The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 517,238 | 3,470 | SH | SOLE | 0 | 3,470 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 336,218 | 2,550 | SH | SOLE | 0 | 2,550 | 0 | 0 | |
APPLE INC | COM | 037833100 | 402,507 | 2,351 | SH | SOLE | 0 | 2,351 | 0 | 0 | |
ASSERTIO HOLDINGS INC | COM NEW | 04546C205 | 342,510 | 133,793 | SH | SOLE | 0 | 133,793 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 440,477 | 29,326 | SH | SOLE | 0 | 29,326 | 0 | 0 | |
AVIDITY BIOSCIENCES INC | COM | 05370A108 | 5,452,673 | 854,651 | SH | SOLE | 0 | 854,651 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 53,032,113 | 758,794 | SH | SOLE | 0 | 758,794 | 0 | 0 | |
BANK AMERICA CORP | COM | 060505104 | 290,443 | 10,608 | SH | SOLE | 0 | 10,608 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 297,755 | 850 | SH | SOLE | 0 | 850 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 274,758 | 425 | SH | SOLE | 0 | 425 | 0 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 424,563 | 7,315 | SH | SOLE | 0 | 7,315 | 0 | 0 | |
C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | 273,893 | 3,180 | SH | SOLE | 0 | 3,180 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 420,331 | 10,232 | SH | SOLE | 0 | 10,232 | 0 | 0 | |
CIDARA THERAPEUTICS INC | COM | 171757107 | 1,533,591 | 1,627,670 | SH | SOLE | 0 | 1,627,670 | 0 | 0 | |
CLOROX CO DEL | COM | 189054109 | 385,579 | 2,942 | SH | SOLE | 0 | 2,942 | 0 | 0 | |
CME GROUP INC | COM | 12572Q105 | 505,355 | 2,524 | SH | SOLE | 0 | 2,524 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 299,493 | 5,350 | SH | SOLE | 0 | 5,350 | 0 | 0 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 442,532 | 5,174 | SH | SOLE | 0 | 5,174 | 0 | 0 | |
CUMMINS INC | COM | 231021106 | 342,690 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 230,406 | 3,300 | SH | SOLE | 0 | 3,300 | 0 | 0 | |
DARDEN RESTAURANTS INC | COM | 237194105 | 401,016 | 2,800 | SH | SOLE | 0 | 2,800 | 0 | 0 | |
DOW INC | COM | 260557103 | 273,268 | 5,300 | SH | SOLE | 0 | 5,300 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 264,780 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 287,928 | 1,350 | SH | SOLE | 0 | 1,350 | 0 | 0 | |
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 86,543 | 10,658 | SH | SOLE | 0 | 10,658 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 305,708 | 2,600 | SH | SOLE | 0 | 2,600 | 0 | 0 | |
GARMIN LTD | SHS | H2906T109 | 471,927 | 4,486 | SH | SOLE | 0 | 4,486 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 390,275 | 6,099 | SH | SOLE | 0 | 6,099 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 454,811 | 6,069 | SH | SOLE | 0 | 6,069 | 0 | 0 | |
HOME DEPOT INC | COM | 437076102 | 347,484 | 1,150 | SH | SOLE | 0 | 1,150 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 343,911 | 1,862 | SH | SOLE | 0 | 1,862 | 0 | 0 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 305,161 | 1,325 | SH | SOLE | 0 | 1,325 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 248,850 | 7,000 | SH | SOLE | 0 | 7,000 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 2,064,526 | 23,278 | SH | SOLE | 0 | 23,278 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 362,550 | 2,500 | SH | SOLE | 0 | 2,500 | 0 | 0 | |
KIMBERLY-CLARK CORP | COM | 494368103 | 283,998 | 2,350 | SH | SOLE | 0 | 2,350 | 0 | 0 | |
KROGER CO | COM | 501044101 | 445,352 | 9,952 | SH | SOLE | 0 | 9,952 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 3,196,058 | 350,445 | SH | SOLE | 0 | 350,445 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 415,094 | 1,015 | SH | SOLE | 0 | 1,015 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 274,260 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 587,124 | 5,703 | SH | SOLE | 0 | 5,703 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 292,069 | 925 | SH | SOLE | 0 | 925 | 0 | 0 | |
NEWMONT CORP | COM | 651639106 | 405,157 | 10,965 | SH | SOLE | 0 | 10,965 | 0 | 0 | |
OPEN LENDING CORP | COM | 68373J104 | 87,840 | 12,000 | SH | SOLE | 0 | 12,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 304,992 | 1,800 | SH | SOLE | 0 | 1,800 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 320,892 | 2,200 | SH | SOLE | 0 | 2,200 | 0 | 0 | |
SOUTHERN CO | COM | 842587107 | 430,906 | 6,658 | SH | SOLE | 0 | 6,658 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 335,368 | 2,200 | SH | SOLE | 0 | 2,200 | 0 | 0 | |
WEC ENERGY GROUP INC | COM | 92939U106 | 426,915 | 5,300 | SH | SOLE | 0 | 5,300 | 0 | 0 | |
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 316,790 | 8,020 | SH | SOLE | 0 | 8,020 | 0 | 0 | |
XCEL ENERGY INC | COM | 98389B100 | 430,523 | 7,524 | SH | SOLE | 0 | 7,524 | 0 | 0 |