The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALEXANDRIA REAL ESTATE EQ IN | COM | 015271109 | 510,818 | 4,501 | SH | SOLE | 0 | 4,501 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 393,153 | 3,250 | SH | SOLE | 0 | 3,250 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 645,541 | 11,219 | SH | SOLE | 0 | 11,219 | 0 | 0 | |
APPLE INC | COM | 037833100 | 455,974 | 2,351 | SH | SOLE | 0 | 2,351 | 0 | 0 | |
AVIDITY BIOSCIENCES INC | COM | 05370A108 | 9,422,630 | 849,651 | SH | SOLE | 0 | 849,651 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 54,609,576 | 759,944 | SH | SOLE | 0 | 759,944 | 0 | 0 | |
BANK AMERICA CORP | COM | 060505104 | 304,120 | 10,600 | SH | SOLE | 0 | 10,600 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 375,100 | 1,100 | SH | SOLE | 0 | 1,100 | 0 | 0 | |
BEST BUY INC | COM | 086516101 | 591,597 | 7,219 | SH | SOLE | 0 | 7,219 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 293,735 | 425 | SH | SOLE | 0 | 425 | 0 | 0 | |
CIDARA THERAPEUTICS INC | COM | 171757107 | 1,839,267 | 1,627,670 | SH | SOLE | 0 | 1,627,670 | 0 | 0 | |
CITIZENS FINL GROUP INC | COM | 174610105 | 485,244 | 18,606 | SH | SOLE | 0 | 18,606 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 322,177 | 5,350 | SH | SOLE | 0 | 5,350 | 0 | 0 | |
CUMMINS INC | COM | 231021106 | 367,740 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 753,794 | 10,904 | SH | SOLE | 0 | 10,904 | 0 | 0 | |
DOW INC | COM | 260557103 | 831,229 | 15,607 | SH | SOLE | 0 | 15,607 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 794,737 | 8,856 | SH | SOLE | 0 | 8,856 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 372,035 | 1,850 | SH | SOLE | 0 | 1,850 | 0 | 0 | |
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 116,848 | 13,129 | SH | SOLE | 0 | 13,129 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 610,611 | 14,988 | SH | SOLE | 0 | 14,988 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 429,000 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
GEN DIGITAL INC | COM | 668771108 | 323,772 | 17,454 | SH | SOLE | 0 | 17,454 | 0 | 0 | |
HEALTHPEAK PROPERTIES INC | COM | 42250P103 | 517,012 | 25,722 | SH | SOLE | 0 | 25,722 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 357,236 | 1,150 | SH | SOLE | 0 | 1,150 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 386,051 | 1,860 | SH | SOLE | 0 | 1,860 | 0 | 0 | |
HORMEL FOODS CORP | COM | 440452100 | 569,917 | 14,170 | SH | SOLE | 0 | 14,170 | 0 | 0 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 331,462 | 1,325 | SH | SOLE | 0 | 1,325 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 285,912 | 8,550 | SH | SOLE | 0 | 8,550 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 2,396,237 | 23,278 | SH | SOLE | 0 | 23,278 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 436,320 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
KIMBERLY-CLARK CORP | COM | 494368103 | 379,665 | 2,750 | SH | SOLE | 0 | 2,750 | 0 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 518,726 | 14,612 | SH | SOLE | 0 | 14,612 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 3,527,848 | 333,445 | SH | SOLE | 0 | 333,445 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 365,615 | 4,150 | SH | SOLE | 0 | 4,150 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 959,122 | 8,312 | SH | SOLE | 0 | 8,312 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 366,081 | 1,075 | SH | SOLE | 0 | 1,075 | 0 | 0 | |
NEWELL BRANDS INC | COM | 651229106 | 395,198 | 45,425 | SH | SOLE | 0 | 45,425 | 0 | 0 | |
NORFOLK SOUTHN CORP | COM | 655844108 | 604,542 | 2,666 | SH | SOLE | 0 | 2,666 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 548,876 | 8,893 | SH | SOLE | 0 | 8,893 | 0 | 0 | |
OPEN LENDING CORP | COM | 68373J104 | 126,120 | 12,000 | SH | SOLE | 0 | 12,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 333,396 | 1,800 | SH | SOLE | 0 | 1,800 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 746,401 | 20,349 | SH | SOLE | 0 | 20,349 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 333,828 | 2,200 | SH | SOLE | 0 | 2,200 | 0 | 0 | |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 273,602 | 2,793 | SH | SOLE | 0 | 2,793 | 0 | 0 | |
SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | 918,200 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 720,446 | 750,465 | SH | SOLE | 0 | 750,465 | 0 | 0 | |
STATE STR CORP | COM | 857477103 | 430,372 | 5,881 | SH | SOLE | 0 | 5,881 | 0 | 0 | |
VENTAS INC | COM | 92276F100 | 616,164 | 13,035 | SH | SOLE | 0 | 13,035 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 381,524 | 2,200 | SH | SOLE | 0 | 2,200 | 0 | 0 | |
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 328,299 | 4,010 | SH | SOLE | 0 | 4,010 | 0 | 0 | |
ZIONS BANCORPORATION N A | COM | 989701107 | 507,117 | 18,880 | SH | SOLE | 0 | 18,880 | 0 | 0 |