ITEM 1. PROXY VOTING RECORD:
| Registrant: Conductor Global Equity Value ETF | | | | Item 1, Exhibit 12 | | | | | | | | | | |
| Investment Company Act file number: 811- 22718 | |
| Reporting Period: July 1, 2022-June 30, 2023 | |
| | Vote Summary |
| | | CENTERRA GOLD INC | | |
| | Security | 152006102 | | Meeting Type | Special General Meeting |
| | Ticker Symbol | | | Meeting Date | 25-Jul-2022 | |
| | ISIN | CA1520061021 | | Agenda | 715824377 - Management |
| | Record Date | 27-Jun-2022 | | Holding Recon Date | 27-Jun-2022 | |
| | City / | Country | | VIRTUAL | / | Canada | | Vote Deadline Date | 19-Jul-2022 | |
| | SEDOL(s) | B01NXQ4 - B01RXM2 - B098J30 -
BG05MG6 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | 24 JUN 2022: PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR-'AGAINST'
FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING | Non-Voting | | | |
| | 1 | A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH
IS SET FORTH IN APPENDIX A TO THE
MANAGEMENT INFORMATION CIRCULAR,
APPROVING THE PLAN OF ARRANGEMENT (THE
"PLAN OF ARRANGEMENT") UNDER SECTION 192
OF THE CANADA BUSINESS CORPORATIONS ACT,
SUBSTANTIALLY IN THE FORM INCLUDED IN
APPENDIX B TO THE MANAGEMENT INFORMATION
CIRCULAR. THE PLAN OF ARRANGEMENT WILL
RESULT IN, AMONG OTHER THINGS, KYRGYZALTYN
JSC ("KYRGYZALTYN") SELLING TO THE
CORPORATION ALL OF ITS CENTERRA SHARES
FOR CANCELLATION, REPRESENTING AN
APPROXIMATE 26.0% EQUITY INTEREST IN THE
CORPORATION, IN EXCHANGE FOR THE
CORPORATION'S 100% EQUITY INTEREST IN ITS
TWO KYRGYZ SUBSIDIARIES, KUMTOR GOLD
COMPANY CJSC AND KUMTOR OPERATING
COMPANY CJSC, AND, INDIRECTLY, THE KUMTOR
MINE PLUS A CASH PAYMENT (A PORTION OF
WHICH WILL BE WITHHELD ON ACCOUNT OF
CANADIAN WITHHOLDING TAXES) PURSUANT TO
THAT CERTAIN GLOBAL ARRANGEMENT
AGREEMENT DATED APRIL 4, 2022 ENTERED INTO
BY, AMONG OTHERS, THE CORPORATION,
KYRGYZALTYN AND THE KYRGYZ REPUBLIC
REPRESENTED BY THE CABINET OF MINISTERS OF
THE KYRGYZ REPUBLIC, ACTING ON BEHALF OF
THE KYRGYZ REPUBLIC | Management | | For | | For | |
| | CMMT | 24 JUN 2022: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF-COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU | Non-Voting | | | |
| | | COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG | | |
| | Security | P28269101 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 21-Oct-2022 | |
| | ISIN | BRCSMGACNOR5 | | Agenda | 716145897 - Management |
| | Record Date | 18-Oct-2022 | | Holding Recon Date | 18-Oct-2022 | |
| | City / | Country | | BELO
HORIZO
NTE | / | Brazil | | Vote Deadline Date | 13-Oct-2022 | |
| | SEDOL(s) | B0YBZJ2 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE-BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS-MAY BE
REJECTED | Non-Voting | | | |
| | 1 | CONTRACTING A LONG TERM CREDIT OPERATION,
THROUGH THE 17TH ISSUANCE OF DEBENTURES,
BASED ON CVM INSTRUCTION NO. 476.2009 | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND
'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE
ALLOWED. THANK YOU | Non-Voting | | | |
| | | CHINA SHENHUA ENERGY COMPANY LTD | | |
| | Security | Y1504C113 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Oct-2022 | |
| | ISIN | CNE1000002R0 | | Agenda | 716144376 - Management |
| | Record Date | 24-Oct-2022 | | Holding Recon Date | 24-Oct-2022 | |
| | City / | Country | | BEIJING | / | China | | Vote Deadline Date | 24-Oct-2022 | |
| | SEDOL(s) | B09N7M0 - B0CCG94 - B1BJQZ9 -
BD8NHW2 - BP3RSW0 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2022/
0930/2022093000909.pdf-
https://www1.hkexnews.hk/listedco/listconews/sehk/2022/
0930/2022093000929.pdf | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING | Non-Voting | | | |
| | 1 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE SHAREHOLDER RETURN PLAN FOR 2022-2024 | Management | | For | | For | |
| | 2 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE COMPANY ENTERING INTO THE SUPPLEMENT
AGREEMENT WITH CHINA ENERGY FINANCE CO.,
LTD. (THE FINANCE COMPANY) TO AMEND ANNUAL
CAPS OF DAILY BALANCE (INCLUDING INTERESTS
ACCRUED THEREON) OF DEPOSITS PLACED BY
MEMBERS OF THE GROUP WITH FINANCE
COMPANY FOR THE YEARS ENDING 31 DECEMBER
2022 AND 31 DECEMBER 2023 UNDER THE
FINANCIAL SERVICES AGREEMENT, AND TO REVISE
CERTAIN CLAUSES OF THE FINANCIAL SERVICES
AGREEMENT | Management | | For | | For | |
| | | COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG | | |
| | Security | P28269101 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 04-Nov-2022 | |
| | ISIN | BRCSMGACNOR5 | | Agenda | 716151991 - Management |
| | Record Date | 01-Nov-2022 | | Holding Recon Date | 01-Nov-2022 | |
| | City / | Country | | BELO
HORIZO
NTE | / | Brazil | | Vote Deadline Date | 27-Oct-2022 | |
| | SEDOL(s) | B0YBZJ2 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE-BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS-MAY BE
REJECTED | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND
'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE
ALLOWED. THANK YOU | Non-Voting | | | |
| | 1 | ELECTION OF JULIANO FISICARO BORGES AS AN
EFFECTIVE MEMBER OF THE FISCAL COUNCIL TO
FULFILL THE REMAINING TERM, DUE TO
RESIGNATION OF SIMONE DEOUD SIQUEIRA, WITH
THE INDICATION OF THE CONTROLLING
SHAREHOLDER, STATE OF MINAS GERAIS. THE
SUBSTITUTE WILL REMAIN | Management | | For | | For | |
| | | SIME DARBY BHD | | |
| | Security | Y7962G108 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 15-Nov-2022 | |
| | ISIN | MYL4197OO009 | | Agenda | 716189128 - Management |
| | Record Date | 07-Nov-2022 | | Holding Recon Date | 07-Nov-2022 | |
| | City / | Country | | VIRTUAL | / | Malaysia | | Vote Deadline Date | 08-Nov-2022 | |
| | SEDOL(s) | B29TTR1 - B29Z2W5 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | TO APPROVE THE PAYMENT OF FEES TO THE NON-
EXECUTIVE DIRECTORS UP TO AN AMOUNT OF
RM4,400,000 FROM THE SIXTEENTH AGM UNTIL THE
NEXT AGM OF THE COMPANY | Management | | For | | For | |
| | 2 | TO APPROVE THE PAYMENT OF BENEFITS TO THE
NON-EXECUTIVE DIRECTORS UP TO AN AMOUNT
OF RM1,500,000 FROM THE SIXTEENTH AGM UNTIL
THE NEXT AGM OF THE COMPANY | Management | | For | | For | |
| | 3 | TO ELECT TAN SRI MUHAMMAD SHAHRUL IKRAM
YAAKOB WHO RETIRES PURSUANT TO RULE 82.2
OF THE CONSTITUTION OF THE COMPANY AND
