The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 172 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
ACORDA THERAPEUTICS INC | COM NEW | 00484M601 | 14 | 108,827 | SH | SOLE | 108,827 | 0 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 6.000%12/0 | 00484MAC0 | 0 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
ALGOMA STL GROUP INC | *W EXP 10/19/202 | 015658115 | 0 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ALGOMA STL GROUP INC | COM | 015658107 | 210 | 176,276 | SH | SOLE | 176,276 | 0 | 0 | ||
ALLIANCE RESOURCE PARTNERS L | UT LTD PART | 01877R108 | 0 | 65,486 | SH | SOLE | 65,486 | 0 | 0 | ||
ANTERO RESOURCES CORP | COM | 03674X106 | 76 | 12,100 | SH | SOLE | 12,100 | 0 | 0 | ||
ANTERO RESOURCES CORP | CALL | 03674X906 | 1,533 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
ANTERO RESOURCES CORP | PUT | 03674X956 | 4,904 | 160,000 | SH | Put | SOLE | 160,000 | 0 | 0 | |
ARCOSA INC | COM | 039653100 | 68 | 17,100 | SH | SOLE | 17,100 | 0 | 0 | ||
ARDMORE SHIPPING CORP | COM | Y0207T100 | 41 | 405,837 | SH | SOLE | 405,837 | 0 | 0 | ||
BERRY CORP | COM | 08579X101 | 121 | 1,868 | SH | SOLE | 1,868 | 0 | 0 | ||
BIOSIG TECHNOLOGIES INC | COM NEW | 09073N201 | 8 | 49,048 | SH | SOLE | 49,048 | 0 | 0 | ||
CHEMOURS CO | COM | 163851108 | 98 | 105,380 | SH | SOLE | 105,380 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | COM | 165167735 | 1 | 843 | SH | SOLE | 843 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | *W EXP 02/09/202 | 165167180 | 86 | 7,302 | SH | SOLE | 7,302 | 0 | 0 | ||
DOW INC | CALL | 260557903 | 3,097 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
ENCORE CAP GROUP INC | COM | 292554102 | 698 | 8,700 | SH | SOLE | 8,700 | 0 | 0 | ||
EVERCORE INC | CLASS A | 29977A105 | 7 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
GOLDEN ENTMT INC | COM | 381013101 | 133 | 4,659 | SH | SOLE | 4,659 | 0 | 0 | ||
GREEN PLAINS INC | CALL | 393222904 | 8,444 | 310,800 | SH | Call | SOLE | 310,800 | 0 | 0 | |
GREEN PLAINS INC | PUT | 393222954 | 4,076 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
GREEN PLAINS INC | NOTE 4.125% 9/0 | 393222AF1 | 0 | 4,500,000 | SH | SOLE | 4,500,000 | 0 | 0 | ||
GREEN PLAINS INC | COM | 393222104 | 794 | 380,144 | SH | SOLE | 380,144 | 0 | 0 | ||
HF SINCLAIR CORP | COM | 403949100 | 186 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
HF SINCLAIR CORP | CALL | 403949900 | 3,613 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
INSMED INC | NOTE 0.750% 6/0 | 457669AB5 | 0 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
INTERNATIONAL GAME TECHNOLOG | SHS USD | G4863A108 | 55 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
INVESCO QQQ TR | PUT | 46090E953 | 33,634 | 120,000 | SH | Put | SOLE | 120,000 | 0 | 0 | |
ISHARES TR | PUT | 464287955 | 33,872 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 456 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NABORS INDS INC | NOTE 0.750% 1/1 | 62957HAB1 | 1,583 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
OLIN CORP | COM PAR $1 | 680665205 | 0 | 147,048 | SH | SOLE | 147,048 | 0 | 0 | ||
OMEROS CORP | NOTE 6.250%11/1 | 682143AE2 | 3,374 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
R1 RCM INC | COM | 77634L105 | 503 | 191,870 | SH | SOLE | 191,870 | 0 | 0 | ||
RILEY EXPLORATION PERMIAN IN | COM | 76665T102 | 10 | 17,096 | SH | SOLE | 17,096 | 0 | 0 | ||
SPDR S&P 500 ETF TR | CALL | 78462F903 | 79,223 | 210,000 | SH | Call | SOLE | 210,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | PUT | 78462F953 | 139,583 | 370,000 | SH | Put | SOLE | 370,000 | 0 | 0 | |
SPDR SER TR | CALL | 78468R906 | 11,948 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
SPDR SER TR | PUT | 78468R956 | 31,065 | 260,000 | SH | Put | SOLE | 260,000 | 0 | 0 | |
TEAM INC | NOTE 5.000% 8/0 | 878155AE0 | 822 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
TILRAY BRANDS INC | NOTE 5.000%10/0 | 88688TAB6 | 0 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
TRAVELCENTERS OF AMERICA INC | COM NEW | 89421B109 | 184 | 152,813 | SH | SOLE | 152,813 | 0 | 0 | ||
TRAVERE THERAPEUTICS INC | NOTE 2.500% 9/1 | 761299AB2 | 10,329 | 3,460,000 | SH | SOLE | 3,460,000 | 0 | 0 | ||
WHITING PETE CORP NEW | COM NEW | 966387508 | 21 | 8,326 | SH | SOLE | 8,326 | 0 | 0 | ||
XERIS BIOPHARMA HOLDINGS INC | NOTE 5.000% 7/1 | 98422LAA5 | 288 | 250,000 | SH | SOLE | 250,000 | 0 | 0 |