The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 1,331 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
ACORDA THERAPEUTICS INC | COM NEW | 00484M601 | 24 | 14,848 | SH | SOLE | 14,848 | 0 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 6.000%12/0 | 00484MAC0 | 1,137 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
AFFIRM HLDGS INC | COM CL A | 00827B106 | 546 | 11,800 | SH | SOLE | 11,800 | 0 | 0 | ||
ALCOA CORP | COM | 013872106 | 1,531 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
ALGOMA STL GROUP INC | *W EXP 10/19/202 | 015658115 | 66 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ALGOMA STL GROUP INC | COM | 015658107 | 3,022 | 268,634 | SH | SOLE | 268,634 | 0 | 0 | ||
ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 01877R108 | 0 | 170,346 | SH | SOLE | 170,346 | 0 | 0 | ||
APPLE INC | CALL | 037833900 | 17 | 100 | SH | Call | SOLE | 100 | 0 | 0 | |
ARCHAEA ENERGY INC | COM CL A | 03940F103 | 219 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ARCOSA INC | COM | 039653100 | 1,947 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
ARK ETF TR | PUT | 00214Q954 | 7,955 | 120,000 | SH | Put | SOLE | 120,000 | 0 | 0 | |
BERRY CORP | COM | 08579X101 | 535 | 51,868 | SH | SOLE | 51,868 | 0 | 0 | ||
BIOSIG TECHNOLOGIES INC | COM NEW | 09073N201 | 108 | 94,048 | SH | SOLE | 94,048 | 0 | 0 | ||
BLUCORA INC | COM | 095229100 | 1,662 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
CHEMOURS CO | COM | 163851108 | 3,828 | 121,591 | SH | SOLE | 121,591 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167735 | 73 | 843 | SH | SOLE | 843 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | *W EXP 02/09/202 | 165167180 | 406 | 7,302 | SH | SOLE | 7,302 | 0 | 0 | ||
CLEAN ENERGY FUELS CORP | COM | 184499101 | 397 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CNH INDL N V | SHS | N20944109 | 1,586 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
DARLING INGREDIENTS INC | PUT | 237266951 | 16,076 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 712 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
DELTA AIR LINES INC DEL | CALL | 247361902 | 989 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
DISH NETWORK CORPORATION | CL A | 25470M109 | 24 | 750 | SH | SOLE | 750 | 0 | 0 | ||
EMBRAER S.A. | SPONSORED ADS | 29082A107 | 1,513 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 0 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
ENVESTNET INC | COM | 29404K106 | 744 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EVERI HLDGS INC | COM | 30034T103 | 902 | 42,967 | SH | SOLE | 42,967 | 0 | 0 | ||
EVERI HLDGS INC | CALL | 30034T903 | 2,100 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
EVOLENT HEALTH INC | CL A | 30050B101 | 944 | 29,214 | SH | SOLE | 29,214 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 1,174 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
FERROGLOBE PLC | SHS | G33856108 | 298 | 38,694 | SH | SOLE | 38,694 | 0 | 0 | ||
FULL HSE RESORTS INC | COM | 359678109 | 523 | 54,430 | SH | SOLE | 54,430 | 0 | 0 | ||
GREEN PLAINS INC | NOTE 4.125% 9/0 | 393222AF1 | 5,519 | 4,500,000 | SH | SOLE | 4,500,000 | 0 | 0 | ||
GREEN PLAINS INC | COM | 393222104 | 11,605 | 374,221 | SH | SOLE | 374,221 | 0 | 0 | ||
GREEN PLAINS INC | CALL | 393222904 | 1,265 | 40,800 | SH | Call | SOLE | 40,800 | 0 | 0 | |
GREEN PLAINS INC | PUT | 393222954 | 9,303 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
GUARDANT HEALTH INC | COM | 40131M109 | 129 | 1,950 | SH | SOLE | 1,950 | 0 | 0 | ||
H & E EQUIPMENT SERVICES INC | COM | 404030108 | 2,058 | 47,292 | SH | SOLE | 47,292 | 0 | 0 | ||
HOWMET AEROSPACE INC | CALL | 443201908 | 899 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