WHO BEING ELIGIBLE, OFFERS HIMSELF FOR
ELECTION | Management | | For | | For | |
| | 4 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO
RETIRE PURSUANT TO RULE 103 OF THE
CONSTITUTION OF THE COMPANY AND WHO BEING
ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION:
DATUK WAN SELAMAH WAN SULAIMAN | Management | | For | | For | |
| | 5 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO
RETIRE PURSUANT TO RULE 103 OF THE
CONSTITUTION OF THE COMPANY AND WHO BEING
ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION:
THAYAPARAN SANGARAPILLAI | Management | | For | | For | |
| | 6 | TO RE-APPOINT MESSRS
PRICEWATERHOUSECOOPERS PLT AS AUDITORS
OF THE COMPANY FOR THE FINANCIAL YEAR
ENDING 30 JUNE 2023 AND TO AUTHORISE THE
DIRECTORS TO DETERMINE THEIR REMUNERATION | Management | | For | | For | |
| | 7 | PROPOSED RENEWAL OF SHARE BUY-BACK
AUTHORITY FOR THE COMPANY TO PURCHASE ITS
OWN SHARES OF UP TO TEN PERCENT (10%) OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY (PROPOSED SHARE BUY-BACK) | Management | | For | | For | |
| | 8 | PROPOSED RENEWAL OF EXISTING
SHAREHOLDERS' MANDATE FOR THE COMPANY
AND/OR ITS SUBSIDIARIES TO ENTER INTO
RECURRENT RELATED PARTY TRANSACTIONS OF A
REVENUE OR TRADING NATURE WITH RELATED
PARTIES INVOLVING THE INTEREST OF
AMANAHRAYA TRUSTEES BERHAD - AMANAH
SAHAM BUMIPUTERA (ASB) | Management | | For | | For | |
| | 9 | PROPOSED RENEWAL OF EXISTING
SHAREHOLDERS' MANDATE FOR THE COMPANY
AND/OR ITS SUBSIDIARIES TO ENTER INTO
RECURRENT RELATED PARTY TRANSACTIONS OF A
REVENUE OR TRADING NATURE WITH RELATED
PARTIES INVOLVING THE INTEREST OF BERMAZ
AUTO BERHAD (BERMAZ) | Management | | For | | For | |
| | | ALLIANCE RESOURCE PARTNERS, L.P. | | |
| | Security | 01877R108 | | Meeting Type | Consent |
| | Ticker Symbol | ARLP | | Meeting Date | 15-Nov-2022 | |
| | ISIN | US01877R1086 | | Agenda | 935723533 - Management |
| | Record Date | 07-Oct-2022 | | Holding Recon Date | 07-Oct-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline Date | 14-Nov-2022 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | Proposal to approve an amendment to the Amended and
Restated Alliance Coal, LLC 2000 Long-Term Incentive
Plan, as amended (the "Plan") to increase the number of
common units available for awards under the Plan by
8,300,000 to an aggregate of 15,500,000 common units. | Management | | For | | For | |
| | | THE NAVIGATOR COMPANY S.A | | |
| | Security | X67182109 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 21-Nov-2022 | |
| | ISIN | PTPTI0AM0006 | | Agenda | 716258517 - Management |
| | Record Date | 11-Nov-2022 | | Holding Recon Date | 11-Nov-2022 | |
| | City / | Country | | LISBOA | / | Portugal | | Vote Deadline Date | 09-Nov-2022 | |
| | SEDOL(s) | 7018556 - 7023721 - B02P0X5 -
B28LCZ7 - BHZLQ75 - BKTHWP0 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS, AS PROVIDED BY YOUR-
CUSTODIAN BANK, THROUGH DECLARATIONS OF
PARTICIPATION AND VOTING. PORTUGUESE-LAW
DOES NOT PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR-HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
ISSUER. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 1 | TO RESOLVE ON THE PROPOSAL TO DISTRIBUTE
COMPANY RESERVES TO SHAREHOLDERS
PRESENTED BY THE SHAREHOLDER SEMAPA -
SOCIEDADE DE INVESTIMENTO E GESTAO, SGPS,
S.A | Management | | For | | For | |
| | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES
NOT REACH QUORUM, THERE WILL BE A-SECOND
CALL ON 08 DEC 2022 AT 12:00 HRS.
CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS
WILL REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED.-THANK YOU. | Non-Voting | | | |
| | CMMT | 31 OCT 2022: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN RECORD DATE-FROM
14 NOV 2022 TO 11 NOV 2022. IF YOU HAVE
ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | |
| | | PREMIER, INC. | | |
| | Security | 74051N102 | | Meeting Type | Annual |
| | Ticker Symbol | PINC | | Meeting Date | 02-Dec-2022 | |
| | ISIN | US74051N1028 | | Agenda | 935721680 - Management |
| | Record Date | 05-Oct-2022 | | Holding Recon Date | 05-Oct-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline Date | 01-Dec-2022 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Michael J. Alkire | | For | | For | |
| | 2 | Jody R. Davids | | For | | For | |
| | 3 | Peter S. Fine | | For | | For | |
| | 4 | Marvin R. O'Quinn | | For | | For | |
| | 2. | Ratification of the appointment of Ernst & Young LLP to
serve as our independent registered public accounting
firm for fiscal year 2023. | Management | | For | | For | |
| | 3. | Approval, on an advisory basis, of the compensation of
our Named Executive Officers as disclosed in the proxy
statement for the Annual Meeting. | Management | | For | | For | |
| | | TIGER BRANDS LTD | | |
| | Security | S84594142 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 21-Feb-2023 | |
| | ISIN | ZAE000071080 | | Agenda | 716439371 - Management |
| | Record Date | 10-Feb-2023 | | Holding Recon Date | 10-Feb-2023 | |
| | City / | Country | | SANDTO
N | / | South Africa | | Vote Deadline Date | 14-Feb-2023 | |
| | SEDOL(s) | B0J4PP2 - B0MHHG3 - B0N4871 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | O.1.1 | ELECT FRANK BRAEKEN AS DIRECTOR | Management | | For | | For | |
| | O.1.2 | ELECT LUCIA SWARTZ AS DIRECTOR | Management | | For | | For | |
| | O.2.1 | RE-ELECT GERALDINE FRASER-MOLEKETI AS
DIRECTOR | Management | | For | | For | |
| | O.2.2 | RE-ELECT GAIL KLINTWORTH AS DIRECTOR | Management | | For | | For | |
| | O.2.3 | RE-ELECT DEEPA SITA AS DIRECTOR | Management | | For | | For | |
| | O.2.4 | RE-ELECT OLIVIER WEBER AS DIRECTOR | Management | | For | | For | |
| | O.3.1 | ELECT FRANK BRAEKEN AS MEMBER OF THE AUDIT
COMMITTEE | Management | | For | | For | |
| | O.3.2 | RE-ELECT CORA FERNANDEZ AS MEMBER OF THE
AUDIT COMMITTEE | Management | | For | | For | |
| | O.3.3 | RE-ELECT MAHLAPE SELLO AS MEMBER OF THE
AUDIT COMMITTEE | Management | | For | | For | |
| | O.3.4 | RE-ELECT DONALD WILSON AS MEMBER OF THE
AUDIT COMMITTEE | Management | | For | | For | |
| | O.4 | REAPPOINT DELOITTE & TOUCHE AS AUDITORS
WITH MARTIN BIERMAN AS THE LEAD AUDIT
PARTNER | Management | | For | | For | |
| | O.5 | AUTHORISE RATIFICATION OF APPROVED
