Provisions of Section | ||||
148(3) and Other Applicable Provisions, If Any, of | |||||
the Companies Act, 2013 and the Rules Made | |||||
Thereunder (including Any Statutory Modification(s) | |||||
Or Re-enactment Thereof for the Time Being in | |||||
Force), the Remuneration Payable to M/s. Ra & Co., | |||||
Cost Accountants (firm Registration No. 000242), | |||||
Appointed by the Board of Directors As Cost | |||||
Auditors to Conduct the Audit of the Cost Records | |||||
of the Company for the Financial Year Ending 31st | |||||
March, 2021, Amounting to Inr 12 Lakhs (rupees | |||||
Twelve Lakhs Only) As Also the Payment of Taxes, As | |||||
Applicable and Reimbursement of Out of Pocket | |||||
Expenses Incurred in Connection with the Aforesaid | |||||
Audit, be and is Hereby Approved | Management | For | Voted - For | ||
HON HAI PRECISION INDUSTRY CO LTD | |||||
Security ID: Y36861105 | |||||
Meeting Date: 23-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Approve 2019 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | To Approve the Proposal for Distribution of 2019 | ||||
Earnings.proposed Cash Dividend: Twd 4.2 Per Share | Management | For | Voted - For | ||
3 | Discussion of Amendments to the Company's Articles | ||||
of Incorporation | Management | For | Voted - For | ||
HONG LEONG BANK BERHAD | |||||
Security ID: Y36503103 | |||||
Meeting Date: 29-Oct-19 | Meeting Type: Annual General Meeting | ||||
1 | To Declare A Final Single-tier Dividend of 34 Sen | ||||
Per Share for the Financial Year Ended 30 June 2019 | |||||
to be Paid on 19 November 2019 to Members | |||||
Registered in the Record of Depositors on 4 | |||||
November 2019 | Management | For | Voted - For | ||
2 | To Approve the Payment of Directors' Fees of | ||||
Rm1,067,931 for the Financial Year Ended 30 June | |||||
2019 to be Divided Amongst the Directors in Such | |||||
Manner As the Directors May Determine and | |||||
Directors' Other Benefits of Up to an Amount of | |||||
Rm270,000 from the 78th Agm to the 79th Agm of the | |||||
Bank | Management | For | Voted - For | ||
3 | To Re-elect the Following Director Pursuant to the | ||||
Bank's Constitution: Ms Chong Chye Neo | Management | For | Voted - For |
226
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | To Re-elect the Following Director Pursuant to the | ||||
Bank's Constitution: Ms Lau Souk Huan | Management | For | Voted - For | ||
5 | To Re-elect the Following Director Pursuant to the | ||||
Bank's Constitution: Mr Tan Kong Khoon | Management | For | Voted - For | ||
6 | To Re-elect the Following Director Pursuant to the | ||||
Bank's Constitution: Ybhg Datuk Dr Md Hamzah Bin Md | |||||
Kassim | Management | For | Voted - For | ||
7 | To Re-appoint PricewaterhouseCoopers Plt As | ||||
Auditors of the Bank and to Authorise the Directors | |||||
to Fix Their Remuneration | Management | For | Voted - For | ||
8 | Authority to Directors to Allot Shares | Management | For | Voted - For | |
9 | Proposed Renewal of Shareholders' Mandate for | ||||
Recurrent Related Party Transactions of A Revenue | |||||
Or Trading Nature with Hong Leong Company | |||||
(malaysia) Berhad ("hlcm") and Persons Connected | |||||
with Hlcm | Management | For | Voted - For | ||
10 | Proposed Adoption of New Constitution | Management | For | Voted - For | |
HOUSING DEVELOPMENT FINANCE CORP LTD | |||||
Security ID: Y37246207 | |||||
Meeting Date: 02-Aug-19 | Meeting Type: Annual General Meeting | ||||
1.A | Adoption of the Audited Financial Statements of the | ||||
Corporation for the Financial Year Ended March 31, | |||||
2019 Together with the Reports of the Board of | |||||
Directors and Auditors Thereon | Management | For | Voted - For | ||
1.B | Adoption of the Audited Consolidated Financial | ||||
Statements for the Financial Year Ended March 31, | |||||
2019 Together with the Report of the Auditors | |||||
Thereon | Management | For | Voted - For | ||
2 | Declaration of Final Dividend on Equity Shares of | ||||
the Corporation: Final Dividend for the Financial | |||||
Year Ended March 31, 2019 of Rs. 17.50 Per Equity | |||||
Share | Management | For | Voted - For | ||
3 | Re-appointment of Mr. V. Srinivasa Rangan, Who | ||||
Retires by Rotation And, Being Eligible, Offers | |||||
Himself for Re-appointment | Management | For | Voted - For | ||
4 | Fixing the Remuneration of Messrs B S R & Co. LLP, | ||||
Chartered Accountants, Statutory Auditors of the | |||||
Corporation | Management | For | Voted - For | ||
5 | Appointment of Dr. Bhaskar Ghosh As an Independent | ||||
Director of the Corporation | Management | For | Voted - For | ||
6 | Appointment of Ms. Ireena Vittal As an Independent | ||||
Director of the Corporation | Management | For | Voted - For | ||
7 | Re-appointment of Mr. Nasser Munjee As an | ||||
Independent Director of the Corporation | Management | For | Voted - For | ||
8 | Re-appointment of Dr. J. J. Irani As an Independent | ||||
Director of the Corporation | Management | For | Voted - For | ||
9 | Approval of Related Party Transactions with Hdfc | ||||
Bank Limited | Management | For | Voted - For | ||
10 | Approval for Payment of Commission to the | ||||
Non-executive Directors of the Corporation | Management | For | Voted - For |
227
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
11 | Approval for Revision in the Salary Range of Mr. | ||||
Keki M. Mistry, Managing Director (designated As | |||||
the "vice Chairman & Chief Executive Officer") of | |||||
the Corporation | Management | For | Voted - For | ||
12 | Approval to Issue Redeemable Non-convertible | ||||
Debentures And/ Or Any Other Hybrid Instruments on | |||||
Private Placement Basis, Up to an Amount Not | |||||
Exceeding Inr 1,25,000 Crore | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
HUA NAN FINANCIAL HOLDING CO LTD | |||||
Security ID: Y3813L107 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Ratificationof the 2019 Business Report and | ||||
Financial Statements. | Management | For | Voted - For | ||
2 | Ratificationof the Proposal for Distribution of | ||||
2019 Profits.proposed Cash Dividend :twd 0.5603 Per | |||||
Share. | Management | For | Voted - For | ||
3 | Issue New Shares Through Capitalization of the 2019 | ||||
Earnings.proposed Stock Dividend : 56.03 Shares Per | |||||
1000 Shares. | Management | For | Voted - For | ||
4 | Releasethe Prohibition on Directors from | ||||
Participation in Competitive Business. | Management | For | Voted - For | ||
HYUNDAI ENGINEERING AND CONSTRUCTION CO LTD, SEOUL | |||||
Security ID: Y38382100 | |||||
Meeting Date: 19-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2.1 | Election of Outside Director: Gim Jae Jun | Management | For | Voted - For | |
2.2 | Election of Outside Director: Hong Dae Sik | Management | For | Voted - For | |
3.1 | Election of Audit Committee Member: Gim Jae Jun | Management | For | Voted - For | |
3.2 | Election of Audit Committee Member: Hong Dae Sik | Management | For | Voted - For | |
4 | Approval of Remuneration for Director | Management | For | Voted - For | |
HYUNDAI HEAVY INDUSTRIES HOLDINGS CO., LTD. | |||||
Security ID: Y3R3C9109 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - Against | |
2 | Approval of Spin-off | Management | For | Voted - For | |
3.1 | Election of Inside Director Candidate: Ga Sam Hyeon | Management | For | Voted - For | |
3.2 | Election of Outside Director Candidate: Sin Jae Yong | Management | For | Voted - For | |
4 | Election of Audit Committee Member Candidate: Sin | ||||
Jae Yong | Management | For | Voted - For |
228
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
Please Note That This is an Amendment to Meeting Id | |||||
364364 Due to Receipt of Splitting of Resolution 3. | |||||
All Votes Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
HYUNDAI MOBIS | |||||
Security ID: Y3849A109 | |||||
Meeting Date: 18-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - Against | |
2 | Approval of Statement of Appropriation of Retained | ||||
Earning | Management | For | Voted - For | ||
3.1.1 Election of Outside Director Candidate: Karl Thomas | |||||
Neumann | Management | For | Voted - For | ||
3.1.2 Election of Outside Director Candidate: Jang Yeong | |||||
Wu | Management | For | Voted - For | ||
3.2.1 Election of Inside Director Candidate: Jeong Eui | |||||
Seon | Management | For | Voted - For | ||
4.1 | Election of Audit Committee Member Candidate: Karl | ||||
Thomas Neumann | Management | For | Voted - For | ||
4.2 | Election of Audit Committee Member Candidate: Jang | ||||
Yeong Wu | Management | For | Voted - For | ||
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
HYUNDAI MOTOR CO LTD | |||||
Security ID: Y38472109 | |||||
Meeting Date: 19-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
3.1 | Election of Outside Director: Choe Eun Su | Management | For | Voted - For | |
3.2 | Election of Inside Director: Gim Sang Hyeon | Management | For | Voted - Against | |
4 | Election of Audit Committee Member: Choe Eun Su | Management | For | Voted - Against | |
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
HYUNDAI STEEL CO | |||||
Security ID: Y38383108 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - Against | |
2.1 | Election of Inside Director Candidate: Seo Myeong | ||||
Jin | Management | For | Voted - For | ||
2.2 | Election of Inside Director Candidate: Park Jong | ||||
Seong | Management | For | Voted - For | ||
2.3 | Election of Outside Director Candidate: Park Ui Man | Management | For | Voted - For |
229
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2.4 | Election of Outside Director Candidate: Lee Eun Taek | Management | For | Voted - For | |
3 | Election of Audit Committee Member Candidate: Park | ||||
Ui Man | Management | For | Voted - For | ||
4 | Approval of Remuneration for Director | Management | For | Voted - For | |
5 | Approval of Physical Spin Off | Management | For | Voted - For | |
Please Note That This is an Amendment to Meeting Id | |||||
358599 Due to Splitting of Resolution 2 with Names. | |||||
All Votes Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You. | Management | Non-Voting | Non-Voting | ||
ICICI BANK LTD | |||||
Security ID: Y3860Z132 | |||||
Meeting Date: 09-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Financial Statements for the Financial | ||||
Year Ended March 31, 2019 | Management | For | Voted - For | ||
2 | Declaration of Dividend on Equity Shares: A | ||||
Dividend of Inr 1.00 Per Equity Share for the Year | |||||
Ended March 31, 2019 (year Ended March 31, 2018: | |||||
Inr 1.50 Per Equity Share) | Management | For | Voted - For | ||
3 | Re-appointment of Mr. Anup Bagchi (din:00105962) | ||||
Who Retires by Rotation And, Being Eligible, Offers | |||||
Himself for Re-appointment | Management | For | Voted - For | ||
4 | Appointment of Statutory Auditors: M/s Walker | ||||
Chandiok & Co LLP, Chartered Accountants | |||||
(registration No. 001076n/n500013) | Management | For | Voted - For | ||
5 | Appointment of Branch Auditors | Management | For | Voted - For | |
6 | Ordinary Resolution for Appointment of Mr. Hari L. | ||||
Mundra (din:00287029) As an Independent Director | Management | For | Voted - For | ||
7 | Ordinary Resolution for Appointment of Ms. Rama | ||||
Bijapurkar (din:00001835) As an Independent Director | Management | For | Voted - For | ||
8 | Ordinary Resolution for Appointment of Mr. B. | ||||
Sriram (din:02993708) As an Independent Director | Management | For | Voted - For | ||
9 | Ordinary Resolution for Appointment of Mr. | ||||
Subramanian Madhavan (din:06451889) As an | |||||
Independent Director | Management | For | Voted - For | ||
10 | Ordinary Resolution for Appointment of Mr. Sandeep | ||||
Bakhshi (din: 00109206) As Managing Director and | |||||
Chief Executive Officer | Management | For | Voted - For | ||
11 | Ordinary Resolution for Appointment of Mr. Sandeep | ||||
Batra (din:03620913) As Director | Management | For | Voted - For | ||
12 | Ordinary Resolution for Appointment of Mr. Sandeep | ||||
Batra (din : 03620913) As Wholetime Director | |||||
(designated As Executive Director) | Management | For | Voted - For | ||
13 | Ordinary Resolution for Revision in Remuneration of | ||||
Mr. N. S. Kannan (din: 00066009) | Management | For | Voted - For | ||
14 | Ordinary Resolution for Revision in Remuneration of | ||||
Ms. Vishakha Mulye (din: 00203578) | Management | For | Voted - For | ||
15 | Ordinary Resolution for Revision in Remuneration of | ||||
Mr. Vijay Chandok (din: 01545262) | Management | For | Voted - For |
230
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
16 | Ordinary Resolution for Revision in Remuneration of | ||||
Mr. Anup Bagchi (din: 00105962) | Management | For | Voted - For | ||
17 | Special Resolution for Alterations to Memorandum of | ||||
Association | Management | For | Voted - For | ||
18 | Special Resolution for Adoption of Revised Articles | ||||
of Association | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
IHH HEALTHCARE BHD | |||||
Security ID: Y374AH103 | |||||
Meeting Date: 09-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Proposed Acquisition of the Entire Issued Share | ||||
Capital of Prince Court Medical Centre Sdn Bhd | |||||
(''pcmc'') by Pantai Holdings Sdn Bhd (''phsb''), | |||||
an Indirect Wholly-owned Subsidiary of Ihh from | |||||
Pulau Memutik Ventures Sdn Bhd (''pmv''), A | |||||
Wholly-owned Subsidiary of Khazanah Nasional | |||||
Berhad, for A Cash Consideration of Rm1,020.0 | |||||
Million (''proposed Acquisition'') | Management | For | Voted - For | ||
Meeting Date: 23-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Re-elect the Following Director Who Retire | ||||
Pursuant to Clause 113(1) of the Constitution of | |||||
the Company and Who Being Eligible, Offer Himself | |||||
for Re-election: Mehmet Ali Aydinlar | Management | For | Voted - Against | ||
2 | To Re-elect the Following Director Who Retire | ||||
Pursuant to Clause 113(1) of the Constitution of | |||||
the Company and Who Being Eligible, Offer Herself | |||||
for Re-election: Rossana Annizah Binti Ahmad Rashid | Management | For | Voted - For | ||
3 | To Re-elect the Following Director Who Retire | ||||
Pursuant to Clause 120 of the Constitution of the | |||||
Company and Who Being Eligible, Offer Himself for | |||||
Re-election: Dr Kelvin Loh Chi-keon | Management | For | Voted - Against | ||
4 | To Re-elect the Following Director Who Retire | ||||
Pursuant to Clause 120 of the Constitution of the | |||||
Company and Who Being Eligible, Offer Himself for | |||||
Re-election: Dr Farid Bin Mohamed Sani | Management | For | Voted - Against | ||
5 | To Re-elect the Following Director Who Retire | ||||
Pursuant to Clause 120 of the Constitution of the | |||||
Company and Who Being Eligible, Offer Himself for | |||||
Re-election: Masato Sugahara | Management | For | Voted - Against | ||
6 | To Approve the Payment of the Following Fees and | ||||
Other Benefits Payable to the Directors of the | |||||
Company by the Company | Management | For | Voted - For | ||
7 | To Approve the Payment of the Directors' Fees (or | ||||
Its Equivalent Amount in Ringgit Malaysia As | |||||
Converted Using the Middle Rate of Bank Negara | |||||
Malaysia Foreign Exchange on the Payment Dates, | |||||
Where Applicable) to the Directors of the Company |
231
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Who are Holding Directorship and Committee | |||||
Membership in the Following Company's Subsidiaries | |||||
and Other Benefits Payable to the Directors of the | |||||
Company by the Company's Subsidiaries for the | |||||
Period with Effect from 1 July 2020 to 30 June 2021 | Management | For | Voted - Against | ||
8 | To Re-appoint KPMG Plt As Auditors of the Company | ||||
and to Authorise the Directors to Fix Their | |||||
Remuneration | Management | For | Voted - For | ||
9 | Authority to Allot Shares Pursuant to Section 75 of | ||||
the Companies Act 2016 | Management | For | Voted - For | ||
10 | Proposed Renewal of Authority for Ihh to Purchase | ||||
Its Own Shares of Up to Ten Percent (10%) of the | |||||
Prevailing Total Number of Issued Shares of the | |||||
Company (proposed Renewal of Share Buy-back | |||||
Authority) | Management | For | Voted - For | ||
INDIABULLS HOUSING FINANCE LTD | |||||
Security ID: Y3R12A119 | |||||
Meeting Date: 28-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the Audited Standalone and Consolidated | ||||
Financial Statements of the Company As at March 31, | |||||
2019 and the Reports of the Board of Directors and | |||||
Auditors Thereon | Management | For | Voted - For | ||
2 | Confirmation of Payment of Inr 40/- As Interim | ||||
Dividend(s), Declared on Equity Shares for the | |||||
Financial Year 2018-19 | Management | For | Voted - For | ||
3 | Re-appointment of Mr. Sachin Chaudhary (din: | ||||
02016992), A Whole Time Director & Key Managerial | |||||
Personnel, Designated As Executive Director, Who is | |||||
Liable to Retire by Rotation And, Being Eligible | |||||
Offers Himself for Re-appointment | Management | For | Voted - For | ||
4 | Appointment of Mr. Satish Chand Mathur (din: | ||||
03641285) (ex-dgp of Maharashtra), As an | |||||
Independent Director of the Company, Not Liable to | |||||
Retire by Rotation | Management | For | Voted - For | ||
5 | Approval for Issue of Non-convertible Debentures, | ||||
on Private Placement Basis, Upto Existing | |||||
Authorization of Inr 1,50,000 Crores | Management | For | Voted - For | ||
6 | Approval for Shifting of Registered Office of the | ||||
Company from National Capital Territory of Delhi to | |||||
State of Haryana | Management | For | Voted - For | ||
Meeting Date: 23-Dec-19 | Meeting Type: Other Meeting | ||||
1 | Approval of Issuance of Non-convertible Debentures | ||||
Along with Warrants to Qualified Institutional | |||||
Buyers | Management | For | Voted - For | ||
2 | Approval of Indiabulls Housing Finance Limited - | ||||
Employee Stock Benefit Scheme 2019 and Grant of | |||||
Employee Stock Options And/or Shares And/or Stock | |||||
Appreciation Rights to the Employees of the Company | Management | For | Voted - For |
232
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | Approval to Grant Employee Stock Options And/or | ||||
Shares And/or Stock Appreciation Rights to the | |||||
Employees of the Subsidiary Company (ies), If Any, | |||||
of the Company, Under Indiabulls Housing Finance | |||||
Limited - Employee Stock Benefit Scheme 2019 | Management | For | Voted - For | ||
4 | Approval to Grant of Employee Stock Options And/or | ||||
Shares And/or Stock Appreciation Rights to the | |||||
Employees of Company and That of the Subsidiary | |||||
Company (ies) by Way of Secondary Acquisition Under | |||||
Indiabulls Housing Finance Limited - Employee Stock | |||||
Benefit Scheme 2019 | Management | For | Voted - Against | ||
5 | Approval of Trust Route for the Implementation of | ||||
Indiabulls Housing Finance Limited - Employee Stock | |||||
Benefit Scheme 2019 | Management | For | Voted - Against | ||
6 | Approval for Provision of Money by the Company for | ||||
Purchase of Its Own Shares by the Trust / Trustees | |||||
for the Benefit of Employees Under Indiabulls | |||||
Housing Finance Limited - Employee Stock Benefit | |||||
Scheme 2019 | Management | For | Voted - Against | ||
7 | Approval for Grant of Employee Stock Options And/or | ||||
Shares And/or Stock Appreciation Rights to the | |||||
Identified Employees During Any One Year, Equal to | |||||
Or Exceeding One Percent of the Issued Capital of | |||||
the Company at the Time of Grant of Employee Stock | |||||
Options And/or Shares And/or Stock Appreciation | |||||
Rights | Management | For | Voted - For | ||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting is Not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests are Not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your Instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain is Not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You. | Management | Non-Voting | Non-Voting | ||
INDIAN OIL CORP LTD | |||||
Security ID: Y3925Y112 | |||||
Meeting Date: 28-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Standalone As Well As Consolidated Financial | |||||
Statement of the Company for the Financial Year | |||||
Ended March 31, 2019 Together with Reports of the | |||||
Directors and the Auditors Thereon | Management | For | Voted - For | ||
2 | To Declare the Final Dividend of Re.1 /- Per Equity | ||||
Share for the Year 2018-19 and to Confirm the | |||||
Interim Dividend of Rs. 8.25 Per Equity Share Paid | |||||
During the Year 2018-19 | Management | For | Voted - For | ||
3 | To Appoint A Director in Place of Dr. S.s.v. | ||||
Ramakumar (din: 07626484 ), Who Retires by Rotation | |||||
and is Eligible for Reappointment | Management | For | Voted - For | ||
4 | To Appoint A Director in Place of Shri Ranjan Kumar | ||||
Mohapatra (din: 08006199), Who Retires by Rotation | |||||
and is Eligible for Reappointment | Management | For | Voted - For |
233
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5 | To Re-appoint Shri Parindu K. Bhagat (din : | ||||
01934627) As an Independent Director for A Period | |||||
of One Year | Management | For | Voted - For | ||
6 | To Ratify the Remuneration of the Cost Auditors for | ||||
the Financial Year Ending March 31, 2020 | Management | For | Voted - For | ||
7 | To Provide Corporate Guarantees to Banks on Behalf | ||||
of Indianoil-adani Gas Pvt. Ltd., A Joint Venture | |||||
Company, for Obtaining Performance Bank Guarantees | |||||
in Favour of Petroleum & Natural Gas Regulatory | |||||
Board for City Gas Distribution Projects in Various | |||||
Geographical Areas | Management | For | Voted - For | ||
INDUSTRIAL BANK OF KOREA | |||||
Security ID: Y3994L108 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Approval of Remuneration for Director | Management | For | Voted - For | |
3 | Approval of Remuneration for Auditor | Management | For | Voted - Against | |
INDUSTRIES QATAR Q.S.C. | |||||
Security ID: M56303106 | |||||
Meeting Date: 01-Mar-20 | Meeting Type: Ordinary General Meeting | ||||
Please Note That This is an Informational Meeting. | |||||
the Current Commercial Law of Qatar Requires | |||||
Meeting Attendance by A Shareholder of the Company, | |||||
the Sub-custodian Bank Cannot Attend Or Act As A | |||||
Proxy on Behalf of Broadridges Clients. in Order to | |||||
Cast Votes You Need to Make Your Own Arrangements | |||||
to Attend the Meeting | Management | Non-Voting | Non-Voting | ||
Please Note in the Event the Meeting Does Not Reach | |||||
Quorum, There Will be A Second Call on 04 March | |||||
2020. Thank You | Management | Non-Voting | Non-Voting | ||
1 | Listen to the Chairman's Message for the Financial | ||||
Year Ended 31 Dec 2019 | Management | Non-Voting | Non-Voting | ||
2 | Listen and Approve the Board of Directors Report on | ||||
Iqs Operations and Financial Performance for the | |||||
Financial Year Ended 31 Dec 2019, and the Plans of | |||||
the Company | Management | Non-Voting | Non-Voting | ||
3 | Listen and Approve the Auditors Report on Iqs | ||||
Consolidated Financial Statements for the Financial | |||||
Year Ended 31 Dec 2019 | Management | Non-Voting | Non-Voting | ||
4 | Discuss and Approve Iqs Consolidated Financial | ||||
Statements for the Financial Year Ended 31 Dec 2019 | Management | Non-Voting | Non-Voting | ||
5 | Present and Approve 2019 Corporate Governance Report | Management | Non-Voting | Non-Voting | |
6 | Approve the Boards Recommendation for A Dividend | ||||
Payment of Qr 0.40 Per Share, Representing 40 Pct | |||||
of the Nominal Share Value | Management | Non-Voting | Non-Voting | ||
7 | Absolve the Board of Directors from Responsibility | ||||
for the Year 2019 and Approve Their Remuneration | Management | Non-Voting | Non-Voting |
234
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
8 | Appoint an External Auditor for the Financial Year | ||||
Ending 31 Dec 2020 and Approve Their Fees | Management | Non-Voting | Non-Voting | ||
INFOSYS LIMITED | |||||
Security ID: 456788108 | Ticker: INFY | ||||
Meeting Date: 27-Jun-20 | Meeting Type: Annual | ||||
O2 | Declaration of Dividend. | Management | Voted - For | ||
O3 | Appointment of Salil Parekh As A Director Liable to | ||||
Retire by Rotation. | Management | Voted - For | |||
S4 | Appointment of Uri Levine As an Independent | ||||
Director. | Management | Voted - For | |||
O1 | Adoption of Financial Statements. | Management | Voted - For | ||
INNOLUX CORPORATION | |||||
Security ID: Y4090E105 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the Operating Report and Financial | ||||
Statements for the Year of 2019 | Management | For | Voted - For | ||
2 | Adoption of the Proposal for Profit and Loss for | ||||
the Year of 2019. Proposed Capital Surplus: Twd 0.1 | |||||
Per Share | Management | For | Voted - For | ||
3 | To Discuss Proposal of Cash Distribution from | ||||
Capital Surplus | Management | For | Voted - For | ||
4 | To Discuss the Proposal of Transferring Shares | ||||
Bought Back to Employees at A Price Lower Than the | |||||
Average Price of the Actually Purchased Shares is | |||||
Hereby Submitted for Consideration | Management | For | Voted - For | ||
5 | To Discuss Amendment to the Procedures for Engaging | ||||
in Derivatives Trading of the Company | Management | For | Voted - For | ||
6 | To Discuss Amendment to the Rules of Shareholders' | ||||
Meeting of the Company | Management | For | Voted - For | ||
7.1 | The Election of the Director:jyh-chau | ||||
Wang,shareholder No.00224402 | Management | For | Voted - Against | ||
IRB BRASIL RESSEGUROS SA | |||||
Security ID: P5876C106 | |||||
Meeting Date: 12-Aug-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Amendment of the Corporate Bylaws of the Company | ||||
and Their Later Restatement, to Adapt Them to the | |||||
New Situation of the Company, Which Will Come to | |||||
Not Have A Controlling Shareholder Or Controlling | |||||
Block, As Well As to Make Improvements to the | |||||
Corporate Governance System of the Company, with | |||||
the Amendment of Articles 22, 23, 26, 27, 28, 31, | |||||
32, 52, 54, 55, 56, 57, 58 and 68 | Management | For | Voted - For |
235
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Under the Terms of That Which is Provided for in | ||||
Article 22 of the New Corporate Bylaws of the | |||||
Company, A Resolution in Regard to the Extension of | |||||
the Term in Office of the Current Members of the | |||||
Board of Directors, from One Year to Two Years, | |||||
Coming to an End at the Annual and Extraordinary | |||||
General Meeting of 2021 | Management | For | Voted - For | ||
3 | The Election of A Full Member of the Board of | ||||
Directors, As the Chairperson of That Collegial | |||||
Body, in Keeping with Line II of Paragraph 2 of | |||||
Article 8 of the Corporate Bylaws of the Company: | |||||
IVan De Souza Monteiro | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
22 Jul 2019: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. | |||||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That Common Shareholders Submitting A | |||||
Vote to Elect A Member from the List Provided Must | |||||
Include the Candidates Name in the Vote | |||||
Instruction. However We Cannot Do This Through the | |||||
Proxyedge Platform. in Order to Submit A Vote to | |||||
Elect A Candidate, Clients Must Contact Their Csr | |||||
to Include the Name of the Candidate to be Elected. | |||||
If Instructions to Vote on This Item are Received | |||||
Without A Candidate's Name, Your Vote Will be | |||||
Processed in Favour Or Against the Default | |||||
Companies Candidate. Thank You | Management | Non-Voting | Non-Voting | ||
01 Aug 2019: Please Note That This is A Revision | |||||
Due to Modification of Comment and Change in | |||||
Meeting Date from 31 Jul 2019 to 12 Aug 2019. If | |||||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 19-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Election of Mrs. Thais Ricarte Peters As Substitute | ||||
Member of the Board of Director of the Company | Management | For | Voted - For | ||
2 | Election of Mr. Otavio Ladeira De Medeiros As | ||||
Effective Member of the Fiscal Committee of the | |||||
Company, Pursuant to Article 8, Paragraph 2, Item | |||||
II of the Bylaws | Management | For | Voted - For | ||
3 | Split of Shares of the Company, Without | ||||
Modification of the Capital Stock | Management | For | Voted - For | ||
4 | If the Proposal of Split of Shares is Approved, the | ||||
Amendment to the Article 5 of the Bylaws, As to | |||||
Reflect the Number of Shares of the Capital Stock | |||||
of the Company, Upon Implementing the Split | Management | For | Voted - For |
236
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
15 Aug 2019: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. | |||||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
15 Aug 2019: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 30-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Review the Accounts of the Management of the | ||||
Company As Well As Exam, Discuss and Vote the | |||||
Audited Financial Statements of the Fiscal Year | |||||
Ended on December 31, 2019 That Include the | |||||
Management Report, the Independent Auditors Opinion | |||||
As Well As the Opinion from the Auditing Committee, | |||||
the Fiscal Council and the Board of Directors of | |||||
the Company | Management | For | Voted - For | ||
2 | Decide on the Proposal for the Allocation of the | ||||
Net Income for the Fiscal Year Ended December 31, | |||||
2019, Including the Proposal for Retaining Part of | |||||
the Net Income Based on Capital Budget and for the | |||||
Distribution of Dividends to the Shareholders of | |||||
the Company | Management | For | Voted - For | ||
3 | Establish the Number of Members of the Fiscal | ||||
Council | Management | For | Voted - For | ||
4.1 | Election of A the Fiscal Council, Per Candidate. | ||||
Positions Limit to be Completed, 04. Appointment of | |||||
Candidates to the Fiscal Council, the Shareholder | |||||
May Appoint As Many Candidates As the Number of | |||||
Vacancies to be Filled at the General Election. | |||||
Note Reginaldo Jose Camilo, Principal. Rodrigo | |||||
Andrade De Morais, Substitute | Management | For | Voted - For | ||
4.2 | Election of A the Fiscal Council, Per Candidate. | ||||
Positions Limit to be Completed, 04. Appointment of | |||||
Candidates to the Fiscal Council, the Shareholder | |||||
May Appoint As Many Candidates As the Number of | |||||
Vacancies to be Filled at the General Election. | |||||
Note Paulo Euclides Bonzanini, Principal. Luiz | |||||
Gustavo Braz Lage, Substitute | Management | For | Voted - For | ||
4.3 | Election of A the Fiscal Council, Per Candidate. | ||||
Positions Limit to be Completed, 04. Appointment of | |||||
Candidates to the Fiscal Council, the Shareholder | |||||
May Appoint As Many Candidates As the Number of | |||||
Vacancies to be Filled at the General Election. | |||||
Note Otavio Ladeira De Medeiros, Principal. Bruno | |||||
Cirilo Mendonca De Campos, Substitute | Management | For | Voted - For |
237
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4.4 | Election of A the Fiscal Council, Per Candidate. | ||||
Positions Limit to be Completed, 04. Appointment of | |||||
Candidates to the Fiscal Council, the Shareholder | |||||
May Appoint As Many Candidates As the Number of | |||||
Vacancies to be Filled at the General Election. | |||||
Note Marcia Cicarelli Barbosa De Oliveira, | |||||
Principal. Vague, Substitute | Management | For | Voted - For | ||
5 | Election of Mr. Marcelo Gomes Teixeira As Effective | ||||
Member of the Board of Directors, Replacing and | |||||
Complementing the Mandate of the Former Director | |||||
Werner Romera Suffert | Management | For | Voted - For | ||
6 | Election of Mr. Fabio Mendes Dutraas Alternate | ||||
Member of the Board of Directors | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 30-Mar-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Set the Limit of the Annual Global Compensation of | ||||
the Management of the Company, Including the | |||||
Officers, Directors and Members of the Fiscal | |||||
Council, for the Period from April 2020 to March | |||||
2021 | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
03 Mar 2020: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. | |||||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
03 Mar 2020: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You. | Management | Non-Voting | Non-Voting |
238
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 11-May-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Resolve in Regard to the Election of Four Full | ||||
Members of the Board of Directors of the Company, | |||||
As Replacements and to Serve Out the Current Terms | |||||
in Office. Regina Helena Jorge Nunes IVan Goncalves | |||||
Passos Henrique Jose Fernandes Luz Marcos Pessoa De | |||||
Queiroz Falcao | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
04 May 2020: Please Note That This is A Revision | |||||
Due to Receipt of Record Date. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 12-Jun-20 | Meeting Type: Extraordinary General Meeting | ||||
1.A | The Amendment and Restatement of the Corporate | ||||
Bylaws of the Company, for the Purpose of Improving | |||||
the Corporate Governance of the Company, by Means | |||||
of the Following Amendments and Exclusions, with | |||||
the Consequent Renumbering As Necessary A. the | |||||
Amendment of the Current Articles 5, 11, 12, 13, | |||||
17, 20, 24, 25, 26, 27, 31, 32, 33, 52, 55, 56, 57, | |||||
58 and 67 of the Corporate Bylaws, As Well As the | |||||
Exclusion of Article 23 | Management | For | Voted - For | ||
1.B | The Creation of A Bylaws Profit Reserve, with the | ||||
Amendment of the Current Article 50 of the | |||||
Corporate Bylaws | Management | For | Voted - For | ||
2 | The Election of One Full Member of the Board of | ||||
Directors of the Company, As A Replacement and to | |||||
Serve Out the Current Term in Office. Note Ellen | |||||
Gracie Northfleet, Independent Member | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in |
239
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 23-Jun-20 | Meeting Type: Extraordinary General Meeting | ||||
1.A | The Amendment and Restatement of the Corporate | ||||
Bylaws of the Company, for the Purpose of Improving | |||||
the Corporate Governance of the Company, by Means | |||||
of the Following Amendments and Exclusions, with | |||||
the Consequent Renumbering As Necessary A. the | |||||
Amendment of the Current Articles 5, 11, 12, 13, | |||||
17, 20, 24, 25, 26, 27, 31, 32, 33, 52, 55, 56, 57, | |||||
58 and 67 of the Corporate Bylaws, As Well As the | |||||
Exclusion of Article 23 | Management | For | Voted - For | ||
1.B | The Creation of A Bylaws Profit Reserve, with the | ||||
Amendment of the Current Article 50 of the | |||||
Corporate Bylaws | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That This is A Postponement of the | |||||
Meeting Held on 12 Jun 2020 Only for Resolutions | |||||
1.a and 1.b. | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
ITAU UNIBANCO HOLDING SA | |||||
Security ID: P5968U113 | |||||
Meeting Date: 28-Apr-20 | Meeting Type: Annual General Meeting | ||||
10 | Preferred Stockholders with No Or Restricted Voting | ||||
Rights Requesting A Separate Election of A Member | |||||
to the Board of Directors. Do You Wish to Request | |||||
the Separate Election of A Member of the Board of | |||||
Directors, Under the Terms of Article 141, 4, I of | |||||
Law 6,404 of 1976. Shareholder Can Only Fill Out | |||||
This Field If He Has Been the Owner, Without | |||||
Interruption, of the Shares with Which He Or She is | |||||
Voting During the Three Months Immediately Prior to | |||||
the Holding of the General Meeting | Management | For | Voted - Abstain | ||
11 | Preferred Stockholders with No Or Restricted Voting | ||||
Rights Requesting A Separate Election of A Member | |||||
to the Board of Directors. in the Event It is Found | |||||
That Neither the Owners of Shares with Voting | |||||
Rights Nor the Owners of Preferred Shares Without | |||||
Voting Rights Or with Restricted Voting Rights Make |
240
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Up, Respectively, the Quorum That is Required by | |||||
Article 141, I and II, 4 of Law 6,404 of 1976, Do | |||||
You Want Your Vote to be Grouped with the Votes of | |||||
the Preferred Shares in Order to Elect, to the | |||||
Board of Directors, the Candidate with the Highest | |||||
Number of Votes Among All of Those Who, Being | |||||
Listed on This Proxy Card, Ran for Separate Election | Management | For | Voted - For | ||
13 | Election of the Fiscal Council Separately, | ||||
Preferred. Separate Election of A Member of the | |||||
Council Fiscal by Shareholders Who Hold Preferred | |||||
Shares Without Voting Rights Or with Restricted | |||||
Voting Rights. Eduardo Azevedo Do Valle, Principal. | |||||
Rene Guimaraes Andrich, Substitute | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That the Preferred Shareholders Can | |||||
Vote on Item 10, 11 and 13 Only. Thank You | Management | Non-Voting | Non-Voting | ||
ITAUSA - INVESTIMENTOS ITAU SA | |||||
Security ID: P5887P427 | |||||
Meeting Date: 24-Apr-20 | Meeting Type: Annual General Meeting | ||||
9 | Do You Wish to Request the Adoption of A Separate | ||||
Vote for the Election of the Board of Directors | Management | For | Voted - Abstain | ||
12 | Separate Election of A Member of the Board of | ||||
Directors by Shareholders Who Hold Preferred Shares | |||||
Without Voting Rights Or with Restricted Voting | |||||
Rights. Shareholder Can Only Fill Out This Field If | |||||
He Has Been the Owner, Without Interruption, of the | |||||
Shares with Which He Or She is Voting During the | |||||
Three Months Immediately Prior to the Holding of | |||||
the General Meeting Note Name. Name | Management | For | Voted - Abstain | ||
13 | If It Turns Out That Neither the Holders of Voting | ||||
Shares Nor the Holders of Preferred Shares Without | |||||
Voting Rights Or Restricted Voting Rights, | |||||
Respectively, Made Up the Quorum Required in Items | |||||
I and II of Paragraph 4 of Article 141 of Law N | |||||
6.404 of 1976, You Want Your Vote be Added to the | |||||
Votes of the Voting Shares in Order to Elect to the | |||||
Board of Directors Administration the Candidate | |||||
with the Highest Number of Votes Among All Those | |||||
Who, of This Remote Ballot Paper, Run for Election | |||||
Separately | Management | For | Voted - Abstain |
241
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
17 | Separate Election of A Member of the Fiscal Council | ||||
by Shareholders Who Hold Preferred Shares Without | |||||
Voting Rights Or with Restricted Voting Rights. the | |||||
Shareholder Must Complete This Field Should He Have | |||||
Left the General Election Field Blank. . Name Isaac | |||||
Berensztejn, Effective. Vicente Jose Rauber | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
379464 Due to Receipt of Updated Agenda. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded If Vote Deadline Extensions are | |||||
Granted. Therefore Please Reinstruct on This | |||||
Meeting Notice on the New Job. If However Vote | |||||
Deadline Extensions are Not Granted in the Market, | |||||
This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That the Preferred Shareholders Can | |||||
Vote on Items 9, 12, 13, 17 Only. Thank You | Management | Non-Voting | Non-Voting | ||
07 Apr 2020: Please Note That This is A Revision | |||||
Due to Modification Text of Resolution 17. If You | |||||
Have Already Sent in Your Votes. Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 17-Jun-20 | Meeting Type: Annual General Meeting | ||||
9 | Do You Wish to Request the Adoption of A Separate | ||||
Vote for the Election of the Board of Directors | Management | For | Voted - Abstain | ||
12 | Separate Election of A Member of the Board of | ||||
Directors by Shareholders Who Hold Preferred Shares | |||||
Without Voting Rights Or with Restricted Voting | |||||
Rights. Shareholder Can Only Fill Out This Field If | |||||
He Has Been the Owner, Without Interruption, of the | |||||
Shares with Which He Or She is Voting During the | |||||
Three Months Immediately Prior to the Holding of | |||||
the General Meeting. Name of Effective Candidate, | |||||
Name of Alternate Candidate | Management | For | Voted - Abstain | ||
13 | If It Turns Out That Neither the Holders of Voting | ||||
Shares Nor the Holders of Preferred Shares Without | |||||
Voting Rights Or Restricted Voting Rights, | |||||
Respectively, Made Up the Quorum Required in Items |
242
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
I and II of Paragraph 4 of Article 141 of Law N | |||||
6.404 of 1976, You Want Your Vote be Added to the | |||||
Votes of the Voting Shares in Order to Elect to the | |||||
Board of Directors Administration the Candidate | |||||
with the Highest Number of Votes Among All Those | |||||
Who, of This Remote Ballot Paper, Run for Election | |||||
Separately | Management | For | Voted - Abstain | ||
17 | Separate Election of A Member of the Fiscal Council | ||||
by Shareholders Who Hold Preferred Shares Without | |||||
Voting Rights Or with Restricted Voting Rights. the | |||||
Shareholder Must Complete This Field Should He Have | |||||
Left the General Election Field Blank. Isaac | |||||
Berensztejn, Principal. Vicente Jose Rauber, | |||||
Substitute. by Nomination of the Caixa De | |||||
Previdencia Dos Funcionarios Do Banco Do Brasil, | |||||
Previ | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That the Preferred Shareholders Can | |||||
Vote on Item 9, 12, 13 and 17 Only. Thank You | Management | Non-Voting | Non-Voting | ||
ITC LTD | |||||
Security ID: Y4211T171 | |||||
Meeting Date: 12-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | To Consider and Adopt the Financial Statements of | ||||
the Company for the Financial Year Ended 31st | |||||
March, 2019, the Consolidated Financial Statements | |||||
for the Said Financial Year and the Reports of the | |||||
Board of Directors and the Auditors | Management | For | Voted - For | ||
2 | To Declare Dividend for the Financial Year Ended | ||||
31st March, 2019 | Management | For | Voted - For | ||
3 | To Appoint A Director in Place of Mr. David Robert | ||||
Simpson (din: 07717430) Who Retires by Rotation | |||||
And, Being Eligible, Offers Himself for Re-election | Management | For | Voted - For | ||
4 | To Appoint A Director in Place of Mr. John | ||||
Pulinthanam (din: 07881040) Who Retires by Rotation | |||||
And, Being Eligible, Offers Himself for Re-election | Management | For | Voted - For | ||
5 | To Consider And, If Thought Fit, to Pass the | ||||
Following Resolution As an Ordinary Resolution:- | |||||
"resolved That, in Accordance with the Provisions | |||||
of Sections 139 and 142 of the Companies Act, 2013, | |||||
Messrs. S R B C & Co LLP, Chartered Accountants |
243
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
(registration No. 324982e/e300003), be and are | ||||
Hereby Appointed As the Auditors of the Company | ||||
from the Conclusion of This Meeting to Hold Such | ||||
Office for A Period of Five Years Till the | ||||
Conclusion of the Hundred and Thirteenth Annual | ||||
General Meeting, at A Remuneration of Inr | ||||
2,95,00,000/- (rupees Two Crores and Ninety Five | ||||
Lakhs Only) to Conduct the Audit for the Financial | ||||
Year 2019-20 Payable in One Or More Instalments | ||||
Plus Goods and Services Tax As Applicable, and | ||||
Reimbursement of Out-of-pocket Expenses Incurred." | Management | For | Voted - For | |
6 | To Consider And, If Thought Fit, to Pass the | |||
Following Resolution As an Ordinary Resolution:- | ||||
"resolved That, in Accordance with the Provisions | ||||
of Section 152 of the Companies Act, 2013, Mr. | ||||
Hemant Bhargava (din: 01922717) be and is Hereby | ||||
Appointed A Director of the Company, Liable to | ||||
Retire by Rotation, for A Period of Three Years | ||||
from the Date of This Meeting, Or Till Such Earlier | ||||
Date Upon Withdrawal by the Recommending Public | ||||
Financial Institution Or to Conform with the Policy | ||||
on Retirement and As May be Determined by the Board | ||||
of Directors of the Company and / Or by Any | ||||
Applicable Statutes, Rules, Regulations Or | ||||
Guidelines." | Management | For | Voted - For | |
7 | To Consider And, If Thought Fit, to Pass the | |||
Following Resolution As an Ordinary Resolution:- | ||||
"resolved That, in Accordance with the Provisions | ||||
of Sections 196 and 197 of the Companies Act, 2013, | ||||
Mr. Sumant Bhargavan (din: 01732482) be and is | ||||
Hereby Appointed A Director of the Company, Liable | ||||
to Retire by Rotation, and Further That the | ||||
Appointment of and the Remuneration Paid / Payable | ||||
to Mr. Sumant As Wholetime Director of the Company | ||||
from 16th November, 2018, As Also the Appointment | ||||
of and the Remuneration Payable to Mr. Sumant As | ||||
Wholetime Director for A Further Period of Three | ||||
Years from the Date of This Meeting, Or Till Such | ||||
Earlier Date to Conform with the Policy on | ||||
Retirement and As May be Determined by the Board of | ||||
Directors of the Company and / Or by Any Applicable | ||||
Statutes, Rules, Regulations Or Guidelines, As Set | ||||
Out in the Explanatory Statement Annexed to the | ||||
Notice Convening This Meeting, be and are Hereby | ||||
Approved." | Management | For | Voted - For | |
8 | To Consider And, If Thought Fit, to Pass the | |||
Following Resolution As A Special Resolution:- | ||||
"resolved That, in Accordance with the Provisions | ||||
of Section 149 Read with Schedule IV of the | ||||
Companies Act, 2013, and Regulation 17 of the | ||||
Securities and Exchange Board of India (listing | ||||
Obligations and Disclosure Requirements) | ||||
Regulations, 2015, This Meeting Hereby Approves the | ||||
Re-appointment of Mr. Arun Duggal (din: 00024262) | ||||
As an Independent Director of the Company for A | ||||
Period of Five Years with Effect from 15th | ||||
September, 2019, Or Till Such Earlier Date to |
244
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Conform with the Policy on Retirement and As May be | ||||
Determined by Any Applicable Statutes, Rules, | ||||
Regulations Or Guidelines." | Management | For | Voted - For | |
9 | To Consider And, If Thought Fit, to Pass the | |||
Following Resolution As A Special Resolution:- | ||||
"resolved That, in Accordance with the Provisions | ||||
of Section 149 Read with Schedule IV of the | ||||
Companies Act, 2013, and Regulation 17 of the | ||||
Securities and Exchange Board of India (listing | ||||
Obligations and Disclosure Requirements) | ||||
Regulations, 2015, This Meeting Hereby Approves the | ||||
Re-appointment of Mr. Sunil Behari Mathur (din: | ||||
00013239) As an Independent Director of the Company | ||||
for A Period of Two Years with Effect from 15th | ||||
September, 2019, Or Till Such Earlier Date to | ||||
Conform with the Policy on Retirement and As May be | ||||
Determined by Any Applicable Statutes, Rules, | ||||
Regulations Or Guidelines." | Management | For | Voted - For | |
10 | To Consider And, If Thought Fit, to Pass the | |||
Following Resolution As A Special Resolution:- | ||||
"resolved That, in Accordance with the Provisions | ||||
of Section 149 Read with Schedule IV of the | ||||
Companies Act, 2013, and Regulation 17 of the | ||||
Securities and Exchange Board of India (listing | ||||
Obligations and Disclosure Requirements) | ||||
Regulations, 2015, This Meeting Hereby Approves the | ||||
Re-appointment of Ms. Meera Shankar (din: 06374957) | ||||
As an Independent Director of the Company for A | ||||
Period of Five Years with Effect from 15th | ||||
September, 2019, Or Till Such Earlier Date to | ||||
Conform with the Policy on Retirement and As May be | ||||
Determined by Any Applicable Statutes, Rules, | ||||
Regulations Or Guidelines." | Management | For | Voted - For | |
11 | To Consider And, If Thought Fit, to Pass the | |||
Following Resolution As an Ordinary Resolution:- | ||||
"resolved That, in Accordance with the Provisions | ||||
of Section 148 of the Companies Act, 2013, the | ||||
Remuneration of Mr. P. Raju Iyer, Cost Accountant, | ||||
Appointed by the Board of Directors of the Company | ||||
As the Cost Auditor to Conduct Audit of Cost | ||||
Records Maintained by the Company in Respect of | ||||
'wood Pulp', 'paper and Paperboard' and 'nicotine | ||||
Gum' Products for the Financial Year 2019-20, at | ||||
Inr 4,50,000/- (rupees Four Lakhs and Fifty | ||||
Thousand Only) Plus Goods and Services Tax As | ||||
Applicable, and Reimbursement of Out-of-pocket | ||||
Expenses Incurred, be and is Hereby Ratified." | Management | For | Voted - For | |
12 | To Consider And, If Thought Fit, to Pass the | |||
Following Resolution As an Ordinary Resolution:- | ||||
"resolved That, in Accordance with the Provisions | ||||
of Section 148 of the Companies Act, 2013, the | ||||
Remuneration of Messrs. S. Mahadevan & Co., Cost | ||||
Accountants, Appointed by the Board of Directors of | ||||
the Company As the Cost Auditors to Conduct Audit | ||||
of Cost Records Maintained in Respect of All | ||||
Applicable Products of the Company, Other Than | ||||
'wood Pulp', 'paper and Paperboard' and 'nicotine |
245
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Gum' Products, for the Financial Year 2019-20, at | |||||
Inr 5,75,000/- (rupees Five Lakhs and Seventy Five | |||||
Thousand Only) Plus Goods and Services Tax As | |||||
Applicable, and Reimbursement of Out-of-pocket | |||||
Expenses Incurred, be and is Hereby Ratified." | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Meeting Date: 23-Sep-19 | Meeting Type: Other Meeting | ||||
1 | Ordinary Resolution for Appointment of Mr. Ajit | ||||
Kumar Seth As A Director and Also As an Independent | |||||
Director of the Company for A Period of Five Years | |||||
with Effect from 13th July, 2019 | Management | For | Voted - For | ||
2 | Ordinary Resolution for Appointment of Mr. Anand | ||||
Nayak As A Director and Also As an Independent | |||||
Director of the Company for A Period of Five Years | |||||
with Effect from 13th July, 2019 | Management | For | Voted - For | ||
3 | Ordinary Resolution for Variation in the Terms of | ||||
Remuneration Payable to the Chairman & Managing | |||||
Director and the Wholetime Directors of the Company | |||||
with Effect from 1st October, 2019 | Management | For | Voted - For | ||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting is Not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests are Not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your Instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain is Not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Management | Non-Voting | Non-Voting | ||
JBS SA | |||||
Security ID: P59695109 | |||||
Meeting Date: 28-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | To Vote on the Financial Statements and the | ||||
Accounts of Administrator of the Financial Year | |||||
Ended in December 31, 2019 | Management | For | Voted - For | ||
2 | To Vote on Allocation of the Net Profit of the | ||||
Financial Year Ended in December 31, 2019 | Management | For | Voted - For | ||
3 | To Vote on the Number of 4 Members and 4 Alternates | ||||
for the Company's Fiscal Council | Management | For | Voted - For | ||
4 | Do You Wish to Elect A Member of the Fiscal Council | ||||
by A Separate Election, in the Terms of Article | |||||
161, Paragraph 4, of the Brazilian Law No. 6.404 of | |||||
December 15, 1976 | Management | For | Voted - Abstain | ||
5.1 | Appointment of Candidates to the Fiscal Council, | ||||
the Shareholder May Appoint As Many Candidates As | |||||
the Number of Vacancies to be Filled at the General | |||||
Election. Principal Member, Adrian Lima Da Hora, | |||||
Substitute Member, Andre Alcantara Ocampos | Management | For | Voted - For |
246
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5.2 | Appointment of Candidates to the Fiscal Council, | ||||
the Shareholder May Appoint As Many Candidates As | |||||
the Number of Vacancies to be Filled at the General | |||||
Election. Principal Member, Demetrius Nichele Macei | |||||
, Substitute Member, Marcos Godoy Brogiato | Management | For | Voted - For | ||
5.3 | Appointment of Candidates to the Fiscal Council, | ||||
the Shareholder May Appoint As Many Candidates As | |||||
the Number of Vacancies to be Filled at the General | |||||
Election. Principal Member, Jose Paulo Da Silva | |||||
Filho, Substitute Member, Sandro Domingues Raffa | Management | For | Voted - For | ||
5.4 | Appointment of Candidates to the Fiscal Council, | ||||
the Shareholder May Appoint As Many Candidates As | |||||
the Number of Vacancies to be Filled at the General | |||||
Election. Principal Member, Mauricio Wanderley | |||||
Estanislau Da Costa, Substitute Member, Francisco | |||||
Vicente Santana Silva Teles | Management | For | Voted - For | ||
6 | To Fix the Total Amount of the Annual Remuneration | ||||
of the Administrators and Members of the Fiscal | |||||
Council of the Company for the Year of 2020, As | |||||
Proposed by the Management | Management | For | Voted - Against | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 28-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Vote on the Protocol and Justification of Merger | ||||
of Midup Participacoes Ltda.midup Into the Company, | |||||
As Well As All the Acts and Measures Contemplated | |||||
Therein | Management | For | Voted - For | ||
2 | To Vote on the Ratification of the Appointment of | ||||
Factum Avaliacoes E Consultoria Ss Epp Factum for | |||||
the Preparation of Net Equity of Midup, Pursuant to | |||||
the Articles 226 and 227 and in Accordance to the | |||||
Article 8th of the Brazilian Corporation Law, and | |||||
to Prepare the Appraisal Reports Midup | Management | For | Voted - For | ||
3 | To Vote on the Appraisal Report of Midup Previously | ||||
Elaborated | Management | For | Voted - For | ||
4 | To Vote on the Merger of Midup and the | ||||
Authorization of the Company's Managers to Take All | |||||
Necessary Acts to Implement the Merger | Management | For | Voted - For | ||
5 | To Vote on the Rectification of the Mergers of | ||||
Midtown Participacoes Ltda., Tannery Do Brasil S.a. | |||||
and Im Pecus Industria E Comercio De Couros E |
247
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Derivados Ltda. for the Sole Purpose of | |||||
Regularization of Certain Real State of the Company | Management | For | Voted - Abstain | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
JG SUMMIT HOLDINGS INC | |||||
Security ID: Y44425117 | |||||
Meeting Date: 14-May-20 | Meeting Type: Annual General Meeting | ||||
1 | Proof of Notice of the Meeting and Existence of A | ||||
Quorum | Management | For | Voted - For | ||
2 | Reading and Approval of the Minutes of the Annual | ||||
Meeting of the Stockholders Held on May 30, 2019 | Management | For | Voted - For | ||
3 | Presentation of Annua L Report and Approval of the | ||||
Financial Statements for the Preceding Year | Management | For | Voted - For | ||
4.1 | Election of Board of Director: James L. Go | Management | For | Voted - Against | |
4.2 | Election of Board of Director: Lance Y. Gokongwei | Management | For | Voted - Against | |
4.3 | Election of Board of Director: Lily G. Ngochua | Management | For | Voted - Against | |
4.4 | Election of Board of Director: Patrick Henry C. Go | Management | For | Voted - Against | |
4.5 | Election of Board of Director: Johnson Robert G. | ||||
Go, Jr | Management | For | Voted - Against | ||
4.6 | Election of Board of Director: Robina Gokongwei-pe | Management | For | Voted - Against | |
4.7 | Election of Board of Director: Cirilo P. Noel | Management | For | Voted - Against | |
4.8 | Election of Board of Director: Jose T. Pardo | ||||
(independent Director) | Management | For | Voted - Against | ||
4.9 | Election of Board of Director: Renato T. De Guzman | ||||
(independent Director) | Management | For | Voted - For | ||
4.10 | Election of Board of Director: Antonio L. Go | ||||
(independent Director) | Management | For | Voted - Against | ||
5 | Appointment of Sycip Gorres Velayo & Co. As | ||||
External Auditor | Management | For | Voted - For | ||
6 | Ratification of the Acts of the Board of Directors | ||||
and Its Committees, Officers and Management | Management | For | Voted - For | ||
8 | Adjournment | Management | For | Voted - For | |
7 | Consideration of Such Other Matters As May Properly | ||||
Come During the Meeting | Management | Abstain | Voted - Against | ||
Please Note That This is an Amendment to Meeting Id | |||||
379891 Due to Receipt of Director Names Under | |||||
Resolution 4. All Votes Received on the Previous | |||||
Meeting Will be Disregarded and You Will Need to | |||||
Reinstruct on This Meeting Notice. Thank You | Management | Non-Voting | Non-Voting |
248
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
JSW STEEL LIMITED | |||||
Security ID: Y44680158 | |||||
Meeting Date: 25-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the Audited Financial Statements of the | ||||
Company (including Audited Consolidated Financial | |||||
Statements) for the Financial Year Ended March 31, | |||||
2019 and the Reports of the Board of Directors and | |||||
Auditors Thereon | Management | For | Voted - For | ||
2 | To Confirm the Payment of Dividend Made on the 10% | ||||
Cumulative Redeemable Preference Shares of the | |||||
Company for the Financial Year 2018-19 | Management | For | Voted - For | ||
3 | To Declare Dividend on the 0.01% Cumulative | ||||
Redeemable Preference Shares of the Company for the | |||||
Financial Year 2018-19 | Management | For | Voted - For | ||
4 | To Declare Dividend on the Equity Shares of the | ||||
Company for the Financial Year 2018-19 | Management | For | Voted - For | ||
5 | To Appoint A Director in Place of Mr. Jayant | ||||
Acharya (din 00106543), Who Retires by Rotation and | |||||
Being Eligible, Offers Himself for Re-appointment | Management | For | Voted - For | ||
6 | Ratification of Remuneration Payable to M/s. Shome | ||||
& Banerjee, Cost Auditors of the Company for the | |||||
Financial Year Ending 31st March, 2020 | Management | For | Voted - For | ||
7 | Appointment of Mr. Harsh Charandas Mariwala (din: | ||||
00210342) As an Independent Director | Management | For | Voted - For | ||
8 | Appointment of Mrs. Nirupama Rao (din: 06954879) As | ||||
an Independent Director | Management | For | Voted - For | ||
9 | Re-appointment of Mr. Jayant Acharya (din 00106543) | ||||
As A Whole-time Director of the Company | Management | For | Voted - For | ||
10 | Consent for Payment of Remuneration to Non - | ||||
Executive Directors | Management | For | Voted - For | ||
11 | Consent for Private Placement of Redeemable | ||||
Nonconvertible Debentures | Management | For | Voted - For | ||
12 | Consent for Issue of Specified Securities to | ||||
Qualified Institutional Buyers (qibs) | Management | For | Voted - For | ||
13 | Approval for Undertaking Material Related Party | ||||
Transactions(s) with Jsw International Tradecorp | |||||
Pte. Limited, Singapore | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
KAKAO CORP. | |||||
Security ID: Y4519H119 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2.1 | Article 2(purpose), Amendment of Business Purpose | ||||
According to New Business | Management | For | Voted - For |
249
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2.2 | Article 10(stock Option),adjusting Phrase According | ||||
to Audit Committee Policy | Management | For | Voted - For | ||
2.3 | Article 26(ceo and Other Directors)statement of | ||||
Phrase for Proxy Duty | Management | For | Voted - For | ||
2.4 | Article 27(audit Committee), Amendment of | ||||
Delegation Authority for Outside Directors | |||||
According to Amended Article 10 the Act on External | |||||
Audit | Management | For | Voted - For | ||
2.5 | Article 30(calling Board of Directors)reduction of | ||||
Period for Calling Board of Directors | Management | For | Voted - For | ||
3.1 | Election of Inside Director: Gim Beom Soo | Management | For | Voted - For | |
3.2 | Election of Inside Director: Yeo Min Soo | Management | For | Voted - For | |
3.3 | Election of Inside Director: Jo Soo Yong | Management | For | Voted - For | |
3.4 | Election of Outside Director: Jo Gyu Jin | Management | For | Voted - For | |
3.5 | Election of Outside Director: Yoon Seok | Management | For | Voted - For | |
3.6 | Election of Outside Director: Choe Sae Jeong | Management | For | Voted - For | |
3.7 | Election of Outside Director: Bak Sae Rom | Management | For | Voted - For | |
4.1 | Election of Audit Committee Member: Jo Gyu Jin | Management | For | Voted - For | |
4.2 | Election of Audit Committee Member: Yoon Seok | Management | For | Voted - For | |
4.3 | Election of Audit Committee Member: Choe Sae Jeong | Management | For | Voted - For | |
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
6 | Approval of Grant of Stock Option | Management | For | Voted - For | |
KANGWON LAND INC, CHONGSON | |||||
Security ID: Y4581L105 | |||||
Meeting Date: 10-Jan-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Election of Ceo Mun Tae Gon | Management | For | Voted - For | |
2 | Reduce Responsibility of Director | Management | For | Voted - Against | |
Meeting Date: 30-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Election of Audit Committee Member Who is an | ||||
Outside Director: Gim Ju Il | Management | For | Voted - For | ||
3 | Approval of Remuneration for Director | Management | For | Voted - For | |
KASIKORNBANK PUBLIC COMPANY LIMITED | |||||
Security ID: Y4591R118 | |||||
Meeting Date: 02-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Acknowledge Operation Results | Management | For | Voted - For | |
2 | Approve Financial Statements | Management | For | Voted - For | |
3 | Approve Allocation of Income and Dividend Payment | Management | For | Voted - For | |
4.1 | Elect Suphajee Suthumpun As Director | Management | For | Voted - For | |
4.2 | Elect Chanin Donavanik As Director | Management | For | Voted - For | |
4.3 | Elect Sara Lamsam As Director | Management | For | Voted - Against | |
4.4 | Elect Kattiya Indaravijaya As Director | Management | For | Voted - Against |
250
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4.5 | Elect Patchara Samalapa As Director | Management | For | Voted - Against | |
5 | Elect Chonchanum Soonthornsaratoon As Director | Management | For | Voted - Against | |
6 | Approve Names and Number of Directors Who Have | ||||
Signing Authority | Management | For | Voted - For | ||
7 | Approve Remuneration of Directors | Management | For | Voted - Against | |
8 | Approve KPMG Phoomchai Audit Limited As Auditors | ||||
and Authorize Board to Fix Their Remuneration | Management | For | Voted - For | ||
9 | Other Business | Management | Abstain | Voted - Against | |
02 Mar 2020: in the Situation Where the Chairman of | |||||
the Meeting Suddenly Change the Agenda And/or Add | |||||
New Agenda During the Meeting, We Will Vote That | |||||
Agenda As Abstain. | Management | Non-Voting | Non-Voting | ||
02 Mar 2020: Please Note That This is A Revision | |||||
Due to Addition of the Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You. | Management | Non-Voting | Non-Voting | ||
KB FINANCIAL GROUP INC | |||||
Security ID: Y46007103 | |||||
Meeting Date: 20-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - For | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
3.1 | Election of A Non-permanent Director: Heo In | Management | For | Voted - For | |
3.2 | Election of Outside Director: Stuart B. Solomon | Management | For | Voted - For | |
3.3 | Election of Outside Director: Seon Woo Seok Ho | Management | For | Voted - For | |
3.4 | Election of Outside Director: Choe Myung Hee | Management | For | Voted - For | |
3.5 | Election of Outside Director: Jung Gu Hwan | Management | For | Voted - For | |
3.6 | Election of Outside Director: Kwon Seon Joo | Management | For | Voted - For | |
4 | Election of Outside Director Who is an Audit | ||||
Committee Member: O Gyu Taek | Management | For | Voted - For | ||
5.1 | Election of Audit Committee Member Who is an | ||||
Outside Director: Choe Myung Hee | Management | For | Voted - For | ||
5.2 | Election of Audit Committee Member Who is an | ||||
Outside Director: Jung Gu Hwan | Management | For | Voted - For | ||
5.3 | Election of Audit Committee Member Who is an | ||||
Outside Director: Gim Kyung Ho | Management | For | Voted - For | ||
6 | Approval of Remuneration for Director | Management | For | Voted - For | |
KGHM POLSKA MIEDZ S.A. | |||||
Security ID: X45213109 | |||||
Meeting Date: 09-Jan-20 | Meeting Type: Extraordinary General Meeting | ||||
2 | Election of Presiding Chair | Management | For | Voted - For | |
3 | Compliance with Rules of Convocation | Management | For | Voted - For | |
4 | Agenda | Management | For | Voted - For |
251
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5.1 | Please Note That This Resolution is A Shareholder | |||
Proposal: Shareholder Proposal Regarding Amendments | ||||
to Article 12.3 | Management | Voted - For | ||
5.2 | Please Note That This Resolution is A Shareholder | |||
Proposal: Shareholder Proposal Regarding Amendments | ||||
to Article 20 | Management | Voted - For | ||
5.3 | Please Note That This Resolution is A Shareholder | |||
Proposal: Shareholder Proposal Regarding Amendments | ||||
to Article 29 | Management | Voted - Against | ||
5.4 | Please Note That This Resolution is A Shareholder | |||
Proposal: Shareholder Proposal Regarding Amendments | ||||
to Article 33 | Management | Voted - For | ||
5.5 | Please Note That This Resolution is A Shareholder | |||
Proposal: Shareholder Proposal Regarding Amendments | ||||
to Article 34 | Management | Voted - For | ||
6.1 | Please Note That This Resolution is A Shareholder | |||
Proposal: Shareholder Proposal Regarding Amendment | ||||
to Rules for Disposal of Non-current Assets | Management | Voted - For | ||
6.2 | Please Note That This Resolution is A Shareholder | |||
Proposal: Shareholder Proposal Regarding Procedures | ||||
for Disposal of Non-current Assets | Management | Voted - For | ||
6.3 | Please Note That This Resolution is A Shareholder | |||
Proposal: Shareholder Proposal Regarding | ||||
Regulations on Agreements for Legal, Marketing, | ||||
Public Relations and Social Communication Services | Management | Voted - For | ||
6.4 | Please Note That This Resolution is A Shareholder | |||
Proposal: Shareholder Proposal Regarding Report on | ||||
Best Practices | Management | Voted - For | ||
6.5 | Please Note That This Resolution is A Shareholder | |||
Proposal: Shareholder Proposal Regarding | ||||
Implementation of Act on State Property Management | ||||
Principles in Company's Subsidiaries | Management | Voted - For | ||
7.1 | Please Note That This Resolution is A Shareholder | |||
Proposal: Shareholder Proposal Regarding Changes to | ||||
the Supervisory Board Composition: Remove | ||||
Supervisory Board Member | Management | Voted - Abstain | ||
7.2 | Please Note That This Resolution is A Shareholder | |||
Proposal: Shareholder Proposal Regarding Changes to | ||||
the Supervisory Board Composition: Elect | ||||
Supervisory Board Member | Management | Voted - Abstain | ||
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) is | ||||
Required in Order to Lodge and Execute Your Voting | ||||
Instructions in This Market. Absence of A Poa, May | ||||
Cause Your Instructions to be Rejected. If You Have | ||||
Any Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
Please Note That This is an Amendment to Meeting Id | ||||
310154 Due to Splitting of Resolutions 5 and 7 and | ||||
Change in Voting Status of Resolutions 5 to 7. All | ||||
Votes Received on the Previous Meeting Will be | ||||
Disregarded If Vote Deadline Extensions are | ||||
Granted. Therefore Please Reinstruct on This | ||||
Meeting Notice on the New Job. If However Vote | ||||
Deadline Extensions are Not Granted in the Market, |
252
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
23 Dec 2019: Please Note That This A Revision Due | |||||
Meeting Date Was Changed from 19 Dec 2019 to 09 Jan | |||||
2020. If You Have Already Sent in Your Votes to Mid | |||||
326038, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
1 | Opening of Meeting | Management | Non-Voting | Non-Voting | |
8 | Closing of Meeting | Management | Non-Voting | Non-Voting | |
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
5.B | Review of Annual Reports: the Consolidated | ||||
Financial Statements of the Kghm Polska Miedz S.a. | |||||
Group for the Year Ended 31 December 2019 | Management | For | Voted - For | ||
5.C | Review of Annual Reports: the Management Board's | ||||
Report on the Activities of Kghm Polska Miedz S.a. | |||||
and the Kghm Polska Miedz S.a. Group in 2019 As | |||||
Well As the Non-financial Report of Kghm Polska | |||||
Miedz S.a. and the Kghm Polska Miedz S.a. Group for | |||||
2019 | Management | For | Voted - For | ||
6 | Review of the Proposal of the Management Board of | ||||
Kghm Polska Miedz S.a. Concerning the Appropriation | |||||
of Profit for the Year Ended 31 December 2019 | Management | For | Voted - For | ||
7 | Presentation of A Report on Representation | ||||
Expenses, Expenses Incurred on Legal Services, | |||||
Marketing Services, Public Relations Services and | |||||
Social Communication Services, and Advisory | |||||
Services Associated with Management in 2019 - and | |||||
the Opinion of the Supervisory Board of Kghm Polska | |||||
Miedz S.a | Management | For | Voted - For | ||
8 | Review of the Report of the Supervisory Board of | ||||
Kghm Polska Miedz S.a. on the Results of Its | |||||
Evaluation of the Financial Statements of Kghm | |||||
Polska Miedz S.a. for 2019, the Consolidated | |||||
Financial Statements of the Kghm Polska Miedz S.a. | |||||
Group for 2019 and the Management Board's Report on | |||||
the Activities of Kghm Polska Miedz S.a. and the | |||||
Kghm Polska Miedz S.a. Group in 2019, As Well As | |||||
the Non-financial Report of Kghm Polska Miedz S.a. | |||||
and the Kghm Polska Miedz S.a. Group for 2019 | Management | For | Voted - For | ||
9 | Review of the Report of the Supervisory Board on | ||||
the Results of Its Evaluation of the Proposal of | |||||
the Management Board of Kghm Polska Miedz S.a. | |||||
Regarding the Appropriation of Profit for the Year | |||||
Ended 31 December 2019 | Management | For | Voted - For | ||
10.A Presentation by the Supervisory Board Of: an | |||||
Assessment of the Standing of Kghm Polska Miedz | |||||
S.a. for the Year Ended 31 December 2019, Including | |||||
an Evaluation of the Internal Control, Risk | |||||
Management and Compliance Systems and the Internal | |||||
Audit Function | Management | For | Voted - For |
253
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
10.B Presentation by the Supervisory Board Of: A Report | ||||
on the Activities of the Supervisory Board of Kghm | ||||
Polska Miedz S.a. for the Year Ended 31 December | ||||
2019 | Management | For | Voted - For | |
11.A Adoption of Resolutions On: Approval of the | ||||
Financial Statements of Kghm Polska Miedz S.a. for | ||||
the Year Ended 31 December 2019 | Management | For | Voted - For | |
11.B Adoption of Resolutions On: Approval of the | ||||
Consolidated Financial Statements of the Kghm | ||||
Polska Miedz S.a. Group for the Year Ended 31 | ||||
December 2019 | Management | For | Voted - For | |
11.C Adoption of Resolutions On: Approval of the | ||||
Management Board's Report on the Activities of Kghm | ||||
Polska Miedz S.a. and the Kghm Polska Miedz S.a. | ||||
Group in 2019 As Well As the Non-financial Report | ||||
of Kghm Polska Miedz S.a. and the Kghm Polska Miedz | ||||
S.a. Group for 2019 | Management | For | Voted - For | |
11.D Adoption of Resolutions On: Appropriation of the | ||||
Company's Profit for the Year Ended 31 December 2019 | Management | For | Voted - For | |
12.A Adoption of Resolutions On: Approval of the | ||||
Performance of Duties of Members of the Management | ||||
Board of Kghm Polska Miedz S.a. for the Year Ended | ||||
31 December 2019 | Management | For | Voted - For | |
12.B Adoption of Resolutions On: Approval of the | ||||
Performance of Duties of Members of the Supervisory | ||||
Board of Kghm Polska Miedz S.a. for the Year Ended | ||||
31 December 2019 | Management | For | Voted - For | |
13 | Adoption of A Resolution on Acceptance of the | |||
"remuneration Policy for the Members of the | ||||
Management and Supervisory Boards of Kghm Polska | ||||
Miedz S.a." | Management | For | Voted - For | |
14 | Adoption of A Resolution on Amending the "statutes | |||
of Kghm Polska Miedz Spolka Akcyjna with Its | ||||
Registered Head Office in Lubin" | Management | For | Voted - For | |
2 | Election of the Chairman of the Ordinary General | |||
Meeting | Management | For | Voted - For | |
3 | Confirmation of the Legality of Convening the | |||
Ordinary General Meeting and Its Capacity to Adopt | ||||
Resolutions | Management | For | Voted - For | |
4 | Acceptance of the Agenda | Management | For | Voted - For |
5.A | Review of Annual Reports: the Financial Statements | |||
of Kghm Polska Miedz S.a. for the Year Ended 31 | ||||
December 2019 | Management | For | Voted - For | |
15 | Please Note That This Resolution is A Shareholder | |||
Proposal: Adoption of Resolutions on Changes to the | ||||
Composition of the Supervisory Board of Kghm Polska | ||||
Miedz S.a | Management | Voted - Abstain | ||
Please Note That This is an Amendment to Meeting Id | ||||
422310 Due to Receipt of Additional Resolution. All | ||||
Votes Received on the Previous Meeting Will be | ||||
Disregarded If Vote Deadline Extensions are | ||||
Granted. Therefore Please Reinstruct on This | ||||
Meeting Notice on the New Job. If However Vote | ||||
Deadline Extensions are Not Granted in the Market, | ||||
This Meeting Will be Closed and Your Vote |
254
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You. | Management | Non-Voting | Non-Voting | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
16 | Closing of the General Meeting | Management | Non-Voting | Non-Voting | |
1 | Opening of the Ordinary General Meeting | Management | Non-Voting | Non-Voting | |
KIA MOTORS CORP | |||||
Security ID: Y47601102 | |||||
Meeting Date: 24-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - For | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
3.1 | Election of Inside Director: Ju U Jeong | Management | For | Voted - Against | |
3.2 | Election of Outside Director: Gim Deok Jung | Management | For | Voted - Against | |
3.3 | Election of Outside Director: Gim Dong Won | Management | For | Voted - For | |
4 | Election of Audit Committee Member: Gim Deok Jung | Management | For | Voted - Against | |
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
Meeting Date: 10-Jun-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Election of Inside Director : Song Ho Seong | Management | For | Voted - Against | |
KOMERCNI BANKA, A.S. | |||||
Security ID: X45471111 | |||||
Meeting Date: 29-Jun-20 | Meeting Type: Ordinary General Meeting | ||||
1 | Approval of the Board of Directors Report on the | ||||
Banks Business Activity and State of Assets for the | |||||
Year 2019 | Management | For | Voted - For | ||
2 | Approval of the Annual Financial Statements for the | ||||
Year 2019 | Management | For | Voted - For | ||
3 | Decision on the Distribution of Profit for the Year | ||||
2019 | Management | For | Voted - For | ||
4 | Approval of the Consolidated Financial Statements | ||||
for the Year 2019 | Management | For | Voted - For | ||
5 | Election of A Member of the Supervisory Board | Management | For | Voted - For | |
6 | Approval of the Remuneration Policy | Management | For | Voted - For | |
7 | Decision on the Appointment of A Statutory Auditor | ||||
to Make the Statutory Audit for the Year 2020 | Management | For | Voted - For |
255
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
KOREA ELECTRIC POWER CORP | |||||
Security ID: Y48406105 | |||||
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - For | |
2 | Approval of Remuneration for Director | Management | For | Voted - For | |
3 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
KOREA SHIPBUILDING & OFFSHORE ENGINEERING CO. LTD. | |||||
Security ID: Y3838M106 | |||||
Meeting Date: 24-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - Against | |
2.1 | Election of Inside Director: Ga Sam Hyun | Management | For | Voted - Against | |
2.2 | Election of Outside Director: Choi Hyuk | Management | For | Voted - For | |
3 | Election of Audit Committee Member As Outside | ||||
Director: Choi Hyuk | Management | For | Voted - For | ||
4 | Approval of Limit of Remuneration for Directors | Management | For | Voted - For | |
Please Note That This is an Amendment to Meeting Id | |||||
363993 Due to Splitting of Resolution 2 with Names. | |||||
All Votes Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
KOREA ZINC CO LTD, SEOUL | |||||
Security ID: Y4960Y108 | |||||
Meeting Date: 20-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2.1 | Election of Inside Director: Choe Yun Beom | Management | For | Voted - For | |
2.2 | Election of A Non-permanent Director: Jang Hyeong | ||||
Jin | Management | For | Voted - For | ||
2.3 | Election of Outside Director: Seong Yong Rak | Management | For | Voted - For | |
2.4 | Election of Outside Director: I Jong Gwang | Management | For | Voted - For | |
2.5 | Election of Outside Director: Gim Do Hyeon | Management | For | Voted - For | |
3.1 | Election of Audit Committee Member Who is an | ||||
Outside Director: I Jong Gwang | Management | For | Voted - For | ||
3.2 | Election of Audit Committee Member Who is an | ||||
Outside Director: Gim Do Hyeon | Management | For | Voted - For | ||
4 | Approval of Remuneration for Director | Management | For | Voted - For |
256
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
KT&G CORPORATION | |||||
Security ID: Y49904108 | |||||
Meeting Date: 31-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - Against | |
2.1 | Election of Outside Director: Koyoonsung | Management | For | Voted - For | |
2.2 | Election of Outside Director: Kim Myungcheol | Management | For | Voted - For | |
2.3 | Election of Outside Director: Hong Hyun Jong | Management | For | Voted - For | |
3.1 | Election of Audit Committee Member: Ko Yoonsung | Management | For | Voted - For | |
3.2 | Election of Audit Committee Member: Kim Myung Cheol | Management | For | Voted - For | |
4 | Approval of Limit of Remuneration for Directors | Management | For | Voted - For | |
LARSEN & TOUBRO LTD | |||||
Security ID: Y5217N159 | |||||
Meeting Date: 01-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Audited Financial Statements for the | ||||
Year Ended March 31, 2019 and the Reports of the | |||||
Board of Directors and Auditors Thereon and the | |||||
Audited Consolidated Financial Statements of the | |||||
Company and the Reports of the Auditors Thereon for | |||||
the Year Ended March 31, 2019 | Management | For | Voted - For | ||
2 | Dividend on Equity Shares for the Financial Year | ||||
2018-19: Inr 18.00 Per Share | Management | For | Voted - For | ||
3 | Appoint Mr. M. V. Satish (din: 06393156) As A | ||||
Director Liable to Retire by Rotation | Management | For | Voted - For | ||
4 | Appoint Mr. Shailendra Roy (din: 02144836), As A | ||||
Director Liable to Retire by Rotation | Management | For | Voted - For | ||
5 | Appoint Mr. R. Shankar Raman (din: 00019798), As A | ||||
Director Liable to Retire by Rotation | Management | For | Voted - For | ||
6 | Appoint Mr. J. D. Patil (din: 01252184), As A | ||||
Director Liable to Retire by Rotation | Management | For | Voted - For | ||
7 | Re-appoint Mr. M. M. Chitale (din: 00101004), As an | ||||
Independent Director | Management | For | Voted - For | ||
8 | Re-appoint Mr. M. Damodaran (din: 02106990), As an | ||||
Independent Director and Approve His Continuation | |||||
Beyond the Age of 75 Years | Management | For | Voted - For | ||
9 | Re-appoint Mr. Vikram Singh Mehta (din: 00041197), | ||||
As an Independent Director | Management | For | Voted - For | ||
10 | Re-appoint Mr. Adil Zainulbhai (din: 06646490), As | ||||
an Independent Director | Management | For | Voted - For | ||
11 | Change in Scale of Salary of Mr. S. N. Subrahmanyan | ||||
(din: 02255382), Chief Executive Officer and | |||||
Managing Director | Management | For | Voted - For | ||
12 | Change in Scale of Salary of Mr. R. Shankar Raman | ||||
(din: 00019798), Chief Financial Officer & | |||||
Whole-time Director | Management | For | Voted - For | ||
13 | Alteration to the Objects Clause of the Memorandum | ||||
of Association of the Company | Management | For | Voted - For |
257
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
14 | Raise Funds Through Issue of Convertible Bonds | ||||
And/or Equity Shares Through Depository Receipts | |||||
and Including by Way of Qualified Institution | |||||
Placement ('qip'), to Qualified Institutional | |||||
Buyers ('qib') for an Amount Not Exceeding Inr 4000 | |||||
Crore Or Usd 600 Million, If Higher | Management | For | Voted - For | ||
15 | Ratification of Remuneration Payable to M/s R. | ||||
Nanabhoy & Co. Cost Accountants (regn. No. 00010) | |||||
for the Financial Year 2019-20 | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
LATAM AIRLINES GROUP SA | |||||
Security ID: P61894104 | |||||
Meeting Date: 30-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
1 | Annual Report, Balance Sheet and Financial | ||||
Statements of the Period 2019, Situation of the | |||||
Company and the Respective Report of External | |||||
Auditors | Management | For | Voted - For | ||
2 | Allocation of A Definitive Dividend Chargeable to | ||||
the Profits of the Period 2019 | Management | For | Voted - For | ||
3 | Election of the Board of Directors | Management | For | Voted - Abstain | |
4 | Remuneration of the Board of Directors for the | ||||
Period 2020 | Management | For | Voted - For | ||
5 | Remuneration and Budget of the Committee of | ||||
Directors for the Period 2020 | Management | For | Voted - Abstain | ||
6 | Appointment of an External Audit Company | Management | For | Voted - For | |
7 | Appointment of Rating Agencies | Management | For | Voted - For | |
8 | Determination of the Newspaper for Publications of | ||||
the Company | Management | For | Voted - For | ||
9 | Report on the Operations with Related Parties | Management | For | Voted - For | |
10 | Other Matters of Corporate Interest and of the | ||||
Competence of the Regular Stockholders Meeting | Management | Abstain | Voted - Against | ||
Please Note That This is an Amendment to Meeting Id | |||||
391707 Due to Receipt of Updated Agenda with 10 | |||||
Resolutions. All Votes Received on the Previous | |||||
Meeting Will be Disregarded If Vote Deadline | |||||
Extensions are Granted. Therefore Please Reinstruct | |||||
on This Meeting Notice on the New Job. If However | |||||
Vote Deadline Extensions are Not Granted in the | |||||
Market, This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting |
258
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
LG CHEM LTD | |||||
Security ID: Y52758102 | |||||
Meeting Date: 20-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2.1 | Election of A Non-permanent Director: Kwon Young Soo | Management | For | Voted - Against | |
2.2 | Election of Inside Director: Cha Dong Seok | Management | For | Voted - Against | |
2.3 | Election of Outside Director: Jung Dong Min | Management | For | Voted - For | |
3 | Election of Audit Committee Member Who is an | ||||
Outside Director: Jung Dong Min | Management | For | Voted - For | ||
4 | Approval of Remuneration for Director | Management | For | Voted - For | |
LG CORP. | |||||
Security ID: Y52755108 | |||||
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Appointment of Director Inside Director: Kwon Young | ||||
Soo Outside Director: Cho Sung Wook | Management | For | Voted - Against | ||
3 | Approval of Remuneration for Director | Management | For | Voted - Against | |
02 Mar 2020: Please Note That This is A Revision | |||||
Due to Modification of Text in Resolution 2. If You | |||||
Have Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
LG DISPLAY CO LTD | |||||
Security ID: Y5255T100 | |||||
Meeting Date: 20-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - Against | |
2.1 | Election of Inside Director Candidate: Jeong Ho | ||||
Yeong | Management | For | Voted - For | ||
2.2 | Election of Inside Director Candidate: Seo Dong Hui | Management | For | Voted - For | |
3 | Approval of Remuneration for Director | Management | For | Voted - For | |
LG ELECTRONICS INC | |||||
Security ID: Y5275H177 | |||||
Meeting Date: 26-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
3 | Election of Inside Director and Outside Director: | ||||
Kwan Bong Seok, Bae Doo Yong, Baek Yong Ho | Management | For | Voted - For |
259
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | Election of Audit Committee Member Who is an | ||||
Outside Director: Baek Yong Ho | Management | For | Voted - For | ||
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
LG HOUSEHOLD & HEALTH CARE LTD, SEOUL | |||||
Security ID: Y5275R100 | |||||
Meeting Date: 20-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - For | |
2.1 | Election of Outside Director: Gim Jae UK | Management | For | Voted - For | |
2.2 | Election of Outside Director: Gim Gi Yeong | Management | For | Voted - Against | |
3.1 | Election of Audit Committee Member Who is an | ||||
Outside Director: Gim Jae UK | Management | For | Voted - For | ||
4 | Approval of Remuneration for Director | Management | For | Voted - For | |
LITE-ON TECHNOLOGY CORP | |||||
Security ID: Y5313K109 | |||||
Meeting Date: 25-Oct-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Spin Off Solid State Storage Business Unit to | ||||
'solid State Storage Corporation' | Management | For | Voted - For | ||
08 Oct 2019: the Meeting Scheduled to be Held on 25 | |||||
Oct 2019, is for Spin Off of "solid State Storage | |||||
Business Unit" to "solid State Storage | |||||
Corporation". If You Wish to Dissent on the Spin | |||||
Off Plan Please Submit This in Writing Before the | |||||
Meeting to Waive Your Voting Rights. Please Contact | |||||
Your Global Custodian Directly If You Wish to | |||||
Dissent on the Implementation of Spin Off Plan. | Management | Non-Voting | Non-Voting | ||
08 Oct 2019: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 15-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of 2019 Financial Statements. | Management | For | Voted - For | |
2 | Adoption of the Proposal for Appropriation of 2019 | ||||
Earnings. Proposed Cash Dividend: Twd 3.2 Per Share. | Management | For | Voted - For | ||
3 | Amendment to Rules Governing the Election of | ||||
Directors. | Management | For | Voted - For | ||
4 | Amendment to Rules and Procedures of Shareholders' | ||||
Meeting. | Management | For | Voted - For |
260
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
LOCALIZA RENT A CAR SA | |||||
Security ID: P6330Z111 | |||||
Meeting Date: 23-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | To Approve the Administrators Accounts, the | ||||
Administrations Report and the Company's Financial | |||||
Statements for the Year 2019 | Management | For | Voted - For | ||
2 | To Approve the Administrations Proposal for the | ||||
Allocation of the Net Profit for the Year 2019 and | |||||
the Distribution of Dividends of the Company | Management | For | Voted - For | ||
3 | To Set the Managements Global Annual Compensation | Management | For | Voted - For | |
4 | Wish to Request the Establishment of the Fiscal | ||||
Council, Pursuant to Article 161 of Federal Law | |||||
6404 76. Management Recommends Voting for Not | |||||
Requesting the Setting of the Fiscal Council, | |||||
Considering That the Company Has an Audit Committee | |||||
Provided for in Its Bylaws and Because It Believes | |||||
That the Audit, Risk Management and Compliance | |||||
Committee Performs Properly Its Functions, Several | |||||
of Which Overlap Those of A Fiscal Council, Which | |||||
Would Result in Increased Costs Without Tangible | |||||
Benefits. As Described in This Meetings | |||||
Participation Manual, to Avoid the Risk That | |||||
Shareholders Who Opt for Remote Voting Will | |||||
Inadvertently Contribute to the Election of | |||||
Candidates I Nominated and Supported by | |||||
Shareholders with A Small Or Minimal Percentage | |||||
Representing the Capital, and Or II Whose Names and | |||||
Cvs and Other Information Relevant to an Informed | |||||
Decision Have Not Been Disclosed When Filling Out | |||||
the Remote Voting Ballot, Management Suggests That | |||||
Shareholders Who Choose to Vote by Distance Vote | |||||
Abstain, So That Their Shares are Not Counted for | |||||
Purposes of Requesting the Installation of the | |||||
Fiscal Council | Management | For | Voted - Abstain | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 23-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Approve Changes to the Company's Bylaws and to | ||||
Implement Improvements Proposed by Management | Management | For | Voted - For |
261
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | To Approve the Proposal to Consolidate the Changes | ||||