IHEARTMEDIA INC | COM CL A | 45174J509 | 1,057 | 55,835 | SH | SOLE | 55,835 | 0 | 0 | ||
INSMED INC | NOTE 0.750% 6/0 | 457669AB5 | 2,907 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 1,838 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | PUT | 46138G956 | 3,773 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
INVESCO QQQ TR | PUT | 46090E953 | 21,752 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
ISHARES TR | CALL | 464287905 | 42,080 | 205,000 | SH | Call | SOLE | 205,000 | 0 | 0 | |
ISHARES TR | PUT | 464287955 | 149,847 | 730,000 | SH | Put | SOLE | 730,000 | 0 | 0 | |
KOSMOS ENERGY LTD | COM | 500688106 | 1,618 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
KRANESHARES TR | CALL | 500767906 | 2,851 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
LAREDO PETROLEUM INC | COM | 516806205 | 396 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MARATHON OIL CORP | COM | 565849106 | 2,762 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
MIDDLEBY CORP | NOTE 1.000% 9/0 | 596278AB7 | 345 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
NABORS INDS INC | NOTE 0.750% 1/1 | 62957HAB1 | 1,900 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
NCR CORP NEW | COM | 62886E108 | 4,019 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
NORTHERN OIL AND GAS INC MN | COM | 665531307 | 784 | 27,810 | SH | SOLE | 27,810 | 0 | 0 | ||
OLIN CORP | COM PAR $1 | 680665205 | 2,721 | 52,048 | SH | SOLE | 52,048 | 0 | 0 | ||
OMEROS CORP | NOTE 6.250%11/1 | 682143AE2 | 1,163 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
OVERSTOCK COM INC DEL | COM | 690370101 | 396 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
PLAYAGS INC | COM | 72814N104 | 1,705 | 255,665 | SH | SOLE | 255,665 | 0 | 0 | ||
R1 RCM INC | COM | 749397105 | 892 | 33,317 | SH | SOLE | 33,317 | 0 | 0 | ||
REDFIN CORP | NOTE 10/1 | 75737FAC2 | 1,113 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
RILEY EXPLORATION PERMIAN IN | COM | 76665T102 | 1,808 | 72,096 | SH | SOLE | 72,096 | 0 | 0 | ||
SCORPIO TANKERS INC | NOTE 3.000% 5/1 | 80918TAB5 | 703 | 701,000 | SH | SOLE | 701,000 | 0 | 0 | ||
SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | 2,811 | 3,500,000 | SH | SOLE | 3,500,000 | 0 | 0 | ||
SEA LTD | CALL | 81141R100 | 16,771 | 140,000 | SH | Call | SOLE | 140,000 | 0 | 0 | |
SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 200 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
SONOS INC | CALL | 83570H908 | 1,524 | 54,000 | SH | Call | SOLE | 54,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 54,197 | 120,000 | SH | Put | SOLE | 120,000 | 0 | 0 | |
SUNRUN INC | CALL | 86771W905 | 607 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
TEAM INC | NOTE 5.000% 8/0 | 878155AE0 | 660 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
THERAVANCE BIOPHARMA INC | NOTE 3.250%11/0 | 88339KAA0 | 1,420 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
TILRAY BRANDS INC | NOTE 5.000%10/0 | 88688TAB6 | 960 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
TRAVELCENTERS OF AMERICA INC | COM NEW | 89421B109 | 5,772 | 134,365 | SH | SOLE | 134,365 | 0 | 0 | ||
TRAVERE THERAPEUTICS INC | NOTE 2.500% 9/1 | 761299AB2 | 3,616 | 3,460,000 | SH | SOLE | 3,460,000 | 0 | 0 | ||
TRIUMPH GROUP INC NEW | COM | 896818101 | 1,110 | 43,910 | SH | SOLE | 43,910 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 892 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 | 1,835 | 62,062 | SH | SOLE | 62,062 | 0 | 0 | ||
VISTRA CORP | COM | 92840M102 | 1,704 | 73,300 | SH | SOLE | 73,300 | 0 | 0 | ||
WESTLAKE CORPORATION | COM | 960413102 | 1,481 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
XERIS BIOPHARMA HOLDINGS INC | NOTE 5.000% 7/1 | 98422LAA5 | 289 | 250,000 | SH | SOLE | 250,000 | 0 | 0 |