RESOLUTIONS | Management | | For | | For | |
| | O.6 | APPROVE REMUNERATION POLICY | Management | | For | | For | |
| | O.7 | APPROVE IMPLEMENTATION REPORT OF THE
REMUNERATION POLICY | Management | | For | | For | |
| | S.1 | APPROVE FINANCIAL ASSISTANCE TO RELATED
AND INTER-RELATED COMPANIES | Management | | For | | For | |
| | S.2.1 | APPROVE REMUNERATION PAYABLE TO THE
CHAIRMAN | Management | | For | | For | |
| | S.2.2 | APPROVE REMUNERATION PAYABLE TO THE LEAD
INDEPENDENT DIRECTOR | Management | | For | | For | |
| | S.2.3 | APPROVE REMUNERATION PAYABLE TO NON-
EXECUTIVE DIRECTORS | Management | | For | | For | |
| | S.3 | APPROVE REMUNERATION PAYABLE TO NON-
EXECUTIVE DIRECTORS PARTICIPATING IN SUB-
COMMITTEES | Management | | For | | For | |
| | S.4 | APPROVE REMUNERATION PAYABLE TO NON-
EXECUTIVE DIRECTORS IN RESPECT OF
UNSCHEDULED/EXTRAORDINARY MEETINGS | Management | | For | | For | |
| | S.5 | APPROVE REMUNERATION PAYABLE TO NON-
EXECUTIVE DIRECTORS IN RESPECT OF AD HOC
MEETINGS OF THE INVESTMENT COMMITTEE | Management | | For | | For | |
| | S.6 | APPROVE NON-RESIDENT DIRECTORS' FEES | Management | | For | | For | |
| | S.7 | AUTHORISE REPURCHASE OF ISSUED SHARE
CAPITAL | Management | | For | | For | |
| | | SANDFIRE RESOURCES LTD | | |
| | Security | Q82191109 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 21-Mar-2023 | |
| | ISIN | AU000000SFR8 | | Agenda | 716688518 - Management |
| | Record Date | 17-Mar-2023 | | Holding Recon Date | 17-Mar-2023 | |
| | City / | Country | | WEST
PERTH | / | Australia | | Vote Deadline Date | 16-Mar-2023 | |
| | SEDOL(s) | 6739739 - B13TCP9 - B1RFBM3 -
BLNP257 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR
PROPOSALS 1 TO 6 AND VOTES CAST-BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE-PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY-
ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-
ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON THE ABOVE-
MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S-AND YOU COMPLY
WITH THE VOTING EXCLUSION | Non-Voting | | | |
| | 1 | GRANT OF FY2023 LTI ZEPOS TO MR BRENDAN
HARRIS (OR HIS NOMINEE) | Management | | For | | For | |
| | 2 | APPROVAL OF POTENTIAL TERMINATION BENEFIT
IN RELATION TO FY2023 LTI ZEPOS PROPOSED TO
BE GRANTED TO MR BRENDAN HARRIS (OR HIS
NOMINEE) | Management | | For | | For | |
| | 3 | GRANT OF FY2023 STI SHARES TO MR BRENDAN
HARRIS (OR HIS NOMINEE) | Management | | For | | For | |
| | 4 | APPROVAL OF POTENTIAL TERMINATION BENEFIT
IN RELATION TO MR BRENDAN HARRIS PROPOSED
FY2023 STI AWARD | Management | | For | | For | |
| | 5 | GRANT OF SIGN-ON RIGHTS TO MR BRENDAN
HARRIS (OR HIS NOMINEE) | Management | | For | | For | |
| | 6 | APPROVAL OF POTENTIAL TERMINATION BENEFIT
IN RELATION TO SIGN-ON RIGHTS PROPOSED TO
BE GRANTED TO MR BRENDAN HARRIS (OR HIS
NOMINEE) | Management | | For | | For | |
| | CMMT | 17 FEB 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN MEETING-TYPE
FROM OGM TO EGM. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU. | Non-Voting | | | |
| | | ORION CORP. | | |
| | Security | Y6S90M128 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-Mar-2023 | |
| | ISIN | KR7271560005 | | Agenda | 716699181 - Management |
| | Record Date | 31-Dec-2022 | | Holding Recon Date | 31-Dec-2022 | |
| | City / | Country | | SEOUL | / | Korea,
Republic Of | | Vote Deadline Date | 13-Mar-2023 | |
| | SEDOL(s) | BDVLJ72 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | | For | | For | |
| | 2.1 | ELECTION OF INSIDE DIRECTOR: HEO IN CHEOL | Management | | For | | For | |
| | 2.2 | ELECTION OF OUTSIDE DIRECTOR: HEO YONG
SEOK | Management | | For | | For | |
| | 3 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN
AUDIT COMMITTEE MEMBER: NO SEUNG GWON | Management | | For | | For | |
| | 4 | ELECTION OF AUDIT COMMITTEE MEMBER: HEO
YONG SEOK | Management | | For | | For | |
| | 5 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | | For | | For | |
| | | JAPAN TOBACCO INC. | | |
| | Security | J27869106 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 24-Mar-2023 | |
| | ISIN | JP3726800000 | | Agenda | 716735292 - Management |
| | Record Date | 31-Dec-2022 | | Holding Recon Date | 31-Dec-2022 | |
| | City / | Country | | TOKYO | / | Japan | | Vote Deadline Date | 22-Mar-2023 | |
| | SEDOL(s) | 5754357 - 6474535 - B02H525 -
BP2NLS6 | | Quick Code | 29140 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Iwai, Mutsuo | Management | | For | | For | |
| | 2.2 | Appoint a Director Okamoto, Shigeaki | Management | | For | | For | |
| | 2.3 | Appoint a Director Terabatake, Masamichi | Management | | For | | For | |
| | 2.4 | Appoint a Director Hirowatari, Kiyohide | Management | | For | | For | |
| | 2.5 | Appoint a Director Nakano, Kei | Management | | For | | For | |
| | 2.6 | Appoint a Director Koda, Main | Management | | For | | For | |
| | 2.7 | Appoint a Director Nagashima, Yukiko | Management | | For | | For | |
| | 2.8 | Appoint a Director Kitera, Masato | Management | | For | | For | |
| | 2.9 | Appoint a Director Shoji, Tetsuya | Management | | For | | For | |
| | 3.1 | Appoint a Corporate Auditor Kashiwakura, Hideaki | Management | | For | | For | |
| | 3.2 | Appoint a Corporate Auditor Hashimoto, Tsutomu | Management | | For | | For | |
| | 3.3 | Appoint a Corporate Auditor Taniuchi, Shigeru | Management | | For | | For | |
| | 3.4 | Appoint a Corporate Auditor Inada, Nobuo | Management | | For | | For | |
| | 3.5 | Appoint a Corporate Auditor Yamashina, Hiroko | Management | | For | | For | |
| | 4 | Approve Details of the Compensation to be received by
Directors | Management | | For | | For | |
| | 5 | Shareholder Proposal: Amend Articles of Incorporation
(Management of Subsidiaries) | Shareholder | | Against | | For | |
| | 6 | Shareholder Proposal: Amend Articles of Incorporation
(Prohibition Against Former Directors and Employees
Serving in Director Positions at Listed Subsidiaries) | Shareholder | | Against | | For | |
| | 7 | Shareholder Proposal: Amend Articles of Incorporation
(Prohibition Against Using the Cash Management System
(CMS) for Financing with Listed Subsidiaries) | Shareholder | | Against | | For | |
| | 8 | Shareholder Proposal: Approve Purchase of Own Shares | Shareholder | | Against | | For | |