of the Previous Item in the Company's Bylaws | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
LOJAS AMERICANAS SA | |||||
Security ID: P6329M105 | |||||
Meeting Date: 30-Apr-20 | Meeting Type: Annual General Meeting | ||||
10 | Do You Wish to Request the Installation of the | ||||
Fiscal Council, Pursuant to Article 161 of Law | |||||
6,40476 | Management | For | Voted - Abstain | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That the Preferred Shareholders Can | |||||
Vote on Item 10 Only. Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 30-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Change the Company's Bylaws to Further Detail the | ||||
Corporate Purpose, with the Inclusion of New Items, | |||||
As Indicated in the Management Proposal, Without | |||||
Changing Its Original Basic Activity | Management | For | Voted - For | ||
2 | Update the Commitments of the Company's Management | ||||
Related to Governance and Sustainability, As Well | |||||
As Change the Number of Members of the Executive | |||||
Board and Create the Chief Executive Officer | |||||
Position, with the Objective of Adapting the | |||||
Executive Boards Structure to Support the Growth | |||||
Challenges of the Americana's Universe Everything. | |||||
Anytime. Anywhere | Management | For | Voted - For |
262
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | Update in the Caput of Article 5 of the Company's | ||||
Bylaws, Addressing the Capital Increases Approved | |||||
by the Board of Directors, Within the Authorized | |||||
Capital Limit, in Meetings Held on July 23rd, 2019, | |||||
September 30th 2019 and October 31st, 2019 | Management | For | Voted - For | ||
4 | Consolidate the Company's Bylaws | Management | For | Voted - For | |
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That the Preferred Shareholders Can | |||||
Vote on All Items. Thank You. | Management | Non-Voting | Non-Voting | ||
16 Apr 2020: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. | |||||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
16 Apr 2020: Please Note That This is A Revision | |||||
Due to Additional of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
LOJAS RENNER SA | |||||
Security ID: P6332C102 | |||||
Meeting Date: 29-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Examine, Discuss and Vote on the Management | ||||
Accounts and Financial Statements for the Fiscal | |||||
Year Ending December 31, 2019 | Management | For | Voted - For | ||
2 | Examine, Discuss and Vote on the Proposal for the | ||||
Allocation of Net Income for the Fiscal Year and | |||||
the Distribution of Dividends | Management | For | Voted - For | ||
3 | Establish the Number of Members on the Board of | ||||
Directors According to Managements Proposal, in 8 | |||||
Members | Management | For | Voted - For | ||
4 | Do You Want to Request the Adoption of Multiple | ||||
Voting Process for the Election of the Board of | |||||
Directors, According to Article 141 of Law No. | |||||
6,404 of 1976 | Management | For | Voted - Against | ||
5.1 | Indication of Candidates to the Board of Directors. | ||||
the Shareholder May Indicate As Many Candidates As | |||||
the Number of Positions to be Filled in the General | |||||
Election. the Votes Indicated in This Field Will be | |||||
Disregarded If the Shareholder Holding Voting | |||||
Shares Also Fills in the Fields Present in the | |||||
Separate Election of A Member of the Board of | |||||
Directors and the Separate Election That These | |||||
Fields Address Occurs. Jose Gallo | Management | For | Voted - For |
263
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5.2 | Indication of Candidates to the Board of Directors. | |||
the Shareholder May Indicate As Many Candidates As | ||||
the Number of Positions to be Filled in the General | ||||
Election. the Votes Indicated in This Field Will be | ||||
Disregarded If the Shareholder Holding Voting | ||||
Shares Also Fills in the Fields Present in the | ||||
Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That These | ||||
Fields Address Occurs. Osvaldo Burgos Schirmer, | ||||
Independent | Management | For | Voted - For | |
5.3 | Indication of Candidates to the Board of Directors. | |||
the Shareholder May Indicate As Many Candidates As | ||||
the Number of Positions to be Filled in the General | ||||
Election. the Votes Indicated in This Field Will be | ||||
Disregarded If the Shareholder Holding Voting | ||||
Shares Also Fills in the Fields Present in the | ||||
Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That These | ||||
Fields Address Occurs. Carlos Fernando Couto De | ||||
Oliveira Souto, Independent | Management | For | Voted - For | |
5.4 | Indication of Candidates to the Board of Directors. | |||
the Shareholder May Indicate As Many Candidates As | ||||
the Number of Positions to be Filled in the General | ||||
Election. the Votes Indicated in This Field Will be | ||||
Disregarded If the Shareholder Holding Voting | ||||
Shares Also Fills in the Fields Present in the | ||||
Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That These | ||||
Fields Address Occurs. Fabio De Barros Pinheiro, | ||||
Independent | Management | For | Voted - For | |
5.5 | Indication of Candidates to the Board of Directors. | |||
the Shareholder May Indicate As Many Candidates As | ||||
the Number of Positions to be Filled in the General | ||||
Election. the Votes Indicated in This Field Will be | ||||
Disregarded If the Shareholder Holding Voting | ||||
Shares Also Fills in the Fields Present in the | ||||
Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That These | ||||
Fields Address Occurs. Thomas Bier Herrmann, | ||||
Independent | Management | For | Voted - For | |
5.6 | Indication of Candidates to the Board of Directors. | |||
the Shareholder May Indicate As Many Candidates As | ||||
the Number of Positions to be Filled in the General | ||||
Election. the Votes Indicated in This Field Will be | ||||
Disregarded If the Shareholder Holding Voting | ||||
Shares Also Fills in the Fields Present in the | ||||
Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That These | ||||
Fields Address Occurs. Juliana Rozenbaum Munemori, | ||||
Independent | Management | For | Voted - For | |
5.7 | Indication of Candidates to the Board of Directors. | |||
the Shareholder May Indicate As Many Candidates As | ||||
the Number of Positions to be Filled in the General | ||||
Election. the Votes Indicated in This Field Will be | ||||
Disregarded If the Shareholder Holding Voting | ||||
Shares Also Fills in the Fields Present in the |
264
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That These | ||||
Fields Address Occurs. Christiane Almeida Edington, | ||||
Independent | Management | For | Voted - For | |
5.8 | Indication of Candidates to the Board of Directors. | |||
the Shareholder May Indicate As Many Candidates As | ||||
the Number of Positions to be Filled in the General | ||||
Election. the Votes Indicated in This Field Will be | ||||
Disregarded If the Shareholder Holding Voting | ||||
Shares Also Fills in the Fields Present in the | ||||
Separate Election of A Member of the Board of | ||||
Directors and the Separate Election That These | ||||
Fields Address Occurs. Alexandre Vartuli Gouvea, | ||||
Independent | Management | For | Voted - For | |
6 | In Case of Adoption of the Election Process by | |||
Multiple Voting, Do You Wish to Distribute the | ||||
Adopted Vote in Percentages by the Candidates Who | ||||
Composes the Chosen List of Candidates. Please Note | ||||
That If Investor Chooses For, the Percentages Do | ||||
Not Need to be Provided, If Investor Chooses | ||||
Against, It is Mandatory to Inform the Percentages | ||||
According to Which the Votes Should be Distributed, | ||||
Otherwise the Entire Vote Will be Rejected Due to | ||||
Lack of Information, If Investor Chooses Abstain, | ||||
the Percentages Do Not Need to be Provided, However | ||||
in Case Cumulative Voting is Adopted the Investor | ||||
Will Not Participate on This Matter of the Meeting | Management | For | Voted - For | |
7.1 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Jose Gallo | Management | For | Voted - Abstain | |
7.2 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Osvaldo Burgos Schirmer, | ||||
Independent | Management | For | Voted - Abstain | |
7.3 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Carlos Fernando Couto De Oliveira | ||||
Souto, Independent | Management | For | Voted - Abstain | |
7.4 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Fabio De Barros Pinheiro, | ||||
Independent | Management | For | Voted - Abstain | |
7.5 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Thomas Bier Herrmann, Independent | Management | For | Voted - Abstain | |
7.6 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Juliana Rozenbaum Munemori, | ||||
Independent | Management | For | Voted - Abstain | |
7.7 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Christiane Almeida Edington, | ||||
Independent | Management | For | Voted - Abstain | |
7.8 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes |
265
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
to be Attributed. Alexandre Vartuli Gouvea, | ||||
Independent | Management | For | Voted - Abstain | |
8 | Do You Want to Request the Separate Election of A | |||
Member of the Board of Directors, According to | ||||
Article 17 of the Company's Bylaws | Management | For | Voted - Abstain | |
9 | Establish the Aggregate Compensation of the Members | |||
of Management, According to Managements Proposal, | ||||
Up to Brl 49,5 Million | Management | For | Voted - For | |
10 | Establish the Number of Members of the Company's | |||
Fiscal Council, in Accordance with Managements | ||||
Proposal, in 3 Effective Members and 3 Alternate | ||||
Members | Management | For | Voted - For | |
11.1 | Election of A Member of the Fiscal Council, the | |||
Shareholder Can Indicate As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Positions Limit to be Completed, 3. | ||||
Joarez Jose Piccinini, Principal. Roberto Zeller | ||||
Branchi, Substitute | Management | For | Voted - For | |
11.2 | Election of A Member of the Fiscal Council, the | |||
Shareholder Can Indicate As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Positions Limit to be Completed, 3. | ||||
Ricardo Zaffari Grechi, Principal. Roberto Frota | ||||
Decourt, Substitute | Management | For | Voted - For | |
11.3 | Election of A Member of the Fiscal Council, the | |||
Shareholder Can Indicate As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Positions Limit to be Completed, 3. | ||||
Estela Maris Vieira De Souza, Principal. Isabel | ||||
Cristina Bittencourt Santiago, Substitute | Management | For | Voted - For | |
12 | Establish the Compensation of the Members of the | |||
Fiscal Council, According to Managements Proposal, | ||||
at Brl 687,6 Thousand | Management | For | Voted - For | |
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) May | ||||
be Required in Order to Lodge and Execute Your | ||||
Voting Instructions in This Market (dependant Upon | ||||
the Availability and Usage of the Remote Voting | ||||
Platform). Absence of A Poa, May Cause Your | ||||
Instructions to be Rejected. If You Have Any | ||||
Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
Please Note That Votes 'in Favor' and 'against' in | ||||
the Same Agenda Item are Not Allowed. Only Votes in | ||||
Favor And/or Abstain Or Against And/ Or Abstain are | ||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | |
03 Apr 2020: Please Note That This is A Revision | ||||
Due to Change in Meeting Date from 16-apr-2020 to | ||||
29-apr-2020. If You Have Already Sent in Your | ||||
Votes, Please Do Not Vote Again Unless You Decide | ||||
to Amend Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | |
For the Proposal 6 Regarding the Adoption of | ||||
Cumulative Voting, Please be Advised That You Can | ||||
Only Vote for Or Abstain. an Against Vote on This | ||||
Proposal Requires Percentages to be Allocated |
266
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Amongst the Directors in Proposal 7.1 to 7.8. in | |||||
This Case Please Contact Your Client Service | |||||
Representative in Order to Allocate Percentages | |||||
Amongst the Directors. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 29-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Amend Clause 15, Item Validity, Sub Item E., of the | ||||
Stock Purchase Option Plan, As Approved by the | |||||
Extraordinary General Shareholders Meeting of Lojas | |||||
Renner S.a., Held September 23, 2015, Changing the | |||||
Relevant Period from Five 5 to Ten 10 Years | Management | For | Voted - For | ||
2 | Amend Clause 10, Item Validity, Sub Item E., of the | ||||
Restricted Shares Plan, As Approved by the | |||||
Extraordinary General Shareholders Meeting of Lojas | |||||
Renner S.a., Held September 23, 2015, Changing the | |||||
Relevant Period from Five 5 to Ten 10 Years | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
03 Apr 2020: Please Note That This is A Revision | |||||
Due to Change in Meeting Date from 16-apr-2020 to | |||||
29-apr-2020. If You Have Already Sent in Your | |||||
Votes, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
LOTTE CHEMICAL CORPORATION, SEOUL | |||||
Security ID: Y5336U100 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
3 | Appointment of Director Inside Director: Lee Young | ||||
Jun Outside Director: Jeon Woon Bae, Lee Keum Ro, | |||||
Kang Jung Won, Choi Hyun Min, Jung Joong Won | |||||
Non-independent Non-executive Director: Oh Sung Yup | Management | For | Voted - Against | ||
4 | Election of Audit Committee Member Who is an | ||||
Outside Director: Choe Hyeon Min, Jeong Jung Won | Management | For | Voted - Against | ||
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
6 | Amendment of Articles on Retirement Allowance for | ||||
Director | Management | For | Voted - Against | ||
05 Mar 2020: Please Note That This is A Revision | |||||
Due to Receipt of Names for Resolutions 3 and 4. If |
267
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
LPP S.A. | |||||
Security ID: X5053G103 | |||||
Meeting Date: 13-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Opening of the Meeting and Election of the Chairman | Management | For | Voted - For | |
2 | Confirmation of Correctness of Convening | Management | For | Voted - For | |
3 | Adoption of the Agenda | Management | For | Voted - For | |
4 | Adopting Resolutions on Bond Issue | Management | For | Voted - For | |
5 | Adopting A Resolution on the Cross-border Merger of | ||||
the Lpp Sa and Goshals Ltd, Based on Nicosia | |||||
(cyprus) | Management | For | Voted - For | ||
6 | Amendment of Par. 3 of the Statute of Bpp Sa | Management | For | Voted - For | |
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
7 | Meeting Closure | Management | Non-Voting | Non-Voting | |
MAGAZINE LUIZA SA | |||||
Security ID: P6425Q109 | |||||
Meeting Date: 05-Jul-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Amendment and Restatement of the Corporate Bylaws | ||||
of the Company in Order to Adapt Them to the | |||||
Process of System B Certification, As Well As to | |||||
Change the Composition of the Executive Committee | |||||
of the Company | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 31-Jul-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Proposal for the Split of the Shares Issued by the | ||||
Company, in the Proportion of One Common Share for |
268
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Eight Common Shares, Without Any Change in the | |||||
Value of the Share Capital of the Company | Management | For | Voted - For | ||
2 | The Consequent Amendment and Restatement of the | ||||
Corporate Bylaws of the Company in Order to Adjust | |||||
the Number of Common Shares That are Representative | |||||
of Its Share Capital, As Well As to Adjust the | |||||
Value of the Authorized Capital That Will be | |||||
Changed As A Function of the Share Split, in the | |||||
Event That It is Approved | Management | For | Voted - For | ||
3 | To Authorize the Executive Committee of the Company | ||||
to Perform All of the Acts That are Necessary in | |||||
Order to Effectuate the Resolutions That are | |||||
Mentioned in Items I and II Above | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
MAGNIT PJSC | |||||
Security ID: 55953Q202 | |||||
Meeting Date: 24-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Payment of Dividends on Pjsc "magnit" Shares | ||||
Following the Results of 9 Months of 2019: Rub | |||||
147.19 Per Share | Management | For | Voted - For | ||
2 | Approval of the Amendments to the Articles of | ||||
Association of Pjsc "magnit" | Management | For | Voted - For | ||
In Accordance with New Russian Federation | |||||
Legislation Regarding Foreign Ownership Disclosure | |||||
Requirements for Adr Securities, All Shareholders | |||||
Who Wish to Participate in This Event Must Disclose | |||||
Their Beneficial Owner Company Registration Number | |||||
and Date of Company Registration. Broadridge Will | |||||
Integrate the Relevant Disclosure Information with | |||||
the Vote Instruction When It is Issued to the Local | |||||
Market As Long As the Disclosure Information Has | |||||
Been Provided by Your Global Custodian. If This | |||||
Information Has Not Been Provided by Your Global | |||||
Custodian, Then Your Vote May be Rejected. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 04-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of the Annual Report of Pjsc "magnit" for | ||||
2019 | Management | For | Voted - For | ||
2 | Approval of the Annual Accounting (financial) | ||||
Reports of Pjsc "magnit" | Management | For | Voted - For |
269
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3 | Approval of Distribution of Profits (including | |||
Payment (declaration) of Dividends) of Pjsc | ||||
"magnit" Following the Results of 2019 Reporting | ||||
Year | Management | For | Voted - For | |
4 | Payment of Remuneration and Reimbursement of | |||
Expenses to Pjsc "magnit" Audit Commission Members | Management | For | Voted - For | |
5.1 | Election of Members of the Board of Directors of | |||
Pjsc "magnit": Vinokurov Alexander Semyonovich | Management | For | Voted - Abstain | |
5.2 | Election of Members of the Board of Directors of | |||
Pjsc "magnit": Demchenko Timothy | Management | For | Voted - Abstain | |
5.3 | Election of Members of the Board of Directors of | |||
Pjsc "magnit": Dunning Jan Gezinus | Management | For | Voted - Abstain | |
5.4 | Election of Members of the Board of Directors of | |||
Pjsc "magnit": Zakharov Sergey Mikhailovich | Management | For | Voted - Abstain | |
5.5 | Election of Members of the Board of Directors of | |||
Pjsc "magnit": Koch Hans Walter | Management | For | Voted - For | |
5.6 | Election of Members of the Board of Directors of | |||
Pjsc "magnit": Kuznetsov Evgeniy Vladimirovich | Management | For | Voted - For | |
5.7 | Election of Members of the Board of Directors of | |||
Pjsc "magnit": Makhnev Alexey Petrovich | Management | For | Voted - Abstain | |
5.8 | Election of Members of the Board of Directors of | |||
Pjsc "magnit": Mowat Gregor William | Management | For | Voted - Abstain | |
5.9 | Election of Members of the Board of Directors of | |||
Pjsc "magnit": Ryan Charles Emmitt | Management | For | Voted - For | |
5.10 | Election of Members of the Board of Directors of | |||
Pjsc "magnit": Simmons James Pat | Management | For | Voted - For | |
6 | Approval of the Auditor of Pjsc "magnit" for the | |||
Financial Statements Prepared in Accordance with | ||||
the Russian Accounting Standards | Management | For | Voted - Against | |
7 | Approval of the Auditor of Pjsc "magnit" for the | |||
Financial Statements Prepared in Accordance with | ||||
the International Financial Reporting Standards | Management | For | Voted - Against | |
8 | On Supplementing the Articles of Association of | |||
Pjsc "magnit" with the Paragraph 8.9 | Management | For | Voted - For | |
9 | On Amending the Subparagraph 32 of the Paragraph | |||
14.2 of the Articles of Association of Pjsc "magnit" | Management | For | Voted - For | |
10 | On Amending the Paragraph 14.2 of the Articles of | |||
Association of Pjsc "magnit" | Management | For | Voted - For | |
11 | On Amending the Paragraph 14.2 of the Articles of | |||
Association of Pjsc "magnit" | Management | For | Voted - For | |
12 | On Amending the Article 30 of the Regulations on | |||
the Board of Directors of Pjsc "magnit" | Management | For | Voted - For | |
13 | On Supplementing the Regulations on the Board of | |||
Directors of Pjsc "magnit" with the Article 35.1 | Management | For | Voted - For | |
14 | On Amending Certain Provisions of the Articles of | |||
Association of Pjsc "magnit" | Management | For | Voted - For | |
In Accordance with New Russian Federation | ||||
Legislation Regarding Foreign Ownership Disclosure | ||||
Requirements for Adr Securities, All Shareholders | ||||
Who Wish to Participate in This Event Must Disclose | ||||
Their Beneficial Owner Company Registration Number | ||||
and Date of Company Registration. Broadridge Will | ||||
Integrate the Relevant Disclosure Information with | ||||
the Vote Instruction When It is Issued to the Local |
270
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Market As Long As the Disclosure Information Has | |||||
Been Provided by Your Global Custodian. If This | |||||
Information Has Not Been Provided by Your Global | |||||
Custodian, Then Your Vote May be Rejected. | Management | Non-Voting | Non-Voting | ||
Please Note Cumulative Voting Applies to This | |||||
Resolution Regarding the Election of Directors. Out | |||||
of the 10 Directors Presented for Election, A | |||||
Maximum of 9 Directors are to be Elected. | |||||
Broadridge Will Apply Cumulative Voting Evenly | |||||
Among Only Directors for Whom You Vote 'for,' and | |||||
Will Submit Instruction to the Local Agent in This | |||||
Manner. Cumulative Votes Cannot be Applied Unevenly | |||||
Among Directors Via Proxyedge. However If You Wish | |||||
to Do So, Please Contact Your Client Service | |||||
Representative. Standing Instructions Have Been | |||||
Removed for This Meeting. If You Have Further | |||||
Questions Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
MAHINDRA & MAHINDRA LIMITED | |||||
Security ID: Y54164150 | |||||
Meeting Date: 07-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Standalone Financial Statements of the Company for | |||||
the Financial Year Ended 31st March, 2019 and the | |||||
Reports of the Board of Directors and Auditors | |||||
Thereon | Management | For | Voted - For | ||
2 | To Receive, Consider and Adopt the Audited | ||||
Consolidated Financial Statements of the Company | |||||
for the Financial Year Ended 31st March, 2019 and | |||||
the Report of the Auditors Thereon | Management | For | Voted - For | ||
3 | Declaration of Dividend on Ordinary (equity) | ||||
Shares: Rs. 8.50 Per Ordinary (equity) Share of the | |||||
Face Value of Rs. 5 Each on the Share Capital | Management | For | Voted - For | ||
4 | Re-appointment of Dr. Pawan Goenka (din:00254502) | ||||
As A Director, Who Retires by Rotation And, Being | |||||
Eligible, Offers Himself for Re-appointment | Management | For | Voted - For | ||
5 | Ratification of the Remuneration Payable to Messrs | ||||
D. C. Dave & Co., Cost Accountants (firm | |||||
Registration Number 000611), Appointed As the Cost | |||||
Auditors of the Company for the Financial Year | |||||
Ending 31st March, 2020 | Management | For | Voted - For | ||
6 | Re-appointment of Dr. Vishakha N. Desai (din: | ||||
05292671) As an Independent Director of the Company | |||||
for A Second Term Commencing from 8th August, 2019 | |||||
to 30th April, 2024 | Management | For | Voted - For | ||
7 | Re-appointment of Mr. Vikram Singh Mehta (din: | ||||
00041197) As an Independent Director of the Company | |||||
for A Second Term of Five Consecutive Years | |||||
Commencing from 8th August, 2019 to 7th August, 2024 | Management | For | Voted - For | ||
8 | Appointment of Mr. Vijay Kumar Sharma (din: | ||||
02449088) As A Non-executive Non-independent | |||||
Director of the Company, Representing Life |
271
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Insurance Corporation of India, Liable to Retire by | |||||
Rotation | Management | For | Voted - For | ||
9 | Appointment of Mr. Haigreve Khaitan (din: 00005290) | ||||
As an Independent Director of the Company for A | |||||
Term of Five Consecutive Years Commencing from 8th | |||||
August, 2019 to 7th August, 2024 | Management | For | Voted - For | ||
10 | Appointment of Ms. Shikha Sharma (din: 00043265) As | ||||
an Independent Director of the Company for A Term | |||||
of Five Consecutive Years Commencing from 8th | |||||
August, 2019 to 7th August, 2024 | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
MALAYAN BANKING BHD MAYBANK | |||||
Security ID: Y54671105 | |||||
Meeting Date: 26-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Re-elect Datuk Mohaiyani Shamsudin As Director | ||||
of the Company | Management | For | Voted - For | ||
2 | To Re-elect Dr. Hasnita Dato' Hashim As Director of | ||||
the Company | Management | For | Voted - For | ||
3 | To Re-elect Mr. Anthony Brent Elam As Director of | ||||
the Company | Management | For | Voted - For | ||
4 | To Re-elect Dato' Idris Kechot As Director of the | ||||
Company | Management | For | Voted - For | ||
5 | To Re-elect Dato' Zulkiflee Abbas Abdul Hamid As | ||||
Director of the Company | Management | For | Voted - For | ||
6 | To Approve the Payment of Non-executive Directors' | ||||
Fees from the 60th Agm to the 61st Agm of the | |||||
Company | Management | For | Voted - For | ||
7 | To Approve the Payment of Benefits to the | ||||
Non-executive Directors from the 60th Agm to the | |||||
61st Agm of the Company | Management | For | Voted - For | ||
8 | To Re-appoint Messrs Ernst & Young Plt As Auditors | ||||
of the Company for the Financial Year Ending 31 | |||||
December 2020 and to Authorise the Directors to Fix | |||||
Their Remuneration | Management | For | Voted - For | ||
9 | Authority to Directors to Issue New Ordinary Shares | ||||
in Maybank Pursuant to Section 75 of the Companies | |||||
Act, 2016 | Management | For | Voted - For | ||
10 | Allotment and Issuance of New Ordinary Shares in | ||||
Maybank in Relation to the Recurrent and Optional | |||||
Dividend Reinvestment Plan | Management | For | Voted - For | ||
MARUTI SUZUKI INDIA LTD | |||||
Security ID: Y7565Y100 | |||||
Meeting Date: 27-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Financial Statements (including the Consolidated |
272
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Financial Statements) of the Company for the Year | |||||
Ended 31st March, 2019 Including the Audited | |||||
Balance Sheet As at 31st March, 2019, the Statement | |||||
of Profit and Loss for the Year Ended on That Date | |||||
and the Reports of the Board of Directors and | |||||
Auditors Thereon | Management | For | Voted - For | ||
2 | To Declare Dividend on Equity Shares: Dividend of | ||||
Inr 80 Per Equity Share of Inr 5/- Each for the | |||||
Year Ended 31st March, 2019 | Management | For | Voted - For | ||
3 | To Appoint A Director in Place of Mr. Toshihiro | ||||
Suzuki, Who Retires by Rotation and Being Eligible, | |||||
Offers Himself for Re-appointment | Management | For | Voted - For | ||
4 | To Appoint A Director in Place of Mr. Kinji Saito | ||||
Who Retires by Rotation and Being Eligible, Offers | |||||
Himself for Re-appointment | Management | For | Voted - For | ||
5 | Reappointment of Mr. Kenichi Ayukawa As Managing | ||||
Director and Chief Executive Officer | Management | For | Voted - For | ||
6 | Appointment of Mr. Takahiko Hashimoto As A Director | ||||
and Whole-time Director Designated As Director | |||||
(marketing & Sales) | Management | For | Voted - For | ||
7 | Reappointment of Mr. D.s. Brar As an Independent | ||||
Director | Management | For | Voted - For | ||
8 | Reappointment of Mr. R.p. Singh As an Independent | ||||
Director | Management | For | Voted - For | ||
9 | Appointment of Ms. Lira Goswami As an Independent | ||||
Director | Management | For | Voted - For | ||
10 | Approval of the Appointment of Mr. Hiroshi Sakamoto | ||||
As A Director | Management | For | Voted - For | ||
11 | Approval of the Appointment of Mr. Hisashi Takeuchi | ||||
As A Director | Management | For | Voted - For | ||
12 | Enhancement of Ceiling of Payment of Commission to | ||||
Non-executive Directors | Management | For | Voted - For | ||
13 | Ratification of the Remuneration of the Cost | ||||
Auditor, M/s R.j.goel & Co., Cost Accountants | Management | For | Voted - For | ||
MASRAF AL RAYAN (Q.S.C.) | |||||
Security ID: M6850J102 | |||||
Meeting Date: 18-Mar-20 | Meeting Type: Ordinary General Meeting | ||||
Please Note That This is an Informational Meeting. | |||||
the Current Commercial Law of Qatar Requires | |||||
Meeting Attendance by A Shareholder of the Company, | |||||
the Sub-custodian Bank Cannot Attend Or Act As A | |||||
Proxy on Behalf of Broadridges Clients. in Order to | |||||
Cast Votes You Need to Make Your Own Arrangements | |||||
to Attend the Meeting | Management | Non-Voting | Non-Voting | ||
Please Note in the Event the Meeting Does Not Reach | |||||
Quorum, There Will be A Second Call on 30 Mar 2020. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
1 | Presentation and Approval of the Board of Directors | ||||
Report on the Activities of Masraf Al Rayan and Its | |||||
Financial Position for the Fiscal Year Ended on 31 |
273
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Dec 2019 and the Future Plan of the Bank for the | ||||
Year 2020 | Management | Non-Voting | Non-Voting | |
2 | Presentation of Shariah Supervisory Board Report on | |||
Compliance of Masraf Al Rayan to Shariah Rules for | ||||
Fiscal Year Ended on 31 Dec 2019 | Management | Non-Voting | Non-Voting | |
3 | Discussion and Approval of the External Auditors | |||
Report on the Financial Statements of Masraf Al | ||||
Rayan As Presented by the Board of Directors for | ||||
the Fiscal Year Ended on 31 Dec 2019 | Management | Non-Voting | Non-Voting | |
4 | Discussion and Approval of the Financial Statements | |||
for Masraf Al Rayan for the Fiscal Year Ended on 31 | ||||
Dec 2019 | Management | Non-Voting | Non-Voting | |
5 | Discussion and Approval of the Proposals of the | |||
Board of Directors Regarding Appropriation and Cash | ||||
Dividend of Qr 0.225 Per Share, Representing 22.5 | ||||
Pct of the Paid Up Capital for the Fiscal Year 2019 | ||||
and Acknowledge the General Assembly with the | ||||
Profits Distribution Policy | Management | Non-Voting | Non-Voting | |
6 | Discussion and Approval of the Corporate Governance | |||
Report of Masraf Al Rayan for the Year 2019 | Management | Non-Voting | Non-Voting | |
7 | To Hear and Discuss the External Auditors Report on | |||
the Requirement of Article 24 of the Corporate | ||||
Governance Code of Companies and Legal Entities | ||||
Listed on Primary Market Issued Pursuant to | ||||
Resolution No, 5 of 2016 of the Board of Directors | ||||
of Qatar Financial Markets Authority, Qfma | Management | Non-Voting | Non-Voting | |
8 | Approval of the Board of Directors Recommendations | |||
Concerning the Appointment of the Shariah | ||||
Supervisory Board of Masraf Al Rayan for the Coming | ||||
3 Years, 2020 to 2022 and Giving the Power to the | ||||
Board of Directors to Add A New Member Or Members | ||||
Or to Fill Any Vacancy in the Board and to Fix | ||||
Their Remunerations and Any Other Issues Related to | ||||
Them During the Period Mentioned | Management | Non-Voting | Non-Voting | |
9 | Discussion and Approval of Absolving the Chairman | |||
and Members of Board of Directors from All | ||||
Responsibilities for the Fiscal Year Ended on 31 | ||||
Dec 2019, Fixing Their Remuneration for the Year | ||||
Ended on 31 Dec 2019 and Approve the New Guide of | ||||
Rules of Compensation and the Remuneration of the | ||||
Board of Directors | Management | Non-Voting | Non-Voting | |
10 | Appointing the External Auditors of Masraf Al Rayan | |||
for Fiscal Year 2020 and Approve Their Fees | Management | Non-Voting | Non-Voting | |
11 | Approval of the Guide of Nomination and Election of | |||
the Board Members and Approval of Related Party | ||||
Transaction Policy | Management | Non-Voting | Non-Voting | |
12 | Election of 7 Members to be Board Members for 3 | |||
Years, 2020 to 2022 | Management | Non-Voting | Non-Voting |
274
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
MAXIS BHD | |||||
Security ID: Y58460109 | |||||
Meeting Date: 15-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Re-elect Dato Hamidah Naziadin As A Director Who | ||||
Retire Pursuant to Rule 131.1 of the Company's | |||||
Constitution And, Being Eligible. Have Offered | |||||
Themselves for Re-election | Management | For | Voted - For | ||
2 | To Re-elect Alvin Michael Hew Thai Kheam As A | ||||
Director Who Retire Pursuant to Rule 131.1 of the | |||||
Company's Constitution And, Being Eligible. Have | |||||
Offered Themselves for Re-election | Management | For | Voted - For | ||
3 | To Re-elect Lim Ghee Keong As A Director Who Retire | ||||
Pursuant to Rule 131.1 of the Company's | |||||
Constitution And, Being Eligible. Have Offered | |||||
Themselves for Re-election | Management | For | Voted - For | ||
4 | To Approve the Payment of Directors Fees and | ||||
Benefits to the Non-executive Directors of the | |||||
Company from the Conclusion of This Annual General | |||||
Meeting Up Till the Conclusion of the Next Annual | |||||
General Meeting of the Company to be Held in 2021 | Management | For | Voted - For | ||
5 | To Re-appoint PricewaterhouseCoopers Plt | ||||
(llp0014401-lca and Af 1146) (pwc) As Auditors of | |||||
the Company to Hold Office from the Conclusion of | |||||
This Meeting Until the Conclusion of the Next | |||||
Annual General Meeting and to Authorise the | |||||
Directors to Fix Their Remuneration | Management | For | Voted - Against | ||
6 | To Approve Raja Tan Sri Dato Seri Arshad Bin Raja | ||||
Tun Uda As A Director, to Continue to Act As | |||||
Independent Non-executive Directors from 18 October | |||||
2020 to 17 October 2021 | Management | For | Voted - For | ||
7 | To Approve Tan Sri Mokhzani Bin Mahathir As A | ||||
Director, to Continue to Act As Independent | |||||
Non-executive Directors from 18 October 2020 to 17 | |||||
October 2021 | Management | For | Voted - For | ||
8 | Renewal of the Authority to Allot and Issue Shares | ||||
Pursuant to Sections 75 and 76 of the Companies Act | |||||
2016 | Management | For | Voted - For | ||
9 | To Obtain Shareholders Mandate for the Company and | ||||
Or Its Subsidiaries to Enter Into Recurrent Related | |||||
Party Transactions (rrpts) of A Revenue Or Trading | |||||
Nature with Astro Malaysia Holdings Berhad and Or | |||||
Its Affiliates | Management | For | Voted - For | ||
10 | To Obtain Shareholders Mandate for the Company and | ||||
Or Its Subsidiaries to Enter Into Recurrent Related | |||||
Party Transactions (rrpts) of A Revenue Or Trading | |||||
Nature with Usaha Tegas Sdn. Bhd. and Or Its | |||||
Affiliates | Management | For | Voted - For | ||
11 | To Obtain Shareholders Mandate for the Company and | ||||
Or Its Subsidiaries to Enter Into Recurrent Related | |||||
Party Transactions (rrpts) of A Revenue Or Trading | |||||
Nature with Measat Global Berhad and Or Its | |||||
Affiliates | Management | For | Voted - For |
275
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
12 | To Obtain Shareholders Mandate for the Company and | ||||
Or Its Subsidiaries to Enter Into Recurrent Related | |||||
Party Transactions (rrpts) of A Revenue Or Trading | |||||
Nature with Maxis Communications Berhad and Or Its | |||||
Affiliates | Management | For | Voted - For | ||
13 | To Obtain Shareholders Mandate for the Company and | ||||
Or Its Subsidiaries to Enter Into Recurrent Related | |||||
Party Transactions (rrpts) of A Revenue Or Trading | |||||
Nature with Saudi Telecom Company and Or Its | |||||
Affiliates | Management | For | Voted - For | ||
14 | To Obtain Shareholders Mandate for the Company and | ||||
Or Its Subsidiaries to Enter Into Recurrent Related | |||||
Party Transactions (rrpts) of A Revenue Or Trading | |||||
Nature with Srg Asia Pacific Sdn. Bhd | Management | For | Voted - For | ||
15 | To Obtain Shareholders Mandate for the Company and | ||||
Or Its Subsidiaries to Enter Into Recurrent Related | |||||
Party Transactions (rrpts) of A Revenue Or Trading | |||||
Nature with Malaysian Landed Property Sdn. Bhd. and | |||||
Or Its Affiliates | Management | For | Voted - For | ||
MEDIATEK INCORPORATION | |||||
Security ID: Y5945U103 | |||||
Meeting Date: 11-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the 2019 Business Report and Financial | ||||
Statements | Management | For | Voted - For | ||
2 | Adoption of the Proposal for Distribution of 2019 | ||||
Profits.proposed Cash Dividend: Twd 5 Per Share . | Management | For | Voted - For | ||
3 | Discussion of Cash Distribution from Capital | ||||
Reserve : Twd 5.5 Per Share . | Management | For | Voted - For | ||
4 | Suspension of the Non-competition Restrictions on | ||||
the Companys Directors | Management | For | Voted - For | ||
MEGA FINANCIAL HOLDING COMPANY LTD | |||||
Security ID: Y59456106 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | 2019 Business Report and Financial Statements | Management | For | Voted - For | |
2 | The Proposal for Distribution of 2019 Earnings. | ||||
Proposed Cash Dividend: Twd 1.7 Per Share | Management | For | Voted - For | ||
3 | Amendment to the Rules of Procedures for | ||||
Shareholders Meeting. | Management | For | Voted - For | ||
4 | Amendment to the Rules for Election of Directors | Management | For | Voted - For | |
5 | Proposal of Releasing the Prohibition on Directors | ||||
from Participation in Competitive Business-bank of | |||||
Taiwan Co., Ltd. | Management | For | Voted - For | ||
6 | Proposal of Releasing the Prohibition on Directors | ||||
from Participation in Competitive Business-chao | |||||
Shun Chang. | Management | For | Voted - For |
276
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7 | Proposal of Releasing the Prohibition on Directors | ||||
from Participation in Competitive Business-kuang | |||||
Hua Hu. | Management | For | Voted - For | ||
8 | Proposal of Releasing the Prohibition on Directors | ||||
from Participation in Competitive Business-yong-yi | |||||
Tsai. | Management | For | Voted - For | ||
9 | Proposal of Releasing the Prohibition on Directors | ||||
from Participation in Competitive Business-hong-mo | |||||
Wu. | Management | For | Voted - For | ||
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ | |||||
Security ID: X5424N118 | |||||
Meeting Date: 26-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | Approval of the Company Dividends the First Half of | ||||
2019: Rub 883.93 Per Share | Management | For | Voted - For | ||
05 Sep 2019: Please Note That This is A Revision | |||||
Due to Modification of Text in Resolution and | |||||
Change in Numbering of the Resolution. If You Have | |||||
Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 16-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | On 9 Months 2019 Dividend Payment: Rub 604.09 Per | ||||
Share | Management | For | Voted - For | ||
26 Nov 2019: Please Note That This is A Revision | |||||
Due to Modification of the Text of Resolution 1 and | |||||
Change in Numbering of Resolution 1.1. If You Have | |||||
Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 13-May-20 | Meeting Type: Annual General Meeting | ||||
1.1 | Approval of the Annual Report of the Company for | ||||
2019 Fy | Management | For | Voted - For | ||
2.1 | Approval of the Annual Accounting Statements of the | ||||
Company for 2019 Fy | Management | For | Voted - For | ||
3.1 | Approval of the Consolidated Financial Statements | ||||
of the Company for 2019 Fy | Management | For | Voted - For | ||
4.1 | Approval of the Profit Distribution on Results of | ||||
2019 Fy. to Pay Dividends in the Amount of 557,20 | |||||
Rub Per Ordinary Share on Results of 2019 Fy. to | |||||
Fix the Dividend Record Date As 25 May 2020 | Management | For | Voted - For | ||
5.1.1 Election of Member of the Board of Directors: | |||||
Abramova Nikolaa Pavlovica | Management | For | Voted - For | ||
5.1.2 Election of Member of the Board of Directors: | |||||
Barbaqeva Sergea Valentinovica | Management | For | Voted - Against | ||
5.1.3 Election of Member of the Board of Directors: | |||||
Batehina Sergea Leonidovica | Management | For | Voted - Against |
277
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
5.1.4 Election of Member of the Board of Directors: | ||||
Baqkirova Aleksea Vladimirovica | Management | For | Voted - Against | |
5.1.5 Election of Member of the Board of Directors: | ||||
Bratuhina Sergea Borisovica | Management | For | Voted - Against | |
5.1.6 Election of Member of the Board of Directors: Volka | ||||
Sergea Nikolaevica | Management | For | Voted - Against | |
5.1.7 Election of Member of the Board of Directors: | ||||
Zaharovu Mariannu Aleksandrovnu | Management | For | Voted - Against | |
5.1.8 Election of Member of the Board of Directors: | ||||
Manningsa Rodjera Levelina | Management | For | Voted - For | |
5.1.9 Election of Member of the Board of Directors: Penni | ||||
Gareta Pitera | Management | For | Voted - Against | |
5.110Election of Member of the Board of Directors: | ||||
Poletaeva Maksima Vladimirovica | Management | For | Voted - Against | |
5.111Election of Member of the Board of Directors: | ||||
Solomina Vaceslava Alekseevica | Management | For | Voted - Against | |
5.112Election of Member of the Board of Directors: | ||||
Qvarca Evgenia Arkadxevica | Management | For | Voted - For | |
5.113Election of Member of the Board of Directors: | ||||
Edvardsa Roberta Uillema Djona | Management | For | Voted - Against | |
6.1 | Election of Member of the Auditing Commission: | |||
Dzybalov Alexey Sergeevich | Management | For | Voted - For | |
6.2 | Election of Member of the Auditing Commission: | |||
Masalova Anna Viktorovna | Management | For | Voted - For | |
6.3 | Election of Member of the Auditing Commission: | |||
Svanidze George Eduardovich | Management | For | Voted - For | |
6.4 | Election of Member of the Auditing Commission: | |||
Shilkov Vladimir Nikolaevich | Management | For | Voted - For | |
6.5 | Election of Member of the Auditing Commission: | |||
Yanevich Elena Aleksandrovna | Management | For | Voted - For | |
7.1 | Approval KPMG As the Auditor for Accounting | |||
(financial) Statements | Management | For | Voted - For | |
8.1 | Approval KPMG As the Auditor for Consolidated | |||
Financial Statements | Management | For | Voted - For | |
9.1 | Approval of Remuneration and Compensation Payment | |||
to the Members of the Board of Directors | Management | For | Voted - Against | |
10.1 | Approval of Remuneration Payment to the Members of | |||
the Company"s Auditing Commission | Management | For | Voted - For | |
11.1 | Approval of the Interrelated Transactions with an | |||
Interested Party | Management | For | Voted - For | |
12.1 | Approval of A Related Party Transaction for | |||
Insurance of the Liability of Members of the Board | ||||
of Directors and the Management Board of the Company | Management | For | Voted - For | |
Please Note That This is an Amendment to Meeting Id | ||||
386220 Due to Change in Sequence of Resolutions. | ||||
All Votes Received on the Previous Meeting Will be | ||||
Disregarded and You Will Need to Reinstruct on This | ||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | |
25 Apr 2020: Please Note That This is A Revision | ||||
Due to Change in Numbering of Resolution 5.1.6. If | ||||
You Have Already Sent in Your Votes for Mid: 399694 | ||||
Please Do Not Vote Again Unless You Decide to Amend | ||||
Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting |
278
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Please Note Cumulative Voting Applies to This | |||||
Resolution Regarding the Election of Directors. Out | |||||
of the 13 Directors Presented for Election, A | |||||
Maximum of 13 Directors are to be Elected. | |||||
Broadridge Will Apply Cumulative Voting Evenly | |||||
Among Only Directors for Whom You Vote For, and | |||||
Will Submit Instruction to the Local Agent in This | |||||
Manner. Cumulative Votes Cannot be Applied Unevenly | |||||
Among Directors Via Proxyedge. However If You Wish | |||||
to Do So, Please Contact Your Client Service | |||||
Representative. Standing Instructions Have Been | |||||
Removed for This Meeting. If You Have Further | |||||
Questions Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
MOBILE TELESYSTEMS PJSC | |||||
Security ID: 607409109 | Ticker: MBT | ||||
Meeting Date: 30-Sep-19 | Meeting Type: Annual | ||||
2. | Distribution of Mts Pjsc Profit (payment of | ||||
Dividends) According to the Results for the 1st | |||||
Half Year 2019. | Management | For | Voted - For | ||
1. | Procedure for Holding the Mts Pjsc Extraordinary | ||||
General Shareholders Meeting. Effective November 6, | |||||
2013, Holders of Russian Securities are Required to | |||||
Disclose Their Name, Address Number Or Shares and | |||||
the Manner of the Vote As A Condition to Voting. | Management | For | Voted - For | ||
Meeting Date: 30-Dec-19 | Meeting Type: Special | ||||
2. | Distribution of Mts Pjsc Profits (payment of | ||||
Dividends) According to the Results for the Nine | |||||
Months of 2019. | Management | For | Voted - For | ||
1. | Procedure for Holding the Mts Pjsc Extraordinary | ||||
General Shareholders Meeting. Effective November 6, | |||||
2013, Holders of Russian Securities are Required to | |||||
Disclose Their Name, Address Number Or Shares and | |||||
the Manner of the Vote As A Condition to Voting. | Management | For | Voted - For | ||
2. | Distribution of Mts Pjsc Profits (payment of | ||||
Dividends) According to the Results for the Nine | |||||
Months of 2019. | Management | For | Voted - For | ||
Meeting Date: 14-Feb-20 | Meeting Type: Special | ||||
2A. | On Mts Pjsc Reorganization in the Form of Merger of | ||||
Rikt Jsc Into Mts Pjsc. | Management | For | Voted - For | ||
2B. | On Mts Pjsc Reorganization in the Form of Merger of | ||||
Teleservis Jsc Into Mts Pjsc. | Management | For | Voted - For | ||
2C. | On Mts Pjsc Reorganization in the Form of Merger of | ||||
Progtech- Yug Llc Into Mts Pjsc. | Management | For | Voted - For | ||
2D. | On Mts Pjsc Reorganization in the Form of Merger of | ||||
Sibintertelecom Jsc Into Mts Pjsc. | Management | For | Voted - For |
279
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2E. | On Mts Pjsc Reorganization in the Form of Merger of | ||||
Nvision Consulting Llc Into Mts Pjsc. | Management | For | Voted - For | ||
2F. | On Mts Pjsc Reorganization in the Form of Merger of | ||||
Avantage Llc Into Mts Pjsc. | Management | For | Voted - For | ||
2G. | On Mts Pjsc Reorganization in the Form of Merger of | ||||
Nis Jsc Into Mts Pjsc. | Management | For | Voted - For | ||
3A. | Amend the Charter of Mts Pjsc with Regard to | ||||
Reorganization in the Form of Rikt Jsc Acquisition | |||||
by Mts Pjsc (appendix 8). | Management | For | Voted - For | ||
3B. | Amend the Charter of Mts Pjsc with Regard to | ||||
Reorganization in the Form of Acquisition of | |||||
Teleservis Jsc by Mts Pjsc (appendix 9). | Management | For | Voted - For | ||
3C. | Amend the Charter of Mts Pjsc with Regard to | ||||
Reorganization in the Form of Acquisition of | |||||
Progtech-yug Llc by Mts Pjsc (appendix 10). | Management | For | Voted - For | ||
3D. | Amend the Charter of Mts Pjsc with Regard to | ||||
Reorganization in the Form of Acquisition of | |||||
Sibintertelecom Jsc by Mts Pjsc (appendix 11). | Management | For | Voted - For | ||
3E. | Amend the Charter of Mts Pjsc with Regard to | ||||
Reorganization in the Form of Acquisition of | |||||
Nvision Consulting Llc by Mts Pjsc (appendix 12). | Management | For | Voted - For | ||
3F. | Amend the Charter of Mts Pjsc with Regard to | ||||
Reorganization in the Form of Acquisition of | |||||
Avantage Llc by Mts Pjsc (appendix 13). | Management | For | Voted - For | ||
3G. | Amend the Charter of Mts Pjsc with Regard to | ||||
Reorganization in the Form of Acquisition of Nis | |||||
Jsc by Mts Pjsc (appendix 14). | Management | For | Voted - For | ||
4. | On Introduction of Amendments to Mts Pjsc Charter | ||||
in Terms of Corporate Procedures. | Management | For | Voted - For | ||
7. | On Amendments to Mts Pjsc Charter with Respect to | ||||
the Terms of Reference of the Management Bodies. | Management | For | Voted - For | ||
1. | On Procedure for Conducting the Mts Pjsc | ||||
Extraordinary General Meeting of Shareholders. | |||||
Effective November 6, 2013, Holders of Russian | |||||
Securities are Required to Disclose Their Name, | |||||
Address Number Or Shares and the Manner of the Vote | |||||
As A Condition to Voting. | Management | For | Voted - For | ||
5. | On Approval of the Regulations on Mts Pjsc General | ||||
Shareholders Meeting, As Amended. | Management | For | Voted - For | ||
6. | On Approval of the Regulations on Mts Pjsc Board of | ||||
Directors, As Amended | Management | For | Voted - For | ||
8A. | To Make A Decision on Mts Pjsc Membership in | ||||
Telecom Infra Project (tip) Association, Location | |||||
Address: 401 Edgewater Place Suite 600 Wakefield, | |||||
Ma 01880, Usa. | Management | For | Voted - For | ||
8B. | To Make A Decision on Mts Pjsc Membership in the | ||||
Association of Big Data Market Members, Location | |||||
Address: 28, Rublevskoye Highway, Moscow, Russia. | Management | For | Voted - For | ||
Meeting Date: 24-Jun-20 | Meeting Type: Annual | ||||
2. | Director | Management | For | Voted - For | |
4. | Approval of Mts Pjsc Auditor | Management | For | Voted - For |
280
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1.1 | Approval of the Mts Pjsc Annual Report, the Mts | ||||
Pjsc Annual Accounting (financial) Statement, | |||||
Profit and Loss Distribution of Mts Pjsc for the | |||||
Reporting Year 2019 (including Dividend Payment). | |||||
Effective November 6, 2013, Holders of Russian | |||||
Securities are Required to Disclose Their Name, | |||||
Address Number Or Shares and the Manner of the Vote | |||||
As A Condition to Voting | Management | For | Voted - For | ||
1.2 | Approval of the Mts Pjsc Annual Report, the Mts | ||||
Pjsc Annual Accounting (financial) Statement, | |||||
Profit and Loss Distribution of Mts Pjsc for the | |||||
Reporting Year 2019 (including Dividend Payment). | Management | For | Voted - For | ||
3.1 | Election of Member of Mts Pjsc Auditing Commission: | ||||
Irina Borisenkova | Management | For | Voted - For | ||
3.2 | Election of Member of Mts Pjsc Auditing Commission: | ||||
Natalia Mikheeva | Management | For | Voted - For | ||
3.3 | Election of Member of Mts Pjsc Auditing Commission: | ||||
Andrey Poroh | Management | For | Voted - For | ||
5. | Approval of the Revised Regulations on Mts Pjsc | ||||
Board of Directors | Management | For | Voted - For | ||
6. | Approval of the Revised Regulations on Mts Pjsc | ||||
Management Board | Management | For | Voted - For | ||
7.1 | On the Participation of Mts Pjsc in Non-profit | ||||
Organizations | Management | For | Voted - For | ||
7.2 | On the Participation of Mts Pjsc in Non-profit | ||||
Organizations | Management | For | Voted - For | ||
MR. PRICE GROUP LIMITED | |||||
Security ID: S5256M135 | |||||
Meeting Date: 28-Aug-19 | Meeting Type: Annual General Meeting | ||||
O.1 | Adoption of the Annual Financial Statements | Management | For | Voted - For | |
O.2.1Re-election of Director Retiring by Rotation: | |||||
Stewart Cohen | Management | For | Voted - For | ||
O.2.2Re-election of Director Retiring by Rotation: Keith | |||||
Getz | Management | For | Voted - For | ||
O.2.3Re-election of Director Retiring by Rotation: Mark | |||||
Bowman | Management | For | Voted - For | ||
O.3 | Confirmation of Appointment of Mmaboshadi Chauke As | ||||
Non-executive Director | Management | For | Voted - For | ||
O.4 | Confirmation of Appointment of Mark Stirton As | ||||
Executive Director | Management | For | Voted - For | ||
O.5 | Re-election of Independent Auditor: Resolved That, | ||||
As Approved by the Audit and Compliance Committee | |||||
and Recommended to Shareholders, Ernst & Young Inc. | |||||
be and are Hereby Re-elected As the Independent | |||||
Registered Auditor of the Company, and That Mr V | |||||
Pillay be Appointed As the Designated Registered | |||||
Auditor, to Hold Office for the Ensuing Financial | |||||
Year | Management | For | Voted - For | ||
O.6.1Election of Member of the Audit and Compliance | |||||
Committee: Bobby Johnston | Management | For | Voted - For |
281
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
O.6.2Election of Member of the Audit and Compliance | |||||
Committee: Daisy Naidoo | Management | For | Voted - For | ||
O.6.3Election of Member of the Audit and Compliance | |||||
Committee: Mark Bowman | Management | For | Voted - For | ||
O.6.4Election of Member of the Audit and Compliance | |||||
Committee: Mmaboshadi Chauke | Management | For | Voted - For | ||
O.7 | Non-binding Advisory Vote on the Remuneration Policy | Management | For | Voted - For | |
O.8 | Non-binding Advisory Vote on the Remuneration | ||||
Implementation Report | Management | For | Voted - For | ||
O.9 | Adoption of the Sets Committee Report | Management | For | Voted - For | |
O.10 Signature of Documents | Management | For | Voted - For | ||
O.11 Control of Authorised But Unissued Shares | Management | For | Voted - For | ||
S.1.1 Non-executive Directors Remuneration: Independent | |||||
Non-executive Chair of the Board: R 1 573 638 | Management | For | Voted - For | ||
S.1.2 Non-executive Directors Remuneration: Honorary | |||||
Chair of the Board: R 786 819 | Management | For | Voted - For | ||
S.1.3 Non-executive Directors Remuneration: Lead | |||||
Independent Director of the Board: R 465 888 | Management | For | Voted - For | ||
S.1.4 Non-executive Directors Remuneration: Non-executive | |||||
Directors: R 390 297 | Management | For | Voted - For | ||
S.1.5 Non-executive Directors Remuneration: Audit and | |||||
Compliance Committee Chair: R 270 350 | Management | For | Voted - For | ||
S.1.6 Non-executive Directors Remuneration: Audit and | |||||
Compliance Committee Members: R 144 166 | Management | For | Voted - For | ||
S.1.7 Non-executive Directors Remuneration: Remuneration | |||||
and Nominations Committee Chair: R 198 947 | Management | For | Voted - For | ||
S.1.8 Non-executive Directors Remuneration: Remuneration | |||||
and Nominations Committee Members: R 103 891 | Management | For | Voted - For | ||
S.1.9 Non-executive Directors Remuneration: Social, | |||||
Ethics, Transformation and Sustainability Committee | |||||
Chair: R 158 567 | Management | For | Voted - For | ||
S.110 | Non-executive Directors Remuneration: Social, | ||||
Ethics, Transformation and Sustainability Committee | |||||
Members: R 100 700 | Management | For | Voted - For | ||
S.111 | Non-executive Directors Remuneration: Risk and It | ||||
Committee Members: R 125 862 | Management | For | Voted - For | ||
S.112 | Non-executive Directors Remuneration: Risk and It | ||||
Committee - It Specialist: R 284 112 | Management | For | Voted - For | ||
S.2 | General Authority to Repurchase Shares | Management | For | Voted - For | |
S.3 | Financial Assistance to Related Or Inter-related | ||||
Companies | Management | For | Voted - For | ||
Meeting Date: 29-Jun-20 | Meeting Type: Ordinary General Meeting | ||||
O.1 | Control of Unissued Ordinary Shares | Management | For | Voted - For | |
O.2 | Issue of Ordinary Shares for Cash (specific | ||||
Authority) | Management | For | Voted - For | ||
O.3 | Signature of Documents | Management | For | Voted - For |
282
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
MTN GROUP LTD | |||||
Security ID: S8039R108 | |||||
Meeting Date: 21-May-20 | Meeting Type: Annual General Meeting | ||||
1.O11 Election of L Sanusi As A Director | Management | For | Voted - For | ||
2.O12 Election of V Rague As A Director | Management | For | Voted - For | ||
3.O13 Re-election of S Miller As A Director | Management | For | Voted - For | ||
4.O14 Re-election of P Hanratty As A Director | Management | For | Voted - For | ||
5.O15 Re-election of N Sowazi As A Director | Management | For | Voted - For | ||
6.O16 Re-election of at Mikati As A Director | Management | For | Voted - For | ||
7.O21 To Elect Kc Ramon As A Member of the Audit Committee | Management | For | Voted - For | ||
8.O22 To Elect B Tshabalala As A Member of the Audit | |||||
Committee | Management | For | Voted - For | ||
9.O23 To Elect V Rague As A Member of the Audit Committee | Management | For | Voted - For | ||
10O24 To Elect Pb Hanratty As A Member of the Audit | |||||
Committee | Management | For | Voted - For | ||
11O31 To Elect L Sanusi As A Member of the Social and | |||||
Ethics Committee | Management | For | Voted - For | ||
12O32 To Elect S Miller As A Member of the Social and | |||||
Ethics Committee | Management | For | Voted - For | ||
13O33 To Elect N Sowazi As A Member of the Social and | |||||
Ethics Committee | Management | For | Voted - For | ||
14O34 To Elect K Mokhele As A Member of the Social and | |||||
Ethics Committee | Management | For | Voted - For | ||
15.O4 Re-appointment of PricewaterhouseCoopers Inc. As an | |||||
Auditor of the Company | Management | For | Voted - For | ||
16.O5 Re-appointment of Sizwentsalubagobodo Grant | |||||
Thornton Inc. As an Auditor of the Company | Management | For | Voted - For | ||
17.O6 Appointment of Ernst & Young As an Auditor of the | |||||
Company | Management | For | Voted - For | ||
18.O7 General Authority for Directors to Allot and Issue | |||||
Ordinary Shares | Management | For | Voted - For | ||
19.O8 General Authority for Directors to Allot and Issue | |||||
Ordinary Shares for Cash | Management | For | Voted - For | ||
20.O9 Non-binding Advisory Vote - Endorsement of the | |||||
Company's Remuneration Policy | Management | For | Voted - For | ||
21O10 Non-binding Advisory Vote - Endorsement of the | |||||
Company's Remuneration Implementation Report | Management | For | Voted - For | ||
22.S1 | To Approve the Proposed Remuneration Payable to | ||||
Non-executive Directors | Management | For | Voted - For | ||
23.S2 | To Approve the Repurchase of the Company's Shares | Management | For | Voted - For | |
24.S3 | To Approve the Granting of Financial Assistance to | ||||
Subsidiaries and Other Related and Interrelated | |||||
Entities | Management | For | Voted - For | ||
25.S4 | To Approve the Granting of Financial Assistance to | ||||
Directors And/or Prescribed Officers and Employee | |||||
Share Scheme Beneficiaries | Management | For | Voted - For |
283
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
MULTICHOICE GROUP LIMITED | ||||
Security ID: S8039U101 | ||||
Meeting Date: 29-Aug-19 | Meeting Type: Annual General Meeting | |||
O.1.1Re-election of Director: Donald Gordon Eriksson | Management | For | Voted - For | |
O.1.2Re-election of Director: Timothy Neil Jacobs | Management | For | Voted - For | |
O.1.3Re-election of Director: Francis Lehlohonolo Napo | ||||
Letele | Management | For | Voted - For | |
O.1.4Re-election of Director: Jabulane Albert Mabuza | Management | For | Voted - For | |
O.1.5Re-election of Director: Elias Masilela | Management | For | Voted - For | |
O.1.6Re-election of Director: Calvo Phedi Mawela | Management | For | Voted - For | |
O.1.7Re-election of Director: Kgomotso Ditsebe Moroka | Management | For | Voted - For | |
O.1.8Re-election of Director: Stephan Joseph Zbigniew | ||||
Pacak | Management | For | Voted - For | |
O.1.9Re-election of Director: Mohamed Imtiaz Ahmed Patel | Management | For | Voted - For | |
O.110 Re-election of Director: Christine Mideva Sabwa | Management | For | Voted - For | |
O.111 Re-election of Director: Fatai Adegboyega Sanusi | Management | For | Voted - For | |
O.112 Re-election of Director: Louisa Stephens | Management | For | Voted - For | |
O.113 Re-election of Director: John James Volkwyn | Management | For | Voted - For | |
O.2 Reappointment of Independent Auditor: | ||||
PricewaterhouseCoopers Inc | Management | For | Voted - For | |
O.3.1Appointment of Audit Committee Member: Stephan | ||||
Joseph Zbigniew Pacak (chair) | Management | For | Voted - For | |
O.3.2Appointment of Audit Committee Member: Donald | ||||
Gordon Eriksson | Management | For | Voted - For | |
O.3.3Appointment of Audit Committee Member: Christine | ||||
Mideva Sabwa | Management | For | Voted - For | |
O.3.4Appointment of Audit Committee Member: Louisa | ||||
Stephens | Management | For | Voted - For | |
O.4 General Authority to Issue Shares for Cash | Management | For | Voted - For | |
NB.1 Endorsement of the Company's Remuneration Policy | Management | For | Voted - For | |
NB.2 Endorsement of the Implementation of the Company's | ||||
Remuneration Policy | Management | For | Voted - For | |
S.1.1 Approval of the Remuneration of Non-executive | ||||
Director: R540 000 | Management | For | Voted - For | |
S.1.2 Approval of the Remuneration of Audit Committee: | ||||
Chair: R420 000 | Management | For | Voted - For | |
S.1.3 Approval of the Remuneration of Member of Audit | ||||
Committee: R210 000 | Management | For | Voted - For | |
S.1.4 Approval of the Remuneration of Risk Committee: | ||||
Chair: R250 000 | Management | For | Voted - For | |
S.1.5 Approval of the Remuneration of Member of Risk | ||||
Committee: R125 000 | Management | For | Voted - For | |
S.1.6 Approval of the Remuneration of Remuneration | ||||
Committee: Chair: R295 000 | Management | For | Voted - For | |
S.1.7 Approval of the Remuneration of Member of | ||||
Remuneration Committee: R147 500 | Management | For | Voted - For | |
S.1.8 Approval of the Remuneration of Nomination | ||||
Committee: Chair: R200 000 | Management | For | Voted - For |
284
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
S.1.9 Approval of the Remuneration of Member of the | |||||
Nomination Committee: R100 000 | Management | For | Voted - For | ||
S.110 | Approval of the Remuneration of Social and Ethics | ||||
Committee: Chair: R230 000 | Management | For | Voted - For | ||
S.111 | Approval of the Remuneration of Member of Social | ||||
and Ethics Committee: R115 000 | Management | For | Voted - For | ||
S.2 | General Authority to Repurchase Shares | Management | For | Voted - For | |
S.3 | General Authority to Provide Financial Assistance | ||||
in Terms of Section 44 of the Act | Management | For | Voted - For | ||
S.4 | General Authority to Provide Financial Assistance | ||||
in Terms of Section 45 of the Act | Management | For | Voted - For | ||
O.5 | Authorisation to Implement Resolutions | Management | For | Voted - For | |
01 Aug 2019: Please Note That This is A Revision | |||||
Due to Change in Numbering of Resolution O.5. If | |||||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
NAN YA PLASTICS CORP | |||||
Security ID: Y62061109 | |||||
Meeting Date: 12-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | 2019 Business Report and Financial Statements. | Management | For | Voted - For | |
2 | Proposal for Distribution of 2019 Profits. Proposed | ||||
Cash Dividend: Twd 2.2 Per Share. | Management | For | Voted - For | ||
3 | Amendment to the Rules of Procedure for | ||||
Shareholders' Meetings of the Company. | Management | For | Voted - For | ||
NASPERS LTD | |||||
Security ID: S53435103 | |||||
Meeting Date: 23-Aug-19 | Meeting Type: Annual General Meeting | ||||
O.1 | Acceptance of Annual Financial Statements | Management | For | Voted - For | |
O.2 | Confirmation and Approval of Payment of Dividends | Management | For | Voted - For | |
O.3 | Reappointment of PricewaterhouseCoopers Inc. As | ||||
Auditor | Management | For | Voted - For | ||
O.4 | To Confirm the Appointment of F L N Letele As A | ||||
Non-executive Director | Management | For | Voted - For | ||
O.5.1To Re-elect the Following Director: J P Bekker | Management | For | Voted - For | ||
O.5.2To Re-elect the Following Director: S J Z Pacak | Management | For | Voted - For | ||
O.5.3To Re-elect the Following Director: J D T Stofberg | Management | For | Voted - For | ||
O.5.4To Re-elect the Following Director: B J Van Der Ross | Management | For | Voted - For | ||
O.5.5To Re-elect the Following Director: D Meyer | Management | For | Voted - For | ||
O.6.1Appointment of the Following Audit Committee | |||||
Member: D G Eriksson | Management | For | Voted - For | ||
O.6.2Appointment of the Following Audit Committee | |||||
Member: B J Van Der Ross | Management | For | Voted - For | ||
O.6.3Appointment of the Following Audit Committee | |||||
Member: R C C Jafta | Management | For | Voted - For |
285
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
O.7 | To Endorse the Company's Remuneration Policy | Management | For | Voted - For |
O.8 | To Approve the Implementation Report of the | |||
Remuneration Report | Management | For | Voted - For | |
O.9 | Approval of General Authority Placing Unissued | |||
Shares Under the Control of the Directors | Management | For | Voted - For | |
O.10 Approval of General Issue of Shares for Cash | Management | For | Voted - For | |
O.11 Approval of Amendments to the Naspers Restricted | ||||
Stock Plan Trust | Management | For | Voted - For | |
O.12 Authorisation to Implement All Resolutions Adopted | ||||
at the Annual General Meeting | Management | For | Voted - For | |
S.1.1 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Board: Chair | Management | For | Voted - For | |
S.1.2 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Board: Member | Management | For | Voted - For | |
S.1.3 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Audit Committee: Chair | Management | For | Voted - For | |
S.1.4 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Audit Committee: Member | Management | For | Voted - For | |
S.1.5 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Risk Committee: Chair | Management | For | Voted - For | |
S.1.6 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Risk Committee: Member | Management | For | Voted - For | |
S.1.7 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Human Resources and Remuneration Committee: Chair | Management | For | Voted - For | |
S.1.8 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Human Resources and Remuneration Committee: Member | Management | For | Voted - For | |
S.1.9 Approval of the Remuneration of the Non-executive | ||||
Directors Proposed Financial Year 31 March 2021: | ||||
Nomination Committee: Chair | Management | For | Voted - For | |
S.110 | Approval of the Remuneration of the Non-executive | |||
Directors Proposed Financial Year 31 March 2021: | ||||
Nomination Committee: Member | Management | For | Voted - For | |
S.111 | Approval of the Remuneration of the Non-executive | |||
Directors Proposed Financial Year 31 March 2021: | ||||
Social and Ethics Committee: Chair | Management | For | Voted - For | |
S.112 | Approval of the Remuneration of the Non-executive | |||
Directors Proposed Financial Year 31 March 2021: | ||||
Social and Ethics Committee: Member | Management | For | Voted - For | |
S.113 | Approval of the Remuneration of the Non-executive | |||
Directors Proposed Financial Year 31 March 2021: | ||||
Trustees of Group Share Schemes/other Personnel | ||||
Funds | Management | For | Voted - For | |
S.2 | Approve Generally the Provision of Financial | |||
Assistance in Terms of Section 44 of the Act | Management | For | Voted - For | |
S.3 | Approve Generally the Provision of Financial | |||
Assistance in Terms of Section 45 of the Act | Management | For | Voted - For |
286
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
S.4 | General Authority for the Company Or Its | ||||
Subsidiaries to Acquire N Ordinary Shares in the | |||||
Company | Management | For | Voted - For | ||
S.5 | General Authority for the Company Or Its | ||||
Subsidiaries to Acquire A Ordinary Shares in the | |||||
Company | Management | For | Voted - For | ||
S.6 | Granting the Specific Repurchase Authority | Management | For | Voted - For | |
Meeting Date: 23-Aug-19 | Meeting Type: Ordinary General Meeting | ||||
S.1 | Approving Matters Relating to the Implementation of | ||||
the Proposed Transaction on the Terms and | |||||
Conditions Set Out in the Circular | Management | For | Voted - For | ||
NAVER CORP | |||||
Security ID: Y62579100 | |||||
Meeting Date: 20-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Approval of Split-off | Management | For | Voted - For | |
29 Jul 2019: This Egm is Related to the Corporate | |||||
Event of Physical Split-off | Management | Non-Voting | Non-Voting | ||
29 Jul 2019: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - For | |
2 | Approval of Partial Amendment to Articles of | ||||
Incorporation | Management | For | Voted - For | ||
3 | Election of Inside Director: Han Sung Sook | Management | For | Voted - Against | |
4 | Election of Non-executive Director: Byun Dae Gyu | Management | For | Voted - Against | |
5 | Approval of Limit of Remuneration for Directors | Management | For | Voted - For | |
6 | Approval of Stock Option Pre-granted by Board of | ||||
Director | Management | For | Voted - For | ||
7 | Approval of Grant of Stock Option for Staff | Management | For | Voted - For | |
28 Feb 2020: Please Note That This is A Revision | |||||
Due to Modification of the Text of Resolutions 3 | |||||
and 4. If You Have Already Sent in Your Votes, | |||||
Please Do Not Vote Again Unless You Decide to Amend | |||||
Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
NCSOFT CORP | |||||
Security ID: Y6258Y104 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - Against | |
2.1 | Election of Outside Director: Cho Kook Hyeon | Management | For | Voted - For |
287
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2.2 | Election of Outside Director: Choi Young Joo | Management | For | Voted - For | |
3 | Election of Audit Committee Member: Cho Kook Hyeon | Management | For | Voted - For | |
4 | Approval of Limit of Remuneration for Directors | Management | For | Voted - Against | |
NEDBANK GROUP | |||||
Security ID: S5518R104 | |||||
Meeting Date: 22-May-20 | Meeting Type: Annual General Meeting | ||||
O.1.1Election As A Director of Prof T Marwala, Who Was | |||||
Appointed As A Director Since the Previous Annual | |||||
General Meeting of Shareholders | Management | For | Voted - For | ||
O.2.1Reelection As A Director of Mr Hr Brody, Who is | |||||
Retiring by Rotation | Management | For | Voted - For | ||
O.2.2Reelection As A Director of Mr Em Kruger, Who is | |||||
Retiring by Rotation | Management | For | Voted - For | ||
O.2.3Reelection As A Director of Ms L Makalima, Who is | |||||
Retiring by Rotation | Management | For | Voted - For | ||
O.2.4Reelection As A Director of Mr Pm Makwana, Who is | |||||
Retiring by Rotation | Management | For | Voted - For | ||
O.2.5Reelection As A Director of Dr Ma Matooane, Who is | |||||
Retiring by Rotation | Management | For | Voted - For | ||
O.3.1Reappointment of Deloitte & Touche As External | |||||
Auditor | Management | For | Voted - For | ||
O.3.2Reappointment of Ernst & Young As External Auditor | Management | For | Voted - For | ||
O.4.1Election As A Member of the Nedbank Group Audit | |||||
Committee of Mr S Subramoney | Management | For | Voted - For | ||
O.4.2Election As A Member of the Nedbank Group Audit | |||||
Committee of Mr Hr Brody | Management | For | Voted - For | ||
O.4.3Election As A Member of the Nedbank Group Audit | |||||
Committee of Ms Np Dongwana | Management | For | Voted - For | ||
O.4.4Election As A Member of the Nedbank Group Audit | |||||
Committee of Mr Em Kruger | Management | For | Voted - For | ||
O.5 | Placing the Authorised But Unissued Ordinary Shares | ||||
Under the Control of the Directors | Management | For | Voted - For | ||
O.6.1To Adopt and Publicly Disclose an Energy Policy | Management | For | Voted - For | ||
O.6.2To Report on the Company's Approach to Measuring, | |||||
Disclosing and Assessing Its Exposure to | |||||
Climate-related Risks | Management | For | Voted - For | ||
O.7.1Advisory Endorsement on A Non-binding Basis of the | |||||
Nedbank Group Remuneration Policy | Management | For | Voted - For | ||
O.7.2Advisory Endorsement on A Non-binding Basis of the | |||||
Nedbank Group Remuneration Implementation Report | Management | For | Voted - For | ||
S.1.1 Remuneration of the Non-executive Director: | |||||
Non-executive Chairman | Management | For | Voted - For | ||
S.1.2 Remuneration of the Non-executive Director: Lead | |||||
Independent Director (additional 40%) | Management | For | Voted - For | ||
S.1.3 Remuneration of the Non-executive Director: Nedbank | |||||
Group Boardmember | Management | For | Voted - For | ||
S.1.4 Committee Members' Fees: Nedbank Group Audit | |||||
Committee | Management | For | Voted - For |
288
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
S.1.5 Committee Members' Fees: Nedbank Group Credit | |||||
Committee | Management | For | Voted - For | ||
S.1.6 Committee Members' Fees: Nedbank Group Directors' | |||||
Affairs Committee | Management | For | Voted - For | ||
S.1.7 Committee Members' Fees: Nedbank Group Information | |||||
Technology Committee | Management | For | Voted - For | ||
S.1.8 Committee Members' Fees: Nedbank Group | |||||
Related-party Transactions Committee | Management | For | Voted - For | ||
S.1.9 Committee Members' Fees: Nedbank Group Remuneration | |||||
Committee | Management | For | Voted - For | ||
S110 Committee Members' Fees: Nedbank Group Risk and | |||||
Capital Management Committee | Management | For | Voted - For | ||
S111 Committee Members' Fees: Nedbank Group | |||||
Transformation, Social and Ethics Committee | Management | For | Voted - For | ||
S.2 | General Authority to Repurchase Ordinary Shares | Management | For | Voted - For | |
S.3 | General Authority to Issue Authorised But Unissued | ||||
Ordinary Shares for Cash | Management | For | Voted - For | ||
S.4 | General Authority to Provide Financial Assistance | ||||
to Related and Interrelated Companies | Management | For | Voted - For | ||
NEPI ROCKCASTLE PLC | |||||
Security ID: G6420W101 | |||||
Meeting Date: 21-Aug-19 | Meeting Type: Annual General Meeting | ||||
O.1 | Adoption of Annual Report | Management | For | Voted - For | |
O.2.1Re-election of the Following Director: Re-election | |||||
of Robert Emslie As Independent Non-executive | |||||
Director and His Appointment As Chairman | Management | For | Voted - For | ||
O.2.2Re-election of the Following Director: Re-election | |||||
of Antoine Dijkstra As an Independent Non-executive | |||||
Director | Management | For | Voted - For | ||
O.2.3Re-election of the Following Director: Re-election | |||||
of Mirela Covasa As Chief Financial Officer | Management | For | Voted - For | ||
O.2.4Re-election of the Following Director: Re-election | |||||
of Andreas Klingen As an Independent Non-executive | |||||
Director | Management | For | Voted - For | ||
O.3.1Re-appointment of Members of the Audit Committee: | |||||
Andre Van Der Veer (chairperson) | Management | For | Voted - For | ||
O.3.2Re-appointment of Members of the Audit Committee: | |||||
George Aase | Management | For | Voted - For | ||
O.3.3Re-appointment of Members of the Audit Committee: | |||||
Antoine Dijkstra | Management | For | Voted - For | ||
O.3.4Re-appointment of Members of the Audit Committee: | |||||
Andreas Klingen | Management | For | Voted - For | ||
O.4 | Re-appointment of PricewaterhouseCoopers Llc As the | ||||
Auditor | Management | For | Voted - For | ||
O.5 | Authorising Directors to Determine Auditor's | ||||
Remuneration | Management | For | Voted - For | ||
O.6 | Authorising Directors to Determine Non-executive | ||||
Directors' Remuneration | Management | For | Voted - For | ||
O.7 | Authority to Give Effect to Resolutions | Management | For | Voted - For |
289
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
O.8 | Authorising Directors to Determine Non-executive | ||||
Directors' Additional Special Payments | Management | For | Voted - For | ||
O.9 | General Authority to Issue of Shares for Cash | Management | For | Voted - For | |
O.10 Specific Authority to Issue Shares Pursuant to A | |||||
Reinvestment Option | Management | For | Voted - For | ||
O.11 General Authority to Repurchase Shares | Management | For | Voted - For | ||
NB.1 Endorsement of Remuneration Policy | Management | For | Voted - For | ||
NB.2 Endorsement of Remuneration Implementation Report | Management | For | Voted - For | ||
NESTLE INDIA LIMITED | |||||
Security ID: Y6268T111 | |||||
Meeting Date: 02-Jul-19 | Meeting Type: Other Meeting | ||||
1 | Ordinary Resolution for Re-appointment of Mr. | ||||
Shobinder Duggal (din 00039580) As A Whole-time | |||||
Director of the Company, Designated As Executive | |||||
Director - Finance & Control and Chief Financial | |||||
Officer", for the Period Effective from 10th May, | |||||
2019 Until 31st December, 2019 and the Terms and | |||||
Conditions of Re-appointment and Remuneration | |||||
Payable to Mr. Duggal | Management | For | Voted - For | ||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting is Not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests are Not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your Instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain is Not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Financial Statements of the Company for the Year | |||||
2019 Including Balance Sheet As at 31st December | |||||
2019, the Statement of Profit and Loss and Cash | |||||
Flow Statement for the Year Ended on That Date and | |||||
the Reports of the Board of Directors and Auditors | |||||
Thereon | Management | For | Voted - For | ||
2 | To Confirm Payment of Three Interim Dividends, | ||||
Aggregating to Inr 101/- Per Equity Share, for the | |||||
Year 2019 Out of Current Year Profits and A Special | |||||
Interim Dividend of Inr 180/- Per Equity Share Out | |||||
of Accumulated Profits of Previous Years (surplus | |||||
in the Profit & Loss Account) and to Declare A | |||||
Final Dividend on Equity Shares for the Financial | |||||
Year Ended 31st December 2019 | Management | For | Voted - For | ||
3 | To Appoint A Director in Place of Mr Martin | ||||
Roemkens (din: 07761271), Who Retires by Rotation | |||||
and Being Eligible, Offers Himself for | |||||
Re-appointment | Management | For | Voted - For | ||
4 | Resolved That Pursuant to the Provisions of Section | ||||
148 of the Companies Act, 2013 Read with Rule 14 of |
290
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
the Companies (audit and Auditors) Rules, 2014 | ||||
(including Any Statutory Modification(s) Or | ||||
Re-enactment Thereof for the Time Being in Force), | ||||
M/s. Ramanath Iyer & Co., Cost Accountants (firm | ||||
Registration No. 00019), Appointed As the Cost | ||||
Auditors by the Board of Directors of the Company | ||||
to Conduct the Audit of the Cost Accounting Records | ||||
for the Products Falling Under the Specified | ||||
Customs Tariff Act Heading 0402, Manufactured by | ||||
the Company for the Financial Year Ending 31st | ||||
December 2020 be Paid, Inr 2,07,000/- Plus Out of | ||||
Pocket Expenses and Applicable Taxes | Management | For | Voted - For | |
5 | Resolved That Pursuant to the Provisions of | |||
Sections 196, 197, 203 and Any Other Applicable | ||||
Provisions of the Companies Act, 2013, Rules, | ||||
Circulars, Orders and Notifications Issued | ||||
Thereunder (including Any Statutory Modification(s) | ||||
Or Re-enactment Thereof for the Time Being in | ||||
Force), Read with Schedule V to the Companies Act, | ||||
2013, the Approval of the Members of the Company be | ||||
and is Hereby Accorded for Re-appointment of Mr | ||||
Suresh Narayanan (din: 07246738) As Managing | ||||
Director of the Company for Another Term of Five | ||||
Consecutive Years Effective from 1st August 2020 | ||||
Until 31st July 2025 on the Terms and Conditions of | ||||
Re-appointment and Remuneration As Contained in the | ||||
Draft Agreement, Material Terms of Which are Set | ||||
Out in the Explanatory Statement Attached to This | ||||
Notice and the Board of Directors be and is Hereby | ||||
Authorized to Alter and Vary Such Terms and | ||||
Conditions of Re-appointment and Remuneration So As | ||||
to Not Exceed the Limits Specified in Schedule V to | ||||
the Companies Act, 2013, As May be Agreed to by the | ||||
Board of Directors and Mr Narayanan | Management | For | Voted - For | |
6 | Resolved That Pursuant to the Provisions of Section | |||
152 and Any Other Applicable Provisions of the | ||||
Companies Act, 2013 and Rules, Circulars, Orders | ||||
and Notifications Issued Thereunder (including Any | ||||
Statutory Modification(s) Or Re-enactment Thereof | ||||
for the Time Being in Force), Mr David Steven | ||||
Mcdaniel (din: 08662504), Who Has Been Appointed As | ||||
an Additional Director of the Company by the Board | ||||
of Directors with Effect from 1st March 2020 in | ||||
Terms of Section 161(1) of the Companies Act, 2013 | ||||
and Article 127 of the Articles of Association of | ||||
the Company and Whose Term of Office Expires at the | ||||
Annual General Meeting, be and is Hereby Appointed | ||||
As A Director and the Period of His Office Shall be | ||||
Liable to Determination by Retirement of Directors | ||||
by Rotation. Resolved Further That Pursuant to the | ||||
Provisions of Sections 196, 197, 203 and Any Other | ||||
Applicable Provisions of the Companies Act, 2013 | ||||
and Rules, Circulars, Orders and Notifications | ||||
Issued Thereunder (including Any Statutory | ||||
Modification(s) Or Re-enactment Thereof for the | ||||
Time Being in Force), Read with Schedule V to the | ||||
Companies Act, 2013 and Subject to the Requisite |
291
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Approval of the Central Government, the Company | |||||
Hereby Accords Its Approval to the Appointment of | |||||
Mr David Steven Mcdaniel (din 08662504), As the | |||||
Wholetime Director, Designated As "executive | |||||
Director-finance & Control and Chief Financial | |||||
Officer" for A Term of Five Consecutive Years | |||||
Effective from 1st March 2020 Until 28th February | |||||
2025 on the Terms and Conditions of Appointment and | |||||
Remuneration As Contained in the Draft Agreement, | |||||
Material Terms of Which are Set Out in the | |||||
Explanatory Statement Attached to This Notice and | |||||
the Board of Directors be and is Hereby Authorized | |||||
to Alter and Vary Such Terms and Conditions of | |||||
Appointment and Remuneration So As to Not Exceed | |||||
the Limits Specified in Schedule V to the Companies | |||||
Act, 2013, As May be Agreed to by the Board of | |||||
Directors and Mr Mcdaniel | Management | For | Voted - For | ||
7 | Resolved That Pursuant to the Provisions of | ||||
Sections 149, 150, 152 and Any Other Applicable | |||||
Provisions of the Companies Act, 2013 ("the Act") | |||||
and the Companies (appointment and Qualification of | |||||
Directors) Rules, 2014 (including Any Statutory | |||||
Modification(s) Or Re-enactment Thereof for the | |||||
Time Being in Force) Read with Schedule IV to the | |||||
Act and Regulation 16(1)(b) of the Securities and | |||||
Exchange Board of India (listing Obligations and | |||||
Disclosure Requirements) Regulations, 2015 | |||||
("listing Regulations"), Mr Ramesh | |||||
Prathivadibhayankara Rajagopalan (din 01915274), | |||||
Who Has Submitted A Declaration That He Meets the | |||||
Criteria for Independence As Provided in the Act | |||||
and Listing Regulations, be and is Hereby Appointed | |||||
As an Independent Non-executive Director of the | |||||
Company with Effect from 1st July 2020, to Hold | |||||
Office for A Term of Five Consecutive Years I.e. | |||||
Upto 30th June 2025 | Management | For | Voted - For | ||
NOVATEK JOINT STOCK COMPANY | |||||
Security ID: 669888109 | |||||
Meeting Date: 30-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Payment of Dividends for the First Half of 2019: 1. | ||||
Determine the Size of Dividends on Novatek Ordinary | |||||
Shares for 1h 2019 in the Amount of Rub 14.23 | |||||
(fourteen Rubles 23 Kopecks) Per One Ordinary | |||||
Share; 2. Allocate Rub 43,206,634,380 (forty Three | |||||
Billion Two Hundred Six Million Six Hundred | |||||
Thirty-four Thousand Three Hundred Eighty) Rubles | |||||
for the 1h 2019 Dividend Payment; 3. Pay the | |||||
Dividends in Cash; 4. Fix the Date When the Persons | |||||
Entitled to Receive Dividends on Novatek Shares | |||||
Shall be Determined - October 10, 2019 | Management | For | Non-Voting | ||
2 | Amending the Novatek Articles of Association: Amend | ||||
the Novatek Articles of Association As Follows: 1. |
292
KraneShares MSCI Emerging Markets ex China Index ETF | ||
Proposal | Proposed by Mgt. Position | Registrant Voted |
in Paragraph 3 of Clause 9.1. the Word "financial" | ||
to be Replaced with the Word "reporting". 2. in | ||
Paragraph 1 of Clause 9.8. the Words "20 Days" to | ||
be Replaced with the Words "21 Days". 3. Revise | ||
Clause 9.12 As Follows: "9.12. Along with the Items | ||
Proposed by Shareholders to be Included in the | ||
Agenda of the General Meeting of Shareholders, As | ||
Well As with the Candidates Proposed by the | ||
Shareholders to Form A Relevant Body, the Company's | ||
Board of Directors Shall be Entitled to Include, at | ||
Its Own Discretion, Items And/or Candidates for | ||
Election to the Relevant Body of the Company in the | ||
Agenda of the General Meeting of Shareholders. the | ||
Number of Candidates Proposed by the Company's | ||
Board of Directors May Not Exceed the Number of | ||
Members of the Relevant Body." 4. in Paragraph 2 of | ||
Clause 9.16 the Words "the Date for Compiling the | ||
List" to be Replaced with the Words "established | ||
Date of Determining (fixing)", the Words "entered | ||
on Such List" to be Replaced with the Words | ||
"entitled to Participate in the General Meeting of | ||
Shareholders". 5. in Paragraph 4 of Clause 9.17 the | ||
Words "in Accordance with the List of Persons | ||
Entitled" to be Replaced with the Words "(are | ||
Fixed) on the Date of Determining (establishing) | ||
the Persons, Entitled". 6. in Clause 9.22: A) in | ||
Subclause 4 the Words "fixing the Date of Compiling | ||
the List" to be Replaced with the Words | ||
"establishing the Date of Determining (fixing)". B) | ||
Add Subclause 11.1 As Follows: "11.1) Forming the | ||
Committees of the Board of Directors of the | ||
Company, Approving Internal Documents Setting Forth | ||
Their Authority and Methods of Operation, | ||
Determining the Number of Members, Appointing the | ||
Committee Chairman and Members and Terminating | ||
Their Powers;". C) Add Subclause 11.2 As Follows: | ||
"11.2) Defining and Recognizing Members of the | ||
Board of Directors of the Company As Independent | ||
Directors;". D) Add Subclause 11.3 As Follows: | ||
"11.3) Defining the Principles of and Approaches to | ||
Organizing Risk Management, Internal Controls and | ||
Internal Audit Within the Company;" E) in Subclause | ||
22 the Words "in Subclause 19" to be Replaced with | ||
the Words "in Subclause 17". 7. in Paragraph 1 of | ||
Clause 9.27 Add the Words ", Officer in Charge of | ||
Organizing and Performing the Internal Audit (head | ||
of the Structural Subdivision in Charge of | ||
Organizing and Performing the Internal Audit)," | ||
After the Words "the Revision Commission". 8. | ||
Revise Paragraph 1 of Clause 9.30 As Follows: "the | ||
Resolutions of the Board of Directors on the | ||
Matters Specified in Subclauses 1, 5, 6, 9-11, 19, | ||
21-29 of Clause 9.22 Hereof Shall be Passed by the | ||
Board of Directors, If Such Resolution Was Voted | ||
for By: - Eight (8) Members of the Board of | ||
Directors When Eight (8) Or More Than Eight (8) | ||
Members of the Board of Directors Take Part in the |
293
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting of the Board of Directors, Or - All Members | |||||
of the Board of Directors Participating in the | |||||
Meeting When Fewer Than Eight (8) Members of the | |||||
Board of Directors Take Part in the Meeting of the | |||||
Board of Directors." | Management | For | Non-Voting | ||
In Accordance with New Russian Federation | |||||
Legislation Regarding Foreign Ownership Disclosure | |||||
Requirements for Adr Securities, All Shareholders | |||||
Who Wish to Participate in This Event Must Disclose | |||||
Their Beneficial Owner Company Registration Number | |||||
and Date of Company Registration. Broadridge Will | |||||
Integrate the Relevant Disclosure Information with | |||||
the Vote Instruction When It is Issued to the Local | |||||
Market As Long As the Disclosure Information Has | |||||
Been Provided by Your Global Custodian. If This | |||||
Information Has Not Been Provided by Your Global | |||||
Custodian, Then Your Vote May be Rejected | Management | Non-Voting | Non-Voting | ||
Meeting Date: 24-Apr-20 | Meeting Type: Annual General Meeting | ||||
1.1 | Approve Novatek's Annual Report for 2019, Annual | ||||
Accounting Statements (according to Ras) for 2019. | |||||
Allocate Rub 98,163,772,980 (ninety-eight Billion | |||||
One Hundred Sixty-three Million Seven Hundred | |||||
Seventy-two Thousand Nine Hundred Eighty Rubles) | |||||
for the Total 2019 Dividend Payment (including the | |||||
