The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 632 | 10,487 | SH | SOLE | 0 | 10,487 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 202 | 950 | SH | SOLE | 0 | 950 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 1,233 | 4,852 | SH | SOLE | 0 | 4,852 | 0 | 0 | |
CONAGRA BRANDS INC | COM | 205887102 | 1,598 | 44,750 | SH | SOLE | 0 | 44,750 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 311 | 6,000 | SH | SOLE | 0 | 6,000 | 0 | 0 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 483 | 2,500 | SH | SOLE | 0 | 2,500 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 410 | 3,301 | SH | SOLE | 0 | 3,301 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 560 | 3,403 | SH | SOLE | 0 | 3,403 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 218 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 658 | 4,419 | SH | SOLE | 0 | 4,419 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 364 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 870 | 23,717 | SH | SOLE | 0 | 23,717 | 0 | 0 | |
JUNIPER NETWORKS INC | COM | 48203R104 | 555 | 25,792 | SH | SOLE | 0 | 25,792 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 631 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 321 | 6,502 | SH | SOLE | 0 | 6,502 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 416 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 676 | 11,371 | SH | SOLE | 0 | 11,371 | 0 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 593 | 24,631 | SH | SOLE | 0 | 24,631 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 240 | 7,000 | SH | SOLE | 0 | 7,000 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 1,062 | 19,381 | SH | SOLE | 0 | 19,381 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 1,003 | 6,369 | SH | SOLE | 0 | 6,369 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 4,156 | 57,837 | SH | SOLE | 0 | 57,837 | 0 | 0 | |
CABOT OIL & GAS CORP | COM | 127097103 | 1,630 | 93,901 | SH | SOLE | 0 | 93,901 | 0 | 0 | |
MERCK & CO. INC | COM | 58933Y105 | 905 | 10,908 | SH | SOLE | 0 | 10,908 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 577 | 4,150 | SH | SOLE | 0 | 4,150 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 69 | 11,000 | SH | SOLE | 0 | 11,000 | 0 | 0 | |
KIMBERLY CLARK CORP | COM | 494368103 | 680 | 4,602 | SH | SOLE | 0 | 4,602 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 1,256 | 19,870 | SH | SOLE | 0 | 19,870 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 444 | 1,600 | SH | SOLE | 0 | 1,600 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 356 | 3,700 | SH | SOLE | 0 | 3,700 | 0 | 0 | |
NORTONLIFELOCK INC | COM | 668771108 | 1,690 | 81,112 | SH | SOLE | 0 | 81,112 | 0 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 619 | 5,055 | SH | SOLE | 0 | 5,055 | 0 | 0 | |
3M CO | COM | 88579Y101 | 641 | 4,004 | SH | SOLE | 0 | 4,004 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 509 | 4,500 | SH | SOLE | 0 | 4,500 | 0 | 0 | |
SMUCKER J M CO | COM NEW | 832696405 | 679 | 5,880 | SH | SOLE | 0 | 5,880 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 1,092 | 12,325 | SH | SOLE | 0 | 12,325 | 0 | 0 | |
APPLE INC | COM | 037833100 | 672 | 5,800 | SH | SOLE | 0 | 5,800 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 1,562 | 32,286 | SH | SOLE | 0 | 32,286 | 0 | 0 | |
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 324 | 3,171 | SH | SOLE | 0 | 3,171 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 1,629 | 26,417 | SH | SOLE | 0 | 26,417 | 0 | 0 | |
EASTMAN CHEM CO | COM | 277432100 | 352 | 4,500 | SH | SOLE | 0 | 4,500 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 284 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 663 | 8,528 | SH | SOLE | 0 | 8,528 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 459 | 4,500 | SH | SOLE | 0 | 4,500 | 0 | 0 | |
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 154 | 13,579 | SH | SOLE | 0 | 13,579 | 0 | 0 | |
CUMMINS INC | COM | 231021106 | 422 | 2,000 | SH | SOLE | 0 | 2,000 | 0 | 0 | |
WEC ENERGY GROUP INC | COM | 92939U106 | 678 | 7,001 | SH | SOLE | 0 | 7,001 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 394 | 700 | SH | SOLE | 0 | 700 | 0 | 0 | |
SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 644 | 13,066 | SH | SOLE | 0 | 13,066 | 0 | 0 | |
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 169 | 11,516 | SH | SOLE | 0 | 11,516 | 0 | 0 | |
DIGITAL RLTY TR INC | COM | 253868103 | 1,106 | 7,534 | SH | SOLE | 0 | 7,534 | 0 | 0 | |
ISHARES TR | SHORT TREAS BD | 464288679 | 2,273 | 20,534 | SH | SOLE | 0 | 20,534 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 6,027 | 1,477,212 | SH | SOLE | 0 | 1,477,212 | 0 | 0 | |
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 423 | 8,100 | SH | SOLE | 0 | 8,100 | 0 | 0 | |
ISHARES TR | MORTGE REL ETF | 46435G342 | 225 | 8,732 | SH | SOLE | 0 | 8,732 | 0 | 0 | |
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 19,846 | 216,852 | SH | SOLE | 0 | 216,852 | 0 | 0 | |
BGC PARTNERS INC | CL A | 05541T101 | 82 | 34,052 | SH | SOLE | 0 | 34,052 | 0 | 0 | |
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 292 | 4,734 | SH | SOLE | 0 | 4,734 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 632 | 430 | SH | SOLE | 0 | 430 | 0 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 977 | 32,632 | SH | SOLE | 0 | 32,632 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 3,543 | 115,641 | SH | SOLE | 0 | 115,641 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 71,901 | 1,009,131 | SH | SOLE | 0 | 1,009,131 | 0 | 0 | |
CIDARA THERAPEUTICS INC | COM | 171757107 | 3,290 | 1,154,288 | SH | SOLE | 0 | 1,154,288 | 0 | 0 | |
RA MED SYS INC | COM | 74933X104 | 152 | 524,680 | SH | SOLE | 0 | 524,680 | 0 | 0 | |
DOW INC | COM | 260557103 | 249 | 5,300 | SH | SOLE | 0 | 5,300 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 0 | 500 | SH | Call | SOLE | 0 | 500 | 0 | 0 |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 0 | 500 | SH | Put | SOLE | 0 | 500 | 0 | 0 |
COCA COLA CO | COM | 191216100 | 0 | 800 | SH | Put | SOLE | 0 | 800 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 0 | 700 | SH | Put | SOLE | 0 | 700 | 0 | 0 |