| | | COCA-COLA FEMSA SAB DE CV | | |
| | Security | P2861Y177 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 27-Mar-2023 | |
| | ISIN | MX01KO000002 | | Agenda | 716738680 - Management |
| | Record Date | 16-Mar-2023 | | Holding Recon Date | 16-Mar-2023 | |
| | City / | Country | | CIUDAD
DE
MEXICO | / | Mexico | | Vote Deadline Date | 22-Mar-2023 | |
| | SEDOL(s) | BHHP0S4 - BHHP0T5 - BHKDY83 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | APPROVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS | Management | | For | | For | |
| | 2 | APPROVE ALLOCATION OF INCOME AND CASH
DIVIDENDS | Management | | For | | For | |
| | 3 | SET MAXIMUM AMOUNT OF SHARE REPURCHASE
RESERVE | Management | | For | | For | |
| | 4 | ELECT DIRECTORS | Management | | For | | For | |
| | 5 | APPROVE REMUNERATION OF DIRECTORS, VERIFY
DIRECTORS INDEPENDENCE CLASSIFICATION,
ELECT BOARD CHAIRMAN AND SECRETARIES | Management | | For | | For | |
| | 6 | ELECT MEMBERS OF PLANNING AND FINANCING
COMMITTEE, AUDIT COMMITTEE AND CORPORATE
PRACTICES COMMITTEE, ELECT CHAIRMAN OF
COMMITTEES AND FIX THEIR REMUNERATION | Management | | For | | For | |
| | 7 | AUTHORIZE BOARD TO RATIFY AND EXECUTE
APPROVED RESOLUTIONS | Management | | For | | For | |
| | 8 | APPROVE MINUTES OF MEETING | Management | | For | | For | |
| | | DOUBLEUGAMES CO., LTD. | | |
| | Security | Y2106F108 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Mar-2023 | |
| | ISIN | KR7192080000 | | Agenda | 716751741 - Management |
| | Record Date | 31-Dec-2022 | | Holding Recon Date | 31-Dec-2022 | |
| | City / | Country | | SEOUL | / | Korea,
Republic Of | | Vote Deadline Date | 16-Mar-2023 | |
| | SEDOL(s) | BYQ1MZ3 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | | For | | For | |
| | 2 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | | For | | For | |
| | | OPTORUN CO.,LTD. | | |
| | Security | J61658100 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Mar-2023 | |
| | ISIN | JP3197760006 | | Agenda | 716753670 - Management |
| | Record Date | 31-Dec-2022 | | Holding Recon Date | 31-Dec-2022 | |
| | City / | Country | | SAITAMA | / | Japan | | Vote Deadline Date | 26-Mar-2023 | |
| | SEDOL(s) | BFNHLQ5 | | Quick Code | 62350 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2 | Amend Articles to: Change Company Location | Management | | For | | For | |
| | 3.1 | Appoint a Director Hayashi, Ihei | Management | | For | | For | |
| | 3.2 | Appoint a Director Bin Fan | Management | | For | | For | |
| | 3.3 | Appoint a Director Yamada, Mitsuo | Management | | For | | For | |
| | 3.4 | Appoint a Director Min Rin | Management | | For | | For | |
| | 3.5 | Appoint a Director Yamazaki, Naoko | Management | | For | | For | |
| | 3.6 | Appoint a Director Takiguchi, Tadashi | Management | | For | | For | |
| | 3.7 | Appoint a Director Shimaoka, Mikiko | Management | | For | | For | |
| | 4 | Approve Details of the Restricted-Stock Compensation to
be received by Directors | Management | | For | | For | |
| | | BGF RETAIL CO. LTD. | | |
| | Security | Y0R8SQ109 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Mar-2023 | |
| | ISIN | KR7282330000 | | Agenda | 716762477 - Management |
| | Record Date | 31-Dec-2022 | | Holding Recon Date | 31-Dec-2022 | |
| | City / | Country | | SEOUL | / | Korea,
Republic Of | | Vote Deadline Date | 16-Mar-2023 | |
| | SEDOL(s) | BD95QN1 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | | For | | For | |
| | 2.1 | ELECTION OF INSIDE DIRECTOR: I GEON JUN | Management | | For | | For | |
| | 2.2 | ELECTION OF INSIDE DIRECTOR: MIN SEUNG BAE | Management | | For | | For | |
| | 2.3 | ELECTION OF A NON-PERMANENT DIRECTOR:
HONG JEONG GUK | Management | | For | | For | |
| | 2.4 | ELECTION OF OUTSIDE DIRECTOR: SIN HYEON
SANG | Management | | For | | For | |
| | 3 | ELECTION OF AUDIT COMMITTEE MEMBER: SIN
HYEON SANG | Management | | For | | For | |
| | 4 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | | For | | For | |
| | | KT&G CORPORATION | | |
| | Security | Y49904108 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Mar-2023 | |
| | ISIN | KR7033780008 | | Agenda | 716771200 - Management |
| | Record Date | 31-Dec-2022 | | Holding Recon Date | 31-Dec-2022 | |
| | City / | Country | | DAEJEO
N | / | Korea,
Republic Of | | Vote Deadline Date | 16-Mar-2023 | |
| | SEDOL(s) | 6175076 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | APPROVAL OF FINANCIAL STATEMENTS
(EXCLUDING STATEMENT OF APPROPRIATION OF
RETAINED EARNINGS) | Management | | For | | For | |
| | 2.1 | APPROVAL OF PROVISION OF DIVIDENDS AND
STATEMENT OF APPROPRIATION OF RETAINED
EARNINGS: CASH DIVIDENDS OF KRW 5,000 PER
SHARE (PROPOSAL BY KT&G'S BOARD OF
DIRECTORS) | Management | | For | | For | |
| | 2.2 | APPROVAL OF PROVISION OF DIVIDENDS AND
STATEMENT OF APPROPRIATION OF RETAINED
EARNINGS: CASH DIVIDENDS OF KRW 7,867 PER
SHARE (SHAREHOLDERS' PROPOSAL BY ANDA ESG
GENERAL PRIVATE INVESTMENT TRUST NO. 1) | Shareholder | | Against | | For | |
| | 2.3 | APPROVAL OF PROVISION OF DIVIDENDS AND
STATEMENT OF APPROPRIATION OF RETAINED
EARNINGS: CASH DIVIDENDS OF KRW 10,000 PER
SHARE (SHAREHOLDERS' PROPOSAL BY AGNES,
ETC.) | Shareholder | | Against | | For | |
| | 3.1 | PARTIAL AMENDMENT TO ARTICLES OF
INCORPORATION: AMENDMENT TO AND
ENACTMENT OF PROVISIONS CONCERNING
EVALUATION AND COMPENSATION COMMITTEE
(SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Shareholder | | Against | | For | |
| | 3.2 | PARTIAL AMENDMENT TO ARTICLES OF
INCORPORATION: ADDITION OF RIGHT TO DECIDE
CANCELLATION OF TREASURY SHARES
(SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Shareholder | | Against | | For | |
| | 3.3 | PARTIAL AMENDMENT TO ARTICLES OF
INCORPORATION: ESTABLISHMENT OF NEW
PROVISIONS FOR QUARTERLY DIVIDENDS
(SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Management | | For | | For | |
| | 3.4 | PARTIAL AMENDMENT TO ARTICLES OF
INCORPORATION: ADDENDUM (SHAREHOLDERS'
PROPOSAL BY AGNES, ETC.) | Management | | For | | For | |
| | 4 | CANCELLATION OF TREASURY SHARES
(SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Shareholder | | Against | | For | |
| | 5 | ACQUISITION OF TREASURY STOCK
(SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Shareholder | | Against | | For | |