Dividend Paid for 1h 2019) | Management | For | Voted - For | ||
1.2 | Determine the Following Size and Form of Dividend | ||||
Payment: Determine the Size of Dividends on Novatek | |||||
Ordinary Shares for 2019 in the Amount of Rub 18.10 | |||||
(eighteen Rubles Ten Kopecks) Per One Ordinary | |||||
Share, Which Constitutes Rub 54,957,138,600 | |||||
(fifty-four Billion Nine Hundred Fifty-seven | |||||
Million One Hundred Thirty-eight Thousand Six | |||||
Hundred Rubles) (net of Dividend in Size of Rub | |||||
14.23 (fourteen Rubles Twenty-three Kopecks) Per | |||||
One Ordinary Share Paid for 1h 2019); Pay the | |||||
Dividends in Cash; Fix the Date When the Persons | |||||
Entitled to Receive Dividends on Novatek Shares | |||||
Shall be Determined - May 8, 2020 | Management | For | Voted - For | ||
2.2 | Election of Member of Jsc Novatek Board of | ||||
Directors: Arnaud Le Foll | Management | For | Voted - Against | ||
2.3 | Election of Member of Jsc Novatek Board of | ||||
Directors: Michael Borrell | Management | For | Voted - Against | ||
2.4 | Election of Member of Jsc Novatek Board of | ||||
Directors: Robert Castaigne | Management | For | Voted - For | ||
2.5 | Election of Member of Jsc Novatek Board of | ||||
Directors: Tatyana Mitrova | Management | For | Voted - For | ||
2.6 | Election of Member of Jsc Novatek Board of | ||||
Directors: Leonid Mikhelson | Management | For | Voted - Against | ||
2.7 | Election of Member of Jsc Novatek Board of | ||||
Directors: Alexander Natalenko | Management | For | Voted - Against | ||
2.8 | Election of Member of Jsc Novatek Board of | ||||
Directors: Viktor Orlov | Management | For | Voted - For |
294
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
3.1 | Election of Novatek Revision Commission Member: | |||
Olga V. Belyaeva | Management | For | Voted - For | |
3.2 | Election of Novatek Revision Commission Member: | |||
Anna V. Merzlyakova | Management | For | Voted - For | |
3.3 | Election of Novatek Revision Commission Member: | |||
Igor A. Ryaskov | Management | For | Voted - For | |
3.4 | Election of Novatek Revision Commission Member: | |||
Nikolay K. Shulikin | Management | For | Voted - For | |
4 | Approve Ao PricewaterhouseCoopers Audit As | |||
Novatek's Auditor for 2020 | Management | For | Voted - For | |
In Accordance with New Russian Federation | ||||
Legislation Regarding Foreign Ownership Disclosure | ||||
Requirements for Adr Securities, All Shareholders | ||||
Who Wish to Participate in This Event Must Disclose | ||||
Their Beneficial Owner Company Registration Number | ||||
and Date of Company Registration. Broadridge Will | ||||
Integrate the Relevant Disclosure Information with | ||||
the Vote Instruction When It is Issued to the Local | ||||
Market As Long As the Disclosure Information Has | ||||
Been Provided by Your Global Custodian. If This | ||||
Information Has Not Been Provided by Your Global | ||||
Custodian, Then Your Vote May be Rejected | Management | Non-Voting | Non-Voting | |
Any Instruction by A Gdr Holder That Includes A | ||||
Vote in Favor of A Board Member That is an Sdn (as | ||||
Defined Below) Or Sanctioned Person (item Numbers. | ||||
2.1 & 2.9), Item Number 2 Will be Considered Null | ||||
and Void and Disregarded for All Directors and No | ||||
Voting Instructions for That Entire Resolution from | ||||
Such Gdr Holder Will be Voted Or Counted | Management | Non-Voting | Non-Voting | |
Please Note Cumulative Voting Applies to This | ||||
Resolution Regarding the Election of Directors. Out | ||||
of the 9 Directors Presented for Election, A | ||||
Maximum of 9 Directors are to be Elected. | ||||
Broadridge Will Apply Cumulative Voting Evenly | ||||
Among Only Directors for Whom You Vote 'for,' and | ||||
Will Submit Instruction to the Local Agent in This | ||||
Manner. Cumulative Votes Cannot be Applied Unevenly | ||||
Among Directors Via Proxyedge. However If You Wish | ||||
to Do So, Please Contact Your Client Service | ||||
Representative. Standing Instructions Have Been | ||||
Removed for This Meeting. If You Have Further | ||||
Questions Please Contact Your Client Service | ||||
Representative. | Management | Non-Voting | Non-Voting | |
2.1 | Election of Member of Jsc Novatek Board of | |||
Directors: Andrei Akimov | Management | Non-Voting | Non-Voting | |
2.9 | Election of Member of Jsc Novatek Board of | |||
Directors: Gennady Timchenko | Management | Non-Voting | Non-Voting | |
Two of the Members of the Board of Directors are | ||||
Sdns, Therefore Any Instructions Received for the | ||||
Item Numbers 5 & 6 Will Not be Voted Or Counted | Management | Non-Voting | Non-Voting | |
5 | Remuneration to Members of Novatek Board of | |||
Directors | Management | Non-Voting | Non-Voting | |
6 | Remuneration to Members of Novatek Revision | |||
Commission | Management | Non-Voting | Non-Voting |
295
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
NOVATEK MICROELECTRONICS CORP | |||||
Security ID: Y64153102 | |||||
Meeting Date: 09-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Approve 2019 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | To Approve the Proposal for Distribution of 2019 | ||||
Profits. Proposed Cash Dividend: Twd9 Per Share. | Management | For | Voted - For | ||
3 | Cash Distribution from Capital Surplus. Proposed | ||||
Capital Distribution: Twd1.5 Per Share. | Management | For | Voted - For | ||
4 | To Amend the Company's Procedures of Endorsements | ||||
and Guarantees. | Management | For | Voted - For | ||
5 | To Amend the Company's Procedures of Loaning of | ||||
Funds. | Management | For | Voted - For | ||
NOVOLIPETSK STEEL | |||||
Security ID: X58996103 | |||||
Meeting Date: 27-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | Approval of the Company Dividends for the First | ||||
Half of 2019: Rub 3.68 Per Share | Management | For | Voted - For | ||
04 Sep 2019: Please Note That This is A Revision | |||||
Due to Modification of Text and Change in Numbering | |||||
of Resolution 1.1. If You Have Already Sent in Your | |||||
Votes, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 20-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | To Approve the Interim Dividends for the Nine | ||||
Months of 2019 in the Amount of 3.22 Rub Per Share. | |||||
Rd is 9 January 2020 | Management | For | Voted - For | ||
2.1 | To Approve A New Edition of the Regulations on the | ||||
General Shareholders Meeting | Management | For | Voted - For | ||
2.2 | To Approve A New Edition of the Regulations on the | ||||
Board of Directors | Management | For | Voted - For | ||
Please Note That This is an Amendment to Meeting Id | |||||
306569 Due to Receipt of Updated Agenda. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 24-Apr-20 | Meeting Type: Annual General Meeting | ||||
1.1 | To Approve Annual Report for 2019 | Management | For | Voted - For | |
2.1 | To Approve Annual Financial Statements for 2019 | Management | For | Voted - For | |
3.1 | To Approve Profit Distribution Including Dividend | ||||
Payment for 2019 at Rub 5.16 Per Share. the Rd is | |||||
6/05/2020 | Management | For | Voted - For |
296
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4.1.1 To Elect the Board of Director: Bagrin Oleg | |||||
Vladimirovich | Management | For | Voted - Abstain | ||
4.1.2 To Elect the Board of Director: Verasto Tomas | Management | For | Voted - For | ||
4.1.3 To Elect the Board of Director: Gagarin Nikolai | |||||
Alekseevich | Management | For | Voted - Abstain | ||
4.1.4 To Elect the Board of Director: Kravchenko | |||||
Sergeivladimirovich | Management | For | Voted - For | ||
4.1.5 To Elect the Board of Director: Limberg Ioahim | Management | For | Voted - For | ||
4.1.6 To Elect the Board of Director: Lisin Vladimir | |||||
Sergeevich | Management | For | Voted - Abstain | ||
4.1.7 To Elect the Board of Director: Oudeman Maryan | Management | For | Voted - For | ||
4.1.8 To Elect the Board of Director: Sarkisov Karen | |||||
Robertovich | Management | For | Voted - Abstain | ||
4.1.9 To Elect the Board of Director: Shekshna | |||||
Stanislavvladimirovich | Management | For | Voted - For | ||
41.10To Elect the Board of Director: Shortino Benedikt | Management | For | Voted - For | ||
5.1 | To Elect Fedorishin Grigoriy Vitalevich As Chairman | Management | For | Voted - For | |
6.1 | To Approve Remuneration and Compensation to be Paid | ||||
to the Members of the Board of Directors | Management | For | Voted - For | ||
7.1 | To Approve Pwc As the Auditor for Performing Audit | ||||
of Financial Statements Prepared in Accordance with | |||||
Russian Accounting Standards | Management | For | Voted - For | ||
7.2 | To Approve Pwc As the Auditor for Performing Audit | ||||
of Financial Statements Prepared in Accordance with | |||||
International Financial Reporting Standards | Management | For | Voted - For | ||
Please Note That This is an Amendment to Meeting Id | |||||
377291 Due to Due to Splitting of Resolution 7. All | |||||
Votes Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note Cumulative Voting Applies to This | |||||
Resolution Regarding the Election of Directors. Out | |||||
of the 10 Directors Presented for Election, A | |||||
Maximum of 9 Directors are to be Elected. | |||||
Broadridge Will Apply Cumulative Voting Evenly | |||||
Among Only Directors for Whom You Vote 'for,' and | |||||
Will Submit Instruction to the Local Agent in This | |||||
Manner. Cumulative Votes Cannot be Applied Unevenly | |||||
Among Directors Via Proxyedge. However If You Wish | |||||
to Do So, Please Contact Your Client Service | |||||
Representative. Standing Instructions Have Been | |||||
Removed for This Meeting. If You Have Further | |||||
Questions Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Meeting Date: 29-May-20 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | On Profit Distribution (including Payment | ||||
(declaration) of Dividends). (expected Dvca Rate - | |||||
Rub3.12 Per Ord Share, Dvca Record Date - 09 June | |||||
2020) | Management | For | Voted - For | ||
04 May 2020: Please Note That This is A Revision | |||||
Due to Change in Numbering for Resolution 1. If You | |||||
Have Already Sent in Your Votes, Please Do Not Vote |
297
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 30-Jun-20 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | To Approve Dividend Payment for the First Quarter | ||||
of 2020 at Rub 3,21 Per Ordinary Share. the Rd is | |||||
13/07/2020 | Management | For | Voted - For | ||
08 Jun 2020: Please Note That This is A Revision | |||||
Due to Modification of Numbering and Text of | |||||
Resolution 1. If You Have Already Sent in Your | |||||
Votes, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
NTPC LTD | |||||
Security ID: Y6421X116 | |||||
Meeting Date: 21-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Audited Standalone Financial Statements | ||||
and Consolidated Financial Statement of the Company | |||||
for the Year Ended March 31, 2019, the Reports of | |||||
the Board of Directors and Auditors Thereon | Management | For | Voted - For | ||
2 | Confirmation of Payment of Interim Dividend and to | ||||
Declare Final Dividend for the Year 2018-19: the | |||||
Board of Directors of the Company Has Recommended | |||||
Payment of Final Dividend of Rs. 2.50 Per Share | |||||
(25.00% on the Paid-up Share Capital) for the | |||||
Financial Year Ended 31st March, 2019 in Addition | |||||
to the Interim Dividend of Rs.3.58 Per Share | |||||
(35.80% on the Paid-up Share Capital) Paid on 14th | |||||
February, 2019 | Management | For | Voted - For | ||
3 | Re-appointment of Shri A.k. Gupta (din: 07269906), | ||||
Who Retires by Rotation | Management | For | Voted - For | ||
4 | Fixation of Remuneration of Statutory Auditors | Management | For | Voted - For | |
5 | Re-appointment of Dr. Gauri Trivedi (din: | ||||
06502788), As Independent Director | Management | For | Voted - For | ||
6 | Increase in Borrowing Limit of the Company from Rs. | ||||
1,50,000 Crore to Rs. 2,00,000 Crore | Management | For | Voted - For | ||
7 | Creation of Mortgage And/or Charge Over the Movable | ||||
and Immovable Properties of the Company | Management | For | Voted - For | ||
8 | To Ratify the Remuneration of the Cost Auditors for | ||||
the Financial Year 2019-20 | Management | For | Voted - For | ||
9 | Raising of Funds Up to Rs. 15,000 Crore Through | ||||
Issue of Bonds/debentures on Private Placement Basis | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting |
298
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
OIL & NATURAL GAS CORPORATION LTD | |||||
Security ID: Y64606133 | |||||
Meeting Date: 30-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Financial Statements Including Consolidated | |||||
Financial Statements of the Company for the | |||||
Financial Year Ended on 31st March, 2019, Together | |||||
with the Board's Report and the Auditor's Report | |||||
There on and Comments of the Comptroller & Auditor | |||||
General of India | Management | For | Voted - For | ||
2 | To Declare Final Dividend on Equity Shares for the | ||||
Financial Year 2018-19: Dividend of Inr 0.75 Per | |||||
Share | Management | For | Voted - For | ||
3 | To Appoint A Director in Place of Shri Subhash | ||||
Kumar, Who Retires by Rotation and Being Eligible, | |||||
Proposes for Re-appointment | Management | For | Voted - For | ||
4 | To Appoint A Director in Place of Shri Rajesh | ||||
Shyamsunder Kakkar, Who Retires by Rotation and | |||||
Being Eligible, Proposes for Re-appointment | Management | For | Voted - For | ||
5 | To Authorise Board of Directors of the Company to | ||||
Fix the Remuneration of the Auditors of the Company | |||||
for the Financial Year 2019-20, in Terms of the | |||||
Provisions of Section 139(5) Read with Section 142 | |||||
of the Companies Act, 2013 | Management | For | Voted - For | ||
6 | To Appoint Shri Navin Chandra Pandey (din 08252350) | ||||
As Director of the Company | Management | For | Voted - For | ||
7 | To Appoint Dr. Alka Mittal (din 07272207) As | ||||
Director of the Company | Management | For | Voted - For | ||
8 | To Appoint Shri Amar Nath (din 05130108) As | ||||
Government Nominee Director of the Company | Management | For | Voted - Against | ||
9 | To Re-appoint Shri Ajai Malhotra (din: 07361375) As | ||||
Director of the Company | Management | For | Voted - For | ||
10 | To Re-appoint Prof. Shireesh Balawant Kedare (din: | ||||
01565171) As Director of the Company | Management | For | Voted - For | ||
11 | To Re-appoint Shri K M Padmanabhan (din: 00254109) | ||||
As Director of the Company | Management | For | Voted - For | ||
12 | To Appoint Shri Amitava Bhattacharyya (din - | ||||
08512212) As Director of the Company | Management | For | Voted - For | ||
13 | To Ratify the Remuneration of the Cost Auditors for | ||||
the Financial Year Ending 31st March, 2020 | Management | For | Voted - For | ||
14 | Approval of Related Party Transaction with Ongc | ||||
Petro Additions Limited (opal), an Associate Company | Management | For | Voted - For | ||
15 | Resolved That Shri Rajesh Kumar Srivastava (din: | ||||
08513272), Who Has Been Appointed by the Board As | |||||
an Additional Director and Designated As the | |||||
Director (exploration) W.e.f. 02.08.2019, be and is | |||||
Hereby Appointed As Director of the Company in | |||||
Terms of Section 152(2) of the Companies Act, 2013, | |||||
Liable to Retire by Rotation and Also on Such Terms | |||||
and Conditions, Remuneration and Tenure As May be | |||||
Determined by the President of India from Time to | |||||
Time | Management | For | Voted - For |
299
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Please Note That This is an Amendment to Meeting Id | |||||
279428 Due to Received Additional Resolution 15. | |||||
All Votes Received on the Previous Meeting Will be | |||||
Disregarded If Vote Deadline Extensions are | |||||
Granted. Therefore Please Reinstruct on This | |||||
Meeting Notice on the New Job. If However Vote | |||||
Deadline Extensions are Not Granted in the Market, | |||||
This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
OIL COMPANY LUKOIL PJSC | |||||
Security ID: X6983S100 | |||||
Meeting Date: 03-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | Approval of the Company Dividends for 9 Months | ||||
2019: Rub 192.00 Per Share | Management | For | Voted - For | ||
2.1 | On the Payment of Part of the Remuneration to | ||||
Members of the Board of Directors of Pjsc Lukoil | |||||
for the Performance by Them of the Duties of A | |||||
Member of the Board of Directors | Management | For | Voted - For | ||
3.1 | On the Payment of Remuneration to Members of the | ||||
Audit Commission of Pjsc Lukoil | Management | For | Voted - For | ||
4.1 | Approval of the New Version of the Charter of the | ||||
Public Joint-stock Company Oil Company Lukoil | Management | For | Voted - For | ||
5.1 | On the Early Termination of Powers of Members of | ||||
the Audit Commission of Pjsc Lukoil: I.n. | |||||
Vrublevskogo, A.v. Otrubannikova, P.a. Suloeva | Management | For | Voted - For | ||
6.1 | Approval of Amendments to the Regulation on the | ||||
Procedure for Preparing and Holding the General | |||||
Meeting of Shareholders of Pjsc Lukoil | Management | For | Voted - For | ||
7.1 | Approval of Amendments to the Regulation on the | ||||
Board of Directors of Pjsc Lukoil | Management | For | Voted - For | ||
8.1 | Approval of the Amendment to the Regulation on the | ||||
Management Board of Pjsc Lukoil | Management | For | Voted - For | ||
9.1 | About Recognition Become Invalid for the | ||||
Regulations on the Audit Commission Oao Lukoil | Management | For | Voted - For | ||
10.1 | On Reducing the Authorized Capital of Pjsc Lukoil | ||||
by Acquiring Part of the Outstanding Shares in | |||||
Order to Reduce Their Total Number | Management | For | Voted - For | ||
26 Nov 2019: Please Note That This is A Revision | |||||
Due to Modification of the Text of Resolution 1.1, | |||||
Change in Numbering of Resolutions and Receipt of | |||||
Audit Commission Name for Resolution 5.1. If You | |||||
Have Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting |
300
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 23-Jun-20 | Meeting Type: Annual General Meeting | ||||
1.1 | To Approve Annual Report, Annual Financial | ||||
Statement for 2019. to Approve Profit Distribution | |||||
Including Dividend Payment at Amount Rub 350 Per | |||||
Ordinary Share for 2019 | Management | For | Voted - For | ||
2.1.1 To Approve the Board of Directors: Alekperov Vagit | |||||
Usufovic | Management | For | Voted - Against | ||
2.1.2 To Approve the Board of Directors: Blajeev Viktor | |||||
Vladimirovic | Management | For | Voted - Against | ||
2.1.3 To Approve the Board of Directors: Gati Tobi Trister | Management | For | Voted - For | ||
2.1.4 To Approve the Board of Directors: Maganov Ravilx | |||||
Ulxfatovic | Management | For | Voted - Against | ||
2.1.5 To Approve the Board of Directors: Mannings Rodjer | Management | For | Voted - For | ||
2.1.6 To Approve the Board of Directors: Nikolaev | |||||
Nikolaimihailovic | Management | For | Voted - Against | ||
2.1.7 To Approve the Board of Directors: Tepluhin Pavel | |||||
Mihailovic | Management | For | Voted - For | ||
2.1.8 To Approve the Board of Directors: Fedun Leonid | |||||
Arnolxdovic | Management | For | Voted - Against | ||
2.1.9 To Approve the Board of Directors: Hoba Lubovx | |||||
Nikolaevna | Management | For | Voted - Against | ||
2.110To Approve the Board of Directors: Qatalov Sergei | |||||
Dmitrievic | Management | For | Voted - For | ||
2.111To Approve the Board of Directors: Qusselx Volxfgang | Management | For | Voted - For | ||
3.1 | Approve Remuneration of Directors | Management | For | Voted - For | |
3.2 | Approve Remuneration of New Directors | Management | For | Voted - For | |
4.1 | To Approve KPMG Ltd As the Auditor | Management | For | Voted - For | |
5.1 | To Approve Interested Party Transaction | Management | For | Voted - For | |
Please Note That This is an Amendment to Meeting Id | |||||
416973 Due to Splitting of Resolution 3. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded If Vote Deadline Extensions are | |||||
Granted. Therefore Please Reinstruct on This | |||||
Meeting Notice on the New Job. If However Vote | |||||
Deadline Extensions are Not Granted in the Market, | |||||
This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for Resolution 2.1.1 to | |||||
2.111, Abstain is Not A Voting Option on This | |||||
Meeting | Management | Non-Voting | Non-Voting | ||
Please Note Cumulative Voting Applies to This | |||||
Resolution Regarding the Election of Directors. Out | |||||
of the 11 Directors Presented for Election, A | |||||
Maximum of 11 Directors are to be Elected. | |||||
Broadridge Will Apply Cumulative Voting Evenly | |||||
Among Only Directors for Whom You Vote 'for,' and | |||||
Will Submit Instruction to the Local Agent in This | |||||
Manner. Cumulative Votes Cannot be Applied Unevenly | |||||
Among Directors Via Proxyedge. However If You Wish |
301
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
to Do So, Please Contact Your Client Service | |||||
Representative. Standing Instructions Have Been | |||||
Removed for This Meeting. If You Have Further | |||||
Questions Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
OLD MUTUAL LIMITED | |||||
Security ID: S5790B132 | |||||
Meeting Date: 29-May-20 | Meeting Type: Annual General Meeting | ||||
O.1 | To Receive and Adopt the Consolidated Audited | ||||
Annual Financial Statements for the Company and Its | |||||
Subsidiaries for the Year Ended 31 December 2019 | Management | For | Voted - For | ||
O.2.1To Re-elect Paul Baloyi As A Director of the Company | Management | For | Voted - For | ||
O.2.2To Re-elect Peter De Beyer As A Director of the | |||||
Company | Management | For | Voted - For | ||
O.2.3To Re-elect Albert Essien As A Director of the | |||||
Company | Management | For | Voted - For | ||
O.2.4To Re-elect Nosipho Molope As A Director of the | |||||
Company | Management | For | Voted - For | ||
O.2.5To Re-elect Marshall Rapiya As A Director of the | |||||
Company | Management | For | Voted - For | ||
O.3 | Confirmation of Iain Williamson As Executive | ||||
Director | Management | For | Voted - For | ||
O.4.1To Elect Paul Baloyi As A Member of the Audit | |||||
Committee | Management | For | Voted - Against | ||
O.4.2To Elect Peter De Beyer As A Member of the Audit | |||||
Committee | Management | For | Voted - For | ||
O.4.3To Elect Itumeleng Kgaboesele As A Member of the | |||||
Audit Committee | Management | For | Voted - For | ||
O.4.4To Elect John Lister As A Member of the Audit | |||||
Committee | Management | For | Voted - For | ||
O.4.5To Elect Nosipho Molope As A Member of the Audit | |||||
Committee | Management | For | Voted - For | ||
O.5.1To Appoint Deloitte & Touche As Joint Independent | |||||
Auditors Until the Conclusion of the Next Agm of | |||||
the Company | Management | For | Voted - For | ||
O.5.2To Appoint KPMG Inc. As Joint Independent Auditors | |||||
Until the Conclusion of the Next Agm of the Company | Management | For | Voted - For | ||
O.6 | To Grant General Authority to the Directors to | ||||
Allot and Issue Ordinary Shares for Cash | Management | For | Voted - For | ||
O.7.1Non-binding Advisory Vote on the Company's | |||||
Remuneration Policy | Management | For | Voted - For | ||
O.7.2Non-binding Advisory Vote on the Company's | |||||
Remuneration Implementation Report | Management | For | Voted - For | ||
O.8 | To Authorise Any Director Or the Group Company | ||||
Secretary to Implement the Ordinary Resolutions | |||||
Above As Well As the Special Resolutions to Follow | Management | For | Voted - For | ||
S.1 | To Approve the Remuneration Payable to Certain | ||||
Non-executive Directors | Management | For | Voted - For | ||
S.2 | To Grant General Authority to Acquire the Company's | ||||
Own Ordinary Shares | Management | For | Voted - For |
302
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
S.3 | To Approve the Provision of Financial Assistance to | ||||
Subsidiaries and Other Related and Inter-related | |||||
Entities and to Directors, Prescribed Officers and | |||||
Other Persons Participating in Share Or Other | |||||
Employee Incentive Schemes | Management | For | Voted - For | ||
S.4 | To Amend the Authorised Share Capital of the | ||||
Company and the Company's Moi, and to Place | |||||
Unissued Preference Shares Under the Control of the | |||||
Directors | Management | For | Voted - For | ||
PEGATRON CORPORATION | |||||
Security ID: Y6784J100 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the 2019 Business Report and Financial | ||||
Statements | Management | For | Voted - For | ||
2 | Adoption of the Proposal for Distribution of 2019 | ||||
Earnings. Proposed Cash Dividend: Twd 4.5 Per Share | Management | For | Voted - For | ||
3 | To Discuss Adoption of the Issuance of Employee | ||||
Restricted Stocks Awards | Management | For | Voted - For | ||
PETROLEO BRASILEIRO SA - PETROBRAS | |||||
Security ID: P78331132 | |||||
Meeting Date: 09-Aug-19 | Meeting Type: Extraordinary General Meeting | ||||
2 | Withdrawal of the Public Offering and Delisting of | ||||
the Shares of Petroleo Brasileiro S.a., Petrobras | |||||
of Bolsas Y Mercados Argentinos S.a., Byma, Through | |||||
A Voluntary Withdrawal of the Public Offering | |||||
Regime in Argentina, Based on Article 32, | |||||
Subsection C, Section Viii, Chapter II of Title III | |||||
of the Comision Nacional De Valores, Cnv, Which | |||||
Allows the Company to Withdraw the Public Offering | |||||
and Delisting Regime in Byma Without the Need to | |||||
Make A Public Offering of Actions | Management | For | Voted - For | ||
3 | In the Event of A Second Call of This General | ||||
Meeting, May the Voting Instructions Included in | |||||
This Ballot Form be Considered Also for the Second | |||||
Call of Meeting | Management | For | Voted - For | ||
1 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Election of 2, Two, Members of the Board | |||||
of Directors Appointed by the Controlling | |||||
Shareholder. Note Principal. Nivio Ziviani | |||||
Principal. Walter Mendes De Oliveira Filho | Management | Voted - Against | |||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting |
303
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
271201 Due to Change in Voting Status and Board | |||||
Recommendation for Resolution 1. All Votes Received | |||||
on the Previous Meeting Will be Disregarded and You | |||||
Will Need to Reinstruct on This Meeting Notice. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 30-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Merger of Petrobras Logistica De Gas S.a., Logigas, | ||||
Into Petrobras To, I., Confirm KPMG Auditores | |||||
Independentes, KPMG, As Petrobras Contractor to | |||||
Prepare the Relevant Logigas Evaluation Report, at | |||||
Book Value, Pursuant to Paragraph 1 of Article 227 | |||||
of the Act 6404, of 12.15.1976., II., Approve the | |||||
Evaluation Report Prepared by KPMG at Book Value | |||||
Regarding Logigas Shareholders Equity., III., | |||||
Approve All Terms and Conditions of the Merger | |||||
Proposal and Basis, Entered Into by and Between | |||||
Logigas and Petrobras on 08.28.2019., IV., Approve | |||||
the Merger of Logigas Into Petrobras, with | |||||
Consequent Extinction of the Former, Without | |||||
Increasing Petrobras Share Capital., V., Authorize | |||||
Petrobras Executive Board to Perform All Acts | |||||
Required for the Merger to be Effective and for the | |||||
Absorbing Company and Absorbed Company Situations | |||||
to be Made Regular Before Relevant Authorities | Management | For | Voted - For | ||
2 | Proposal of Amendment to Petrobras Articles of | ||||
Merger in Order to Change Articles 18, 20, 21, 23, | |||||
25, 29, 30, 35, 43 and 53 of Said Charter, and | |||||
Consequent Consolidation of Said Articles of Merger | |||||
Pursuant to Management Proposal Filed with the | |||||
Brazilian Securities and Exchange Commission, Cvm., | |||||
Comissao De Valores Mobiliarios and Company Through | |||||
Respective Electronic Addresses | Management | For | Voted - For | ||
3 | Amend the Overall Amount of Management | ||||
Compensation, As Approved by General and Special | |||||
Shareholders Meeting Dated April 25, 2019, in Order | |||||
to Include the Digital Transformation and | |||||
Innovation Executive Officers Remuneration | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
03 Sep 2019: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. | |||||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting |
304
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
04 Sep 2019: Please Note That This is A Revision | |||||
Due to Addition of Comment and Modification of Text | |||||
of All Resolutions. If You Have Already Sent in | |||||
Your Votes, Please Do Not Vote Again Unless You | |||||
Decide to Amend Your Original Instructions. Thank | |||||
You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 04-Mar-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Merger of Petrobras Negocios Eletronicos S.a. | ||||
(e-petro) Into Petrobras To: (i) Confirm Loudon | |||||
Blomquist Auditores Independentes (loudon) As | |||||
Petrobras' Contractor to Prepare the Relevant | |||||
E-petro's Evaluation Report, at Book Value, | |||||
Pursuant to Paragraph 1 of Article 227 of the Act | |||||
6404, of 12.15.1976; (ii) Approve (2) Approve the | |||||
Evaluation Report Prepared by Loudon at Book Value | |||||
Regarding E-petro's Shareholders' Equity; (iii) | |||||
Approve All Terms and Conditions of the Merger | |||||
Proposal and Basis, Entered Into by and Between | |||||
E-petro and Petrobras on 12.05.2019; (iv) Approve | |||||
the Merger of E-petro Into Petrobras, with | |||||
Consequent Extinction of the Former, Without | |||||
Increasing Petrobras' Share Capital; (v) Authorize | |||||
Petrobras' Executive Board to Perform All Acts | |||||
Required for the Merger to be Effective and for the | |||||
Absorbing Company and Absorbed Company Situations | |||||
to be Made Regular Before Relevant Authorities | Management | For | Voted - For | ||
2 | Proposal of Amendment to Petrobras' by Law in Order | ||||
to Change Articles 18, 21, 22, 23, 30, 34, 60, 63, | |||||
64 and 65 of Said Charter, and Consequent | |||||
Consolidation of Said by Law Pursuant to Management | |||||
Proposal Filed with the Brazilian Securities and | |||||
Exchange Commission - Cvm (comissao De Valores | |||||
Mobiliarios) and Company Through Respective | |||||
Electronic Addresses | Management | For | Voted - For | ||
4 | In the Event of A Second Call of This General | ||||
Meeting, May the Voting Instructions Included in | |||||
This Ballot Form be Considered Also for the Second | |||||
Call of Meeting | Management | For | Voted - Against | ||
3 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Election of 1 (one) Member of Board of | |||||
Directors Indicated by Controlling Shareholder: 1. | |||||
Holder: Maria Claudia Guimaraes | Management | Voted - For | |||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
350160 Due to Receipt of Additional Resolution 4. | |||||
All Votes Received on the Previous Meeting Will be |
305
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
The Board / Issuer Has Not Released A Statement on | |||||
Whether They Recommend to Vote in Favour Or Against | |||||
the Slate | Management | Non-Voting | Non-Voting | ||
PETRONAS CHEMICALS GROUP BERHAD | |||||
Security ID: Y6811G103 | |||||
Meeting Date: 16-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Re-elect the Following Director Who Retire by | ||||
Rotation Pursuant to Article 107 of the Company's | |||||
Constitution: Datuk Md Arif Mahmood | Management | For | Voted - For | ||
2 | To Re-elect the Following Director Who Retire by | ||||
Rotation Pursuant to Article 107 of the Company's | |||||
Constitution: Datuk Toh Ah Wah | Management | For | Voted - For | ||
3 | To Re-elect the Following Director, Who Appointed | ||||
During the Year Pursuant to Article 100 of the | |||||
Company's Constitution: Yeoh Siew Ming | Management | For | Voted - For | ||
4 | To Re-elect the Following Director, Who Appointed | ||||
During the Year Pursuant to Article 100 of the | |||||
Company's Constitution: Noor Ilias Mohd Idris | Management | For | Voted - For | ||
5 | To Approve the Directors' Fees and Allowances | ||||
Payable to the Non-executive Directors of Up to an | |||||
Amount of Rm2.5 Million with Effect from 17 June | |||||
2020 Until the Next Annual General Meeting of the | |||||
Company | Management | For | Voted - For | ||
6 | To Approve the Re-appointment of KPMG Plt, As | ||||
Auditors of the Company for the Financial Year | |||||
Ending 31 December 2020 and to Authorise the | |||||
Directors to Fix Their Remuneration | Management | For | Voted - For | ||
PETRONAS GAS BHD | |||||
Security ID: Y6885J116 | |||||
Meeting Date: 25-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Re-elect the Following Director Who Retire by | ||||
Rotation Pursuant to Article 107 of the Company's | |||||
Constitution: Dato' Ab. Halim Mohyiddin | Management | For | Voted - For | ||
2 | To Re-elect the Following Director Who Retire by | ||||
Rotation Pursuant to Article 107 of the Company's | |||||
Constitution: Emeliana Dallan Rice-oxley | Management | For | Voted - For | ||
3 | To Re-elect the Following Director Who is Appointed | ||||
During the Year Pursuant to Article 100 of the | |||||
Company's Constitution: Adif Zulkifli | Management | For | Voted - For |
306
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | To Re-elect the Following Director Who is Appointed | ||||
During the Year Pursuant to Article 100 of the | |||||
Company's Constitution: Marina Md Taib | Management | For | Voted - For | ||
5 | To Approve the Directors Fees and Allowances | ||||
Payable to the Non-executive Directors of Up to | |||||
Rm2,600,000 with Effect from 26 June 2020 Until the | |||||
Next Annual General Meeting of the Company | Management | For | Voted - For | ||
6 | To Approve the Re-appointment of KPMG Plt, As | ||||
Auditors of the Company for the Financial Year | |||||
Ending 31 December 2020 and to Authorise the | |||||
Directors to Fix Their Remuneration | Management | For | Voted - For | ||
PIRAMAL ENTERPRISES LTD | |||||
Security ID: Y6941N101 | |||||
Meeting Date: 30-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Audited Financial Statements | ||||
(standalone & Consolidated) and the Reports of the | |||||
Directors and Auditors Thereon for the Financial | |||||
Year Ended March 31, 2019 | Management | For | Voted - For | ||
2 | Declaration of Final Dividend | Management | For | Voted - For | |
3 | Re-appointment of Dr. (mrs.) Swati A. Piramal, | ||||
Director Who Retires by Rotation and Being | |||||
Eligible, Seeks Re-appointment | Management | For | Voted - For | ||
4 | Appointment of Mrs. Arundhati Bhattacharya As an | ||||
Independent Director | Management | For | Voted - For | ||
5 | Ratification of Remuneration Payable to the Cost | ||||
Auditors: M/s. G.r. Kulkarni & Associates, Cost | |||||
Accountants, Mumbai (registration No. 00168) | Management | For | Voted - For | ||
6 | Issue of Non-convertible Debentures on Private | ||||
Placement Basis | Management | For | Voted - For | ||
Meeting Date: 25-Nov-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Issuance of Compulsorily Convertible Debentures, | ||||
Convertible Into Equity Shares of Face Value of Inr | |||||
2 Each, for an Aggregate Amount of Inr 1,750 Crores | |||||
by Way of Preferential Issue | Management | For | Voted - For | ||
Meeting Date: 13-Feb-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Divestment of Healthcare Insights and Analytics | ||||
Business | Management | For | Voted - For | ||
PKO BANK POLSKI S.A. | |||||
Security ID: X6919X108 | |||||
Meeting Date: 17-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
2 | Election of the Chairman of the Extraordinary | ||||
General Meeting | Management | For | Voted - For |
307
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | Confirming That the Extraordinary General Meeting | ||||
Has Been Convened Correctly and is Capable of | |||||
Passing Resolutions | Management | For | Voted - For | ||
4 | Adopting the Agenda of the Extraordinary General | ||||
Meeting | Management | For | Voted - For | ||
5 | Passing A Resolution on Amendments to the Articles | ||||
of Association of Powszechna Kasa Oszczednosci Bank | |||||
Polski Spolka Akcyjna | Management | For | Voted - For | ||
6 | Passing A Resolution on Amendments to Resolution | ||||
No. 2/2017 of the Extraordinary General Meeting of | |||||
Powszechna Kasa Oszczednosci Bank Polski Spolka | |||||
Akcyjna of 13 March 2017 on the Rules for | |||||
Determining Remuneration for the Management Board | Management | For | Voted - For | ||
7 | Passing A Resolution on Amendments to Resolution | ||||
No. 3/2017 of the Extraordinary General Meeting of | |||||
Powszechna Kasa Oszczednosci Bank Polski Spolka | |||||
Akcyjna of 13 March 2017 on Defining the Rules for | |||||
Determining Remuneration for the Supervisory Board | Management | For | Voted - For | ||
8 | Passing A Resolution on Adoption to the Rules and | ||||
Regulations of the Supervisory Board of Powszechna | |||||
Kasa Oszczednosci Bank Polski Spolka Akcyjna | Management | For | Voted - For | ||
9 | Changes in the Composition of the Supervisory Board | Management | For | Voted - Abstain | |
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
1 | Opening of the Extraordinary General Meeting | Management | Non-Voting | Non-Voting | |
10 | Closing of the Meeting | Management | Non-Voting | Non-Voting | |
POLSKI KONCERN NAFTOWY ORLEN S.A. | |||||
Security ID: X6922W204 | |||||
Meeting Date: 05-Jun-20 | Meeting Type: Annual General Meeting | ||||
2 | Election of the Chairman of the General Meeting | Management | For | Voted - For | |
3 | Confirmation That the General Meeting Has Been | ||||
Properly Convened and is Able to Adopt Resolutions | Management | For | Voted - For | ||
4 | Adoption of the Agenda | Management | For | Voted - For | |
5 | Election of the Returning Committee | Management | For | Voted - For | |
6 | Consideration of the Management Board's Report on | ||||
the Operations of the Orlen Group and Pkn Orlen | |||||
S.a. for 2019 | Management | For | Voted - For | ||
7 | Consideration of the Financial Statements of Pkn | ||||
Orlen S.a. for the Year Ended December 31, 2019, As | |||||
Well As the Management Board's Proposal Regarding | |||||
the Distribution of Net Profit for the Financial | |||||
Year 2019 | Management | For | Voted - For | ||
8 | Consideration of the Orlen Group Consolidated | ||||
Financial Statements for the Year Ended December | |||||
31, 2019 | Management | For | Voted - For |
308
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
9 | Consideration of the Report of the Supervisory | ||||
Board of Pkn Orlen S.a. for the Financial Year 2019 | Management | For | Voted - For | ||
10 | Presentation of the Report on Representation | ||||
Expenses, Expenses on Legal Services, Marketing | |||||
Services, Interpersonal Relations(public Relations) | |||||
and Social Communication, As Well As Management | |||||
Consulting Services for 2019 | Management | For | Voted - For | ||
11 | Adoption of A Resolution Approving the Management | ||||
Board's Report on the Operations of the Orlen Group | |||||
and Pkn Orlen S.a. for 2019 | Management | For | Voted - For | ||
12 | Adoption of A Resolution Regarding the Approval of | ||||
the Financial Statements of Pkn Orlen S.a. for the | |||||
Year Ended December 31, 2019 | Management | For | Voted - For | ||
13 | Adoption of A Resolution Regarding the Approval of | ||||
the Orlen Group Consolidated Financial Statements | |||||
for the Year Ended December 31, 2019 | Management | For | Voted - For | ||
14 | Adoption of A Resolution Regarding Distribution of | ||||
Net Profit for the Financial Year 2019 and | |||||
Determination of the Dividend Day and Its Payment | |||||
Date | Management | For | Voted - For | ||
15 | Adoption of Resolutions on Acknowledgment of the | ||||
Fulfillment of Duties by Members of the Company's | |||||
Management Board in 2019 | Management | For | Voted - For | ||
16 | Adoption of Resolutions on Acknowledgment of the | ||||
Fulfillment of Duties by the Members of the | |||||
Company's Supervisory Board in 2019 | Management | For | Voted - For | ||
17 | Adoption of A Resolution Regarding the Adoption of | ||||
the Remuneration Policy for Members of the | |||||
Management Board and the Supervisory Board and | |||||
Authorization of the Company's Supervisory Board to | |||||
Specify the Elements of the Remuneration Policy | Management | For | Voted - For | ||
18 | Consideration of the Application and Adoption of | ||||
Resolutions Regarding the Amendment to the | |||||
Company's Statute and Establishing the Consolidated | |||||
Text of the Statute | Management | For | Voted - Against | ||
1 | Opening of the General Meeting | Management | Non-Voting | Non-Voting | |
19 | Closing of the General Meeting | Management | Non-Voting | Non-Voting | |
Meeting Date: 05-Mar-20 | Meeting Type: Extraordinary General Meeting | ||||
2 | Election of the Chairman | Management | For | Voted - For | |
3 | Confirmation of Correctness of Convening | Management | For | Voted - For | |
4 | Adoption of the Agenda | Management | For | Voted - For | |
5 | Election of Ballot Counting Committee | Management | For | Voted - For | |
6 | Voting on A Resolution on the Number of Supervisory | ||||
Board Members | Management | For | Voted - For | ||
7 | Adoption of the Resolutions Regarding Changes in | ||||
the Composition of the Supervisory Board | Management | For | Voted - Abstain | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have |
309
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
1 | Opening of the Meeting | Management | Non-Voting | Non-Voting | |
8 | Meeting Closure | Management | Non-Voting | Non-Voting | |
POSCO | |||||
Security ID: Y70750115 | |||||
Meeting Date: 27-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - For | |
2.1 | Election of Inside Director: Jang in Hwa | Management | For | Voted - For | |
2.2 | Election of Inside Director: Jeon Jung Sun | Management | For | Voted - For | |
2.3 | Election of Inside Director: Kim Hak Dong | Management | For | Voted - For | |
2.4 | Election of Inside Director: Jung Tak | Management | For | Voted - For | |
3 | Election of Outside Director: Jang Seung Hwa | Management | For | Voted - For | |
4 | Election of Audit Committee Member: Bak Hee Jea | Management | For | Voted - For | |
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
Please Note That This is an Amendment to Meeting Id | |||||
349268 Due to Receipt of Additional Resolutions 2 | |||||
to 5. All Votes Received on the Previous Meeting | |||||
Will be Disregarded and You Will Need to Reinstruct | |||||
on This Meeting Notice. Thank You. | Management | Non-Voting | Non-Voting | ||
POWER GRID CORPORATION OF INDIA LIMITED | |||||
Security ID: Y7028N105 | |||||
Meeting Date: 27-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Financial Statements Including Consolidated | |||||
Financial Statements of the Company for the | |||||
Financial Year Ended 31st March, 2019, Together | |||||
with the Board's Report, the Auditor's Report | |||||
Thereon and Comments of the Comptroller and Auditor | |||||
General of India | Management | For | Voted - For | ||
2 | To Note the Payment of Interim Dividend and Declare | ||||
Final Dividend for the Financial Year 2018-19: | |||||
Final Dividend of Inr 2.50 Per Share (i.e.@ 25% on | |||||
the Paid-up Equity Share Capital) for the Financial | |||||
Year 2018-19, Interim Dividend of Inr 5.83 Per | |||||
Share (i.e.@58.30% on the Paid-up Equity Share | |||||
Capital) Paid on 22nd March, 2019 for the Financial | |||||
Year 2018-19 | Management | For | Voted - For | ||
3 | To Appoint A Director in Place of Shri Ravi P. | ||||
Singh (din 05240974), Who Retires by Rotation and | |||||
Being Eligible, Offers Himself for Re-appointment | Management | For | Voted - For | ||
4 | To Authorize the Board of Directors of the Company | ||||
to Fix the Remuneration of the Statutory Auditors | |||||
for the Financial Year 2019-20 | Management | For | Voted - For | ||
5 | To Appoint Shri Rajeev Kumar Chauhan (din 02018931) | ||||
As A Director Liable to Retire by Rotation | Management | For | Voted - For |
310
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6 | To Approve the Reappointment of Shri Jagdish | ||||
Ishwarbhai Patel (din: 02291361) As an Independent | |||||
Director | Management | For | Voted - For | ||
7 | To Approve the Appointment of Shri M. N. Venkatesan | ||||
(din: 02126022) As an Independent Director | Management | For | Voted - For | ||
8 | Ratification of Remuneration of the Cost Auditors | ||||
for the Financial Year 2019-20 | Management | For | Voted - For | ||
9 | To Raise Funds Up to Inr 10,000 Crore, from | ||||
Domestic Market Through Issue of Secured / | |||||
Unsecured, Non-convertible, | |||||
Non-cumulative/cumulative, Redeemable, Taxable / | |||||
Tax-free Debentures/bonds Under Private Placement | |||||
During the Financial Year 2020-21 in Upto Twenty | |||||
Tranches/offers | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
POWSZECHNY ZAKLAD UBEZPIECZEN SA | |||||
Security ID: X6919T107 | |||||
Meeting Date: 06-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
2 | Election of the Chairman of the Extraordinary | ||||
General Meeting | Management | For | Voted - For | ||
3 | Confirmation of the Correctness of Convening and | ||||
the Capacity of the Extraordinary General Meeting | |||||
to Adopt Resolutions | Management | For | Voted - For | ||
4 | Adoption of the Agenda | Management | For | Voted - For | |
5 | Adoption of A Resolution Regarding an Amendment to | ||||
the Articles of Association of Pzu Sa with Regard | |||||
to the Competences of the Supervisory Board and the | |||||
General Meeting | Management | For | Voted - For | ||
6 | Adoption of A Resolution Regarding the Amendment of | ||||
the Pzu Sa Statute Regarding the Reports of the | |||||
Management Board | Management | For | Voted - For | ||
7 | Adoption of A Resolution Regarding the Amendment of | ||||
the Statute of Pzu Sa in the Scope of Shaping the | |||||
Remuneration of Members of the Management Board | Management | For | Voted - For | ||
8 | Adoption of A Resolution Regarding an Amendment to | ||||
the Articles of Association of Pzu Sa Regarding the | |||||
Disposal of Fixed Assets | Management | For | Voted - For | ||
9 | Adoption of A Resolution Regarding the Amendment of | ||||
the Pzu Sa Statute Regarding the Maximum Number of | |||||
Management Board Members | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
1 | Opening of the Extraordinary General Meeting | Management | Non-Voting | Non-Voting |
311
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
10 | Closing the Debates of the Extraordinary General | ||||
Meeting | Management | Non-Voting | Non-Voting | ||
Meeting Date: 26-May-20 | Meeting Type: Annual General Meeting | ||||
2 | Elect Meeting Chairman | Management | For | Voted - For | |
3 | Acknowledge Proper Convening of Meeting | Management | For | Voted - For | |
4 | Approve Agenda of Meeting | Management | For | Voted - For | |
5 | Receive Financial Statements | Management | For | Voted - For | |
6 | Receive Consolidated Financial Statements | Management | For | Voted - For | |
7 | Receive Management Board Report on Company's, | ||||
Group's Operations, and Non-financial Information | Management | For | Voted - For | ||
8 | Receive Supervisory Board Reports on Its Review of | ||||
Financial Statements, Management Board Report, and | |||||
Management Board Proposal on Allocation of Income | Management | For | Voted - For | ||
9 | Receive Supervisory Board Report on Its Activities | Management | For | Voted - For | |
10 | Approve Management Board Report on Expenses Related | ||||
to Representation, Legal Services, Marketing | |||||
Services, Public Relations Services, Social | |||||
Communication Services, and Management Advisory | |||||
Services | Management | For | Voted - For | ||
11 | Approve Financial Statements | Management | For | Voted - For | |
12 | Approve Consolidated Financial Statements | Management | For | Voted - For | |
13 | Approve Management Board Report on Company's, | ||||
Group's Operations, and Non-financial Information | Management | For | Voted - For | ||
14 | Approve Allocation of Income and Omission of | ||||
Dividends | Management | For | Voted - For | ||
15.1 | Approve Discharge of Aleksandra Agatowska | ||||
(management Board Member) | Management | For | Voted - For | ||
15.2 | Approve Discharge of Adam Brzozowski (management | ||||
Board Member) | Management | For | Voted - For | ||
15.3 | Approve Discharge of Roger Hodgkiss (management | ||||
Board Member) | Management | For | Voted - For | ||
15.4 | Approve Discharge of Marcin Eckert (management | ||||
Board Member) | Management | For | Voted - For | ||
15.5 | Approve Discharge of Elzbieta Haeuser-schoeneich | ||||
(management Board Member) | Management | For | Voted - For | ||
15.6 | Approve Discharge of Tomasz Kulik (management Board | ||||
Member) | Management | For | Voted - For | ||
15.7 | Approve Discharge of Maciej Rapkiewicz (management | ||||
Board Member) | Management | For | Voted - For | ||
15.8 | Approve Discharge of Malgorzata Sadurska | ||||
(management Board Member) | Management | For | Voted - For | ||
15.9 | Approve Discharge of Pawel Surowka (management | ||||
Board Member) | Management | For | Voted - For | ||
16.1 | Approve Discharge of Marcin Chludzinski | ||||
(supervisory Board Member) | Management | For | Voted - For | ||
16.2 | Approve Discharge of Pawel Gorecki (supervisory | ||||
Board Member) | Management | For | Voted - For | ||
16.3 | Approve Discharge of Agata Gornicka (supervisory | ||||
Board Member) | Management | For | Voted - For | ||
16.4 | Approve Discharge of Robert Jastrzebski | ||||
(supervisory Board Member) | Management | For | Voted - For |
312
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
16.5 | Approve Discharge of Tomasz Kuczur (supervisory | |||
Board Member) | Management | For | Voted - For | |
16.6 | Approve Discharge of Katarzyna Lewandowska | |||
(supervisory Board Member) | Management | For | Voted - For | |
16.7 | Approve Discharge of Maciej Lopinski (supervisory | |||
Board Member) | Management | For | Voted - For | |
16.8 | Approve Discharge of Elzbieta Maczynska-ziemacka | |||
(supervisory Board Member) | Management | For | Voted - For | |
16.9 | Approve Discharge of Alojzy Nowak (supervisory | |||
Board Member) | Management | For | Voted - For | |
16.10Approve Discharge of Krzysztof Opolski (supervisory | ||||
Board Member) | Management | For | Voted - For | |
16.11Approve Discharge of Robert Snitko (supervisory | ||||
Board Member) | Management | For | Voted - For | |
16.12Approve Discharge of Maciej Zaborowski (supervisory | ||||
Board Member) | Management | For | Voted - For | |
17.1 | Recall Supervisory Board Member | Management | For | Voted - Abstain |
17.2 | Elect Supervisory Board Member | Management | For | Voted - Abstain |
18 | Adoption of A Resolution Regarding an Amendment to | |||
the Pzu Sa Statute Within the Competence of the | ||||
Supervisory Board and the General Meeting | Management | For | Voted - For | |
19 | Amend Statute Re: Supervisory Board | Management | For | Voted - For |
20 | Adoption of A Resolution Regarding an Amendment to | |||
the Pzu Sa Statute Regarding the Management Board's | ||||
Reports | Management | For | Voted - For | |
21 | Adoption of A Resolution Regarding an Amendment to | |||
the Pzu Sa Statute Regarding the Requirements of | ||||
the Act of July 29, 2005. on Public Offering and | ||||
Conditions for Introducing Financial Instruments to | ||||
Organized Trading, and on Public Companies | Management | For | Voted - For | |
22 | Amend Statute Re: Corporate Purpose | Management | For | Voted - For |
23 | Amend Statute Re: General Meeting, Supervisory | |||
Board, Management Board | Management | For | Voted - For | |
24 | Approve Remuneration Policy | Management | For | Voted - For |
Please Note That This is an Amendment to Meeting Id | ||||
403076 Due to Splitting of Resolutions 15, 16 and | ||||
17. All Votes Received on the Previous Meeting Will | ||||
be Disregarded If Vote Deadline Extensions are | ||||
Granted. Therefore Please Reinstruct on This | ||||
Meeting Notice on the New Job. If However Vote | ||||
Deadline Extensions are Not Granted in the Market, | ||||
This Meeting Will be Closed and Your Vote | ||||
Intentions on the Original Meeting Will be | ||||
Applicable. Please Ensure Voting is Submitted Prior | ||||
to Cutoff on the Original Meeting, and As Soon As | ||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | |
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) is | ||||
Required in Order to Lodge and Execute Your Voting | ||||
Instructions in This Market. Absence of A Poa, May | ||||
Cause Your Instructions to be Rejected. If You Have | ||||
Any Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting |
313
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
11 May 2020: Please Note That This is A Revision | |||||
Due to Modification of Text of Resolution 25. If | |||||
You Have Already Sent in Your Votes to Mid 410553, | |||||
Please Do Not Vote Again Unless You Decide to Amend | |||||
Your Original Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
1 | Open Meeting | Management | Non-Voting | Non-Voting | |
25 | Close Meeting | Management | Non-Voting | Non-Voting | |
PRESIDENT CHAIN STORE CORP | |||||
Security ID: Y7082T105 | |||||
Meeting Date: 17-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Ratification of 2019 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | Adoption of the Proposal for Distribution of 2019 | ||||
Profits.proposed Cash Dividend: Twd 9 Per Share. | Management | For | Voted - For | ||
3 | Amendments to the Rules of Procedures for | ||||
Shareholders Meeting of the Company. | Management | For | Voted - For | ||
4 | Adoption of the Proposal for Releasing Directors | ||||
from Non-competition. | Management | For | Voted - For | ||
PT ASTRA INTERNATIONAL TBK | |||||
Security ID: Y7117N172 | |||||
Meeting Date: 16-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of the Annual Report Including Financial | ||||
Statement Report and Board of Commissioners | |||||
Supervision Report | Management | For | Voted - For | ||
2 | Approval on Profit Utilization | Management | For | Voted - For | |
3 | Change of Composition of Members of the Board of | ||||
Directors and Board of Commissioners of the | |||||
Company, Determination on the Salary and Benefit of | |||||
the Board of Directors and Determination on the | |||||
Honorarium And/or Benefit of the Board of | |||||
Commissioners of the Company | Management | For | Voted - Against | ||
4 | Approval of Appointment of Public Accountant for | ||||
Financial Report | Management | For | Voted - For | ||
PT BANK CENTRAL ASIA TBK | |||||
Security ID: Y7123P138 | |||||
Meeting Date: 09-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of the Annual Report Including the | ||||
Company's Financial Statements and the Board of | |||||
Commissioners Report on Its Supervisory Duties for | |||||
the Financial Year Ended 31 Dec 2019 and Grant of | |||||
Release and Discharge of Liability (acquit Et De | |||||
Charge) to All Members of the Board of Directors | |||||
and the Board of Commissioners of the Company for |
314
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
All Actions Taken in Relation to the Management and | |||||
Supervision of the Company in the Financial Year | |||||
Ended 31 Dec 2019 | Management | For | Voted - For | ||
2 | Appropriation of the Company's Net Profit for the | ||||
Financial Year Ended 31 Dec 2020 | Management | For | Voted - For | ||
3 | Change in the Composition of the Board of Directors | ||||
of the Company's | Management | For | Voted - For | ||
4 | Determination of the Amount of Salary Or Honorarium | ||||
and Benefits for the Financial Year 2020 As Well As | |||||
Bonus Payment (tantiem) for the Financial Year 2019 | |||||
Payable to the Members of the Board of Directors | |||||
and the Board of Commissioners of the Company | Management | For | Voted - For | ||
5 | Appointment of the Registered Public Accounting | ||||
Firm (including the Registered Public Accountant | |||||
Practicing Through Such Registered Public | |||||
Accounting Firm) to Audit the Company's Book and | |||||
Accounts for the Financial Year Ended 31 Dec 2020 | Management | For | Voted - For | ||
6 | Grant Power and Authority to the Board of Directors | ||||
to Pay Out Interim Dividends for the Financial Year | |||||
Ended 31 Dec 2020 | Management | For | Voted - For | ||
7 | Approval of the Revised Recovery Plan of the Company | Management | For | Voted - For | |
PT BANK MANDIRI (PERSERO) TBK | |||||
Security ID: Y7123S108 | |||||
Meeting Date: 28-Aug-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Presentation Or Evaluation of the Company's 2019 | ||||
2nd Quarter/1st Semester Performance | Management | For | Voted - For | ||
2 | Change in the Management Composition of the Company | Management | For | Voted - Against | |
Meeting Date: 09-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Change Structure on Board of Directors | Management | For | Voted - Against | |
Meeting Date: 19-Feb-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of the Company's Annual Report and | ||||
Validation of the Company's Consolidated Financial | |||||
Statements for the Financial Year 2019 and Approval | |||||
of the Board of Commissioners Supervisory Actions | |||||
Report of 2019 and Validation of the Financial | |||||
Statements of Partnership and Community Development | |||||
Program 2019, Including the Granting of Full | |||||
Release and Discharge (volledig Acquit Et De | |||||
Charge) to the Board of Directors for Management | |||||
Actions and to the Board of Commissioners for | |||||
Supervisory Actions Carried Out for the Financial | |||||
Year 2019 | Management | For | Voted - For | ||
2 | The Approval of the Use the Net Profits of the | ||||
Company's for the Financial Year 2019 | Management | For | Voted - For | ||
3 | The Determination of the Remuneration (salary, | ||||
Facility, Allowance and Other Benefits) for the | |||||
Board of Directors and Board of Commissioners of |
315
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
the Company for the Year 2020 As Well As Tantiem | |||||
for the Year 2019 | Management | For | Voted - Against | ||
4 | The Appointment of Public Account Ant Firm to | ||||
Perform Audit on the Company's Financial Statements | |||||
and the Financial Statements of Partnership Program | |||||
and Community Development Program for Financial | |||||
Year 2020 | Management | For | Voted - For | ||
5 | The Change in the Company's Management Composition | Management | For | Voted - Against | |
PT BANK NEGARA INDONESIA (PERSERO) TBK | |||||
Security ID: Y74568166 | |||||
Meeting Date: 30-Aug-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Approve Evaluation of First Semester Performance | ||||
2019 | Management | For | Voted - For | ||
2 | Approve Changes in Board of Company | Management | For | Voted - For | |
Meeting Date: 20-Feb-20 | Meeting Type: Annual General Meeting | ||||
1 | The Approval of the Company's Annual Report and | ||||
Validation of the Company's Consolidates Financial | |||||
Statements, the Board of Commissioners Supervisory | |||||
Actions Report and Validation of the Annual Report | |||||
of Partnership and Community Development Program | |||||
for the Financial Year 2019 Along with Granting | |||||
Full Release and Discharge (volledig Acquit Et De | |||||
Charge) to All Members of the Board of Directors | |||||
from the Management Actions and to All Members of | |||||
the Board of Commissioners from the Supervisory | |||||
Actions Carried Out for the Financial Year 2019 | Management | For | Voted - For | ||
2 | The Approval of the Use of the Net Profit of the | ||||
Company's for the Financial Year 2019 | Management | For | Voted - For | ||
3 | The Determination of the Remuneration (salary, | ||||
Allowance and Facilities) for the Board of | |||||
Directors and Board of Commissioners of the Company | |||||
for the Year 2020 As Well As Tantiem for the Year | |||||
2019 | Management | For | Voted - Against | ||
4 | The Appointment of A Registered Public Accountants | ||||
Firm to Perform the Audit on the Company's | |||||
Financial Statements and the Annual Report of | |||||
Partnership and Community Development Program for | |||||
the Financial Year 2020 | Management | For | Voted - For | ||
5 | The Approval of the Updating Recovery Plan Report | ||||
of the Company | Management | For | Voted - For | ||
6 | The Change in the Composition of the Board of | ||||
Directors and Or Board of Commissioners of the | |||||
Company | Management | For | Voted - Against |
316
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
PT BANK RAKYAT INDONESIA (PERSERO) TBK | |||||
Security ID: Y0697U112 | |||||
Meeting Date: 02-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Evaluation of the 1st Semester 2019 Company | ||||
Financial Performance | Management | For | Voted - For | ||
2 | Approval of the Company's Recovery Plan | Management | For | Voted - For | |
3 | The Change of Company's Management Composition | Management | For | Voted - Against | |
Meeting Date: 18-Feb-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Annual Report and Ratification of the | ||||
Company's Consolidated Financial Statement, | |||||
Approval of the Board of Commissioners Supervisory | |||||
Report, Ratification of the Annual Report on the | |||||
Implementation of the Partnership and Community | |||||
Development Program for the Financial Year Ended on | |||||
Dec 31,2019 Including Reports for the Utilization | |||||
of Proceeds from the Company-s Shelf Registration | |||||
of Debt Securities and Grant of Release and | |||||
Discharge of Liability (volledig Acquit Et De | |||||
Charge) to All Members of the Board of Directors | |||||
and Board of Commissioners of the Company for the | |||||
Management and Supervision Actions Carried Out | |||||
During the Financial Year Ended on Dec 31,2019 | Management | For | Voted - For | ||
2 | Determination of Appropriation of the Company's Net | ||||
Profit for the Financial Year 2019 | Management | For | Voted - For | ||
3 | Determination of the Remuneration | ||||
(salary/honorarium, Facilities and Benefits) for | |||||
the Financial Year of 2020, As Well As Bonus | |||||
(tantiem) for the Financial Year of 2019, for the | |||||
Board of Directors and the Board of Commissioners | |||||
of the Company | Management | For | Voted - Against | ||
4 | Appointment of A Public Accounting Firm (kap) to | ||||
Audit the Company's Financial Statement and the | |||||
Financial Statements of the Implementation of the | |||||
Partnership and the Community Development Program | |||||
for the Financial Year of 2020 | Management | For | Voted - For | ||
5 | Changes in the Composition of the Company's | ||||
Management | Management | For | Voted - Against | ||
PT TELEKOMUNIKASI INDONESIA (PERSERO) TBK | |||||
Security ID: Y71474145 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Annual Report for Book Year 2019 | ||||
Including Board of Commissioner Supervisory Report | Management | For | Voted - For | ||
2 | Ratification of Annual Report and Financial Report | ||||
of Partnership and Environmental Program for Book | |||||
Year 2019 As Well As to Grant Acquit Et De Charge | |||||
to Board of Directors and Commissioners | Management | For | Voted - For |
317
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | Determine the Utilization of Company Net Profit for | ||||
Book Year 2019 | Management | For | Voted - For | ||
4 | Determine Remuneration for Board of Directors and | ||||
Commissioners Member for Book Year 2019 | Management | For | Voted - Against | ||
5 | Appointment of Public Accountant to Audit Financial | ||||
Report for Book Year 2020 Including Internal | |||||
Control Audit of Financial Reporting and | |||||
Appointment of Public Accountant to Audit | |||||
Partnership and Environmental Program Financial | |||||
Report for Book Year 2020 | Management | For | Voted - For | ||
6 | Change on Company's Management Structure | Management | For | Voted - Against | |
PT UNILEVER INDONESIA TBK | |||||
Security ID: Y9064H141 | |||||
Meeting Date: 20-Nov-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Approval on the Changes to the Composition of the | ||||
Company's Board of Directors and the Resignation of | |||||
Mr.mahendra Siregar from His Position As the | |||||
Independent Commissioners Since He Was Appointed As | |||||
Vice Minister of the Foreign Minister | Management | For | Voted - For | ||
2 | Approval on Company-s Plan to Implement Stock Split | ||||
and Amendment of Article 4 in the Article of | |||||
Association Related to Stock Split | Management | For | Voted - For | ||
29 Oct 2019: Please Note That This is A Revision | |||||
Due to Modification of the Text in Resolutions. If | |||||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
PT UNITED TRACTORS TBK | |||||
Security ID: Y7146Y140 | |||||
Meeting Date: 11-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of the Annual Report Including Financial | ||||
Statement Report and Board of Commissioners | |||||
Supervision Report | Management | For | Voted - For | ||
2 | Approval on Profit Utilization | Management | For | Voted - For | |
3 | Approval to Changes the Board of Commissioner | ||||
Members | Management | For | Voted - For | ||
4 | Approval of Remuneration for Directors and | ||||
Commissioner | Management | For | Voted - For | ||
5 | Approval of Appointment of Public Accountant for | ||||
Financial Report | Management | For | Voted - For |
318
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD | |||||
Security ID: Y7145P165 | |||||
Meeting Date: 30-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | To Acknowledge the 2019 Performance Results and | ||||
2020 Work Plan of the Company | Management | For | Voted - For | ||
2 | To Approve the Financial Statements for the Year | ||||
Ended December 31, 2019 | Management | For | Voted - For | ||
3 | To Approve the Dividend Payment for 2019 | ||||
Performance: the Meeting Should Acknowledge the | |||||
Interim Dividend Payment and Approve the Annual | |||||
Dividend Payment for 2019 at 6.00 Baht Per Share. | |||||
the Company Has Already Made the Interim Dividend | |||||
Payment for the 2019 First-half-year Operations on | |||||
August 23, 2019 at the Rate of 2.25 Baht Per Share | |||||
from Unappropriated Retained Earnings Under the | |||||
Petroleum Income Tax Act. the Remaining 2019 | |||||
Dividend of 3.75 Baht Per Share Will be Paid from | |||||
Unappropriated Retained Earnings Under the | |||||
Petroleum Income Tax Act and Shall be Paid on April | |||||
10, 2020, After Obtaining Approval from the 2020 | |||||
Agm. the Shareholders Entitled to Receive the | |||||
Dividend are Those Appearing on the Shareholder | |||||
List As of the Record Date on February 14, 2020 | Management | For | Voted - For | ||
4 | To Appoint the Auditor and Consider the Auditor's | ||||
Fees for Year 2020: the Meeting Should Approve the | |||||
Appointment of Ms. Amornrat Pearmpoonvatanasuk | |||||
Certified Public Accountant Registration No. 4599 | |||||
Or Mr. Boonrueng Lerdwiseswit Certified Public | |||||
Accountant Registration No. 6552, Auditors from | |||||
PricewaterhouseCoopers Abas Ltd., to Serve As the | |||||
Auditor of Pttep for the Year 2020 with an Audit | |||||
Fee of 8,900,000 Baht As Proposed by the Audit | |||||
Committee. This Proposal Has Been Subsequently | |||||
Endorsed by the Board of Directors | Management | For | Voted - For | ||
5 | To Appoint the Amendment of the Articles of | ||||
Association : the Meeting Should Approve the | |||||
Amendment of the Articles of Association Article 9 | |||||
Paragraph 3, and Article 20, Chapter 3 Board of | |||||
Directors, Which Have Been Endorsed by the Board of | |||||
Directors | Management | For | Voted - For | ||
6 | To Approve the Board of Directors' and the | ||||
Sub-committees' Remuneration | Management | For | Voted - Against | ||
7.1 | To Approve the Appointment of New Director in | ||||
Replacement of Those Who is Due to Retire by | |||||
Rotation Proposed by the Nominating Committee: Mr. | |||||
Twarath Sutabutr to Serve Directorship for Another | |||||
Term | Management | For | Voted - For | ||
7.2 | To Approve the Appointment of New Director in | ||||
Replacement of Those Who is Due to Retire by | |||||
Rotation Proposed by the Nominating Committee: Mr. | |||||
Chansin Treenuchagron to Serve Directorship for | |||||
Another Term | Management | For | Voted - For |
319
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7.3 | To Approve the Appointment of New Director in | ||||
Replacement of Those Who is Due to Retire by | |||||
Rotation Proposed by the Nominating Committee: Mr. | |||||
Phongsthorn Thavisin to Serve Directorship for | |||||
Another Term | Management | For | Voted - For | ||
7.4 | To Approve the Appointment of New Director in | ||||
Replacement of Those Who is Due to Retire by | |||||
Rotation Proposed by the Nominating Committee: Mr. | |||||
Patchara Anuntasilpa to Serve Directorship for | |||||
Another Term | Management | For | Voted - For | ||
7.5 | To Approve the Appointment of New Director in | ||||
Replacement of Those Who is Due to Retire by | |||||
Rotation Proposed by the Nominating Committee: Mr. | |||||
Dechapiwat Na Songkhla to Serve Directorship for | |||||
Another Term | Management | For | Voted - Against | ||
8 | Other Matters (if Any) | Management | Abstain | Voted - Against | |
In the Situation Where the Chairman of the Meeting | |||||
Suddenly Change the Agenda And/or Add New Agenda | |||||
During the Meeting, We Will Vote That Agenda As | |||||
Abstain | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
349191 Due to Receipt of Update Agenda. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 17-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Acknowledge the 2019 Performance Results and | ||||
2020 Work Plan of the Company | Management | For | Voted - For | ||
2 | To Approve the Financial Statements for the Year | ||||
Ended December 31, 2019 | Management | For | Voted - For | ||
3 | To Approve No Additional Dividend Payment for 2019 | ||||
Year of Operations and Acknowledge the 2019 | |||||
Interim Payments | Management | For | Voted - For | ||
4 | To Appoint the Auditor and Consider the Auditor's | ||||
Fees for Year 2020 | Management | For | Voted - For | ||
5 | To Approve the Amendment of the Articles of | ||||
Association | Management | For | Voted - For | ||
6 | To Approve the Board of Directors' and the | ||||
Sub-committees' Remuneration | Management | For | Voted - Against | ||
7.1 | To Approve the Appointment of New Director in | ||||
Replacement of Those Who is Due to Retire by | |||||
Rotation: Mr. Twarath Sutabutr | Management | For | Voted - For | ||
7.2 | To Approve the Appointment of New Director in | ||||
Replacement of Those Who is Due to Retire by | |||||
Rotation: Mr. Chansin Treenuchagron | Management | For | Voted - For | ||
7.3 | To Approve the Appointment of New Director in | ||||
Replacement of Those Who is Due to Retire by | |||||
Rotation: Mr. Phongsthorn Thavisin | Management | For | Voted - For | ||
7.4 | To Approve the Appointment of New Director in | ||||
Replacement of Those Who is Due to Retire by | |||||
Rotation: Mr. Patchara Anuntasilpa | Management | For | Voted - For |
320
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7.5 | To Approve the Appointment of New Director in | ||||
Replacement of Those Who is Due to Retire by | |||||
Rotation: Mr. Dechapiwat Na Songkhla | Management | For | Voted - Against | ||
Please Note That This is an Amendment to Meeting Id | |||||
413541 Due to Receipt of Updated Agenda. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
In the Situation Where the Chairman of the Meeting | |||||
Suddenly Change the Agenda And/or Add New Agenda | |||||
During the Meeting, We Will Vote That Agenda As | |||||
Abstain | Management | Non-Voting | Non-Voting | ||
PTT GLOBAL CHEMICAL PUBLIC COMPANY LTD | |||||
Security ID: Y7150W105 | |||||
Meeting Date: 02-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Acknowledge the Operations for the Year 2019 and | ||||
the Recommendation for the Business Plan, and | |||||
Approve the Financial Statement for the Year Ended | |||||
December 31, 2019 | Management | For | Voted - For | ||
2 | To Acknowledge the Interim Dividends Payment | Management | For | Voted - For | |
3.1 | To Consider and Elect New Director to Replace Those | ||||
Who is Due to Retire by Rotation: Mr. Grisada | |||||
Boonrach | Management | For | Voted - Against | ||
3.2 | To Consider and Elect New Director to Replace Those | ||||
Who is Due to Retire by Rotation: Mr. Prapas | |||||
Kong-ied | Management | For | Voted - Against | ||
3.3 | To Consider and Elect New Director to Replace Those | ||||
Who is Due to Retire by Rotation: Mrs. Premrutai | |||||
Vinaiphat | Management | For | Voted - Against | ||
3.4 | To Consider and Elect New Director to Replace Those | ||||
Who is Due to Retire by Rotation: Mr. Wittawat | |||||
Svasti-xuto | Management | For | Voted - Against | ||
3.5 | To Consider and Elect New Director to Replace Those | ||||
Who is Due to Retire by Rotation: Mrs. Arawadee | |||||
Photisaro | Management | For | Voted - For | ||
4 | To Consider and Approve the Directors' Remuneration | Management | For | Voted - Against | |
5 | To Consider the Appointment of the Auditor and Fix | ||||
the Annual Fee for the Year 2020: Deloitte Touche | |||||
Tohmatsu Jaiyos | Management | For | Voted - For | ||
6 | To Consider and Approve Debentures Issuance Plan | Management | For | Voted - For | |
7 | Other Issues (if Any) | Management | Abstain | Voted - Against | |
In the Situation Where the Chairman of the Meeting | |||||
Suddenly Change the Agenda And/or Add New Agenda | |||||
During the Meeting, We Will Vote That Agenda As | |||||
Abstain. | Management | Non-Voting | Non-Voting | ||
13 May 2020: Please Note That This is A Revision | |||||
Due to Receipt of Auditor Name for Resolution 5. If | |||||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting |
321
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
PUBLIC BANK BERHAD | |||||
Security ID: Y71497104 | |||||
Meeting Date: 29-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Re-election of Ms Tham Chai Fhong As Director | Management | For | Voted - For | |
2 | Re-election of Tan Sri Dato' Sri Dr. Teh Hong Piow | ||||
As Director | Management | For | Voted - For | ||
3 | Re-election of Mr Tang Wing Chew As Director | Management | For | Voted - For | |
4 | Re-election of Ms Cheah Kim Ling As Director | Management | For | Voted - For | |
5 | Approval of Payment of Directors' Fees, Board | ||||
Committees Members' Fees, and Allowances to | |||||
Directors for Financial Year Ended 31 December 2019 | Management | For | Voted - For | ||
6 | Approval of Payment of Remuneration and | ||||
Benefits-in-kind (excluding Director's Fee and | |||||
Board Meeting Allowance) for Financial Year Ended | |||||
31 December 2019 to the Chairman Emeritus, Director | |||||
and Adviser, Tan Sri Dato' Sri Dr. Teh Hong Piow | Management | For | Voted - Against | ||
7 | Re-appointment of Messrs Ernst & Young Plt As | ||||
Auditors and Authority to the Directors to Fix the | |||||
Auditors' Remuneration | Management | For | Voted - For | ||
QATAR ISLAMIC BANK | |||||
Security ID: M8179Y109 | |||||
Meeting Date: 24-Feb-20 | Meeting Type: Ordinary General Meeting | ||||
Please Note That This is an Informational Meeting. | |||||
the Current Commercial Law of Qatar Requires | |||||
Meeting Attendance by A Shareholder of the Company, | |||||
the Sub-custodian Bank Cannot Attend Or Act As A | |||||
Proxy on Behalf of Broadridges Clients. in Order to | |||||
Cast Votes You Need to Make Your Own Arrangements | |||||
to Attend the Meeting | Management | Non-Voting | Non-Voting | ||
Please Note in the Event the Meeting Does Not Reach | |||||
Quorum, There Will be A Second Call on 02 Mar 2020. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
1 | Board of Directors Report on the Results of the | ||||
Bank and Financial Statements for Year Ended 31 Dec | |||||
2019 and Discussion of the Plan for the Year 2020 | Management | Non-Voting | Non-Voting | ||
2 | Sharia Supervisory Board Report | Management | Non-Voting | Non-Voting | |
3 | External Auditors Report on the Financial | ||||
Statements for the Year Ended 31 Dec 2018 | Management | Non-Voting | Non-Voting | ||
4 | Discussion and Approval of the Banks Balance Sheet | ||||
and Profit and Loss for the Year Ended 31 Dec 2019 | Management | Non-Voting | Non-Voting | ||
5 | Approval of the Board of Directors Proposal to | ||||
Distribute 52.5 Pct Cash Dividends of the Nominal | |||||
Value Per Share, I.e. Qar 0.525 Per Share | Management | Non-Voting | Non-Voting | ||
6 | Absolve the Board Members from Liability for the | ||||
Year Ended 31 Dec 2019 and Approval of the | |||||
Remuneration Prescribed to Them | Management | Non-Voting | Non-Voting | ||
7 | Qib Governance Report for the Year 2019 | Management | Non-Voting | Non-Voting |
322
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
8 | Issuance of Tradable Certificates of Deposits for | ||||
the Value of Usd 2 Billion, Subject to Qcb Approval | Management | Non-Voting | Non-Voting | ||
9 | Nomination of the External Auditors of the Bank for | ||||
the Year 2020 and Determination of the Fees to be | |||||
Paid to Them | Management | Non-Voting | Non-Voting | ||
10 | Election for Board Members for the Upcoming 3 Year | ||||
Cycle, 2020 to 2022 | Management | Non-Voting | Non-Voting | ||
QATAR NATIONAL BANK (Q.P.S.C.) | |||||
Security ID: M81802106 | |||||
Meeting Date: 09-Feb-20 | Meeting Type: Ordinary General Meeting | ||||
Please Note That This is an Informational Meeting. | |||||
the Current Commercial Law of Qatar Requires | |||||
Meeting Attendance by A Shareholder of the Company, | |||||
the Sub-custodian Bank Cannot Attend Or Act As A | |||||
Proxy on Behalf of Broadridges Clients. in Order to | |||||
Cast Votes You Need to Make Your Own Arrangements | |||||
to Attend the Meeting | Management | Non-Voting | Non-Voting | ||
Please Note in the Event the Meeting Does Not Reach | |||||
Quorum, There Will be A Second Call on 16 Feb 2020 | |||||
18.30 Hrs. Thank You | Management | Non-Voting | Non-Voting | ||
1 | Hearing the Speech of the Chairman, the Boards | ||||
Report of the Banks Activity and Financial Position | |||||
During the Year Ended on 31 Dec 2019 and the Banks | |||||
Work Plan for 2020 | Management | Non-Voting | Non-Voting | ||
2 | Hearing and Approving the External Auditors Report | ||||
on the Banks Balance Sheet and the Accounts | |||||
Provided by the Board of Directors | Management | Non-Voting | Non-Voting | ||
3 | Discussing and Approving the Balance Sheet and the | ||||
Loss and Profit Account for the Year Ended on 31 | |||||
Dec 2019 | Management | Non-Voting | Non-Voting | ||
4 | Approving the Boards Proposal of Distributing Cash | ||||
Dividends to Shareholders at 60pct of the Nominal | |||||
Value Per Share, I.e., 0.60 Riyal Per Share | Management | Non-Voting | Non-Voting | ||
5 | Discharging the Board Members for the Fiscal Year | ||||
Ended on 31 Dec 2019 and Determining Their Bonuses | Management | Non-Voting | Non-Voting | ||
6 | Discussing and Approving the Banks Governance Report | Management | Non-Voting | Non-Voting | |
7 | Appointing an External Auditor for the Banks | ||||
Accounts for 2020 and Determining His Remuneration | Management | Non-Voting | Non-Voting | ||
QUANTA COMPUTER INC | |||||
Security ID: Y7174J106 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Accept Fy2019 Business Report and Financial | ||||
Statements (including Independent Auditors Report | |||||
and Audit Committees Review Report). | Management | For | Voted - For | ||
2 | To Approve the Allocation of Fy2019 Distributable | ||||
Earnings. Appropriations of Earnings in Cash | |||||
Dividends to Shareholders: Nt3.7 Per Share. | Management | For | Voted - For |
323
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
RAIA DROGASIL SA | |||||
Security ID: P7942C102 | |||||
Meeting Date: 08-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Managements Accountability, Exam, Discussion and | ||||
Voting of the Financial Statements Related to the | |||||
Fiscal Year Ended in December 31, 2019, Together | |||||
with the Management Report and the Independent | |||||
Auditors Report, Published in the February 20, 2020 | |||||
Edition of the Diario Oficial Do Estado De Sao | |||||
Paulo and O Estado De S. Paulo, and Also the Audit | |||||
Committees Opinion | Management | For | Voted - For | ||
2 | The Proposal for the Allocation of the Net Profit | ||||
of the Fiscal Year Ended on December 31, 2019, | |||||
Endorsing the Appropriations of Interest on Capital | |||||
Previously Deliberated by the Board of Directors, | |||||
As Well As the Declaration of Additional Dividends, | |||||
to be Paid to the Shareholders on 05.31.2020, Which | |||||
Will be Ascribed to the Mandatory Dividends | Management | For | Voted - For | ||
3 | Setting of the Annual Compensation of the Company's | ||||
Managers, in Accordance with A Proposal from the | |||||
Management | Management | For | Voted - For | ||
4 | Do You Wish to Request the Instatement of the | ||||
Fiscal Council, Under the Terms of Article 161 of | |||||
Law 6,404 of 1976 | Management | For | Voted - For | ||
5.1 | Election of A Member of the Fiscal Council, the | ||||
Shareholder Can Indicate As Many Candidates As | |||||
There are Vacancies to be Filled in the General | |||||
Election. Positions Limit to be Completed, 3 Note | |||||
Gilberto Lerio, Candidates Appointed by Controller | |||||
Shareholders: Flavio Stamm, Substitute | Management | For | Voted - Abstain | ||
5.2 | Election of A Member of the Fiscal Council, the | ||||
Shareholder Can Indicate As Many Candidates As | |||||
There are Vacancies to be Filled in the General | |||||
Election. Positions Limit to be Completed, 3 | |||||
Fernando Carvalho Braga, Candidates Appointed by | |||||
Controller Shareholders: Paulo Sergio Buzaid Tohme, | |||||
Substitute | Management | For | Voted - Abstain | ||
5.3 | Election of A Member of the Fiscal Council, the | ||||
Shareholder Can Indicate As Many Candidates As | |||||
There are Vacancies to be Filled in the General | |||||
Election. Positions Limit to be Completed, 3 Mario | |||||
Antonio Luiz Correa, Candidates Appointed by | |||||
Controller Shareholders: Vivian Do Valle Souza Leao | |||||
Mikui, Substitute | Management | For | Voted - Abstain | ||
7 | To Approve the Global Remuneration of the Board of | ||||
Directors Member, Under the Terms of the Proposal | |||||
from Management | Management | For | Voted - For | ||
8 | In the Eventuality of A Second Call of This | ||||
Meeting, the Voting Instructions in This Voting | |||||
List May Also be Considered Valid for the Purposes | |||||
of Holding the Meeting on Second Call | Management | For | Voted - Against |
324
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6.1 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Separate Election of A Member of the | |||||
Fiscal Council by Minority Shareholders Who Hold | |||||
Shares with Voting Rights. Shareholder Can Only | |||||
Fill Out This Field If He Or She Has Left the | |||||
General Election Item in Blank. Felipe Elias | |||||
Ribeiro David, Principal. Marcello Da Costa Silva, | |||||
Substitute, Appointed by Barthe Holdings Llc, Tyler | |||||
Finance Llc, Constellations Master Fia, | |||||
Constellation Compounders Fia, Constellation 70 | |||||
Previdencia Fim | Management | Voted - Abstain | |||
6.2 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Separate Election of A Member of the | |||||
Fiscal Council by Minority Shareholders Who Hold | |||||
Shares with Voting Rights. Shareholder Can Only | |||||
Fill Out This Field If He Or She Has Left the | |||||
General Election Item in Blank. Robert Juenemann, | |||||
Principal. Alessandra Eloy Gadelha, Substitute, | |||||
Appointed by Caixa De Robert Juenemann, Principal. | |||||
Alessandra Eloy Gadelha, Substitute, Appointed by | |||||
Caixa De Previdencia Do Banco Do Brasil, Previ | Management | Voted - For | |||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
12 Mar 2020: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. | |||||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
12 Mar 2020: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 08-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Changes to Article 3 of the Company's Bylaws, with | ||||
the Objective of Detailing the Social Purpose, with | |||||
the Inclusion of New Items, Without Changes to the | |||||
Original Basic Activity | Management | For | Voted - For | ||
2 | Changes to Articles 7 and 8 of the Company's | ||||
Bylaws, with the Objective of Changing the | |||||
Attributions of the Board of Directors and the Way | |||||
of Participating in the Meetings | Management | For | Voted - For | ||
3 | Changes to Articles 10 and 12 of the Company's | ||||
Bylaws, with the Objective of Changing the | |||||
Composition of the Directors, Their Attributions | |||||
and the Way of Participating in the Meetings | Management | For | Voted - For | ||
4 | Changes to Article 14 of the Company's Bylaws to | ||||
Change the Company's Way of Representation | Management | For | Voted - For |
325
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5 | Consolidation of the Company's Bylaws, in | ||||
Conformity with the Management Proposal | Management | For | Voted - For | ||
6 | In the Event of A Second Call of the Annual General | ||||
Meeting, the Voting Instructions Provided in This | |||||
Voting Form May Also be Considered for the Annual | |||||
General Meeting on Second Call | Management | For | Voted - For | ||
7 | Changes the First Paragraph of Article 1 of the | ||||
Company's Bylaws, in Order to Remove the Need for | |||||
Prior Deliberation by the Board of Directors to | |||||
Open Distribution Centers | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
370114 Due to Receipt of Additional Resolutions 7. | |||||
All Votes Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 01-Aug-19 | Meeting Type: Extraordinary General Meeting | ||||
A | Review, Discussion and Approval of the Protocol and | ||||
Justification of the Merger Protocol Entered Into | |||||
on July 1, 2019, by the Officers of the Company and | |||||
Drogaria Onofre Ltda., A Limited Liability Company | |||||
with Headquarters in the City of Sao Paulo, State | |||||
of Sao Paulo at Praca Da Se, No. 174, Se, Zip Code | |||||
01001.000, Enrolled Registered with the National | |||||
Corporate Taxpayer Registry of the Ministry of | |||||
Finance Cnpj.mf Under No. 61.549.259.0001.80 and | |||||
Registered with the Board of Trade of the State of | |||||
Sao Paulo Under Company Identification Number Nire | |||||
No. 35.201.227.486 Onofre, Which Establishes the | |||||
Terms and Conditions of the Merger Proposal of | |||||
Onofre by the Company, Resulting in the | |||||
Extinguishment of Onofre Merger | Management | For | Voted - For | ||
B | Ratification of the Engagement of Apsis Consultoria | ||||
E Avaliacoes Ltda. for the Preparation of the | |||||
Appraisal Report of Onofres Net Worth at Its Book | |||||
Value Appraisal Report, Which Shall be Transferred | |||||
to the Company As A Result of the Merger | Management | For | Voted - For | ||
C | Review and Approval of the Appraisal Report | Management | For | Voted - For | |
D | Approval of the Merger in Accordance with the | ||||
Protocol | Management | For | Voted - For |
326
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
E | Authorization for the Officers of the Company to | ||||
Take All Actions Deemed Necessary to the | |||||
Implementation of the Merger | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
REDEFINE PROPERTIES LTD | |||||
Security ID: S6815L196 | |||||
Meeting Date: 20-Feb-20 | Meeting Type: Annual General Meeting | ||||
O.1 | Election of Mr Sm Pityana As an Independent | ||||
Non-executive Director | Management | For | Voted - For | ||
O.2 | Election of Ms D Naidoo As an Independent | ||||
Non-executive Director | Management | For | Voted - For | ||
O.3 | Re-election of Mr L Kok As an Executive Director | Management | For | Voted - For | |
O.4 | Re-election of Ms B Mathews As an Independent | ||||
Non-executive Director | Management | For | Voted - For | ||
O.5.1Election of Ms D Naidoo As the Chairperson and A | |||||
Member of the Audit Committee | Management | For | Voted - Against | ||
O.5.2Election of Ms B Mathews As A Member of the Audit | |||||
Committee | Management | For | Voted - For | ||
O.5.3Election of Ms L Sennelo As A Member of the Audit | |||||
Committee | Management | For | Voted - For | ||
O.6 | Re-appointment of PricewaterhouseCoopers Inc. As | ||||
Independent External Auditor | Management | For | Voted - For | ||
O.7 | Placing the Unissued Ordinary Shares Under the | ||||
Control of the Directors | Management | For | Voted - For | ||
O.8 | General Authority to Issue Shares for Cash | Management | For | Voted - For | |
O.9 | Specific Authority to Issue Shares Pursuant to A | ||||
