Kenneth L Horton Form 3 Senseonics / Kenneth L Horton ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Horton Kenneth L

(Last) (First) (Middle)

C/O SENSEONICS HOLDINGS, INC.

20451 SENECA MEADOWS PARKWAY

(Street)

GERMANTOWN MD 20876

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/05/2021

3. Issuer Name and Ticker or Trading Symbol
Senseonics Holdings, Inc. [ SENS ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
GC & Corp. Development Advisor

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	925,379(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (right to buy)	(2)	11/14/2027	Common Stock	223,500	2.62	D
Employee Stock Option (right to buy)	(3)	03/07/2028	Common Stock	124,000	3.18	D
Employee Stock Option (right to buy)	(3)	01/16/2029	Common Stock	190,000	2.72	D

Explanation of Responses:

1. Includes 728,242 restricted stock units ("RSUs") which vest in six equal six month installments commencing on May 15, 2021, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

2. 25% of the shares vested on November 15, 2018 with the remaining shares vesting in 36 equal monthly installments over the ensuing three years, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

3. Shares vest in 48 equal monthly installments from the grant date of January 17, 2019, subject to the Reporting Person's continuous service with the issuer as of the applicable vesting date.

Remarks:

Exhibit List - Exhibit 24 - Power of Attorney

	/s/ Darren K. DeStefano, Attorney-in-Fact	03/15/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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