| | 6.1 | DECISION ON WHETHER TO INCREASE THE
CURRENT NUMBER OF OUTSIDE DIRECTORS :
MAINTENANCE OF THE CURRENT NUMBER OF SIX
(6) OUTSIDE DIRECTORS (PROPOSAL BY KT&G'S
BOARD OF DIRECTORS) | Management | | For | | For | |
| | 6.2 | DECISION ON WHETHER TO INCREASE THE
CURRENT NUMBER OF OUTSIDE DIRECTORS :
INCREASE OF THE NUMBER OF OUTSIDE
DIRECTORS TO EIGHT (8) OUTSIDE DIRECTORS
(SHAREHOLDERS' PROPOSAL BY ANDA ESG
GENERAL PRIVATE INVESTMENT TRUST NO. 1,
ETC.) | Shareholder | | Against | | For | |
| | 7.1 | APPOINTMENT OF MYUNG-CHEOL KIM AS OUTSIDE
DIRECTOR (PROPOSAL BY KT&G'S BOARD OF
DIRECTORS) | Management | | For | | For | |
| | 7.2 | APPOINTMENT OF YUN-SUNG KOH AS OUTSIDE
DIRECTOR (PROPOSAL BY KT&G'S BOARD OF
DIRECTORS) | Management | | For | | For | |
| | 7.3 | APPOINTMENT OF SOO-HYUNG LEE AS OUTSIDE
DIRECTOR (SHAREHOLDERS' PROPOSAL BY ANDA
ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1,
ETC.) | Shareholder | | Against | | For | |
| | 7.4 | APPOINTMENT OF DOREEN KIM AS OUTSIDE
DIRECTOR (SHAREHOLDERS' PROPOSAL BY ANDA
ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1,
ETC.) | Shareholder | | Against | | For | |
| | 7.5 | APPOINTMENT OF JAE-WHAN PARK AS OUTSIDE
DIRECTOR (SHAREHOLDERS' PROPOSAL BY ANDA
ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1,
ETC.) | Shareholder | | Against | | For | |
| | 7.6 | APPOINTMENT OF SUK-YONG CHA AS OUTSIDE
DIRECTOR (SHAREHOLDERS' PROPOSAL BY
AGNES, ETC.) | Shareholder | | Against | | For | |
| | 7.7 | APPOINTMENT OF OU-JIN HWANG AS OUTSIDE
DIRECTOR (SHAREHOLDERS' PROPOSAL BY
AGNES, ETC.) | Shareholder | | Against | | For | |
| | 8.1 | APPOINTMENT OF MYUNG-CHEOL KIM AS OUTSIDE
DIRECTOR (PROPOSAL BY KT&G'S BOARD OF
DIRECTORS) | Management | | For | | For | |
| | 8.2 | APPOINTMENT OF YUN-SUNG KOH AS OUTSIDE
DIRECTOR (PROPOSAL BY KT&G'S BOARD OF
DIRECTORS) | Management | | For | | For | |
| | 8.3 | APPOINTMENT OF IL-SOON LIM AS OUTSIDE
DIRECTOR (PROPOSAL BY KT&G'S BOARD OF
DIRECTORS) | Management | | For | | For | |
| | 8.4 | APPOINTMENT OF SOO-HYUNG LEE AS OUTSIDE
DIRECTOR (SHAREHOLDERS' PROPOSAL BY ANDA
ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1,
ETC.) | Shareholder | | Against | | For | |
| | 8.5 | APPOINTMENT OF DOREEN KIM AS OUTSIDE
DIRECTOR (SHAREHOLDERS' PROPOSAL BY ANDA
ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1,
ETC.) | Shareholder | | Against | | For | |
| | 8.6 | APPOINTMENT OF JAE-WHAN PARK AS OUTSIDE
DIRECTOR (SHAREHOLDERS' PROPOSAL BY ANDA
ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1,
ETC.) | Shareholder | | Against | | For | |
| | 8.7 | APPOINTMENT OF SUK-YONG CHA AS OUTSIDE
DIRECTOR (SHAREHOLDERS' PROPOSAL BY
AGNES, ETC.) | Shareholder | | Against | | For | |
| | 8.8 | APPOINTMENT OF OU-JIN HWANG AS OUTSIDE
DIRECTOR (SHAREHOLDERS' PROPOSAL BY
AGNES, ETC.) | Shareholder | | Against | | For | |
| | 9.1 | APPOINTMENT OF MYUNG-CHEOL KIM AS AUDIT
COMMITTEE MEMBER (PROPOSAL BY KT&G'S
BOARD OF DIRECTORS) | Management | | For | | For | |
| | 9.2 | APPOINTMENT OF YUN-SUNG KOH AS AUDIT
COMMITTEE MEMBER (PROPOSAL BY KT&G'S
BOARD OF DIRECTORS) | Management | | For | | For | |
| | 9.3 | APPOINTMENT OF SOO-HYUNG LEE AS AUDIT
COMMITTEE MEMBER (SHAREHOLDERS' PROPOSAL
BY ANDA ESG GENERAL PRIVATE INVESTMENT
TRUST NO. 1, ETC.) | Shareholder | | Against | | For | |
| | 9.4 | APPOINTMENT OF DOREEN KIM AS AUDIT
COMMITTEE MEMBER (SHAREHOLDERS' PROPOSAL
BY ANDA ESG GENERAL PRIVATE INVESTMENT
TRUST NO. 1, ETC.) | Shareholder | | Against | | For | |
| | 9.5 | APPOINTMENT OF SUK-YONG CHA AS AUDIT
COMMITTEE MEMBER (SHAREHOLDERS'
PROPOSAL_BY AGNES, ETC.) | Shareholder | | Against | | For | |
| | 9.6 | APPOINTMENT OF OU-JIN HWANG AS AUDIT
COMMITTEE MEMBER (SHAREHOLDERS'
PROPOSAL_BY AGNES, ETC.) | Shareholder | | Against | | For | |
| | 10 | APPROVAL OF CAP ON REMUNERATION FOR
DIRECTORS | Management | | For | | For | |
| | | FILA HOLDINGS | | |
| | Security | Y2484W103 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 29-Mar-2023 | |
| | ISIN | KR7081660003 | | Agenda | 716681110 - Management |
| | Record Date | 31-Dec-2022 | | Holding Recon Date | 31-Dec-2022 | |
| | City / | Country | | SEOUL | / | Korea,
Republic Of | | Vote Deadline Date | 17-Mar-2023 | |
| | SEDOL(s) | B66CTX7 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | | For | | For | |
| | 2 | ELECTION OF INSIDE DIRECTOR: YUN YUN SU | Management | | For | | For | |
| | 3 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | | For | | For | |
| | 4 | APPROVAL OF REMUNERATION FOR AUDITOR | Management | | For | | For | |
| | | ELECTROLUX AB | | |
| | Security | W0R34B150 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 29-Mar-2023 | |
| | ISIN | SE0016589188 | | Agenda | 716694787 - Management |
| | Record Date | 21-Mar-2023 | | Holding Recon Date | 21-Mar-2023 | |
| | City / | Country | | STOCKH
OLM | / | Sweden | | Vote Deadline Date | 21-Mar-2023 | |
| | SEDOL(s) | BNG9LR5 - BP81612 - BPCM1Y9 -
BPCM1Z0 - BPG5X15 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED | Non-Voting | | | |
| | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE
BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE
OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION | Non-Voting | | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) IS REQUIRED TO LODGE YOUR-
VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED,
YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | 1 | ELECT CHAIRMAN OF MEETING | Non-Voting | | | |
| | 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | | | |
| | 3 | APPROVE AGENDA OF MEETING | Non-Voting | | | |
| | 4 | DESIGNATE INSPECTOR(S) OF MINUTES OF
MEETING | Non-Voting | | | |
| | 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | | | |
| | 6 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS | Non-Voting | | | |
| | 7 | RECEIVE PRESIDENT'S REPORT | Non-Voting | | | |
| | 8 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS | Management | | For | | For | |
| | 9.1 | APPROVE DISCHARGE OF STAFFAN BOHMAN | Management | | For | | For | |
| | 9.2 | APPROVE DISCHARGE OF PETRA HEDENGRAN | Management | | For | | For | |
| | 9.3 | APPROVE DISCHARGE OF HENRIK HENRIKSSON | Management | | For | | For | |
| | 9.4 | APPROVE DISCHARGE OF ULLA LITZEN | Management | | For | | For | |