Reinvestment Option | Management | For | Voted - For | ||
NB.10 Non-binding Advisory Vote on the Remuneration | |||||
Policy of the Company | Management | For | Voted - For | ||
NB.11 Non-binding Advisory Vote on the Implementation of | |||||
the Remuneration Policy of the Company | Management | For | Voted - For | ||
O.12 Authorisation of Directors And/or the Company | |||||
Secretary | Management | For | Voted - For | ||
S.1 | Amendment of the Moi | Management | For | Voted - For | |
S.2.1 Remuneration of Independent Non-executive | |||||
Chairperson | Management | For | Voted - For | ||
S.2.2 Remuneration of Lead Independent Director | Management | For | Voted - For | ||
S.2.3 Remuneration of Non-executive Director | Management | For | Voted - For | ||
S.2.4 Remuneration of Audit Committee Chairperson | Management | For | Voted - For |
327
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
S.2.5 Remuneration of Audit Committee Member | Management | For | Voted - For | ||
S.2.6 Remuneration of Risk, Compliance and Technology | |||||
Committee Chairperson | Management | For | Voted - For | ||
S.2.7 Remuneration of Risk, Compliance and Technology | |||||
Committee Member | Management | For | Voted - For | ||
S.2.8 Remuneration of Remuneration Committee Chairperson | Management | For | Voted - For | ||
S.2.9 Remuneration of Remuneration Committee Member | Management | For | Voted - For | ||
S.210 | Remuneration of Nomination and Governance Committee | ||||
Chairperson | Management | For | Voted - For | ||
S.211 | Remuneration of Nomination and Governance Committee | ||||
Member | Management | For | Voted - For | ||
S.212 | Remuneration of Social, Ethics and Transformation | ||||
Committee Chairperson | Management | For | Voted - For | ||
S.213 | Remuneration of Social, Ethics and Transformation | ||||
Committee Member | Management | For | Voted - For | ||
S.214 | Remuneration of Investment Committee Chairperson | Management | For | Voted - For | |
S.215 | Remuneration of Investment Committee Member | Management | For | Voted - For | |
S.3 | Financial Assistance to Related and Inter-related | ||||
Parties in Terms of Section 44 of the Companies Act | Management | For | Voted - For | ||
S.4 | Financial Assistance to Related and Inter-related | ||||
Parties in Terms of Section 45 of the Companies Act | Management | For | Voted - For | ||
S.5 | General Authority for A Repurchase of Shares Issued | ||||
by the Company | Management | For | Voted - For | ||
RELIANCE INDUSTRIES LTD | |||||
Security ID: Y72596102 | |||||
Meeting Date: 12-Aug-19 | Meeting Type: Annual General Meeting | ||||
1.A | Consider and Adopt: Audited Financial Statement for | ||||
the Financial Year Ended March 31, 2019 and the | |||||
Reports of the Board of Directors and Auditors | |||||
Thereon | Management | For | Voted - For | ||
1.B | Consider and Adopt: Audited Consolidated Financial | ||||
Statement for the Financial Year Ended March 31, | |||||
2019 and the Report of Auditors Thereon | Management | For | Voted - For | ||
2 | Declaration of Dividend on Equity Shares: Dividend | ||||
of Inr 6.5/- Per Fully Paid Up Equity Share of Inr | |||||
10/- Each | Management | For | Voted - For | ||
3 | Appointment of Shri Pawan Kumar Kapil, A Director | ||||
Retiring by Rotation | Management | For | Voted - For | ||
4 | Appointment of Smt. Nita M. Ambani, A Director | ||||
Retiring by Rotation | Management | For | Voted - For | ||
5 | Re-appointment of Shri P.m.s. Prasad As Whole-time | ||||
Director | Management | For | Voted - For | ||
6 | Re-appointment of Shri Raminder Singh Gujral As an | ||||
Independent Director | Management | For | Voted - For | ||
7 | Appointment of Smt. Arundhati Bhattacharya As an | ||||
Independent Director | Management | For | Voted - For | ||
8 | Ratification of the Remuneration of the Cost | ||||
Auditors for the Financial Year Ending March 31, | |||||
2020 | Management | For | Voted - For |
328
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
REMGRO LTD | |||||
Security ID: S6873K106 | |||||
Meeting Date: 28-Nov-19 | Meeting Type: Annual General Meeting | ||||
O.1 | Approval of Annual Financial Statements | Management | For | Voted - For | |
O.2 | Reappointment of Auditor: Reappoint | ||||
PricewaterhouseCoopers Inc. As Auditors of the | |||||
Company with Anton Wentzel As the Individual | |||||
Registered Auditor | Management | For | Voted - For | ||
O.3 | Election of Director: Mr J J Durand | Management | For | Voted - For | |
O.4 | Election of Director: Mr N P Mageza | Management | For | Voted - For | |
O.5 | Election of Director: Mr J Malherbe | Management | For | Voted - For | |
O.6 | Election of Director: Mr P J Moleketi | Management | For | Voted - For | |
O.7 | Election of Director: Mr F Robertson | Management | For | Voted - For | |
O.8 | Election of Director: Mr A E Rupert | Management | For | Voted - For | |
O.9 | Election of Member of the Audit and Risk Committee: | ||||
Ms S E N De Bruyn | Management | For | Voted - Against | ||
O.10 Election of Member of the Audit and Risk Committee: | |||||
Mr N P Mageza | Management | For | Voted - Against | ||
O.11 Election of Member of the Audit and Risk Committee: | |||||
Mr P J Moleketi | Management | For | Voted - For | ||
O.12 Election of Member of the Audit and Risk Committee: | |||||
Mr F Robertson | Management | For | Voted - For | ||
O.13 General Authority to Place 5 Percent of the | |||||
Unissued Ordinary Shares Under the Control of the | |||||
Directors | Management | For | Voted - For | ||
O.14 Non Binding Advisory Vote on Remuneration Policy | Management | For | Voted - For | ||
O.15 Non Binding Advisory Vote on Remuneration | |||||
Implementation Report | Management | For | Voted - For | ||
S.1 | Approval of Directors' Remuneration | Management | For | Voted - For | |
S.2 | General Authority to Repurchase Shares | Management | For | Voted - For | |
S.3 | General Authority to Provide Financial Assistance | ||||
for the Subscription and Or Purchase of Securities | |||||
in the Company Or in Related Or Inter Related | |||||
Companies | Management | For | Voted - For | ||
S.4 | General Authority to Provide Financial Assistance | ||||
to Related and Inter Related Companies and | |||||
Corporations | Management | For | Voted - For | ||
04 Nov 2019: Please Note That This is A Revision | |||||
Due to Modification of the Text in Resolution S.3 | |||||
and O.2. If You Have Already Sent in Your Votes, | |||||
Please Do Not Vote Again Unless You Decide to Amend | |||||
Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting |
329
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
RMB HOLDINGS LTD | |||||
Security ID: S6992P127 | |||||
Meeting Date: 14-Nov-19 | Meeting Type: Annual General Meeting | ||||
O.1.1Re-election of Directors by Way of Separate | |||||
Resolution: Jan Johnathan (jannie) Durand (52) | Management | For | Voted - Against | ||
O.1.2Re-election of Directors by Way of Separate | |||||
Resolution: Peter Cooper (63) | Management | For | Voted - Against | ||
O.1.3Re-election of Directors by Way of Separate | |||||
Resolution: Lauritz Lanser (laurie) Dippenaar (70) | Management | For | Voted - Against | ||
O.1.4Re-election of Directors by Way of Separate | |||||
Resolution: Sonja Emilia Ncumisa (sonja) De Bruyn | |||||
(47) | Management | For | Voted - For | ||
O.1.5Re-election of Directors by Way of Separate | |||||
Resolution: Obakeng Phetwe (41) | Management | For | Voted - Against | ||
O.2 | Place 5% of the Authorised Ordinary Shares Under | ||||
the Control of the Directors | Management | For | Voted - For | ||
O.3 | General Authority to Issue Ordinary Shares for Cash | Management | For | Voted - For | |
O.4 | Approval of Re-appointment of Auditor: | ||||
PricewaterhouseCoopers Inc | Management | For | Voted - For | ||
O.5.1Election of the Company's Audit and Risk Committee | |||||
Member: Sonja Emilia Ncumisa (sonja) De Bruyn (47) | Management | For | Voted - Against | ||
O.5.2Election of the Company's Audit and Risk Committee | |||||
Member: Per-erik Lagerstrom (55) | Management | For | Voted - For | ||
O.5.3Election of the Company's Audit and Risk Committee | |||||
Member: James Andrew (james) Teeger (52) | Management | For | Voted - For | ||
O.6 | Signing Authority | Management | For | Voted - For | |
O.7.1Advisory Endorsement of the Remuneration Policy | Management | For | Voted - For | ||
O.7.2Advisory Endorsement of the Remuneration | |||||
Implementation Report | Management | For | Voted - For | ||
S.1 | Approval of Non-executive Directors' Remuneration | ||||
with Effect from 1 December 2019 | Management | For | Voted - For | ||
S.2 | General Authority to Repurchase Company Shares | Management | For | Voted - For | |
S.3 | Issue of Shares, And/or Options to Persons Listed | ||||
in Section 41(1) of the Companies Act for the | |||||
Purposes of Their Participation in A Reinvestment | |||||
Option | Management | For | Voted - For | ||
S.4 | Financial Assistance to Directors, Prescribed | ||||
Officers and Employee Share Scheme Beneficiaries | Management | For | Voted - For | ||
S.5 | Financial Assistance to Related Or Inter-related | ||||
Entities | Management | For | Voted - For | ||
Meeting Date: 01-Jun-20 | Meeting Type: Ordinary General Meeting | ||||
S.1 | Unbundling Resolution - Approving the Rmh | ||||
Unbundling in Terms of Section 112 of the Companies | |||||
Act | Management | For | Voted - For |
330
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ROSNEFT OIL COMPANY | |||||
Security ID: X7394C106 | |||||
Meeting Date: 30-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | Approval of the Company Dividends for the First | ||||
Half of 2019: Rub 15.34 Per Share | Management | For | Voted - For | ||
09 Sep 2019: Please Note That This is A Revision | |||||
Due to Change in Numbering and Modification of Text | |||||
in Resolution 1.1. If You Have Already Sent in Your | |||||
Votes, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 02-Jun-20 | Meeting Type: Annual General Meeting | ||||
1.1 | Approval of the Annual Report of the Company | Management | For | Non-Voting | |
2.1 | Approval of the Annual Accounting (financial) | ||||
Statements of the Company | Management | For | Non-Voting | ||
3.1 | Approval of the Distribution of the Company's | ||||
Profit Based on the Results of the 2019 of the Year | Management | For | Non-Voting | ||
4.1 | On the Size, Timing and Form of Dividend Payment | ||||
Based on the Results of 2019 of the Year: 18.07 Per | |||||
Share | Management | For | Non-Voting | ||
5.1 | On Remuneration and Compensation of Expenses to | ||||
Members of the Board of Directors of the Company | Management | For | Non-Voting | ||
6.1 | On Remuneration and Compensation of Expenses to | ||||
Members of the Audit Commission of the Company | Management | For | Non-Voting | ||
7.1.1 Elect Alsuweidi Faisal As A Director | Management | For | Non-Voting | ||
7.1.2 Elect Al Mohannadi Hamad Rashid As A Director | Management | For | Non-Voting | ||
7.1.3 Elect Warnig Artur Matthias As A Director | Management | For | Non-Voting | ||
7.1.4 Elect Vyugin Oleg Vyacheslavovich As A Director | Management | For | Non-Voting | ||
7.1.5 Elect Dudley Robert Warren As A Director | Management | For | Non-Voting | ||
7.1.6 Elect Looney Bernard As A Director | Management | For | Non-Voting | ||
7.1.7 Elect Novak Alexandr Valentinovich As A Director | Management | For | Non-Voting | ||
7.1.8 Elect Oreshkin Maxim Stanislavovich As A Director | Management | For | Non-Voting | ||
7.1.9 Elect Rudloff Hans-jorg As A Director | Management | For | Non-Voting | ||
7.110Elect Sechin Igor IVanovich As A Director | Management | For | Non-Voting | ||
7.111Elect Schroeder Gerhard As A Director | Management | For | Non-Voting | ||
8.1 | Election of Member of the Audit Commission of the | ||||
Company: Andrianova Olga Anatolyevna | Management | For | Non-Voting | ||
8.2 | Election of Member of the Audit Commission of the | ||||
Company: Zobkova Tatyana Valentinovna | Management | For | Non-Voting | ||
8.3 | Election of Member of the Audit Commission of the | ||||
Company: Pom Sergey | Management | For | Non-Voting | ||
8.4 | Election of Member of the Audit Commission of the | ||||
Company: Sabantsev Zahar Borisovich | Management | For | Non-Voting | ||
8.5 | Election of Member of the Audit Commission of the | ||||
Company: Shumov Pavel Gennadievich | Management | For | Non-Voting | ||
9.1 | Approval of the Company Auditor: Ernst and Young | Management | For | Non-Voting | |
Please Note That This is an Amendment to Meeting Id | |||||
399278 Due to Receipt of Updated Agenda. All Votes | |||||
Received on the Previous Meeting Will be |
331
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You. | Management | Non-Voting | Non-Voting | ||
15 May 2020: Please Note That This is A Revision | |||||
Due to Modification of Text in Resolution 9, Chang | |||||
in Numbering of All Resolutions and Revision of | |||||
Text of Resolution 4.1. If You Have Already Sent in | |||||
Your Votes for Mid: 400504 Please Do Not Vote Again | |||||
Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note Cumulative Voting Applies to This | |||||
Resolution Regarding the Election of Directors. Out | |||||
of the 11 Directors Presented for Election, A | |||||
Maximum of 11 Directors are to be Elected. | |||||
Broadridge Will Apply Cumulative Voting Evenly | |||||
Among Only Directors for Whom You Vote 'for,' and | |||||
Will Submit Instruction to the Local Agent in This | |||||
Manner. Cumulative Votes Cannot be Applied Unevenly | |||||
Among Directors Via Proxyedge. However If You Wish | |||||
to Do So, Please Contact Your Client Service | |||||
Representative. Standing Instructions Have Been | |||||
Removed for This Meeting. If You Have Further | |||||
Questions Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
SAMSUNG BIOLOGICS CO. LTD. | |||||
Security ID: Y7T7DY103 | |||||
Meeting Date: 20-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2.1 | Election of Inside Director: Gim Te Han | Management | For | Voted - Against | |
2.2 | Election of Inside Director: Rim John Chongbo | Management | For | Voted - Against | |
2.3 | Election of Outside Director: Gim Eunice Kyunghee | Management | For | Voted - For | |
3 | Approval of Remuneration for Director | Management | For | Voted - For | |
SAMSUNG C&T CORP | |||||
Security ID: Y7T71K106 | |||||
Meeting Date: 20-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Approval of Retirement of Stock | Management | For | Voted - For | |
3.1 | Election of Outside Director: Jennis Lee | Management | For | Voted - For | |
3.2 | Election of Outside Director: Jeong Byeong Seok | Management | For | Voted - For | |
3.3 | Election of Outside Director: Lee Sang Seung | Management | For | Voted - For | |
4.1 | Election of Audit Committee Member: Jennis Lee | Management | For | Voted - Against | |
4.2 | Election of Audit Committee Member: Jeong Byeong | ||||
Seok | Management | For | Voted - For | ||
4.3 | Election of Audit Committee Member: Lee Sang Seung | Management | For | Voted - For | |
5 | Approval of Remuneration for Director | Management | For | Voted - Against |
332
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
SAMSUNG ELECTRO-MECHANICS CO LTD, SUWON | |||||
Security ID: Y7470U102 | |||||
Meeting Date: 18-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement Approval of | ||||
Consolidated Financial Statements | Management | For | Voted - For | ||
2.1 | Election of Outside Director: Yu Ji Beom | Management | For | Voted - Against | |
2.2 | Election of Outside Director: Gim Jun Gyeong | Management | For | Voted - For | |
2.3 | Election of Outside Director: Yeo Yun Gyeong | Management | For | Voted - For | |
2.4 | Election of Inside Director: Gyeong Gye Hyeon | Management | For | Voted - Against | |
2.5 | Election of Inside Director: Gang Bong Yong | Management | For | Voted - Against | |
3.1 | Election of Audit Committee Member: Gim Jun Gyeong | Management | For | Voted - For | |
3.2 | Election of Audit Committee Member: Yeo Yun Gyeong | Management | For | Voted - For | |
4 | Approval of Remuneration for Director | Management | For | Voted - For | |
5.1 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
5.2 | Amendment of Articles of Incorporation: Article No.4 | Management | For | Voted - For | |
SAMSUNG ELECTRONICS CO LTD | |||||
Security ID: Y74718100 | |||||
Meeting Date: 18-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - For | |
2.1 | Election of Inside Director: Han Jong Hee | Management | For | Voted - Against | |
2.2 | Election of Inside Director: Choe Yun Ho | Management | For | Voted - Against | |
3 | Approval of Remuneration for Director | Management | For | Voted - For | |
SAMSUNG FIRE & MARINE INSURANCE CO. LTD | |||||
Security ID: Y7473H108 | |||||
Meeting Date: 20-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - For | |
2.1 | Election of Inside Director: Jang Duk Hui | Management | For | Voted - Against | |
2.2 | Election of Outside Director: Bak Dae Dong | Management | For | Voted - Against | |
3 | Election of Outside Director As Audit Committee | ||||
Member Park Seimin | Management | For | Voted - For | ||
4 | Election of Audit Committee Member Who is an | ||||
Outside Director: Gim Seong Jin | Management | For | Voted - For | ||
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
02 Mar 2020: Please Note That This is A Revision | |||||
Due to Modification of Text of Resolution 3. If You | |||||
Have Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You | Management | Non-Voting | Non-Voting |
333
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
SAMSUNG HEAVY INDUSTRIES CO., LTD. | |||||
Security ID: Y7474M106 | |||||
Meeting Date: 20-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Election of Outside Director: Cho Hyun UK | Management | For | Voted - For | |
3 | Election of Audit Committee Member: Choe Gang Sik | Management | For | Voted - For | |
4 | Approval of Remuneration for Director | Management | For | Voted - For | |
SAMSUNG LIFE INSURANCE CO., LTD. | |||||
Security ID: Y74860100 | |||||
Meeting Date: 19-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement and Statement of | ||||
Cash Dividend | Management | For | Voted - Against | ||
2.1 | Election of Inside Director: Jeon Young Muk | Management | For | Voted - Against | |
2.2 | Election of Inside Director: Yu Ho Seok | Management | For | Voted - Against | |
2.3 | Election of Inside Director: Hong Won Hak | Management | For | Voted - Against | |
3 | Approval of Limit of Remuneration for Directors | Management | For | Voted - For | |
SAMSUNG SDI CO. LTD | |||||
Security ID: Y74866107 | |||||
Meeting Date: 18-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - For | |
2.1 | Election of Inside Director: Jeon Yeong Hyeon | Management | For | Voted - For | |
2.2 | Election of Outside Director: Gwon O Gyeong | Management | For | Voted - For | |
2.3 | Election of Outside Director: Gim Deok Hyeon | Management | For | Voted - For | |
2.4 | Election of Outside Director: Bak Tae Ju | Management | For | Voted - For | |
2.5 | Election of Outside Director: Choe Won UK | Management | For | Voted - For | |
3.1 | Election of Audit Committee Member: Gwon O Gyeong | Management | For | Voted - For | |
3.2 | Election of Audit Committee Member: Gim Deok Hyeon | Management | For | Voted - For | |
3.3 | Election of Audit Committee Member: Bak Tae Ju | Management | For | Voted - For | |
3.4 | Election of Audit Committee Member: Choe Won UK | Management | For | Voted - For | |
4 | Approval of Remuneration for Director | Management | For | Voted - Against | |
SAMSUNG SDS CO.LTD., SEOUL | |||||
Security ID: Y7T72C103 | |||||
Meeting Date: 18-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2.1 | Election of Inside Director: an Jung Tae | Management | For | Voted - Against | |
2.2 | Election of Outside Director: Yu Jae Man | Management | For | Voted - Against | |
2.3 | Election of Outside Director: Yu Hyeok | Management | For | Voted - For |
334
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2.4 | Election of Outside Director: Sin Hyeon Han | Management | For | Voted - For | |
2.5 | Election of Outside Director: Jo Seung A | Management | For | Voted - For | |
3.1 | Election of Audit Committee Member: Yu Jae Man | Management | For | Voted - Against | |
3.2 | Election of Audit Committee Member: Sin Hyeon Han | Management | For | Voted - For | |
3.3 | Election of Audit Committee Member: Jo Seung A | Management | For | Voted - For | |
4 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
SANLAM LTD | |||||
Security ID: S7302C137 | |||||
Meeting Date: 10-Jun-20 | Meeting Type: Annual General Meeting | ||||
O.1 | To Present the Sanlam Annual Reporting Suite | ||||
Including the Consolidated Audited Financial | |||||
Statements, Auditors' Audit Committees and | |||||
Directors' Reports | Management | For | Voted - For | ||
O.2 | To Reappoint Ernst and Young As Independent | ||||
External Auditors for 2020 | Management | For | Voted - For | ||
O.3 | To Appoint Joint Auditors KPMG for the 2021 | ||||
Financial Year | Management | For | Voted - For | ||
O.4.1To Appoint the Following Additional Director: As | |||||
Birrell | Management | For | Voted - For | ||
O.4.2To Appoint the Following Additional Director: E | |||||
Masilela | Management | For | Voted - For | ||
O.4.3To Appoint the Following Additional Director: Jp | |||||
Moller | Management | For | Voted - For | ||
O.5.1To Individually Re-elect the Following Director | |||||
Retiring by Rotation: Rv Simelane | Management | For | Voted - For | ||
O.6.1To Re-elect the Following Executive Director: Hc | |||||
Werth | Management | For | Voted - For | ||
O.6.2To Re-elect the Following Executive Director: Jm | |||||
Modise | Management | For | Voted - For | ||
O.7.1To Individually Elect the Following Independent | |||||
Non-executive Director of the Company As Member of | |||||
the Sanlam Audit Committee: As Birrell | Management | For | Voted - For | ||
O.7.3To Individually Elect the Following Independent | |||||
Non-executive Director of the Company As Member of | |||||
the Sanlam Audit Committee: M Mokoka | Management | For | Voted - For | ||
O.7.4To Individually Elect the Following Independent | |||||
Non-executive Director of the Company As Member of | |||||
the Sanlam Audit Committee: Kt Nondumo | Management | For | Voted - For | ||
O.7.5To Individually Elect the Following Independent | |||||
Non-executive Director of the Company As Member of | |||||
the Sanlam Audit Committee: Jp Moller | Management | For | Voted - For | ||
O.8.1To Cast A Non-binding Advisory Vote on the | |||||
Company's Remuneration Policy: Non-binding Advisory | |||||
Vote on the Company's Remuneration Policy | Management | For | Voted - For | ||
O.8.2To Cast A Non-binding Advisory Vote on the | |||||
Company's Remuneration Policy: Non-binding Advisory | |||||
Vote on the Company's Remuneration Implementation | |||||
Report | Management | For | Voted - For |
335
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
O.9 | To Note the Total Amount of Non-executive and | ||||
Executive Directors' Remuneration for the Financial | |||||
Year Ended 31 December 2019 | Management | For | Voted - For | ||
O.10 To Place Unissued Shares Under the Control of the | |||||
Directors | Management | For | Voted - For | ||
O.11 To Approve the General Authority to Issue Shares | |||||
for Cash | Management | For | Voted - For | ||
O.12 To Authorise Any Director of the Company, and Where | |||||
Applicable, the Secretary of the Company, to | |||||
Implement the Aforesaid Ordinary and Undermentioned | |||||
Special Resolutions | Management | For | Voted - For | ||
S.1 | To Approve the Remuneration of the Non-executive | ||||
Directors of the Company for Their Services for the | |||||
Period 01 July 2020 Till 30 June 2021 | Management | For | Voted - For | ||
S.2 | To Give Authority to the Company Or A Subsidiary of | ||||
the Company to Acquire the Company's Securities | Management | For | Voted - For | ||
Please Note That This is an Amendment to Meeting Id | |||||
380170 Due to Withdrawal of Resolution 5.2 and 7.2. | |||||
All Votes Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
O.5.2To Individually Re-elect the Following Director | |||||
Retiring by Rotation: Pb Hanratty | Management | Non-Voting | Non-Voting | ||
O.7.2To Individually Elect the Following Independent | |||||
Non-executive Director of the Company As Member of | |||||
the Sanlam Audit Committee: Pb Hanratty | Management | Non-Voting | Non-Voting | ||
SANTANDER BANK POLSKA SPOLKA AKCYJNA | |||||
Security ID: X0646L107 | |||||
Meeting Date: 23-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
2 | Electing the Chairman of the General Meeting | Management | For | Voted - For | |
3 | Establishing Whether the Extraordinary General | ||||
Meeting Has Been Duly Convened and Has the Capacity | |||||
to Adopt Resolutions | Management | For | Voted - For | ||
4 | Adopting the Agenda for the General Meeting | Management | For | Voted - For | |
5 | Presentation of the Key Elements of the Division | ||||
Plan of Santander Securities S.a., the Report of | |||||
the Management Board Dated 12 June 2019 Justifying | |||||
the Division of Santander Securities S.a., the | |||||
Audit Opinion and All the Material Changes to | |||||
Assets, Liabilities and Equity Which Occurred | |||||
Between the Date of the Division Plan and the Date | |||||
of the Division Resolution | Management | For | Voted - For | ||
6 | Adopting A Resolution Regarding the Division of | ||||
Santander Securities S.a | Management | For | Voted - For | ||
7 | Appointment of A Member of the Supervisory Board | Management | For | Voted - Abstain | |
8 | Adopting A Resolution Regarding Consent to Dispose | ||||
of an Organized Part of the Enterprise, A Separate | |||||
Organizational Unit of Santander Bank Polska S.a., | |||||
Investment Services Center | Management | For | Voted - For |
336
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
9 | Presentation of the Amendments to Supervisory Board | ||||
Members of Santander Bank Polska S.a. Suitability | |||||
Assessment Policy Introduced by the Supervisory | |||||
Board | Management | For | Voted - For | ||
10 | Amendments to the Banks Statute | Management | For | Voted - Abstain | |
11 | Determination of New Supervisory Board Member | ||||
Remuneration and Amendments to the Annual General | |||||
Meeting Resolution No. 41 Dated 17 May 2017 Re. | |||||
Determining the Remuneration of Supervisory Board | |||||
Members | Management | For | Voted - Abstain | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
1 | Opening of the General Meeting | Management | Non-Voting | Non-Voting | |
12 | Closing the General Meeting | Management | Non-Voting | Non-Voting | |
Meeting Date: 22-Jun-20 | Meeting Type: Annual General Meeting | ||||
2 | Electing the Chairman of the General Meeting | Management | For | Voted - For | |
3 | Establishing Whether the General Meeting Has Been | ||||
Duly Convened and Has the Capacity to Adopt | |||||
Resolutions | Management | For | Voted - For | ||
4 | Adopting the Agenda for the General Meeting | Management | For | Voted - For | |
5 | Reviewing and Approving the Santander Bank Polska | ||||
S.a. Financial Statements for 2019 | Management | For | Voted - For | ||
6 | Reviewing and Approving the Consolidated Financial | ||||
Statements of the Santander Bank Polska S.a. Group | |||||
for 2019 | Management | For | Voted - For | ||
7 | Reviewing and Approving the Management Board's | ||||
Report on the Santander Bank Polska S.a. Group | |||||
Activities in 2019 (which Includes Report on | |||||
Santander Bank Polska S.a. Activities in 2019) | Management | For | Voted - For | ||
8 | Adopting Resolutions on Distribution of Profit | Management | For | Voted - For | |
9 | Giving Discharge to the Members of Santander Bank | ||||
Polska S.a. Management Board | Management | For | Voted - For | ||
10 | Approval for the Santander Bank Polska S.a. | ||||
Supervisory Board's Report on Its Activities in the | |||||
2019, Report on the Examination Of: Santander Bank | |||||
Polska S.a. Financial Statements for 2019 | |||||
Consolidated Financial Statements of the Santander | |||||
Bank Polska S.a. Group for 2019 Report on the | |||||
Santander Bank Polska S.a. Group Performance in | |||||
2019 Including Report on Santander Bank Polska S.a. | |||||
Performance in 2019 the Management Board's Motion | |||||
Concerning Distribution of Profit Earned in 2019 | |||||
the Santander Bank Polska Supervisory Board's | |||||
Assessment of the Santander Bank Polska S.a. | |||||
Group's Performance in 2019 Adoption of the | |||||
Supervisory Board Assessment of Santander Bank | |||||
Polska S.a. Manner of Fulfilling Disclosure | |||||
Requirements and Outcome of the Supervisory Board's |
337
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Evaluation of the Corporate Governance Rules for | |||||
Supervised Institutions and Applicable Remuneration | |||||
Policy Assessment and Adoption of Suitability | |||||
Assessment of Supervisory Board, and the Candidates | |||||
for the Supervisory Board Suitability Assessment | Management | For | Voted - For | ||
11 | Giving Discharge to the Members of the Santander | ||||
Bank Polska S.a. Supervisory Board | Management | For | Voted - For | ||
12 | Giving Discharge to the Members of the Santander | ||||
Securities S.a. Management Board | Management | For | Voted - For | ||
13 | Giving Discharge to the Members of the Santander | ||||
Securities S.a. Supervisory Board | Management | For | Voted - For | ||
14 | Appointing the Supervisory Board Members for the | ||||
New Term of Office | Management | For | Voted - For | ||
15 | Appointing the Chairman of the Supervisory Board | ||||
for the New Term of Office. 2 | Management | For | Voted - For | ||
16 | Adoption of the Remuneration Policy for Supervisory | ||||
Board Members of Santander Bank Polska S.a. and | |||||
Remuneration Policy for Management Board Members of | |||||
Santander Bank Polska S.a | Management | For | Voted - For | ||
17 | Setting Remuneration for Supervisory Board Members | Management | For | Voted - For | |
18 | Adopting the Resolution Regarding the Increase of | ||||
the Bank's Share Capital Through the Issuance of | |||||
Series O Ordinary Bearer Shares, the Waiver of the | |||||
Existing Shareholders Pre-emptive Rights with | |||||
Respect to the Series O Shares in Their Entirety, | |||||
the Amendment of the Statutes of the Bank, the | |||||
Application for the Admission and Introduction of | |||||
the Series O Shares to Trading on the Regulated | |||||
Market Operated by the Warsaw Stock Exchange and | |||||
the Dematerialisation of the Series O Shares, As | |||||
Well As Authorisations for the Supervisory Board | |||||
and for the Management Board | Management | For | Voted - For | ||
19 | Amendments to the Bank's Statute | Management | For | Voted - For | |
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
1 | Opening of the General Meeting | Management | Non-Voting | Non-Voting | |
20 | Closing the General Meeting | Management | Non-Voting | Non-Voting | |
SASOL LTD | |||||
Security ID: 803866102 | |||||
Meeting Date: 27-Nov-19 | Meeting Type: Annual General Meeting | ||||
1.1 | To Re-elect Each by Way of A Separate Vote, the | ||||
Following Director Retiring in Terms of Clause | |||||
22.2.1 of the Company's Memorandum of | |||||
Incorporation: Gmb Kennealy | Management | For | Voted - For | ||
1.2 | To Re-elect Each by Way of A Separate Vote, the | ||||
Following Director Retiring in Terms of Clause |
338
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
22.2.1 of the Company's Memorandum of | |||||
Incorporation: Pj Robertson | Management | For | Voted - For | ||
1.3 | To Re-elect Each by Way of A Separate Vote, the | ||||
Following Director Retiring in Terms of Clause | |||||
22.2.1 of the Company's Memorandum of | |||||
Incorporation: P Victor | Management | For | Voted - For | ||
2 | To Elect Sa Nkosi Who Was Appointed by the Board | ||||
After the Previous Annual General Meeting in Terms | |||||
of Clause 22.4.1 of the Company's Memorandum of | |||||
Incorporation | Management | For | Voted - For | ||
3 | To Elect Fr Grobler Who Was Appointed by the Board | ||||
in Terms of Clause 22.4.1 of the Company's | |||||
Memorandum of Incorporation | Management | For | Voted - For | ||
4 | To Elect Vd Kahla Who Was Appointed by the Board in | ||||
Terms of Clause 22.4.1 of the Company's Memorandum | |||||
of Incorporation | Management | For | Voted - For | ||
5 | To Appoint PricewaterhouseCoopers Inc. to Act As | ||||
Independent Auditor of the Company and the Group | |||||
for the Financial Year Ending 30 June 2020 Until | |||||
the End of the Next Annual General Meeting | Management | For | Voted - For | ||
6.1 | To Elect Each by Way of A Separate Vote, the Member | ||||
of the Audit Committee: C Beggs | Management | For | Voted - For | ||
6.2 | To Elect Each by Way of A Separate Vote, the Member | ||||
of the Audit Committee: Gmb Kennealy (subject to | |||||
Her Being Re-elected As A Director in Terms of | |||||
Ordinary Resolution Number 1) | Management | For | Voted - For | ||
6.3 | To Elect Each by Way of A Separate Vote, the Member | ||||
of the Audit Committee: Nna Matyumza | Management | For | Voted - For | ||
6.4 | To Elect Each by Way of A Separate Vote, the Member | ||||
of the Audit Committee: S Westwell | Management | For | Voted - For | ||
7 | To Endorse, on A Non-binding Advisory Basis, the | ||||
Company's Remuneration Policy | Management | For | Voted - For | ||
8 | To Endorse, on A Non-binding Advisory Basis, the | ||||
Implementation Report of the Company's Remuneration | |||||
Policy | Management | For | Voted - For | ||
9.S.1 To Amend the Memorandum of Incorporation of the | |||||
Company to Cater for Changes in the Transfer | |||||
Secretary and Custodian and to Delete Redundant | |||||
Schedules | Management | For | Voted - For | ||
SEVERSTAL PAO | |||||
Security ID: X7805W105 | |||||
Meeting Date: 06-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | To Approve Interim Dividend Payment for the First | ||||
Half of 2019 at Rub 26.72. the Record Date is | |||||
17/09/2019 | Management | For | Voted - For | ||
14 Aug 2019: Please Note That This is A Revision | |||||
Due to Change in Numbering from 1 to 1.1 and | |||||
Further Modification of Text in Resolution 1.1. If | |||||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting |
339
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 22-Nov-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | To Approve the Interim Dividends for the Nine | ||||
Months of 2019 at Rub 27.47 Per Ordinary Share. the | |||||
Rd Fod Dividend Payment is 3/12/2019 | Management | For | Voted - For | ||
29 Oct 2019: Please Note That This is A Revision | |||||
Due to Modification of Text in Resolution 1.1. If | |||||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 05-Jun-20 | Meeting Type: Annual General Meeting | ||||
1.1.1 Elect Mordashov Alexey As A Director | Management | For | Voted - For | ||
1.1.2 Elect Shevelev Alexandr As A Director | Management | For | Voted - For | ||
1.1.3 Elect Kulichenko Alexey As A Director | Management | For | Voted - For | ||
1.1.4 Elect Mityukov Andrey As A Director | Management | For | Voted - For | ||
1.1.5 Elect Agnes Anna Ritter As A Director | Management | For | Voted - For | ||
1.1.6 Elect Phillip John Dayer As A Director | Management | For | Voted - For | ||
1.1.7 Elect David Alin Bowen As A Director | Management | For | Voted - For | ||
1.1.8 Elect Veikko Sakari Tamminen As A Director | Management | For | Voted - For | ||
1.1.9 Elect Mau Vladimir As A Director | Management | For | Voted - For | ||
1.110Elect Auzan Alexandr As A Director | Management | For | Voted - Against | ||
2.1 | Distribution of Profit of Pjsc -severstal- | ||||
According to the Results of 2019 of the Year. | |||||
Payment (announcement) of Dividends According to | |||||
the Results of 2019 of the Year | Management | For | Voted - For | ||
3.1 | Payment (announcement) of Dividends According to | ||||
the Results of the First Quarter of 2020 of the | |||||
Year: Rub 27.35 Perordinary Share | Management | For | Voted - For | ||
4.1 | Approval of the Auditor of Pjsc -severstal: KPMG | Management | For | Voted - For | |
Please Note That This is an Amendment to Meeting Id | |||||
350130 Due to Receipt of Updated Agenda. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note Cumulative Voting Applies to This | |||||
Resolutions Regarding the Election of Directors. | |||||
Out of the 10 Directors Presented for Election, A | |||||
Maximum of 10 Directors are to be Elected. | |||||
Broadridge Will Apply Cumulative Voting Evenly | |||||
Among Only Directors for Whom You Vote 'for,' and | |||||
Will Submit Instruction to the Local Agent in This | |||||
Manner. Cumulative Votes Cannot be Applied Unevenly | |||||
Among Directors Via Proxyedge. However If You Wish | |||||
to Do So, Please Contact Your Client Service | |||||
Representative. Standing Instructions Have Been | |||||
Removed for This Meeting. If You Have Further | |||||
Questions Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
18 May 2020: Please Note That This is A Revision | |||||
Due to Change in Numbering of All Resolutions, | |||||
Auditor Name and Update with Dividend Amount for | |||||
Resolution 3.1 . If You Have Already Sent in Your |
340
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Votes for Mid: 400536, Please Do Not Vote Again | |||||
Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
SHIN KONG FINANCIAL HOLDING CO LTD | |||||
Security ID: Y7753X104 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
6.14 | The Election of the Independent Director:shiu, | ||||
Yung-ming,shareholder No.s120672xxx | Management | For | Voted - For | ||
6.15 | The Election of the Independent Director:wu, | ||||
Chi-ming,shareholder No.n120101xxx | Management | For | Voted - For | ||
6.16 | The Election of the Independent Director:lin, | ||||
Mei-hwa,shareholder No.00390185 | Management | For | Voted - For | ||
1 | To Recognize the Company's 2019 Cpa Audited | ||||
Financial Statements | Management | For | Voted - For | ||
2 | To Recognize the Company's 2019 Earnings | ||||
Distribution. Proposed Cash Dividend: Twd 0.4 Per | |||||
Share. Proposed Cash Dividend for Preferred Share A | |||||
:twd 0.44975342 Per Share. | Management | For | Voted - For | ||
3 | To Discuss Amendment to the Company's Articles of | ||||
Incorporation | Management | For | Voted - For | ||
4 | To Discuss Amendment to the Company's Rules for | ||||
Shareholders' Meetings | Management | For | Voted - For | ||
5 | To Discuss the Company's Long-term Capital Raising | ||||
Plan in Accordance with the Company's Strategy and | |||||
Growth | Management | For | Voted - Against | ||
6.5 | The Election of 12 Director Among 13 | ||||
Candidates:shin Kong Mitsukoshi Development Corp. | |||||
Ltd.,shareholder No.00026835,yeh, Yun-wan As | |||||
Representative | Management | For | Voted - Against | ||
6.6 | The Election of 12 Director Among 13 | ||||
Candidates:shin Po Co., Ltd.,shareholder | |||||
No.00942945,wu, Tung Ming As Representative | Management | For | Voted - Against | ||
6.7 | The Election of 12 Director Among 13 | ||||
Candidates:shin Cheng Investment Co., | |||||
Ltd.,shareholder No.00415689 | Management | For | Voted - Against | ||
6.8 | The Election of 12 Director Among 13 | ||||
Candidates:shin Po Co., Ltd.,shareholder | |||||
No.00942945,lin, Po Han As Representative | Management | For | Voted - Against | ||
6.9 | The Election of 12 Director Among 13 | ||||
Candidates:shin Po Co., Ltd.,shareholder | |||||
No.00942945,hung, Shih Chi As Representative | Management | For | Voted - Against | ||
6.10 | The Election of 12 Director Among 13 | ||||
Candidates:chin Shan Investment Co., | |||||
Ltd.,shareholder No.00000141,tsai, Hung-hsiang As | |||||
Representative | Management | For | Voted - Against | ||
6.11 | The Election of 12 Director Among 13 Candidates:wu | ||||
Chia Lu Insurance Culture and Education | |||||
Foundation,shareholder No.00042760,wu, Benson As | |||||
Representative | Management | For | Voted - Against |
341
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6.12 | The Election of 12 Director Among 13 Candidates:su, | ||||
Chi Ming,shareholder No.00000012 | Management | For | Voted - Against | ||
6.13 | The Election of 12 Director Among 13 | ||||
Candidates:pan, Po Tseng,shareholder No.00002068 | Management | For | Did Not Vote | ||
6.1 | The Election of 12 Director Among 13 | ||||
Candidates:shin Kong Wu Ho-su Culture and Education | |||||
Foundation,shareholder No.00038260,wu, Tung Chin As | |||||
Representative | Management | For | Voted - Against | ||
6.2 | The Election of 12 Director Among 13 | ||||
Candidates:shin Kong Wu Tung Ching | |||||
Foundation,shareholder No.00038259,lee, Jih-chu As | |||||
Representative | Management | For | Voted - Against | ||
6.3 | The Election of 12 Director Among 13 | ||||
Candidates:shin Kong Wu Ho-su Culture and Education | |||||
Foundation,shareholder No.00038260,wu, Min Wei As | |||||
Representative | Management | For | Voted - Against | ||
6.4 | The Election of 12 Director Among 13 | ||||
Candidates:shin Kong Mitsukoshi Development Corp. | |||||
Ltd.,shareholder No.00026835,wu, Hsin-ta As | |||||
Representative | Management | For | Voted - Against | ||
Please Note That Although There are 13 Candidates | |||||
to be Elected As Directors, There are Only 12 | |||||
Vacancies Available to be Filled at the Meeting. | |||||
the Standing Instructions for This Meeting Will be | |||||
Disabled And, If You Choose, You are Required to | |||||
Vote For, Against Or Abstain on Only 12 of the 13 | |||||
Directors and to Select 'clear' for the Others. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
SHINHAN FINANCIAL GROUP CO LTD | |||||
Security ID: Y7749X101 | |||||
Meeting Date: 26-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - For | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
3.1 | Election of Inside Director: Jo Yong Byeong | Management | For | Voted - For | |
3.2 | Election of A Non-permanent Director: Philip Avril | Management | For | Voted - For | |
3.3 | Election of Outside Director: Bak an Sun | Management | For | Voted - For | |
3.4 | Election of Outside Director: Bak Cheol | Management | For | Voted - For | |
3.5 | Election of Outside Director: Yun Jae Won | Management | For | Voted - For | |
3.6 | Election of Outside Director: Jin Hyeon Deok | Management | For | Voted - For | |
3.7 | Election of Outside Director: Choe Gyeong Rok | Management | For | Voted - For | |
3.8 | Election of Outside Director: Hirakawa Yuki | Management | For | Voted - For | |
4.1 | Election of Audit Committee Member: Yun Jae Won | Management | For | Voted - For | |
4.2 | Election of Audit Committee Member: I Yun Jae | Management | For | Voted - For | |
5 | Approval of Remuneration for Director | Management | For | Voted - For | |
06 Mar 2020: Please Note That This is A Revision | |||||
Due to Revision in Director Name for Resolution | |||||
3.2. If You Have Already Sent in Your Votes, Please | |||||
Do Not Vote Again Unless You Decide to Amend Your | |||||
Original Instructions. Thank You. | Management | Non-Voting | Non-Voting |
342
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
SHOPRITE HOLDINGS LTD (SHP) | |||||
Security ID: S76263102 | |||||
Meeting Date: 04-Nov-19 | Meeting Type: Annual General Meeting | ||||
O.1 | Approval of Annual Financial Statements | Management | For | Voted - For | |
O.2 | Re-appointment of Auditors: PricewaterhouseCoopers | ||||
Inc. (pwc) | Management | For | Voted - For | ||
O.3 | Re-election of Dr Ch Wiese | Management | For | Voted - Against | |
O.4 | Re-election of Ms A M Le Roux | Management | For | Voted - For | |
O.5 | Appointment of Mr J F Basson As Chairperson and | ||||
Member of the Shoprite Holdings Audit and Risk | |||||
Committee | Management | For | Voted - For | ||
O.6 | Appointment of Ms A M Le Roux As Member of the | ||||
Shoprite Holdings Audit and Risk Committee | Management | For | Voted - For | ||
O.7 | Appointment of Mr J A Rock As Member of the | ||||
Shoprite Holdings Audit and Risk Committee | Management | For | Voted - For | ||
O.8 | General Authority Over Unissued Ordinary Shares | Management | For | Voted - For | |
O.9 | General Authority to Issue Shares for Cash | Management | For | Voted - For | |
O.10 General Authority to Directors And/or Company | |||||
Secretary | Management | For | Voted - For | ||
O11.1 Non Binding Advisory Vote on the Remuneration | |||||
Policy of Shoprite Holdings | Management | For | Voted - For | ||
O11.2 Non Binding Advisory Vote on the Implementation of | |||||
the Remuneration Policy | Management | For | Voted - For | ||
S.1.ARemuneration Payable to Non Executive Directors: | |||||
Remuneration Payable to Chairperson of the Board | Management | For | Voted - For | ||
S.1.BRemuneration Payable to Non Executive Directors: | |||||
Remuneration Payable to Lead Independent Director | Management | For | Voted - For | ||
S.1.CRemuneration Payable to Non Executive Directors: | |||||
Remuneration Payable to Non Executive Directors | Management | For | Voted - For | ||
S.1.DRemuneration Payable to Non Executive Directors: | |||||
Remuneration Payable to Chairperson of the Audit | |||||
and Risk Committee | Management | For | Voted - For | ||
S.1.E Remuneration Payable to Non Executive Directors: | |||||
Remuneration Payable to Members of the Audit and | |||||
Risk Committee | Management | For | Voted - For | ||
S.1.F Remuneration Payable to Non Executive Directors: | |||||
Remuneration Payable to Chairperson of the | |||||
Remuneration Committee | Management | For | Voted - For | ||
S.1.GRemuneration Payable to Non Executive Directors: | |||||
Remuneration Payable to Members of the Remuneration | |||||
Committee | Management | For | Voted - For | ||
S.1.HRemuneration Payable to Non Executive Directors: | |||||
Remuneration Payable to Chairperson of the | |||||
Nomination Committee | Management | For | Voted - For | ||
S.1.I Remuneration Payable to Non Executive Directors: | |||||
Remuneration Payable to Members of the Nomination | |||||
Committee | Management | For | Voted - For | ||
S.1.J Remuneration Payable to Non Executive Directors: | |||||
Remuneration Payable to Chairperson of the Social | |||||
and Ethics Committee | Management | For | Voted - For |
343
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
S.1.KRemuneration Payable to Non Executive Directors: | |||||
Remuneration Payable to Members of the Social and | |||||
Ethics Committee | Management | For | Voted - For | ||
S.1.L Remuneration Payable to Non Executive Directors: | |||||
Remuneration Payable for Additional Fee Per Meeting | Management | For | Voted - For | ||
S.1.M Remuneration Payable to Non Executive Directors: | |||||
Remuneration Payable for Additional Fee Per Hour | Management | For | Voted - For | ||
S.2 | Financial Assistance to Subsidiaries, Related and | ||||
Inter Related Entities | Management | For | Voted - For | ||
S.3 | General Approval to Repurchase Shares | Management | For | Voted - For | |
S.4 | Approval of Amendment to Clause 1 of the Memorandum | ||||
of Incorporation of the Company | Management | For | Voted - For | ||
O.12 Please Note That This Resolution is A Shareholder | |||||
Proposal: Election of Jan Frederik Le Roux As | |||||
Director | Management | Voted - For | |||
Please Note That This is an Amendment to Meeting Id | |||||
295854 Due to Addition of Resolution O.12. All | |||||
Votes Received on the Previous Meeting Will be | |||||
Disregarded If Vote Deadline Extensions are | |||||
Granted. Therefore Please Reinstruct on This | |||||
Meeting Notice on the New Job. If However Vote | |||||
Deadline Extensions are Not Granted in the Market, | |||||
This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You. | Management | Non-Voting | Non-Voting | ||
SIAM CEMENT PUBLIC CO LTD | |||||
Security ID: Y7866P147 | |||||
Meeting Date: 08-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Acknowledge the Company's Annual Report for the | ||||
Year 2019 | Management | For | Voted - For | ||
2 | To Consider and Approve the Financial Statements | ||||
for the Year Ended December 31, 2019 | Management | For | Voted - For | ||
3 | To Consider and Approve the Allocation of Profit | ||||
for the Year 2019 | Management | For | Voted - For | ||
4.1 | To Consider and Elect the Director in Replacement | ||||
of Whose to be Retired by Rotation: Mr. Kan | |||||
Trakulhoon | Management | For | Voted - Against | ||
4.2 | To Consider and Elect the Director in Replacement | ||||
of Whose to be Retired by Rotation: Mr. Prasarn | |||||
Trairatvorakul | Management | For | Voted - Against | ||
4.3 | To Consider and Elect the Director in Replacement | ||||
of Whose to be Retired by Rotation: Mr. Cholnanat | |||||
Yanaranop | Management | For | Voted - Against | ||
4.4 | To Consider and Elect the Director in Replacement | ||||
of Whose to be Retired by Rotation: Mr. Thapana | |||||
Sirivadhanabhakdi | Management | For | Voted - Against | ||
5 | To Consider and Appoint the Auditors and Fix the | ||||
Audit Fee for the Year 2020 | Management | For | Voted - For |
344
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6 | To Consider and Approve the Remuneration for | ||||
Directors and Sub-committee Members for the Year | |||||
2020 | Management | For | Voted - Against | ||
Please Note That This is an Amendment to Meeting Id | |||||
402302 Due to Receipt of Updated Director Names | |||||
Under Resolution 4. All Votes Received on the | |||||
Previous Meeting Will be Disregarded and You Will | |||||
Need to Reinstruct on This Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
In the Situation Where the Chairman of the Meeting | |||||
Suddenly Change the Agenda And/or Add New Agenda | |||||
During the Meeting, We Will Vote That Agenda As | |||||
Abstain | Management | Non-Voting | Non-Voting | ||
SILLAJEN, INC. | |||||
Security ID: Y7T3A9100 | |||||
Meeting Date: 26-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
3 | Election of Auditor | Management | For | Voted - For | |
4 | Approval of Remuneration for Director | Management | For | Voted - For | |
5 | Approval of Remuneration for Auditor | Management | For | Voted - Against | |
SIME DARBY PLANTATION BHD | |||||
Security ID: Y7962H106 | |||||
Meeting Date: 11-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Approve the Payment of Directors' Remuneration | ||||
to the Non-executive Directors As Disclosed in the | |||||
Audited Financial Statements for the Financial Year | |||||
Ended 31 December 2019 | Management | For | Voted - For | ||
2 | To Approve the Payment of Directors' Benefits | ||||
Payable to the Non-executive Directors Based on the | |||||
Remuneration Structure As Disclosed in Explanatory | |||||
Note 2 from 12 June 2020 Until the Next Agm of the | |||||
Company to be Held in 2021 | Management | For | Voted - For | ||
3 | To Re-elect Encik Mohamad Helmy Othman Basha Who | ||||
Was Appointed During the Year and Retires Pursuant | |||||
to Rule 81.2 of the Constitution of the Company and | |||||
Who Being Eligible, Offers Himself for Re-election | Management | For | Voted - For | ||
4 | To Re-elect Tunku Alizakri Raja Muhammad Alias Who | ||||
Was Appointed During the Year and Retires Pursuant | |||||
to Rule 81.2 of the Constitution of the Company and | |||||
Who Being Eligible, Offers Himself for Re-election | Management | For | Voted - For | ||
5 | To Re-elect Encik Zainal Abidin Jamal Who Retires | ||||
Pursuant to Rule 103 of the Constitution of the | |||||
Company and Who Being Eligible, Offers Himself for | |||||
Re-election | Management | For | Voted - For | ||
6 | To Re-elect Ms Tan Ting Min Who Retires Pursuant to | ||||
Rule 103 of the Constitution of the Company and Who | |||||
Being Eligible, Offers Herself for Re-election | Management | For | Voted - For |
345
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7 | To Re-elect Mr Lou Leong Kok Who Retires Pursuant | ||||
to Rule 103 of the Constitution of the Company and | |||||
Who Being Eligible, Offers Himself for Re-election | Management | For | Voted - Against | ||
8 | To Appoint Messrs PricewaterhouseCoopers Plt As | ||||
Auditors of the Company for the Financial Year | |||||
Ending 31 December 2020 and to Authorise the | |||||
Directors to Determine Their Remuneration | Management | For | Voted - For | ||
9 | Proposed Renewal of Shareholders' Mandate for | ||||
Existing Recurrent Related Party Transactions of A | |||||
Revenue Or Trading Nature | Management | For | Voted - For | ||
10 | Allotment and Issuance of New Ordinary Shares in | ||||
the Company (sdp Shares) in Relation to the | |||||
Dividend Reinvestment Plan That Provides | |||||
Shareholders of the Company with an Option to Elect | |||||
to Reinvest Their Cash Dividend in New Sdp Shares | |||||
(drp) | Management | For | Voted - For | ||
SINOPAC FINANCIAL HOLDINGS CO LTD | |||||
Security ID: Y8009U100 | |||||
Meeting Date: 13-May-20 | Meeting Type: Annual General Meeting | ||||
1 | To Ratify Business Reports and Financial Statements | ||||
for Year 2019 | Management | For | Voted - For | ||
2 | To Ratify Proposal for Distribution of 2019 Earnings | Management | For | Voted - For | |
3.1 | The Election of the Director:hsinex International | ||||
Corp.,shareholder No.398816,shi-kuan Chen As | |||||
Representative | Management | For | Voted - For | ||
3.2 | The Election of the Director:hsinex International | ||||
Corp.,shareholder No.398816,stanley Chu As | |||||
Representative | Management | For | Voted - For | ||
3.3 | The Election of the Director:xing Yuan Co., | ||||
Ltd.,shareholder No.945346,wei-thyr Tsao As | |||||
Representative | Management | For | Voted - For | ||
3.4 | The Election of the Director:xing Yuan Co., | ||||
Ltd.,shareholder No.945346,chi-hsing Yeh As | |||||
Representative | Management | For | Voted - For | ||
3.5 | The Election of the Independent Director:chi | ||||
Schive,shareholder No.q100446xxx | Management | For | Voted - For | ||
3.6 | The Election of the Independent Director:james J. | ||||
Sheu,shareholder No.n102581xxx | Management | For | Voted - For | ||
3.7 | The Election of the Independent Director:wei-ta | ||||
Pan,shareholder No.a104289xxx | Management | For | Voted - For | ||
4 | To Discuss to Release Directors of the Seventh Term | ||||
of the Board of Directors from Non-competition | |||||
Restrictions | Management | For | Voted - For | ||
06 May 2020: Please Note That the Meeting Type Was | |||||
Changed from Ogm to Agm. If You Have Already Sent | |||||
in Your Votes, Please Do Not Vote Again Unless You | |||||
Decide to Amend Your Original Instructions. Thank | |||||
You | Management | Non-Voting | Non-Voting |
346
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
SK HOLDINGS CO., LTD. | |||||
Security ID: Y8T642129 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
3.1 | Election of Inside Director: Jang Dong Hyeon | Management | For | Voted - Against | |
3.2 | Election of Inside Director: Bak Seong Ha | Management | For | Voted - Against | |
3.3 | Election of Outside Director: Jang Yong Seok | Management | For | Voted - For | |
4 | Election of Audit Committee Member Who is an | ||||
Outside Director: Jang Yong Seok | Management | For | Voted - For | ||
5 | Grant of Stock Option | Management | For | Voted - For | |
6 | Approval of Remuneration for Director | Management | For | Voted - For | |
7 | Amendment of Articles on Retirement Allowance for | ||||
Director | Management | For | Voted - For | ||
SK HYNIX, INC. | |||||
Security ID: Y8085F100 | |||||
Meeting Date: 20-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - For | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
3 | Election of Inside Director Candidate: Lee Seok Hui | Management | For | Voted - For | |
4 | Election of A Nonpermanent Director Candidate: Park | ||||
Jeong Ho | Management | For | Voted - For | ||
5.1 | Election of Outside Director Candidate: Sin Chang | ||||
Hwan | Management | For | Voted - For | ||
5.2 | Election of Outside Director Candidate: Han Ae Ra | Management | For | Voted - For | |
6.1 | Election of Audit Committee Member Candidate: Ha | ||||
Yeong Gu | Management | For | Voted - Against | ||
6.2 | Election of Audit Committee Member Candidate: Sin | ||||
Chang Hwan | Management | For | Voted - For | ||
6.3 | Election of Audit Committee Member Candidate: Han | ||||
Ae Ra | Management | For | Voted - For | ||
7 | Approval of Remuneration for Director | Management | For | Voted - For | |
8 | Approval of Endowment of Stock Purchase Option | Management | For | Voted - For | |
9 | Approval of Endowment of Stock Purchase Option | ||||
(unregistered Director) | Management | For | Voted - For | ||
10 | Approval of Amendment of Articles on Retirement | ||||
Allowance for Board Members | Management | For | Voted - For | ||
SK INNOVATION CO LTD | |||||
Security ID: Y8063L103 | |||||
Meeting Date: 26-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - For |
347
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Approval of Partial Amendment to Articles of | ||||
Incorporation | Management | For | Voted - For | ||
3.1 | Election of Inside Director: Kim Jun | Management | For | Voted - For | |
3.2 | Election of Non-executive Director: Yu Jungjun | Management | For | Voted - For | |
3.3 | Election of Outside Director: Kim Jonghoon | Management | For | Voted - For | |
4 | Election of Audit Committee Member: Kim Jonghoon | Management | For | Voted - For | |
5 | Amendment on Retirement Benefit Plan for Directors | Management | For | Voted - For | |
6 | Approval of Grant of Stock Option | Management | For | Voted - For | |
7 | Approval of Limit of Remuneration for Directors | Management | For | Voted - For | |
SK TELECOM CO LTD | |||||
Security ID: Y4935N104 | |||||
Meeting Date: 26-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
3.1 | Grant of Stock Option(director) | Management | For | Voted - For | |
3.2 | Grant of Stock Option(unregistered Executive) | Management | For | Voted - For | |
4.1 | Election of Inside Director: Bak Jeong Ho | Management | For | Voted - For | |
4.2 | Election of A Non-permanent Director: Jo Dae Sik | Management | For | Voted - For | |
4.3 | Election of Outside Director: Gim Yong Hak | Management | For | Voted - For | |
4.4 | Election of Outside Director: Gim Jun Mo | Management | For | Voted - For | |
4.5 | Election of Outside Director: an Jeong Ho | Management | For | Voted - For | |
5.1 | Election of Audit Committee Member: Gim Yong Hak | Management | For | Voted - For | |
5.2 | Election of Audit Committee Member: an Jeong Ho | Management | For | Voted - For | |
6 | Approval of Remuneration for Director | Management | For | Voted - For | |
7 | Amendment of Articles on Retirement Allowance for | ||||
Director | Management | For | Voted - For | ||
SM INVESTMENTS CORP | |||||
Security ID: Y80676102 | |||||
Meeting Date: 24-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Call to Order | Management | For | Voted - For | |
2 | Certification of Notice and Quorum | Management | For | Voted - For | |
3 | Approval of Minutes of Annual Meeting of | ||||
Stockholders Held on April 24, 2019 | Management | For | Voted - For | ||
4 | Annual Report for the Year 2019 (open Forum) | Management | For | Voted - For | |
5 | Ratification of the Acts of the Board of Directors | ||||
and the Management from the Date of the Last Annual | |||||
Stockholders' Meeting Up to the Date of This Meeting | Management | For | Voted - For | ||
6.A | Election of Member of the Board of Directors for | ||||
2020-2021: Teresita T. Sy | Management | For | Voted - Against | ||
6.B | Election of Member of the Board of Directors for | ||||
2020-2021: Henry T. Sy, Jr | Management | For | Voted - Against | ||
6.C | Election of Member of the Board of Directors for | ||||
2020-2021: Harley T. Sy | Management | For | Voted - Against |
348
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6.D | Election of Member of the Board of Directors for | ||||
2020-2021: Jose T. Sio | Management | For | Voted - Against | ||
6.E | Election of Member of the Board of Directors for | ||||
2020-2021: Frederic C. Dybuncio | Management | For | Voted - Against | ||
6.F | Election of Member of the Board of Directors for | ||||
2020-2021: Tomasa H. Lipana (independent Director) | Management | For | Voted - For | ||
6.G | Election of Member of the Board of Directors for | ||||
2020-2021: Alfredo E. Pascual (independent Director) | Management | For | Voted - For | ||
6.H | Election of Member of the Board of Directors for | ||||
2020-2021: Robert G. Vergara (independent Director) | Management | For | Voted - For | ||
7 | Appointment of External Auditors(sycip Gorres | ||||
Velayo and Co.) | Management | For | Voted - Against | ||
9 | Adjournment | Management | For | Voted - For | |
8 | Other Matters | Management | Abstain | Voted - Against | |
SM PRIME HOLDINGS, INC. | |||||
Security ID: Y8076N112 | |||||
Meeting Date: 15-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Call to Order | Management | For | Voted - For | |
2 | Certification of Notice and Quorum | Management | For | Voted - For | |
3 | Approval of Minutes of the Annual Meeting of | ||||
Stockholders Held on April 23, 2019 | Management | For | Voted - For | ||
4 | Approval of Annual Report for 2019 | Management | For | Voted - For | |
5 | General Ratification of Acts of the Board of | ||||
Directors, Board Committees and Management | Management | For | Voted - For | ||
6 | Election of Director: Henry T. Sy, Jr | Management | For | Voted - Against | |
7 | Election of Director: Hans T. Sy | Management | For | Voted - Against | |
8 | Election of Director: Herbert T. Sy | Management | For | Voted - Against | |
9 | Election of Director: Jeffrey C. Lim | Management | For | Voted - Against | |
10 | Election of Director: Jorge T. Mendiola | Management | For | Voted - Against | |
11 | Election of Director: Jose L. Cuisia, Jr. | ||||
(independent Director) | Management | For | Voted - Against | ||
12 | Election of Director: Gregorio U. Kilayko | ||||
(independent Director) | Management | For | Voted - Against | ||
13 | Election of Director: Joselito H. Sibayan | ||||
(independent Director) | Management | For | Voted - For | ||
14 | Appointment of External Auditor: Sycip, Gorres, | ||||
Velayo and Co | Management | For | Voted - For | ||
15 | Open Forum | Management | For | Voted - For | |
17 | Adjournment | Management | For | Voted - For | |
16 | Other Matters | Management | Abstain | Voted - Against | |
Please Note That This is an Amendment to Meeting Id | |||||
413564 Due to Received Additional Resolution 15. | |||||
All Votes Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You. | Management | Non-Voting | Non-Voting |
349
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
SOCIEDAD QUIMICA Y MINERA DE CHILE SA SOQUIMICH | |||||
Security ID: P8716X108 | |||||
Meeting Date: 23-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For | |
2 | Designate Auditors | Management | For | Voted - For | |
3 | Designate Risk Assessment Companies | Management | For | Voted - For | |
4 | Designate Account Inspectors | Management | For | Voted - For | |
5 | Approve Investment Policy | Management | For | Voted - For | |
6 | Approve Financing Policy | Management | For | Voted - For | |
7 | Approve Dividends | Management | For | Voted - For | |
8 | Approve Remuneration of Board of Directors and | ||||
Board Committees | Management | For | Voted - Against | ||
9 | Other Business | Management | Abstain | Voted - Against | |
S-OIL CORP | |||||
Security ID: Y80710109 | |||||
Meeting Date: 26-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statement | Management | For | Voted - Against | |
2.1 | Election of Inside Director Candidate: Hussain A.al | ||||
Qahtani | Management | For | Voted - For | ||
2.2 | Election of A Non-permanent Director Candidate: | ||||
A.m.al Judaimi | Management | For | Voted - Against | ||
2.3 | Election of A Non-permanent Director Candidate: | ||||
S.a.al Hadrami | Management | For | Voted - Against | ||
2.4 | Election of A Non-permanent Director Candidate: | ||||
S.m.al Hereagi | Management | For | Voted - Against | ||
2.5 | Election of A Non-permanent Director Candidate: | ||||
Ziad T. Al Murshed | Management | For | Voted - For | ||
2.6 | Election of Outside Director Candidate: Kim Cheol Su | Management | For | Voted - For | |
2.7 | Election of Outside Director Candidate: Lee Seung | ||||
Won | Management | For | Voted - For | ||
2.8 | Election of Outside Director Candidate: Hong Seok Wu | Management | For | Voted - For | |
2.9 | Election of Outside Director Candidate: Hwang in Tae | Management | For | Voted - For | |
2.10 | Election of Outside Director Candidate: Sin Mi Nam | Management | For | Voted - For | |
2.11 | Election of Outside Director Candidate: Jungsoon | ||||
Janice Lee | Management | For | Voted - For | ||
3.1 | Election of Audit Committee Member Who is an | ||||
Outside Director Candidate: Lee Seung Won | Management | For | Voted - Against | ||
3.2 | Election of Audit Committee Member Who is an | ||||
Outside Director Candidate: Hong Seok Wu | Management | For | Voted - For | ||
3.3 | Election of Audit Committee Member Who is an | ||||
Outside Director Candidate: Hwang in Tae | Management | For | Voted - For | ||
3.4 | Election of Audit Committee Member Who is an | ||||
Outside Director Candidate: Sin Mi Nam | Management | For | Voted - For | ||
4 | Approval of Remuneration for Director | Management | For | Voted - For |
350
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
STANDARD BANK GROUP LIMITED | |||||
Security ID: S80605140 | |||||
Meeting Date: 26-Jun-20 | Meeting Type: Annual General Meeting | ||||
O.1.1To Elect Director: Maureen Erasmus | Management | For | Voted - For | ||
O.1.2To Elect Director: Trix Kennealy | Management | For | Voted - For | ||
O.1.3To Elect Director: Nomgando Matyumza | Management | For | Voted - For | ||
O.1.4To Elect Director: Jacko Maree | Management | For | Voted - For | ||
O.1.5To Elect Director: John Vice | Management | For | Voted - For | ||
O.1.6To Elect Director: Priscillah Mabelane | Management | For | Voted - For | ||
O.1.7To Elect Director: Nonkululeko Nyembezi | Management | For | Voted - For | ||
O.2.1Reappointment of Auditors: KPMG Inc | Management | For | Voted - For | ||
O.2.2Reappointment of Auditors: PricewaterhouseCoopers | |||||
Inc | Management | For | Voted - For | ||
O.3 | Place Unissued Ordinary Shares Under Control of | ||||
Directors | Management | For | Voted - For | ||
O.4 | Place Unissued Preference Shares Under Control of | ||||
Directors | Management | For | Voted - For | ||
NB5.1 Non-binding Advisory Vote: Support the Group's | |||||
Remuneration Policy | Management | For | Voted - For | ||
NB5.2 Non-binding Advisory Vote: Endorse the Group's | |||||
Remuneration Implementation Report | Management | For | Voted - For | ||
S.6.1 Remuneration: Approve Non-executive Directors' Fees | |||||
(2020): Standard Bank Group Chairman | Management | For | Voted - For | ||
S.6.2 Remuneration: Approve Non-executive Directors' Fees | |||||
(2020): Standard Bank Group Director | Management | For | Voted - For | ||
S.6.3 Remuneration: Approve Non-executive Directors' Fees | |||||
(2020): Standard Bank Group International Director | Management | For | Voted - For | ||
S64.1 | Remuneration: Approve Non-executive Directors' Fees | ||||
(2020): Group Audit Committee: Chairman | Management | For | Voted - For | ||
S64.2 | Remuneration: Approve Non-executive Directors' Fees | ||||
(2020): Group Audit Committee: Member | Management | For | Voted - For | ||
S65.1 | Remuneration: Approve Non-executive Directors' Fees | ||||
(2020): Group Directors' Affairs Committee: Chairman | Management | For | Voted - For | ||
S65.2 | Remuneration: Approve Non-executive Directors' Fees | ||||
(2020): Group Directors' Affairs Committee: Member | Management | For | Voted - For | ||
S66.1 | Remuneration: Approve Non-executive Directors' Fees | ||||
(2020): Group Remuneration Committee: Chairman | Management | For | Voted - For | ||
S66.2 | Remuneration: Approve Non-executive Directors' Fees | ||||
(2020): Group Remuneration Committee: Member | Management | For | Voted - For | ||
S67.1 | Remuneration: Approve Non-executive Directors' Fees | ||||
(2020): Group Risk and Capital Management | |||||
Committee: Chairman | Management | For | Voted - For | ||
S67.2 | Remuneration: Approve Non-executive Directors' Fees | ||||
(2020): Group Risk and Capital Management | |||||
Committee: Member | Management | For | Voted - For | ||
S68.1 | Remuneration: Approve Non-executive Directors' Fees | ||||
(2020): Group Social and Ethics Committee: Chairman | Management | For | Voted - For | ||
S68.2 | Remuneration: Approve Non-executive Directors' Fees | ||||
(2020): Group Social and Ethics Committee: Member | Management | For | Voted - For |
351
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
S69.1 | Remuneration: Approve Non-executive Directors' Fees | ||||
(2020): Group Technology and Information Committee: | |||||
Chairman | Management | For | Voted - For | ||
S69.2 | Remuneration: Approve Non-executive Directors' Fees | ||||
(2020): Group Technology and Information Committee: | |||||
Member | Management | For | Voted - For | ||
S6.10 | Ad Hoc Meeting Attendance | Management | For | Voted - For | |
S.7 | Grant: General Authority to Acquire the Company's | ||||
Ordinary Shares | Management | For | Voted - For | ||
S.8 | Grant: General Authority to Acquire the Company's | ||||
Preference Shares | Management | For | Voted - For | ||
S.9 | Approve: Loans Or Other Financial Assistance to | ||||
Related Or Inter-related Comp | Management | For | Voted - For | ||
STATE BANK OF INDIA | |||||
Security ID: Y8155P103 | |||||
Meeting Date: 17-Jun-20 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | To Appointment of Dr. Ganesh Natarajan Directors to | ||||
the Central Board of the Bank Under the Provisions | |||||
of Section 19 (c) of State Bank of India Act, 1955 | Management | For | Voted - For | ||
1.2 | To Appointment of Shri Ketan S. Vikamsey Directors | ||||
to the Central Board of the Bank Under the | |||||
Provisions of Section 19 (c) of State Bank of India | |||||
Act, 1955 | Management | For | Voted - For | ||
1.3 | To Appointment of Shri B. Venugopal Directors to | ||||
the Central Board of the Bank Under the Provisions | |||||
of Section 19 (c) of State Bank of India Act, 1955 | Management | For | Voted - For | ||
1.4 | To Appointment of Shri Mrugank M. Paranjape | ||||
Directors to the Central Board of the Bank Under | |||||
the Provisions of Section 19 (c) of State Bank of | |||||
India Act, 1955 | Management | For | Voted - For | ||
1.5 | To Appointment of Shri Vinod Kumar Directors to the | ||||
Central Board of the Bank Under the Provisions of | |||||
Section 19 (c) of State Bank of India Act, 1955 | Management | For | Did Not Vote | ||
Please Note That This is an Amendment to Meeting Id | |||||
427673 Due to Change in Record Date from 17 March | |||||
2020 to 16 March 2020. All Votes Received on the | |||||
Previous Meeting Will be Disregarded If Vote | |||||
Deadline Extensions are Granted. Therefore Please | |||||
Reinstruct on This Meeting Notice on the New Job. | |||||
If However Vote Deadline Extensions are Not Granted | |||||
in the Market, This Meeting Will be Closed and Your | |||||
Vote Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or ' Abstain' for the Election of | |||||
Directors, Against is Not A Voting Option for | |||||
Election of Directors | Management | Non-Voting | Non-Voting | ||
Please Note That Although There are 5 Candidates to | |||||
be Elected As Directors, There are Only 4 Vacancies |
352
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Available to be Filled at the Meeting. the Standing | |||||
Instructions for This Meeting Will be Disabled And, | |||||
If You Choose, You are Required to Vote for Only 4 | |||||
of the 5 Directors. Thank You | Management | Non-Voting | Non-Voting | ||
SUN PHARMACEUTICAL INDUSTRIES LTD | |||||
Security ID: Y8523Y158 | |||||
Meeting Date: 28-Aug-19 | Meeting Type: Annual General Meeting | ||||
1.A | Adoption of Audited Standalone Financial Statements | ||||
of the Company for the Financial Year Ended March | |||||
31, 2019 and the Reports of the Board of Directors | |||||
and Auditors Thereon | Management | For | Voted - For | ||
1.B | Adoption of Audited Consolidated Financial | ||||
Statements of the Company for the Financial Year | |||||
Ended March 31, 2019 and the Reports of the | |||||
Auditors Thereon | Management | For | Voted - For | ||
2 | Declaration of Dividend on Equity Shares for the | ||||
Financial Year Ended March 31, 2019: Dividend of | |||||
Inr 2.75 (rupees Two and Paise Seventy Five Only) | |||||
Per Equity Share of Inr 1/- Each [previous Year Inr | |||||
2.00/- Per Equity Share of Inr 1/- Each] for the | |||||
Year Ended March 31, 2019 | Management | For | Voted - For | ||
3 | Re-appointment of Mr. Sailesh T. Desai (din: | ||||
00005443), Who Retires by Rotation and Being | |||||
Eligible Offers Himself for Reappointment | Management | For | Voted - For | ||
4 | Re-appointment of Mr. Kalyanasundaram Subramanian | ||||
(din: 00179072), Who Retires by Rotation and Being | |||||
Eligible Offers Himself for Re-appointment | Management | For | Voted - For | ||
5 | Ordinary Resolution for Ratification of | ||||
Remuneration Of, M/s. B M Sharma & Associates, Cost | |||||
Auditors | Management | For | Voted - For | ||
6 | Special Resolution for Consent/ratification of | ||||
Excess Commission Paid to Non-executive Directors | |||||
for the Year 2013-14 Pursuant to the Letter | |||||
Received from Mca in Respect of Abatement of the | |||||
Pending Applications for Approval of Remuneration | Management | For | Voted - For | ||
7 | Special Resolution for Approval of Remuneration to | ||||
be Paid to Mr. Kalyanasundaram Subramanian, | |||||
Whole-time Director, with Effect from July 04, 2019 | Management | For | Voted - For | ||
SUZANO SA | |||||
Security ID: P8T20U187 | |||||
Meeting Date: 23-Aug-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Approval of the Amendment to Paragraph Two of | ||||
Article 25 of the Company's Bylaws to Reflect, | |||||
Clearly and Objectively, the Possibility of A Mixed | |||||
Composition of the Statutory Audit Committee, by | |||||
Members That Integrates Or Not the Board of | |||||
Directors of the Company, in Accordance with |
353
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Article 31,c of Cvm Instruction No. 408, of May 14, | |||||
1999 | Management | For | Voted - For | ||
2 | Approval of the Consolidation of the Company's | ||||
Bylaws to Reflect the Amendment to the Paragraph | |||||
Two of Clause 25 of the Company's Bylaws, Subject | |||||
to the Resolution Described in Item 1. Above | Management | For | Voted - For | ||
3 | In the Eventuality of A Second Call of This | ||||
Meeting, the Voting Instructions in This Voting | |||||
List May Also be Considered Valid for the Purposes | |||||
of Holding the Meeting on Second Call | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 22-May-20 | Meeting Type: Annual General Meeting | ||||
1 | To Approve the Management Accounts Related to the | ||||
Fiscal Year Ended 12.31.2019 | Management | For | Voted - For | ||
2 | To Approve the Financial Statements of the Company | ||||
for the Fiscal Year Ended 12.31.2019, and to Review | |||||
the Management Report for Said Fiscal Year | Management | For | Voted - For | ||
3 | Do You Want to Request the Adoption of Multiple | ||||
Voting for the Election of the Board of Directors, | |||||
Pursuant to Art. 141 of Law No. 6,404 of 1976 | Management | For | Voted - Against | ||
4 | Election of A Member of the Board of Directors by | ||||
Single Slate. Indication of All the Names That | |||||
Comprise Slate 1 the Votes Indicated in This Field | |||||
Will be Disregarded If the Shareholder Holding | |||||
Voting Shares Also Fills in the Fields Present in | |||||
the Separate Voting of A Member of the Board of | |||||
Directors and the Separate Voting Mentioned in | |||||
These Fields Occurs. . David Feffer, Principal. | |||||
Claudio Thomaz Lobo Sonder, Principal. Daniel | |||||
Feffer, Principal. Ana Paula Pessoa, Principal. | |||||
Maria Priscila Rodini Vansetti Machado, Principal. | |||||
Nildemar Secches, Principal. Rodrigo Kede De | |||||
Freitas Lima, Principal. Rodrigo Calvo Galindo, | |||||
Principal. Paulo Rogerio Caffarelli, Principal | Management | For | Voted - For | ||
5 | If One of the Candidates Comprising the Slate 1 | ||||
Fails to Join, May the Votes Corresponding to Their | |||||
Shares Continue to be Conferred on Slate 1 | Management | For | Voted - Against | ||
6 | In the Event That the Multiple Voting Election | ||||
Process be Adopted, Should the Votes Corresponding | |||||
to Your Shares be Distributed in Equal Percentages | |||||
by the Candidates You Have Chosen. If the | |||||
Shareholder Chooses to Abstain and the Election | |||||
Occurs Through the Multiple Voting Process, His |
354
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Vote Must be Counted As Abstain in the Respective | ||||
Meeting Resolution | Management | For | Voted - For | |
7.1 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. David Feffer, Principal | Management | For | Voted - Abstain | |
7.2 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Claudio Thomaz Lobo Sonder, | ||||
Principal | Management | For | Voted - Abstain | |
7.3 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Daniel Feffer, Principal | Management | For | Voted - Abstain | |
7.4 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Ana Paula Pessoa, Principal | Management | For | Voted - Abstain | |
7.5 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Maria Priscila Rodini Vansetti | ||||
Machado, Principal | Management | For | Voted - Abstain | |
7.6 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Nildemar Secches, Principal | Management | For | Voted - Abstain | |
7.7 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Rodrigo Kede De Freitas Lima, | ||||
Principal | Management | For | Voted - Abstain | |
7.8 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Rodrigo Calvo Galindo, Principal | Management | For | Voted - Abstain | |
7.9 | Visualization of All the Candidates That Compose | |||
�� | the Slate to Indicate the Percentage of the Votes | |||
to be Attributed. Paulo Rogerio Caffarelli, | ||||
Principal | Management | For | Voted - Abstain | |
8 | To Set the Overall Annual Compensation of the | |||
Management and Fiscal Council, If Held, of the | ||||
Company in Accordance with the Management Proposal | Management | For | Voted - Against | |
9 | Do You Want to Request the Instatement of the | |||
Companys Fiscal Council, Pursuant to Article 161 of | ||||
Law No. 6,404 of 1976 | Management | For | Voted - Abstain | |
10.1 | Election of A Member of the Fiscal Council Per | |||
Candidate. Positions Limit to be Completed, 2. | ||||
Appointment of Candidates for the Fiscal Council, | ||||
the Shareholder May Appoint As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Luiz Augusto Marques Paes. Roberto | ||||
Figueiredo Mello | Management | For | Voted - Abstain | |
10.2 | Election of A Member of the Fiscal Council Per | |||
Candidate. Positions Limit to be Completed, 2. | ||||
Appointment of Candidates for the Fiscal Council, | ||||
the Shareholder May Appoint As Many Candidates As | ||||
There are Vacancies to be Filled in the General | ||||
Election. Rubens Barletta. Luiz Gonzaga Ramos | ||||
Schubert | Management | For | Voted - Abstain | |
11 | Separate Election of A Member of the Fiscal Council | |||
by Minority Shareholders Holding Shares of Voting |
355
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Rights. the Shareholder Must Complete This Field | ||||
Should He Have Left the General Election Field | ||||
Blank. Eraldo Soares Pecanha. Kurt Janos Toth | Management | For | Voted - For | |
12 | In the Event of A Second Call for These Annual | |||
General Meetings, May the Voting Instructions in | ||||
This Bvd Also be Considered for the Holding on | ||||
Second Call of the Annual General Meetings | Management | For | Voted - Against | |
13 | Do You Want to Request the Adoption of Separate | |||
Voting for the Election of the Board of Directors, | ||||
Pursuant to Art. 141 of Law 6,404 of 1976. the | ||||
Shareholder May Only Fill in This Field If He | ||||
Continuously Holds the Shares with Which He Votes | ||||
During the Three Months Immediately Prior to the | ||||
General Meeting. If the Shareholder Chooses to No | ||||
Or Abstain, His Shares Will Not be Counted to | ||||
Request the Separate Voting of A Member of the | ||||
Board of Directors | Management | For | Voted - Abstain | |
14 | To Set at Ten 10 the Number of Members to be | |||
Elected for the Next Term of Office of the Board of | ||||
Directors, Pursuant to the Management Proposal | Management | For | Voted - For | |
15 | Nomination of Candidates to the Board of Directors | |||
by Minority Shareholders Holding Voting Shares. the | ||||
Shareholder May Only Fill in This Field If He | ||||
Continuously Holds the Shares with Which He Votes | ||||
During the Three Months Immediately Prior to the | ||||
General Meeting. . Helio Lima Magalhaes | Management | For | Voted - For | |
Important Market Processing Requirement: A | ||||
Beneficial Owner Signed Power of Attorney (poa) May | ||||
be Required in Order to Lodge and Execute Your | ||||
Voting Instructions in This Market (dependant Upon | ||||
the Availability and Usage of the Remote Voting | ||||
Platform). Absence of A Poa, May Cause Your | ||||
Instructions to be Rejected. If You Have Any | ||||
Questions, Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
Please Note That This is an Amendment to Meeting Id | ||||
384326 Due to Receipt of Updated Agenda. All Votes | ||||
Received on the Previous Meeting Will be | ||||
Disregarded and You Will Need to Reinstruct on This | ||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | |
Please Note That Votes 'in Favor' and 'against' in | ||||
the Same Agenda Item are Not Allowed. Only Votes in | ||||
Favor And/or Abstain Or Against And/ Or Abstain are | ||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | |
For the Proposal 6 Regarding the Adoption of | ||||
Cumulative Voting, Please be Advised That You Can | ||||
Only Vote for Or Abstain. an Against Vote on This | ||||
Proposal Requires Percentages to be Allocated | ||||
Amongst the Directors in Proposal 7.1 to 7.9. in | ||||
This Case Please Contact Your Client Service | ||||
Representative in Order to Allocate Percentages | ||||
Amongst the Directors | Management | Non-Voting | Non-Voting |
356
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 22-May-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Approve the Protocol and Justification Executed | ||||
on April 20, 2020, by the Management of the Company | |||||
and Suzano Participacoes Do Brasil Ltda., Enrolled | |||||
with Cnpj.me Under No. 23.601.424.0001.07, Which | |||||
Sets Forth the Terms and Conditions of the Merger | |||||
of Suzano Participacoes Do Brasil Ltda. Into the | |||||
Company, Merger | Management | For | Voted - For | ||
2 | To Approve the Ratification of the Appointment and | ||||
Hiring of the Specialized Company | |||||
PricewaterhouseCoopers Auditores Independentes Pwc, | |||||
Hired to Determine the Net Worth of Suzano | |||||
Participaces Do Brasil Ltda., Under the Terms of | |||||
the Law | Management | For | Voted - For | ||
3 | To Approve the Net Worth Appraisal Report of Suzano | ||||
Participacoes Do Brasil Ltda., at Book Value, | |||||
Prepared by Pwc in Compliance with the Accounting | |||||
and Legal Standards, Criteria and Requirements | Management | For | Voted - For | ||
4 | To Approve the Merger of Suzano Participacoes Do | ||||
Brasil Ltda. Into the Company, Under the Terms and | |||||
Conditions of the Merger and the Consequent | |||||
Dissolution of Suzano Participacoes Do Brasil Ltda | Management | For | Voted - For | ||
5 | To Approve the Authorization to the Companys | ||||
Management to Take All Measures Necessary to Carry | |||||
Out the Merger, Pursuant to Current Legislation | Management | For | Voted - For | ||
6 | In the Event of A Second Call for This | ||||
Extraordinary General Meeting, May the Voting | |||||
Instructions in This Ballot Also be Considered for | |||||
the Holding on Second Call of the Extraordinary | |||||
General Meetings | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
30 Apr 2020: Please Note That This is A Revision | |||||
Due to Update in Meeting Date to 22 May 2020 from | |||||
24 April 2020 & Revision Due to Receipt of Record | |||||
Date 20 May 2020. If You Have Already Sent in Your | |||||
Votes, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting |
357
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
TAISHIN FINANCIAL HOLDINGS CO LTD | |||||
Security ID: Y84086100 | |||||
Meeting Date: 12-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Acknowledgment of the Companys 2019 Business Report | ||||
and Financial Statements. | Management | For | Voted - For | ||
2 | Acknowledgment of the Companys Distribution of 2019 | ||||
Earnings. Proposed Cash Dividend :twd 0.56 Per | |||||
Share. | Management | For | Voted - For | ||
3 | Issuance of New Common Shares from Earnings. | ||||
Proposed Stock Dividend : 23 Shares Per 1,000 | |||||
Shares. | Management | For | Voted - For | ||
4 | Amendments to the Rules of Procedure for | ||||
Shareholder Meetings. | Management | For | Voted - For | ||
TAIWAN CEMENT CORP | |||||
Security ID: Y8415D106 | |||||
Meeting Date: 09-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Approve 2019 Annual Business Report and | ||||
Financial Statements. | Management | For | Voted - For | ||
2 | The Proposal for Distribution of 2019 Earnings. | ||||
Proposed Cash Dividend: Twd 2.5 Per Share. Proposed | |||||
Stock Dividend: 50 for 1000 Shs Held. Proposed Cash | |||||
Dividend for Preferred Shares: Twd 1.75 Per Share | Management | For | Voted - For | ||
3 | To Discuss Issuance of Common Shares Through | ||||
Capitalization of Earnings. | Management | For | Voted - For | ||
4 | To Discuss Amendments to Articles of Incorporation. | Management | For | Voted - For | |
5 | To Discuss Amendments to Rules of Procedure for | ||||
Annual Shareholders' Meeting. | Management | For | Voted - For | ||
TAIWAN COOPERATIVE FINANCIAL HOLDING CO LTD | |||||
Security ID: Y8374C107 | |||||
Meeting Date: 24-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Tcfhcs 2019 Annual Business Report and | ||||
Financial Statements. | Management | For | Voted - For | ||
2 | Adoption of Tcfhcs 2019 Earnings | ||||
Appropriation.proposed Cash Dividend :twd 0.85 Per | |||||
Share. | Management | For | Voted - For | ||
3 | Proposal for New Shares Issued Through | ||||
Capitalization of 2019 Retained Earnings.proposed | |||||
Stock Dividend : 30 Shares Per 1000 Shares. | Management | For | Voted - For | ||
4 | Amendment to Tcfhcs Articles of Incorporation. | Management | For | Voted - For | |
5 | Amendment to the Rules for Director Elections. | Management | For | Voted - For | |
6 | Amendment to the Rules of Procedure for | ||||
Shareholders Meeting. | Management | For | Voted - For | ||
7.6 | The Election of Non-nominated Director. | Management | For | Voted - For |
358
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
7.7 | The Election of Non-nominated Director. | Management | For | Voted - For | |
7.8 | The Election of Non-nominated Director. | Management | For | Voted - For | |
7.9 | The Election of Non-nominated Director. | Management | For | Voted - For | |
7.10 | The Election of Non-nominated Director. | Management | For | Voted - For | |
7.11 | The Election of Non-nominated Director. | Management | For | Voted - For | |
7.12 | The Election of Non-nominated Director. | Management | For | Voted - For | |
7.13 | The Election of Non-nominated Director. | Management | For | Voted - For | |
7.14 | The Election of Non-nominated Director. | Management | For | Voted - For | |
7.15 | The Election of Non-nominated Director. | Management | For | Voted - For | |
7.16 | The Election of Non-nominated Director. | Management | For | Voted - For | |
8 | Proposal of Releasing the Prohibition on the 4th | ||||
Directors from Participating in Competitive | |||||
Business. | Management | For | Voted - Against | ||
7.1 | The Election of 4 Independent Director Among 5 | ||||
Candidates.:lin, Hsuan-chu,shareholder No.e122270xxx | Management | For | Voted - For | ||
7.2 | The Election of 4 Independent Director Among 5 | ||||
Candidates.:shay, Arthur,shareholder No.a122644xxx | Management | For | Voted - For | ||
7.3 | The Election of 4 Independent Director Among 5 | ||||
Candidates.:chang, Min-chu,shareholder No.q220504xxx | Management | For | Voted - For | ||
7.4 | The Election of 4 Independent Director Among 5 | ||||
Candidates.:lin, Han-chi,shareholder No.m100767xxx | Management | For | Voted - For | ||
7.5 | The Election of 4 Independent Director Among 5 | ||||
Candidates.:chen, Tzu-chun,shareholder No.1144044 | Management | For | Did Not Vote | ||
As Per Trust Association's Proxy Voting Guidelines, | |||||
Every Shareholder is Eligible to be Nominated As A | |||||
Candidate and be Elected As A Director Or A | |||||
Supervisor, Regardless of Being Recommended by the | |||||
Company And/or by Other Parties. If You Intend to | |||||
Vote for A Listed Candidate, You Will Need to | |||||
Contact the Candidate And/or the Issuing Company to | |||||
Obtain the Candidate's Name and Id Number. Without | |||||
