SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 11/08/2018 | 3. Issuer Name and Ticker or Trading Symbol TAILORED BRANDS INC [ TLRD ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 40,435 | D | |
Common Stock | 6,705 | I | 401(k) Savings Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | (1) | 04/06/2021 | Common Stock | 8,145 | 27.94 | D | |
Stock Option | (2) | 03/27/2022 | Common Stock | 6,101 | 40.13 | D | |
Stock Option | (3) | 04/17/2024 | Common Stock | 4,358 | 47.26 | D | |
Stock Option | (4) | 09/12/2024 | Common Stock | 6,965 | 50.8 | D | |
Stock Option | (5) | 04/04/2026 | Common Stock | 23,161 | 17.43 | D | |
Stock Option | (6) | 05/17/2027 | Common Stock | 31,540 | 11.36 | D | |
Stock Option | (7) | 04/13/2028 | Common Stock | 11,634 | 28.55 | D |
Explanation of Responses: |
1. The option is exercisable in three equal annual installments. Each installment of 2,715 options became exercisable on April 13, 2012, April 13, 2013 and April 13, 2014. |
2. The option is exercisable in three annual installments. The first installment of 2,033 options became exercisable on April 13, 2013, and the next two installments of 2,034 options became exercisable on April 13, 2014 and April 13, 2015. |
3. The option is exercisable in two annual installments. The first installment of 2,179 options became exercisable on April 13, 2016, the next installment of 2,179 options became exercisable on April 13, 2017. |
4. The option is exercisable in three annual installments. The first and third installments of 2,322 stock options became exercisable on each of April 13, 2016 and 2018, and the second installment of 2,321 stock options became exercisable on April 13, 2017. |
5. The option vests, became and will become exercisable, at a rate of 33-1/3% per year on each of April 4, 2017, 2018 and 2019. |
6. The option vests, became and will become exercisable, at a rate of 33-1/3% per year on each of May 17, 2018, 2019 and 2020. |
7. The option vests, and will become exercisable, at a rate of 33-1/3% per year on each of April 13, 2019, 2020 and 2021. |
Remarks: |
Laura Ann Smith, Attorney in Fact for Mr. Bragg | 11/16/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |