The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHABET INC | CAP STK CL C | 02079K107 | 310,555 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 308,602 | 1,175 | SH | SOLE | 0 | 1,175 | 0 | 0 | |
APPLE INC | COM | 037833100 | 305,376 | 2,350 | SH | SOLE | 0 | 2,350 | 0 | 0 | |
AVIDITY BIOSCIENCES INC | COM | 05370A108 | 18,317,246 | 825,473 | SH | SOLE | 0 | 825,473 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 60,599,730 | 785,683 | SH | SOLE | 0 | 785,683 | 0 | 0 | |
BANK AMERICA CORP | COM | 060505104 | 351,072 | 10,600 | SH | SOLE | 0 | 10,600 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 339,790 | 1,100 | SH | SOLE | 0 | 1,100 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 301,168 | 425 | SH | SOLE | 0 | 425 | 0 | 0 | |
BLACKSTONE INC | COM | 09260D107 | 215,151 | 2,900 | SH | SOLE | 0 | 2,900 | 0 | 0 | |
CIDARA THERAPEUTICS INC | COM | 171757107 | 1,268,462 | 1,677,194 | SH | SOLE | 0 | 1,677,194 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 340,314 | 5,350 | SH | SOLE | 0 | 5,350 | 0 | 0 | |
CUMMINS INC | COM | 231021106 | 363,435 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 307,527 | 3,300 | SH | SOLE | 0 | 3,300 | 0 | 0 | |
DISNEY WALT CO | COM | 254687106 | 252,039 | 2,901 | SH | SOLE | 0 | 2,901 | 0 | 0 | |
DOW INC | COM | 260557103 | 267,067 | 5,300 | SH | SOLE | 0 | 5,300 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 308,970 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 384,528 | 2,450 | SH | SOLE | 0 | 2,450 | 0 | 0 | |
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 113,435 | 13,129 | SH | SOLE | 0 | 13,129 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 441,200 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 363,239 | 1,150 | SH | SOLE | 0 | 1,150 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 452,173 | 2,110 | SH | SOLE | 0 | 2,110 | 0 | 0 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 385,525 | 1,750 | SH | SOLE | 0 | 1,750 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 216,726 | 8,200 | SH | SOLE | 0 | 8,200 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 2,459,132 | 24,700 | SH | SOLE | 0 | 24,700 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 335,250 | 2,500 | SH | SOLE | 0 | 2,500 | 0 | 0 | |
KIMBERLY-CLARK CORP | COM | 494368103 | 509,198 | 3,751 | SH | SOLE | 0 | 3,751 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 4,514,423 | 363,773 | SH | SOLE | 0 | 363,773 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 272,020 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 443,800 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 257,807 | 1,075 | SH | SOLE | 0 | 1,075 | 0 | 0 | |
NATIONAL FUEL GAS CO | COM | 636180101 | 284,850 | 4,500 | SH | SOLE | 0 | 4,500 | 0 | 0 | |
OPEN LENDING CORP | COM CL A | 68373J104 | 81,000 | 12,000 | SH | SOLE | 0 | 12,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 397,452 | 2,200 | SH | SOLE | 0 | 2,200 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 368,364 | 7,189 | SH | SOLE | 0 | 7,189 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 409,212 | 2,700 | SH | SOLE | 0 | 2,700 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 245,276 | 2,231 | SH | SOLE | 0 | 2,231 | 0 | 0 | |
ROBINHOOD MKTS INC | COM CL A | 770700102 | 107,106 | 13,158 | SH | SOLE | 0 | 13,158 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 203,568 | 1,200 | SH | SOLE | 0 | 1,200 | 0 | 0 | |
SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | 5,777,794 | 63,166 | SH | SOLE | 0 | 63,166 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 290,368 | 787,973 | SH | SOLE | 0 | 787,973 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 216,267 | 5,489 | SH | SOLE | 0 | 5,489 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 345,136 | 2,200 | SH | SOLE | 0 | 2,200 | 0 | 0 | |
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 280,540 | 4,010 | SH | SOLE | 0 | 4,010 | 0 | 0 |