Such Specific Information, an Election Would be | |||||
Deemed As A 'no Vote'. | Management | Non-Voting | Non-Voting | ||
Please Note That Although There are 5 Candidates to | |||||
be Elected As Directors, There are Only 4 Vacancies | |||||
Available to be Filled at the Meeting. the Standing | |||||
Instructions for This Meeting Will be Disabled And, | |||||
If You Choose, You are Required to Vote For, | |||||
Against Or Abstain on Only 4 of the 5 Directors and | |||||
to Select 'clear' for the Others. Thank You | Management | Non-Voting | Non-Voting | ||
TAIWAN MOBILE CO LTD | |||||
Security ID: Y84153215 | |||||
Meeting Date: 18-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Approve the 2019 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | To Approve the Proposal for the Distribution of the | ||||
2019 Retained Earnings. Proposed Cash Dividend: Twd | |||||
4.183 Per Share. | Management | For | Voted - For | ||
3 | To Approve the Cash Return Out of Capital Surplus. | ||||
Proposed Cash Dividend: Twd 0.567 Per Share. | Management | For | Voted - For |
359
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | To Approve Revisions to the Articles of | |||
Incorporation. | Management | For | Voted - For | |
5 | To Approve Revisions to the Rules and Procedures | |||
Governing Shareholders' Meeting. | Management | For | Voted - For | |
6 | To Approve Revisions to the Rules for Election of | |||
the Directors. | Management | For | Voted - For | |
7.1 | The Election of the Director.:fu Chi Investment | |||
Co., Ltd.,shareholder No.515,daniel M. Tsai As | ||||
Representative | Management | For | Voted - For | |
7.2 | The Election of the Director.:fu Chi Investment | |||
Co., Ltd.,shareholder No.515,richard M. Tsai As | ||||
Representative | Management | For | Voted - For | |
7.3 | The Election of the Director.:fu Chi Investment | |||
Co., Ltd.,shareholder No.515,chris Tsai As | ||||
Representative | Management | For | Voted - For | |
7.4 | The Election of the Director.:tcc Investment Co., | |||
Ltd.,shareholder No.172939,jamie Lin As | ||||
Representative | Management | For | Voted - For | |
7.5 | The Election of the Independent Director.:hsueh Jen | |||
Sung,shareholder No.r102960xxx | Management | For | Voted - For | |
7.6 | The Election of the Independent Director.:char Dir | |||
Chung,shareholder No.b120667xxx | Management | For | Voted - For | |
7.7 | The Election of the Independent Director.:hsi Peng | |||
Lu,shareholder No.a120604xxx | Management | For | Voted - For | |
7.8 | The Election of the Independent Director.:tong Hai | |||
Tan,shareholder No.k04393xxx | Management | For | Voted - For | |
7.9 | The Election of the Independent Director.:drina | |||
Yue,shareholder No.kj0570xxx | Management | For | Voted - For | |
8 | To Approve the Removal of the Non-competition | |||
Restrictions on the Board of Directors.(daniel M. | ||||
Tsai) | Management | For | Voted - For | |
9 | To Approve the Removal of the Non-competition | |||
Restrictions on the Board of Directors.(richard M. | ||||
Tsai) | Management | For | Voted - For | |
10 | To Approve the Removal of the Non-competition | |||
Restrictions on the Board of Directors.(hsueh Jen | ||||
Sung) | Management | For | Voted - For | |
11 | To Approve the Removal of the Non-competition | |||
Restrictions on the Board of Directors.(hsi Peng Lu) | Management | For | Voted - For | |
12 | To Approve the Removal of the Non-competition | |||
Restrictions on the Board of Directors.(tong Hai | ||||
Tan) | Management | For | Voted - For | |
13 | To Approve the Removal of the Non-competition | |||
Restrictions on the Board of Directors.(chris Tsai) | Management | For | Voted - For | |
14 | To Approve the Removal of the Non-competition | |||
Restrictions on the Board of Directors.(jamie Lin) | Management | For | Voted - For |
360
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | |||||
Security ID: Y84629107 | |||||
Meeting Date: 09-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Accept 2019 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | To Revise the Procedures for Lending Funds to Other | ||||
Parties. | Management | For | Voted - For | ||
3.1 | The Election of the Independent Director.:yancey | ||||
Hai,shareholder No.d100708xxx | Management | For | Voted - For | ||
TATA CONSULTANCY SERVICES LTD | |||||
Security ID: Y85279100 | |||||
Meeting Date: 11-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt: A. the Audited | ||||
Financial Statements of the Company for the | |||||
Financial Year Ended March 31, 2020, Together with | |||||
the Reports of the Board of Directors and the | |||||
Auditors Thereon; and B. the Audited Consolidated | |||||
Financial Statements of the Company for the | |||||
Financial Year Ended March 31, 2020, Together with | |||||
the Report of the Auditors Thereon | Management | For | Voted - For | ||
2 | To Confirm the Payment of Interim Dividends | ||||
(including A Special Dividend) on Equity Shares and | |||||
to Declare A Final Dividend on Equity Shares for | |||||
the Financial Year 2019-20: Final Dividend of Inr 6 | |||||
Per Equity Share of Inr 1 Each of the Company for | |||||
Approval by the Shareholders at the Agm | Management | For | Voted - For | ||
3 | To Appoint A Director in Place of Aarthi | ||||
Subramanian (din 07121802) Who Retires by Rotation | |||||
And, Being Eligible, Offers Herself for | |||||
Re-appointment | Management | For | Voted - For | ||
TATA MOTORS LTD | |||||
Security ID: Y85740267 | |||||
Meeting Date: 30-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Standalone Financial Statement of the Company for | |||||
the Financial Year Ended March 31, 2019 Together | |||||
with the Reports of the Board of Directors and the | |||||
Auditors Thereon | Management | For | Voted - For | ||
2 | To Receive, Consider and Adopt the Audited | ||||
Consolidated Financial Statement of the Company for | |||||
the Financial Year Ended March 31, 2019 Together | |||||
with the Report of the Auditors Thereon | Management | For | Voted - For | ||
3 | To Appoint A Director in Place of Mr N | ||||
Chandrasekaran, (din:00121863) Who, Retires by |
361
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Rotation and Being Eligible, Offers Himself for | |||||
Re-appointment | Management | For | Voted - For | ||
4 | Appointment of Ms Vedika Bhandarkar (din:00033808) | ||||
As A Director and As an Independent Director | Management | For | Voted - For | ||
5 | Commission to Non-executive Directors | Management | For | Voted - For | |
6 | Appointment of Branch Auditors | Management | For | Voted - For | |
7 | Ratification of Cost Auditor's Remuneration | Management | For | Voted - For | |
10 Jul 2019: Please Note That Shareholders are | |||||
Allowed to Vote 'in Favor' Or 'against' for All | |||||
Resolutions, Abstain is Not A Voting Option on This | |||||
Meeting | Management | Non-Voting | Non-Voting | ||
10 Jul 2019: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 30-Jul-19 | Meeting Type: Court Meeting | ||||
1 | Scheme of Arrangement Between Tata Motors Limited | ||||
and Tata Advanced Systems Limited for Transfer of | |||||
Defense Undertaking of the Company to Tata Advanced | |||||
Systems Limited As A Going Concern on A Slump Sale | |||||
Basis | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' Only for Resolution 1, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Meeting Date: 22-Nov-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Issuance of Ordinary Shares and Warrants to Tata | ||||
Sons Private Limited, Promoter of the Company, on A | |||||
Preferential Basis | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for Resolution 1, Abstain | |||||
is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
TATNEFT PJSC | |||||
Security ID: X89366102 | |||||
Meeting Date: 13-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | Approval of Dividend Payment on Results of 6 Months | ||||
of 2019 Fy. to Approve - Dividend Rate - Rub 40, 11 | |||||
Per Ordinary Share, Rub 40,11 Per Preferred Share. | |||||
to Approve Record Date As 27 September 2019 | Management | For | Voted - For | ||
22 Aug 2019: Please Note That This is A Revision | |||||
Due to Modification of the Text & Numbering of | |||||
Resolution 1.1. If You Have Already Sent in Your | |||||
Votes, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting |
362
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 19-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | To Approve the Interim Dividends for the Nine | ||||
Months of 2019. the Record Date is 30 December 2019 | Management | For | Voted - For | ||
25 Nov 2019: Please Note That This is A Revision | |||||
Due to Change in Numbering of Resolution 1.1. If | |||||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 17-Jun-20 | Meeting Type: Annual General Meeting | ||||
1.1 | Approval of the Company's Annual Report on Results | ||||
of 2019 Fy | Management | For | Voted - For | ||
2.1 | Approval of the Company's Annual Financial | ||||
Statements on Results of 2019 Fy | Management | For | Voted - For | ||
3.1 | Approval of the Profit Allocation Including | ||||
Dividend Payment on Results of 2019 Fy | Management | For | Voted - For | ||
4.1.1 Election of the Member of Board of Directors: | |||||
Agliullin Fanilx Anvarovic | Management | For | Voted - Against | ||
4.1.2 Election of the Member of Board of Directors: | |||||
Gaizatullin Radik Raufovic | Management | For | Voted - Against | ||
4.1.3 Election of the Member of Board of Directors: Gerec | |||||
Laslo | Management | For | Voted - For | ||
4.1.4 Election of the Member of Board of Directors: | |||||
Gluhova Larisa Urxevna | Management | For | Voted - Against | ||
4.1.5 Election of the Member of Board of Directors: Levin | |||||
Urii Lxvovic | Management | For | Voted - Against | ||
4.1.6 Election of the Member of Board of Directors: | |||||
Maganov Nailx Ulxfatovic | Management | For | Voted - Against | ||
4.1.7 Election of the Member of Board of Directors: | |||||
Nurmuhametov Rafailx Saitovic | Management | For | Voted - Against | ||
4.1.8 Election of the Member of Board of Directors: | |||||
Sabirov Rinat Kasimovic | Management | For | Voted - Against | ||
4.1.9 Election of the Member of Board of Directors: | |||||
Sorokin Valerii Urxevic | Management | For | Voted - Against | ||
4.110Election of the Member of Board of Directors: | |||||
Subaev Nurislam Zinatulovic | Management | For | Voted - Against | ||
4.111Election of the Member of Board of Directors: | |||||
Tahautdinov Qafagat Fahrazovic | Management | For | Voted - Against | ||
4.112Election of the Member of Board of Directors: | |||||
Halimov Rustam Hamisovic | Management | For | Voted - Against | ||
4.113Election of the Member of Board of Directors: | |||||
Hisamov Rais Salihovic | Management | For | Voted - Against | ||
4.114Election of the Member of Board of Directors: | |||||
Qtainer Rene Frederik | Management | For | Voted - Against | ||
5.1 | Election of Member to the Auditing Commission: | ||||
Borzunova Ksenia Gennadevna | Management | For | Voted - For | ||
5.2 | Election of Member to the Auditing Commission: | ||||
Galeev Azat Damirovich | Management | For | Voted - For | ||
5.3 | Election of Member to the Auditing Commission: | ||||
Gilfanova Guzal Rafisovna | Management | For | Voted - For |
363
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5.4 | Election of Member to the Auditing Commission: | ||||
Zalyaev Salavat Galiaskarovich | Management | For | Voted - For | ||
5.5 | Election of Member to the Auditing Commission: | ||||
Kuzmina Venera Gibadullovna | Management | For | Voted - For | ||
5.6 | Election of Member to the Auditing Commission: | ||||
Rakhimzyanova Liliya Rafaelovna | Management | For | Voted - For | ||
5.7 | Election of Member to the Auditing Commission: | ||||
Farkhutdinova Nazilya Rafisovna | Management | For | Voted - For | ||
5.8 | Election of Member to the Auditing Commission: | ||||
Sharifullin Ravil Anasovich | Management | For | Voted - For | ||
6.1 | Approval of the Company's Auditor | Management | For | Voted - For | |
Please Note That This is an Amendment to Meeting | |||||
397791 Due to Change in Sequence of Resolutions. | |||||
All Votes Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
Please Note Cumulative Voting Applies to This | |||||
Resolution Regarding the Election of Directors. Out | |||||
of the 14 Directors Presented for Election, A | |||||
Maximum of 14 Directors are to be Elected. the | |||||
Local Agent in the Market Will Apply Cumulative | |||||
Voting Evenly Among Only Directors for Whom You | |||||
Vote "for". Cumulative Votes Cannot be Applied | |||||
Unevenly Among Directors Via Proxyedge. However If | |||||
You Wish to Do So, Please Contact Your Client | |||||
Service Representative. Standing Instructions Have | |||||
Been Removed for This Meeting. If You Have Further | |||||
Questions Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
TECH MAHINDRA LTD | |||||
Security ID: Y85491127 | |||||
Meeting Date: 31-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Financial Statements and Reports of the | ||||
Board of Directors and Auditors Thereon for the | |||||
Year Ended 31st March, 2019 | Management | For | Voted - For | ||
2 | Adoption of Consolidated Financial Statements and | ||||
Reports of the Auditors Thereon for the Year Ended | |||||
31st March, 2019 | Management | For | Voted - For | ||
3 | Declaration of Dividend for the Financial Year | ||||
Ended 31st March, 2019: A Dividend of Inr 14/- Per | |||||
Equity Share (280%), Payable to Those Shareholders | |||||
Whose Names Appear in the Register of Members As on | |||||
the Book Closure Date | Management | For | Voted - For | ||
4 | Re-appointment of Mr. V. S. Parthasarathy (din: | ||||
00125299) As Director, Who Retires by Rotation | Management | For | Voted - For | ||
5 | Appointment of Ms. Mukti Khaire (din: 08356551) As | ||||
an Independent Director | Management | For | Voted - For | ||
6 | Re-appointment of Mr. M. Damodaran (din: 02106990) | ||||
As an Independent Director | Management | For | Voted - For | ||
7 | Re-appointment of Mr. T. N. Manoharan (din: | ||||
01186248) As an Independent Director | Management | For | Voted - For |
364
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
8 | Re-appointment of Ms. M. Rajyalakshmi Rao (din: | ||||
00009420) As an Independent Director | Management | For | Voted - For | ||
9 | Appointment of Mr. Haigreve Khaitan (din: 00005290) | ||||
As an Independent Director | Management | For | Voted - For | ||
10 | Appointment of Ms. Shikha Sharma (din: 00043265) As | ||||
an Independent Director | Management | For | Voted - For | ||
11 | Payment of Commission to the Directors Who are | ||||
Neither in the Whole-time Employment Nor the | |||||
Managing Director of the Company | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
TENAGA NASIONAL BHD | |||||
Security ID: Y85859109 | |||||
Meeting Date: 11-Feb-20 | Meeting Type: Court Meeting | ||||
1 | For the Purpose of Considering And, If Thought Fit, | ||||
Approving, with Or Without Modification, A Scheme | |||||
of Arrangement Proposed Between the Company and Its | |||||
Shareholders ("scheme") Pursuant to Section 366(1) | |||||
of the Companies Act 2016 ("act") | Management | For | Voted - For | ||
Meeting Date: 30-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Re-elect the Following Director Who Retire by | ||||
Rotation in Accordance with Clause 64(1) of the | |||||
Company's Constitution and Being Eligible Offer | |||||
Himself for Re-election: Amran Hafiz Bin Affifudin | Management | For | Voted - Against | ||
2 | To Re-elect the Following Director Who Retire by | ||||
Rotation in Accordance with Clause 64(1) of the | |||||
Company's Constitution and Being Eligible Offer | |||||
Himself for Re-election: Noraini Binti Che Dan | Management | For | Voted - For | ||
3 | To Re-elect the Following Director Who Was | ||||
Appointed to the Board and Retire in Accordance | |||||
with Clause 63(2) of the Company's Constitution and | |||||
Being Eligible Offer Himself for Re-election: Dato' | |||||
Cheok Lay Leng | Management | For | Voted - For | ||
4 | To Re-elect the Following Director Who Were | ||||
Appointed to the Board and Retire in Accordance | |||||
with Clause 63(2) of the Company's Constitution and | |||||
Being Eligible Offer Himself for Re-election: Datin | |||||
Rashidah Binti Mohd Sies | Management | For | Voted - Against | ||
5 | To Re-elect the Following Director Who Were | ||||
Appointed to the Board and Retire in Accordance | |||||
with Clause 63(2) of the Company's Constitution and | |||||
Being Eligible Offer Himself for Re-election: Dato' | |||||
Seri Mahdzir Bin Khalid | Management | For | Voted - Against | ||
6 | To Approve the Payment of the Following | ||||
Non-executive Directors' Fees from the 30th Agm | |||||
Until the Next Annual General Meeting (agm) of the | |||||
Company: (i) Director's Fee of Rm30,000.00 Per | |||||
Month for the Non-executive Chairman (ii) |
365
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Director's Fee of Rm20,000.00 Per Month for Each | |||||
Non-executive Director (iii) Director's Fee of | |||||
Rm7,000.00 and Rm5,000.00 Per Month for Tnb | |||||
Subsidiaries Category I and II Respectively to | |||||
Non-executive Chairman | Management | For | Voted - For | ||
7 | To Approve the Payment of Benefits Payable to the | ||||
Non-executive Directors (excluding Non-executive | |||||
Directors' Fees) Amounting to Rm1,885,100.00 from | |||||
the 30th Agm Until the Next Agm of the Company | Management | For | Voted - For | ||
8 | To Re-appoint Messrs PricewaterhouseCoopers Plt, | ||||
Having Consented to Act, As Auditors of the | |||||
Company, to Hold Office Until the Conclusion of the | |||||
Next Agm and to Authorise the Directors to Fix | |||||
Their Remuneration | Management | For | Voted - For | ||
9 | "that the Board (save for Datuk Seri Amir Hamzah | ||||
Bin Azizan) be and is Hereby Authorised at Any Time | |||||
and from Time to Time, to Cause Or Procure the | |||||
Offering and the Allocation to Datuk Seri Amir | |||||
Hamzah Bin Azizan, the President/chief Executive | |||||
Officer of the Company, of Up to 900,000 Ordinary | |||||
Shares in Tnb (tnb Shares) Under the Long Term | |||||
Incentive Plan for the Eligible Employees of Tnb | |||||
and Its Subsidiaries and Executive Directors of Tnb | |||||
(ltip) As They Shall Deem Fit, Which Will be Vested | |||||
to Him at A Future Date, Subject Always to Such | |||||
Terms and Conditions of the By-laws of Ltip." "and | |||||
That the Board be and is Hereby Authorised to Allot | |||||
and Issue New Tnb Shares Pursuant to the Ltip to | |||||
Him from Time to Time Pursuant to the Vesting of | |||||
His Grant." | Management | For | Voted - For | ||
Please Note That This is an Amendment to Meeting Id | |||||
388745 Due to Receipt of Updated Agenda. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
THE SHANGHAI COMMERCIAL AND SAVINGS BANK | |||||
Security ID: Y7681K109 | |||||
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Accept 2019 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | To Approve the Proposal for Distribution of 2019 | ||||
Earnings.proposed Cash Dividend: Twd 2.05 Per Share. | Management | For | Voted - For | ||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | |||||
Security ID: Y7905M113 | |||||
Meeting Date: 06-Aug-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Consider and Approve the Sale of All Ordinary | ||||
Shares in Scb Life Assurance Public Company Limited | |||||
('scb Life' Or the 'insurer') Held by the Siam |
366
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Commercial Bank Public Company Limited ('scb' Or | |||||
'bank') to Fwd Group Financial Services Pte. Ltd | |||||
And/or Its Affiliates ('fwd') and the Long-term | |||||
Bancassurance Partnership Between Scb and Fwd Upon | |||||
Fulfilment of the Conditions Precedent As Agreed | Management | For | Voted - For | ||
2 | To Consider and Approve the Delegation of Authority | ||||
to the Executive Committee Or Chief Executive | |||||
Officer and Chairman of the Executive Committee to | |||||
Have Power to Approve and Perform Any Actions | |||||
Related to the Share Sale Agreement, Distribution | |||||
Agreement, Or Other Relevant Agreements and | |||||
Documents | Management | For | Voted - For | ||
In the Situation Where the Chairman of the Meeting | |||||
Suddenly Change the Agenda And/or Add New Agenda | |||||
During the Meeting, We Will Vote That Agenda As | |||||
Abstain. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 16-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Acknowledge the Annual Report of the Board of | ||||
Directors | Management | For | Voted - For | ||
2 | To Consider and Approve the Financial Statements | ||||
for the Year Ended 31 December 2019 | Management | For | Voted - For | ||
3 | To Acknowledge the Interim Dividend Payment and the | ||||
Allocation of Remaining Profit for the Second Half | |||||
of the Year 2019 After the Dividend Payment to Tier | |||||
1 Capital | Management | For | Voted - For | ||
4 | To Consider and Approve the Directors Remuneration | ||||
for the Year 2020 and the Directors Bonus Based on | |||||
the Year 2019 Operational Results | Management | For | Voted - Against | ||
5.1 | To Consider and Elect the Director in Replacement | ||||
of Those Retiring by Rotation: Acm. Satitpong | |||||
Sukvimol | Management | For | Voted - Against | ||
5.2 | To Consider and Elect the Director in Replacement | ||||
of Those Retiring by Rotation: Pol.col. Thumnithi | |||||
Wanichthanom | Management | For | Voted - Against | ||
5.3 | To Consider and Elect the Director in Replacement | ||||
of Those Retiring by Rotation: Mr. Krirk Vanikkul | Management | For | Voted - Against | ||
5.4 | To Consider and Elect the Director in Replacement | ||||
of Those Retiring by Rotation: Mr. Pasu Decharin | Management | For | Voted - For | ||
5.5 | To Consider and Elect the Director in Replacement | ||||
of Those Retiring by Rotation: Mr. Ekamol Kiriwat | Management | For | Voted - Against | ||
6 | To Consider and Appoint the Auditors and Fix the | ||||
Audit Fee for the Year 2020: KPMG Phoomchai | Management | For | Voted - For | ||
In the Situation Where the Chairman of the Meeting | |||||
Suddenly Change the Agenda And/or Add New Agenda | |||||
During the Meeting, We Will Vote That Agenda As | |||||
Abstain | Management | Non-Voting | Non-Voting |
367
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
TIGER BRANDS LTD | |||||
Security ID: S84594142 | |||||
Meeting Date: 18-Feb-20 | Meeting Type: Annual General Meeting | ||||
O.1.2Election of Director: Ms Hc Fernandez | Management | For | Voted - For | ||
O.1.3Election of Director: Adv M Sello | Management | For | Voted - For | ||
O.1.4Election of Director: Mr Dg Wilson | Management | For | Voted - For | ||
O.2.1Re-election of Director: Mr Mo Ajukwu | Management | For | Voted - For | ||
O.2.2Re-election of Director: Mr Mj Bowman | Management | For | Voted - For | ||
O.2.4Re-election of Director: Dr Kdk Mokhele | Management | For | Voted - For | ||
O.3.1Election of the Member of the Audit Committee: to | |||||
Elect Ms Hc Fernandez (subject to Her Being Elected | |||||
As A Director | Management | For | Voted - For | ||
O.3.2Election of the Member of the Audit Committee: to | |||||
Elect Ms Te Mashilwane | Management | For | Voted - For | ||
O.3.3Election of the Member of the Audit Committee: to | |||||
Elect Mr Dg Wilson (subject to Him Being Elected As | |||||
A Director | Management | For | Voted - For | ||
O.4 | To Reappoint the External Auditor Ernst & Young Inc | Management | For | Voted - For | |
O.5 | General Authority | Management | For | Voted - For | |
O.6 | Non-binding Advisory Vote: Approval of the | ||||
Company's Remuneration Policy | Management | For | Voted - For | ||
O.7 | Non-binding Advisory Vote: Endorsement of the | ||||
Implementation Report of the Company's Remuneration | |||||
Policy | Management | For | Voted - For | ||
S.1 | Approval to Provide Financial Assistance to Related | ||||
and Inter-related Companies | Management | For | Voted - For | ||
S.2.1 Approval of Remuneration Payable to Non-executive | |||||
Directors and the Chairman: Remuneration Payable to | |||||
Non-executive Directors | Management | For | Voted - For | ||
S.2.2 Approval of Remuneration Payable to Non-executive | |||||
Directors and the Chairman: Remuneration Payable to | |||||
the Chairman | Management | For | Voted - For | ||
S.3 | Approval of Remuneration Payable to Non-executive | ||||
Directors Participating in Sub-committees | Management | For | Voted - For | ||
S.4 | Approval of Remuneration Payable to Non-executive | ||||
Directors Who Attend Unscheduled/extraordinary | |||||
Meetings | Management | For | Voted - For | ||
S.5 | Approval of Remuneration Payable to Non-executive | ||||
Directors in Respect of Ad Hoc Meetings of the | |||||
Investment Committee | Management | For | Voted - For | ||
S.6 | Approval of Non-resident Directors' Fees | Management | For | Voted - For | |
S.7 | General Authority to Repurchase Shares in the | ||||
Company | Management | For | Voted - For | ||
Please Note That This is an Amendment to Meeting Id | |||||
349096 Due to Withdrawn of Resolution 1.1. All | |||||
Votes Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting |
368
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
TITAN COMPANY LIMITED | |||||
Security ID: Y88425148 | |||||
Meeting Date: 06-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Financial Statements of the Company for the | |||||
Financial Year Ended March 31, 2019, Together with | |||||
the Reports of the Board of Directors and the | |||||
Auditors Thereon | Management | For | Voted - For | ||
2 | To Receive, Consider and Adopt the Audited | ||||
Consolidated Financial Statements of the Company | |||||
for the Financial Year Ended March 31, 2019, | |||||
Together with the Report of the Auditors Thereon | Management | For | Voted - For | ||
3 | Declaration of Dividend on Equity Shares for the | ||||
Financial Year 2018-19: Dividend on Equity Shares | |||||
at the Rate of 500% (i.e. Inr 5 Per Equity Share of | |||||
Inr 1 Each) | Management | For | Voted - For | ||
4 | Re-appointment of Mr. Harish Bhat As A Director | Management | For | Voted - For | |
5 | Appointment of Mr. N. Muruganandam As A Director | Management | For | Voted - For | |
6 | Appointment of Mr. V Arun Roy As A Director | Management | For | Voted - For | |
7 | Appointment of Mr. Pradyumna Vyas As an Independent | ||||
Director | Management | For | Voted - For | ||
8 | Re-appointment of Mrs. Hema Ravichandar As an | ||||
Independent Director | Management | For | Voted - For | ||
9 | Re-appointment of Mrs. Ireena Vittal As an | ||||
Independent Director | Management | For | Voted - For | ||
10 | Appointment of Branch Auditors | Management | For | Voted - For | |
11 | Appointment of Dr. Mohanasankar Sivaprakasam As an | ||||
Independent Director | Management | For | Voted - For | ||
TUPRAS-TURKIYE PETROL RAFINELERI AS | |||||
Security ID: M8966X108 | |||||
Meeting Date: 01-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Opening and Election of the Chairing Committee | Management | For | Voted - For | |
2 | Review, Discussion and Approval of the Annual | ||||
Report of the Company for the Fiscal Year 2019 As | |||||
Prepared by the Board of Directors | Management | For | Voted - For | ||
3 | Presentation of the Summary of the Independent | ||||
Audit Report for the Year 2019 | Management | For | Voted - For | ||
4 | Review, Discussion and Approval of the 2019 | ||||
Financial Statements | Management | For | Voted - For | ||
5 | Release of the Members of the Board of Directors | ||||
from Liability for the Affairs of the Company for | |||||
the Year 2019 | Management | For | Voted - For | ||
6 | Within the Framework of the Company's Dividend | ||||
Policy Approval, Amendment Or Disapproval of the | |||||
Board of Directors Proposal on Profit Distribution | |||||
of Year 2019 and the Date of Dividend Distribution | Management | For | Voted - For |
369
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
7 | Determination of the Number of Board Members, Their | |||
Term of Office, Election of Members in Accordance | ||||
with the Number Determined and Election of | ||||
Independent Board Members | Management | For | Voted - For | |
8 | In Accordance with the Corporate Governance | |||
Principles, Presentation to Shareholders and | ||||
Approval by the General Assembly of the | ||||
Remuneration Policy for the Members of the Board of | ||||
Directors and the Senior Executives and the | ||||
Payments Made on That Basis | Management | For | Voted - For | |
9 | Resolution of Annual Gross Salaries of the Members | |||
of the Board of Directors | Management | For | Voted - For | |
10 | Approval of the Independent Audit Firm As Selected | |||
by the Board of Directors, in Accordance with the | ||||
Provisions of the Turkish Commercial Code and the | ||||
Capital Markets Board Regulations | Management | For | Voted - For | |
11 | Presentation to Shareholders of the Donations Made | |||
by the Company in 2019 and Resolution of an Upper | ||||
Limit for Donations to be Made for 2020 | Management | For | Voted - Against | |
12 | In Accordance with the Capital Markets Board | |||
Regulations, Presentation to Shareholders of the | ||||
Securities, Pledges and Mortgages Granted in Favour | ||||
of the Third Parties in the Year 2019 and of Any | ||||
Benefits Or Income Thereof | Management | For | Voted - For | |
13 | Authorization of the Shareholders with Management | |||
Control, the Members of the Board of Directors, the | ||||
Senior Executives and Their Spouses and Relatives | ||||
Related by Blood Or Affinity Up to the Second | ||||
Degree As Per the Provisions of Articles 395 and | ||||
396 of the Turkish Commercial Code and Presentation | ||||
to Shareholders, of the Transactions Carried Out | ||||
Thereof in the Year 2019 Pursuant to the Corporate | ||||
Governance Communique of the Capital Markets Board | Management | For | Voted - Against | |
14 | Wishes and Opinions | Management | For | Voted - For |
Important Market Processing Requirement: Power of | ||||
Attorney (poa) Requirements Vary by Custodian. | ||||
Global Custodians May Have A Poa in Place Which | ||||
Would Eliminate the Need for the Individual | ||||
Beneficial Owner Poa. in the Absence of This | ||||
Arrangement, an Individual Beneficial Owner Poa May | ||||
be Required. If You Have Any Questions Please | ||||
Contact Your Client Service Representative. Thank | ||||
You. | Management | Non-Voting | Non-Voting | |
To Attend A Meeting, the Attendee(s) Must Present A | ||||
Poa Issued by the Beneficial Owner, Notarised by A | ||||
Turkish Notary. | Management | Non-Voting | Non-Voting | |
Please Vote Either '' For'' Or ''against'' on the | ||||
Agenda Items. ''abstain'' is Not Recognized in the | ||||
Turkish Market and is Considered As ''against''. | ||||
Thank You. | Management | Non-Voting | Non-Voting |
370
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ULTRAPAR PARTICIPACOES SA | |||||
Security ID: P94396127 | |||||
Meeting Date: 15-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Examination and Approval of the Managements Report | ||||
and Accounts As Well As the Financial Statements | |||||
for the Fiscal Year Ending December 31, 2019, | |||||
Accompanied by the Report of the Independent | |||||
Auditors and the Opinion of the Fiscal Council | Management | For | Voted - For | ||
2 | Allocation of the Net Income for the Fiscal Year | ||||
Ending December 31, 2019 | Management | For | Voted - For | ||
3 | Establishment of the Managements Aggregate | ||||
Compensation | Management | For | Voted - For | ||
4.1 | Election of the Members of the Fiscal Council, the | ||||
Shareholder May Nominate As Many Candidates As | |||||
There are Vacancies to be Filled at the General | |||||
Election. Geraldo Toffanello, Marcio Augustus | |||||
Ribeiro | Management | For | Voted - For | ||
4.2 | Election of the Members of the Fiscal Council, the | ||||
Shareholder May Nominate As Many Candidates As | |||||
There are Vacancies to be Filled at the General | |||||
Election. Marcelo Amaral Moraes, Pedro Ozires | |||||
Predeus | Management | For | Voted - For | ||
4.3 | Election of the Members of the Fiscal Council, the | ||||
Shareholder May Nominate As Many Candidates As | |||||
There are Vacancies to be Filled at the General | |||||
Election. William Bezerra Cavalcanti Filho, Carlos | |||||
Roberto De Albuquerque Sa | Management | For | Voted - For | ||
5 | Establishment of the Compensation of the Fiscal | ||||
Council for the Term of Office Beginning in April | |||||
2020, Pursuant to the Management Proposal | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 15-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Ratify the Alteration in the Number of Common | ||||
Shares Into Which the Company's Capital Stock is | |||||
Divided Due to the Partial Exercising of the Rights | |||||
Granted Under the Subscription Bonuses Issued by | |||||
the Company As to the Incorporation of the Totality | |||||
of the Shares, the Issue of Imifarma Produtos |
371
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Farmaceuticos E Cosmeticos S.a., by the Company and | |||||
Approved by the Extraordinary General Meeting Held | |||||
on January 31, 2014 | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
ULTRATECH CEMENT LTD | |||||
Security ID: Y9046E109 | |||||
Meeting Date: 18-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the Audited Financial Statements | ||||
(including Audited Consolidated Financial | |||||
Statements) for the Financial Year Ended 31st | |||||
March, 2019, the Report of the Board of Directors' | |||||
and Auditors' Thereon | Management | For | Voted - For | ||
2 | Declaration of Dividend | Management | For | Voted - For | |
3 | Retirement by Rotation of Mr. O. P. Puranmalka | Management | For | Voted - For | |
4 | Ratification of the Remuneration of the Cost | ||||
Auditors Viz. M/s. D. C. Dave & Co., Cost | |||||
Accountants, Mumbai and M/s. N. D. Birla & Co., | |||||
Cost Accountants, Ahmedabad for the Financial Year | |||||
Ending 31st March, 2020 | Management | For | Voted - For | ||
5 | Appointment of Mr. K. C. Jhanwar As A Director | Management | For | Voted - For | |
6 | Appointment of Mr. K. C. Jhanwar As A Whole-time | ||||
Director (designated As Deputy Managing Director | |||||
and Chief Manufacturing Officer) | Management | For | Voted - For | ||
7 | Re-appointment of Mr. Arun Adhikari As an | ||||
Independent Director | Management | For | Voted - For | ||
8 | Re-appointment of Mr. S. B. Mathur As an | ||||
Independent Director | Management | For | Voted - For | ||
9 | Re-appointment of Mrs. Sukanya Kripalu As an | ||||
Independent Director | Management | For | Voted - For | ||
10 | Re-appointment of Mrs. Renuka Ramnath As an | ||||
Independent Director | Management | For | Voted - For | ||
11 | Increase in Borrowing Limits from Inr 6,000 Crores | ||||
Over and Above the Aggregate of the Paid-up Share | |||||
Capital and Free Reserves of the Company to Inr | |||||
8,000 Crores Over and Above the Aggregate of the | |||||
Paid-up Share Capital, Free Reserves and Securities | |||||
Premium of the Company | Management | For | Voted - For |
372
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
12 | Creation of Charge on the Movable and Immovable | ||||
Properties of the Company, Both Present and Future, | |||||
in Respect of Borrowings | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
UNI-PRESIDENT ENTERPRISES CORP | |||||
Security ID: Y91475106 | |||||
Meeting Date: 24-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | 2019 Company's Business Reports and Financial | ||||
Statements | Management | For | Voted - For | ||
2 | Adoption of the Proposal for Distribution of 2019 | ||||
Profits. Proposed Cash Dividend: Twd 2.5 Per Share | Management | For | Voted - For | ||
3 | Discussion of Amendment to the Rules of Procedure | ||||
for Shareholders' Meeting. | Management | For | Voted - For | ||
4 | Discussion of Deletion of the Non Competition | ||||
Promise Ban Imposed Upon the Company's Directors | |||||
According to the Article 209 of Company Act. | Management | For | Voted - For | ||
UNITED MICROELECTRONICS CORP | |||||
Security ID: Y92370108 | |||||
Meeting Date: 10-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | The Company's 2019 Business Report and Financial | ||||
Statements. | Management | For | Voted - For | ||
2 | The Company's 2019 Earnings Distribution. Proposed | ||||
Cash Dividend: Twd0.75 Per Share. | Management | For | Voted - For | ||
3 | To Propose the Issuance of Restricted Stock Awards. | Management | For | Voted - For | |
4 | To Amend the Company's Articles of Incorporation. | Management | For | Voted - For | |
5 | To Propose the Issuance Plan of Private Placement | ||||
for Common Shares, Preferred Shares (including | |||||
Convertible Preferred Shares), Drs (including But | |||||
Not Limited to Ads), Or Euro Domestic Convertible | |||||
Bonds (including Secured Or Unsecured Corporate | |||||
Bonds). the Amount of Shares is Proposed to be No | |||||
More Than 10 Pct of Total Common Shares Issued Plus | |||||
the Total Common Shares Represented by the Above | |||||
Equity-type Securities Which are Fully Issued. | Management | For | Voted - For | ||
UPL LTD | |||||
Security ID: Y9305P100 | |||||
Meeting Date: 28-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the Audited Standalone and Consolidated | ||||
Financial Statements of the Company for the | |||||
Financial Year Ended on 31st March, 2019 | Management | For | Voted - For |
373
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Approval of Dividend on Equity Shares for the | ||||
Financial Year Ended 31st March, 2019: Dividend of | |||||
400% I.e. Inr 8 Per Equity Share of Inr 2 Each | Management | For | Voted - For | ||
3 | Re-appointment of Mr. Jaidev Rajnikant Shroff (din: | ||||
00191050), Non-executive Director Who Retires by | |||||
Rotation | Management | For | Voted - Against | ||
4 | Ratification of Remuneration of the Cost Auditors | ||||
for the Financial Year Ending March 31, 2020 | Management | For | Voted - For | ||
5 | Private Placement of Non-convertible Debentures | Management | For | Voted - For | |
6 | Re-appointment of Mr. Pradeep Vedprakash Goyal | ||||
(din: 00008370) As an Independent Director of the | |||||
Company, to Hold Office for A Second Term of 5 | |||||
(five) Years Commencing from August 28, 2019 and | |||||
Whose Office Shall Not be Liable to Retire by | |||||
Rotation | Management | For | Voted - Against | ||
7 | Re-appointment of Dr. Reena Ramachandran (din: | ||||
00212371) As an Independent Woman Director of the | |||||
Company, to Hold Office for A Second Term of 5 | |||||
(five) Years Commencing from August 28, 2019 and | |||||
Whose Office Shall Not be Liable to Retire by | |||||
Rotation | Management | For | Voted - Against | ||
VALE SA | |||||
Security ID: P9661Q155 | |||||
Meeting Date: 30-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Examination, Discussion and Voting on the | ||||
Management Report, Managements Accounts and Company | |||||
Financial Statements, for the Year Ended December | |||||
31, 2019 | Management | For | Voted - For | ||
2 | Do You Wish to Request the Adoption of the | ||||
Cumulative Voting Process for the Election of the | |||||
Board of Directors, Under the Terms of Article 141 | |||||
of Law 6,404 of 1976 | Management | For | Voted - Against | ||
3 | Election of Members of the Board of Directors. | ||||
Election by Single Slate. Indication of Each Slate | |||||
of Candidates and of All the Names That are on It. | |||||
Note Jose Mauricio Pereira Coelho, Principal. | |||||
Arthur Prado Silva, Substitute. Fernando Jorge Buso | |||||
Gomes, Principal. Johan Albino Ribeiro, Substitute. | |||||
Oscar Augusto Camargo Filho, Principal. Ken | |||||
Yasuhara, Substitute. Jose Luciano Duarte Penido, | |||||
Principal. Eduardo De Oliveira Rodrigues Filho, | |||||
Principal. Marcel Juviniano Barros, Principal. | |||||
Marcia Fragoso Soares, Substitute. Toshiya Asahi, | |||||
Principal. Hugo Serrado Stoffel, Substitute. Roger | |||||
Allan Downey, Principal. IVan Luiz Modesto Schara, | |||||
Substitute. Murilo Cesar Lemos Dos Santos Passos, | |||||
Principal. Joao Ernesto De Lima Mesquita, | |||||
Substitute. Isabella Saboya De Albuquerque, | |||||
Principal. Adriano Cives Seabra, Substitute. Sandra | |||||
Maria Guerra De Azevedo, Principal. Marcelo | |||||
Gasparino Da Silva, Principal.nuno Maria Pestana De | |||||
Almeida Alves, Substitute | Management | For | Voted - Against |
374
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
4 | In the Event That One of the Candidates Who is on | |||
the Slate Chosen Ceases to be Part of That Slate, | ||||
Can the Votes Corresponding to Your Shares Continue | ||||
to be Conferred on the Chosen Slate | Management | For | Voted - Against | |
5 | In the Event of the Adoption of the Cumulative | |||
Voting Process, Should the Votes Corresponding to | ||||
Your Shares be Distributed in Equal Percentages | ||||
Across the Members of the Slate That You Have | ||||
Chosen. Note Please Note That If Investor Chooses | ||||
For, the Percentages Do Not Need to be Provided, If | ||||
Investor Chooses Against, It is Mandatory to Inform | ||||
the Percentages According to Which the Votes Should | ||||
be Distributed, Otherwise the Entire Vote Will be | ||||
Rejected Due to Lack of Information, If Investor | ||||
Chooses Abstain, the Percentages Do Not Need to be | ||||
Provided, However in Case Cumulative Voting is | ||||
Adopted the Investor Will Not Participate on This | ||||
Matter of the Meeting | Management | For | Voted - Against | |
6.1 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Note Jose Mauricio Pereira | ||||
Coelho, Principal. Arthur Prado Silva, Substitute | Management | For | Voted - For | |
6.2 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Note Fernando Jorge Buso Gomes, | ||||
Principal. Johan Albino Ribeiro, Substitute | Management | For | Voted - Against | |
6.3 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Note Oscar Augusto Camargo Filho, | ||||
Principal. Ken Yasuhara, Substitute | Management | For | Voted - Against | |
6.4 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Note Jose Luciano Duarte Penido, | ||||
Principal | Management | For | Voted - For | |
6.5 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Note Eduardo De Oliveira | ||||
Rodrigues Filho, Principal | Management | For | Voted - For | |
6.6 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Note Marcel Juviniano Barros, | ||||
Principal. Marcia Fragoso Soares, Substitute | Management | For | Voted - For | |
6.7 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Note Toshiya Asahi, Principal. | ||||
Hugo Serrado Stoffel, Substitute | Management | For | Voted - For | |
6.8 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Note Roger Allan Downey, | ||||
Principal. IVan Luiz Modesto Schara, Substitute | Management | For | Voted - For | |
6.9 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Note Murilo Cesar Lemos Dos | ||||
Santos Passos, Principal. Joao Ernesto De Lima | ||||
Mesquita, Substitute | Management | For | Voted - Against |
375
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6.10 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Note Isabella Saboya De | ||||
Albuquerque, Principal. Adriano Cives Seabra, | ||||
Substitute | Management | For | Voted - For | |
6.11 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Note Sandra Maria Guerra De | ||||
Azevedo, Principal | Management | For | Voted - For | |
6.12 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Note Marcelo Gasparino Da Silva, | ||||
Principal. Nuno Maria Pestana De Almeida Alves, | ||||
Substitute | Management | For | Voted - For | |
7 | Do You Wish to Request the Separate Election of A | |||
Member of the Board of Directors, Under the Terms | ||||
of Article 141, 4, I of Law 6,404 of 1976. | ||||
Shareholder Can Only Fill Out This Field If He Has | ||||
Been the Owner, Without Interruption, of the Shares | ||||
with Which He Or She is Voting During the Three | ||||
Months Immediately Prior to the Holding of the | ||||
General Meeting. If the Shareholder Chooses to No | ||||
Or Abstain, His Shares Will Not be Counted for the | ||||
Purposes of Requesting A Separate Election of A | ||||
Member of the Board of Directors | Management | For | Voted - Abstain | |
8 | Election of Members of the Fiscal Council by Single | |||
Slate. Indication of Each Slate of Candidates and | ||||
of All the Names That are on It. Note Marcelo | ||||
Amaral Moraes, Principal. Marcus Vinicius Dias | ||||
Severini Principal. Cristina Fontes Doherty | ||||
Principal. Nelson De Menezes Filho, Substitute | Management | For | Voted - Against | |
9 | If One of the Candidates Who is Part of the Slate | |||
Ceases to be Part of It in Order to Accommodate the | ||||
Separate Election That is Dealt with in Article | ||||
161, 4 and Article 240 of Law 6,404 of 1976, Can | ||||
the Votes Corresponding to Your Shares Continue to | ||||
be Conferred on the Chosen Slate | Management | For | Voted - Against | |
10 | Setting the Compensation of Management and Members | |||
of the Fiscal Council for the Year 2020. | ||||
Managements Proposal. Set the Annual Overall | ||||
Compensation of Management, Members of the Advisory | ||||
Committees and Members of Vales Fiscal Council for | ||||
the Fiscal Year of 2020, in the Amount of Up to Brl | ||||
201,671,138.91, to be Individualized by Vales Board | ||||
of Directors. Set the Monthly Compensation of Each | ||||
Acting Member of the Fiscal Council, from May 1, | ||||
2020, Until the Annual Shareholders Meeting to be | ||||
Held in 2021, Corresponding to 10 Percent of the | ||||
Compensation That, on Average, is Attributed | ||||
Monthly to Each Executive Officer, Not Counting | ||||
Benefits, Representation Funds and Profit Sharing. | ||||
in Addition to the Compensation Set Forth Above, | ||||
the Acting Members of the Fiscal Council Shall be | ||||
Entitled to Reimbursement of Travel and Subsistence | ||||
Expenses Necessary for the Performance of Their | ||||
Duties, Provided That Alternate Members Shall Only |
376
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
be Reimbursed in the Cases in Which They Exercise | |||||
Their Title Due to Vacancy, Impediment Or Absence | |||||
of the Respective Principal Member | Management | For | Voted - Against | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
For the Proposal 5 Regarding the Adoption of | |||||
Cumulative Voting, Please be Advised That You Can | |||||
Only Vote for Or Abstain. an Against Vote on This | |||||
Proposal Requires Percentages to be Allocated | |||||
Amongst the Directors in Proposal 6.1 to 6.12. in | |||||
This Case Please Contact Your Client Service | |||||
Representative in Order to Allocate Percentages | |||||
Amongst the Directors | Management | Non-Voting | Non-Voting | ||
Meeting Date: 30-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Amendment and Subsequent Consolidation to and | ||||
Consolidation of Vales Bylaws Aiming to Implement | |||||
the Improvements and the Necessary Adjustments in | |||||
the Form of the Management Proposal | Management | For | Voted - For | ||
2 | Pursuant to Articles 224, 225 and 227 of Law 6,404 | ||||
1976, Approve the Protocol and Justification of | |||||
Merger of Ferrous Resources Do Brasil S.a. Ferrous | |||||
and Mineracao Jacuipe S.a. Jacuipe, Both Wholly | |||||
Owned Subsidiaries of the Company | Management | For | Voted - For | ||
3 | Ratify the Appointment of Premiumbravo Auditores | ||||
Independentes, A Specialized Company Hired to | |||||
Appraise the Owners Equity of Ferrous and Jacuipe | |||||
to be Transferred to Vale | Management | For | Voted - For | ||
4 | Approve the Appraisal Report of Ferrous and | ||||
Jacuipe, Prepared by the Specialized Company | Management | For | Voted - For | ||
5 | Approve the Merger, Without A Capital Increase and | ||||
Without the Issuance of New Shares, of Ferrous and | |||||
Jacuipe Into Vale | Management | For | Voted - For | ||
6 | Pursuant to Articles 224, 225 and 227 of Law 6,404 | ||||
1976, Approve the Protocol and Justification of | |||||
Merger of Minas Da Serra Geral S.a.msg, Mse | |||||
Servicos De Operacao, Manutencao E Montagens Ltda. | |||||
Mse, Retiro Novo Reflorestamento Ltda. Retiro Novo | |||||
and Mineracao Guariba Ltda. Guariba, Both Wholly | |||||
Owned Subsidiaries of the Company | Management | For | Voted - For | ||
7 | Ratify the Appointment of Macso Legate Auditores | ||||
Independentes, A Specialized Company Hired to |
377
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Appraise the Owners Equity of Msg, Mse, Retiro Novo | |||||
and Guariba to be Transferred to Vale | Management | For | Voted - For | ||
8 | Approve the Appraisal Report of Msg, Mse, Retiro | ||||
Novo and Guariba, Prepared by the Specialized | |||||
Company | Management | For | Voted - For | ||
9 | Approve the Merger, Without A Capital Increase and | ||||
Without the Issuance of New Shares, of Msg, Mse, | |||||
Retiro Novo and Guariba Into Vale | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
23 Mar 2020: Please Note That Votes 'in Favor' and | |||||
'against' in the Same Agenda Item are Not Allowed. | |||||
Only Votes in Favor And/or Abstain Or Against And/ | |||||
Or Abstain are Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
23 Mar 2020: Please Note That This is A Revision | |||||
Due to Addition of Comment. If You Have Already | |||||
Sent in Your Votes, Please Do Not Vote Again Unless | |||||
You Decide to Amend Your Original Instructions. | |||||
Thank You. | Management | Non-Voting | Non-Voting | ||
VEDANTA LIMITED | |||||
Security ID: Y9364D105 | |||||
Meeting Date: 11-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Standalone Financial Statements of the Company for | |||||
the Financial Year Ended March 31, 2019 and the | |||||
Reports of the Board of Directors and Auditors | |||||
Thereon | Management | For | Voted - For | ||
2 | To Receive, Consider and Adopt the Audited | ||||
Consolidated Financial Statements of the Company | |||||
for the Financial Year Ended March 31, 2019 and the | |||||
Report of Auditors Thereon | Management | For | Voted - For | ||
3 | To Confirm the Payment of Two Interim Dividends | ||||
Aggregating to Inr 18.85 Per Equity Share for the | |||||
Financial Year Ended March 31, 2019 | Management | For | Voted - For | ||
4 | To Confirm the Payment of Preference Dividend on | ||||
7.5% Non-cumulative Non-convertible Redeemable | |||||
Preference Shares, for the Period from April 1, | |||||
2018 Upto the Date of Redemption I.e. October 27, | |||||
2018 | Management | For | Voted - For | ||
5 | To Appoint Ms. Priya Agarwal (din:05162177), Who | ||||
Retires by Rotation and Being Eligible, Offers | |||||
Herself for Re-appointment As A Director | Management | For | Voted - For | ||
6 | To Consider Appointment of Mr. Srinivasan | ||||
Venkatakrishnan (din: 08364908) As the Whole-time |
378
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Director, Designated As Chief Executive Officer | |||||
(ceo) of the Company for the Period from March 01, | |||||
2019 to August 31, 2021 | Management | For | Voted - For | ||
7 | To Consider Re-appointment of Mr. Tarun Jain | ||||
(din:00006843) As Non-executive Director of the | |||||
Company for A Period of One (1) Year Effective | |||||
April 1, 2019 to March 31, 2020 | Management | For | Voted - For | ||
8 | To Consider and Approve Payment of Remuneration to | ||||
Mr. Tarun Jain (din:00006843), Non- Executive | |||||
Director in Excess of the Limits Prescribed Under | |||||
Securities and Exchange Board of India (listing | |||||
Obligations and Disclosure Requirements) | |||||
Regulations, 2015 | Management | For | Voted - For | ||
9 | To Consider the Appointment of Mr. Mahendra Kumar | ||||
Sharma (din: 00327684) As an Independent Director | |||||
of the Company | Management | For | Voted - For | ||
10 | To Ratify the Remuneration of Cost Auditors for the | ||||
Financial Year Ending March 31, 2020 | Management | For | Voted - For | ||
Meeting Date: 06-Dec-19 | Meeting Type: Other Meeting | ||||
1 | To Approve Continuation of Directorship of Mr. | ||||
Krishnamurthi Venkataramanan (din:00001647) As Non- | |||||
Executive Independent Director Beyond the Age of 75 | |||||
Years in His Current Tenure | Management | For | Voted - For | ||
2 | To Approve the Re-appointment of Mr. Krishnamurthi | ||||
Venkataramanan (din:00001647) As Non- Executive | |||||
Independent Director for A Second and Final Term of | |||||
1 Year Effective from April 01, 2020 Till March 31, | |||||
2021, Notwithstanding That He Has Attained the Age | |||||
of 75 Years | Management | For | Voted - For | ||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting is Not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests are Not Valid for This Meeting. If You | |||||
Wish to Vote, You Must Return Your Instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain is Not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Management | Non-Voting | Non-Voting | ||
Meeting Date: 24-Jun-20 | Meeting Type: Other Meeting | ||||
1 | Approval for Voluntary Delisting of the Equity | ||||
Shares of the Company from Bse Limited ("bse") and | |||||
National Stock Exchange of India Limited ("nse") | |||||
and Withdrawal of "permitted to Trade" Status on | |||||
the Metropolitan Stock Exchange of India Limited | |||||
("mse"), and Voluntary Delisting of the Company's | |||||
American Depositary Shares from the New York Stock | |||||
Exchange and Deregistration from the Securities and | |||||
Exchange Commission | Management | For | Voted - For | ||
Please Note That This is A Postal Meeting | |||||
Announcement. A Physical Meeting is Not Being Held | |||||
for This Company. Therefore, Meeting Attendance | |||||
Requests are Not Valid for This Meeting. If You |
379
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Wish to Vote, You Must Return Your Instructions by | |||||
the Indicated Cutoff Date. Please Also Note That | |||||
Abstain is Not A Valid Vote Option at Postal Ballot | |||||
Meetings. Thank You | Management | Non-Voting | Non-Voting | ||
VODACOM GROUP LIMITED | |||||
Security ID: S9453B108 | |||||
Meeting Date: 23-Jul-19 | Meeting Type: Annual General Meeting | ||||
1.O.1Adoption of the Audited Consolidated Annual | |||||
Financial Statements | Management | For | Voted - For | ||
2.O.2Election of Ms P Mahanyele-dabengwa As A Director | Management | For | Voted - For | ||
3.O.3Election of Mr S Sood As A Director | Management | For | Voted - For | ||
4.O.4Election of Mr T Reisten As A Director | Management | For | Voted - For | ||
5.O.5Re-election of Mr Pj Moleketi, As A Director | Management | For | Voted - For | ||
6.O.6Re-election of Mr Jwl Otty As A Director | Management | For | Voted - For | ||
7.O.7Appointment of Ernst & Young Inc. As Auditors of | |||||
the Company | Management | For | Voted - For | ||
8.O.8Approval of the Remuneration Policy | Management | For | Voted - For | ||
9.O.9Approval for the Implementation of the Remuneration | |||||
Policy | Management | For | Voted - For | ||
10O10 Re-election of Mr Dh Brown As A Member of the | |||||
Audit, Risk and Compliance Committee of the Company | Management | For | Voted - For | ||
11O11 Election of Mr Sj Macozoma As A Member of the | |||||
Audit, Risk and Compliance Committee of the Company | Management | For | Voted - For | ||
12O12 Re-election of Ms Bp Mabelane As A Member of Audit, | |||||
Risk and Compliance Committee of the Company | Management | For | Voted - For | ||
13S.1 | General Authority to Repurchase Shares in the | ||||
Company | Management | For | Voted - For | ||
14S.2 | Increase in Non-executive Directors' Fees | Management | For | Voted - For | |
15S.3 | Section 45 - Financial Assistance to Related and | ||||
Inter-related Companies | Management | For | Voted - For | ||
WAL-MART DE MEXICO SAB DE CV | |||||
Security ID: P98180188 | |||||
Meeting Date: 24-Mar-20 | Meeting Type: Ordinary General Meeting | ||||
1.A | Approve Report of Audit and Corporate Practices | ||||
Committees | Management | For | Voted - Abstain | ||
1.B | Approve Ceo's Report | Management | For | Voted - Abstain | |
1.C | Approve Board Opinion on Ceo's Report | Management | For | Voted - Abstain | |
1.D | Approve Board of Directors Report | Management | For | Voted - Abstain | |
1.E | Approve Report on Adherence to Fiscal Obligations | Management | For | Voted - Abstain | |
2 | Approve Consolidated Financial Statements | Management | For | Voted - Abstain | |
3 | Approve Allocation of Income and Dividends of Mxn | ||||
1.79 Per Share | Management | For | Voted - For | ||
4 | Approve Report and Resolutions Re Employee Stock | ||||
Purchase Plan | Management | For | Voted - For | ||
5 | Approve Report on Share Repurchase Reserves | Management | For | Voted - For |
380
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6.A.1Elect Or Ratify Enrique Ostale As Director | Management | For | Voted - For | ||
6.A.2Elect Or Ratify Richard Mayfield As Director | Management | For | Voted - For | ||
6.A.3Elect Or Ratify Christopher Nicholas As Director | Management | For | Voted - For | ||
6.A.4Elect Or Ratify Guilherme Loureiro As Director | Management | For | Voted - For | ||
6.A.5Elect Or Ratify Lori Flees As Director | Management | For | Voted - For | ||
6.A.6Elect Or Ratify Kirsten Evans As Director | Management | For | Voted - For | ||
6.A.7Elect Or Ratify Adolfo Cerezo As Director | Management | For | Voted - For | ||
6.A.8Elect Or Ratify Blanca Trevino As Director | Management | For | Voted - For | ||
6.A.9Elect Or Ratify Roberto Newell As Director | Management | For | Voted - For | ||
6A.10 Elect Or Ratify Ernesto Cervera As Director | Management | For | Voted - For | ||
6A.11 Elect Or Ratify Eric Perez Grovas As Director | Management | For | Voted - For | ||
6.B.1 Elect Or Ratify Adolfo Cerezo As Chairman of Audit | |||||
and Corporate Practices Committees | Management | For | Voted - For | ||
6.B.2 Approve Discharge of Board of Directors and Officers | Management | For | Voted - Abstain | ||
6.B.3 Approve Directors and Officers Liability | Management | For | Voted - Abstain | ||
6.C.1 Approve Remuneration of Board Chairman | Management | For | Voted - For | ||
6.C.2 Approve Remuneration of Director | Management | For | Voted - For | ||
6.C.3 Approve Remuneration of Chairman of Audit and | |||||
Corporate Practices Committees | Management | For | Voted - For | ||
6.C.4 Approve Remuneration of Member of Audit and | |||||
Corporate Practices Management Committees | Management | For | Voted - For | ||
7 | Authorize Board to Ratify and Execute Approved | ||||
Resolutions | Management | For | Voted - For | ||
Please Note That This is an Amendment to Meeting Id | |||||
361177 Due to Receipt of Updated Agenda. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded If Vote Deadline Extensions are | |||||
Granted. Therefore Please Reinstruct on This | |||||
Meeting Notice on the New Job. If However Vote | |||||
Deadline Extensions are Not Granted in the Market, | |||||
This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 26-Jun-20 | Meeting Type: Extraordinary General Meeting | ||||
I | Report from the Board of Directors in Regard to the | ||||
Proposal for A Merger by Absorption of Two | |||||
Subsidiaries, Which Belong to the Same Economic | |||||
Interest Group, Into Wal Mart De Mexico, S.a.b. De | |||||
C.v., As the Result of A Corporate Restructuring, | |||||
in Which Third Parties are Not Participating | Management | For | Voted - Abstain | ||
II | Discussion And, If Deemed Appropriate, Approval of | ||||
the Balance Sheet to May 31, 2020, Which Will be | |||||
the Basis for the Mergers | Management | For | Voted - Abstain | ||
III | Proposal, Discussion And, If Deemed Appropriate, | ||||
Approval of the Merger Between Wal Mart De Mexico, | |||||
S.a.b. De C.v., As the Company Surviving the | |||||
Merger, with Holding De Restaurantes Y Servicios, | |||||
S. De R.l. De C.v., As the Company That is Being | |||||
Merged That Will be Extinguished, Including the | |||||
Terms Under Which It Will be Carried Out and the |
381
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Date on Which It Will Become Effective, As Well As | |||||
the Approval of the Respective Merger Agreement | Management | For | Voted - Abstain | ||
IV | Proposal, Discussion And, If Deemed Appropriate, | ||||
Approval of the Merger Between Wal Mart De Mexico, | |||||
S.a.b. De C.v. As the Surviving Company and Tiendas | |||||
Wal Mart S. De R.l. De C.v., As the Company That is | |||||
Being Merged and Will be Extinguished, Including | |||||
the Terms Under Which It Will be Carried Out and | |||||
the Date on Which It Will Become Effective, As Well | |||||
As the Approval of the Respective Merger Agreement | Management | For | Voted - Abstain | ||
V | Discussion And, If Deemed Appropriate, Approval of | ||||
the Resolutions That are Contained in the Minutes | |||||
of the General Meeting That is Held and the | |||||
Designation of Special Delegates to Carry Out the | |||||
Resolutions That are Passed | Management | For | Voted - For | ||
WEG SA | |||||
Security ID: P9832B129 | |||||
Meeting Date: 28-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | To Receive the Administrators Accounts, to Examine, | ||||
Discuss and Vote on the Administrations Report, the | |||||
Financial Statements and the Accounting Statements | |||||
Accompanied by the Independent Auditors Report | |||||
Regarding the Fiscal Year Ended on December 31, 2019 | Management | For | Voted - For | ||
2 | Approval on the Destination of the Net Earnings of | ||||
the Fiscal Year and the Capital Budget for 2020 As | |||||
Proposed by the Board of Directors, As Well As, | |||||
Ratify the Dividend and Interest on Stockholders | |||||
Equity, As Previously Announced by the Board of | |||||
Directors | Management | For | Voted - For | ||
3 | Characterization of the Independence Condition of | ||||
the Candidate for the Board of Directors, Mr. Dan | |||||
Ioschpe | Management | For | Voted - For | ||
4 | Characterization of the Independence Condition of | ||||
the Candidate for the Board of Directors, Mr. | |||||
Miguel Normando Abdalla Saad | Management | For | Voted - For | ||
6 | Do You Wish to Request the Adoption of the | ||||
Cumulative Voting Process for the Election of the | |||||
Board of Directors, Under the Terms of Article 141 | |||||
of Law 6,404 of 1976 | Management | For | Voted - Against | ||
7 | Appointment of Candidates to the Board of Directors | ||||
by Single Slate. the Votes Indicated in This Field | |||||
Will be Disregarded in the Event the Shareholder | |||||
Who Owns Shares with Voting Rights Also Fills Out | |||||
the Fields Present in the Separate Election of A | |||||
Member of the Board of Directors and the Separate | |||||
Election That is Dealt with in These Fields Occurs. | |||||
Dan Ioschpe Decio Da Silva Martin Werninghaus | |||||
Miguel Normando Abdalla Saad Nildemar Secches | |||||
Sergio Luiz Silva Schwartz Siegfried Kreutzfeld | Management | For | Voted - Against | ||
8 | In the Event That One of the Candidates Who is on | ||||
the Slate Chosen Ceases to be Part of That Slate, |
382
KraneShares MSCI Emerging Markets ex China Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Can the Votes Corresponding to Your Shares Continue | ||||
to be Conferred on the Chosen Slate | Management | For | Voted - Against | |
9 | In the Event of the Adoption of the Cumulative | |||
Voting Process, Should the Votes Corresponding to | ||||
Your Shares be Distributed in Equal Percentages | ||||
Across the Members of the Slate That You Have | ||||
Chosen. Please Note That If Investor Chooses For, | ||||
the Percentages Do Not Need to be Provided, If | ||||
Investor Chooses Against, It is Mandatory to Inform | ||||
the Percentages According to Which the Votes Should | ||||
be Distributed, Otherwise the Entire Vote Will be | ||||
Rejected Due to Lack of Information, If Investor | ||||
Chooses Abstain, the Percentages Do Not Need to be | ||||
Provided, However in Case Cumulative Voting is | ||||
Adopted the Investor Will Not Participate on This | ||||
Matter of the Meeting | Management | For | Voted - Against | |
10.1 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Dan Ioschpe | Management | For | Voted - For | |
10.2 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Decio Da Silva | Management | For | Voted - For | |
10.3 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Martin Werninghaus | Management | For | Voted - For | |
10.4 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Miguel Normando Abdalla Saad | Management | For | Voted - For | |
10.5 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Nildemar Secches | Management | For | Voted - Against | |
10.6 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Sergio Luiz Silva Schwartz | Management | For | Voted - For | |
10.7 | Visualization of All the Candidates That Compose | |||
the Slate to Indicate the Percentage of the Votes | ||||
to be Attributed. Siegfried Kreutzfeld | Management | For | Voted - For | |
11 | Establishment of the Annual Remuneration of the | |||
Managers | Management | For | Voted - Against | |
12 | Appointment of Candidates to the Fiscal Council by | |||
Single Slate. Indication of All the Names That Make | ||||
Upthe Slate. Alidor Lueders, Principal. Ilario | ||||
Bruch, Substitute. Vanderlei Dominguez Da Rosa, | ||||
Principal. Paulo Roberto Franceschi, Substitute | Management | For | Voted - Abstain | |
13 | If One of the Candidates Who is Part of the Slate | |||
Ceases to be Part of It in Order to Accommodate the | ||||
Separate Election That is Dealt with in Article | ||||
161, 4 and Article 240 of Law 6,404 of 1976, Can | ||||
the Votes Corresponding to Your Shares Continue to | ||||
be Conferred on the Chosen Slate | Management | For | Voted - Against | |
15 | To Establish the Aggregate Compensation of the | |||
Fiscal Council Members | Management | For | Voted - For | |
16 | Approve the Newspapers Used for the Legal | |||
Announcements and Disclosures | Management | For | Voted - For |
383
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Request for A Separate Election of A | |||||
Member of the Board of Directors by Minority | |||||
Shareholders Holding Voting Shares. Do You Wish to | |||||
Request the Separate Election of A Member of the | |||||
Board of Directors, Under the Terms of Article 141, | |||||
4, I of Law 6,404 of 1976 | Management | Voted - Abstain | |||
14 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Separate Election of A Member of the | |||||
Fiscal Council by Minority Shareholders Holding | |||||
Shares of Voting Rights. the Shareholder Must | |||||
Complete This Field Should He Have Left the General | |||||
Election Field Blank. Adelino Dias Pinho, | |||||
Principal. Jose Luiz Ribeiro De Carvalho, Substitute | Management | Voted - For | |||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your | |||||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
27 Mar 2020: Please Note That This is A Revision | |||||
Due to Modification of Text of Resolutions 5 & 14. | |||||
If You Have Already Sent in Your Votes, Please Do | |||||
Not Vote Again Unless You Decide to Amend Your | |||||
Original Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
For the Proposal 9 Regarding the Adoption of | |||||
Cumulative Voting, Please be Advised That You Can | |||||
Only Vote for Or Abstain. an Against Vote on This | |||||
Proposal Requires Percentages to be Allocated | |||||
Amongst the Directors in Proposal 10.1 to 10.7. in | |||||
This Case Please Contact Your Client Service | |||||
Representative in Order to Allocate Percentages | |||||
Amongst the Directors | Management | Non-Voting | Non-Voting | ||
Meeting Date: 28-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Examine, Discuss and Vote on the Proposal of the | ||||
Board of Directors Regarding Amendments to the | |||||
Bylaws, in Order to Adapt What is Determined by the | |||||
New Version Novo Mercado Listing Regulation | |||||
Approved by the Brazilian Securities and Exchange | |||||
Commission Cvm | Management | For | Voted - For | ||
2 | Validate the Changes in the Bylaws Aiming at | ||||
Adjusting the Resolutions Approved by the General | |||||
Shareholders Meeting in Relation to the Previous | |||||
Item | Management | For | Voted - For | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) May | |||||
be Required in Order to Lodge and Execute Your |
384
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Voting Instructions in This Market (dependant Upon | |||||
the Availability and Usage of the Remote Voting | |||||
Platform). Absence of A Poa, May Cause Your | |||||
Instructions to be Rejected. If You Have Any | |||||
Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That Votes 'in Favor' and 'against' in | |||||
the Same Agenda Item are Not Allowed. Only Votes in | |||||
Favor And/or Abstain Or Against And/ Or Abstain are | |||||
Allowed. Thank You | Management | Non-Voting | Non-Voting | ||
WIPRO LTD | |||||
Security ID: Y96659142 | |||||
Meeting Date: 16-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Financial Statements of the Company (including | |||||
Consolidated Financial Statements) of the Company | |||||
for the Financial Year Ended March 31, 2019, | |||||
Together with the Reports of the Directors and | |||||
Auditors Thereon | Management | For | Voted - For | ||
2 | To Confirm the Payment of Interim Dividend of Inr 1 | ||||
Per Equity Share Already Paid During the Year As | |||||
the Final Dividend for the Financial Year 2018-19 | Management | For | Voted - For | ||
3 | To Consider Appointment of A Director in Place of | ||||
Mr. Abidali Z Neemuchwala (din 02478060) Who | |||||
Retires by Rotation and Being Eligible, Offers | |||||
Himself for Re-appointment | Management | For | Voted - For | ||
4 | Amendments to the Articles of Association of the | ||||
Company: Article 96 and Article 192 | Management | For | Voted - For | ||
5 | Appointment of Mr. Azim H Premji (din 00234280) As | ||||
Non-executive, Non-independent Director of the | |||||
Company | Management | For | Voted - For | ||
6 | Re-appointment of Mr. Rishad A Premji (din | ||||
02983899) As Whole Time Director of the Company | Management | For | Voted - For | ||
7 | Designating and Appointing Mr. Abidali Z | ||||
Neemuchwala (din 02478060), Whole Time Director, As | |||||
Managing Director of the Company | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
WOOLWORTHS HOLDINGS LTD | |||||
Security ID: S98758121 | |||||
Meeting Date: 27-Nov-19 | Meeting Type: Annual General Meeting | ||||
1.O.1Appointment of Chairperson: Mr Hubert Brody | Management | For | Voted - For | ||
2O2.1 Election of Director: Mr David Kneale | Management | For | Voted - For | ||
2O2.2 Election of Director: Ms Thembisa Skweyiya | Management | For | Voted - For | ||
2O2.3 Election of Director: Ms Belinda Earl | Management | For | Voted - For | ||
2O2.4 Election of Director: Mr Christopher Colfer | Management | For | Voted - For |
385
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2O2.5 Election of Director: Mr Clive Thomson | Management | For | Voted - For | ||
3O3.1 Election of Audit Committee Member: Ms Zarina Bassa | Management | For | Voted - For | ||
3O3.2 Election of Audit Committee Member: Ms Thembisa | |||||
Skweyiya | Management | For | Voted - For | ||
3O3.3 Election of Audit Committee Member: Mr Andrew | |||||
Higginson | Management | For | Voted - For | ||
3O3.4 Election of Audit Committee Member: Mr Christopher | |||||
Colfer | Management | For | Voted - For | ||
3O3.5 Election of Audit Committee Member: Mr Clive Thomson | Management | For | Voted - For | ||
4.O.4Re-appointment of Ernst & Young Inc. As the Auditors | Management | For | Voted - For | ||
5.O.5Amendments to the Rules of the Woolworths | |||||
Performance Share Plan | Management | For | Voted - For | ||
6.O.6Endorsement of the Remuneration Policy | Management | For | Voted - For | ||
7.O.7Endorsement of the Remuneration Implementation | |||||
Report | Management | For | Voted - For | ||
8.S.1 General Authority to Acquire (repurchase) Shares | Management | For | Voted - For | ||
9.S.2 Remuneration of Non-executive Directors | Management | For | Voted - For | ||
WOORI FINANCIAL GROUP INC. | |||||
Security ID: Y972JZ105 | |||||
Meeting Date: 25-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of Financial Statements | Management | For | Voted - Against | |
2 | Amendment of Articles of Incorporation | Management | For | Voted - For | |
3.1 | Election of Outside Director: Cheom Mun Ak | Management | For | Voted - For | |
3.2 | Election of A Non-permanent Director: Gim Hong Tae | Management | For | Voted - For | |
3.3 | Election of Inside Director: I Won Deok | Management | For | Voted - For | |
3.4 | Election of Inside Director: Son Tae Seung | Management | For | Voted - For | |
4 | Approval of Remuneration for Director | Management | For | Voted - For | |
X5 RETAIL GROUP N.V. | |||||
Security ID: 98387E205 | |||||
Meeting Date: 12-May-20 | Meeting Type: Annual General Meeting | ||||
3.A | Financial Statements, Result and Dividend for the | ||||
Financial Year 2019: Remuneration Report | Management | For | Voted - Against | ||
3.C | Financial Statements, Result and Dividend for the | ||||
Financial Year 2019: Proposal to Adopt the 2019 | |||||
Financial Statements | Management | For | Voted - For | ||
3.D | Financial Statements, Result and Dividend for the | ||||
Financial Year 2019: Proposal to Determine the | |||||
Dividend Over the Financial Year 2019 | Management | For | Voted - For | ||
4.A | Proposal for Discharge from Liability of the | ||||
Members of the Management Board | Management | For | Voted - For | ||
4.B | Proposal for Discharge from Liability of the | ||||
Members of the Supervisory Board | Management | For | Voted - For | ||
5 | Remuneration of the Management Board: Amendment of | ||||
the Remuneration Policy for Members of the | |||||
Management Board | Management | For | Voted - For |
386
KraneShares MSCI Emerging Markets ex China Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
6 | Composition of the Supervisory Board: Appointment | ||||
of Marat Atnashev As Member of the Supervisory Board | Management | For | Voted - For | ||
7.A | Amendment of the Remuneration Policy for Members of | ||||
the Supervisory Board | Management | For | Voted - Against | ||
7.B | Annual Award of Restricted Stock Units to Members | ||||
of the Supervisory Board | Management | For | Voted - For | ||
8.A | Authorisation of the Management Board to Issue New | ||||
Shares Or Grant Rights to Subscribe for Shares, | |||||
Subject to the Approval of the Supervisory Board | Management | For | Voted - For | ||
8.B | Authorisation of the Management Board to Restrict | ||||
Or Exclude the Pre-emptive Rights Upon Issue of New | |||||
Shares Or Granting of Rights to Subscribe for | |||||
Shares, Subject to the Approval of the Supervisory | |||||
Board | Management | For | Voted - For | ||
8.C | Authorisation of the Management Board to Resolve | ||||
That the Company May Acquire Its Own Shares Or Gdrs | Management | For | Voted - For | ||
9 | Appointment of the External Auditor for the | ||||
Financial Year 2020 | Management | For | Voted - For | ||
1 | Opening | Management | Non-Voting | Non-Voting | |
2 | Report of the Management Board for the Financial | ||||
Year 2019 | Management | Non-Voting | Non-Voting | ||
3.B | Financial Statements, Result and Dividend for the | ||||
Financial Year 2019: Explanation of the Dividend | |||||
Policy | Management | Non-Voting | Non-Voting | ||
10 | Any Other Business and Conclusion | Management | Non-Voting | Non-Voting | |
YUANTA FINANCIAL HOLDING CO LTD | |||||
Security ID: Y2169H108 | |||||
Meeting Date: 09-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Acceptance of the 2019 Business Report and | ||||
Financial Statements. | Management | For | Voted - For | ||
2 | Acceptance of the Distribution of 2019 Earnings. | ||||
Proposed Cash Dividend:twd 0.65 Per Share.proposed | |||||
Stock Dividend:40 for 1,000 Shs Held. | Management | For | Voted - For | ||
3 | Issuance of New Shares for Converting Earnings | ||||
(stock Dividends) Into New Capital for 2019. | Management | For | Voted - For | ||
4 | Amendments to the Companys Articles of | ||||
Incorporation. | Management | For | Voted - For | ||
5 | Amendments to the Rules and Procedures of | ||||
Shareholders Meeting. | Management | For | Voted - For |
387
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
AGILITY PUBLIC WAREHOUSING COMPANY | |||||
Security ID: M8788D124 | |||||
Meeting Date: 29-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Review and Approve the Report of the Board of | ||||
Directors for the Company's Activities During the | |||||
Fiscal Year Ending on 31 Dec 2019 | Management | For | Voted - Abstain | ||
2 | Review and Approve the Corporate Governance, | ||||
Compensation and Audit Committees Reports for the | |||||
Fiscal Year Ending on 31 Dec 2109 | Management | For | Voted - Abstain | ||
3 | Review and Approve the Independent Auditors Report | ||||
for the Fiscal Year Ending on 31 Dec 2019 | Management | For | Voted - For | ||
4 | Discuss and Approve the Financial Statements and | ||||
the Profits and Losses Account of the Fiscal Year | |||||
Ended on 31 Dec 2019 | Management | For | Voted - Against | ||
5 | Review the Report of Any Violations Observed by the | ||||
Regulators and Applicable Penalties on the Company | |||||
During the Fiscal Year Ending on 31 Dec 2019, If Any | Management | For | Voted - For | ||
6 | Discuss the Board of Directors Recommendation to | ||||
Distribute Cash Dividends for the Fiscal Year | |||||
Ending on 31 Dec 2019 Representing 5pct of the | |||||
Nominal Value of the Share Or 5 Fils Per Share | |||||
After Deducting Treasury Stocks, for the | |||||
Shareholders Who are Registered on the Shareholders | |||||
Records on the Settlement Date Which Fall in 25 | |||||
Days from the Date of the Agm and Which Will be | |||||
Distributed Within 5 Days from the Settlement Date, | |||||
As Well As Authorizing the Board of Directors of | |||||
the Company to Amend the Timeframe If Required Or | |||||
If the Announcement of the Confirmation of the | |||||
Timeframe Cannot be Made at Least 8 Working Days | |||||
Prior to the Settlement Date Due to the Delay in | |||||
the Publication Procedures | Management | For | Voted - For | ||
7 | Discussing the Board of Directors Recommendation to | ||||
Distribute Bonus Shares for the Fiscal Year Ending | |||||
on 31 Dec 2019 for the Value of 15pct of the | |||||
Current Value of the Share Capital, I.e. the Value | |||||
of 15 Shares for Every 100 Shares, and Authorizing | |||||
the Board of Directors to Dispose of Fractions of | |||||
the Shares Resulting from the Increase. the Bonus | |||||
Shares Will be Allocated to the Shareholders Who | |||||
are Registered on the Shareholders Records on the | |||||
Settlement Date Which is 25 Days from the Date of | |||||
the Agm and Which Will be Distributed Within 5 Days | |||||
from the Settlement Date, As Well As Authorizing | |||||
the Board to Amend the Timeframe If Required Or If | |||||
the Announcement of the Confirmation of the | |||||
Timeframe Cannot be Made at Least 8 Working Days | |||||
Prior to the Settlement Date Due to the Delay in | |||||
the Publication Procedures | Management | For | Voted - For | ||
8 | Granting Permission to Corporate Directors and | ||||
Their Representatives and Individual Directors of | |||||
the Board of Directors, Or Chairman Or Any of the |
388
KraneShares MSCI One Belt One Road Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Executive Management Members Or Spouses Or Second | ||||
Degree Relatives Thereof, to Have Direct Or | ||||
Indirect Interest in Contracts and Transactions | ||||
Concluded with the Company Or in Favor of the | ||||
Company During the Fiscal Year Ending on 31 Dec | ||||
2020 and Thereafter Until the Date of the Annual | ||||
Shareholders Assembly Meeting for the Financial | ||||
Year Ending on 31 Dec 2020 As Per Article 199 of | ||||
Companies Law No.1 of 2016, and in Accordance with | ||||
Provisions Stipulated in Articles 7.4, 7.5, 7.6 of | ||||
Sixth Rule of Chapter Seven of the Fifteenth Book | ||||
of the Executive Regulation of Law No. 7 of 2010 | ||||
Regarding the Establishment of the Capital Markets | ||||
Authority and Regulating Securities Activities | Management | For | Voted - Abstain | |
9 | Approval of Listing the Company's Shares in Foreign | |||
Stock Exchange, Provided That the Percentage of the | ||||
Stocks to be Listed Shall Not Exceed 40pct of the | ||||
Company's Capital Throughout the Listing Period, | ||||
and to Delegate the Board of Directors to Take All | ||||
Procedures and Instructions As Per Promulgated | ||||
Rules and Regulations by the Concerned Regulatory | ||||
Bodies in This Regard | Management | For | Voted - For | |
10 | Approval of the Allocation and Payment of the Board | |||
of Directors Remunerations for the Fiscal Year | ||||
Ending on 31 Dec 2019 Which Amount to 140,000 Kd | Management | For | Voted - For | |
11 | Approval of the Related Party Transactions of the | |||
Company Including Any Concluded Agreements and | ||||
Contracts That Were Entered Into During the Fiscal | ||||
Year Ending on 31 Dec 2019 and Authorize the Board | ||||
of Directors to Enter Into Related Party | ||||
Transactions During the Fiscal Year Ending on 31 | ||||
Dec 2020 and Until the Date of the Annual General | ||||
Assembly of the Shareholders of the Company for the | ||||
Year Ending on 31 Dec 2020 | Management | For | Voted - Abstain | |
12 | Approval of the Authorization to the Board of | |||
Directors to Purchase Or Sell Not More Than 10pct | ||||
of the Company's Stocks in Accordance with the | ||||
Requirements Set Forth Under the Applicable Laws, | ||||
in Particular, the Provisions of Law No 7 of 2010 | ||||
and Its Executive Regulations and Amendments | ||||
Thereto and Any Instructions of the Regulators | Management | For | Voted - For | |
13 | Approval of the Authorization to the Board of | |||
Directors to Issue Bonds Or Sukuk of Any Type, in | ||||
the Kuwaiti Dinar Or in Any Other Currency It Deems | ||||
Appropriate, and Not Exceeding the Maximum | ||||
Authorized by the Law Or the Equivalent in Foreign | ||||
Currencies in Or Outside Kuwait and to Determine | ||||
the Type and Tenure of the Bonds Or Sukuk and the | ||||
Nominal Value and the Interest Or Profit Rate and | ||||
the Maturity Date and the Methods to Cover Its | ||||
Value, and Offering and Marketing Means, and Its | ||||
Redemption and All Other Terms and Conditions, and | ||||
to Appoint Whoever It Deems Required to Assist in | ||||
Implementing Part Or All What is Set Forth Herein, | ||||
After Obtaining Approval of the Regulatory | ||||
Authorities | Management | For | Voted - Abstain |
389
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
14 | Discharge and Release of the Members of the Board | ||||
of Directors from Liabilities Related to Their | |||||
Activities During the Fiscal Year Ended 31 Dec 2019 | Management | For | Voted - Against | ||
15 | Appointment Or Reappointment of Company's Financial | ||||
Auditors from the List of Auditors Approved by | |||||
Capital Markets Authority, in Compliance with the | |||||
Mandatory Period of Changing Auditors for the | |||||
Fiscal Year Ending on 31 Dec 2020, and Delegation | |||||
of the Board of Directors to Determine Fees in This | |||||
Regard | Management | For | Voted - For | ||
AIA ENGINEERING LIMITED | |||||
Security ID: Y0028Y106 | |||||
Meeting Date: 12-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Financial Statements for the Year Ended | ||||
31st March, 2019 | Management | For | Voted - For | ||
2 | Declaration of Dividend for the Financial Year | ||||
2018-19: the Board of Directors are Pleased to | |||||
Recommend A Dividend of Inr 9/- (450%) Per Equity | |||||
Share of the Face Value of Inr 2/- Each Amounting | |||||
to Inr 8,488.83 Lakhs for the Financial Year 2018-19 | Management | For | Voted - For | ||
3 | Re-appointment of Mrs. Khushali Samip Solanki, A | ||||
Director Retires by Rotation | Management | For | Voted - For | ||
4 | Approval of Related Party Transactions | Management | For | Voted - For | |
5 | Ratification of Remuneration to Cost Auditors | Management | For | Voted - For | |
6 | Appointment of Mrs. Janaki Udayan Shah, As an | ||||
Independent Director | Management | For | Voted - For | ||
7 | Payment of Commission to Mr. Sanjay S. Majmudar, A | ||||
Non-executive, Independent Director of the Company | Management | For | Voted - For | ||
8 | Re-appointment of Mr. Rajendra Shah, As an | ||||
Independent Director | Management | For | Voted - For | ||
9 | Re-appointment of Mr. Sanjay S. Majmudar, As an | ||||
Independent Director | Management | For | Voted - For | ||
10 | Re-appointment of Mr. Dileep C. Choksi, As an | ||||
Independent Director | Management | For | Voted - For | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
AIR ARABIA PJSC | |||||
Security ID: M0367N110 | |||||
Meeting Date: 10-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Listen to and Approve the Board of Directors Report | ||||
on the Company's Activity and Its Financial | |||||
Position for the Fiscal Year Ended on 31 Dec 2019 | Management | For | Voted - For | ||
2 | Listen to and Approve the Auditors Report for the | ||||
Fiscal Year Ended on 31 Dec 2019 | Management | For | Voted - For |
390
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | Discuss and Approve the Company's Balance Sheet and | ||||
Profit and Loss Account for the Fiscal Year Ended | |||||
on 31 Dec 2019 | Management | For | Voted - For | ||
4 | Agreeing to Transfer an Amount, 78,070,000 from the | ||||
General Reserve to the Retained Earnings Account | Management | For | Voted - For | ||
5 | Discuss and Approve the Board of Directors Proposal | ||||
to Distribute 9pct of Capital As Cash Dividend for | |||||
the Financial Year Ended on 31 Dec 2019, and to | |||||
Supplement Any Shortage in Retained Earnings from | |||||
the General Reserve | Management | For | Voted - For | ||
6 | Discharge the Members of the Board of Directors | ||||
from the Responsibility for the Fiscal Year Ended | |||||
on 31 Dec 2019 | Management | For | Voted - For | ||
7 | Discharge the Auditors from the Responsibility for | ||||
the Fiscal Year Ended on 31 Dec 2019 | Management | For | Voted - For | ||
8 | Approve the Board of Directors Remuneration for the | ||||
Fiscal Year Ended 31 Dec 2019 | Management | For | Voted - For | ||
9 | Appoint the Auditors for the Fiscal Year Ending 31 | ||||
Dec 2020 and Determine Their Fees | Management | For | Voted - For | ||
10 | Elect Board Members for the Term of 2020 to 2023 | Management | For | Voted - Abstain | |
Please Note in the Event the Meeting Does Not Reach | |||||
Quorum, There Will be A Second Call on 17 Mar 2020. | |||||
Consequently, Your Voting Instructions Will Remain | |||||
Valid for All Calls Unless the Agenda is Amended. | |||||
Thank You | Management | Non-Voting | Non-Voting | ||
ANGLO AMERICAN PLATINUM LIMITED | |||||
Security ID: S9122P108 | |||||
Meeting Date: 25-Jun-20 | Meeting Type: Annual General Meeting | ||||
O.1.1Re-election of Director: to Re-elect Mr M Cutifani | |||||
As A Director of the Company | Management | For | Voted - For | ||
O.1.2Re-election of Director: to Re-elect Mr J Vice As A | |||||
Director of the Company | Management | For | Voted - For | ||
O.1.3Re-election of Director: to Re-elect Mr Np Mageza | |||||
As A Director of the Company | Management | For | Voted - For | ||
O.2.1Election of Director Appointed Since the Previous | |||||
Agm: to Elect Ms N Viljoen As A Director of the | |||||
Company | Management | For | Voted - For | ||
O.3.1Appointment of Member of Audit and Risk Committee: | |||||
Election of Mr Np Mageza As A Member of the | |||||
Committee | Management | For | Voted - For | ||
O.3.2Appointment of Member of Audit and Risk Committee: | |||||
Election of Mr J Vice As A Member of the Committee | Management | For | Voted - For | ||
O.3.3Appointment of Member of Audit and Risk Committee: | |||||
Election of Ms D Naidoo As A Member of the Committee | Management | For | Voted - For | ||
O.4 | Appointment of Auditor: PricewaterhouseCoopers LLP | Management | For | Voted - For | |
O.5 | Approval of Amendments to the Anglo American | ||||
Platinum Long Term Incentive Plan 2003 | Management | For | Voted - For | ||
O.6 | General Authority to Allot and Issue Authorised But | ||||
Unissued Shares | Management | For | Voted - For | ||
O.7 | Authority to Implement Resolutions | Management | For | Voted - For |
391
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
NB8.1 Non-binding Advisory Vote: Endorsement of the | |||||
Remuneration Policy | Management | For | Voted - For | ||
NB8.2 Non-binding Advisory Vote: Endorsement of the | |||||
Remuneration Implementation Report | Management | For | Voted - For | ||
S.1 | Non-executive Directors' Fees | Management | For | Voted - For | |
S.2 | Authority to Provide Financial Assistance | Management | For | Voted - For | |
S.3 | General Authority to Repurchase Company Securities | Management | For | Voted - For | |
20 Apr 2020: Please Note That This is A Revision | |||||
Due to Modification of Text of Resolution O.4. If | |||||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
ARAB BANK PLC | |||||
Security ID: M12702102 | |||||