| | 9.5 | APPROVE DISCHARGE OF KARIN OVERBECK | Management | | For | | For | |
| | 9.6 | APPROVE DISCHARGE OF FREDRIK PERSSON | Management | | For | | For | |
| | 9.7 | APPROVE DISCHARGE OF DAVID PORTER | Management | | For | | For | |
| | 9.8 | APPROVE DISCHARGE OF JONAS SAMUELSON | Management | | For | | For | |
| | 9.9 | APPROVE DISCHARGE OF MINA BILLING | Management | | For | | For | |
| | 9.10 | APPROVE DISCHARGE OF VIVECA BRINKENFELDT-
LEVER | Management | | For | | For | |
| | 9.11 | APPROVE DISCHARGE OF PETER FERM | Management | | For | | For | |
| | 9.12 | APPROVE DISCHARGE OF ULRIK DANESTAD | Management | | For | | For | |
| | 9.13 | APPROVE DISCHARGE OF WILSON QUISPE | Management | | For | | For | |
| | 9.14 | APPROVE DISCHARGE OF JONAS SAMUELSON AS
CEO | Management | | For | | For | |
| | 10 | APPROVE ALLOCATION OF INCOME AND OMISSION
OF DIVIDENDS | Management | | For | | For | |
| | 11 | DETERMINE NUMBER OF MEMBERS (8) AND
DEPUTY MEMBERS (0) OF BOARD | Management | | For | | For | |
| | 12.1 | APPROVE REMUNERATION OF DIRECTORS IN THE
AMOUNT OF SEK 2.4 MILLION FOR CHAIRMAN AND
SEK 720,000 FOR OTHER DIRECTORS; APPROVE
REMUNERATION FOR COMMITTEE WORK | Management | | For | | For | |
| | 12.2 | APPROVE REMUNERATION OF AUDITORS | Management | | For | | For | |
| | 13.A | REELECT STAFFAN BOHMAN AS DIRECTOR | Management | | For | | For | |
| | 13.B | REELECT PETRA HEDENGRAN AS DIRECTOR | Management | | For | | For | |
| | 13.C | REELECT HENRIK HENRIKSSON AS DIRECTOR | Management | | For | | For | |
| | 13.D | REELECT ULLA LITZEN AS DIRECTOR | Management | | For | | For | |
| | 13.E | REELECT KARIN OVERBECK AS DIRECTOR | Management | | For | | For | |
| | 13.F | REELECT FREDRIK PERSSON AS DIRECTOR | Management | | For | | For | |
| | 13.G | REELECT DAVID PORTER AS DIRECTOR | Management | | For | | For | |
| | 13.H | REELECT JONAS SAMUELSON AS DIRECTOR | Management | | For | | For | |
| | 13.I | ELECT STAFFAN BOHMAN AS BOARD CHAIR | Management | | For | | For | |
| | 14 | RATIFY PRICEWATERHOUSECOOPERS AB AS
AUDITORS | Management | | For | | For | |
| | 15 | APPROVE REMUNERATION REPORT | Management | | For | | For | |
| | 16.A | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | | For | | For | |
| | 16.B | AUTHORIZE REISSUANCE OF REPURCHASED
SHARES | Management | | For | | For | |
| | 16.C | APPROVE TRANSFER OF 1,544,925 B-SHARES | Management | | For | | For | |
| | 17.A | APPROVE PERFORMANCE SHARE PLAN FOR KEY
EMPLOYEES | Management | | For | | For | |
| | 17.B | APPROVE EQUITY PLAN FINANCING | Management | | For | | For | |
| | 18 | CLOSE MEETING | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN)-WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW-ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE CREST SYSTEM. THIS-TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM.-THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON-RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD DATE
APPLIES)-UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS CONFIRMED-
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED, THE VOTED-POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR-VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL-INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR-CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR
FURTHER INFORMATION ON THE-CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE
SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | | | |
| | CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR
ANY VOTED POSITIONS SETTLING-THROUGH
EUROCLEAR BANK. | Non-Voting | | | |
| | | THE RMR GROUP INC. | | |
| | Security | 74967R106 | | Meeting Type | Annual |
| | Ticker Symbol | RMR | | Meeting Date | 29-Mar-2023 | |
| | ISIN | US74967R1068 | | Agenda | 935760012 - Management |
| | Record Date | 11-Jan-2023 | | Holding Recon Date | 11-Jan-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline Date | 28-Mar-2023 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Jennifer B. Clark | Management | | For | | For | |
| | 1b. | Election of Director: Ann Logan | Management | | For | | For | |
| | 1c. | Election of Director: Rosen Plevneliev | Management | | For | | For | |
| | 1d. | Election of Director: Adam D. Portnoy | Management | | For | | For | |
| | 1e. | Election of Director: Jonathan Veitch | Management | | For | | For | |
| | 1f. | Election of Director: Walter C. Watkins, Jr. | Management | | For | | For | |
| | 2. | Advisory vote to approve executive compensation. | Management | | For | | For | |
| | 3. | Ratification of the appointment of Deloitte & Touche LLP
as independent auditors to serve for the 2023 fiscal year. | Management | | For | | For | |
| | | OUTOKUMPU OYJ | | |
| | Security | X61161273 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 30-Mar-2023 | |
| | ISIN | FI0009002422 | | Agenda | 716674026 - Management |
| | Record Date | 20-Mar-2023 | | Holding Recon Date | 20-Mar-2023 | |
| | City / | Country | | ESPOO | / | Finland | | Vote Deadline Date | 22-Mar-2023 | |
| | SEDOL(s) | 4665148 - 5829103 - B28L5M5 -
B3BJDJ6 - BHZLPF6 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE
BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE
OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION. | Non-Voting | | | |
| | CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO
APPOINT A REPRESENTATIVE TO ATTEND-THE
MEETING AND LODGE YOUR VOTING
INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB-
CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS
THE SHAREHOLDER IS FINNISH). | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 1 | OPENING OF THE MEETING | Non-Voting | | | |
| | 2 | CALLING THE MEETING TO ORDER | Non-Voting | | | |
| | 3 | ELECTION OF PERSON TO SCRUTINIZE THE
MINUTES AND TO SUPERVISE THE COUNTING OF-
VOTES | Non-Voting | | | |
| | 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | | | |
| | 5 | RECORDING THE ATTENDANCE AT THE MEETING
AND ADOPTION OF THE LIST OF VOTES | Non-Voting | | | |
| | 6 | REVIEW BY THE CHIEF EXECUTIVE OFFICER THE
ANNUAL ACCOUNTS, THE REPORT OF THE-BOARD
OF DIRECTORS AND THE AUDITORS' REPORT WILL
BE AVAILABLE ON THE-COMPANY'S WEBSITE
WWW.OUTOKUMPU.COM/EN/AGM2023 ON WEEK 9.
