Alethea Capital Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
AES CORP	COM	00130H105	1,676	171,190	SH		SOLE		171,190	0	0
AFLAC INC	COM	001055102	419	7,214	SH		SOLE		7,214	0	0
ALLIANZGI NFJ DIVID INT & PR	COM	01883A107	292	22,871	SH		SOLE		22,871	0	0
ALTRIA GROUP INC	COM	02209S103	761	13,984	SH		SOLE		13,984	0	0
ARCHER DANIELS MIDLAND CO	COM	039483102	319	7,688	SH		SOLE		7,688	0	0
BLACKROCK LTD DURATION INC T	COM SHS	09249W101	423	29,308	SH		SOLE		29,308	0	0
BRISTOL MYERS SQUIBB CO	COM	110122108	485	8,190	SH		SOLE		8,190	0	0
CANADIAN NAT RES LTD	COM	136385101	1,159	59,566	SH		SOLE		59,566	0	0
CAPITAL ONE FINL CORP	COM	14040H105	11,724	161,667	SH		SOLE		161,667	0	0
CME GROUP INC	COM	12572Q105	983	10,604	SH		SOLE		10,604	0	0
COACH INC	COM	189754104	221	7,631	SH		SOLE		7,631	0	0
CURRENCYSHS JAPANESE YEN TR	JAPANESE YEN	23130A102	109	75,400	SH	Put	SOLE		75,400	0	0
DELAWARE ENHANCED GBL DIV &	COM	246060107	1,633	176,326	SH		SOLE		176,326	0	0
DOUBLELINE OPPORTUNISTIC CR	COM	258623107	970	38,992	SH		SOLE		38,992	0	0
EATON VANCE CALIF MUN BD FD	COM	27828A100	966	83,097	SH		SOLE		83,097	0	0
EATON VANCE LTD DUR INCOME F	COM	27828H105	894	70,527	SH		SOLE		70,527	0	0
EQUINIX INC	COM PAR $0.001	29444U700	2,856	10,446	SH		SOLE		10,446	0	0
HARRIS CORP DEL	COM	413875105	1,418	19,390	SH		SOLE		19,390	0	0
HASBRO INC	COM	418056107	2,171	30,101	SH		SOLE		30,101	0	0
HELMERICH & PAYNE INC	COM	423452101	397	8,393	SH		SOLE		8,393	0	0
IMMUNOCELLULAR THERAPEUTICS	COM	452536105	5	11,000	SH		SOLE		11,000	0	0
INVESCO LTD	SHS	G491BT108	1,232	39,443	SH		SOLE		39,443	0	0
ISHARES TR	FLTG RATE BD ETF	46429B655	659	13,065	SH		SOLE		13,065	0	0
ISHARES TR	MSCI EAFE ETF	464287465	23	401	SH		SOLE		401	0	0
ISHARES TR	NASDQ BIOTEC ETF	464287556	2,113	6,967	SH		SOLE		6,967	0	0
ISHARES TR	U.S. PFD STK ETF	464288687	408	10,571	SH		SOLE		10,571	0	0
KINDER MORGAN INC DEL	COM	49456B101	1,955	70,637	SH		SOLE		70,637	0	0
KOHLS CORP	COM	500255104	1,001	21,615	SH		SOLE		21,615	0	0
LYONDELLBASELL INDUSTRIES N	SHS - A -	N53745100	459	5,501	SH		SOLE		5,501	0	0
MCDONALDS CORP	COM	580135101	1,161	11,788	SH		SOLE		11,788	0	0
MERCK & CO INC NEW	COM	58933Y105	359	7,276	SH		SOLE		7,276	0	0
MICROSOFT CORP	COM	594918104	449	10,139	SH		SOLE		10,139	0	0
NEURALSTEM INC	COM	64127R302	2,607	2,137,061	SH		SOLE		2,137,061	0	0
NUVEEN AMT-FREE MUN INCOME F	COM	670657105	422	32,398	SH		SOLE		32,398	0	0
NUVEEN CAL AMT-FREE MUN INC	COM	670651108	205	13,957	SH		SOLE		13,957	0	0
OCATA THERAPEUTICS INC	COM	67457L100	46	11,000	SH		SOLE		11,000	0	0
PFIZER INC	COM	717081103	795	25,305	SH		SOLE		25,305	0	0
POWERSHS DB US DOLLAR INDEX	DOLL INDX BULL	73936D107	140	255,800	SH	Call	SOLE		255,800	0	0
SCHLUMBERGER LTD	COM	806857108	1,044	15,143	SH		SOLE		15,143	0	0
SCHLUMBERGER LTD	COM	806857108	5	1,800	SH	Call	SOLE		1,800	0	0
SELECT SECTOR SPDR TR	SBI CONS DISCR	81369Y407	1,464	19,713	SH		SOLE		19,713	0	0
SELECT SECTOR SPDR TR	SBI CONS STPLS	81369Y308	449	9,511	SH		SOLE		9,511	0	0
SELECT SECTOR SPDR TR	SBI HEALTHCARE	81369Y209	450	6,797	SH		SOLE		6,797	0	0
SELECT SECTOR SPDR TR	SBI INT-ENERGY	81369Y506	2,298	37,554	SH		SOLE		37,554	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	424	18,699	SH		SOLE		18,699	0	0
SELECT SECTOR SPDR TR	SBI INT-INDS	81369Y704	404	8,088	SH		SOLE		8,088	0	0
SELECT SECTOR SPDR TR	SBI INT-UTILS	81369Y886	427	9,872	SH		SOLE		9,872	0	0
SELECT SECTOR SPDR TR	SBI MATERIALS	81369Y100	371	9,303	SH		SOLE		9,303	0	0
SELECT SECTOR SPDR TR	TECHNOLOGY	81369Y803	441	11,163	SH		SOLE		11,163	0	0
SMUCKER J M CO	COM NEW	832696405	1,520	13,319	SH		SOLE		13,319	0	0
SPDR GOLD TRUST	GOLD SHS	78463V107	126	21,100	SH	Put	SOLE		21,100	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	395	2,063	SH		SOLE		2,063	0	0
SPDR SERIES TRUST	S&P HOMEBUILD	78464A888	958	27,988	SH		SOLE		27,988	0	0
SPDR SERIES TRUST	S&P TELECOM	78464A540	440	8,307	SH		SOLE		8,307	0	0
SPECTRA ENERGY CORP	COM	847560109	467	17,775	SH		SOLE		17,775	0	0
THE ADT CORPORATION	COM	00101J106	2,398	80,198	SH		SOLE		80,198	0	0
UBS GROUP AG	SHS	H42097107	1,846	99,654	SH		SOLE		99,654	0	0
VERIZON COMMUNICATIONS INC	COM	92343V104	515	11,833	SH		SOLE		11,833	0	0
WESTERN ASSET HIGH INCM FD I	COM	95766J102	236	36,529	SH		SOLE		36,529	0	0
WESTERN ASSET HIGH INCM OPP	COM	95766K109	612	130,471	SH		SOLE		130,471	0	0
WESTERN UN CO	COM	959802109	2,601	141,652	SH		SOLE		141,652	0	0
WISDOMTREE TR	JAPN HEDGE EQT	97717W851	559	11,488	SH		SOLE		11,488	0	0
XILINX INC	COM	983919101	1,505	35,493	SH		SOLE		35,493	0	0