Meeting Date: 28-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | Reciting the Minutes of the Previous General | ||||
Assembly Meeting | Management | For | Voted - For | ||
2 | Discuss the B0ard of Directors Report During the | ||||
Year 2019 Along with Its Future Plans | Management | For | Voted - For | ||
3 | Discuss the External Auditor Report for the Year | ||||
Ended 31/12/2019 (no Cash Dividend Will be | |||||
Distributed) | Management | For | Voted - For | ||
4 | Discharge the Bod from Their Liabilities in Respect | ||||
of the Financial Year Ended 31/12/2109 | Management | For | Voted - For | ||
5 | Electing the Company's Auditors for Next Year and | ||||
Deciding on Their Remunerations | Management | For | Voted - For | ||
6 | Approve the Bod Recommendation on 30.01.2020 to | ||||
Appoint Ernst and Young to Audit the Bank's Branch | |||||
in Lebanon for the Next 3 Years from 01/01/2020 to | |||||
31/12/2022 | Management | For | Voted - For | ||
Meeting Date: 28-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | Discuss the Bod Recommendation to the General | ||||
Assembly to Decrease the Number of Bod Member to be | |||||
11 Instead of 12 | Management | For | Voted - For | ||
2 | Authorise the Board to Take Appropriate Action in | ||||
Regard of the Above | Management | For | Voted - For | ||
HINDALCO INDUSTRIES LTD | |||||
Security ID: Y3196V185 | |||||
Meeting Date: 30-Aug-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the Audited Financial Statements | ||||
(including Audited Consolidated Financial | |||||
Statements) for the Financial Year Ended 31st | |||||
March, 2019 the Reports of Directors' and Auditors' | |||||
Thereon | Management | For | Voted - For |
392
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Declaration of Dividend: Inr 1.20 Per Share | ||||
(previous Year Inr 1.20 Per Share) to Equity | |||||
Shareholders | Management | For | Voted - For | ||
3 | Re-appointment of Mrs. Rajashree Birla, Director | ||||
Retiring by Rotation | Management | For | Voted - Against | ||
4 | Ratification of the Remuneration of the Cost | ||||
Auditors Viz. M/s R. Nanabhoy & Co. for the | |||||
Financial Year Ending 31st March, 2020 | Management | For | Voted - For | ||
5 | Appointment of Dr. Vikas Balia As an Independent | ||||
Director | Management | For | Voted - For | ||
6 | Re-appointment of Mr. K. N. Bhandari As an | ||||
Independent Director | Management | For | Voted - Against | ||
7 | Re-appointment of Mr. Ram Charan As an Independent | ||||
Director | Management | For | Voted - Against | ||
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
HUTCHISON PORT HOLDINGS TRUST | |||||
Security ID: Y3780D104 | |||||
Meeting Date: 08-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the Report of the Trustee-manager, | ||||
Statement by the Trustee-manager and the Audited | |||||
Financial Statements of Hph Trust for the Year | |||||
Ended 31 December 2019 Together with the | |||||
Independent Auditor's Report Thereon | Management | For | Non-Voting | ||
2 | Re-appointment of PricewaterhouseCoopers LLP As the | ||||
Auditor of Hph Trust | Management | For | Non-Voting | ||
3 | Authority to Issue New Units in Hph Trust | Management | For | Non-Voting | |
4 | Approval of the Proposed Trust Deed Amendments | Management | For | Non-Voting | |
IMPALA PLATINUM HOLDINGS LTD | |||||
Security ID: S37840113 | |||||
Meeting Date: 22-Oct-19 | Meeting Type: Annual General Meeting | ||||
O.1 | Appointment of External Auditors: Deloitte | Management | For | Voted - For | |
O.2.1Re-election of Director: Pw Davey | Management | For | Voted - For | ||
O.2.2Re-election of Director: Bt Koshane | Management | For | Voted - For | ||
O.2.3Re-election of Director: As Macfarlane | Management | For | Voted - For | ||
O.2.4Re-election of Director: B Ngonyama | Management | For | Voted - For | ||
O.2.5Re-election of Director: Msv Gantsho | Management | For | Voted - For | ||
O.3.1Appointment of Audit Committee Member: D Earp | Management | For | Voted - For | ||
O.3.2Appointment of Audit Committee Member: Pw Davey | Management | For | Voted - For | ||
O.3.3Appointment of Audit Committee Member: Pe Speckmann | Management | For | Voted - For | ||
O.4 | Endorsement of the Company's Remuneration Policy | Management | For | Voted - For | |
O.5 | Endorsement of the Company's Remuneration | ||||
Implementation Report | Management | For | Voted - For |
393
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
S.1.1 Approval of Non-executive Director's Remuneration: | |||||
Remuneration of the Chairperson of the Board | Management | For | Voted - For | ||
S.1.2 Approval of Non-executive Director's Remuneration: | |||||
Remuneration of the Lead Independent Director | Management | For | Voted - For | ||
S.1.3 Approval of Non-executive Director's Remuneration: | |||||
Remuneration of Non-executive Directors | Management | For | Voted - For | ||
S.1.4 Approval of Non-executive Director's Remuneration: | |||||
Remuneration of Audit Committee Chairperson | Management | For | Voted - For | ||
S.1.5 Approval of Non-executive Director's Remuneration: | |||||
Remuneration of Audit Committee Member | Management | For | Voted - For | ||
S.1.6 Approval of Non-executive Director's Remuneration: | |||||
Remuneration of Social, Transformation and | |||||
Remuneration Committee Chairperson | Management | For | Voted - For | ||
S1.7 Approval of Non-executive Director's Remuneration: | |||||
Remuneration of Social, Transformation and | |||||
Remuneration Committee Member | Management | For | Voted - For | ||
S.1.8 Approval of Non-executive Director's Remuneration: | |||||
Remuneration of Nominations, Governance and Ethics | |||||
Committee Member | Management | For | Voted - For | ||
S.1.9 Approval of Non-executive Director's Remuneration: | |||||
Remuneration of Health, Safety, Environment and | |||||
Risk Committee Chairperson | Management | For | Voted - For | ||
S.110 | Approval of Non-executive Director's Remuneration: | ||||
Remuneration of Health, Safety, Environment and | |||||
Risk Committee Member | Management | For | Voted - For | ||
S.111 | Approval of Non-executive Director's Remuneration: | ||||
Remuneration of Capital Allocation and Investment | |||||
Committee Chairperson | Management | For | Voted - For | ||
S.112 | Approval of Non-executive Director's Remuneration: | ||||
Remuneration of Capital Allocation and Investment | |||||
Committee Member | Management | For | Voted - For | ||
S.113 | Approval of Non-executive Director's Remuneration: | ||||
Remuneration for Ad Hoc Meetings | Management | For | Voted - For | ||
S.2 | Approval of 6% Structural Adjustment | Management | For | Voted - For | |
S.3 | Acquisition of Company's Shares by Company Or | ||||
Subsidiary | Management | For | Voted - For | ||
27 Sep 2019: Please Note That This is A Revision | |||||
Due to Receipt of Auditor Name for Resolution O.1. | |||||
If You Have Already Sent in Your Votes, Please Do | |||||
Not Vote Again Unless You Decide to Amend Your | |||||
Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
INDORAMA VENTURES PUBLIC COMPANY LTD | |||||
Security ID: Y39742112 | |||||
Meeting Date: 30-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Acknowledge the Report on the Company's | ||||
Operational Results for the Year 2019 | Management | For | Voted - For | ||
2 | To Consider and Approve the Balance Sheet and | ||||
Profit and Loss Account for the Year Ended 31st | |||||
December 2019 | Management | For | Voted - For |
394
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3 | To Consider and Approve the Omission of Additional | ||||
Dividend Payment for the Year 2019 and to | |||||
Acknowledge the Interim Dividend Payments | Management | For | Voted - For | ||
4.A | To Consider and Elect Mr. Rathian Srimongkol As | ||||
Director | Management | For | Voted - For | ||
4.B | To Consider and Elect Mr. William Ellwood Heinecke | ||||
As Director | Management | For | Voted - For | ||
4.C | To Consider and Elect Dr. Siri Ganjarerndee As | ||||
Director | Management | For | Voted - For | ||
4.D | To Consider and Elect Mr. Kanit Si As Director | Management | For | Voted - For | |
4.E | To Consider and Elect Mr. Dilip Kumar Agarwal As | ||||
Director | Management | For | Voted - For | ||
4.F | To Consider and Elect Mrs. Kaisri Nuengsigkapian As | ||||
Independent Director | Management | For | Voted - For | ||
5 | To Consider and Approve the Remuneration of | ||||
Directors for the Year 2020 | Management | For | Voted - Against | ||
6 | To Consider and Appoint the Company's Auditor and | ||||
Fix the Audit Fee for the Year 2020: KPMG Phoomchai | |||||
Audit Limited | Management | For | Voted - Against | ||
7 | To Consider and Approve the Amendment to Articles | ||||
22 and 26 of the Company's Articles of Association | Management | For | Voted - For | ||
8 | Any Other Businesses (if Any) | Management | Abstain | Voted - Against | |
In the Situation Where the Chairman of the Meeting | |||||
Suddenly Change the Agenda And/or Add New Agenda | |||||
During the Meeting, We Will Vote That Agenda As | |||||
Abstain. | Management | Non-Voting | Non-Voting | ||
03 Jun 2020: Please Note That This is A Revision | |||||
Due to Change in Text of Resolution 6. If You Have | |||||
Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
INTERNATIONAL CONTAINER TERMINAL SERVICES INC | |||||
Security ID: Y41157101 | |||||
Meeting Date: 18-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Call to Order | Management | For | Voted - For | |
2 | Determination of Existence of Quorum | Management | For | Voted - For | |
3 | Approval of the Minutes of the Annual Stockholders | ||||
Meeting Held on April 11, 2019 | Management | For | Voted - For | ||
4 | Chairman's Report | Management | For | Voted - For | |
5 | Approval of the Chairman's Report and the 2019 | ||||
Audited Financial Statements | Management | For | Voted - For | ||
6 | Approval Or Ratification of Acts, Contracts, | ||||
Investments and Resolutions of the Board of | |||||
Directors and Management Since the Last Annual | |||||
Stockholders Meeting | Management | For | Voted - For | ||
7 | Election of Director: Enrique K. Razon, Jr | Management | For | Voted - Against | |
8 | Election of Director: Cesar A. Buenaventura | ||||
(independent Director) | Management | For | Voted - For | ||
9 | Election of Director: Octavio Victor R. Espiritu | ||||
(independent Director) | Management | For | Voted - Against |
395
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
10 | Election of Director: Joseph R. Higdon (independent | ||||
Director) | Management | For | Voted - Against | ||
11 | Election of Director: Jose C. Ibazeta | Management | For | Voted - Against | |
12 | Election of Director: Stephen A. Paradies | Management | For | Voted - Against | |
13 | Election of Director: Andres Soriano III | Management | For | Voted - Against | |
14 | Appointment of External Auditors: Sycip, Gorres, | ||||
Velayo and Co | Management | For | Voted - Against | ||
16 | Adjournment | Management | For | Voted - For | |
15 | Other Matters | Management | Abstain | Voted - Against | |
Please Note That This is an Amendment to Meeting Id | |||||
398273 Due to Change in Sequence of Resolutions. | |||||
All Votes Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
INTERNATIONAL FLAVORS & FRAGRANCES INC | |||||
Security ID: 459506101 | |||||
Meeting Date: 06-May-20 | Meeting Type: Annual General Meeting | ||||
1.A | Elect Member of the Board of Directors for A | ||||
One-year Term Expiring at the 2021 Annual Meeting | |||||
of Shareholders: Marcello V. Bottoli | Management | For | Voted - For | ||
1.B | Elect Member of the Board of Directors for A | ||||
One-year Term Expiring at the 2021 Annual Meeting | |||||
of Shareholders: Michael L. Ducker | Management | For | Voted - For | ||
1.C | Elect Member of the Board of Directors for A | ||||
One-year Term Expiring at the 2021 Annual Meeting | |||||
of Shareholders: David R. Epstein | Management | For | Voted - For | ||
1.D | Elect Member of the Board of Directors for A | ||||
One-year Term Expiring at the 2021 Annual Meeting | |||||
of Shareholders: Roger W. Ferguson, Jr. | Management | For | Voted - For | ||
1.E | Elect Member of the Board of Directors for A | ||||
One-year Term Expiring at the 2021 Annual Meeting | |||||
of Shareholders: John F. Ferraro | Management | For | Voted - For | ||
1.F | Elect Member of the Board of Directors for A | ||||
One-year Term Expiring at the 2021 Annual Meeting | |||||
of Shareholders: Andreas Fibig | Management | For | Voted - For | ||
1.G | Elect Member of the Board of Directors for A | ||||
One-year Term Expiring at the 2021 Annual Meeting | |||||
of Shareholders: Christina Gold | Management | For | Voted - For | ||
1.H | Elect Member of the Board of Directors for A | ||||
One-year Term Expiring at the 2021 Annual Meeting | |||||
of Shareholders: Katherine M. Hudson | Management | For | Voted - For | ||
1.I | Elect Member of the Board of Directors for A | ||||
One-year Term Expiring at the 2021 Annual Meeting | |||||
of Shareholders: Dale F. Morrison | Management | For | Voted - For | ||
1.J | Elect Member of the Board of Directors for A | ||||
One-year Term Expiring at the 2021 Annual Meeting | |||||
of Shareholders: Dr. Li-huei Tsai | Management | For | Voted - For | ||
1.K | Elect Member of the Board of Directors for A | ||||
One-year Term Expiring at the 2021 Annual Meeting | |||||
of Shareholders: Stephen Williamson | Management | For | Voted - For |
396
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2 | Ratify the Selection of PricewaterhouseCoopers LLP | ||||
As our Independent Registered Public Accounting | |||||
Firm for the 2020 Fiscal Year | Management | For | Voted - For | ||
3 | Approve, on an Advisory Basis, the Compensation of | ||||
our Named Executive Officers in 2019 | Management | For | Voted - For | ||
ISRAEL CHEMICALS LTD | |||||
Security ID: M5920A109 | |||||
Meeting Date: 30-Jan-20 | Meeting Type: Special General Meeting | ||||
1 | Approve Framework D&o Liability Insurance Policy to | ||||
Directors/officers | Management | For | Voted - For | ||
As A Condition of Voting, Israeli Market | |||||
Regulations Require That You Disclose Whether You | |||||
Have A) A Personal Interest in This Company B) are | |||||
A Controlling Shareholder in This Company C) are A | |||||
Senior Officer of This Company D) That You are an | |||||
Institutional Client, Joint Investment Fund Manager | |||||
Or Trust Fund. by Voting Through the Proxy Edge | |||||
Platform You are Confirming the Answer for A, B and | |||||
C to be No and the Answer for D to be Yes. Should | |||||
This Not be the Case Please Contact Your Client | |||||
Service Representative So That We May Lodge Your | |||||
Vote Instructions Accordingly | Management | Non-Voting | Non-Voting | ||
Meeting Date: 23-Apr-20 | Meeting Type: Ordinary General Meeting | ||||
1.1 | Split Vote Over the Appointment of the Following | ||||
Director: Yoav Doppelt, Board Chairman | Management | For | Voted - For | ||
1.2 | Split Vote Over the Appointment of the Following | ||||
Director: Aviad Kaufman | Management | For | Voted - For | ||
1.3 | Split Vote Over the Appointment of the Following | ||||
Director: Avisar Paz | Management | For | Voted - For | ||
1.4 | Split Vote Over the Appointment of the Following | ||||
Director: Sagi Kabla | Management | For | Voted - For | ||
1.5 | Split Vote Over the Appointment of the Following | ||||
Director: Ovadia Eli | Management | For | Voted - For | ||
1.6 | Split Vote Over the Appointment of the Following | ||||
Director: Reem Aminoach | Management | For | Voted - For | ||
1.7 | Split Vote Over the Appointment of the Following | ||||
Director: Lior Reitblatt | Management | For | Voted - For | ||
1.8 | Split Vote Over the Appointment of the Following | ||||
Director: Tzipi Ozer Armon | Management | For | Voted - For | ||
2 | Reappointment of the Somech Haikin (kpmg) Cpa Firm | ||||
As Company Auditing Accountant for the Term Ending | |||||
at the Close of the Next Annual General Meeting | Management | For | Voted - For | ||
3 | Approval of the Award of Equity-based Compensation, | ||||
Consisting of Restricted Shares, to Each Director | |||||
(who is Not an Officer Or Director of Israel | |||||
Corporation Ltd.) Serving in Such Capacity | |||||
Immediately Following the Meeting, and to Each | |||||
Other Such Director Who May be Duly Appointed |
397
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Subsequent to the Meeting by Company Board in 2020 | |||||
(if Any) | Management | For | Voted - For | ||
4 | Amendment of Company Memorandum of Association and | ||||
Articles of Association, to Facilitate A Change in | |||||
Company Formal Name to Icl | Management | For | Voted - For | ||
As A Condition of Voting, Israeli Market | |||||
Regulations Require That You Disclose Whether You | |||||
Have A) A Personal Interest in This Company B) are | |||||
A Controlling Shareholder in This Company C) are A | |||||
Senior Officer of This Company D) That You are an | |||||
Institutional Client, Joint Investment Fund Manager | |||||
Or Trust Fund. by Voting Through the Proxy Edge | |||||
Platform You are Confirming the Answer for A, B and | |||||
C to be No and the Answer for D to be Yes. Should | |||||
This Not be the Case, in Addition to Submitting | |||||
Your Vote Instruction(s) Via Proxyedge, Please | |||||
Contact Your Client Service Representative | |||||
Providing Them with the Specific Disclosure Details | |||||
Indicating Your Account Information and Where Your | |||||
Personal Interest Lies. | Management | Non-Voting | Non-Voting | ||
5 | Presentation and Debate of Company Audited | ||||
Financial Statements for the Year Ended December | |||||
31st 2019 | Management | Non-Voting | Non-Voting | ||
JG SUMMIT HOLDINGS INC | |||||
Security ID: Y44425117 | |||||
Meeting Date: 14-May-20 | Meeting Type: Annual General Meeting | ||||
1 | Proof of Notice of the Meeting and Existence of A | ||||
Quorum | Management | For | Voted - For | ||
2 | Reading and Approval of the Minutes of the Annual | ||||
Meeting of the Stockholders Held on May 30, 2019 | Management | For | Voted - For | ||
3 | Presentation of Annua L Report and Approval of the | ||||
Financial Statements for the Preceding Year | Management | For | Voted - For | ||
4.1 | Election of Board of Director: James L. Go | Management | For | Voted - Against | |
4.2 | Election of Board of Director: Lance Y. Gokongwei | Management | For | Voted - Against | |
4.3 | Election of Board of Director: Lily G. Ngochua | Management | For | Voted - Against | |
4.4 | Election of Board of Director: Patrick Henry C. Go | Management | For | Voted - Against | |
4.5 | Election of Board of Director: Johnson Robert G. | ||||
Go, Jr | Management | For | Voted - Against | ||
4.6 | Election of Board of Director: Robina Gokongwei-pe | Management | For | Voted - Against | |
4.7 | Election of Board of Director: Cirilo P. Noel | Management | For | Voted - Against | |
4.8 | Election of Board of Director: Jose T. Pardo | ||||
(independent Director) | Management | For | Voted - Against | ||
4.9 | Election of Board of Director: Renato T. De Guzman | ||||
(independent Director) | Management | For | Voted - For | ||
4.10 | Election of Board of Director: Antonio L. Go | ||||
(independent Director) | Management | For | Voted - Against | ||
5 | Appointment of Sycip Gorres Velayo & Co. As | ||||
External Auditor | Management | For | Voted - For | ||
6 | Ratification of the Acts of the Board of Directors | ||||
and Its Committees, Officers and Management | Management | For | Voted - For |
398
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
8 | Adjournment | Management | For | Voted - For | |
7 | Consideration of Such Other Matters As May Properly | ||||
Come During the Meeting | Management | Abstain | Voted - Against | ||
Please Note That This is an Amendment to Meeting Id | |||||
379891 Due to Receipt of Director Names Under | |||||
Resolution 4. All Votes Received on the Previous | |||||
Meeting Will be Disregarded and You Will Need to | |||||
Reinstruct on This Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
KEPPEL CORPORATION LTD | |||||
Security ID: Y4722Z120 | |||||
Meeting Date: 02-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Receive and Adopt the Directors' Statement and | ||||
Audited Financial Statements for the Year Ended | |||||
31 December 2019 | Management | For | Voted - For | ||
2 | To Declare A Final Tax-exempt (one-tier) Dividend | ||||
of 12.0 Cents Per Share for the Year Ended 31 | |||||
December 2019 (2018: Final Tax-exempt (one-tier) | |||||
Dividend of 15.0 Cents Per Share) | Management | For | Voted - For | ||
3 | To Re-elect the Following Director of the Company | ||||
("directors"), Each of Whom Will be Retiring by | |||||
Rotation Pursuant to Regulation 83 of the | |||||
Constitution of the Company ("constitution") and | |||||
Who, Being Eligible, Offers Himself for Re-election | |||||
Pursuant to Regulation 84 of the Constitution: Mr | |||||
Danny Teoh | Management | For | Voted - For | ||
4 | To Re-elect the Following Director of the Company | ||||
("directors"), Each of Whom Will be Retiring by | |||||
Rotation Pursuant to Regulation 83 of the | |||||
Constitution of the Company ("constitution") and | |||||
Who, Being Eligible, Offers Herself for Re-election | |||||
Pursuant to Regulation 84 of the Constitution: Ms | |||||
Veronica Eng | Management | For | Voted - For | ||
5 | To Re-elect the Following Director of the Company | ||||
("directors"), Each of Whom Will be Retiring by | |||||
Rotation Pursuant to Regulation 83 of the | |||||
Constitution of the Company ("constitution") and | |||||
Who, Being Eligible, Offers Himself for Re-election | |||||
Pursuant to Regulation 84 of the Constitution: Mr | |||||
Till Vestring | Management | For | Voted - For | ||
6 | To Re-elect the Following Director, Each of Whom | ||||
Being Appointed by the Board of Directors After the | |||||
Last Annual General Meeting of the Company ("agm"), | |||||
Will Retire in Accordance with Regulation 82(a) of | |||||
the Constitution and Who, Being Eligible, Offers | |||||
Himself for Re-election: Mr Teo Siong Seng | Management | For | Voted - For | ||
7 | To Re-elect the Following Director, Each of Whom | ||||
Being Appointed by the Board of Directors After the | |||||
Last Annual General Meeting of the Company ("agm"), | |||||
Will Retire in Accordance with Regulation 82(a) of | |||||
the Constitution and Who, Being Eligible, Offers | |||||
Himself for Re-election: Mr Tham Sai Choy | Management | For | Voted - For |
399
KraneShares MSCI One Belt One Road Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
8 | To Re-elect the Following Director, Each of Whom | |||
Being Appointed by the Board of Directors After the | ||||
Last Annual General Meeting of the Company ("agm"), | ||||
Will Retire in Accordance with Regulation 82(a) of | ||||
the Constitution and Who, Being Eligible, Offers | ||||
Herself for Re-election: Mrs Penny Goh | Management | For | Voted - For | |
9 | To Approve the Sum of Sgd 2,278,610 As Directors' | |||
Fees for the Year Ended 31 December 2019 (2018: Sgd | ||||
2,218,222) | Management | For | Voted - For | |
10 | To Approve the Sum of Up to Sgd 2,480,000 As | |||
Directors' Fees for the Year Ending 31 December | ||||
2020 (2019: See Resolution 9) | Management | For | Voted - For | |
11 | To Re-appoint PricewaterhouseCoopers LLP As the | |||
Auditors of the Company, and Authorise the | ||||
Directors to Fix Their Remuneration | Management | For | Voted - For | |
12 | That Pursuant to Section 161 of the Companies Act, | |||
Chapter 50 of Singapore (the "companies Act"), | ||||
Authority be and is Hereby Given to the Directors | ||||
To: (1) (a) Issue Shares in the Capital of the | ||||
Company ("shares"), Whether by Way of Rights, Bonus | ||||
Or Otherwise, and Including Any Capitalisation of | ||||
Any Sum for the Time Being Standing to the Credit | ||||
of Any of the Company's Reserve Accounts Or Any Sum | ||||
Standing to the Credit of the Profit and Loss | ||||
Account Or Otherwise Available for Distribution; | ||||
And/or (b) Make Or Grant Offers, Agreements Or | ||||
Options That Might Or Would Require Shares to be | ||||
Issued (including But Not Limited to the Creation | ||||
and Issue of (as Well As Adjustments To) Warrants, | ||||
Debentures Or Other Instruments Convertible Into | ||||
Shares) (collectively "instruments"), at Any Time | ||||
and Upon Such Terms and Conditions and for Such | ||||
Purposes and to Such Persons As the Directors May | ||||
in Their Absolute Discretion Deem Fit; and (2) | ||||
(notwithstanding That the Authority So Conferred by | ||||
This Resolution May Have Ceased to be in Force) | ||||
Issue Shares in Pursuance of Any Instrument Made Or | ||||
Granted by the Directors While the Authority Was in | ||||
Force; Provided That: (i) the Aggregate Number of | ||||
Shares to be Issued Pursuant to This Resolution | ||||
(including Shares to be Issued in Pursuance of | ||||
Instruments Made Or Granted Pursuant to This | ||||
Resolution and Any Adjustment Effected Under Any | ||||
Relevant Instrument) Shall Not Exceed Fifty (50) | ||||
Per Cent. of the Total Number of Issued Shares | ||||
(excluding Treasury Shares and Subsidiary Holdings) | ||||
(as Calculated in Accordance with Sub-paragraph | ||||
(ii) Below), of Which the Aggregate Number of | ||||
Shares to be Issued Other Than on A Pro Rata Basis | ||||
to Shareholders of the Company (including Shares to | ||||
be Issued in Pursuance of Instruments Made Or | ||||
Granted Pursuant to This Resolution and Any | ||||
Adjustment Effected Under Any Relevant Instrument) | ||||
Shall Not Exceed Five (5) Per Cent. of the Total | ||||
Number of Issued Shares (excluding Treasury Shares | ||||
and Subsidiary Holdings) (as Calculated in | ||||
Accordance with Sub-paragraph (ii) Below); (ii) |
400
KraneShares MSCI One Belt One Road Index ETF | |||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
(subject to Such Manner of Calculation As May be | |||
Prescribed by the Singapore Exchange Securities | |||
Trading Limited ("sgx-st")) for the Purpose of | |||
Determining the Aggregate Number of Shares That May | |||
be Issued Under Sub-paragraph (i) Above, the | |||
Percentage of Issued Shares Shall be Calculated | |||
Based on the Total Number of Issued Shares | |||
(excluding Treasury Shares and Subsidiary Holdings) | |||
at the Time This Resolution is Passed, After | |||
Adjusting For: (a) New Shares Arising from the | |||
Conversion Or Exercise of Convertible Securities Or | |||
Share Options Or Vesting of Share Awards Which are | |||
Outstanding Or Subsisting As at the Time This | |||
Resolution is Passed; and (b) Any Subsequent Bonus | |||
Issue, Consolidation Or Sub-division of Shares; and | |||
in Sub-paragraph (i) Above and This Sub-paragraph | |||
(ii), "subsidiary Holdings" Has the Meaning Given | |||
to It in the Listing Manual of the Sgx-st ("listing | |||
Manual"); (iii) in Exercising the Authority | |||
Conferred by This Resolution, the Company Shall | |||
Comply with the Provisions of the Companies Act, | |||
the Listing Manual (unless Such Compliance Has Been | |||
Waived by the Sgx-st) and the Constitution for the | |||
Time Being in Force; and (iv) (unless Revoked Or | |||
Varied by the Company in A General Meeting) the | |||
Authority Conferred by This Resolution Shall | |||
Continue in Force Until the Conclusion of the Next | |||
Agm of the Company Or the Date by Which the Next | |||
Agm is Required by Law to be Held, Whichever is the | |||
Earlier | Management | For | Voted - For |
13 That: (1) for the Purposes of the Companies Act, | |||
the Exercise by the Directors of All the Powers of | |||
the Company to Purchase Or Otherwise Acquire Shares | |||
Not Exceeding in Aggregate the Maximum Limit (as | |||
Hereafter Defined), at Such Price(s) As May be | |||
Determined by the Directors from Time to Time Up to | |||
the Maximum Price (as Hereafter Defined), Whether | |||
by Way Of: (a) Market Purchase(s) (each A "market | |||
Purchase") on the Sgx-st; And/or (b) Off-market | |||
Purchase(s) (each an "off-market Purchase") in | |||
Accordance with Any Equal Access Scheme(s) As May | |||
be Determined Or Formulated by the Directors As | |||
They Consider Fit, Which Scheme(s) Shall Satisfy | |||
All the Conditions Prescribed by the Companies Act; | |||
and Otherwise in Accordance with All Other Laws and | |||
Regulations, Including But Not Limited To, the | |||
Provisions of the Companies Act and Listing Rules | |||
of the Sgx-st As May for the Time Being be | |||
Applicable, be and is Hereby Authorised and | |||
Approved Generally and Unconditionally (the "share | |||
Purchase Mandate"); (2) (unless Varied Or Revoked | |||
by the Members of the Company in A General Meeting) | |||
the Authority Conferred on the Directors Pursuant | |||
to the Share Purchase Mandate May be Exercised by | |||
the Directors at Any Time and from Time to Time | |||
During the Period ("relevant Period") Commencing | |||
from the Date of the Passing of This Resolution and |
401
KraneShares MSCI One Belt One Road Index ETF | |||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Expiring on the Earliest Of: (a) the Date on Which | |||
the Next Agm of the Company is Held; (b) the Date | |||
on Which the Next Agm of the Company is Required by | |||
Law to be Held; Or (c) the Date on Which the | |||
Purchases Or Acquisitions of Shares by the Company | |||
Pursuant to the Share Purchase Mandate are Carried | |||
Out to the Full Extent Mandated; (3) in This | |||
Resolution: "average Closing Price" Means the | |||
Average of the Closing Market Prices of A Share | |||
Over the Last Five (5) Market Days (a "market Day" | |||
Being A Day on Which the Sgx-st is Open for Trading | |||
in Securities), on Which Transactions in the Shares | |||
Were Recorded, in the Case of Market Purchases, | |||
Before the Day on Which the Purchases Or | |||
Acquisitions of Shares are Made and Deemed to be | |||
Adjusted for Any Corporate Action That Occurs | |||
During the Relevant Five-day Period and the Day on | |||
Which the Purchases Or Acquisitions are Made, Or in | |||
the Case of Off Market Purchases, the Date on Which | |||
the Company Makes an Offer for the Purchase Or | |||
Acquisition of Shares from Holders of Shares, | |||
Stating Therein the Relevant Terms of the Equal | |||
Access Scheme for Effecting the Off Market | |||
Purchase; "maximum Limit" Means That Number of | |||
Issued Shares Representing Two (2) Per Cent. of the | |||
Total Number of Issued Shares As at the Date of the | |||
Passing of This Resolution, Unless the Company Has | |||
at Any Time During the Relevant Period Reduced Its | |||
Share Capital by A Special Resolution Under Section | |||
78c of the Companies Act, Or the Court Has, at Any | |||
Time During the Relevant Period, Made an Order | |||
Under Section 78i of the Companies Act Confirming | |||
the Reduction of Share Capital of the Company, in | |||
Which Event the Total Number of Issued Shares Shall | |||
be Taken to be the Total Number of Issued Shares As | |||
Altered by the Special Resolution of the Company Or | |||
the Order of the Court, As the Case May Be. Any | |||
Shares Which are Held As Treasury Shares and Any | |||
Subsidiary Holdings Will be Disregarded for | |||
Purposes of Computing the Two (2) Per Cent. Limit; | |||
"maximum Price", in Relation to A Share to be | |||
Purchased Or Acquired, Means the Purchase Price | |||
(excluding Brokerage, Stamp Duties, Commission, | |||
Applicable Goods and Services Tax and Other Related | |||
Expenses) Which Shall Not Exceed, Whether Pursuant | |||
to A Market Purchase Or an Off-market Purchase, 105 | |||
Per Cent. of the Average Closing Price; and | |||
"subsidiary Holdings" Has the Meaning Given to It | |||
in the Listing Manual; and (4) the Directors And/or | |||
Any of Them be and are Hereby Authorised to | |||
Complete and Do All Such Acts and Things (including | |||
Without Limitation, Executing Such Documents As May | |||
be Required) As They, He Or She May Consider | |||
Necessary, Expedient, Incidental Or in the | |||
Interests of the Company to Give Effect to the | |||
Transactions Contemplated And/or Authorised by This | |||
Resolution | Management | For | Voted - For |
402
KraneShares MSCI One Belt One Road Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
14 | That: (1) Approval be and is Hereby Given, for the | |||
Purposes of Chapter 9 of the Listing Manual, for | ||||
the Company, Its Subsidiaries and Target Associated | ||||
Companies (as Defined in Appendix 2 to This Notice | ||||
of Agm ("appendix 2")), Or Any of Them, to Enter | ||||
Into Any of the Transactions Falling Within the | ||||
Types of Interested Person Transactions Described | ||||
in Appendix 2, with Any Person Who Falls Within the | ||||
Classes of Interested Persons Described in Appendix | ||||
2, Provided That Such Transactions are Made on | ||||
Normal Commercial Terms and in Accordance with the | ||||
Review Procedures for Interested Person | ||||
Transactions As Set Out in Appendix 2 (the "ipt | ||||
Mandate"); (2) the Ipt Mandate Shall, Unless | ||||
Revoked Or Varied by the Company in General | ||||
Meeting, Continue in Force Until the Date That the | ||||
Next Agm is Held Or is Required by Law to be Held, | ||||
Whichever is the Earlier; (3) the Audit Committee | ||||
of the Company be and is Hereby Authorised to Take | ||||
Such Action As It Deems Proper in Respect of Such | ||||
Procedures And/or to Modify Or Implement Such | ||||
Procedures As May be Necessary to Take Into | ||||
Consideration Any Amendment to Chapter 9 of the | ||||
Listing Manual Which May be Prescribed by the | ||||
Sgx-st from Time to Time; and (4) the Directors | ||||
And/or Any of Them be and are Hereby Authorised to | ||||
Complete and Do All Such Acts and Things | ||||
(including, Without Limitation, Executing Such | ||||
Documents As May be Required) As They, He Or She | ||||
May Consider Necessary, Expedient, Incidental Or in | ||||
the Interests of the Company to Give Effect to the | ||||
Ipt Mandate And/or This Resolution | Management | For | Voted - For | |
15 | That: (1) A New Restricted Share Plan to be Known | |||
As the "kcl Restricted Share Plan 2020" (the "kcl | ||||
Rsp 2020"), Under Which Awards ("rsp Awards") of | ||||
Fully Paid-up Shares, Their Equivalent Cash Value | ||||
Or Combinations Thereof Will be Granted, Free of | ||||
Payment, to Eligible Participants Under the Kcl Rsp | ||||
2020, Details of Which are Set Out in Appendix 3 to | ||||
This Notice of Agm ("appendix 3"), be and is Hereby | ||||
Approved; (2) the Directors be and are Hereby | ||||
Authorised To: (a) Establish and Administer the Kcl | ||||
Rsp 2020; and (b) Modify And/or Alter the Kcl Rsp | ||||
2020 at Any Time and from Time to Time, Provided | ||||
That Such Modification And/or Alteration is | ||||
Effected in Accordance with the Provisions of the | ||||
Kcl Rsp 2020, and to Do All Such Acts and to Enter | ||||
Into All Such Transactions and Arrangements As May | ||||
be Necessary Or Expedient in Order to Give Full | ||||
Effect to the Kcl Rsp 2020; (3) the Directors be | ||||
and are Hereby Authorised to Grant Rsp Awards Under | ||||
the Kcl Rsp 2020 in Accordance with the Provisions | ||||
of the Kcl Rsp 2020 and to Allot and Issue from | ||||
Time to Time Such Number of Fully Paid-up Shares As | ||||
May be Required to be Delivered Pursuant to the | ||||
Vesting of Rsp Awards Under the Kcl Rsp 2020, | ||||
Provided That the Aggregate Number of (a) New |
403
KraneShares MSCI One Belt One Road Index ETF | |||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Shares Issued And/or to be Issued Pursuant to the | |||
Kcl Rsp 2020; (b) New Shares Issued And/or to be | |||
Issued Pursuant to the Kcl Psp 2020 (as Defined in | |||
Resolution 16 Below); and (c) All Shares, Options | |||
Or Awards Granted Under Any Other Share Scheme of | |||
the Company Then in Force, Shall Not Exceed Five | |||
(5) Per Cent. of the Total Number of Issued Shares | |||
(excluding Treasury Shares and Subsidiary Holdings) | |||
of the Company from Time to Time; and (4) the | |||
Existing Restricted Share Plan of the Company, | |||
Known As the "kcl Restricted Share Plan" (the | |||
"existing Rsp"), be and is Hereby Terminated with | |||
Effect from the Date Hereof, Provided That Such | |||
Termination Shall be Without Prejudice to the | |||
Rights of Holders of Awards Outstanding Under the | |||
Existing Rsp As at the Date of Such Termination, | |||
and in This Resolution, "subsidiary Holdings" Has | |||
the Meaning Given to It in the Listing Manual | Management | For | Voted - For |
16 That: (1) A New Performance Share Plan to be Known | |||
As the "kcl Performance Share Plan 2020" (the "kcl | |||
Psp 2020"), Under Which Awards ("psp Awards") of | |||
Fully Paid-up Shares, Their Equivalent Cash Value | |||
Or Combinations Thereof Will be Granted, Free of | |||
Payment, to Eligible Participants Under the Kcl Psp | |||
2020, Details of Which are Set Out in Appendix 3, | |||
be and is Hereby Approved; (2) the Directors be and | |||
are Hereby Authorised To: (a) Establish and | |||
Administer the Kcl Psp 2020; and (b) Modify And/or | |||
Alter the Kcl Psp 2020 at Any Time and from Time to | |||
Time, Provided That Such Modification And/or | |||
Alteration is Effected in Accordance with the | |||
Provisions of the Kcl Psp 2020, and to Do All Such | |||
Acts and to Enter Into All Such Transactions and | |||
Arrangements As May be Necessary Or Expedient in | |||
Order to Give Full Effect to the Kcl Psp 2020; (3) | |||
the Directors be and are Hereby Authorised to Grant | |||
Psp Awards Under the Kcl Psp 2020 in Accordance | |||
with the Provisions of the Kcl Psp 2020 and to | |||
Allot and Issue from Time to Time Such Number of | |||
Fully Paid-up Shares As May be Required to be | |||
Delivered Pursuant to the Vesting of Psp Awards | |||
Under the Kcl Psp 2020, Provided That the Aggregate | |||
Number of (a) New Shares Issued And/or to be Issued | |||
Pursuant to the Kcl Psp 2020; (b) New Shares Issued | |||
And/or to be Issued Pursuant to the Kcl Rsp 2020 | |||
(as Defined in Resolution 15 Above); and (c) All | |||
Shares, Options Or Awards Granted Under Any Other | |||
Share Scheme of the Company Then in Force, Shall | |||
Not Exceed Five (5) Per Cent. of the Total Number | |||
of Issued Shares (excluding Treasury Shares and | |||
Subsidiary Holdings) of the Company from Time to | |||
Time; and (4) the Existing Performance Share Plan | |||
of the Company, Known As the "kcl Performance Share | |||
Plan" (the "existing Psp"), be and is Hereby | |||
Terminated with Effect from the Date Hereof, | |||
Provided That Such Termination Shall be Without | |||
Prejudice to the Rights of Holders of Awards |
404
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Outstanding Under the Existing Psp As at the Date | |||||
of Such Termination, and in This Resolution, | |||||
"subsidiary Holdings" Has the Meaning Given to It | |||||
in the Listing Manual | Management | For | Voted - For | ||
KGHM POLSKA MIEDZ S.A. | |||||
Security ID: X45213109 | |||||
Meeting Date: 09-Jan-20 | Meeting Type: Extraordinary General Meeting | ||||
2 | Election of Presiding Chair | Management | For | Voted - For | |
3 | Compliance with Rules of Convocation | Management | For | Voted - For | |
4 | Agenda | Management | For | Voted - For | |
5.1 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Shareholder Proposal Regarding Amendments | |||||
to Article 12.3 | Management | Voted - For | |||
5.2 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Shareholder Proposal Regarding Amendments | |||||
to Article 20 | Management | Voted - For | |||
5.3 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Shareholder Proposal Regarding Amendments | |||||
to Article 29 | Management | Voted - Against | |||
5.4 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Shareholder Proposal Regarding Amendments | |||||
to Article 33 | Management | Voted - For | |||
5.5 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Shareholder Proposal Regarding Amendments | |||||
to Article 34 | Management | Voted - For | |||
6.1 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Shareholder Proposal Regarding Amendment | |||||
to Rules for Disposal of Non-current Assets | Management | Voted - For | |||
6.2 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Shareholder Proposal Regarding Procedures | |||||
for Disposal of Non-current Assets | Management | Voted - For | |||
6.3 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Shareholder Proposal Regarding | |||||
Regulations on Agreements for Legal, Marketing, | |||||
Public Relations and Social Communication Services | Management | Voted - For | |||
6.4 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Shareholder Proposal Regarding Report on | |||||
Best Practices | Management | Voted - For | |||
6.5 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Shareholder Proposal Regarding | |||||
Implementation of Act on State Property Management | |||||
Principles in Company's Subsidiaries | Management | Voted - For | |||
7.1 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Shareholder Proposal Regarding Changes to | |||||
the Supervisory Board Composition: Remove | |||||
Supervisory Board Member | Management | Voted - Abstain | |||
7.2 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Shareholder Proposal Regarding Changes to | |||||
the Supervisory Board Composition: Elect | |||||
Supervisory Board Member | Management | Voted - Abstain |
405
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
Please Note That This is an Amendment to Meeting Id | |||||
310154 Due to Splitting of Resolutions 5 and 7 and | |||||
Change in Voting Status of Resolutions 5 to 7. All | |||||
Votes Received on the Previous Meeting Will be | |||||
Disregarded If Vote Deadline Extensions are | |||||
Granted. Therefore Please Reinstruct on This | |||||
Meeting Notice on the New Job. If However Vote | |||||
Deadline Extensions are Not Granted in the Market, | |||||
This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You | Management | Non-Voting | Non-Voting | ||
23 Dec 2019: Please Note That This A Revision Due | |||||
Meeting Date Was Changed from 19 Dec 2019 to 09 Jan | |||||
2020. If You Have Already Sent in Your Votes to Mid | |||||
326038, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You | Management | Non-Voting | Non-Voting | ||
1 | Opening of Meeting | Management | Non-Voting | Non-Voting | |
8 | Closing of Meeting | Management | Non-Voting | Non-Voting | |
Meeting Date: 19-Jun-20 | Meeting Type: Annual General Meeting | ||||
5.B | Review of Annual Reports: the Consolidated | ||||
Financial Statements of the Kghm Polska Miedz S.a. | |||||
Group for the Year Ended 31 December 2019 | Management | For | Voted - For | ||
5.C | Review of Annual Reports: the Management Board's | ||||
Report on the Activities of Kghm Polska Miedz S.a. | |||||
and the Kghm Polska Miedz S.a. Group in 2019 As | |||||
Well As the Non-financial Report of Kghm Polska | |||||
Miedz S.a. and the Kghm Polska Miedz S.a. Group for | |||||
2019 | Management | For | Voted - For | ||
6 | Review of the Proposal of the Management Board of | ||||
Kghm Polska Miedz S.a. Concerning the Appropriation | |||||
of Profit for the Year Ended 31 December 2019 | Management | For | Voted - For | ||
7 | Presentation of A Report on Representation | ||||
Expenses, Expenses Incurred on Legal Services, | |||||
Marketing Services, Public Relations Services and | |||||
Social Communication Services, and Advisory | |||||
Services Associated with Management in 2019 - and | |||||
the Opinion of the Supervisory Board of Kghm Polska | |||||
Miedz S.a | Management | For | Voted - For | ||
8 | Review of the Report of the Supervisory Board of | ||||
Kghm Polska Miedz S.a. on the Results of Its | |||||
Evaluation of the Financial Statements of Kghm | |||||
Polska Miedz S.a. for 2019, the Consolidated | |||||
Financial Statements of the Kghm Polska Miedz S.a. | |||||
Group for 2019 and the Management Board's Report on | |||||
the Activities of Kghm Polska Miedz S.a. and the |
406
KraneShares MSCI One Belt One Road Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Kghm Polska Miedz S.a. Group in 2019, As Well As | ||||
the Non-financial Report of Kghm Polska Miedz S.a. | ||||
and the Kghm Polska Miedz S.a. Group for 2019 | Management | For | Voted - For | |
9 | Review of the Report of the Supervisory Board on | |||
the Results of Its Evaluation of the Proposal of | ||||
the Management Board of Kghm Polska Miedz S.a. | ||||
Regarding the Appropriation of Profit for the Year | ||||
Ended 31 December 2019 | Management | For | Voted - For | |
10.A Presentation by the Supervisory Board Of: an | ||||
Assessment of the Standing of Kghm Polska Miedz | ||||
S.a. for the Year Ended 31 December 2019, Including | ||||
an Evaluation of the Internal Control, Risk | ||||
Management and Compliance Systems and the Internal | ||||
Audit Function | Management | For | Voted - For | |
10.B Presentation by the Supervisory Board Of: A Report | ||||
on the Activities of the Supervisory Board of Kghm | ||||
Polska Miedz S.a. for the Year Ended 31 December | ||||
2019 | Management | For | Voted - For | |
11.A Adoption of Resolutions On: Approval of the | ||||
Financial Statements of Kghm Polska Miedz S.a. for | ||||
the Year Ended 31 December 2019 | Management | For | Voted - For | |
11.B Adoption of Resolutions On: Approval of the | ||||
Consolidated Financial Statements of the Kghm | ||||
Polska Miedz S.a. Group for the Year Ended 31 | ||||
December 2019 | Management | For | Voted - For | |
11.C Adoption of Resolutions On: Approval of the | ||||
Management Board's Report on the Activities of Kghm | ||||
Polska Miedz S.a. and the Kghm Polska Miedz S.a. | ||||
Group in 2019 As Well As the Non-financial Report | ||||
of Kghm Polska Miedz S.a. and the Kghm Polska Miedz | ||||
S.a. Group for 2019 | Management | For | Voted - For | |
11.D Adoption of Resolutions On: Appropriation of the | ||||
Company's Profit for the Year Ended 31 December 2019 | Management | For | Voted - For | |
12.A Adoption of Resolutions On: Approval of the | ||||
Performance of Duties of Members of the Management | ||||
Board of Kghm Polska Miedz S.a. for the Year Ended | ||||
31 December 2019 | Management | For | Voted - For | |
12.B Adoption of Resolutions On: Approval of the | ||||
Performance of Duties of Members of the Supervisory | ||||
Board of Kghm Polska Miedz S.a. for the Year Ended | ||||
31 December 2019 | Management | For | Voted - For | |
13 | Adoption of A Resolution on Acceptance of the | |||
"remuneration Policy for the Members of the | ||||
Management and Supervisory Boards of Kghm Polska | ||||
Miedz S.a." | Management | For | Voted - For | |
14 | Adoption of A Resolution on Amending the "statutes | |||
of Kghm Polska Miedz Spolka Akcyjna with Its | ||||
Registered Head Office in Lubin" | Management | For | Voted - For | |
2 | Election of the Chairman of the Ordinary General | |||
Meeting | Management | For | Voted - For | |
3 | Confirmation of the Legality of Convening the | |||
Ordinary General Meeting and Its Capacity to Adopt | ||||
Resolutions | Management | For | Voted - For | |
4 | Acceptance of the Agenda | Management | For | Voted - For |
407
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5.A | Review of Annual Reports: the Financial Statements | ||||
of Kghm Polska Miedz S.a. for the Year Ended 31 | |||||
December 2019 | Management | For | Voted - For | ||
15 | Please Note That This Resolution is A Shareholder | ||||
Proposal: Adoption of Resolutions on Changes to the | |||||
Composition of the Supervisory Board of Kghm Polska | |||||
Miedz S.a | Management | Voted - Abstain | |||
Please Note That This is an Amendment to Meeting Id | |||||
422310 Due to Receipt of Additional Resolution. All | |||||
Votes Received on the Previous Meeting Will be | |||||
Disregarded If Vote Deadline Extensions are | |||||
Granted. Therefore Please Reinstruct on This | |||||
Meeting Notice on the New Job. If However Vote | |||||
Deadline Extensions are Not Granted in the Market, | |||||
This Meeting Will be Closed and Your Vote | |||||
Intentions on the Original Meeting Will be | |||||
Applicable. Please Ensure Voting is Submitted Prior | |||||
to Cutoff on the Original Meeting, and As Soon As | |||||
Possible on This New Amended Meeting. Thank You. | Management | Non-Voting | Non-Voting | ||
Important Market Processing Requirement: A | |||||
Beneficial Owner Signed Power of Attorney (poa) is | |||||
Required in Order to Lodge and Execute Your Voting | |||||
Instructions in This Market. Absence of A Poa, May | |||||
Cause Your Instructions to be Rejected. If You Have | |||||
Any Questions, Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
16 | Closing of the General Meeting | Management | Non-Voting | Non-Voting | |
1 | Opening of the Ordinary General Meeting | Management | Non-Voting | Non-Voting | |
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ | |||||
Security ID: X5424N118 | |||||
Meeting Date: 26-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | Approval of the Company Dividends the First Half of | ||||
2019: Rub 883.93 Per Share | Management | For | Voted - For | ||
05 Sep 2019: Please Note That This is A Revision | |||||
Due to Modification of Text in Resolution and | |||||
Change in Numbering of the Resolution. If You Have | |||||
Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 16-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | On 9 Months 2019 Dividend Payment: Rub 604.09 Per | ||||
Share | Management | For | Voted - For | ||
26 Nov 2019: Please Note That This is A Revision | |||||
Due to Modification of the Text of Resolution 1 and | |||||
Change in Numbering of Resolution 1.1. If You Have | |||||
Already Sent in Your Votes, Please Do Not Vote | |||||
Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting |
408
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Meeting Date: 13-May-20 | Meeting Type: Annual General Meeting | ||||
1.1 | Approval of the Annual Report of the Company for | ||||
2019 Fy | Management | For | Voted - For | ||
2.1 | Approval of the Annual Accounting Statements of the | ||||
Company for 2019 Fy | Management | For | Voted - For | ||
3.1 | Approval of the Consolidated Financial Statements | ||||
of the Company for 2019 Fy | Management | For | Voted - For | ||
4.1 | Approval of the Profit Distribution on Results of | ||||
2019 Fy. to Pay Dividends in the Amount of 557,20 | |||||
Rub Per Ordinary Share on Results of 2019 Fy. to | |||||
Fix the Dividend Record Date As 25 May 2020 | Management | For | Voted - For | ||
5.1.1 Election of Member of the Board of Directors: | |||||
Abramova Nikolaa Pavlovica | Management | For | Voted - For | ||
5.1.2 Election of Member of the Board of Directors: | |||||
Barbaqeva Sergea Valentinovica | Management | For | Voted - Against | ||
5.1.3 Election of Member of the Board of Directors: | |||||
Batehina Sergea Leonidovica | Management | For | Voted - Against | ||
5.1.4 Election of Member of the Board of Directors: | |||||
Baqkirova Aleksea Vladimirovica | Management | For | Voted - Against | ||
5.1.5 Election of Member of the Board of Directors: | |||||
Bratuhina Sergea Borisovica | Management | For | Voted - Against | ||
5.1.6 Election of Member of the Board of Directors: Volka | |||||
Sergea Nikolaevica | Management | For | Voted - Against | ||
5.1.7 Election of Member of the Board of Directors: | |||||
Zaharovu Mariannu Aleksandrovnu | Management | For | Voted - Against | ||
5.1.8 Election of Member of the Board of Directors: | |||||
Manningsa Rodjera Levelina | Management | For | Voted - For | ||
5.1.9 Election of Member of the Board of Directors: Penni | |||||
Gareta Pitera | Management | For | Voted - Against | ||
5.110Election of Member of the Board of Directors: | |||||
Poletaeva Maksima Vladimirovica | Management | For | Voted - Against | ||
5.111Election of Member of the Board of Directors: | |||||
Solomina Vaceslava Alekseevica | Management | For | Voted - Against | ||
5.112Election of Member of the Board of Directors: | |||||
Qvarca Evgenia Arkadxevica | Management | For | Voted - For | ||
5.113Election of Member of the Board of Directors: | |||||
Edvardsa Roberta Uillema Djona | Management | For | Voted - Against | ||
6.1 | Election of Member of the Auditing Commission: | ||||
Dzybalov Alexey Sergeevich | Management | For | Voted - For | ||
6.2 | Election of Member of the Auditing Commission: | ||||
Masalova Anna Viktorovna | Management | For | Voted - For | ||
6.3 | Election of Member of the Auditing Commission: | ||||
Svanidze George Eduardovich | Management | For | Voted - For | ||
6.4 | Election of Member of the Auditing Commission: | ||||
Shilkov Vladimir Nikolaevich | Management | For | Voted - For | ||
6.5 | Election of Member of the Auditing Commission: | ||||
Yanevich Elena Aleksandrovna | Management | For | Voted - For | ||
7.1 | Approval KPMG As the Auditor for Accounting | ||||
(financial) Statements | Management | For | Voted - For | ||
8.1 | Approval KPMG As the Auditor for Consolidated | ||||
Financial Statements | Management | For | Voted - For |
409
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
9.1 | Approval of Remuneration and Compensation Payment | ||||
to the Members of the Board of Directors | Management | For | Voted - Against | ||
10.1 | Approval of Remuneration Payment to the Members of | ||||
the Company"s Auditing Commission | Management | For | Voted - For | ||
11.1 | Approval of the Interrelated Transactions with an | ||||
Interested Party | Management | For | Voted - For | ||
12.1 | Approval of A Related Party Transaction for | ||||
Insurance of the Liability of Members of the Board | |||||
of Directors and the Management Board of the Company | Management | For | Voted - For | ||
Please Note That This is an Amendment to Meeting Id | |||||
386220 Due to Change in Sequence of Resolutions. | |||||
All Votes Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You | Management | Non-Voting | Non-Voting | ||
25 Apr 2020: Please Note That This is A Revision | |||||
Due to Change in Numbering of Resolution 5.1.6. If | |||||
You Have Already Sent in Your Votes for Mid: 399694 | |||||
Please Do Not Vote Again Unless You Decide to Amend | |||||
Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note Cumulative Voting Applies to This | |||||
Resolution Regarding the Election of Directors. Out | |||||
of the 13 Directors Presented for Election, A | |||||
Maximum of 13 Directors are to be Elected. | |||||
Broadridge Will Apply Cumulative Voting Evenly | |||||
Among Only Directors for Whom You Vote For, and | |||||
Will Submit Instruction to the Local Agent in This | |||||
Manner. Cumulative Votes Cannot be Applied Unevenly | |||||
Among Directors Via Proxyedge. However If You Wish | |||||
to Do So, Please Contact Your Client Service | |||||
Representative. Standing Instructions Have Been | |||||
Removed for This Meeting. If You Have Further | |||||
Questions Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
NATIONAL ATOMIC COMPANY KAZATOMPROM JSC | |||||
Security ID: 63253R201 | |||||
Meeting Date: 04-Dec-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Approval of the Agenda of the Extraordinary General | ||||
Meeting of Shareholders of Nac Kazatomprom Jsc | Management | For | Voted - For | ||
2 | Approval of the Audit Company That Will Conduct | ||||
Audit of Nac Kazatomprom Jsc: | |||||
PricewaterhouseCoopers LLP | Management | For | Voted - For | ||
Meeting Date: 18-May-20 | Meeting Type: Annual General Meeting | ||||
1.1 | On the Election of the Chairman of Annual General | ||||
Meeting of Shareholders of Kazatomprom: to Elect | |||||
Beibit Yerkinbayevich Karymsakov, Representative of | |||||
"samruk-kazyna" Jsc As the Chairman of Annual | |||||
General Meeting of Shareholders of Kazatomprom | Management | For | Voted - For | ||
1.2 | On the Election of the Secretary of Annual General | ||||
Meeting of Shareholders of Kazatomprom: to Elect |
410
KraneShares MSCI One Belt One Road Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Maira Kairatovna Tnymbergenova (corporate Secretary | ||||
of Kazatomprom) As the Secretary of the Annual | ||||
General Meeting of Shareholders of Kazatomprom | Management | For | Voted - For | |
2 | On Determining the Form of Voting of the Annual | |||
General Meeting of Shareholders of Kazatomprom | Management | For | Voted - For | |
3 | On Approval of the Agenda of the Annual General | |||
Meeting of Shareholders of Kazatomprom | Management | For | Voted - For | |
4 | On Approval of the Annual Financial Statements | |||
(separate and Consolidated) of Kazatomprom for 2019 | Management | For | Voted - For | |
5 | On Approval of 2019 Kazatomprom Net Income | |||
Distribution, Making Decisions on Paying Dividends | ||||
on Ordinary Shares and Approving the Amount of | ||||
Dividend Per One Ordinary Share of Kazatomprom in | ||||
2019 | Management | For | Voted - For | |
6 | Information on Shareholders' Appeals on the Actions | |||
of Kazatomprom and Its Officials, and the Results | ||||
of Their Consideration Thereto | Management | For | Voted - For | |
7 | Information on the Size and Composition of the | |||
Remuneration of Members of the Board of Directors | ||||
and the Management Board of Kazatomprom | Management | For | Voted - For | |
8 | On the Composition of the Board of Directors of | |||
Kazatomprom. 1. Terminate the Terms of Office of | ||||
Jon Stephen James Dudas As the Independent Director | ||||
- Member of the Board of Directors of Nac | ||||
Kazatomprom Jsc, Chairman of the Board of Directors | ||||
of Nac Kazatomprom Jsc from December 5, 2019. 2. | ||||
Terminate the Terms of Office of the Current | ||||
Composition of the Board of Directors of Nac | ||||
Kazatomprom Jsc. 3. Determine the Composition of | ||||
the Board of Directors of Nac Kazatomprom Jsc in | ||||
the Amount of 7 (seven) People. 4. Elect Members of | ||||
the Board of Directors of Nac Kazatomprom Jsc As | ||||
Follows: - Karymsakov Beybit Erkinbayevich - | ||||
Representative of Samruk-kazyna Jsc; - Satkaliyev | ||||
Almassadam Maidanovich - Representative of | ||||
Samruk-kazyna Jsc; - Kudaibergen Kanat Zhakypuly - | ||||
Representative of Samruk-kazyna Jsc; - Pirmatov | ||||
Galimzhan Olzhayevich - Chairman of the Executive | ||||
Board of Nac Kazatomprom Jsc; - Neil Charles | ||||
Longfellow - Independent Director; - Russell | ||||
Francis Banham - Independent Director; - Marc | ||||
William Kasher - Independent Director. 5. Elect | ||||
Neil Charles Longfellow As A Chairman of the Board | ||||
of Directors of Nac Kazatomprom Jsc. 6. Determine | ||||
the Term of Office of the Board of Directors of Nac | ||||
Kazatomprom Jsc - 3 (three) Years from the Date of | ||||
the Decision is Taken. 7. Determine the Amount and | ||||
Terms of Payment of Remuneration and Reimbursement | ||||
of Expenses to the Members of the Board of | ||||
Directors of Nac Kazatomprom Jsc in Accordance with | ||||
Appendix to This Decision. 8. Management Board of | ||||
Nac Kazatomprom Jsc to Recalculate the Remuneration | ||||
of Neil Charles Longfellow from December 6, 2019, | ||||
Taking Into Account the Payments Made. 9. Chairman | ||||
of the Management Board of Samruk-kazyna Jsc | ||||
Yessimov A.s. in the Prescribed Manner to Take the |
411
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Necessary Measures Arising from This Decision. 10. | |||||
Chairman of the Board of Directors of Nac | |||||
Kazatomprom Jsc Neil Charles Longfellow in the | |||||
Prescribed Manner to Take the Necessary Measures | |||||
Arising from This Decision | Management | For | Voted - Abstain | ||
9 | On Approval of the New Edition of the Regulation on | ||||
Kazatomprom Board of Directors | Management | For | Voted - Abstain | ||
10 | On Approval of the New Edition of the Methodology | ||||
for Shares Price Valuation During Buyback by | |||||
Kazatomprom | Management | For | Voted - Abstain | ||
OVERSEA-CHINESE BANKING CORPORATION LTD | |||||
Security ID: Y64248209 | |||||
Meeting Date: 18-May-20 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Directors' Statement and Audited | ||||
Financial Statements for the Financial Year Ended31 | |||||
December 2019 and Auditors' Report | Management | For | Voted - For | ||
2.A | To Re-elect the Following Director Retiring by | ||||
Rotation: Mr Ooi Sang Kuang | Management | For | Voted - Against | ||
2.B | To Re-elect the Following Director Retiring by | ||||
Rotation: Dr Lee Tih Shih | Management | For | Voted - Against | ||
2.C | To Re-elect the Following Director Retiring by | ||||
Rotation: Mr Wee Joo Yeow | Management | For | Voted - For | ||
3.A | To Re-elect the Following Director Retiring Under | ||||
Article 104 of the Bank's Constitution: Mr Koh Beng | |||||
Seng | Management | For | Voted - Against | ||
3.B | To Re-elect the Following Director Retiring Under | ||||
Article 104 of the Bank's Constitution: Ms Tan Yen | |||||
Yen | Management | For | Voted - For | ||
4 | Approval of Final One-tier Tax Exempt Dividend: to | ||||
Approve A Final One-tier Tax Exempt Dividend of 28 | |||||
Cents Per Ordinary Share, in Respect of the | |||||
Financial Year Ended 31 December 2019 | Management | For | Voted - For | ||
5.A | Approval of Amount Proposed As Directors' | ||||
Remuneration | Management | For | Voted - Against | ||
5.B | Approval of Allotment and Issue of Ordinary Shares | ||||
to the Non-executive Directors | Management | For | Voted - For | ||
6 | Appointment of PricewaterhouseCoopers LLP As the | ||||
New Auditors in Place of the Retiring Auditors, | |||||
KPMG LLP, and Authorisation for Directors to Fix | |||||
Their Remuneration | Management | For | Voted - For | ||
7 | Authority to Issue Ordinary Shares, and Make Or | ||||
Grant Instruments Convertible Into Ordinary Shares | Management | For | Voted - For | ||
8 | Authority to (i) Allot and Issue Ordinary Shares | ||||
Under the Ocbc Share Option Scheme 2001; And/or | |||||
(ii) Grant Rights to Acquire And/or Allot and Issue | |||||
Ordinary Shares Under the Ocbc Employee Share | |||||
Purchase Plan | Management | For | Voted - For | ||
9 | Authority to Allot and Issue Ordinary Shares | ||||
Pursuant to the Ocbc Scrip Dividend Scheme | Management | For | Voted - For | ||
10 | Approval of Renewal of the Share Purchase Mandate | Management | For | Voted - For |
412
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
PETRONAS CHEMICALS GROUP BERHAD | |||||
Security ID: Y6811G103 | |||||
Meeting Date: 16-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Re-elect the Following Director Who Retire by | ||||
Rotation Pursuant to Article 107 of the Company's | |||||
Constitution: Datuk Md Arif Mahmood | Management | For | Voted - For | ||
2 | To Re-elect the Following Director Who Retire by | ||||
Rotation Pursuant to Article 107 of the Company's | |||||
Constitution: Datuk Toh Ah Wah | Management | For | Voted - For | ||
3 | To Re-elect the Following Director, Who Appointed | ||||
During the Year Pursuant to Article 100 of the | |||||
Company's Constitution: Yeoh Siew Ming | Management | For | Voted - For | ||
4 | To Re-elect the Following Director, Who Appointed | ||||
During the Year Pursuant to Article 100 of the | |||||
Company's Constitution: Noor Ilias Mohd Idris | Management | For | Voted - For | ||
5 | To Approve the Directors' Fees and Allowances | ||||
Payable to the Non-executive Directors of Up to an | |||||
Amount of Rm2.5 Million with Effect from 17 June | |||||
2020 Until the Next Annual General Meeting of the | |||||
Company | Management | For | Voted - For | ||
6 | To Approve the Re-appointment of KPMG Plt, As | ||||
Auditors of the Company for the Financial Year | |||||
Ending 31 December 2020 and to Authorise the | |||||
Directors to Fix Their Remuneration | Management | For | Voted - For | ||
PI INDUSTRIES LTD | |||||
Security ID: Y6978D141 | |||||
Meeting Date: 09-Sep-19 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Financial Statements (both Standalone and | |||||
Consolidated Financial Statements) of the Company | |||||
for the Financial Year Ended March 31, 2019 and the | |||||
Reports of Directors and Auditors Thereon | Management | For | Voted - For | ||
2 | To Confirm the Payment of Interim Dividend and to | ||||
Declare Final Dividend on Equity Shares for the | |||||
Financial Year Ended March 31, 2019: the Board at | |||||
Its Meeting Held on May 17, 2019 Has Recommended A | |||||
Final Dividend @ Inr 1.50 Per Equity Share Carrying | |||||
Face Value of Inr 1/- Each, Subject to the Approval | |||||
of the Shareholders at the Ensuing Annual General | |||||
Meeting. an Interim Dividend of Inr 2.50 Per Equity | |||||
Share of Face Value of Inr 1/- Each Was Paid to | |||||
Shareholders on November 21, 2018 | Management | For | Voted - For | ||
3 | To Appoint A Director in Place of Mr. Rajnish | ||||
Sarna, (din: 06429468), Who Retires by Rotation, | |||||
and Being Eligible, Offers Himself for | |||||
Re-appointment | Management | For | Voted - For |
413
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4 | Elevation of the Position Held by Mr. Mayank | ||||
Singhal (din: 00006651) As Vice Chairman & Managing | |||||
Director of the Company W.e.f September 09, 2019 | Management | For | Voted - For | ||
5 | Appointment of Dr. Raman Ramachandran (din: | ||||
00200297) As Director of the Company | Management | For | Voted - For | ||
6 | Appointment of Dr. Raman Ramachandran (din: | ||||
00200297) As Managing Director & Ceo of the Company | |||||
W.e.f September 09, 2019 | Management | For | Voted - For | ||
7 | Approval for Payment of Commission to Non-executive | ||||
Directors of the Company | Management | For | Voted - For | ||
8 | Approval for Holding the Office by Mr. Pravin K. | ||||
Laheri (din: 00499080) As Non-executive Independent | |||||
Director After Attaining the Age of 75 Years | Management | For | Voted - Against | ||
9 | Ratification of Cost Auditors Remuneration | Management | For | Voted - For | |
10 | Approval of Adoption of New Set of Articles of | ||||
Association of the Company | Management | For | Voted - Abstain | ||
11 | Amendment in the Capital Clause of the Memorandum | ||||
of Association of the Company | Management | For | Voted - For | ||
12 | Amendment in the Objects Clause of the Memorandum | ||||
of Association of the Company | Management | For | Voted - For | ||
PRESS METAL ALUMINIUM HOLDINGS BHD | |||||
Security ID: Y7079E103 | |||||
Meeting Date: 11-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Approve the Payment of Directors' Fees and | ||||
Benefits Payable to the Independent Non-executive | |||||
Directors Up to an Aggregate Amount of Rm625,000 | |||||
for the Financial Year Ending 31 December 2020 | Management | For | Voted - For | ||
2 | To Re-elect the Following Director Who is Retiring | ||||
Pursuant to Clause 102 of the Constitution of the | |||||
Company: Dato' Koon Poh Tat | Management | For | Voted - Against | ||
3 | To Re-elect the Following Director Who is Retiring | ||||
Pursuant to Clause 102 of the Constitution of the | |||||
Company: Mr. Koon Poh Weng | Management | For | Voted - Against | ||
4 | To Re-appoint Messrs KPMG Plt As Auditors of the | ||||
Company and to Authorise the Directors to Fix Their | |||||
Remuneration | Management | For | Voted - For | ||
5 | Authority Under Section 76 of the Companies Act | ||||
2016 for the Directors to Allot and Issue Shares | Management | For | Voted - For | ||
6 | Authority for Dato' Wira (dr.) Megat Abdul Rahman | ||||
Bin Megat Ahmad to Continue in Office As | |||||
Independent Non-executive Chairman | Management | For | Voted - Against | ||
7 | Authority for Mr. Loo Lean Hock to Continue in | ||||
Office As Independent Non-executive Director | Management | For | Voted - Against | ||
8 | Proposed Renewal of Shareholders' Mandate for | ||||
Recurrent Related Party Transactions and Proposed | |||||
New Shareholders Mandate for Additional Recurrent | |||||
Related Party Transactions for Press Metal | |||||
Aluminium Holdings Berhad and Its Subsidiaries | |||||
("proposed Shareholders' Mandate") | Management | For | Voted - For |
414
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
9 | Proposed Renewal of Authority for the Company to | ||||
Purchase Its Own Ordinary Shares | Management | For | Voted - For | ||
PT ADARO ENERGY TBK | |||||
Security ID: Y7087B109 | |||||
Meeting Date: 20-May-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of the Annual Report and the Ratification | ||||
of the Company's Consolidated Financial Statements | |||||
for Fiscal Year 2019 | Management | For | Voted - For | ||
2 | Determination of the Use of the Company's Net | ||||
Profit for Fiscal Year 2019 | Management | For | Voted - For | ||
3 | The Appointment of the Registered Public Accountant | ||||
Firm to Audit the Company's Consolidated Financial | |||||
Statements for Fiscal Year 2019 | Management | For | Voted - For | ||
4 | Determination of the Honorarium Or Salary, and | ||||
Other Allowances for the Company's Boards of | |||||
Commissioners and Board of Directors for Fiscal | |||||
Year 2020 | Management | For | Voted - For | ||
5 | Amendment to the Article 3 the Company's Articles | ||||
of Association | Management | For | Voted - Against | ||
PT BARITO PACIFIC TBK | |||||
Security ID: Y71198124 | |||||
Meeting Date: 19-Jul-19 | Meeting Type: Extraordinary General Meeting | ||||
1 | Approval for Stock Split and Amendment Article 4 | ||||
Paragraph 1 and 2 on Articles of Association | Management | For | Voted - For | ||
PT BUKIT ASAM TBK | |||||
Security ID: Y8520P101 | |||||
Meeting Date: 10-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | Approval of the Annual Report of the Board of | ||||
Directors in Accordance with the Conditions and | |||||
Management During the Financial Year of 2019, | |||||
Including the Supervisory Duty Report of the Board | |||||
of Commissioners During the Financial Year of 2019, | |||||
and the Ratification of the Financial Statement of | |||||
the Company for 2019 | Management | For | Voted - For | ||
2 | Ratification of the Annual Report Including the | ||||
Financial Report of Partnership and Community | |||||
Development Program During the Financial Year of | |||||
2019, As Well As the Granting of Full Release and | |||||
Discharge (volledig Acquit Et De Charge) of the | |||||
Board of Directors and the Board of Commissioner of | |||||
the Company for Their Management and Supervisory | |||||
Duty in Relation to the Partnership and Community |
415
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Development Program During the Financial Year of | |||||
2019 | Management | For | Voted - For | ||
3 | Determination of the Net Profits Appropriation, | ||||
Including the Distribution of Dividends for the | |||||
Financial Year of 2019 | Management | For | Voted - For | ||
4 | Determination of Tantiem (bonuses) for the Board of | ||||
Directors and the Board of Commissioners of the | |||||
Company for the Financial Year of 2019, and | |||||
Salaries/honorarium Including Facilities and | |||||
Incentives for the Financial Year of 2020 | Management | For | Voted - Against | ||
5 | Approval of the Appointment of A Public Accountant | ||||
Office to Audit the Financial Statement of the | |||||
Company and the Partnership and Community | |||||
Development Program for the Financial Year of 2020 | Management | For | Voted - For | ||
6 | Approval of the Changes to the Articles of | ||||
Association to Adjust with the 2017 Indonesia | |||||
Standard Industrial Classification (kbli) | Management | For | Voted - Against | ||
7 | Approval of the Change in the Management of the | ||||
Company | Management | For | Voted - Against | ||
PTT GLOBAL CHEMICAL PUBLIC COMPANY LTD | |||||
Security ID: Y7150W105 | |||||
Meeting Date: 02-Jun-20 | Meeting Type: Annual General Meeting | ||||
1 | To Acknowledge the Operations for the Year 2019 and | ||||
the Recommendation for the Business Plan, and | |||||
Approve the Financial Statement for the Year Ended | |||||
December 31, 2019 | Management | For | Voted - For | ||
2 | To Acknowledge the Interim Dividends Payment | Management | For | Voted - For | |
3.1 | To Consider and Elect New Director to Replace Those | ||||
Who is Due to Retire by Rotation: Mr. Grisada | |||||
Boonrach | Management | For | Voted - Against | ||
3.2 | To Consider and Elect New Director to Replace Those | ||||
Who is Due to Retire by Rotation: Mr. Prapas | |||||
Kong-ied | Management | For | Voted - Against | ||
3.3 | To Consider and Elect New Director to Replace Those | ||||
Who is Due to Retire by Rotation: Mrs. Premrutai | |||||
Vinaiphat | Management | For | Voted - Against | ||
3.4 | To Consider and Elect New Director to Replace Those | ||||
Who is Due to Retire by Rotation: Mr. Wittawat | |||||
Svasti-xuto | Management | For | Voted - Against | ||
3.5 | To Consider and Elect New Director to Replace Those | ||||
Who is Due to Retire by Rotation: Mrs. Arawadee | |||||
Photisaro | Management | For | Voted - For | ||
4 | To Consider and Approve the Directors' Remuneration | Management | For | Voted - Against | |
5 | To Consider the Appointment of the Auditor and Fix | ||||
the Annual Fee for the Year 2020: Deloitte Touche | |||||
Tohmatsu Jaiyos | Management | For | Voted - For | ||
6 | To Consider and Approve Debentures Issuance Plan | Management | For | Voted - For | |
7 | Other Issues (if Any) | Management | Abstain | Voted - Against | |
In the Situation Where the Chairman of the Meeting | |||||
Suddenly Change the Agenda And/or Add New Agenda |
416
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
During the Meeting, We Will Vote That Agenda As | |||||
Abstain. | Management | Non-Voting | Non-Voting | ||
13 May 2020: Please Note That This is A Revision | |||||
Due to Receipt of Auditor Name for Resolution 5. If | |||||
You Have Already Sent in Your Votes, Please Do Not | |||||
Vote Again Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
ROSNEFT OIL COMPANY | |||||
Security ID: X7394C106 | |||||
Meeting Date: 30-Sep-19 | Meeting Type: Extraordinary General Meeting | ||||
1.1 | Approval of the Company Dividends for the First | ||||
Half of 2019: Rub 15.34 Per Share | Management | For | Voted - For | ||
09 Sep 2019: Please Note That This is A Revision | |||||
Due to Change in Numbering and Modification of Text | |||||
in Resolution 1.1. If You Have Already Sent in Your | |||||
Votes, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Meeting Date: 02-Jun-20 | Meeting Type: Annual General Meeting | ||||
1.1 | Approval of the Annual Report of the Company | Management | For | Non-Voting | |
2.1 | Approval of the Annual Accounting (financial) | ||||
Statements of the Company | Management | For | Non-Voting | ||
3.1 | Approval of the Distribution of the Company's | ||||
Profit Based on the Results of the 2019 of the Year | Management | For | Non-Voting | ||
4.1 | On the Size, Timing and Form of Dividend Payment | ||||
Based on the Results of 2019 of the Year: 18.07 Per | |||||
Share | Management | For | Non-Voting | ||
5.1 | On Remuneration and Compensation of Expenses to | ||||
Members of the Board of Directors of the Company | Management | For | Non-Voting | ||
6.1 | On Remuneration and Compensation of Expenses to | ||||
Members of the Audit Commission of the Company | Management | For | Non-Voting | ||
7.1.1 Elect Alsuweidi Faisal As A Director | Management | For | Non-Voting | ||
7.1.2 Elect Al Mohannadi Hamad Rashid As A Director | Management | For | Non-Voting | ||
7.1.3 Elect Warnig Artur Matthias As A Director | Management | For | Non-Voting | ||
7.1.4 Elect Vyugin Oleg Vyacheslavovich As A Director | Management | For | Non-Voting | ||
7.1.5 Elect Dudley Robert Warren As A Director | Management | For | Non-Voting | ||
7.1.6 Elect Looney Bernard As A Director | Management | For | Non-Voting | ||
7.1.7 Elect Novak Alexandr Valentinovich As A Director | Management | For | Non-Voting | ||
7.1.8 Elect Oreshkin Maxim Stanislavovich As A Director | Management | For | Non-Voting | ||
7.1.9 Elect Rudloff Hans-jorg As A Director | Management | For | Non-Voting | ||
7.110Elect Sechin Igor IVanovich As A Director | Management | For | Non-Voting | ||
7.111Elect Schroeder Gerhard As A Director | Management | For | Non-Voting | ||
8.1 | Election of Member of the Audit Commission of the | ||||
Company: Andrianova Olga Anatolyevna | Management | For | Non-Voting | ||
8.2 | Election of Member of the Audit Commission of the | ||||
Company: Zobkova Tatyana Valentinovna | Management | For | Non-Voting | ||
8.3 | Election of Member of the Audit Commission of the | ||||
Company: Pom Sergey | Management | For | Non-Voting |
417
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
8.4 | Election of Member of the Audit Commission of the | ||||
Company: Sabantsev Zahar Borisovich | Management | For | Non-Voting | ||
8.5 | Election of Member of the Audit Commission of the | ||||
Company: Shumov Pavel Gennadievich | Management | For | Non-Voting | ||
9.1 | Approval of the Company Auditor: Ernst and Young | Management | For | Non-Voting | |
Please Note That This is an Amendment to Meeting Id | |||||
399278 Due to Receipt of Updated Agenda. All Votes | |||||
Received on the Previous Meeting Will be | |||||
Disregarded and You Will Need to Reinstruct on This | |||||
Meeting Notice. Thank You. | Management | Non-Voting | Non-Voting | ||
15 May 2020: Please Note That This is A Revision | |||||
Due to Modification of Text in Resolution 9, Chang | |||||
in Numbering of All Resolutions and Revision of | |||||
Text of Resolution 4.1. If You Have Already Sent in | |||||
Your Votes for Mid: 400504 Please Do Not Vote Again | |||||
Unless You Decide to Amend Your Original | |||||
Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note Cumulative Voting Applies to This | |||||
Resolution Regarding the Election of Directors. Out | |||||
of the 11 Directors Presented for Election, A | |||||
Maximum of 11 Directors are to be Elected. | |||||
Broadridge Will Apply Cumulative Voting Evenly | |||||
Among Only Directors for Whom You Vote 'for,' and | |||||
Will Submit Instruction to the Local Agent in This | |||||
Manner. Cumulative Votes Cannot be Applied Unevenly | |||||
Among Directors Via Proxyedge. However If You Wish | |||||
to Do So, Please Contact Your Client Service | |||||
Representative. Standing Instructions Have Been | |||||
Removed for This Meeting. If You Have Further | |||||
Questions Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
SAPURA ENERGY BHD | |||||
Security ID: Y7516Y100 | |||||
Meeting Date: 18-Jul-19 | Meeting Type: Annual General Meeting | ||||
O.1 | To Re-elect the Following Director Who Retire by | ||||
Rotation Pursuant to Article 87 of the Constitution | |||||
of the Company and Who Being Eligible Offer Himself | |||||
for Re-election: Dato' Hamzah Bakar | Management | For | Voted - For | ||
O.2 | To Re-elect the Following Director Who Retire by | ||||
Rotation Pursuant to Article 87 of the Constitution | |||||
of the Company and Who Being Eligible Offer Himself | |||||
for Re-election: Tan Sri Datuk Amar (dr) Hamid Bugo | Management | For | Voted - For | ||
O.3 | To Re-elect the Following Director Who Retire by | ||||
Rotation Pursuant to Article 87 of the Constitution | |||||
of the Company and Who Being Eligible Offer Herself | |||||
for Re-election: Gee Siew Yoong | Management | For | Voted - For | ||
O.4 | To Re-elect the Following Director Who Retire | ||||
Pursuant to Article 93 of the Constitution of the | |||||
Company and Who Being Eligible Offer Herself for | |||||
Re-election: Datin Paduka Kartini Hj Abdul Manaf | Management | For | Voted - For |
418
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
O.5 | To Re-elect the Following Director Who Retire | ||||
Pursuant to Article 93 of the Constitution of the | |||||
Company and Who Being Eligible Offer Herself for | |||||
Re-election: Dato' Roslina Zainal | Management | For | Voted - For | ||
O.6 | To Approve the Payment of Directors' Fees and | ||||
Benefits to Non-executive Directors Up to an Amount | |||||
of Rm5,600,000 from 19 July 2019 Until the Next | |||||
Annual General Meeting of the Company | Management | For | Voted - For | ||
O.7 | To Re-appoint Messrs Ernst & Young As Auditors of | ||||
the Company Until the Conclusion of the Next Annual | |||||
General Meeting and to Authorise the Board of | |||||
Directors to Determine Their Remuneration | Management | For | Voted - For | ||
O.8 | Authority for Directors to Allot and Issue Shares | ||||
Under Sections 75 and 76 of the Companies Act 2016 | Management | For | Voted - For | ||
S.1 | Proposed Adoption of New Constitution of the Company | Management | For | Voted - For | |
SIME DARBY BHD | |||||
Security ID: Y7962G108 | |||||
Meeting Date: 14-Nov-19 | Meeting Type: Annual General Meeting | ||||
1 | To Approve the Payment of Fees to the Non-executive | ||||
Directors Up to an Amount of Rm4,200,000 from the | |||||
Thirteenth Agm Until the Next Agm of the Company | Management | For | Voted - For | ||
2 | To Approve the Payment of Benefits to the | ||||
Non-executive Directors Up to an Amount of | |||||
Rm1,500,000 from the Thirteenth Agm Until the Next | |||||
Agm of the Company | Management | For | Voted - For | ||
3 | To Elect Mohamad Idros Mosin Who Retires in | ||||
Accordance with Rule 83.2 of the Constitution of | |||||
the Company | Management | For | Voted - For | ||
4 | To Elect Dato' Abdul Rahman Ahmad Who Retires in | ||||
Accordance with Rule 83.2 of the Constitution of | |||||
the Company | Management | For | Voted - For | ||
5 | To Re-elect Tan Sri Samsudin Osman Who Retires in | ||||
Accordance with Rule 104 of the Constitution of the | |||||
Company | Management | For | Voted - For | ||
6 | To Re-elect Datuk Wan Selamah Wan Sulaiman Who | ||||
Retires in Accordance with Rule 104 of the | |||||
Constitution of the Company | Management | For | Voted - For | ||
7 | To Re-elect Dato' Sri Abdul Hamidy Abdul Hafiz Who | ||||
Retires in Accordance with Rule 104 of the | |||||
Constitution of the Company | Management | For | Voted - For | ||
8 | To Re-appoint PricewaterhouseCoopers Plt As | ||||
Auditors of the Company and to Authorise the | |||||
Directors to Determine Their Remuneration | Management | For | Voted - For | ||
9 | To Approve the Renewal of Share Buy-back Authority | ||||
for the Company to Purchase Its Own Shares | Management | For | Voted - For | ||
10 | To Approve the Renewal of Shareholders' Mandate for | ||||
Existing Recurrent Related Party Transactions and | |||||
New Shareholders' Mandate for Additional Recurrent | |||||
Related Party Transactions of A Revenue Or Trading | |||||
Nature | Management | For | Voted - For |
419
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
11 | To Approve the Adoption of the New Constitution of | ||||
the Company | Management | For | Voted - For | ||
SINGAPORE AIRLINES LTD | |||||
Security ID: Y7992P128 | |||||
Meeting Date: 29-Jul-19 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of the Directors' Statement, Audited | ||||
Financial Statements and Auditors' Report for the | |||||
Year Ended 31 March 2019 | Management | For | Voted - For | ||
2 | Declaration of Final Dividend: 22 Cents Per | ||||
Ordinary Share for the Year Ended 31 March 2019 | Management | For | Voted - For | ||
3.A | Re-election of Director in Accordance with Article | ||||
91: Mr Peter Seah Lim Huat | Management | For | Voted - For | ||
3.B | Re-election of Director in Accordance with Article | ||||
91: Mr Dominic Ho Chiu Fai | Management | For | Voted - For | ||
3.C | Re-election of Director in Accordance with Article | ||||
91: Mr Lee Kim Shin | Management | For | Voted - For | ||
4.A | Re-election of Director in Accordance with Article | ||||
97: Mr David John Gledhill | Management | For | Voted - For | ||
4.B | Re-election of Director in Accordance with Article | ||||
97: Ms Goh Swee Chen | Management | For | Voted - For | ||
5 | Approval of Directors' Emoluments for the Financial | ||||
Year Ending 31 March 2020 | Management | For | Voted - For | ||
6 | Re-appointment of Auditors and Authority for the | ||||
Directors to Fix Their Remuneration: KPMG LLP | Management | For | Voted - For | ||
7 | Authority for Directors to Issue Shares and to Make | ||||
Or Grant Instruments Convertible Into Shares | |||||
Pursuant to Section 161 of the Companies Act, | |||||
Chapter 50 of Singapore | Management | For | Voted - For | ||
8 | Authority for Directors to Grant Awards, and to | ||||
Allot and Issue Shares, Pursuant to the Sia | |||||
Performance Share Plan 2014 and the Sia Restricted | |||||
Share Plan 2014 | Management | For | Voted - For | ||
9 | Renewal of the Ipt Mandate | Management | For | Voted - For | |
10 | Renewal of the Share Buy Back Mandate | Management | For | Voted - For | |
11 | Renewal of the Authorisation to Issue Asa Shares | Management | For | Voted - For | |
Please Note That Shareholders are Allowed to Vote | |||||
'in Favor' Or 'against' for All Resolutions, | |||||
Abstain is Not A Voting Option on This Meeting | Management | Non-Voting | Non-Voting | ||
Meeting Date: 30-Apr-20 | Meeting Type: Extraordinary General Meeting | ||||
1 | To Approve the Rights Issue | Management | For | Voted - For | |
2 | To Approve the Issuance of Additional Mandatory | ||||
Convertible Bonds and Additional Conversion Shares | Management | For | Voted - For |
420
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
SINGAPORE TECHNOLOGIES ENGINEERING LTD | |||||
Security ID: Y7996W103 | |||||
Meeting Date: 15-May-20 | Meeting Type: Annual General Meeting | ||||
1 | Adoption of Directors' Statement, Audited Financial | ||||
Statements and Auditors' Report | Management | For | Voted - For | ||
2 | Declaration of Final Ordinary Dividend: to Declare | ||||
A Final Ordinary Tax Exempt (one-tier) Dividend of | |||||
10.0 Cents Per Share for the Year Ended 31 December | |||||
2019 | Management | For | Voted - For | ||
3 | Re-election of Mr Kwa Chong Seng As Director | ||||
Pursuant to Article 100 of the Constitution of the | |||||
Company | Management | For | Voted - For | ||
4 | Re-election of Mr Quek Gim Pew As Director Pursuant | ||||
to Article 100 of the Constitution of the Company | Management | For | Voted - For | ||
5 | Re-election of Mr Quek See Tiat As Director | ||||
Pursuant to Article 100 of the Constitution of the | |||||
Company | Management | For | Voted - For | ||
6 | Re-election of Mr Joseph Leong Weng Keong As | ||||
Director Pursuant to Article 106 of the | |||||
Constitution of the Company | Management | For | Voted - For | ||
7 | Approval of Directors' Remuneration for Fy2019 | Management | For | Voted - For | |
8 | Appointment of PricewaterhouseCoopers LLP As the | ||||
New Auditor in Place of the Retiring Auditor, KPMG | |||||
LLP | Management | For | Voted - For | ||
9 | Authority for Directors to Issue Shares and to Make | ||||
Or Grant Convertible Instruments | Management | For | Voted - For | ||
10 | Proposed Renewal of the Shareholders Mandate for | ||||
Interested Person Transactions | Management | For | Voted - For | ||
11 | Proposed Renewal of the Share Purchase Mandate | Management | For | Voted - For | |
12 | Proposed Adoption of the Singapore Technologies | ||||
Engineering Performance Share Plan 2020 | Management | For | Voted - For | ||
13 | Proposed Adoption of the Singapore Technologies | ||||
Engineering Restricted Share Plan 2020 | Management | For | Voted - For | ||
SURGUTNEFTEGAS PUBLIC JOINT STOCK COMPANY | |||||
Security ID: X8799U105 | |||||
Meeting Date: 30-Jun-20 | Meeting Type: Annual General Meeting | ||||
6.1.4 Election of the Member of the Board of Directors of | |||||
Surgutneftegas Pjsc: Dinichenko IVan Kalistratovich | Management | For | Non-Voting | ||
6.1.5 Election of the Member of the Board of Directors of | |||||
Surgutneftegas Pjsc: Egorov Valeriy Nikolaevich | Management | For | Non-Voting | ||
6.1.6 Election of the Member of the Board of Directors of | |||||
Surgutneftegas Pjsc: Erohin Vladimir Petrovich | Management | For | Non-Voting | ||
6.1.7 Election of the Member of the Board of Directors of | |||||
Surgutneftegas Pjsc: Konovalov Vladislav Borisovich | Management | For | Non-Voting | ||
6.1.8 Election of the Member of the Board of Directors of | |||||
Surgutneftegas Pjsc: Krivosheev Viktor Mihaylovich | Management | For | Non-Voting |
421
KraneShares MSCI One Belt One Road Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
6.1.9 Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Matveev Nikolay IVanovich | Management | For | Non-Voting | |
6.110Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Elect Muhamadeev Georgiy | ||||
Rashitovich | Management | For | Non-Voting | |
6.111Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Usmanov Ildus Shagalievich | Management | For | Non-Voting | |
6.112Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Chashchin Viktor Autamonovich | Management | For | Non-Voting | |
7.1 | Election of Member of the Audit Commission of | |||
Surgutneftegas Pjsc: Musihina Valentina Viktorovna | Management | For | Non-Voting | |
7.2 | Election of Member of the Audit Commission of | |||
Surgutneftegas Pjsc: Olenik Tamara Fedorovna | Management | For | Non-Voting | |
7.3 | Election of Member of the Audit Commission of | |||
Surgutneftegas Pjsc: Prischepova Luydmila Arkadyevna | Management | For | Non-Voting | |
8.1 | Approval of the Auditor of Surgutneftegas Pjsc: | |||
Krou Ekspertiza | Management | For | Non-Voting | |
1.1 | Approval of the Annual Report of Surgutneftegas | |||
Pjsc for 2019 Year | Management | For | Non-Voting | |
2.1 | Approval of the Annual Accounting (financial) | |||