PRESENTATION OF THE-ANNUAL ACCOUNTS, THE
REVIEW OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S-REPORT FOR THE YEAR 2022 | Non-Voting | | | |
| | 7 | ADOPTION OF THE ANNUAL ACCOUNTS | Management | | For | | For | |
| | 8 | THE BOARD OF DIRECTORS PROPOSES TO THE
ANNUAL GENERAL MEETING THAT A BASE
DIVIDEND OF EUR 0.25 PER SHARE PLUS AN EXTRA
DIVIDEND OF EUR 0.10 EUR PER SHARE, TOTALING
EUR 0.35 EUR PER SHARE, BE PAID BASED ON THE
BALANCE SHEET TO BE ADOPTED FOR THE
ACCOUNT PERIOD THAT ENDED DECEMBER 31,
2022. THE DIVIDEND WILL BE PAID IN A SINGLE
INSTALMENT TO SHAREHOLDERS REGISTERED IN
THE SHAREHOLDERS' REGISTER OF THE COMPANY
HELD BY EUROCLEAR FINLAND OY ON THE
DIVIDEND RECORD DATE APRIL 3, 2023. THE BOARD
OF DIRECTORS PROPOSES THAT THE DIVIDEND BE
PAID ON APRIL 12, 2023. IN ACCORDANCE WITH THE
UPDATED DIVIDEND POLICY DECIDED ON BY THE
COMPANY'S BOARD OF DIRECTORS ON JUNE 16,
2022, THE COMPANY AIMS TO DISTRIBUTE A
STABLE AND GROWING DIVIDEND, TO BE PAID
ANNUALLY. THE AMOUNT OF THE BASE DIVIDEND
OF EUR 0.25 IS THE BASIS FOR FUTURE DIVIDEND
DISTRIBUTIONS IN ACCORDANCE WITH THE
POLICY. THE EXTRA DIVIDEND OF EUR 0.10 PER
SHARE IS A ONE-TIME EXTRA DIVIDEND THAT IS
PROPOSED TO BE DISTRIBUTED TO THE
SHAREHOLDERS FOR THE EXEPTIONALLY
RESOLUTION ON THE USE OF THE PROFIT SHOWN
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND | Management | | For | | For | |
| | 9 | RESOLUTION ON THE DISCHARGE OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND THE
CEO FROM LIABILITY FOR THE FINANCIAL YEAR
2022 | Management | | For | | For | |
| | 10 | THE REMUNERATION REPORT OF THE GOVERNING
BODIES WILL BE AVAILABLE ON THE COMPANY'S
WEBSITE AT WWW.OUTOKUMPU.COM/EN/AGM2023
ON WEEK 9. PRESENTATION OF THE
REMUNERATION REPORT AND THE ANNUAL
GENERAL MEETING'S ADVISORY RESOLUTION ON
THE APPROVAL OF THE REMUNERATION REPORT | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT RESOLUTIONS 11 TO 13 IS
PROPOSED BY SHAREHOLDERS NOMINATION-
BOARD AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THIS PROPOSAL. THE-
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING | Non-Voting | | | |
| | 11 | THE SHAREHOLDERS' NOMINATION BOARD
PROPOSES TO THE ANNUAL GENERAL MEETING
THAT THE ANNUAL REMUNERATION OF THE
CHAIRMAN OF THE BOARD OF DIRECTORS WOULD
BE INCREASED TO EUR 174,000 (2022: EUR 169,000)
AND THAT THE ANNUAL REMUNERATION OF THE
VICE CHAIRMAN AND THE CHAIRMAN OF THE AUDIT
COMMITTEE WOULD BE KEPT AT THE SAME LEVEL
AS DURING THE PREVIOUS TERM AT EUR 93,500
AND THE ANNUAL REMUNERATION OF THE OTHER | Management | | For | | | |
| | MEMBERS OF THE BOARD OF DIRECTORS AT EUR
72,500. 40% OF THE ANNUAL REMUNERATION
WOULD BE PAID IN THE COMPANY'S OWN SHARES
USING TREASURY SHARES OR SHARES TO BE
PURCHASED FROM THE MARKET AT A PRICE
FORMED IN PUBLIC TRADING AND IN ACCORDANCE
WITH THE APPLICABLE INSIDER REGULATIONS. IF A
BOARD MEMBER, ON THE DATE OF THE ANNUAL
GENERAL MEETING, OWNS SHARES OF THE
COMPANY, WHICH BASED ON THE CLOSING PRICE
OF THAT DAY REPRESENT A VALUE EXCEEDING
THE ANNUAL REMUNERATION, HE OR SHE CAN OPT
TO RECEIVE THE REMUNERATION IN CASH. THE
SHAREHOLDERS' NOMINATION BOARD PROPOSES
THAT THE MEETING FEES, WHICH WOULD BE PAID
ALSO RESOLUTION ON THE REMUNERATION OF
THE MEMBERS OF THE BOARD OF DIRECTORS | |
| | 12 | THE SHAREHOLDERS' NOMINATION BOARD
PROPOSES THAT THE BOARD OF DIRECTORS
WOULD CONSIST OF EIGHT (8) MEMBERS.
RESOLUTION ON THE NUMBER OF THE MEMBERS
OF THE BOARD OF DIRECTORS | Management | | For | | | |
| | 13 | THE SHAREHOLDERS' NOMINATION BOARD
PROPOSES THAT OF THE CURRENT MEMBERS OF
THE BOARD OF DIRECTORS HEINZ JOERG
FUHRMANN, KATI TER HORST, KARI JORDAN,
PAEIVI LUOSTARINEN, PETTER SOEDERSTROEM,
PIERRE VAREILLE AND JULIA WOODHOUSE WOULD
BE RE-ELECTED, AND THAT JYRKI MAEKI-KALA
WOULD BE ELECTED AS A NEW MEMBER, ALL FOR
THE TERM OF OFFICE ENDING AT THE END OF THE
NEXT ANNUAL GENERAL MEETING. THE
NOMINATION BOARD ALSO PROPOSES THAT KARI
JORDAN WOULD BE RE-ELECTED AS THE
CHAIRMAN AND KATI TER HORST AS THE VICE
CHAIRMAN OF THE BOARD OF DIRECTORS. EACH
OF THE PROPOSED BOARD MEMBERS HAS
CONSENTED TO THEIR RESPECTIVE
APPOINTMENT. VESA-PEKKA TAKALA HAS
INFORMED THE SHAREHOLDERS' NOMINATION
BOARD THAT HE IS NO LONGER AVAILABLE FOR
RE-ELECTION TO THE BOARD OF DIRECTORS. THE
MEMBERS OF THE BOARD OF DIRECTORS
PROPOSED TO BE ELECTED OR RE-ELECTED HAVE
CONFIRMED THAT THEY ARE INDEPENDENT OF
THE COMPANY AND ITS MAJOR SHAREHOLDERS
WITH THE EXCEPTION OF PETTER
SOEDERSTROEM, WHO IS INDEPENDENT OF THE
COMPANY BUT NOT OF ONE OF ITS MAJ ELECTION
OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | | |
| | 14 | THE BOARD OF DIRECTORS PROPOSES TO THE
ANNUAL GENERAL MEETING, ON THE
RECOMMENDATION OF THE AUDIT COMMITTEE,
THAT THE ELECTED AUDITOR BE REIMBURSED IN
ACCORDANCE WITH THE AUDITOR'S INVOICE
APPROVED BY THE BOARD OF DIRECTORS.
