UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report: September 16, 2013
(Date of earliest event reported)
WhiteHorse Finance, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 814-00967 | 45-4247759 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification Number) |
1450 Brickell Avenue, 31st Floor Miami Florida | 33131 |
| (Address of principal executive offices) | (Zip Code) |
(305) 379-2322
(Registrant’s telephone number, including area code)
Not Applicable
(Former Name or Former Address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01. Other Events.
On September 16, 2013, Acella Pharmaceuticals, LLC (“Acella”) repaid in full WhiteHorse Finance, Inc.’s (the “Company”) investment in the first lien secured term loan to Acella due December 30, 2015. In connection with the repayment by Acella, the Company received approximately $59.7 million in principal prepayment. The Company also received a 3% pre-payment fee.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: September 18, 2013 | WHITEHORSE FINANCE, INC. | |
| | | | |
| | By: | /s/ Alastair G. C. Merrick | |
| | | Alastair G. C. Merrick | |
| | | Chief Financial Officer & Treasurer | |