Statements of Pjsc Surgutneftegas for 2019 Year | Management | For | Non-Voting | |
3.1 | Approval of the Distribution of Profit (including | |||
Payment (announcement) of Dividends) and Losses of | ||||
Pjsc Surgutneftegas According to the Results of | ||||
2019, Approval of the Size, Form and Procedure for | ||||
Payment of Dividends on Shares of Each Category, | ||||
Setting the Date by Which Persons Entitled to | ||||
Receive Dividends | Management | For | Non-Voting | |
4.1 | On the Payment of Remuneration to Members of the | |||
Board of Directors of Surgutneftegas Pjsc | Management | For | Non-Voting | |
5.1 | On the Payment of Remuneration to Members of the | |||
Audit Commission of Surgutneftegas Pjsc | Management | For | Non-Voting | |
6.1.1 Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Agarev Alexandr Valentinovich | Management | For | Non-Voting | |
6.1.2 Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Bogdanov Vladimir Leonidovich | Management | For | Non-Voting | |
6.1.3 Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Bulanov Alexandr Nikolaevich | Management | For | Non-Voting | |
10 Jun 2020: Please Note That This is A Revision | ||||
Due to Modification of Numbering of All | ||||
Resolutions. If You Have Already Sent in Your | ||||
Votes, Please Do Not Vote Again Unless You Decide | ||||
to Amend Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | |
Please Note Cumulative Voting Applies to This | ||||
Resolution Regarding the Election of Directors. Out | ||||
of the 12 Directors Presented for Election, A | ||||
Maximum of 9 Directors are to be Elected. | ||||
Broadridge Will Apply Cumulative Voting Evenly | ||||
Among Only Directors for Whom You Vote 'for,' and | ||||
Will Submit Instruction to the Local Agent in This | ||||
Manner. Cumulative Votes Cannot be Applied Unevenly | ||||
Among Directors Via Proxyedge. However If You Wish | ||||
to Do So, Please Contact Your Client Service | ||||
Representative. Standing Instructions Have Been | ||||
Removed for This Meeting. If You Have Further |
422
KraneShares MSCI One Belt One Road Index ETF | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | |
Questions Please Contact Your Client Service | ||||
Representative | Management | Non-Voting | Non-Voting | |
6.1.4 Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Dinichenko IVan Kalistratovich | Management | For | Non-Voting | |
6.1.5 Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Egorov Valeriy Nikolaevich | Management | For | Non-Voting | |
6.1.6 Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Erohin Vladimir Petrovich | Management | For | Non-Voting | |
6.1.7 Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Konovalov Vladislav Borisovich | Management | For | Non-Voting | |
6.1.8 Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Krivosheev Viktor Mihaylovich | Management | For | Non-Voting | |
6.1.9 Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Matveev Nikolay IVanovich | Management | For | Non-Voting | |
6.110Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Elect Muhamadeev Georgiy | ||||
Rashitovich | Management | For | Non-Voting | |
6.111Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Usmanov Ildus Shagalievich | Management | For | Non-Voting | |
6.112Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Chashchin Viktor Autamonovich | Management | For | Non-Voting | |
7.1 | Election of Member of the Audit Commission of | |||
Surgutneftegas Pjsc: Musihina Valentina Viktorovna | Management | For | Non-Voting | |
7.2 | Election of Member of the Audit Commission of | |||
Surgutneftegas Pjsc: Olenik Tamara Fedorovna | Management | For | Non-Voting | |
7.3 | Election of Member of the Audit Commission of | |||
Surgutneftegas Pjsc: Prischepova Luydmila Arkadyevna | Management | For | Non-Voting | |
8.1 | Approval of the Auditor of Surgutneftegas Pjsc: | |||
Krou Ekspertiza | Management | For | Non-Voting | |
1.1 | Approval of the Annual Report of Surgutneftegas | |||
Pjsc for 2019 Year | Management | For | Non-Voting | |
2.1 | Approval of the Annual Accounting (financial) | |||
Statements of Pjsc Surgutneftegas for 2019 Year | Management | For | Non-Voting | |
3.1 | Approval of the Distribution of Profit (including | |||
Payment (announcement) of Dividends) and Losses of | ||||
Pjsc Surgutneftegas According to the Results of | ||||
2019, Approval of the Size, Form and Procedure for | ||||
Payment of Dividends on Shares of Each Category, | ||||
Setting the Date by Which Persons Entitled to | ||||
Receive Dividends | Management | For | Non-Voting | |
4.1 | On the Payment of Remuneration to Members of the | |||
Board of Directors of Surgutneftegas Pjsc | Management | For | Non-Voting | |
5.1 | On the Payment of Remuneration to Members of the | |||
Audit Commission of Surgutneftegas Pjsc | Management | For | Non-Voting | |
6.1.1 Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Agarev Alexandr Valentinovich | Management | For | Non-Voting | |
6.1.2 Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Bogdanov Vladimir Leonidovich | Management | For | Non-Voting | |
6.1.3 Election of the Member of the Board of Directors of | ||||
Surgutneftegas Pjsc: Bulanov Alexandr Nikolaevich | Management | For | Non-Voting | |
10 Jun 2020: Please Note That This is A Revision | ||||
Due to Modification of Numbering of All | ||||
Resolutions. If You Have Already Sent in Your |
423
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Votes, Please Do Not Vote Again Unless You Decide | |||||
to Amend Your Original Instructions. Thank You. | Management | Non-Voting | Non-Voting | ||
Please Note Cumulative Voting Applies to This | |||||
Resolution Regarding the Election of Directors. Out | |||||
of the 12 Directors Presented for Election, A | |||||
Maximum of 9 Directors are to be Elected. | |||||
Broadridge Will Apply Cumulative Voting Evenly | |||||
Among Only Directors for Whom You Vote 'for,' and | |||||
Will Submit Instruction to the Local Agent in This | |||||
Manner. Cumulative Votes Cannot be Applied Unevenly | |||||
Among Directors Via Proxyedge. However If You Wish | |||||
to Do So, Please Contact Your Client Service | |||||
Representative. Standing Instructions Have Been | |||||
Removed for This Meeting. If You Have Further | |||||
Questions Please Contact Your Client Service | |||||
Representative | Management | Non-Voting | Non-Voting | ||
TURK HAVA YOLLARI AO | |||||
Security ID: M8926R100 | |||||
Meeting Date: 31-Mar-20 | Meeting Type: Annual General Meeting | ||||
1 | Opening Statement and Appointment of the Board of | ||||
Assembly | Management | For | Voted - For | ||
2 | Review, Discussion and Approval of the Board of | ||||
Directors Annual Report Relating to Fiscal Year 2019 | Management | For | Voted - For | ||
3 | Review of the Independent Audit and Group Auditor | ||||
Report of the Fiscal Year 2019 | Management | For | Voted - For | ||
4 | Review, Discussion and Approval of the Financial | ||||
Results Relating to Fiscal Year 2019 | Management | For | Voted - For | ||
5 | Release of the Board of Directors on Financial and | ||||
Operational Activities Relating to Fiscal Year 2019 | Management | For | Voted - For | ||
6 | Submitting the Board of Directors Proposal for | ||||
Profit Distribution for the Fiscal Year 2019 to the | |||||
Approval of the General Assembly | Management | For | Voted - For | ||
7 | Determining the Remuneration of the Members of the | ||||
Board of Directors | Management | For | Voted - Against | ||
8 | Pursuant to the Article 399-400 of the Turkish | ||||
Commercial Code, Election of the Auditor and Group | |||||
Auditor | Management | For | Voted - For | ||
9 | Submitting the Extension of the Permitted Period of | ||||
the Incorporations Authorised Capital Ceiling for | |||||
Being Valid Between 2020-2024 (5 Years) and | |||||
Amendments to Article 6 of Articles of Association | |||||
(attachment 2), to the Approval of the General | |||||
Assembly | Management | For | Voted - Against | ||
10 | Informing the Shareholders Regarding the | ||||
Collateral, Pledge, Mortgage, Revenue and Benefits | |||||
Given in Favor of Third Parties As Per Article 12 | |||||
of Corporate Governance Communique (ii-17.1) of the | |||||
Capital Markets Board | Management | For | Voted - For | ||
11 | Submitting Company Share Buy Back Program and the | ||||
Related Authorizations of the Board to the Approval | |||||
of the General Assembly | Management | For | Voted - For |
424
KraneShares MSCI One Belt One Road Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
12 | Informing the Shareholders Regarding the Donations | ||||
Made Within the Fiscal Year 2019 and Determination | |||||
of an Upper Limit for Donations to be Made in 2020 | Management | For | Voted - Against | ||
13 | Recommendations and Closing Statements | Management | For | Voted - For | |
Important Market Processing Requirement: Power of | |||||
Attorney (poa) Requirements Vary by Custodian. | |||||
Global Custodians May Have A Poa in Place Which | |||||
Would Eliminate the Need for the Individual | |||||
Beneficial Owner Poa. in the Absence of This | |||||
Arrangement, an Individual Beneficial Owner Poa May | |||||
be Required. If You Have Any Questions Please | |||||
Contact Your Client Service Representative. Thank | |||||
You. | Management | Non-Voting | Non-Voting | ||
To Attend A Meeting, the Attendee(s) Must Present A | |||||
Poa Issued by the Beneficial Owner, Notarised by A | |||||
Turkish Notary. | Management | Non-Voting | Non-Voting | ||
Please Vote Either '' For'' Or ''against'' on the | |||||
Agenda Items. ''abstain'' is Not Recognized in the | |||||
Turkish Market and is Considered As ''against''. | |||||
Thank You. | Management | Non-Voting | Non-Voting | ||
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD | |||||
Security ID: Y9728A102 | |||||
Meeting Date: 30-Apr-20 | Meeting Type: Annual General Meeting | ||||
1 | To Receive, Consider and Adopt the Audited | ||||
Financial Statements for the Financial Year Ended | |||||
31 December 2019 and the Directors' Statements and | |||||
the Auditors' Report Thereon | Management | For | Voted - For | ||
2 | To Declare A Tax Exempt (one-tier) Final Dividend | ||||
of Sgd 0.045 Per Ordinary Share in Respect of the | |||||
Financial Year Ended 31 December 2019 | Management | For | Voted - For | ||
3 | To Approve the Proposed Directors' Fees of Sgd | ||||
136,500 for the Financial Year Ended 31 December | |||||
2019. (2018: Sgd 136,500) | Management | For | Voted - For | ||
4 | To Re-elect Mr Xu Wen Jiong Who is Retiring by | ||||
Rotation Pursuant to Regulation 94 of the Company's | |||||
Constitution | Management | For | Voted - For | ||
5 | To Re-appoint Messrs PricewaterhouseCoopers LLP As | ||||
Auditors and to Authorise the Directors to Fix | |||||
Their Remuneration | Management | For | Voted - For | ||
6 | Authority to Allot and Issue Shares | Management | For | Voted - For | |
7 | Renewal of Share Purchase Mandate | Management | For | Voted – For |
425
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
AFLAC INCORPORATED | |||||
Security ID: 001055102 | Ticker: AFL | ||||
Meeting Date: 04-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Daniel P. Amos | Management | For | Voted - For | |
1B. | Election of Director: W. Paul Bowers | Management | For | Voted - For | |
1C. | Election of Director: Toshihiko Fukuzawa | Management | For | Voted - For | |
1D. | Election of Director: Thomas J. Kenny | Management | For | Voted - For | |
1E. | Election of Director: Georgette D. Kiser | Management | For | Voted - For | |
1F. | Election of Director: Karole F. Lloyd | Management | For | Voted - For | |
1G. | Election of Director: Nobuchika Mori | Management | For | Voted - For | |
1H. | Election of Director: Joseph L. Moskowitz | Management | For | Voted - For | |
1I. | Election of Director: Barbara K. Rimer, DrPH | Management | For | Voted - For | |
1J. | Election of Director: Katherine T. Rohrer | Management | For | Voted - For | |
1K. | Election of Director: Melvin T. Stith | Management | For | Voted - For | |
2. | To consider the following non-binding advisory | ||||
proposal: "Resolved, on an advisory basis, the | |||||
shareholders of Aflac Incorporated approve the | |||||
compensation of the named executive officers, as | |||||
disclosed pursuant to the compensation disclosure | |||||
rules of the Securities and Exchange Commission, | |||||
including the Compensation Discussion and Analysis | |||||
and accompanying tables and narrative in the Notice | |||||
of 2020 Annual Meeting of Shareholders and Proxy | |||||
Statement" | Management | For | Voted - For | ||
3. | To consider and act upon the ratification of the | ||||
appointment of KPMG LLP as independent registered | |||||
public accounting firm of the Company for the year | |||||
ending December 31, 2020 | Management | For | Voted - For | ||
AIR PRODUCTS AND CHEMICALS, INC. | |||||
Security ID: 009158106 | Ticker: APD | ||||
Meeting Date: 23-Jan-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Susan K. Carter | Management | For | Voted - For | |
1B. | Election of Director: Charles I. Cogut | Management | For | Voted - For | |
1C. | Election of Director: Chadwick C. Deaton | Management | For | Voted - For | |
1D. | Election of Director: Seifollah Ghasemi | Management | For | Voted - For | |
1E. | Election of Director: David H. Y. Ho | Management | For | Voted - For | |
1F. | Election of Director: Margaret G. McGlynn | Management | For | Voted - For | |
1G. | Election of Director: Edward L. Monser | Management | For | Voted - For | |
1H. | Election of Director: Matthew H. Paull | Management | For | Voted - For | |
2. | Advisory vote approving the compensation of the | ||||
Company's named executive officers. | Management | For | Voted - For | ||
3. | Ratify the appointment of Deloitte & Touche LLP as | ||||
the Company's independent registered public | |||||
accounting firm for the fiscal year ending | |||||
September 30, 2020. | Management | For | Voted - For |
426
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ALLIANT ENERGY CORPORATION | |||||
Security ID: 018802108 | Ticker: LNT | ||||
Meeting Date: 21-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Advisory vote to approve the compensation of our | ||||
named executive officers. | Management | For | Voted - For | ||
3. | Approve the Alliant Energy Corporation 2020 Omnibus | ||||
Incentive Plan. | Management | For | Voted - For | ||
4. | Ratification of the appointment of Deloitte & | ||||
Touche LLP as the Company's independent registered | |||||
public accounting firm for 2020. | Management | For | Voted - For | ||
AMERICAN ELECTRIC POWER COMPANY, INC. | |||||
Security ID: 025537101 | Ticker: AEP | ||||
Meeting Date: 21-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Nicholas K. Akins | Management | For | Voted - For | |
1B. | Election of Director: David J. Anderson | Management | For | Voted - For | |
1C. | Election of Director: J. Barnie Beasley, Jr. | Management | For | Voted - For | |
1D. | Election of Director: Ralph D. Crosby, Jr. | Management | For | Voted - For | |
1E. | Election of Director: Art A. Garcia | Management | For | Voted - For | |
1F. | Election of Director: Linda A. Goodspeed | Management | For | Voted - For | |
1G. | Election of Director: Thomas E. Hoaglin | Management | For | Voted - For | |
1H. | Election of Director: Sandra Beach Lin | Management | For | Voted - For | |
1I. | Election of Director: Margaret M. McCarthy | Management | For | Voted - For | |
1J. | Election of Director: Richard C. Notebaert | Management | For | Voted - For | |
1K. | Election of Director: Stephen S. Rasmussen | Management | For | Voted - For | |
1L. | Election of Director: Oliver G. Richard III | Management | For | Voted - For | |
1M. | Election of Director: Sara Martinez Tucker | Management | For | Voted - For | |
2. | Ratification of the appointment of | ||||
PricewaterhouseCoopers LLP as the Company's | |||||
independent registered public accounting firm for | |||||
the fiscal year ending December 31, 2020. | Management | For | Voted - For | ||
3. | Advisory approval of the Company's executive | ||||
compensation. | Management | For | Voted - For | ||
AMERIPRISE FINANCIAL, INC. | |||||
Security ID: 03076C106 | Ticker: AMP | ||||
Meeting Date: 29-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: James M. Cracchiolo | Management | For | Voted - For | |
1B. | Election of Director: Dianne Neal Blixt | Management | For | Voted - For | |
1C. | Election of Director: Amy DiGeso | Management | For | Voted - For | |
1D. | Election of Director: Lon R. Greenberg | Management | For | Voted - For | |
1E. | Election of Director: Jeffrey Noddle | Management | For | Voted - For | |
1F. | Election of Director: Robert F. Sharpe, Jr. | Management | For | Voted - For |
427
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1G. | Election of Director: Brian T. Shea | Management | For | Voted - For | |
1H. | Election of Director: W. Edward Walter III | Management | For | Voted - For | |
1I. | Election of Director: Christopher J. Williams | Management | For | Voted - For | |
2. | To approve the compensation of the named executive | ||||
officers by a nonbinding advisory vote. | Management | For | Voted - For | ||
3. | To ratify the Audit Committee's selection of | ||||
PricewaterhouseCoopers LLP as the Company's | |||||
independent registered public accounting firm for | |||||
2020. | Management | For | Voted - For | ||
ANALOG DEVICES, INC. | |||||
Security ID: 032654105 | Ticker: ADI | ||||
Meeting Date: 11-Mar-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Ray Stata | Management | For | Voted - For | |
1B. | Election of Director: Vincent Roche | Management | For | Voted - For | |
1C. | Election of Director: James A. Champy | Management | For | Voted - For | |
1D. | Election of Director: Anantha P. Chandrakasan | Management | For | Voted - For | |
1E. | Election of Director: Bruce R. Evans | Management | For | Voted - For | |
1F. | Election of Director: Edward H. Frank | Management | For | Voted - For | |
1G. | Election of Director: Karen M. Golz | Management | For | Voted - For | |
1H. | Election of Director: Mark M. Little | Management | For | Voted - For | |
1I. | Election of Director: Kenton J. Sicchitano | Management | For | Voted - For | |
1J. | Election of Director: Susie Wee | Management | For | Voted - For | |
2. | Advisory resolution to approve the compensation of | ||||
our named executive officers. | Management | For | Voted - For | ||
3. | Approval of the Analog Devices, Inc. 2020 Equity | ||||
Incentive Plan. | Management | For | Voted - For | ||
4. | Ratification of Ernst & Young LLP as our | ||||
independent registered public accounting firm for | |||||
fiscal 2020. | Management | For | Voted - For | ||
ASSURANT, INC. | |||||
Security ID: 04621X108 | Ticker: AIZ | ||||
Meeting Date: 07-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Elaine D. Rosen | Management | For | Voted - For | |
1B. | Election of Director: Paget L. Alves | Management | For | Voted - For | |
1C. | Election of Director: Juan N. Cento | Management | For | Voted - For | |
1D. | Election of Director: Alan B. Colberg | Management | For | Voted - For | |
1E. | Election of Director: Harriet Edelman | Management | For | Voted - For | |
1F. | Election of Director: Lawrence V. Jackson | Management | For | Voted - For | |
1G. | Election of Director: Jean-Paul L. Montupet | Management | For | Voted - For | |
1H. | Election of Director: Debra J. Perry | Management | For | Voted - For | |
1I. | Election of Director: Ognjen (Ogi) Redzic | Management | For | Voted - For | |
1J. | Election of Director: Paul J. Reilly | Management | For | Voted - For | |
1K. | Election of Director: Robert W. Stein | Management | For | Voted - For |
428
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2. | Ratification of the appointment of | ||||
PricewaterhouseCoopers LLP as Independent | |||||
Registered Public Accounting Firm. | Management | For | Voted - For | ||
3. | Advisory approval of the 2019 compensation of the | ||||
Company's named executive officers. | Management | For | Voted - For | ||
AT&T INC. | |||||
Security ID: 00206R102 | Ticker: T | ||||
Meeting Date: 24-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Randall L. Stephenson | Management | For | Voted - For | |
1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | Voted - For | |
1C. | Election of Director: Richard W. Fisher | Management | For | Voted - For | |
1D. | Election of Director: Scott T. Ford | Management | For | Voted - For | |
1E. | Election of Director: Glenn H. Hutchins | Management | For | Voted - For | |
1F. | Election of Director: William E. Kennard | Management | For | Voted - For | |
1G. | Election of Director: Debra L. Lee | Management | For | Voted - For | |
1H. | Election of Director: Stephen J. Luczo | Management | For | Voted - For | |
1I. | Election of Director: Michael B. McCallister | Management | For | Voted - For | |
1J. | Election of Director: Beth E. Mooney | Management | For | Voted - For | |
1K. | Election of Director: Matthew K. Rose | Management | For | Voted - For | |
1L. | Election of Director: Cynthia B. Taylor | Management | For | Voted - For | |
1M. | Election of Director: Geoffrey Y. Yang | Management | For | Voted - For | |
2. | Ratification of appointment of independent auditors. | Management | For | Voted - For | |
3. | Advisory approval of executive compensation. | Management | For | Voted - For | |
4. | Independent Board Chairman. | Management | Against | Voted - Against | |
5. | Employee Representative Director. | Management | Against | Voted - Against | |
6. | Improve Guiding Principles of Executive | ||||
Compensation. | Management | Against | Voted - Against | ||
ATMOS ENERGY CORPORATION | |||||
Security ID: 049560105 | Ticker: ATO | ||||
Meeting Date: 05-Feb-20 | Meeting Type: Annual | ||||
1A. | Election of Director: J. Kevin Akers | Management | For | Voted - For | |
1B. | Election of Director: Robert W. Best | Management | For | Voted - For | |
1C. | Election of Director: Kim R. Cocklin | Management | For | Voted - For | |
1D. | Election of Director: Kelly H. Compton | Management | For | Voted - For | |
1E. | Election of Director: Sean Donohue | Management | For | Voted - For | |
1F. | Election of Director: Rafael G. Garza | Management | For | Voted - For | |
1G. | Election of Director: Richard K. Gordon | Management | For | Voted - For | |
1H. | Election of Director: Robert C. Grable | Management | For | Voted - For | |
1I. | Election of Director: Nancy K. Quinn | Management | For | Voted - For | |
1J. | Election of Director: Richard A. Sampson | Management | For | Voted - For | |
1K. | Election of Director: Stephen R. Springer | Management | For | Voted - For | |
1L. | Election of Director: Diana J. Walters | Management | For | Voted - For | |
1M. | Election of Director: Richard Ware II | Management | For | Voted - For |
429
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2. | Proposal to ratify the appointment of Ernst & Young | ||||
LLP as the Company's independent registered public | |||||
accounting firm for fiscal 2020. | Management | For | Voted - For | ||
3. | Proposal for an advisory vote by shareholders to | ||||
approve the compensation of the Company's named | |||||
executive officers for fiscal 2019 ("Say-on-Pay"). | Management | For | Voted - For | ||
AUTOMATIC DATA PROCESSING, INC. | |||||
Security ID: 053015103 | Ticker: ADP | ||||
Meeting Date: 12-Nov-19 | Meeting Type: Annual | ||||
1A. | Election of Director: Peter Bisson | Management | For | Voted - For | |
1B. | Election of Director: Richard T. Clark | Management | For | Voted - For | |
1C. | Election of Director: R. Glenn Hubbard | Management | For | Voted - For | |
1D. | Election of Director: John P. Jones | Management | For | Voted - For | |
1E. | Election of Director: Francine S. Katsoudas | Management | For | Voted - For | |
1F. | Election of Director: Thomas J. Lynch | Management | For | Voted - For | |
1G. | Election of Director: Scott F. Powers | Management | For | Voted - For | |
1H. | Election of Director: William J. Ready | Management | For | Voted - For | |
1I. | Election of Director: Carlos A. Rodriguez | Management | For | Voted - For | |
1J. | Election of Director: Sandra S. Wijnberg | Management | For | Voted - For | |
2. | Advisory Vote on Executive Compensation. | Management | For | Voted - For | |
3. | Ratification of the Appointment of Auditors. | Management | For | Voted - For | |
BECTON, DICKINSON AND COMPANY | |||||
Security ID: 075887109 | Ticker: BDX | ||||
Meeting Date: 28-Jan-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Catherine M. Burzik | Management | For | Voted - For | |
1B. | Election of Director: R. Andrew Eckert | Management | For | Voted - For | |
1C. | Election of Director: Vincent A. Forlenza | Management | For | Voted - For | |
1D. | Election of Director: Claire M. Fraser | Management | For | Voted - For | |
1E. | Election of Director: Jeffrey W. Henderson | Management | For | Voted - For | |
1F. | Election of Director: Christopher Jones | Management | For | Voted - For | |
1G. | Election of Director: Marshall O. Larsen | Management | For | Voted - For | |
1H. | Election of Director: David F. Melcher | Management | For | Voted - For | |
1I. | Election of Director: Thomas E. Polen | Management | For | Voted - For | |
1J. | Election of Director: Claire Pomeroy | Management | For | Voted - For | |
1K. | Election of Director: Rebecca W. Rimel | Management | For | Voted - For | |
1L. | Election of Director: Timothy M. Ring | Management | For | Voted - For | |
1M. | Election of Director: Bertram L. Scott | Management | For | Voted - For | |
2. | Ratification of selection of independent registered | ||||
public accounting firm. | Management | For | Voted - For | ||
3. | Advisory vote to approve named executive officer | ||||
compensation. | Management | For | Voted - For | ||
4. | Approval of amendment to BD's 2004 Employee and | ||||
Director Equity-Based Compensation Plan. | Management | For | Voted - For |
430
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5. | Approval of French Addendum to BD'S 2004 Employee | ||||
and Director Equity-Based Compensation Plan. | Management | For | Voted - For | ||
6. | Shareholder proposal regarding special shareholder | ||||
meetings. | Management | Against | Voted - For | ||
BLACKROCK, INC. | |||||
Security ID: 09247X101 | Ticker: BLK | ||||
Meeting Date: 21-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Bader M. Alsaad | Management | For | Voted - For | |
1B. | Election of Director: Mathis Cabiallavetta | Management | For | Voted - For | |
1C. | Election of Director: Pamela Daley | Management | For | Voted - For | |
1D. | Withdrawn | Management | For | Voted - For | |
1E. | Election of Director: Jessica P. Einhorn | Management | For | Voted - For | |
1F. | Election of Director: Laurence D. Fink | Management | For | Voted - For | |
1G. | Election of Director: William E. Ford | Management | For | Voted - For | |
1H. | Election of Director: Fabrizio Freda | Management | For | Voted - For | |
1I. | Election of Director: Murry S. Gerber | Management | For | Voted - For | |
1J. | Election of Director: Margaret L. Johnson | Management | For | Voted - For | |
1K. | Election of Director: Robert S. Kapito | Management | For | Voted - For | |
1L. | Election of Director: Cheryl D. Mills | Management | For | Voted - For | |
1M. | Election of Director: Gordon M. Nixon | Management | For | Voted - For | |
1N. | Election of Director: Charles H. Robbins | Management | For | Voted - For | |
1O. | Election of Director: Marco Antonio Slim Domit | Management | For | Voted - For | |
1P. | Election of Director: Susan L. Wagner | Management | For | Voted - For | |
1Q. | Election of Director: Mark Wilson | Management | For | Voted - For | |
2. | Approval, in a non-binding advisory vote, of the | ||||
compensation for named executive officers. | Management | For | Voted - For | ||
3. | Ratification of the appointment of Deloitte LLP as | ||||
BlackRock's independent registered public | |||||
accounting firm for the fiscal year 2020. | Management | For | Voted - For | ||
4. | Shareholder Proposal - Production of a Report on | ||||
the "Statement on the Purpose of a Corporation." | Management | Against | Voted - Against | ||
BRISTOL-MYERS SQUIBB COMPANY | |||||
Security ID: 110122108 | Ticker: BMY | ||||
Meeting Date: 05-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Peter J. Arduini | Management | For | Voted - For | |
1B. | Election of Director: Robert Bertolini | Management | For | Voted - For | |
1C. | Election of Director: Michael W. Bonney | Management | For | Voted - For | |
1D. | Election of Director: Giovanni Caforio, M.D. | Management | For | Voted - For | |
1E. | Election of Director: Matthew W. Emmens | Management | For | Voted - For | |
1F. | Election of Director: Julia A. Haller, M.D. | Management | For | Voted - For | |
1G. | Election of Director: Dinesh C. Paliwal | Management | For | Voted - For | |
1H. | Election of Director: Theodore R. Samuels | Management | For | Voted - For | |
1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | Voted - For | |
1J. | Election of Director: Gerald L. Storch | Management | For | Voted - For |
431
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | Voted - For | |
1L. | Election of Director: Phyllis R. Yale | Management | For | Voted - For | |
2. | Advisory vote to approve the compensation of our | ||||
Named Executive Officers. | Management | For | Voted - For | ||
3. | Ratification of the appointment of an independent | ||||
registered public accounting firm. | Management | For | Voted - For | ||
4. | Shareholder Proposal on Separate Chair & CEO. | Management | Against | Voted - Against | |
5. | Shareholder Proposal on Shareholder Right to Act by | ||||
Written Consent. | Management | Against | Voted - For | ||
BROADRIDGE FINANCIAL SOLUTIONS, INC. | |||||
Security ID: 11133T103 | Ticker: BR | ||||
Meeting Date: 14-Nov-19 | Meeting Type: Annual | ||||
1A. | Election of Director: Leslie A. Brun | Management | For | Voted - For | |
1B. | Election of Director: Pamela L. Carter | Management | For | Voted - For | |
1C. | Election of Director: Richard J. Daly | Management | For | Voted - For | |
1D. | Election of Director: Robert N. Duelks | Management | For | Voted - For | |
1E. | Election of Director: Timothy C. Gokey | Management | For | Voted - For | |
1F. | Election of Director: Brett A. Keller | Management | For | Voted - For | |
1G. | Election of Director: Maura A. Markus | Management | For | Voted - For | |
1H. | Election of Director: Thomas J. Perna | Management | For | Voted - For | |
1I. | Election of Director: Alan J. Weber | Management | For | Voted - For | |
1J. | Election of Director: Amit K. Zavery | Management | For | Voted - For | |
2) | Advisory vote to approve the compensation of the | ||||
Company's Named Executive Officers (the Say on Pay | |||||
Vote). | Management | For | Voted - For | ||
3) | To ratify the appointment of Deloitte & Touche LLP | ||||
as the Company's independent registered public | |||||
accountants for the fiscal year ending June 30, | |||||
2020. | Management | For | Voted - For | ||
BROWN & BROWN, INC. | |||||
Security ID: 115236101 | Ticker: BRO | ||||
Meeting Date: 06-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | To ratify the appointment of Deloitte & Touche LLP | ||||
as Brown & Brown, Inc.'s independent registered | |||||
public accountants for the fiscal year ending | |||||
December 31, 2020. | Management | For | Voted - For | ||
3. | To approve, on an advisory basis, the compensation | ||||
of named executive officers. | Management | For | Voted - For |
432
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
CARLISLE COMPANIES INCORPORATED | |||||
Security ID: 142339100 | Ticker: CSL | ||||
Meeting Date: 06-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Robert G. Bohn | Management | For | Voted - For | |
1B. | Election of Director: Gregg A. Ostrander | Management | For | Voted - For | |
1C. | Election of Director: Jesse G. Singh | Management | For | Voted - For | |
2. | To ratify the appointment of Deloitte & Touche LLP | ||||
as the Company's independent registered public | |||||
accounting firm for 2020. | Management | For | Voted - For | ||
3. | To approve, on an advisory basis, the Company's | ||||
named executive officer compensation in 2019. | Management | For | Voted - For | ||
CASEY'S GENERAL STORES, INC. | |||||
Security ID: 147528103 | Ticker: CASY | ||||
Meeting Date: 04-Sep-19 | Meeting Type: Annual | ||||
1.1 | Election of Director: H. Lynn Horak | Management | For | Voted - For | |
1.2 | Election of Director: Judy A. Schmeling | Management | For | Voted - For | |
1.3 | Election of Director: Allison M. Wing | Management | For | Voted - For | |
1.4 | Election of Director: Darren M. Rebelez | Management | For | Voted - For | |
2. | To ratify the appointment of KPMG LLP as the | ||||
independent registered public accounting firm of | |||||
the Company for the fiscal year ending April 30, | |||||
2020. | Management | For | Voted - For | ||
3. | To hold an advisory vote on our named executive | ||||
officer compensation. | Management | For | Voted - For | ||
4. | To approve an amendment to the Company's Articles | ||||
of Incorporation to increase the permissible range | |||||
of the Board of Directors from 4-9 directors to | |||||
7-12 directors with the precise number of directors | |||||
to be determined by the Board of Directors from | |||||
time to time. | Management | For | Voted - For | ||
CELANESE CORPORATION | |||||
Security ID: 150870103 | Ticker: CE | ||||
Meeting Date: 16-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Jean S. Blackwell | Management | For | Voted - For | |
1B. | Election of Director: William M. Brown | Management | For | Voted - For | |
1C. | Election of Director: Edward G. Galante | Management | For | Voted - For | |
1D. | Election of Director: Kathryn M. Hill | Management | For | Voted - For | |
1E. | Election of Director: David F. Hoffmeister | Management | For | Voted - For | |
1F. | Election of Director: Dr. Jay V. Ihlenfeld | Management | For | Voted - For | |
1G. | Election of Director: Mark C. Rohr | Management | For | Voted - For | |
1H. | Election of Director: Kim K.W. Rucker | Management | For | Voted - For | |
1I. | Election of Director: Lori J. Ryerkerk | Management | For | Voted - For |
433
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1J. | Election of Director: John K. Wulff | Management | For | Voted - For | |
2. | Ratification of the selection of KPMG LLP as our | ||||
independent registered public accounting firm for | |||||
2020. | Management | For | Voted - For | ||
3. | Advisory vote to approve executive compensation. | Management | For | Voted - For | |
CHEMED CORPORATION | |||||
Security ID: 16359R103 | Ticker: CHE | ||||
Meeting Date: 18-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Kevin J. McNamara | Management | For | Voted - For | |
1B. | Election of Director: Ron DeLyons | Management | For | Voted - For | |
1C. | Election of Director: Joel F. Gemunder | Management | For | Voted - For | |
1D. | Election of Director: Patrick P. Grace | Management | For | Voted - For | |
1E. | Election of Director: Christopher J. Heaney | Management | For | Voted - For | |
1F. | Election of Director: Thomas C. Hutton | Management | For | Voted - For | |
1G. | Election of Director: Andrea R. Lindell | Management | For | Voted - For | |
1H. | Election of Director: Thomas P. Rice | Management | For | Voted - For | |
1I. | Election of Director: Donald E. Saunders | Management | For | Voted - For | |
1J. | Election of Director: George J. Walsh III | Management | For | Voted - For | |
2. | Ratification of Audit Committee's selection of | ||||
PricewaterhouseCoopers LLP as independent | |||||
accountants for 2020. | Management | For | Voted - For | ||
3. | Advisory vote to approve executive compensation. | Management | For | Voted - For | |
4. | Stockholder proposal requesting a semi-annual | ||||
report on (a) the Company's policies on political | |||||
spending, and (b) political contributions made. | Management | Against | Voted - Against | ||
CINCINNATI FINANCIAL CORPORATION | |||||
Security ID: 172062101 | Ticker: CINF | ||||
Meeting Date: 04-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Thomas J. Aaron | Management | For | Voted - For | |
1B. | Election of Director: William F. Bahl | Management | For | Voted - For | |
1C. | Election of Director: Linda W. Clement-Holmes | Management | For | Voted - For | |
1D. | Election of Director: Dirk J. Debbink | Management | For | Voted - For | |
1E. | Election of Director: Steven J. Johnston | Management | For | Voted - For | |
1F. | Election of Director: Kenneth C. Lichtendahl | Management | For | Voted - For | |
1G. | Election of Director: Jill P. Meyer | Management | For | Voted - For | |
1H. | Election of Director: David P. Osborn | Management | For | Voted - For | |
1I. | Election of Director: Gretchen W. Price | Management | For | Voted - For | |
1J. | Election of Director: Thomas R. Schiff | Management | For | Voted - For | |
1K. | Election of Director: Douglas S. Skidmore | Management | For | Voted - For | |
1L. | Election of Director: John F. Steele, Jr. | Management | For | Voted - For | |
1M. | Election of Director: Larry R. Webb | Management | For | Voted - For | |
2. | A nonbinding proposal to approve compensation for | ||||
the company's named executive officers. | Management | For | Voted - For |
434
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3. | Ratification of the selection of Deloitte & Touche | ||||
LLP as the company's independent registered public | |||||
accounting firm for 2020. | Management | For | Voted - For | ||
CINTAS CORPORATION | |||||
Security ID: 172908105 | Ticker: CTAS | ||||
Meeting Date: 29-Oct-19 | Meeting Type: Annual | ||||
1A. | Election of Director: Gerald S. Adolph | Management | For | Voted - For | |
1B. | Election of Director: John F. Barrett | Management | For | Voted - For | |
1C. | Election of Director: Melanie W. Barstad | Management | For | Voted - For | |
1D. | Election of Director: Karen L. Carnahan | Management | For | Voted - For | |
1E. | Election of Director: Robert E. Coletti | Management | For | Voted - For | |
1F. | Election of Director: Scott D. Farmer | Management | For | Voted - For | |
1G. | Election of Director: James J. Johnson | Management | For | Voted - For | |
1H. | Election of Director: Joseph Scaminace | Management | For | Voted - For | |
1I. | Election of Director: Ronald W. Tysoe | Management | For | Voted - For | |
2. | To approve, on an advisory basis, named executive | ||||
officer compensation. | Management | For | Voted - For | ||
3. | To ratify Ernst & Young LLP as our independent | ||||
registered public accounting firm for fiscal year | |||||
2020. | Management | For | Voted - For | ||
4. | A shareholder proposal requesting the Company | ||||
provide an annual report on political | |||||
contributions, if properly presented at the meeting. | Management | Against | Voted - Against | ||
CMS ENERGY CORPORATION | |||||
Security ID: 125896100 | Ticker: CMS | ||||
Meeting Date: 01-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Jon E. Barfield | Management | For | Voted - For | |
1B. | Election of Director: Deborah H. Butler | Management | For | Voted - For | |
1C. | Election of Director: Kurt L. Darrow | Management | For | Voted - For | |
1D. | Election of Director: William D. Harvey | Management | For | Voted - For | |
1E. | Election of Director: Patricia K. Poppe | Management | For | Voted - For | |
1F. | Election of Director: John G. Russell | Management | For | Voted - For | |
1G. | Election of Director: Suzanne F. Shank | Management | For | Voted - For | |
1H. | Election of Director: Myrna M. Soto | Management | For | Voted - For | |
1I. | Election of Director: John G. Sznewajs | Management | For | Voted - For | |
1J. | Election of Director: Ronald J. Tanski | Management | For | Voted - For | |
1K. | Election of Director: Laura H. Wright | Management | For | Voted - For | |
2. | Approve, on an advisory basis, the Company's | ||||
executive compensation. | Management | For | Voted - For | ||
3. | Ratify the appointment of independent registered | ||||
public accounting firm (PricewaterhouseCoopers LLP). | Management | For | Voted - For | ||
4. | Approve the 2020 Performance Incentive Stock Plan. | Management | For | Voted - For | |
5. | Shareholder Proposal - Political Contributions | ||||
Disclosure. | Management | Against | Voted - Against |
435
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
COSTCO WHOLESALE CORPORATION | |||||
Security ID: 22160K105 | Ticker: COST | ||||
Meeting Date: 22-Jan-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Ratification of selection of independent auditors. | Management | For | Voted - For | |
3. | Approval, on an advisory basis, of executive | ||||
compensation. | Management | For | Voted - For | ||
4. | Approval to amend Articles of Incorporation to | ||||
permit removal of directors without cause. | Management | For | Voted - For | ||
5. | Shareholder proposal regarding a director skills | ||||
matrix and disclosure of director ideological | |||||
perspectives. | Management | Against | Voted - Against | ||
CUMMINS INC. | |||||
Security ID: 231021106 | Ticker: CMI | ||||
Meeting Date: 12-May-20 | Meeting Type: Annual | ||||
1) | Election of Director: N. Thomas Linebarger | Management | For | Voted - For | |
2) | Election of Director: Robert J. Bernhard | Management | For | Voted - For | |
3) | Election of Director: Dr. Franklin R. Chang Diaz | Management | For | Voted - For | |
4) | Election of Director: Bruno V. Di Leo Allen | Management | For | Voted - For | |
5) | Election of Director: Stephen B. Dobbs | Management | For | Voted - For | |
6) | Election of Director: Robert K. Herdman | Management | For | Voted - For | |
7) | Election of Director: Alexis M. Herman | Management | For | Voted - For | |
8) | Election of Director: Thomas J. Lynch | Management | For | Voted - For | |
9) | Election of Director: William I. Miller | Management | For | Voted - For | |
10) | Election of Director: Georgia R. Nelson | Management | For | Voted - For | |
11) | Election of Director: Karen H. Quintos | Management | For | Voted - For | |
12) | Advisory vote to approve the compensation of our | ||||
named executive officers as disclosed in the proxy | |||||
statement. | Management | For | Voted - For | ||
13) | Proposal to ratify the appointment of | ||||
PricewaterhouseCoopers LLP as our auditors for 2020. | Management | For | Voted - For | ||
14) | The shareholder proposal regarding by-law | ||||
amendments. | Management | Against | Voted - Against | ||
DIGITAL REALTY TRUST, INC. | |||||
Security ID: 253868103 | Ticker: DLR | ||||
Meeting Date: 08-Jun-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Laurence A. Chapman | Management | For | Voted - For | |
1B. | Election of Director: Alexis Black Bjorlin | Management | For | Voted - For | |
1C. | Election of Director: Michael A. Coke | Management | For | Voted - For | |
1D. | Election of Director: VeraLinn Jamieson | Management | For | Voted - For | |
1E. | Election of Director: Kevin J. Kennedy | Management | For | Voted - For | |
1F. | Election of Director: William G. LaPerch | Management | For | Voted - For |
436
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1G. | Election of Director: Jean F.H.P. Mandeville | Management | For | Voted - For | |
1H. | Election of Director: Afshin Mohebbi | Management | For | Voted - For | |
1I. | Election of Director: Mark R. Patterson | Management | For | Voted - For | |
1J. | Election of Director: Mary Hogan Preusse | Management | For | Voted - For | |
1K. | Election of Director: A. William Stein | Management | For | Voted - For | |
2. | To ratify the selection of KPMG LLP as the | ||||
Company's independent registered public accounting | |||||
firm for the year ending December 31, 2020. | Management | For | Voted - For | ||
3. | To approve, on a non-binding, advisory basis, the | ||||
compensation of the Company's named executive | |||||
officers, as more fully described in the | |||||
accompanying Proxy Statement (say on pay). | Management | For | Voted - For | ||
DOVER CORPORATION | |||||
Security ID: 260003108 | Ticker: DOV | ||||
Meeting Date: 08-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: H. J. Gilbertson, Jr. | Management | For | Voted - For | |
1B. | Election of Director: K. C. Graham | Management | For | Voted - For | |
1C. | Election of Director: M. F. Johnston | Management | For | Voted - For | |
1D. | Election of Director: E. A. Spiegel | Management | For | Voted - For | |
1E. | Election of Director: R. J. Tobin | Management | For | Voted - For | |
1F. | Election of Director: S. M. Todd | Management | For | Voted - For | |
1G. | Election of Director: S. K. Wagner | Management | For | Voted - For | |
1H. | Election of Director: K. E. Wandell | Management | For | Voted - For | |
1I. | Election of Director: M. A. Winston | Management | For | Voted - For | |
2. | To ratify the appointment of PricewaterhouseCoopers | ||||
LLP as our independent registered public accounting | |||||
firm for 2020. | Management | For | Voted - For | ||
3. | To approve, on an advisory basis, named executive | ||||
officer compensation. | Management | For | Voted - For | ||
4. | To consider a shareholder proposal regarding the | ||||
right to allow shareholders to act by written | |||||
consent. | Management | Against | Voted - Against | ||
EATON CORPORATION PLC | |||||
Security ID: G29183103 | Ticker: ETN | ||||
Meeting Date: 22-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Craig Arnold | Management | For | Voted - For | |
1B. | Election of Director: Christopher M. Connor | Management | For | Voted - For | |
1C. | Election of Director: Michael J. Critelli | Management | For | Voted - For | |
1D. | Election of Director: Richard H. Fearon | Management | For | Voted - For | |
1E. | Election of Director: Olivier Leonetti | Management | For | Voted - For | |
1F. | Election of Director: Deborah L. McCoy | Management | For | Voted - For | |
1G. | Election of Director: Silvio Napoli | Management | For | Voted - For | |
1H. | Election of Director: Gregory R. Page | Management | For | Voted - For | |
1I. | Election of Director: Sandra Pianalto | Management | For | Voted - For |
437
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1J. | Election of Director: Lori J. Ryerkerk | Management | For | Voted - For | |
1K. | Election of Director: Gerald B. Smith | Management | For | Voted - For | |
1L. | Election of Director: Dorothy C. Thompson | Management | For | Voted - For | |
2. | Approving a proposed 2020 Stock Plan. | Management | For | Voted - For | |
3. | Approving the appointment of Ernst & Young as | ||||
independent auditor for 2020 and authorizing the | |||||
Audit Committee of the Board of Directors to set | |||||
its remuneration. | Management | For | Voted - For | ||
4. | Advisory approval of the Company's executive | ||||
compensation. | Management | For | Voted - For | ||
5. | Approving a proposal to grant the Board authority | ||||
to issue shares. | Management | For | Voted - For | ||
6. | Approving a proposal to grant the Board authority | ||||
to opt out of pre-emption rights. | Management | For | Voted - For | ||
7. | Authorizing the Company and any subsidiary of the | ||||
Company to make overseas market purchases of | |||||
Company shares. | Management | For | Voted - For | ||
EDISON INTERNATIONAL | |||||
Security ID: 281020107 | Ticker: EIX | ||||
Meeting Date: 23-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | Voted - For | |
1B. | Election of Director: Michael C. Camuñez | Management | For | Voted - For | |
1C. | Election of Director: Vanessa C.L. Chang | Management | For | Voted - For | |
1D. | Election of Director: James T. Morris | Management | For | Voted - For | |
1E. | Election of Director: Timothy T. O'Toole | Management | For | Voted - For | |
1F. | Election of Director: Pedro J. Pizarro | Management | For | Voted - For | |
1G. | Election of Director: Carey A. Smith | Management | For | Voted - For | |
1H. | Election of Director: Linda G. Stuntz | Management | For | Voted - For | |
1I. | Election of Director: William P. Sullivan | Management | For | Voted - For | |
1J. | Election of Director: Peter J. Taylor | Management | For | Voted - For | |
1K. | Election of Director: Keith Trent | Management | For | Voted - For | |
2. | Ratification of the Independent Registered Public | ||||
Accounting Firm. | Management | For | Voted - For | ||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | Voted - For | |
4. | Shareholder Proposal Regarding a Shareholder Vote | ||||
on Bylaw Amendments. | Management | Against | Voted - Against | ||
EQUITY LIFESTYLE PROPERTIES, INC. | |||||
Security ID: 29472R108 | Ticker: ELS | ||||
Meeting Date: 28-Apr-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Ratification of the selection of Ernst & Young LLP | ||||
as the Company's Independent Registered Public | |||||
Accounting Firm for 2020. | Management | For | Voted - For |
438
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3. | Approval on a non-binding, advisory basis of our | ||||
executive compensation as disclosed in the Proxy | |||||
Statement. | Management | For | Voted - For | ||
4. | Amendment of the Company's Charter to increase from | ||||
400,000,000 to 600,000,000 the number of shares of | |||||
Common Stock the Company is authorized to issue. | Management | For | Voted - For | ||
ESSENTIAL UTILITIES INC | |||||
Security ID: 29670G102 | Ticker: WTRG | ||||
Meeting Date: 06-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | To ratify the appointment of PricewaterhouseCoopers | ||||
LLP as the independent registered public accounting | |||||
firm for the Company for the 2020 fiscal year. | Management | For | Voted - For | ||
3. | To approve an advisory vote on the compensation | ||||
paid to the Company's named executive officers for | |||||
2019 | Management | For | Voted - For | ||
4. | To approve an amendment to the Articles of | ||||
Incorporation to establish a majority voting | |||||
standard in uncontested director elections. | Management | For | Voted - For | ||
5. | To approve an amendment to the Articles of | ||||
Incorporation to increase the number of authorized | |||||
shares of common stock from 300 million to 600 | |||||
million. | Management | For | Voted - For | ||
ESSEX PROPERTY TRUST, INC. | |||||
Security ID: 297178105 | Ticker: ESS | ||||
Meeting Date: 12-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Ratification of the appointment of KPMG LLP as the | ||||
independent registered public accounting firm for | |||||
the Company for the year ending December 31, 2020. | Management | For | Voted - For | ||
3. | Advisory vote to approve the Company's named | ||||
executive officer compensation. | Management | For | Voted - For | ||
EVERSOURCE ENERGY | |||||
Security ID: 30040W108 Ticker: ES | |||||
Meeting Date: 06-May-20 | Meeting Type: Annual | ||||
1A. | Election of Trustee: Cotton M. Cleveland | Management | For | Voted - For | |
1B. | Election of Trustee: James S. DiStasio | Management | For | Voted - For | |
1C. | Election of Trustee: Francis A. Doyle | Management | For | Voted - For | |
1D. | Election of Trustee: Linda Dorcena Forry | Management | For | Voted - For | |
1E. | Election of Trustee: James J. Judge | Management | For | Voted - For | |
1F. | Election of Trustee: John Y. Kim | Management | For | Voted - For | |
1G. | Election of Trustee: Kenneth R. Leibler | Management | For | Voted - For |
439
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1H. | Election of Trustee: David H. Long | Management | For | Voted - For | |
1I. | Election of Trustee: William C. Van Faasen | Management | For | Voted - For | |
1J. | Election of Trustee: Frederica M. Williams | Management | For | Voted - For | |
2. | Consider an advisory proposal approving the | ||||
compensation of our Named Executive Officers. | Management | For | Voted - For | ||
3. | Ratify the selection of Deloitte & Touche LLP as | ||||
our independent registered public accounting firm | |||||
for 2020. | Management | For | Voted - For | ||
FACTSET RESEARCH SYSTEMS INC. | |||||
Security ID: 303075105 | Ticker: FDS | ||||
Meeting Date: 19-Dec-19 | Meeting Type: Annual | ||||
1.1 | Election Of Director: F. Philip Snow | Management | For | Voted - For | |
1.2 | Election Of Director: Sheila B. Jordan | Management | For | Voted - For | |
1.3 | Election Of Director: James J. Mcgonigle | Management | For | Voted - For | |
2. | To Ratify The Appointment Of The Accounting Firm Of | ||||
Ernst & Young Llp As The Independent Registered | |||||
Public Accounting Firm For The Fiscal Year Ending | |||||
August 31, 2020. | Management | For | Voted - For | ||
3. | To Approve, By Non-Binding Vote, The Compensation | ||||
Of The Company's Named Executive Officers. | Management | For | Voted - For | ||
GENERAL MILLS, INC. | |||||
Security ID: 370334104 | Ticker: GIS | ||||
Meeting Date: 24-Sep-19 | Meeting Type: Annual | ||||
1A. | Election of Director: R. Kerry Clark | Management | For | Voted - For | |
1B. | Election of Director: David M. Cordani | Management | For | Voted - For | |
1C. | Election of Director: Roger W. Ferguson Jr. | Management | For | Voted - For | |
1D. | Election of Director: Jeffrey L. Harmening | Management | For | Voted - For | |
1E. | Election of Director: Maria G. Henry | Management | For | Voted - For | |
1F. | Election of Director: Elizabeth C. Lempres | Management | For | Voted - For | |
1G. | Election of Director: Diane L. Neal | Management | For | Voted - For | |
1H. | Election of Director: Steve Odland | Management | For | Voted - For | |
1I. | Election of Director: Maria A. Sastre | Management | For | Voted - For | |
1J. | Election of Director: Eric D. Sprunk | Management | For | Voted - For | |
1K. | Election of Director: Jorge A. Uribe | Management | For | Voted - For | |
2. | Advisory Vote on Executive Compensation. | Management | For | Voted - For | |
3. | Ratify Appointment of the Independent Registered | ||||
Public Accounting Firm. | Management | For | Voted - For | ||
GLOBE LIFE INC. | |||||
Security ID: 37959E102 | Ticker: GL | ||||
Meeting Date: 30-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Charles E. Adair | Management | For | Voted - For |
440
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1B. | Election of Director: Linda L. Addison | Management | For | Voted - For | |
1C. | Election of Director: Marilyn A. Alexander | Management | For | Voted - For | |
1D. | Election of Director: Cheryl D. Alston | Management | For | Voted - For | |
1E. | Election of Director: Jane M. Buchan | Management | For | Voted - For | |
1F. | Election of Director: Gary L. Coleman | Management | For | Voted - For | |
1G. | Election of Director: Larry M. Hutchison | Management | For | Voted - For | |
1H. | Election of Director: Robert W. Ingram | Management | For | Voted - For | |
1I. | Election of Director: Steven P. Johnson | Management | For | Voted - For | |
1J. | Election of Director: Darren M. Rebelez | Management | For | Voted - For | |
1K. | Election of Director: Mary E. Thigpen | Management | For | Voted - For | |
2. | Ratification of Auditors. | Management | For | Voted - For | |
3. | Approval of 2019 Executive Compensation. | Management | For | Voted - For | |
HONEYWELL INTERNATIONAL INC. | |||||
Security ID: 438516106 | Ticker: HON | ||||
Meeting Date: 27-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Darius Adamczyk | Management | For | Voted - For | |
1B. | Election of Director: Duncan B. Angove | Management | For | Voted - For | |
1C. | Election of Director: William S. Ayer | Management | For | Voted - For | |
1D. | Election of Director: Kevin Burke | Management | For | Voted - For | |
1E. | Election of Director: D. Scott Davis | Management | For | Voted - For | |
1F. | Election of Director: Linnet F. Deily | Management | For | Voted - For | |
1G. | Election of Director: Deborah Flint | Management | For | Voted - For | |
1H. | Election of Director: Judd Gregg | Management | For | Voted - For | |
1I. | Election of Director: Clive Hollick | Management | For | Voted - For | |
1J. | Election of Director: Grace D. Lieblein | Management | For | Voted - For | |
1K. | Election of Director: Raymond T. Odierno | Management | For | Voted - For | |
1L. | Election of Director: George Paz | Management | For | Voted - For | |
1M. | Election of Director: Robin L. Washington | Management | For | Voted - For | |
2. | Advisory Vote to Approve Executive Compensation. | Management | For | Voted - For | |
3. | Approval of Independent Accountants. | Management | For | Voted - For | |
4. | Let Shareholders Vote on Bylaw Amendments. | Management | Against | Voted - Against | |
5. | Report on Lobbying Activities and Expenditures. | Management | Against | Voted - Against | |
HUBBELL INCORPORATED | |||||
Security ID: 443510607 | Ticker: HUBB | ||||
Meeting Date: 05-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | To approve, by non-binding vote, the compensation | ||||
of our named executive officers as presented in the | |||||
2020 Proxy Statement. | Management | For | Voted - For | ||
3. | To ratify the selection of PricewaterhouseCoopers | ||||
LLP as our independent registered public accounting | |||||
firm for the year 2020. | Management | For | Voted - For |
441
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
IDEX CORPORATION | |||||
Security ID: 45167R104 | Ticker: IEX | ||||
Meeting Date: 07-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Advisory vote to approve named executive officer | ||||
compensation. | Management | For | Voted - For | ||
3. | Ratification of the appointment of Deloitte & | ||||
Touche LLP as our independent registered accounting | |||||
firm for 2020. | Management | For | Voted - For | ||
4. | To consider a stockholder proposal regarding a | ||||
report related to employee representation on the | |||||
Company's Board of Directors, if properly presented | |||||
at the meeting. | Management | Against | Voted - Against | ||
J.B. HUNT TRANSPORT SERVICES, INC. | |||||
Security ID: 445658107 | Ticker: JBHT | ||||
Meeting Date: 23-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Douglas G. Duncan | Management | For | Voted - For | |
1B. | Election of Director: Francesca M. Edwardson | Management | For | Voted - For | |
1C. | Election of Director: Wayne Garrison | Management | For | Voted - For | |
1D. | Election of Director: Sharilyn S. Gasaway | Management | For | Voted - For | |
1E. | Election of Director: Gary C. George | Management | For | Voted - For | |
1F. | Election of Director: J. Bryan Hunt, Jr. | Management | For | Voted - For | |
1G. | Election of Director: Gale V. King | Management | For | Voted - For | |
1H. | Election of Director: John N. Roberts III | Management | For | Voted - For | |
1I. | Election of Director: James L. Robo | Management | For | Voted - For | |
1J. | Election of Director: Kirk Thompson | Management | For | Voted - For | |
2. | To approve an advisory resolution regarding the | ||||
Company's compensation of its named executive | |||||
officers. | Management | For | Voted - For | ||
3. | To ratify the appointment of Ernst & Young LLP as | ||||
the Company's independent public accountants for | |||||
calendar year 2020. | Management | For | Voted - For | ||
4. | To approve a stockholder proposal regarding | ||||
reporting political contributions. | Management | Against | Voted - Against | ||
5. | To approve a stockholder proposal seeking a report | ||||
on climate change initiatives. | Management | Against | Voted - For | ||
KELLOGG COMPANY | |||||
Security ID: 487836108 | Ticker: K | ||||
Meeting Date: 24-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director term expires in 2023: | ||||
Stephanie Burns | Management | For | Voted - For |
442
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1B. | Election of Director term expires in 2023: Steve | ||||
Cahillane | Management | For | Voted - For | ||
1C. | Election of Director term expires in 2023: Richard | ||||
Dreiling | Management | For | Voted - For | ||
1D. | Election of Director term expires in 2023: La June | ||||
Montgomery Tabron | Management | For | Voted - For | ||
2. | Advisory resolution to approve executive | ||||
compensation. | Management | For | Voted - For | ||
3. | Ratification of the appointment of | ||||
PricewaterhouseCoopers LLP as Kellogg's independent | |||||
registered public accounting firm for fiscal year | |||||
2020. | Management | For | Voted - For | ||
4. | Approval of the amendment and restatement of the | ||||
Kellogg Company 2002 Employee Stock Purchase Plan. | Management | For | Voted - For | ||
5. | Management proposal to declassify board of | ||||
directors. | Management | For | Voted - For | ||
6. | Shareowner proposal, if properly presented at the | ||||
meeting, to adopt simple majority vote. | Management | Against | Voted - For | ||
KIMBERLY-CLARK CORPORATION | |||||
Security ID: 494368103 | Ticker: KMB | ||||
Meeting Date: 29-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Abelardo E. Bru | Management | For | Voted - For | |
1B. | Election of Director: Robert W. Decherd | Management | For | Voted - For | |
1C. | Election of Director: Michael D. Hsu | Management | For | Voted - For | |
1D. | Election of Director: Mae C. Jemison, M.D. | Management | For | Voted - For | |
1E. | Election of Director: S. Todd Maclin | Management | For | Voted - For | |
1F. | Election of Director: Sherilyn S. McCoy | Management | For | Voted - For | |
1G. | Election of Director: Christa S. Quarles | Management | For | Voted - For | |
1H. | Election of Director: Ian C. Read | Management | For | Voted - For | |
1I. | Election of Director: Dunia A. Shive | Management | For | Voted - For | |
1J. | Election of Director: Mark T. Smucker | Management | For | Voted - For | |
1K. | Election of Director: Michael D. White | Management | For | Voted - For | |
2. | Ratification of Auditor. | Management | For | Voted - For | |
3. | Advisory Vote to Approve Named Executive Officer | ||||
Compensation. | Management | For | Voted - For | ||
4. | Stockholder Proposal Regarding Right to Act by | ||||
Written Consent. | Management | Against | Voted - For | ||
L3HARRIS TECHNOLOGIES INC. | |||||
Security ID: 502431109 | Ticker: LHX | ||||
Meeting Date: 25-Oct-19 | Meeting Type: Annual | ||||
1A. | Election of Director: Sallie B. Bailey | Management | For | Voted - For | |
1B. | Election of Director: William M. Brown | Management | For | Voted - For | |
1C. | Election of Director: Peter W. Chiarelli | Management | For | Voted - For | |
1D. | Election of Director: Thomas A. Corcoran | Management | For | Voted - For | |
1E. | Election of Director: Thomas A. Dattilo | Management | For | Voted - For |
443
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1F. | Election of Director: Roger B. Fradin | Management | For | Voted - For | |
1G. | Election of Director: Lewis Hay III | Management | For | Voted - For | |
1H. | Election of Director: Lewis Kramer | Management | For | Voted - For | |
1I. | Election of Director: Christopher E. Kubasik | Management | For | Voted - For | |
1J. | Election of Director: Rita S. Lane | Management | For | Voted - For | |
1k. | Election of Director: Robert B. Millard | Management | For | Voted - For | |
1L. | Election of Director: Lloyd W. Newton | Management | For | Voted - For | |
2. | Advisory Vote to Approve the Compensation of Named | ||||
Executive Officers as Disclosed in the Proxy | |||||
Statement. | Management | For | Voted - For | ||
3. | Ratification of Appointment of Ernst & Young LLP as | ||||
Independent Registered Public Accounting Firm for | |||||
the fiscal transition period ending January 3, 2020. | Management | For | Voted - For | ||
Meeting Date: 24-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Sallie B. Bailey | Management | For | Voted - For | |
1B. | Election of Director: William M. Brown | Management | For | Voted - For | |
1C. | Election of Director: Peter W. Chiarelli | Management | For | Voted - For | |
1D. | Election of Director: Thomas A. Corcoran | Management | For | Voted - For | |
1E. | Election of Director: Thomas A. Dattilo | Management | For | Voted - For | |
1F. | Election of Director: Roger B. Fradin | Management | For | Voted - For | |
1G. | Election of Director: Lewis Hay III | Management | For | Voted - For | |
1H. | Election of Director: Lewis Kramer | Management | For | Voted - For | |
1I. | Election of Director: Christopher E. Kubasik | Management | For | Voted - For | |
1J. | Election of Director: Rita S. Lane | Management | For | Voted - For | |
1K. | Election of Director: Robert B. Millard | Management | For | Voted - For | |
1L. | Election of Director: Lloyd W. Newton | Management | For | Voted - For | |
2. | Approval, in an Advisory Vote, of the Compensation | ||||
of Named Executive Officers as Disclosed in the | |||||
Proxy Statement | Management | For | Voted - For | ||
3. | Ratification of Appointment of Ernst & Young LLP as | ||||
Independent Registered Public Accounting Firm for | |||||
Fiscal Year 2020 | Management | For | Voted - For | ||
4. | Approval of an Amendment to Our Restated | ||||
Certificate of Incorporation to Eliminate the | |||||
Supermajority Voting and "Fair Price" Requirements | |||||
for Business Combinations Involving Interested | |||||
Shareholders | Management | For | Voted - For | ||
5. | Approval of an Amendment to Our Restated | ||||
Certificate of Incorporation to Eliminate the | |||||
"Anti-Greenmail" Provision | Management | For | Voted - For | ||
6. | Approval of an Amendment to Our Restated | ||||
Certificate of Incorporation to Eliminate the | |||||
Cumulative Voting Provision that Applies When We | |||||
Have a 40% Shareholder | Management | For | Voted - For | ||
7. | Shareholder Proposal to Permit the Ability of | ||||
Shareholders to Act by Written Consent | Management | Against | Voted - For |
444
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
LEGGETT & PLATT, INCORPORATED | |||||
Security ID: 524660107 | Ticker: LEG | ||||
Meeting Date: 15-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Mark A. Blinn | Management | For | Voted - For | |
1B. | Election of Director: Robert E. Brunner | Management | For | Voted - For | |
1C. | Election of Director: Mary Campbell | Management | For | Voted - For | |
1D. | Election of Director: J. Mitchell Dolloff | Management | For | Voted - For | |
1E. | Election of Director: Manuel A. Fernandez | Management | For | Voted - For | |
1F. | Election of Director: Karl G. Glassman | Management | For | Voted - For | |
1G. | Election of Director: Joseph W. McClanathan | Management | For | Voted - For | |
1H. | Election of Director: Judy C. Odom | Management | For | Voted - For | |
1I. | Election of Director: Srikanth Padmanabhan | Management | For | Voted - For | |
1J. | Election of Director: Jai Shah | Management | For | Voted - For | |
1K. | Election of Director: Phoebe A. Wood | Management | For | Voted - For | |
2. | Ratification of the selection of | ||||
PricewaterhouseCoopers LLP as the Company's | |||||
independent registered public accounting firm for | |||||
the year ending December 31, 2020. | Management | For | Voted - For | ||
3. | Approval of the amendment and restatement of the | ||||
Flexible Stock Plan. | Management | For | Voted - For | ||
4. | An advisory vote to approve named executive officer | ||||
compensation as described in the Company's proxy | |||||
statement. | Management | For | Voted - For | ||
LOCKHEED MARTIN CORPORATION | |||||
Security ID: 539830109 | Ticker: LMT | ||||
Meeting Date: 23-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Daniel F. Akerson | Management | For | Voted - For | |
1B. | Election of Director: David B. Burritt | Management | For | Voted - For | |
1C. | Election of Director: Bruce A. Carlson | Management | For | Voted - For | |
1D. | Election of Director: Joseph F. Dunford, Jr. | Management | For | Voted - For | |
1E. | Election of Director: James O. Ellis, Jr. | Management | For | Voted - For | |
1F. | Election of Director: Thomas J. Falk | Management | For | Voted - For | |
1G. | Election of Director: Ilene S. Gordon | Management | For | Voted - For | |
1H. | Election of Director: Marillyn A. Hewson | Management | For | Voted - For | |
1I. | Election of Director: Vicki A. Hollub | Management | For | Voted - For | |
1J. | Election of Director: Jeh C. Johnson | Management | For | Voted - For | |
1K. | Election of Director: Debra L. Reed-Klages | Management | For | Voted - For | |
1L. | Election of Director: James D. Taiclet, Jr. | Management | For | Voted - For | |
2. | Ratification of Appointment of Ernst & Young LLP as | ||||
Independent Auditors for 2020. | Management | For | Voted - For | ||
3. | Advisory Vote to Approve the Compensation of our | ||||
Named Executive Officers (Say-on-Pay). | Management | For | Voted - For | ||
4. | Management Proposal to Approve the Lockheed Martin | ||||
Corporation 2020 Incentive Performance Award Plan. | Management | For | Voted - For |
445
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
5. | Stockholder Proposal to Adopt Stockholder Action By | ||||
Written Consent. | Management | Against | Voted - For | ||
LOWE'S COMPANIES, INC. | |||||
Security ID: 548661107 | Ticker: LOW | ||||
Meeting Date: 29-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Advisory vote to approve Lowe's named executive | ||||
officer compensation in fiscal 2019. | Management | For | Voted - For | ||
3. | Ratification of the appointment of Deloitte & | ||||
Touche LLP as Lowe's independent registered public | |||||
accounting firm for fiscal 2020. | Management | For | Voted - For | ||
4. | Approve amendment to Bylaws reducing the ownership | ||||
threshold to call special shareholder meetings to | |||||
15% of outstanding shares. | Management | For | Voted - For | ||
5. | Approve 2020 Employee Stock Purchase Plan. | Management | For | Voted - For | |
6. | Shareholder proposal to reduce the ownership | ||||
threshold to call special shareholder meetings to | |||||
10% of outstanding shares. | Management | Against | Voted - Against | ||
MCCORMICK & COMPANY, INCORPORATED | |||||
Security ID: 579780206 | Ticker: MKC | ||||
Meeting Date: 01-Apr-20 | Meeting Type: Annual | ||||
1. | You Are Cordially Invited To Attend The Annual | ||||
Meeting Of Stockholders Of Mccormick & Company, | |||||
Incorporated (The "Company") To Be Held Via A | |||||
Virtual Shareholder Meeting On Wednesday, April 1, | |||||
2020 At 10:00 Am Edt. Please Use The Following Url | |||||
To Access The Meeting | |||||
(Www.Virtualshareholdermeeting.Com/Mkc2020). | Management | Non-Voting | |||
MDU RESOURCES GROUP, INC. | |||||
Security ID: 552690109 | Ticker: MDU | ||||
Meeting Date: 12-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Thomas Everist | Management | For | Voted - For | |
1B. | Election of Director: Karen B. Fagg | Management | For | Voted - For | |
1C. | Election of Director: David L. Goodin | Management | For | Voted - For | |
1D. | Election of Director: Mark A. Hellerstein | Management | For | Voted - For | |
1E. | Election of Director: Dennis W. Johnson | Management | For | Voted - For | |
1F. | Election of Director: Patricia L. Moss | Management | For | Voted - For | |
1G. | Election of Director: Edward A. Ryan | Management | For | Voted - For | |
1H. | Election of Director: David M. Sparby | Management | For | Voted - For | |
1I. | Election of Director: Chenxi Wang | Management | For | Voted - For | |
1J. | Election of Director: John K. Wilson | Management | For | Voted - For |
446
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
2. | Advisory Vote to Approve the Compensation Paid to | ||||
the Company's Named Executive Officers. | Management | For | Voted - For | ||
3. | Ratification of the Appointment of Deloitte & | ||||
Touche LLP as the Company's Independent Registered | |||||
Public Accounting Firm for 2020. | Management | For | Voted - For | ||
MEDTRONIC PLC | |||||
Security ID: G5960L103 | Ticker: MDT | ||||
Meeting Date: 06-Dec-19 | Meeting Type: Annual | ||||
1A. | Election of Director: Richard H. Anderson | Management | For | Voted - For | |
1B. | Election of Director: Craig Arnold | Management | For | Voted - For | |
1C. | Election of Director: Scott C. Donnelly | Management | For | Voted - For | |
1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | Voted - For | |
1E. | Election of Director: Randall J. Hogan, III | Management | For | Voted - For | |
1F. | Election of Director: Omar Ishrak | Management | For | Voted - For | |
1G. | Election of Director: Michael O. Leavitt | Management | For | Voted - For | |
1H. | Election of Director: James T. Lenehan | Management | For | Voted - For | |
1I. | Election of Director: Geoffrey S. Martha | Management | For | Voted - For | |
1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | Voted - For | |
1K. | Election of Director: Denise M. O'Leary | Management | For | Voted - For | |
1L. | Election of Director: Kendall J. Powell | Management | For | Voted - For | |
2. | To ratify, in a non-binding vote, the appointment | ||||
of PricewaterhouseCoopers LLP as Medtronic's | |||||
independent auditor for fiscal year 2020 and to | |||||
authorize, in a binding vote, the Board of | |||||
Directors, acting through the Audit Committee, to | |||||
set the auditor's remuneration. | Management | For | Voted - For | ||
3. | To approve, in a non-binding advisory vote, named | ||||
executive officer compensation (a "Say-on-Pay" | |||||
vote). | Management | For | Voted - For | ||
4. | To renew the Board's authority to issue shares. | Management | For | Voted - For | |
5. | To renew the Board's authority to opt out of | ||||
pre-emption rights. | Management | For | Voted - For | ||
6. | Authorizing the Company and any subsidiary of the | ||||
Company to make overseas market purchases of | |||||
Medtronic ordinary shares. | Management | For | Voted - For | ||
MICROCHIP TECHNOLOGY INCORPORATED | |||||
Security ID: 595017104 | Ticker: MCHP | ||||
Meeting Date: 20-Aug-19 | Meeting Type: Annual | ||||
1.1 | Election of Director: Steve Sanghi | Management | For | Voted - For | |
1.2 | Election of Director: Matthew W. Chapman | Management | For | Voted - For | |
1.3 | Election of Director: L.B. Day | Management | For | Voted - For | |
1.4 | Election of Director: Esther L. Johnson | Management | For | Voted - For | |
1.5 | Election of Director: Wade F. Meyercord | Management | For | Voted - For | |
2. | Proposal to approve a French sub-plan under our | ||||
2004 Equity Incentive Plan. | Management | For | Voted - For |
447
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3. | Proposal to ratify the appointment of Ernst & Young | ||||
LLP as the independent registered public accounting | |||||
firm of Microchip for the fiscal year ending March | |||||
31, 2020. | Management | For | Voted - For | ||
4. | Proposal to approve, on an advisory (non-binding) | ||||
basis, the compensation of our named executives. | Management | For | Voted - For | ||
5. | Stockholder proposal requesting our Board to report | ||||
on our processes for identifying and analyzing | |||||
human rights risks to workers in our operations and | |||||
supply chain. | Management | Against | Voted - Against | ||
MICROSOFT CORPORATION | |||||
Security ID: 594918104 | Ticker: MSFT | ||||
Meeting Date: 04-Dec-19 | Meeting Type: Annual | ||||
1A. | Election of Director: William H. Gates III | Management | For | Voted - For | |
1B. | Election of Director: Reid G. Hoffman | Management | For | Voted - For | |
1C. | Election of Director: Hugh F. Johnston | Management | For | Voted - For | |
1D. | Election of Director: Teri L. List-Stoll | Management | For | Voted - For | |
1E. | Election of Director: Satya Nadella | Management | For | Voted - For | |
1F. | Election of Director: Sandra E. Peterson | Management | For | Voted - For | |
1G. | Election of Director: Penny S. Pritzker | Management | For | Voted - For | |
1H. | Election of Director: Charles W. Scharf | Management | For | Voted - For | |
1I. | Election of Director: Arne M. Sorenson | Management | For | Voted - For | |
1J. | Election of Director: John W. Stanton | Management | For | Voted - For | |
1K. | Election of Director: John W. Thompson | Management | For | Voted - For | |
1L. | Election of Director: Emma Walmsley | Management | For | Voted - For | |
1M. | Election of Director: Padmasree Warrior | Management | For | Voted - For | |
2. | Advisory vote to approve named executive officer | ||||
compensation | Management | For | Voted - For | ||
3. | Ratification of Deloitte & Touche LLP as our | ||||
independent auditor for fiscal year 2020 | Management | For | Voted - For | ||
4. | Shareholder Proposal - Report on Employee | ||||
Representation on Board of Directors | Management | Against | Voted - Against | ||
5. | Shareholder Proposal - Report on Gender Pay Gap | Management | Against | Voted - Against | |
MOODY'S CORPORATION | |||||
Security ID: 615369105 | Ticker: MCO | ||||
Meeting Date: 21-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Basil L. Anderson | Management | For | Voted - For | |
1B. | Election of Director: Jorge A. Bermudez | Management | For | Voted - For | |
1C. | Election of Director: Thérèse Esperdy | Management | For | Voted - For | |
1D. | Election of Director: Vincent A. Forlenza | Management | For | Voted - For | |
1E. | Election of Director: Kathryn M. Hill | Management | For | Voted - For | |
1F. | Election of Director: Raymond W. McDaniel, Jr. | Management | For | Voted - For | |
1G. | Election of Director: Henry A. McKinnell, Jr., Ph.D. | Management | For | Voted - For | |
1H. | Election of Director: Leslie F. Seidman | Management | For | Voted - For |
448
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1I. | Election of Director: Bruce Van Saun | Management | For | Voted - For | |
2A. | Amendment to the Certificate of Incorporation to | ||||
remove supermajority voting standards for | |||||
stockholder approval of future amendments to the | |||||
Certificate of Incorporation and By- Laws. | Management | For | Voted - For | ||
2B. | Amendment to the Certificate of Incorporation to | ||||
remove supermajority voting standard to remove | |||||
directors. | Management | For | Voted - For | ||
2C. | Amendment to the Certificate of Incorporation to | ||||
remove supermajority voting standards for filling | |||||
open board seats at statutorily required special | |||||
meetings. | Management | For | Voted - For | ||
3. | Ratification of the appointment of KPMG LLP as | ||||
independent registered public accounting firm of | |||||
the Company for 2020. | Management | For | Voted - For | ||
4. | Advisory resolution approving executive | ||||
compensation. | Management | For | Voted - For | ||
NEXTERA ENERGY, INC. | |||||
Security ID: 65339F101 | Ticker: NEE | ||||
Meeting Date: 21-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Sherry S. Barrat | Management | For | Voted - For | |
1B. | Election of Director: James L. Camaren | Management | For | Voted - For | |
1C. | Election of Director: Kenneth B. Dunn | Management | For | Voted - For | |
1D. | Election of Director: Naren K. Gursahaney | Management | For | Voted - For | |
1E. | Election of Director: Kirk S. Hachigian | Management | For | Voted - For | |
1F. | Election of Director: Toni Jennings | Management | For | Voted - For | |
1G. | Election of Director: Amy B. Lane | Management | For | Voted - For | |
1H. | Election of Director: David L. Porges | Management | For | Voted - For | |
1I. | Election of Director: James L. Robo | Management | For | Voted - For | |
1J. | Election of Director: Rudy E. Schupp | Management | For | Voted - For | |
1K. | Election of Director: John L. Skolds | Management | For | Voted - For | |
1L. | Election of Director: William H. Swanson | Management | For | Voted - For | |
1M. | Election of Director: Darryl L. Wilson | Management | For | Voted - For | |
2. | Ratification of appointment of Deloitte & Touche | ||||
LLP as NextEra Energy's independent registered | |||||
public accounting firm for 2020 | Management | For | Voted - For | ||
3. | Approval, by non-binding advisory vote, of NextEra | ||||
Energy's compensation of its named executive | |||||
officers as disclosed in the proxy statement | Management | For | Voted - For | ||
4. | A proposal entitled "Political Contributions | ||||
Disclosure" to request semiannual reports | |||||
disclosing political contribution policies and | |||||
expenditures | Management | Against | Voted - Against | ||
5. | A proposal entitled "Right to Act by Written | ||||
Consent" to request action by written consent of | |||||
shareholders | Management | Against | Voted - For |
449
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
NORDSON CORPORATION | |||||
Security ID: 655663102 | Ticker: NDSN | ||||
Meeting Date: 25-Feb-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | To ratify the appointment of Ernst & Young LLP as | ||||
our independent registered public accounting firm | |||||
for the fiscal year ending October 31, 2020. | Management | For | Voted - For | ||
3. | Advisory vote to approve the compensation of our | ||||
named executive officers. | Management | For | Voted - For | ||
NORTHROP GRUMMAN CORPORATION | |||||
Security ID: 666807102 | Ticker: NOC | ||||
Meeting Date: 20-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Kathy J. Warden | Management | For | Voted - For | |
1B. | Election of Director: Marianne C. Brown | Management | For | Voted - For | |
1C. | Election of Director: Donald E. Felsinger | Management | For | Voted - For | |
1D. | Election of Director: Ann M. Fudge | Management | For | Voted - For | |
1E. | Election of Director: Bruce S. Gordon | Management | For | Voted - For | |
1F. | Election of Director: William H. Hernandez | Management | For | Voted - For | |
1G. | Election of Director: Madeleine A. Kleiner | Management | For | Voted - For | |
1H. | Election of Director: Karl J. Krapek | Management | For | Voted - For | |
1I. | Election of Director: Gary Roughead | Management | For | Voted - For | |
1J. | Election of Director: Thomas M. Schoewe | Management | For | Voted - For | |
1K. | Election of Director: James S. Turley | Management | For | Voted - For | |
1L. | Election of Director: Mark A. Welsh III | Management | For | Voted - For | |
2. | Proposal to approve, on an advisory basis, the | ||||
compensation of the Company's Named Executive | |||||
Officers. | Management | For | Voted - For | ||
3. | Proposal to ratify the appointment of Deloitte & | ||||
Touche LLP as the Company's Independent Auditor for | |||||
fiscal year ending December 31, 2020. | Management | For | Voted - For | ||
4. | Shareholder proposal that the Company assess and | ||||
report on potential human rights impacts that could | |||||
result from governments' use of the Company's | |||||
products and services, including in | |||||
conflict-affected areas. | Management | Against | Voted - Against | ||
5. | Shareholder proposal to move to a 3% ownership | ||||
threshold for shareholders to request action by | |||||
written consent. | Management | Against | Voted - For | ||
OCCIDENTAL PETROLEUM CORPORATION | |||||
Security ID: 674599105 | Ticker: OXY | ||||
Meeting Date: 29-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Stephen I. Chazen | Management | For | Voted - For |
450
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1B. | Election of Director: Andrew Gould | Management | For | Voted - For | |
1C. | Election of Director: Nicholas Graziano | Management | For | Voted - For | |
1D. | Election of Director: Carlos M. Gutierrez | Management | For | Voted - For | |
1E. | Election of Director: Vicki Hollub | Management | For | Voted - For | |
1F. | Election of Director: William R. Klesse | Management | For | Voted - For | |
1G. | Election of Director: Andrew N. Langham | Management | For | Voted - For | |
1H. | Election of Director: Jack B. Moore | Management | For | Voted - For | |
1I. | Election of Director: Margarita Paláu-Hernández | Management | For | Voted - For | |
1J. | Election of Director: Avedick B. Poladian | Management | For | Voted - For | |
1K. | Election of Director: Robert M. Shearer | Management | For | Voted - For | |
2. | Advisory Vote to Approve Named Executive Officer | ||||
Compensation | Management | For | Voted - For | ||
3. | Ratification of Selection of KPMG as Occidental's | ||||
Independent Auditor | Management | For | Voted - For | ||
4. | Approve Occidental's Amended and Restated 2015 | ||||
Long-Term Incentive Plan | Management | For | Voted - For | ||
5. | Approve the Issuance of Common Stock Underlying the | ||||
Berkshire Hathaway Warrant | Management | For | Voted - For | ||
6. | Approve an Increase in Authorized Shares of Common | ||||
Stock | Management | For | Voted - For | ||
7. | Adopt Amendments to the Charter to Enhance | ||||
Shareholders' Ability to Act by Written Consent | Management | For | Voted - For | ||
8. | Adopt Amendments to the Charter to Lower the | ||||
Ownership Threshold for Shareholders to Call | |||||
Special Meetings to 15% and Make Other Clarifying | |||||
Amendments | Management | For | Voted - For | ||
9. | Approve the Rights Agreement | Management | For | Voted - For | |
OMEGA HEALTHCARE INVESTORS, INC. | |||||
Security ID: 681936100 | Ticker: OHI | ||||
Meeting Date: 11-Jun-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Ratification of Independent Auditors Ernst & Young | ||||
LLP for fiscal year 2020. | Management | For | Voted - For | ||
3. | Approval, on an Advisory Basis, of Executive | ||||
Compensation. | Management | For | Voted - For | ||
ONEOK, INC. | |||||
Security ID: 682680103 | Ticker: OKE | ||||
Meeting Date: 20-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Brian L. Derksen | Management | For | Voted - For | |
1B. | Election of Director: Julie H. Edwards | Management | For | Voted - For | |
1C. | Election of Director: John W. Gibson | Management | For | Voted - For | |
1D. | Election of Director: Mark W. Helderman | Management | For | Voted - For | |
1E. | Election of Director: Randall J. Larson | Management | For | Voted - For | |
1F. | Election of Director: Steven J. Malcolm | Management | For | Voted - For |
451
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1G. | Election of Director: Jim W. Mogg | Management | For | Voted - For | |
1H. | Election of Director: Pattye L. Moore | Management | For | Voted - For | |
1I. | Election of Director: Gary D. Parker | Management | For | Voted - For | |
1J. | Election of Director: Eduardo A. Rodriguez | Management | For | Voted - For | |
1K. | Election of Director: Terry K. Spencer | Management | For | Voted - For | |
2. | Ratification of the selection of | ||||
PricewaterhouseCoopers LLP as the independent | |||||
registered public accounting firm of ONEOK, Inc. | |||||
for the year ending December 31, 2020. | Management | For | Voted - For | ||
3. | An advisory vote to approve ONEOK, Inc.'s executive | ||||
compensation. | Management | For | Voted - For | ||
PEPSICO, INC. | |||||
Security ID: 713448108 | Ticker: PEP | ||||
Meeting Date: 06-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Shona L. Brown | Management | For | Voted - For | |
1B. | Election of Director: Cesar Conde | Management | For | Voted - For | |
1C. | Election of Director: Ian Cook | Management | For | Voted - For | |
1D. | Election of Director: Dina Dublon | Management | For | Voted - For | |
1E. | Election of Director: Richard W. Fisher | Management | For | Voted - For | |
1F. | Election of Director: Michelle Gass | Management | For | Voted - For | |
1G. | Election of Director: Ramon L. Laguarta | Management | For | Voted - For | |
1H. | Election of Director: David C. Page | Management | For | Voted - For | |
1I. | Election of Director: Robert C. Pohlad | Management | For | Voted - For | |
1J. | Election of Director: Daniel Vasella | Management | For | Voted - For | |
1K. | Election of Director: Darren Walker | Management | For | Voted - For | |
1L. | Election of Director: Alberto Weisser | Management | For | Voted - For | |
2. | Ratification of the appointment of KPMG LLP as the | ||||
Company's independent registered public accounting | |||||
firm for fiscal year 2020. | Management | For | Voted - For | ||
3. | Advisory approval of the Company's executive | ||||
compensation. | Management | For | Voted - For | ||
4. | Shareholder Proposal - Reduce Ownership Threshold | ||||
to Call Special Shareholder Meetings. | Management | Against | Voted - For | ||
5. | SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND PUBLIC | ||||
HEALTH. | Management | Against | Voted - Against | ||
POLARIS INC. | |||||
Security ID: 731068102 | Ticker: PII | ||||
Meeting Date: 30-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: George W. Bilicic | Management | For | Voted - For | |
1B. | Election of Director: Gary E. Hendrickson | Management | For | Voted - For | |
1C. | Election of Director: Gwenne A. Henricks | Management | For | Voted - For | |
2. | Approval of the Amended and Restated 2007 Omnibus | ||||
Incentive Plan to Increase the Number of Shares of | |||||
our Common Stock Authorized for Awards from | |||||
24,325,000 to 27,775,000 | Management | For | Voted - Against |
452
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3. | Ratification of the selection of Ernst & Young LLP | ||||
as our independent registered public accounting | |||||
firm for fiscal 2020 | Management | For | Voted - For | ||
4. | Advisory vote to approve the compensation of our | ||||
Named Executive Officers | Management | For | Voted - Against | ||
PPG INDUSTRIES, INC. | |||||
Security ID: 693506107 | Ticker: PPG | ||||
Meeting Date: 16-Apr-20 | Meeting Type: Annual | ||||
1A. | Approve The Election Of Director To Serve In The | ||||
Class Whose Term Expires In 2023: Stephen F. Angel | Management | For | Voted - For | ||
1b. | Approve The Election Of Director To Serve In The | ||||
Class Whose Term Expires In 2023: Hugh Grant | Management | For | Voted - For | ||
1c. | Approve The Election Of Director To Serve In The | ||||
Class Whose Term Expires In 2023: Melanie L. Healey | Management | For | Voted - For | ||
2a. | Approve The Appoinment Of A Director To Serve In | ||||
The Class Whose Term Expires In 2022: Kathleen | |||||
A.Ligocki | Management | For | Voted - For | ||
3. | Approve The Compensation Of The Company's Named | ||||
Executive Officers On An Advisory Basis | Management | For | Voted - For | ||
4. | Proposal To Approve An Amendment Of The Company's | ||||
Articles Of Incorporation To Provide For The Annual | |||||
Election Of Directors | Management | For | Voted - For | ||
5. | Proposal To Approve An Amendment Of The Company's | ||||
Articles Of Incorporation And Bylaws To Replace The | |||||
Supermajority Voting Requirements | Management | For | Voted - For | ||
6. | Ratify The Appointment Of Pricewaterhousecoopers | ||||
Llp As The Company's Independent Registered Public | |||||
Accounting Firm For 2020 | Management | For | Voted - For | ||
QUALCOMM INCORPORATED | |||||
Security ID: 747525103 | Ticker: QCOM | ||||
Meeting Date: 10-Mar-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Mark Fields | Management | For | Voted - For | |
1B. | Election of Director: Jeffrey W. Henderson | Management | For | Voted - For | |
1C. | Election of Director: Ann M. Livermore | Management | For | Voted - For | |
1D. | Election of Director: Harish Manwani | Management | For | Voted - For | |
1E. | Election of Director: Mark D. McLaughlin | Management | For | Voted - For | |
1F. | Election of Director: Steve Mollenkopf | Management | For | Voted - For | |
1G. | Election of Director: Clark T. Randt, Jr. | Management | For | Voted - For | |
1H. | Election of Director: Irene B. Rosenfeld | Management | For | Voted - For | |
1I. | Election of Director: Kornelis "Neil" Smit | Management | For | Voted - For | |
1J. | Election of Director: Anthony J. Vinciquerra | Management | For | Voted - For | |
2. | To ratify the selection of PricewaterhouseCoopers | ||||
LLP as our independent public accountants for our | |||||
fiscal year ending September 27, 2020. | Management | For | Voted - For |
453
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3. | To approve the amended and restated 2016 Long-Term | ||||
Incentive Plan, including an increase in the share | |||||
reserve by 74,500,000 shares. | Management | For | Voted - For | ||
4. | To approve, on an advisory basis, our executive | ||||
compensation. | Management | For | Voted - Against | ||
5. | To approve, on an advisory basis, the frequency of | ||||
future advisory votes on our executive compensation. | Management | 1 Year | Voted - 1 Year | ||
REALTY INCOME CORPORATION | |||||
Security ID: 756109104 | Ticker: O | ||||
Meeting Date: 12-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Kathleen R. Allen | Management | For | Voted - For | |
1B. | Election of Director: A. Larry Chapman | Management | For | Voted - For | |
1C. | Election of Director: Reginald H. Gilyard | Management | For | Voted - For | |
1D. | Election of Director: Priya Cherian Huskins | Management | For | Voted - For | |
1E. | Election of Director: Christie B. Kelly | Management | For | Voted - For | |
1F. | Election of Director: Gerardo I. Lopez | Management | For | Voted - For | |
1G. | Election of Director: Michael D. McKee | Management | For | Voted - For | |
1H. | Election of Director: Gregory T. McLaughlin | Management | For | Voted - For | |
1I. | Election of Director: Ronald L. Merriman | Management | For | Voted - For | |
1J. | Election of Director: Sumit Roy | Management | For | Voted - For | |
2. | Ratification of the appointment of KPMG LLP as the | ||||
Independent Registered Public Accounting Firm for | |||||
Fiscal Year Ending December 31, 2020. | Management | For | Voted - For | ||
3. | Non-binding advisory vote to approve the | ||||
compensation of our named executive officers. | Management | For | Voted - For | ||
RENAISSANCERE HOLDINGS LTD. | |||||
Security ID: G7496G103 Ticker: RNR | |||||
Meeting Date: 18-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: David C. Bushnell | Management | For | Voted - For | |
1B. | Election of Director: James L. Gibbons | Management | For | Voted - For | |
1C. | Election of Director: Jean D. Hamilton | Management | For | Voted - For | |
1D. | Election of Director: Anthony M. Santomero | Management | For | Voted - For | |
2. | To approve, by a non-binding advisory vote, the | ||||
compensation of the named executive officers of | |||||
RenaissanceRe Holdings Ltd. as disclosed in the | |||||
proxy statement. | Management | For | Voted - For | ||
3. | To approve the appointment of Ernst & Young Ltd. as | ||||
the independent registered public accounting firm | |||||
of RenaissanceRe Holdings Ltd. for the 2020 fiscal | |||||
year and to refer the determination of the | |||||
auditor's remuneration to the Board of Directors. | Management | For | Voted - For |
454
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
ROPER TECHNOLOGIES, INC. | |||||
Security ID: 776696106 | Ticker: ROP | ||||
Meeting Date: 08-Jun-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | To consider, on a non-binding advisory basis, a | ||||
resolution approving the compensation of our named | |||||
executive officers. | Management | For | Voted - Against | ||
3. | To ratify the appointment of PricewaterhouseCoopers | ||||
LLP as the independent registered public accounting | |||||
firm for the year ending December 31, 2020. | Management | For | Voted - For | ||
4. | To approve an amendment to the Roper Technologies, | ||||
Inc. Director Compensation Plan. | Management | For | Voted - For | ||
ROSS STORES, INC. | |||||
Security ID: 778296103 | Ticker: ROST | ||||
Meeting Date: 20-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Michael Balmuth | Management | For | Voted - For | |
1B. | Election of Director: K. Gunnar Bjorklund | Management | For | Voted - For | |
1C. | Election of Director: Michael J. Bush | Management | For | Voted - For | |
1D. | Election of Director: Norman A. Ferber | Management | For | Voted - For | |
1E. | Election of Director: Sharon D. Garrett | Management | For | Voted - For | |
1F. | Election of Director: Stephen D. Milligan | Management | For | Voted - For | |
1G. | Election of Director: Patricia H. Mueller | Management | For | Voted - For | |
1H. | Election of Director: George P. Orban | Management | For | Voted - For | |
1I. | Election of Director: Gregory L. Quesnel | Management | For | Voted - For | |
1J. | Election of Director: Larree M. Renda | Management | For | Voted - For | |
1K. | Election of Director: Barbara Rentler | Management | For | Voted - For | |
2. | Advisory vote to approve the resolution on the | ||||
compensation of the named executive officers. | Management | For | Voted - For | ||
3. | To ratify the appointment of Deloitte & Touche LLP | ||||
as the Company's independent registered public | |||||
accounting firm for the fiscal year ending January | |||||
30, 2021. | Management | For | Voted - For | ||
RPM INTERNATIONAL INC. | |||||
Security ID: 749685103 | Ticker: RPM | ||||
Meeting Date: 03-Oct-19 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Approve the Company's executive compensation. | Management | For | Voted - For | |
3. | Approve the amendment of the 2014 Omnibus Plan. | Management | For | Voted - For | |
4. | Ratify the appointment of Deloitte & Touche LLP as | ||||
the Company's independent registered public | |||||
accounting firm. | Management | For | Voted - For |
455
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
S&P GLOBAL INC. | |||||
Security ID: 78409V104 | Ticker: SPGI | ||||
Meeting Date: 13-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Marco Alverà | Management | For | Voted - For | |
1B. | Election of Director: William J. Amelio | Management | For | Voted - For | |
1C. | Election of Director: William D. Green | Management | For | Voted - For | |
1D. | Election of Director: Charles E. Haldeman, Jr. | Management | For | Voted - For | |
1E. | Election of Director: Stephanie C. Hill | Management | For | Voted - For | |
1F. | Election of Director: Rebecca Jacoby | Management | For | Voted - For | |
1G. | Election of Director: Monique F. Leroux | Management | For | Voted - For | |
1H. | Election of Director: Maria R. Morris | Management | For | Voted - For | |
1I. | Election of Director: Douglas L. Peterson | Management | For | Voted - For | |
1J. | Election of Director: Edward B. Rust, Jr. | Management | For | Voted - For | |
1K. | Election of Director: Kurt L. Schmoke | Management | For | Voted - For | |
1L. | Election of Director: Richard E. Thornburgh | Management | For | Voted - For | |
2. | Approve, on an advisory basis, the executive | ||||
compensation program for the Company's named | |||||
executive officers. | Management | For | Voted - For | ||
3. | Approve an amendment to the Company's Certificate | ||||
of Incorporation to permit removal of a Director | |||||
with or without cause. | Management | For | Voted - For | ||
4. | Ratify the selection of Ernst & Young LLP as our | ||||
independent auditor for 2020. | Management | For | Voted - For | ||
SEMPRA ENERGY | |||||
Security ID: 816851109 | Ticker: SRE | ||||
Meeting Date: 05-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Alan L. Boeckmann | Management | For | Voted - For | |
1B. | Election of Director: Kathleen L. Brown | Management | For | Voted - For | |
1C. | Election of Director: Andrés Conesa | Management | For | Voted - For | |
1D. | Election of Director: Maria Contreras-Sweet | Management | For | Voted - For | |
1E. | Election of Director: Pablo A. Ferrero | Management | For | Voted - For | |
1F. | Election of Director: William D. Jones | Management | For | Voted - For | |
1G. | Election of Director: Jeffrey W. Martin | Management | For | Voted - For | |
1H. | Election of Director: Bethany J. Mayer | Management | For | Voted - For | |
1I. | Election of Director: Michael N. Mears | Management | For | Voted - For | |
1J. | Election of Director: Jack T. Taylor | Management | For | Voted - For | |
1K. | Election of Director: Cynthia L. Walker | Management | For | Voted - For | |
1L. | Election of Director: Cynthia J. Warner | Management | For | Voted - For | |
1M. | Election of Director: James C. Yardley | Management | For | Voted - For | |
2. | Ratification of Independent Registered Public | ||||
Accounting Firm. | Management | For | Voted - For | ||
3. | Advisory Approval of Our Executive Compensation. | Management | For | Voted - For | |
4. | Shareholder Proposal Requiring an Independent Board | ||||
Chairman. | Management | Against | Voted - Against |
456
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
STANLEY BLACK & DECKER, INC. | |||||
Security ID: 854502101 | Ticker: SWK | ||||
Meeting Date: 17-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Andrea J. Ayers | Management | For | Voted - Against | |
1B. | Election of Director: George W. Buckley | Management | For | Voted - For | |
1C. | Election of Director: Patrick D. Campbell | Management | For | Voted - For | |
1D. | Election of Director: Carlos M. Cardoso | Management | For | Voted - For | |
1E. | Election of Director: Robert B. Coutts | Management | For | Voted - For | |
1F. | Election of Director: Debra A. Crew | Management | For | Voted - For | |
1G. | Election of Director: Michael D. Hankin | Management | For | Voted - For | |
1H. | Election of Director: James M. Loree | Management | For | Voted - For | |
1I. | Election of Director: Dmitri L. Stockton | Management | For | Voted - For | |
1J. | Election of Director: Irving Tan | Management | For | Voted - For | |
2. | Approve, on an advisory basis, the compensation of | ||||
the Company's named executive officers. | Management | For | Voted - For | ||
3. | Approve the selection of Ernst & Young LLP as the | ||||
Company's independent auditors for the Company's | |||||
2020 fiscal year. | Management | For | Voted - For | ||
4. | To consider a shareholder proposal regarding action | ||||
by written consent, if properly presented. | Management | Against | Voted - For | ||
SYSCO CORPORATION | |||||
Security ID: 871829107 | Ticker: SYY | ||||
Meeting Date: 15-Nov-19 | Meeting Type: Annual | ||||
1A. | Election of Director: Thomas L. Bené | Management | For | Voted - For | |
1B. | Election of Director: Daniel J. Brutto | Management | For | Voted - For | |
1C. | Election of Director: John M. Cassaday | Management | For | Voted - For | |
1D. | Election of Director: Joshua D. Frank | Management | For | Voted - For | |
1E. | Election of Director: Larry C. Glasscock | Management | For | Voted - For | |
1F. | Election of Director: Bradley M. Halverson | Management | For | Voted - For | |
1G. | Election of Director: John M. Hinshaw | Management | For | Voted - For | |
1H. | Election of Director: Hans-Joachim Koerber | Management | For | Voted - For | |
1I. | Election of Director: Stephanie A. Lundquist | Management | For | Voted - For | |
1J. | Election of Director: Nancy S. Newcomb | Management | For | Voted - For | |
1K. | Election of Director: Nelson Peltz | Management | For | Voted - For | |
1L. | Election of Director: Edward D. Shirley | Management | For | Voted - For | |
1M. | Election of Director: Sheila G. Talton | Management | For | Voted - For | |
2. | To approve, by advisory vote, the compensation paid | ||||
to Sysco's named executive officers, as disclosed | |||||
in Sysco's 2019 proxy statement. | Management | For | Voted - For | ||
3. | To ratify the appointment of Ernst & Young LLP as | ||||
Sysco's independent registered public accounting | |||||
firm for fiscal 2020. | Management | For | Voted - For | ||
4. | To consider a stockholder proposal, if properly | ||||
presented at the meeting, requesting an independent | |||||
board chair policy. | Management | Against | Voted - Against |
457
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
T. ROWE PRICE GROUP, INC. | |||||
Security ID: 74144T108 | Ticker: TROW | ||||
Meeting Date: 12-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Mark S. Bartlett | Management | For | Voted - For | |
1B. | Election of Director: Mary K. Bush | Management | For | Voted - For | |
1C. | Election of Director: Dina Dublon | Management | For | Voted - For | |
1D. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | Voted - For | |
1E. | Election of Director: Robert F. MacLellan | Management | For | Voted - For | |
1F. | Election of Director: Olympia J. Snowe | Management | For | Voted - For | |
1G. | Election of Director: Robert J. Stevens | Management | For | Voted - For | |
1H. | Election of Director: William J. Stromberg | Management | For | Voted - For | |
1I. | Election of Director: Richard R. Verma | Management | For | Voted - For | |
1J. | Election of Director: Sandra S. Wijnberg | Management | For | Voted - For | |
1K. | Election of Director: Alan D. Wilson | Management | For | Voted - For | |
2. | To approve, by a non-binding advisory vote, the | ||||
compensation paid by the Company to its Named | |||||
Executive Officers. | Management | For | Voted - For | ||
3. | Ratification of the appointment of KPMG LLP as our | ||||
independent registered public accounting firm for | |||||
2020. | Management | For | Voted - For | ||
4. | To approve the 2020 Long-Term Incentive Plan. | Management | For | Voted - For | |
5. | Stockholder proposal for a report on voting by our | ||||
funds and portfolios on matters related to climate | |||||
change. | Management | Against | Voted - Against | ||
TARGET CORPORATION | |||||
Security ID: 87612E106 | Ticker: TGT | ||||
Meeting Date: 10-Jun-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | Voted - For | |
1B. | Election of Director: George S. Barrett | Management | For | Voted - For | |
1C. | Election of Director: Brian C. Cornell | Management | For | Voted - For | |
1D. | Election of Director: Calvin Darden | Management | For | Voted - For | |
1E. | Election of Director: Robert L. Edwards | Management | For | Voted - For | |
1F. | Election of Director: Melanie L. Healey | Management | For | Voted - For | |
1G. | Election of Director: Donald R. Knauss | Management | For | Voted - For | |
1H. | Election of Director: Monica C. Lozano | Management | For | Voted - For | |
1I. | Election of Director: Mary E. Minnick | Management | For | Voted - For | |
1J. | Election of Director: Kenneth L. Salazar | Management | For | Voted - For | |
1K. | Election of Director: Dmitri L. Stockton | Management | For | Voted - For | |
2. | Company proposal to ratify the appointment of Ernst | ||||
& Young LLP as our independent registered public | |||||
accounting firm. | Management | For | Voted - For | ||
3. | Company proposal to approve, on an advisory basis, | ||||
our executive compensation (Say on Pay). | Management | For | Voted - For | ||
4. | Company proposal to approve the Target Corporation | ||||
2020 Long-Term Incentive Plan. | Management | For | Voted - For |
458
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
TEXAS INSTRUMENTS INCORPORATED | |||||
Security ID: 882508104 | Ticker: TXN | ||||
Meeting Date: 23-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Mark A. Blinn | Management | For | Voted - For | |
1B. | Election of Director: Todd M. Bluedorn | Management | For | Voted - For | |
1C. | Election of Director: Janet F. Clark | Management | For | Voted - For | |
1D. | Election of Director: Carrie S. Cox | Management | For | Voted - For | |
1E. | Election of Director: Martin S. Craighead | Management | For | Voted - For | |
1F. | Election of Director: Jean M. Hobby | Management | For | Voted - For | |
1G. | Election of Director: Michael D. Hsu | Management | For | Voted - For | |
1H. | Election of Director: Ronald Kirk | Management | For | Voted - For | |
1I. | Election of Director: Pamela H. Patsley | Management | For | Voted - For | |
1J. | Election of Director: Robert E. Sanchez | Management | For | Voted - For | |
1K. | Election of Director: Richard K. Templeton | Management | For | Voted - For | |
2. | Board proposal regarding advisory approval of the | ||||
Company's executive compensation. | Management | For | Voted - For | ||
3. | Board proposal to ratify the appointment of Ernst & | ||||
Young LLP as the Company's independent registered | |||||
public accounting firm for 2020. | Management | For | Voted - For | ||
THE CLOROX COMPANY | |||||
Security ID: 189054109 | Ticker: CLX | ||||
Meeting Date: 20-Nov-19 | Meeting Type: Annual | ||||
1A. | Election of Director: Amy Banse | Management | For | Voted - For | |
1B. | Election of Director: Richard H. Carmona | Management | For | Voted - For | |
1C. | Election of Director: Benno Dorer | Management | For | Voted - For | |
1D. | Election of Director: Spencer C. Fleischer | Management | For | Voted - For | |
1E. | Election of Director: Esther Lee | Management | For | Voted - For | |
1F. | Election of Director: A.D. David Mackay | Management | For | Voted - For | |
1G. | Election of Director: Robert W. Matschullat | Management | For | Voted - For | |
1H. | Election of Director: Matthew J. Shattock | Management | For | Voted - For | |
1I. | Election of Director: Pamela Thomas-Graham | Management | For | Voted - For | |
1J. | Election of Director: Russell Weiner | Management | For | Voted - For | |
1K. | Election of Director: Christopher J. Williams | Management | For | Voted - For | |
2. | Advisory Vote to Approve Executive Compensation. | Management | For | Voted - For | |
3. | Ratification of Independent Registered Public | ||||
Accounting Firm. | Management | For | Voted - For | ||
4. | Approval of the Amended and Restated Certificate of | ||||
Incorporation to Eliminate the Supermajority Voting | |||||
Provision. | Management | For | Voted - For |
459
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
THE COCA-COLA COMPANY | |||||
Security ID: 191216100 | Ticker: KO | ||||
Meeting Date: 22-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Herbert A. Allen | Management | For | Voted - For | |
1B. | Election of Director: Marc Bolland | Management | For | Voted - For | |
1C. | Election of Director: Ana Botín | Management | For | Voted - For | |
1D. | Election of Director: Christopher C. Davis | Management | For | Voted - For | |
1E. | Election of Director: Barry Diller | Management | For | Voted - For | |
1F. | Election of Director: Helene D. Gayle | Management | For | Voted - For | |
1G. | Election of Director: Alexis M. Herman | Management | For | Voted - For | |
1H. | Election of Director: Robert A. Kotick | Management | For | Voted - For | |
1I. | Election of Director: Maria Elena Lagomasino | Management | For | Voted - For | |
1J. | Election of Director: James Quincey | Management | For | Voted - For | |
1K. | Election of Director: Caroline J. Tsay | Management | For | Voted - For | |
1L. | Election of Director: David B. Weinberg | Management | For | Voted - For | |
2. | Advisory vote to approve executive compensation. | Management | For | Voted - For | |
3. | Ratification of the appointment of Ernst & Young | ||||
LLP as Independent Auditors. | Management | For | Voted - For | ||
4. | Shareowner proposal on sugar and public health. | Management | Against | Voted - Against | |
THE HERSHEY COMPANY | |||||
Security ID: 427866108 | Ticker: HSY | ||||
Meeting Date: 12-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Ratify the appointment of Ernst & Young LLP as | ||||
independent auditors for 2020. | Management | For | Voted - For | ||
3. | Approve named executive officer compensation on a | ||||
non-binding advisory basis. | Management | For | Voted - For | ||
THE HOME DEPOT, INC. | |||||
Security ID: 437076102 | Ticker: HD | ||||
Meeting Date: 21-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Gerard J. Arpey | Management | For | Voted - For | |
1B. | Election of Director: Ari Bousbib | Management | For | Voted - For | |
1C. | Election of Director: Jeffery H. Boyd | Management | For | Voted - For | |
1D. | Election of Director: Gregory D. Brenneman | Management | For | Voted - For | |
1E. | Election of Director: J. Frank Brown | Management | For | Voted - For | |
1F. | Election of Director: Albert P. Carey | Management | For | Voted - For | |
1G. | Election of Director: Helena B. Foulkes | Management | For | Voted - For | |
1H. | Election of Director: Linda R. Gooden | Management | For | Voted - For | |
1I. | Election of Director: Wayne M. Hewett | Management | For | Voted - For | |
1J. | Election of Director: Manuel Kadre | Management | For | Voted - For | |
1K. | Election of Director: Stephanie C. Linnartz | Management | For | Voted - For |
460
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1L. | Election of Director: Craig A. Menear | Management | For | Voted - For | |
2. | Ratification of the Appointment of KPMG LLP | Management | For | Voted - For | |
3. | Advisory Vote to Approve Executive Compensation | ||||
("Say-on-Pay") | Management | For | Voted - For | ||
4. | Shareholder Proposal Regarding Amendment of | ||||
Shareholder Written Consent Right | Management | Against | Voted - For | ||
5. | Shareholder Proposal Regarding EEO-1 Disclosure | Management | Against | Voted - Against | |
6. | Shareholder Proposal Regarding Executive Ownership | ||||
Guidelines | Management | Against | Voted - Against | ||
7. | Shareholder Proposal Regarding Electioneering | ||||
Contributions Congruency Analysis | Management | Against | Voted - Against | ||
THE KROGER CO. | |||||
Security ID: 501044101 | Ticker: KR | ||||
Meeting Date: 25-Jun-20 | Meeting Type: Annual | ||||
1A. | Election of director: Nora A. Aufreiter | Management | For | Voted - For | |
1B. | Election of director: Anne Gates | Management | For | Voted - For | |
1C. | Election of director: Karen M. Hoguet | Management | For | Voted - For | |
1D. | Election of director: Susan J. Kropf | Management | For | Voted - For | |
1E. | Election of director: W. Rodney McMullen | Management | For | Voted - For | |
1F. | Election of director: Clyde R. Moore | Management | For | Voted - For | |
1G. | Election of director: Ronald L. Sargent | Management | For | Voted - For | |
1H. | Election of director: Bobby S. Shackouls | Management | For | Voted - For | |
1I. | Election of director: Mark S. Sutton | Management | For | Voted - For | |
1J. | Election of director: Ashok Vemuri | Management | For | Voted - For | |
2. | Approval, on an advisory basis, of Kroger's | ||||
executive compensation. | Management | For | Voted - For | ||
3. | Ratification of PricewaterhouseCoopers LLP, as | ||||
auditors. | Management | For | Voted - For | ||
4. | A shareholder proposal, if properly presented, to | ||||
issue a report assessing the environmental impacts | |||||
of using unrecyclable packaging for private label | |||||
brands. | Management | Against | Voted - Against | ||
5. | A shareholder proposal, if properly presented, to | ||||
issue a report on human rights due diligence | |||||
process in operations and supply chain. | Management | Against | Voted - Against | ||
THE PROCTER & GAMBLE COMPANY | |||||
Security ID: 742718109 | Ticker: PG | ||||
Meeting Date: 08-Oct-19 | Meeting Type: Annual | ||||
1A. | Election of Director: Francis S. Blake | Management | For | Voted - For | |
1B. | Election of Director: Angela F. Braly | Management | For | Voted - For | |
1C. | Election of Director: Amy L. Chang | Management | For | Voted - For | |
1D. | Election of Director: Scott D. Cook | Management | For | Voted - For | |
1E. | Election of Director: Joseph Jimenez | Management | For | Voted - For | |
1F. | Election of Director: Terry J. Lundgren | Management | For | Voted - For |
461
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1G. | Election of Director: Christine M. McCarthy | Management | For | Voted - For | |
1H. | Election of Director: W. James McNerney, Jr. | Management | For | Voted - For | |
1I. | Election of Director: Nelson Peltz | Management | For | Voted - For | |
1J. | Election of Director: David S. Taylor | Management | For | Voted - For | |
1K. | Election of Director: Margaret C. Whitman | Management | For | Voted - For | |
1L. | Election of Director: Patricia A. Woertz | Management | For | Voted - For | |
2. | Ratify Appointment of the Independent Registered | ||||
Public Accounting Firm | Management | For | Voted - For | ||
3. | Advisory Vote to Approve the Company's Executive | ||||
Compensation (the "Say on Pay" vote) | Management | For | Voted - For | ||
4. | Approval of The Procter & Gamble 2019 Stock and | ||||
Incentive Compensation Plan | Management | For | Voted - For | ||
THE SHERWIN-WILLIAMS COMPANY | |||||
Security ID: 824348106 | Ticker: SHW | ||||
Meeting Date: 22-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: K.B. Anderson | Management | For | Voted - For | |
1B. | Election of Director: A.F. Anton | Management | For | Voted - For | |
1C. | Election of Director: J.M. Fettig | Management | For | Voted - For | |
1D. | Election of Director: R.J. Kramer | Management | For | Voted - For | |
1E. | Election of Director: S.J. Kropf | Management | For | Voted - For | |
1F. | Election of Director: J.G. Morikis | Management | For | Voted - For | |
1G. | Election of Director: C.A. Poon | Management | For | Voted - For | |
1H. | Election of Director: M.H. Thaman | Management | For | Voted - For | |
1I. | Election of Director: M. Thornton III | Management | For | Voted - For | |
1J. | Election of Director: S.H. Wunning | Management | For | Voted - For | |
2. | Advisory approval of the compensation of the named | ||||
executives. | Management | For | Voted - For | ||
3. | Ratification of Ernst & Young LLP as our | ||||
independent registered public accounting firm for | |||||
2020. | Management | For | Voted - For | ||
THE SOUTHERN COMPANY | |||||
Security ID: 842587107 | Ticker: SO | ||||
Meeting Date: 27-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Janaki Akella | Management | For | Voted - For | |
1B. | Election of Director: Juanita Powell Baranco | Management | For | Voted - For | |
1C. | Election of Director: Jon A. Boscia | Management | For | Voted - For | |
1D. | Election of Director: Henry A. Clark III | Management | For | Voted - For | |
1E. | Election of Director: Anthony F. Earley, Jr. | Management | For | Voted - For | |
1F. | Election of Director: Thomas A. Fanning | Management | For | Voted - For | |
1G. | Election of Director: David J. Grain | Management | For | Voted - For | |
1H. | Election of Director: Donald M. James | Management | For | Voted - For | |
1I. | Election of Director: John D. Johns | Management | For | Voted - For | |
1J. | Election of Director: Dale E. Klein | Management | For | Voted - For | |
1K. | Election of Director: Ernest J. Moniz | Management | For | Voted - For |
462
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1L. | Election of Director: William G. Smith, Jr. | Management | For | Voted - For | |
1M. | Election of Director: Steven R. Specker | Management | For | Voted - For | |
1N. | Election of Director: E. Jenner Wood III | Management | For | Voted - For | |
2. | Advisory vote to approve executive compensation | Management | For | Voted - For | |
3. | Ratify the appointment of Deloitte & Touche LLP as | ||||
the independent registered public accounting firm | |||||
for 2020 | Management | For | Voted - For | ||
4. | Stockholder proposal regarding an independent board | ||||
chair | Management | Against | Voted - Against | ||
5. | Stockholder proposal regarding a report on lobbying | Management | Against | Voted - Against | |
THE TJX COMPANIES, INC. | |||||
Security ID: 872540109 | Ticker: TJX | ||||
Meeting Date: 09-Jun-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Zein Abdalla | Management | For | Voted - For | |
1B. | Election of Director: Alan M. Bennett | Management | For | Voted - For | |
1C. | Election of Director: Rosemary T. Berkery | Management | For | Voted - For | |
1D. | Election of Director: David T. Ching | Management | For | Voted - For | |
1E. | Election of Director: Ernie Herrman | Management | For | Voted - For | |
1F. | Election of Director: Michael F. Hines | Management | For | Voted - For | |
1G. | Election of Director: Amy B. Lane | Management | For | Voted - For | |
1H. | Election of Director: Carol Meyrowitz | Management | For | Voted - For | |
1I. | Election of Director: Jackwyn L. Nemerov | Management | For | Voted - For | |
1J. | Election of Director: John F. O'Brien | Management | For | Voted - For | |
1K. | Election of Director: Willow B. Shire | Management | For | Voted - For | |
2. | Ratification of appointment of | ||||
PricewaterhouseCoopers as TJX's independent | |||||
registered public accounting firm for fiscal 2021 | Management | For | Voted - For | ||
3. | Advisory approval of TJX's executive compensation | ||||
(the say-on-pay vote) | Management | For | Voted - For | ||
4. | Shareholder proposal for a report on reduction in | ||||
chemical footprint | Management | Against | Voted - Against | ||
5. | Shareholder proposal for a report on animal welfare | Management | Against | Voted - Against | |
6. | Shareholder proposal for setting target amounts for | ||||
CEO compensation | Management | Against | Voted - Against | ||
7. | Shareholder proposal for disclosure regarding | ||||
executive share retention | Management | Against | Voted - Against | ||
THE TORO COMPANY | |||||
Security ID: 891092108 | Ticker: TTC | ||||
Meeting Date: 17-Mar-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Ratification of the selection of KPMG LLP as our | ||||
independent registered public accounting firm for | |||||
our fiscal year ending October 31, 2020. | Management | For | Voted - For | ||
3. | Approval of, on an advisory basis, our executive | ||||
compensation. | Management | For | Voted - For |
463
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
THE WESTERN UNION COMPANY | |||||
Security ID: 959802109 | Ticker: WU | ||||
Meeting Date: 14-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Martin I. Cole | Management | For | Voted - For | |
1B. | Election of Director: Hikmet Ersek | Management | For | Voted - For | |
1C. | Election of Director: Richard A. Goodman | Management | For | Voted - For | |
1D. | Election of Director: Betsy D. Holden | Management | For | Voted - For | |
1E. | Election of Director: Jeffrey A. Joerres | Management | For | Voted - For | |
1F. | Election of Director: Michael A. Miles, JR. | Management | For | Voted - For | |
1G. | Election of Director: Timothy P. Murphy | Management | For | Voted - For | |
1H. | Election of Director: Jan Siegmund | Management | For | Voted - For | |
1I. | Election of Director: Angela A. Sun | Management | For | Voted - For | |
1J. | Election of Director: Solomon D. Trujillo | Management | For | Voted - For | |
2. | Advisory Vote to Approve Executive Compensation | Management | For | Voted - For | |
3. | Ratification of Selection of Ernst & Young LLP as | ||||
Independent Registered Public Accounting Firm for | |||||
2020 | Management | For | Voted - For | ||
4. | Stockholder Proposal Regarding Political | ||||
Contributions Disclosure | Management | Against | Voted - Against | ||
TIFFANY & CO. | |||||
Security ID: 886547108 | Ticker: TIF | ||||
Meeting Date: 04-Feb-20 | Meeting Type: Special | ||||
1. | The merger proposal - To adopt the Agreement and | ||||
Plan of Merger, dated as of November 24, 2019, as | |||||
it may be amended from time to time (the "merger | |||||
agreement"), by and among Tiffany & Co. | |||||
("Company"), LVMH Moët Hennessy-Louis Vuitton SE, a | |||||
societas Europaea (European company) organized | |||||
under laws of France ("Parent"), Breakfast Holdings | |||||
Acquisition Corp., a Delaware corporation and an | |||||
indirect wholly owned subsidiary of Parent, & | |||||
Breakfast Acquisition Corp., a Delaware corporation | |||||
and a direct wholly owned subsidiary of Holding | |||||
("Merger Sub"). | Management | For | Voted - For | ||
2. | The compensation proposal: To approve, by | ||||
non-binding, advisory vote, certain compensation | |||||
arrangements for the Company's named executive | |||||
officers in connection with the merger. | Management | For | Voted - For | ||
3. | The adjournment proposal: To adjourn or postpone | ||||
the special meeting, if necessary or appropriate, | |||||
to solicit additional proxies if there are not | |||||
sufficient votes to approve the merger proposal | |||||
described above in Proposal 1. | Management | For | Voted - For | ||
Meeting Date: 01-Jun-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Alessandro Bogliolo | Management | For | Voted - For |
464
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1B. | Election of Director: Rose Marie Bravo | Management | For | Voted - For | |
1C. | Election of Director: Hafize Gaye Erkan | Management | For | Voted - For | |
1D. | Election of Director: Roger N. Farah | Management | For | Voted - For | |
1E. | Election of Director: Jane Hertzmark Hudis | Management | For | Voted - For | |
1F. | Election of Director: Abby F. Kohnstamm | Management | For | Voted - For | |
1G. | Election of Director: James E. Lillie | Management | For | Voted - For | |
1H. | Election of Director: William A. Shutzer | Management | For | Voted - For | |
1I. | Election of Director: Robert S. Singer | Management | For | Voted - For | |
1J. | Election of Director: Annie Young-Scrivner | Management | For | Voted - For | |
2. | Ratification of the selection of | ||||
PricewaterhouseCoopers LLP as the Company's | |||||
independent registered public accounting firm to | |||||
audit the Company's consolidated financial | |||||
statements for Fiscal 2020. | Management | For | Voted - For | ||
3. | Approval, on an advisory basis, of the compensation | ||||
paid to the Company's named executive officers in | |||||
Fiscal 2019. | Management | For | Voted - Against | ||
UNITED PARCEL SERVICE, INC. | |||||
Security ID: 911312106 | Ticker: UPS | ||||
Meeting Date: 14-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director to serve until the 2021 annual | ||||
meeting: David P. Abney | Management | For | Voted - For | ||
1B. | Election of Director to serve until the 2021 annual | ||||
meeting: Rodney C. Adkins | Management | For | Voted - For | ||
1C. | Election of Director to serve until the 2021 annual | ||||
meeting: Michael J. Burns | Management | For | Voted - For | ||
1D. | Election of Director to serve until the 2021 annual | ||||
meeting: William R. Johnson | Management | For | Voted - For | ||
1E. | Election of Director to serve until the 2021 annual | ||||
meeting: Ann M. Livermore | Management | For | Voted - For | ||
1F. | Election of Director to serve until the 2021 annual | ||||
meeting: Rudy H.P. Markham | Management | For | Voted - For | ||
1G. | Election of Director to serve until the 2021 annual | ||||
meeting: Franck J. Moison | Management | For | Voted - For | ||
1H. | Election of Director to serve until the 2021 annual | ||||
meeting: Clark T. Randt, Jr. | Management | For | Voted - For | ||
1I. | Election of Director to serve until the 2021 annual | ||||
meeting: Christiana Smith Shi | Management | For | Voted - For | ||
1J. | Election of Director to serve until the 2021 annual | ||||
meeting: John T. Stankey | Management | For | Voted - For | ||
1K. | Election of Director to serve until the 2021 annual | ||||
meeting: Carol B. Tomé | Management | For | Voted - For | ||
1L. | Election of Director to serve until the 2021 annual | ||||
meeting: Kevin M. Warsh | Management | For | Voted - For | ||
2. | Approve on an advisory basis a resolution on | ||||
executive compensation. | Management | For | Voted - For | ||
3. | To ratify the appointment of Deloitte & Touche LLP | ||||
as UPS's independent registered public accounting | |||||
firm for the year ending December 31, 2020. | Management | For | Voted - For |
465
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4. | To prepare an annual report on lobbying activities. | Management | Against | Voted - Against | |
5. | To reduce the voting power of class A stock from 10 | ||||
votes per share to one vote per share. | Management | Against | Voted - For | ||
6. | To prepare a report on reducing UPS's total | ||||
contribution to climate change. | Management | Against | Voted - For | ||
UNITED TECHNOLOGIES CORPORATION | |||||
Security ID: 913017109 | Ticker: UTX | ||||
Meeting Date: 11-Oct-19 | Meeting Type: Special | ||||
1. | Approve the issuance of UTC common stock, par value | ||||
$1.00 per share, to Raytheon stockholders in | |||||
connection with the merger contemplated by the | |||||
Agreement and Plan of Merger, dated as of June 9, | |||||
2019, by and among United Technologies Corporation, | |||||
Light Merger Sub Corp. and Raytheon Company (the | |||||
"UTC share issuance proposal"). | Management | For | Voted - For | ||
2. | Approve the adjournment of the UTC special meeting | ||||
to a later date or dates, if necessary or | |||||
appropriate, to solicit additional proxies in the | |||||
event there are not sufficient votes at the time of | |||||
the UTC special meeting to approve the UTC share | |||||
issuance proposal. | Management | For | Voted - For | ||
Meeting Date: 27-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Lloyd J. Austin III | Management | For | Voted - For | |
1B. | Election of Director: Gregory J. Hayes | Management | For | Voted - For | |
1C. | Election of Director: Marshall O. Larsen | Management | For | Voted - For | |
1D. | Election of Director: Robert K. (Kelly) Ortberg | Management | For | Voted - For | |
1E. | Election of Director: Margaret L. O'Sullivan | Management | For | Voted - For | |
1F. | Election of Director: Denise L. Ramos | Management | For | Voted - For | |
1G. | Election of Director: Fredric G. Reynolds | Management | For | Voted - For | |
1H. | Election of Director: Brian C. Rogers | Management | For | Voted - For | |
2. | Advisory Vote to Approve Executive Compensation. | Management | For | Voted - For | |
3. | Appoint PricewaterhouseCoopers LLP to Serve as | ||||
Independent Auditor for 2020. | Management | For | Voted - For | ||
4. | Shareowner Proposal regarding a Simple Majority | ||||
Vote Requirement. | Management | Voted - For | |||
5. | Shareowner Proposal to Create a Committee to | ||||
Prepare a Report regarding the Impact of Plant | |||||
Closure on Communities and Alternatives to Help | |||||
Mitigate the Effects. | Management | Against | Voted - Against | ||
UNITEDHEALTH GROUP INCORPORATED | |||||
Security ID: 91324P102 | Ticker: UNH | ||||
Meeting Date: 01-Jun-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Richard T. Burke | Management | For | Voted - For | |
1B. | Election of Director: Timothy P. Flynn | Management | For | Voted - For |
466
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1C. | Election of Director: Stephen J. Hemsley | Management | For | Voted - For | |
1D. | Election of Director: Michele J. Hooper | Management | For | Voted - For | |
1E. | Election of Director: F. William McNabb III | Management | For | Voted - For | |
1F. | Election of Director: Valerie C. Montgomery Rice, | ||||
M.D. | Management | For | Voted - For | ||
1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | Voted - For | |
1H. | Election of Director: Glenn M. Renwick | Management | For | Voted - For | |
1I. | Election of Director: David S. Wichmann | Management | For | Voted - For | |
1J. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | Voted - For | |
2. | Advisory approval of the Company's executive | ||||
compensation. | Management | For | Voted - For | ||
3. | Ratification of the appointment of Deloitte & | ||||
Touche LLP as the independent registered public | |||||
accounting firm for the Company for the year ending | |||||
December 31, 2020. | Management | For | Voted - For | ||
4. | Approval of the UnitedHealth Group 2020 Stock | ||||
Incentive Plan. | Management | For | Voted - For | ||
5. | If properly presented at the 2020 Annual Meeting of | ||||
Shareholders, the shareholder proposal set forth in | |||||
the proxy statement requesting any material | |||||
amendment to the Company's Bylaws be subject to a | |||||
non-binding shareholder vote. | Management | Against | Voted - Against | ||
VERIZON COMMUNICATIONS INC. | |||||
Security ID: 92343V104 | Ticker: VZ | ||||
Meeting Date: 07-May-20 | Meeting Type: Annual | ||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | Voted - For | |
1b. | Election of Director: Mark T. Bertolini | Management | For | Voted - For | |
1c. | Election of Director: Vittorio Colao | Management | For | Voted - For | |
1d. | Election of Director: Melanie L. Healey | Management | For | Voted - For | |
1e. | Election of Director: Clarence Otis, Jr. | Management | For | Voted - For | |
1f. | Election of Director: Daniel H. Schulman | Management | For | Voted - For | |
1g. | Election of Director: Rodney E. Slater | Management | For | Voted - For | |
1h. | Election of Director: Hans E. Vestberg | Management | For | Voted - For | |
1i. | Election of Director: Gregory G. Weaver | Management | For | Voted - For | |
2. | Advisory Vote to Approve Executive Compensation | Management | For | Voted - For | |
3. | Ratification of Appointment of Independent | ||||
Registered Public Accounting Firm | Management | For | Voted - For | ||
4. | Nonqualified Savings Plan Earnings | Management | Against | Voted - Against | |
5. | Special Shareholder Meetings | Management | Against | Voted - For | |
6. | Lobbying Activities Report | Management | Against | Voted - Against | |
7. | User Privacy Metric | Management | Against | Voted - Against | |
8. | Amend Severance Approval Policy | Management | Against | Voted - Against |
467
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
VISA INC. | |||||
Security ID: 92826C839 | Ticker: V | ||||
Meeting Date: 28-Jan-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Lloyd A. Carney | Management | For | Voted - For | |
1B. | Election of Director: Mary B. Cranston | Management | For | Voted - For | |
1C. | Election of Director: Francisco Javier | ||||
Fernández-Carbajal | Management | For | Voted - For | ||
1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | Voted - For | |
1E. | Election of Director: Ramon L. Laguarta | Management | For | Voted - For | |
1F. | Election of Director: John F. Lundgren | Management | For | Voted - For | |
1G. | Election of Director: Robert W. Matschullat | Management | For | Voted - For | |
1H. | Election of Director: Denise M. Morrison | Management | For | Voted - For | |
1I. | Election of Director: Suzanne Nora Johnson | Management | For | Voted - For | |
1J. | Election of Director: John A. C. Swainson | Management | For | Voted - For | |
1K. | Election of Director: Maynard G. Webb, Jr. | Management | For | Voted - For | |
2. | Advisory vote to approve executive compensation. | Management | For | Voted - For | |
3. | Ratification of the appointment of KPMG LLP as our | ||||
independent registered public accounting firm for | |||||
the 2020 fiscal year. | Management | For | Voted - For | ||
W. R. BERKLEY CORPORATION | |||||
Security ID: 084423102 | Ticker: WRB | ||||
Meeting Date: 12-Jun-20 | Meeting Type: Annual | ||||
1A. | Election of Director: María Luisa Ferré | Management | For | Voted - For | |
1B. | Election of Director: Jack H. Nusbaum | Management | For | Voted - For | |
1C. | Election of Director: Mark L. Shapiro | Management | For | Voted - For | |
1D. | Election of Director: Jonathan Talisman | Management | For | Voted - For | |
2. | To approve and adopt an amendment to the Company's | ||||
Restated Certificate of Incorporation to increase | |||||
the authorized number of shares of common stock | |||||
from 500,000,000 to 750,000,000 | Management | For | Voted - For | ||
3. | Non-binding advisory vote on a resolution approving | ||||
the compensation of the Company's named executive | |||||
officers pursuant to the compensation disclosure | |||||
rules of the U.S. Securities and Exchange | |||||
Commission, or "say-on-pay" vote | Management | For | Voted - For | ||
4. | Ratification of the appointment of KPMG LLP as the | ||||
independent registered public accounting firm for | |||||
the Company for the fiscal year ending December 31, | |||||
2020 | Management | For | Voted - For |
468
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
WASTE MANAGEMENT, INC. | |||||
Security ID: 94106L109 | Ticker: WM | ||||
Meeting Date: 12-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Frank M. Clark, Jr. | Management | For | Voted - For | |
1B. | Election of Director: James C. Fish, Jr. | Management | For | Voted - For | |
1C. | Election of Director: Andrés R. Gluski | Management | For | Voted - For | |
1D. | Election of Director: Victoria M. Holt | Management | For | Voted - For | |
1E. | Election of Director: Kathleen M. Mazzarella | Management | For | Voted - For | |
1F. | Election of Director: William B. Plummer | Management | For | Voted - For | |
1G. | Election of Director: John C. Pope | Management | For | Voted - For | |
1H. | Election of Director: Thomas H. Weidemeyer | Management | For | Voted - For | |
2. | Ratification of the appointment of Ernst & Young | ||||
LLP as the independent registered public accounting | |||||
firm for 2020. | Management | For | Voted - For | ||
3. | Non-binding, advisory proposal to approve our | ||||
executive compensation. | Management | For | Voted - For | ||
4. | Proposal to amend and restate our Employee Stock | ||||
Purchase Plan to increase the number of shares | |||||
authorized for issuance. | Management | For | Voted - For | ||
WEC ENERGY GROUP, INC. | |||||
Security ID: 92939U106 | Ticker: WEC | ||||
Meeting Date: 06-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Patricia W. Chadwick | Management | For | Voted - For | |
1B. | Election of Director: Curt S. Culver | Management | For | Voted - For | |
1C. | Election of Director: Danny L. Cunningham | Management | For | Voted - For | |
1D. | Election of Director: William M. Farrow III | Management | For | Voted - For | |
1E. | Election of Director: Thomas J. Fischer | Management | For | Voted - For | |
1F. | Election of Director: J. Kevin Fletcher | Management | For | Voted - For | |
1G. | Election of Director: Maria C. Green | Management | For | Voted - For | |
1H. | Election of Director: Gale E. Klappa | Management | For | Voted - For | |
1I. | Election of Director: Henry W. Knueppel | Management | For | Voted - For | |
1J. | Election of Director: Thomas K. Lane | Management | For | Voted - For | |
1K. | Election of Director: Ulice Payne, Jr. | Management | For | Voted - For | |
1L. | Election of Director: Mary Ellen Stanek | Management | For | Voted - For | |
2. | Advisory Vote to Approve Compensation of the Named | ||||
Executive Officers. | Management | For | Voted - For | ||
3. | Ratification of Deloitte & Touche LLP as | ||||
Independent Auditors for 2020 | Management | For | Voted - For |
469
KFA Large Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
WEST PHARMACEUTICAL SERVICES, INC. | |||||
Security ID: 955306105 | Ticker: WST | ||||
Meeting Date: 05-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Mark A. Buthman | Management | For | Voted - For | |
1B. | Election of Director: William F. Feehery | Management | For | Voted - For | |
1C. | Election of Director: Robert Friel | Management | For | Voted - For | |
1D. | Election of Director: Eric M. Green | Management | For | Voted - For | |
1E. | Election of Director: Thomas W. Hofmann | Management | For | Voted - For | |
1F. | Election of Director: Paula A. Johnson | Management | For | Voted - For | |
1G. | Election of Director: Deborah L. V. Keller | Management | For | Voted - For | |
1H. | Election of Director: Myla P. Lai-Goldman | Management | For | Voted - For | |
1I. | Election of Director: Douglas A. Michels | Management | For | Voted - For | |
1J. | Election of Director: Paolo Pucci | Management | For | Voted - For | |
1K. | Election of Director: Patrick J. Zenner | Management | For | Voted - For | |
2. | Advisory vote to approve named executive officer | ||||
compensation. | Management | For | Voted - For | ||
3. | To approve an amendement to Article 5 of our | ||||
Amended and Restated Articles of Incorporation to | |||||
increase the number of authorized shares of common | |||||
stock from 100 million to 200 million. | Management | For | Voted - For | ||
4. | To ratify the appointment of PricewaterhouseCoopers | ||||
LLP as our independent registered public accounting | |||||
firm for 2020. | Management | For | Voted - For | ||
XCEL ENERGY INC. | |||||
Security ID: 98389B100 | Ticker: XEL | ||||
Meeting Date: 22-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Lynn Casey | Management | For | Voted - For | |
1B. | Election of Director: Ben Fowke | Management | For | Voted - For | |
1C. | Election of Director: Netha N. Johnson | Management | For | Voted - For | |
1D. | Election of Director: George J. Kehl | Management | For | Voted - For | |
1E. | Election of Director: Richard T. O'Brien | Management | For | Voted - For | |
1F. | Election of Director: David K. Owens | Management | For | Voted - For | |
1G. | Election of Director: Christopher J. Policinski | Management | For | Voted - For | |
1H. | Election of Director: James T. Prokopanko | Management | For | Voted - For | |
1I. | Election of Director: A. Patricia Sampson | Management | For | Voted - For | |
1J. | Election of Director: James J. Sheppard | Management | For | Voted - For | |
1K. | Election of Director: David A. Westerlund | Management | For | Voted - For | |
1L. | Election of Director: Kim Williams | Management | For | Voted - For | |
1M. | Election of Director: Timothy V. Wolf | Management | For | Voted - For | |
1N. | Election of Director: Daniel Yohannes | Management | For | Voted - For | |
2. | Company proposal to approve, on an advisory basis, | ||||
executive compensation. | Management | For | Voted - For | ||
3. | Company proposal to ratify the appointment of | ||||
Deloitte & Touche LLP as Xcel Energy Inc.'s |
470
KFA Large Cap Quality Dividend Index ETF | |||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
independent registered public accounting firm for | |||
2020 | Management | For | Voted - For |
4. Shareholder proposal regarding a report on the | |||
costs and benefits of Xcel Energy's voluntary | |||
climate-related activities. | Management | Against | Voted - Against |
471
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
AARON'S INC. | |||||
Security ID: 002535300 | Ticker: AAN | ||||
Meeting Date: 26-Mar-20 | Meeting Type: Annual | ||||
1.1 | Election of Director: Kelly H. Barrett | Management | For | Non-Voting | |
1.2 | Election of Director: Kathy T. Betty | Management | For | Non-Voting | |
1.3 | Election of Director: Douglas C. Curling | Management | For | Non-Voting | |
1.4 | Election of Director: Cynthia N. Day | Management | For | Non-Voting | |
1.5 | Election of Director: Curtis L. Doman | Management | For | Non-Voting | |
1.6 | Election of Director: Walter G. Ehmer | Management | For | Non-Voting | |
1.7 | Election of Director: Hubert L. Harris, Jr. | Management | For | Non-Voting | |
1.8 | Election of Director: John W. Robinson, III | Management | For | Non-Voting | |
1.9 | Election of Director: Ray M. Robinson | Management | For | Non-Voting | |
2. | Approval of a non-binding advisory resolution to | ||||
approve the Company's executive compensation. | Management | For | Non-Voting | ||
3. | Ratification of the appointment of Ernst & Young | ||||
LLP as the Company's independent registered public | |||||
accounting firm for 2020. | Management | For | Non-Voting | ||
Meeting Date: 18-Jun-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Kelly H. Barrett | Management | For | Voted - For | |
1B. | Election of Director: Kathy T. Betty | Management | For | Voted - For | |
1C. | Election of Director: Douglas C. Curling | Management | For | Voted - For | |
1D. | Election of Director: Cynthia N. Day | Management | For | Voted - For | |
1E. | Election of Director: Curtis L. Doman | Management | For | Voted - For | |
1F. | Election of Director: Walter G. Ehmer | Management | For | Voted - For | |
1G. | Election of Director: Hubert L. Harris, Jr. | Management | For | Voted - For | |
1H. | Election of Director: John W. Robinson III | Management | For | Voted - For | |
1I. | Election of Director: Ray M. Robinson | Management | For | Voted - For | |
2. | Approval of a non-binding advisory resolution to | ||||
approve the Company's executive compensation. | Management | For | Voted - For | ||
3. | Ratification of the appointment of Ernst & Young | ||||
LLP as the Company's independent registered public | |||||
accounting firm for 2020. | Management | For | Voted - For | ||
4. | Effecting a Holding Company Formation and, in | ||||
connection therewith, Approval of the Agreement and | |||||
Plan of Merger, by and among Aaron's, Inc., Aaron's | |||||
Holdings Company, Inc. and Aaron's Merger Sub, Inc. | Management | For | Voted - For | ||
AMERICAN EQUITY INVESTMENT LIFE HLDG CO | |||||
Security ID: 025676206 | Ticker: AEL | ||||
Meeting Date: 04-Jun-20 | Meeting Type: Annual | ||||
1 | DIRECTOR | Management | For | Voted - For | |
2. | To ratify the appointment of KPMG LLP as our | ||||
independent registered public accounting firm for | |||||
2020. | Management | For | Voted - For |
472
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3. | To approve, on an advisory basis, the compensation | ||||
of our named executive officers. | Management | For | Voted - For | ||
4. | To approve the Company's Amended and Restated | ||||
Equity Incentive Plan. | Management | For | Voted - For | ||
AMERICAN STATES WATER COMPANY | |||||
Security ID: 029899101 | Ticker: AWR | ||||
Meeting Date: 19-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Advisory vote to approve the compensation of our | ||||
named executive officers. | Management | For | Voted - For | ||
3. | To ratify the appointment of PricewaterhouseCoopers | ||||
LLP as the independent registered public accounting | |||||
firm. | Management | For | Voted - For | ||
ATRION CORPORATION | |||||
Security ID: 049904105 | Ticker: ATRI | ||||
Meeting Date: 21-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Emile A Battat | Management | For | Voted - For | |
1B. | Election of Director: Ronald N. Spaulding | Management | For | Voted - For | |
2. | Ratification of the appointment of Grant Thornton | ||||
LLP as the Company's independent registered public | |||||
accounting firm for the year 2020. | Management | For | Voted - For | ||
3. | Advisory vote to approve executive officer | ||||
compensation. | Management | For | Voted - For | ||
AVISTA CORP. | |||||
Security ID: 05379B107 | Ticker: AVA | ||||
Meeting Date: 11-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Kristianne Blake | Management | For | Voted - For | |
1B. | Election of Director: Donald C. Burke | Management | For | Voted - For | |
1C. | Election of Director: Rebecca A. Klein | Management | For | Voted - For | |
1D. | Election of Director: Scott H. Maw | Management | For | Voted - For | |
1E. | Election of Director: Scott L. Morris | Management | For | Voted - For | |
1F. | Election of Director: Jeffry L. Phillips | Management | For | Voted - For | |
1G. | Election of Director: Marc F. Racicot | Management | For | Voted - For | |
1H. | Election of Director: Heidi B. Stanley | Management | For | Voted - For | |
1I. | Election of Director: R. John Taylor | Management | For | Voted - For | |
1J. | Election of Director: Dennis P. Vermillion | Management | For | Voted - For | |
1K. | Election of Director: Janet D. Widmann | Management | For | Voted - For | |
2. | Ratification of the appointment of Deloitte & | ||||
Touche LLP as the Company's independent registered | |||||
public accounting firm for 2020. | Management | For | Voted - For |
473
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3. | Advisory (non-binding) vote on executive | ||||
compensation. | Management | For | Voted - For | ||
BADGER METER, INC. | |||||
Security ID: 056525108 | Ticker: BMI | ||||
Meeting Date: 24-Apr-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Advisory Vote To Approve Compensation Of Our Named | ||||
Executive Officers. | Management | For | Voted - For | ||
3. | Ratification Of The Appointment Of Ernst & Young | ||||
Llp As Independent Registered Public Accountants | |||||
For 2020. | Management | For | Voted - For | ||
4. | Employee Representation On The Board Of Directors. | Management | Against | Voted - Against | |
BALCHEM CORPORATION | |||||
Security ID: 057665200 | Ticker: BCPC | ||||
Meeting Date: 18-Jun-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Ratification of the appointment of RSM US LLP as | ||||
the Company's independent registered public | |||||
accounting firm for the year 2020. | Management | For | Voted - For | ||
3. | Non-binding advisory approval of Named Executive | ||||
Officers compensation as described in the Proxy | |||||
Statement. | Management | For | Voted - For | ||
BANCFIRST CORPORATION | |||||
Security ID: 05945F103 | Ticker: BANF | ||||
Meeting Date: 28-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | To amend the BancFirst Corporation Stock Option | ||||
Plan to increase the number of shares of common | |||||
stock authorized to be granted to 200,000 shares. | Management | For | Voted - For | ||
3. | To amend the BancFirst Corporation Non-Employee | ||||
Directors' Stock Option Plan to increase the number | |||||
of shares of common stock authorized to be granted | |||||
to 30,000 shares. | Management | For | Voted - For | ||
4. | To ratify the appointment of BKD, LLP as our | ||||
independent registered public accounting firm for | |||||
the fiscal year ending December 31, 2020. | Management | For | Voted - For | ||
5. | Advisory vote to approve the compensation of named | ||||
executive officers. | Management | For | Voted - For |
474
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
BLACK HILLS CORPORATION | |||||
Security ID: 092113109 | Ticker: BKH | ||||
Meeting Date: 28-Apr-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Ratification of the appointment of Deloitte & | ||||
Touche LLP to serve as Black Hills Corporation's | |||||
independent registered public accounting firm for | |||||
2020. | Management | For | Voted - For | ||
3. | Advisory resolution to approve executive | ||||
compensation | Management | For | Voted - For | ||
CALAVO GROWERS, INC. | |||||
Security ID: 128246105 | Ticker: CVGW | ||||
Meeting Date: 22-Apr-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - Split | |
2. | Ratification Of Appointment Of Deloitte & Touche | ||||
Llp As Independent Registered Public Accounting | |||||
Firm Of Calavo Growers, Inc. For The Year Ending | |||||
October 31, 2020. | Management | For | Voted - For | ||
3. | Advisory Vote Approving The Executive Compensation | ||||
Disclosed In The Accompanying Proxy Statement. | Management | For | Voted - For | ||
4. | Shareholder Proposal Regarding Independent Director | ||||
Representation. | Management | Against | Voted - For | ||
CASS INFORMATION SYSTEMS, INC. | |||||
Security ID: 14808P109 | Ticker: CASS | ||||
Meeting Date: 21-Apr-20 | Meeting Type: Annual | ||||
1.1 | Election of Director: Eric H. Brunngraber | Management | For | Voted - For | |
1.2 | Election of Director: Benjamin F. Edwards | Management | For | Voted - For | |
1.3 | Election of Director: Joseph D. Rupp | Management | For | Voted - For | |
2. | To approve the advisory resolution on executive | ||||
compensation. | Management | For | Voted - For | ||
3. | To ratify the selection of KPMG LLP to serve as the | ||||
Company's independent registered public accounting | |||||
firm for 2020. | Management | For | Voted - For | ||
CHESAPEAKE UTILITIES CORPORATION | |||||
Security ID: 165303108 | Ticker: CPK | ||||
Meeting Date: 07-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Lila A. Jaber | Management | For | Voted - For | |
1B. | Election of Director: Thomas J. Bresnan | Management | For | Voted - For | |
1C. | Election of Director: Ronald G. Forsythe, Jr. | Management | For | Voted - For |
475
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1D. | Election of Director: Dianna F. Morgan | Management | For | Voted - For | |
1E. | Election of Director: John R. Schimkaitis | Management | For | Voted - For | |
2. | Cast a non-binding advisory vote to approve the | ||||
compensation of the Company's Named Executive | |||||
Officers. | Management | For | Voted - For | ||
3. | Cast a non-binding advisory vote to ratify the | ||||
appointment of the Company's independent registered | |||||
public accounting firm, Baker Tilly Virchow Krause, | |||||
LLP. | Management | For | Voted - For | ||
COMMUNITY BANK SYSTEM, INC. | |||||
Security ID: 203607106 | Ticker: CBU | ||||
Meeting Date: 20-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director for a one (1) year term if | ||||
Proposal 2 is approved: Brian R. Ace | Management | For | Voted - For | ||
1B. | Election of Director for a one (1) year term if | ||||
Proposal 2 is approved: Mark J. Bolus | Management | For | Voted - For | ||
1C. | Election of Director for a one (1) year term if | ||||
Proposal 2 is approved: Jeffrey L. Davis | Management | For | Voted - For | ||
1D. | Election of Director for a one (1) year term if | ||||
Proposal 2 is approved: Neil E. Fesette | Management | For | Voted - For | ||
1E. | Election of Director for a one (1) year term if | ||||
Proposal 2 is approved: Michael R. Kallet | Management | For | Voted - For | ||
1F. | Election of Director for a one (1) year term if | ||||
Proposal 2 is approved: Kerrie D. MacPherson | Management | For | Voted - For | ||
1G. | Election of Director for a one (1) year term if | ||||
Proposal 2 is approved: John Parente | Management | For | Voted - For | ||
1H. | Election of Director for a one (1) year term if | ||||
Proposal 2 is approved: Raymond C. Pecor, III | Management | For | Voted - For | ||
1I. | Election of Director for a one (1) year term if | ||||
Proposal 2 is approved: Sally A. Steele | Management | For | Voted - For | ||
1J. | Election of Director for a one (1) year term if | ||||
Proposal 2 is approved: Eric E. Stickels | Management | For | Voted - For | ||
1K. | Election of Director for a one (1) year term if | ||||
Proposal 2 is approved: Mark E. Tryniski | Management | For | Voted - For | ||
1L. | Election of Director for a one (1) year term if | ||||
Proposal 2 is approved: John F. Whipple, Jr. | Management | For | Voted - For | ||
1M. | Election of Director for a three (3) year term if | ||||
Proposal 2 is not approved: Brian R. Ace | Management | For | Voted - For | ||
1N. | Election of Director for a three (3) year term if | ||||
Proposal 2 is not approved: Michael R. Kallet | Management | For | Voted - For | ||
1O. | Election of Director for a three (3) year term if | ||||
Proposal 2 is not approved: John Parente | Management | For | Voted - For | ||
1P. | Election of Director for a three (3) year term if | ||||
Proposal 2 is not approved: John F. Whipple, Jr. | Management | For | Voted - For | ||
2. | Approval of an amendment to the Company's | ||||
Certificate of Incorporation to declassify the | |||||
Board of Directors. | Management | For | Voted - For | ||
3. | Advisory vote on executive compensation. | Management | For | Voted - For |
476
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
4. | Ratify the appointment of PricewaterhouseCoopers | ||||
LLP as the Company's independent registered public | |||||
accounting firm for 2020. | Management | For | Voted - For | ||
FRANKLIN ELECTRIC CO., INC. | |||||
Security ID: 353514102 | Ticker: FELE | ||||
Meeting Date: 08-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: David T. Brown | Management | For | Voted - For | |
1B. | Election of Director: Victor D. Grizzle | Management | For | Voted - For | |
1C. | Election of Director: Thomas R. VerHage | Management | For | Voted - For | |
2. | Ratify the appointment of Deloitte & Touche LLP as | ||||
the Company's independent registered public | |||||
accounting firm for the 2020 fiscal year. | Management | For | Voted - For | ||
3. | Approve, on an advisory basis, the executive | ||||
compensation of the Named Executive Officers as | |||||
disclosed in the Proxy Statement. | Management | For | Voted - For | ||
GROUP 1 AUTOMOTIVE, INC. | |||||
Security ID: 398905109 | Ticker: GPI | ||||
Meeting Date: 13-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Advisory Vote on Executive Compensation. | Management | For | Voted - For | |
3. | Amendment to the Group 1 Automotive, Inc. 2014 | ||||
Long-Term Incentive Plan. | Management | For | Voted - For | ||
4. | Ratification of the appointment of Deloitte & | ||||
Touche LLP as independent registered public | |||||
accounting firm of the Company for the fiscal year | |||||
ending December 31, 2020 | Management | For | Voted - For | ||
H.B. FULLER COMPANY | |||||
Security ID: 359694106 | Ticker: FUL | ||||
Meeting Date: 02-Apr-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | A non-binding advisory vote to approve the | ||||
compensation of our named executive officers as | |||||
disclosed in the proxy statement. | Management | For | Voted - Against | ||
3. | The ratification of the appointment of Ernst & | ||||
Young LLP as the Company's independent registered | |||||
public accounting firm for the fiscal year ending | |||||
November 28, 2020. | Management | For | Voted - For | ||
4. | The approval of the 2020 Master Incentive Plan. | Management | For | Voted - For |
477
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
HEALTHCARE SERVICES GROUP, INC. | |||||
Security ID: 421906108 | Ticker: HCSG | ||||
Meeting Date: 26-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | To approve and ratify the selection of Grant | ||||
Thornton LLP as the independent registered public | |||||
accounting firm of the Company for the current | |||||
fiscal year ending December 31, 2020. | Management | For | Voted - For | ||
3. | To consider an advisory vote on executive | ||||
compensation. | Management | For | Voted - For | ||
4. | To approve and adopt the Company's 2020 Omnibus | ||||
Incentive Plan. | Management | For | Voted - For | ||
INTER PARFUMS, INC. | |||||
Security ID: 458334109 | Ticker: IPAR | ||||
Meeting Date: 12-Sep-19 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | To vote for the advisory resolution to approve | ||||
executive compensation | Management | For | Voted - For | ||
3. | To approve the adoption of an amendment to our 2016 | ||||
Option Plan to increase the number of shares | |||||
issuable upon exercise of the options to be granted | |||||
solely to nonemployee directors annually from 1,000 | |||||
shares to 1,500 shares commencing on February 1, | |||||
2020 and continuing on each February 1 thereafter. | Management | For | Voted - For | ||
INTERNATIONAL SPEEDWAY CORPORATION | |||||
Security ID: 460335201 | Ticker: ISCA | ||||
Meeting Date: 16-Oct-19 | Meeting Type: Special | ||||
1. | The proposal to approve an Agreement and Plan of | ||||
Merger, dated as of May 22, 2019, by and among | |||||
International Speedway Corporation (the "Company"), | |||||
NASCAR Holdings, Inc., and Nova Merger Sub, Inc., | |||||
as it may be amended from time to time. | Management | For | Voted - For | ||
2. | The non-binding, advisory proposal to approve | ||||
specified compensation that may become payable to | |||||
the named executive officers of the Company in | |||||
connection with the merger. | Management | For | Voted - For | ||
3. | The proposal to approve an adjournment of the | ||||
special meeting, if necessary or appropriate (as | |||||
determined in good faith by the Company), to | |||||
solicit additional proxies if there are | |||||
insufficient votes at the time of the special | |||||
meeting to obtain the Required Shareholder Vote (as | |||||
defined in the enclosed Proxy Statement). | Management | For | Voted - For |
478
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
J & J SNACK FOODS CORP. | |||||
Security ID: 466032109 | Ticker: JJSF | ||||
Meeting Date: 11-Feb-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Advisory vote on Approval of the Company's | ||||
Executive Compensation Programs | Management | For | Voted - Against | ||
LANCASTER COLONY CORPORATION | |||||
Security ID: 513847103 | Ticker: LANC | ||||
Meeting Date: 13-Nov-19 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | To approve, by non-binding vote, the compensation | ||||
of the Corporation's named executive officers. | Management | For | Voted - For | ||
3. | To ratify the selection of Deloitte & Touche, LLP | ||||
as the Corporation's independent registered public | |||||
accounting firm for the year ending June 30, 2020. | Management | For | Voted - For | ||
LINDSAY CORPORATION | |||||
Security ID: 535555106 | Ticker: LNN | ||||
Meeting Date: 07-Jan-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Ratification of the appointment of KPMG LLP as the | ||||
Company's independent registered public accounting | |||||
firm for the fiscal year ending August 31, 2020. | Management | For | Voted - For | ||
3. | Non-binding vote on resolution to approve the | ||||
compensation of the Company's named executive | |||||
officers. | Management | For | Voted - For | ||
MATTHEWS INTERNATIONAL CORPORATION | |||||
Security ID: 577128101 | Ticker: MATW | ||||
Meeting Date: 20-Feb-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Ratify the appointment of Ernst & Young LLP as the | ||||
independent registered public accounting firm to | |||||
audit the records of the Company for the fiscal | |||||
year ending September 30, 2020. | Management | For | Voted - For | ||
3. | Provide an advisory (non-binding) vote on the | ||||
executive compensation of the Company's named | |||||
executive officers. | Management | For | Voted - For |
479
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
MCGRATH RENTCORP | |||||
Security ID: 580589109 | Ticker: MGRC | ||||
Meeting Date: 03-Jun-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | To ratify the appointment of Grant Thornton LLP as | ||||
the independent auditors for the Company for the | |||||
year ending December 31, 2020. | Management | For | Voted - For | ||
3. | To hold non-binding, advisory vote to approve the | ||||
compensation of the Company's named executive | |||||
officers. | Management | For | Voted - For | ||
MEREDITH CORPORATION | |||||
Security ID: 589433101 | Ticker: MDP | ||||
Meeting Date: 13-Nov-19 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | To approve, on an advisory basis, the executive | ||||
compensation program for the Company's named | |||||
executive officers | Management | For | Voted - For | ||
3. | To ratify the appointment of KPMG LLP as the | ||||
Company's independent registered public accounting | |||||
firm for the year ending June 30, 2020 | Management | For | Voted - For | ||
MIDDLESEX WATER COMPANY | |||||
Security ID: 596680108 | Ticker: MSEX | ||||
Meeting Date: 19-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | To provide a non-binding advisory vote to approve | ||||
named executive officer compensation. | Management | For | Voted - For | ||
3. | To ratify the appointment of Baker Tilly Virchow | ||||
Krause, LLP as the Company's independent registered | |||||
public accounting firm for the fiscal year ending | |||||
December 31, 2020. | Management | For | Voted - For | ||
MSA SAFETY INCORPORATED | |||||
Security ID: 553498106 | Ticker: MSA | ||||
Meeting Date: 12-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Selection of Ernst & Young LLP as the Company's | ||||
independent registered public accounting firm. | Management | For | Voted - For | ||
3. | To provide an advisory vote to approve the | ||||
executive compensation of the Company's named | |||||
executive officers. | Management | For | Voted - For |
480
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
NATIONAL HEALTH INVESTORS, INC. | |||||
Security ID: 63633D104 | Ticker: NHI | ||||
Meeting Date: 06-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: W. Andrew Adams | Management | For | Voted - For | |
1B. | Election of Director: Robert A. McCabe, Jr. | Management | For | Voted - For | |
1C. | Election of Director: Charlotte A. Swafford | Management | For | Voted - For | |
1D. | Election of Director: Robert G. Adams | Management | For | Voted - For | |
2. | Approve the Amendment to the Articles of | ||||
Incorporation to increase the number of authorized | |||||
shares. | Management | For | Voted - For | ||
3. | Approve the advisory resolution approving the | ||||
compensation of the named executive officers as | |||||
disclosed in the accompanying proxy statement. | Management | For | Voted - For | ||
4. | Ratify the audit committee's selection of BDO USA, | ||||
LLP as independent registered public accounting | |||||
firm for year ending December 31, 2020. | Management | For | Voted - For | ||
NATIONAL HEALTHCARE CORPORATION | |||||
Security ID: 635906100 | Ticker: NHC | ||||
Meeting Date: 07-May-20 | Meeting Type: Annual | ||||
1A. | Re-election of Director: W. Andrew Adams | Management | For | Voted - Against | |
1B. | Re-election of Director: Ernest G. Burgess, III | Management | For | Voted - Against | |
1C. | Re-election of Director: Emil E. Hassan | Management | For | Voted - For | |
2. | To consider an advisory vote on compensation of our | ||||
named executive officers | Management | For | Voted - For | ||
3. | Approve the adoption of the National HealthCare | ||||
Corporation 2020 Omnibus Equity Incentive Plan (the | |||||
"2020 Equity Incentive Plan"), Pursuant to which | |||||
2,500,000 shares will be available to grant for | |||||
restricted stock, stock appreciation rights, stock | |||||
options, and employee stock purchase plan needs | Management | For | Voted - Against | ||
4. | Vote on a shareholder proposal, if properly | ||||
presented at the meeting, requesting the Board of | |||||
Directors to prepare a report by September, 2020, | |||||
on if and how the Company is taking steps to | |||||
enhance broader diversity | Management | Against | Voted - For | ||
NORTHWEST NATURAL HOLDING COMPANY | |||||
Security ID: 66765N105 | Ticker: NWN | ||||
Meeting Date: 28-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Advisory vote to approve Named Executive Officer | ||||
Compensation. | Management | For | Voted - For | ||
3. | The ratification of the appointment of | ||||
PricewaterhouseCoopers LLP as Northwest Natural |
481
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
Holding Company's independent registered public | |||||
accountants for the fiscal year 2020. | Management | For | Voted - For | ||
NORTHWESTERN CORPORATION | |||||
Security ID: 668074305 | Ticker: NWE | ||||
Meeting Date: 23-Apr-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Ratification of Deloitte & Touche LLP as the | ||||
independent registered public accounting firm for | |||||
2020. | Management | For | Voted - For | ||
3. | Advisory vote to approve named executive officer | ||||
compensation. | Management | For | Voted - For | ||
4. | Transaction of any other matters and business as | ||||
may properly come before the annual meeting or any | |||||
postponement or adjournment of the annual meeting. | Management | For | Voted - Against | ||
PORTLAND GENERAL ELECTRIC CO | |||||
Security ID: 736508847 | Ticker: POR | ||||
Meeting Date: 22-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: John W. Ballantine | Management | For | Voted - For | |
1B. | Election of Director: Rodney L. Brown, Jr. | Management | For | Voted - For | |
1C. | Election of Director: Jack E. Davis | Management | For | Voted - For | |
1D. | Election of Director: Kirby A. Dyess | Management | For | Voted - For | |
1E. | Election of Director: Mark B. Ganz | Management | For | Voted - For | |
1F. | Election of Director: Marie Oh Huber | Management | For | Voted - For | |
1G. | Election of Director: Kathryn J. Jackson | Management | For | Voted - For | |
1H. | Election of Director: Michael H. Millegan | Management | For | Voted - For | |
1I. | Election of Director: Neil J. Nelson | Management | For | Voted - For | |
1J. | Election of Director: M. Lee Pelton | Management | For | Voted - For | |
1K. | Election of Director: Maria M. Pope | Management | For | Voted - For | |
1L. | Election of Director: Charles W. Shivery | Management | For | Voted - For | |
2. | To approve, by a non-binding vote, the compensation | ||||
of the Company's named executive officers. | Management | For | Voted - For | ||
3. | To ratify the appointment of Deloitte and Touche | ||||
LLP as the Company's independent registered public | |||||
accounting firm for the fiscal year 2020. | Management | For | Voted - For | ||
RLI CORP. | |||||
Security ID: 749607107 | Ticker: RLI | ||||
Meeting Date: 07-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Approve the amendment to the Company's Amended and | ||||
Restated Certificate of Incorporation increasing | |||||
the number of authorized shares of Common Stock. | Management | For | Voted - For |
482
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3. | Advisory vote to approve executive compensation | ||||
(the "Say-on- Pay" vote). | Management | For | Voted - For | ||
4. | Ratify the selection of Deloitte & Touche LLP as | ||||
the Company's Independent Registered Public | |||||
Accounting Firm. | Management | For | Voted - For | ||
SENSIENT TECHNOLOGIES CORPORATION | |||||
Security ID: 81725T100 | Ticker: SXT | ||||
Meeting Date: 23-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of director: Joseph Carleone | Management | For | Voted - For | |
1B. | Election of director: Edward H. Cichurski | Management | For | Voted - For | |
1C. | Election of director: Mario Ferruzzi | Management | For | Voted - For | |
1D. | Election of director: Carol R. Jackson | Management | For | Voted - For | |
1E. | Election of director: Donald W. Landry | Management | For | Voted - For | |
1F. | Election of director: Paul Manning | Management | For | Voted - For | |
1G. | Election of director: Deborah McKeithan-Gebhardt | Management | For | Voted - For | |
1H. | Election of director: Scott C. Morrison | Management | For | Voted - For | |
1I. | Election of director: Elaine R. Wedral | Management | For | Voted - For | |
1J. | Election of director: Essie Whitelaw | Management | For | Voted - For | |
2. | Proposal to approve the compensation paid to | ||||
Sensient's named executive officers, as disclosed | |||||
pursuant to Item 402 of Regulation S-K, including | |||||
the Compensation Discussion and Analysis, | |||||
compensation tables, and narrative discussion in | |||||
the accompanying proxy statement. | Management | For | Voted - For | ||
3. | Proposal to ratify the appointment of Ernst & Young | ||||
LLP, certified public accountants, as the | |||||
independent auditors of Sensient for 2020. | Management | For | Voted - For | ||
SJW GROUP | |||||
Security ID: 784305104 | Ticker: SJW | ||||
Meeting Date: 29-Apr-20 | Meeting Type: Annual | ||||
1A. | Election of Director: K. Armstrong | Management | For | Voted - For | |
1B. | Election of Director: W. J. Bishop | Management | For | Voted - For | |
1C. | Election of Director: M. Hanley | Management | For | Voted - For | |
1D. | Election of Director: H. Hunt | Management | For | Voted - For | |
1E. | Election of Director: G. P. Landis | Management | For | Voted - For | |
1F. | Election of Director: D. C. Man | Management | For | Voted - For | |
1G. | Election of Director: D. B. More | Management | For | Voted - For | |
1H. | Election of Director: E. W. Thornburg | Management | For | Voted - For | |
1I. | Election of Director: R. A. Van Valer | Management | For | Voted - For | |
1J. | Election of Director: C. P. Wallace | Management | For | Voted - For | |
2. | To approve, on an advisory basis, the compensation | ||||
of the named executive officers as disclosed in the | |||||
accompanying proxy statement. | Management | For | Voted - For |
483
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
3. | Ratify the appointment of KPMG LLP as the | ||||
independent registered public accounting firm of | |||||
the Company for fiscal year 2020. | Management | For | Voted - For | ||
SOUTHSIDE BANCSHARES, INC. | |||||
Security ID: 84470P109 | Ticker: SBSI | ||||
Meeting Date: 13-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Approve a non-binding advisory vote on the | ||||
compensation of the Company's named executive | |||||
officers. | Management | For | Voted - For | ||
3. | Ratify the appointment by our Audit Committee of | ||||
Ernst & Young LLP to serve as the independent | |||||
registered public accounting firm for the Company | |||||
for the year ended December 31, 2020. | Management | For | Voted - For | ||
SPIRE INC. | |||||
Security ID: 84857L101 | Ticker: SR | ||||
Meeting Date: 30-Jan-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Advisory nonbinding approval of resolution to | ||||
approve compensation of our named executive | |||||
officers. | Management | For | Voted - For | ||
3. | Ratify the appointment of Deloitte & Touche LLP as | ||||
our independent registered public accountant for | |||||
the 2020 fiscal year. | Management | For | Voted - For | ||
STEPAN COMPANY | |||||
Security ID: 858586100 | Ticker: SCL | ||||
Meeting Date: 21-Apr-20 | Meeting Type: Annual | ||||
1.1 | Election of Director: Joaquin Delgado | Management | For | Voted - For | |
1.2 | Election of Director: F. Quinn Stepan, Jr. | Management | For | Voted - For | |
2. | Advisory vote to approve named executive officer | ||||
compensation. | Management | For | Voted - For | ||
3. | Ratify the appointment of Deloitte & Touche LLP as | ||||
Stepan Company's independent registered public | |||||
accounting firm for 2020. | Management | For | Voted - For | ||
THE ENSIGN GROUP, INC. | |||||
Security ID: 29358P101 | Ticker: ENSG | ||||
Meeting Date: 28-May-20 | Meeting Type: Annual | ||||
1A. | Election of Director: Roy E. Christensen | Management | For | Voted - For |
484
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
1B. | Election of Director: Barry M. Smith | Management | For | Voted - For | |
1C. | Election of Director: Swati B. Abbott | Management | For | Voted - For | |
2. | Ratification of appointment of Deloitte & Touche | ||||
LLP as independent registered public accounting | |||||
firm for 2020. | Management | For | Voted - For | ||
3. | Approval, on an advisory basis, of our named | ||||
executive officers' compensation. | Management | For | Voted - For | ||
THE GORMAN-RUPP COMPANY | |||||
Security ID: 383082104 | Ticker: GRC | ||||
Meeting Date: 23-Apr-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Approve, on an advisory basis, the compensation of | ||||
the Company's named Executive Officers. | Management | For | Voted - For | ||
3. | Ratify the appointment of Ernst & Young LLP as | ||||
independent registered public accountants for the | |||||
Company during the year ending December 31, 2020. | Management | For | Voted - For | ||
TOMPKINS FINANCIAL CORPORATION | |||||
Security ID: 890110109 | Ticker: TMP | ||||
Meeting Date: 05-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Advisory approval of the compensation paid to the | ||||
Company's Named Executive Officers. | Management | For | Voted - For | ||
3. | Ratify the appointment of the independent | ||||
registered public accounting firm, KPMG LLP, as the | |||||
Company's independent auditor for the fiscal year | |||||
ending December 31, 2020. | Management | For | Voted - For | ||
UNITED BANKSHARES, INC. | |||||
Security ID: 909907107 | Ticker: UBSI | ||||
Meeting Date: 02-Apr-20 | Meeting Type: Special | ||||
1. | To approve the Agreement and Plan of Merger, dated | ||||
as of November 17, 2019, by and between United | |||||
Bankshares, Inc. and Carolina Financial | |||||
Corporation, as may be amended from time to time | |||||
(the "Merger Agreement"). | Management | For | Voted - For | ||
2. | To approve the issuance of the shares of United | ||||
Bankshares, Inc. common stock to Carolina Financial | |||||
Corporation shareholders pursuant to the Merger | |||||
Agreement. | Management | For | Voted - For | ||
3. | To approve the adjournment, postponement or | ||||
continuance of the special meeting, on one or more | |||||
occasions, if necessary or appropriate, in order to | |||||
solicit additional proxies, in the event that there | |||||
are not sufficient votes at the time of the special |
485
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
meeting to approve the Merger Agreement and the | |||||
issuance of United Bankshares, Inc. common stock. | Management | For | Voted - For | ||
Meeting Date: 12-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | To ratify the selection of Ernst & Young LLP to act | ||||
as the independent registered public accounting | |||||
firm for 2020. | Management | For | Voted - For | ||
3. | To approve, on an advisory basis, the compensation | ||||
of United's named executive officers. | Management | For | Voted - For | ||
4. | To approve the United 2020 Long-Term Incentive Plan. | Management | For | Voted - For | |
UNIVERSAL HEALTH REALTY INCOME TRUST | |||||
Security ID: 91359E105 | Ticker: UHT | ||||
Meeting Date: 03-Jun-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Advisory (nonbinding) vote to approve named | ||||
executive officer compensation. | Management | For | Voted - For | ||
3. | To approve an amendment to the Universal Health | ||||
Realty Income Trust Amended and Restated 2007 | |||||
Restricted Stock Plan. | Management | For | Voted - For | ||
4. | To ratify the selection of KPMG LLP, as the Trust's | ||||
independent registered public accounting firm for | |||||
the fiscal year ending December 31, 2020. | Management | For | Voted - For | ||
URSTADT BIDDLE PROPERTIES INC. | |||||
Security ID: 917286205 | Ticker: UBA | ||||
Meeting Date: 18-Mar-20 | Meeting Type: Annual | ||||
1A. | Election of Class II Director to serve for three | ||||
years: Kevin J. Bannon | Management | For | Voted - For | ||
1B. | Election of Class II Director to serve for three | ||||
years: Richard Grellier | Management | For | Voted - For | ||
1C. | Election of Class II Director to serve for three | ||||
years: Charles D. Urstadt | Management | For | Voted - For | ||
1D. | Election of Class III Director to serve for one | ||||
year: Willis H. Stephens, Jr. | Management | For | Voted - For | ||
2. | To ratify the appointment of PKF O'Connor Davies, | ||||
LLP, as the independent registered public | |||||
accounting firm of the Company for one year. | Management | For | Voted - For | ||
3. | To approve, on an advisory basis, the compensation | ||||
of the Company's named executive officers. | Management | For | Voted - For |
486
KFA Small Cap Quality Dividend Index ETF | |||||
Proposal | Proposed by | Mgt. Position | Registrant Voted | ||
VECTOR GROUP LTD. | |||||
Security ID: 92240M108 | Ticker: VGR | ||||
Meeting Date: 28-May-20 | Meeting Type: Annual | ||||
1. | DIRECTOR | Management | For | Voted - For | |
2. | Advisory approval of executive compensation (say on | ||||
pay) | Management | For | Voted - Against | ||
3. | Approval of ratification of Deloitte & Touche LLP | ||||
as independent registered public accounting firm | |||||
for the year ending December 31, 2020 | Management | For | Voted - For | ||
4. | Advisory approval of a shareholder proposal | ||||
regarding the adoption of a shareholder "proxy | |||||
access" by-law. | Management | Against | Voted - Against |
487