RESOLUTION ON THE REMUNERATION OF THE
AUDITOR | Management | | For | | For | |
| | 15 | THE BOARD OF DIRECTORS PROPOSES TO THE
ANNUAL GENERAL MEETING, ON THE
RECOMMENDATION OF THE AUDIT COMMITTEE,
THAT THE ACCOUNTING FIRM
PRICEWATERHOUSECOOPERS OY BE ELECTED AS
THE AUDITOR FOR THE TERM OF OFFICE ENDING
AT THE END OF THE NEXT ANNUAL GENERAL
MEETING. THE AUDITOR'S ASSIGNMENT ALSO
INCLUDES GIVING THE AUDITOR'S STATEMENT ON
THE DISCHARGE OF THE MEMBERS OF THE BOARD
OF DIRECTORS AND THE CEO FROM LIABILITY AND
ON THE PROPOSAL OF THE BOARD OF DIRECTORS
FOR DISTRIBUTION OF PROFIT. THE AUDIT
COMMITTEE HAS PREPARED ITS
RECOMMENDATION IN ACCORDANCE WITH THE EU
AUDIT REGULATION (537/2014). THE AUDIT
COMMITTEE HEREBY CONFIRMS THAT ITS
RECOMMENDATION IS FREE FROM INFLUENCE BY
A THIRD PARTY AND THAT NO CLAUSE OF THE
KIND REFERRED TO IN PARAGRAPH 6 OF ARTICLE
16 OF THE EU AUDIT REGULATION, WHICH WOULD
RESTRICT THE CHOICE BY THE ANNUAL GENERAL
MEETING AS REGARDS THE APPOINTMENT OF THE
AUDITOR, HAS BEEN IMPOSED UPON IT. ELECTION
OF AUDITOR | Management | | For | | For | |
| | 16 | THE BOARD OF DIRECTORS PROPOSES TO THE
ANNUAL GENERAL MEETING THAT THE BOARD OF
DIRECTORS BE AUTHORIZED TO RESOLVE TO
REPURCHASE A MAXIMUM OF 45,000,000 OF
OUTOKUMPU'S OWN SHARES, CURRENTLY
REPRESENTING APPROXIMATELY 9.85% OF
OUTOKUMPU'S TOTAL NUMBER OF REGISTERED
SHARES. THE OWN SHARES MAY BE
REPURCHASED PURSUANT TO THE
AUTHORIZATION ONLY BY USING UNRESTRICTED
EQUITY. THE PRICE PAYABLE FOR THE SHARES
SHALL BE BASED ON THE PRICE PAID FOR THE
COMPANY'S SHARES ON THE DAY OF
REPURCHASE IN PUBLIC TRADING OR OTHERWISE
AT A PRICE FORMED ON THE MARKET. THE BOARD
OF DIRECTORS RESOLVES ON HOW THE OWN
SHARES WILL BE REPURCHASED. THE OWN
SHARES MAY BE REPURCHASED IN DEVIATION
FROM THE PROPORTIONAL SHAREHOLDINGS OF
THE SHAREHOLDERS (DIRECTED REPURCHASE).
SHARES MAY ALSO BE ACQUIRED OUTSIDE PUBLIC
TRADING. IN EXECUTING THE REPURCHASE OF
THE COMPANY'S SHARES, DERIVATIVE, SHARE | Management | | For | | For | |
| | LENDING, OR OTHER AGREEMENTS THAT ARE
CUSTOMARY WITHIN THE FRAMEWORK OF CAPITAL
MARKETS MAY TAKE PLACE IN ACCORDANCE WITH
LEGISLATIVE AND REGULATORY AUTHORIZING THE
BOARD OF DIRECTORS TO DECIDE ON THE
REPURCHASE OF THE COMPANY'S OWN SHARES | |
| | 17 | THE BOARD OF DIRECTORS PROPOSES TO THE
ANNUAL GENERAL MEETING THAT THE BOARD OF
DIRECTORS BE AUTHORIZED TO RESOLVE TO
ISSUE A MAXIMUM OF 45,000,000 SHARES IN ONE
OR SEVERAL INSTALMENTS THROUGH A SHARE
ISSUE AND/OR BY ISSUING SPECIAL RIGHTS
ENTITLING TO SHARES, AS SPECIFIED IN CHAPTER
10, SECTION 1, OF THE FINNISH COMPANIES ACT,
NOT HOWEVER OPTION RIGHTS TO OUTOKUMPU'S
MANAGEMENT AND PERSONNEL FOR INCENTIVE
PURPOSES. 45,000,000 SHARES CURRENTLY
REPRESENT APPROXIMATELY 9.85% OF
OUTOKUMPU'S TOTAL NUMBER OF REGISTERED
SHARES. THE BOARD OF DIRECTORS RESOLVES
UPON ALL OTHER TERMS AND CONDITIONS OF THE
SHARE ISSUE AND OF THE ISSUE OF SPECIAL
RIGHTS ENTITLING TO SHARES. THE BOARD OF
DIRECTORS HAS THE AUTHORITY TO RESOLVE
UPON THE ISSUE OF SHARES AND SPECIAL RIGHTS
IN DEVIATION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT OF THE SHAREHOLDERS (DIRECTED ISSUE).
THE AUTHORIZATION COVERS BOTH THE
ISSUANCE OF NEW SHARES AND THE TRANSFER
OF TREASURY SHARES HELD BY THE COMPANY.
THE AUTHORIZATION IS VALID UNTIL THE END OF
THE NEXT AUTHORIZING THE BOARD OF
DIRECTORS TO DECIDE ON THE ISSUANCE OF
SHARES AS WELL AS OTHER SPECIAL RIGHTS
ENTITLING TO SHARES | Management | | For | | For | |
| | 18 | THE BOARD OF DIRECTORS PROPOSES THAT THE
BOARD OF DIRECTORS BE AUTHORIZED TO
RESOLVE ON DONATIONS OF UP TO EUR 500,000 IN
AGGREGATE FOR RELIEF WORK UNDERTAKEN IN
AND OUTSIDE UKRAINE RELATING TO THE WAR IN
UKRAINE, AND TO DETERMINE THE RECIPIENTS,
PURPOSES AND OTHER TERMS OF THE
DONATIONS. THE DONATIONS CAN BE MADE IN
ONE OR SEVERAL INSTALMENTS. IN ADDITION TO
THIS AUTHORIZATION, THE BOARD OF DIRECTORS
MAY DECIDE ON CUSTOMARY MINOR DONATIONS
FOR OTHER CHARITABLE OR SIMILAR PURPOSES.
THE AUTHORIZATION WOULD BE EFFECTIVE UNTIL
THE NEXT ANNUAL GENERAL MEETING.
AUTHORIZING THE BOARD OF DIRECTORS TO
DECIDE ON DONATIONS FOR CHARITABLE
PURPOSES | Management | | For | | For | |
| | 19 | CLOSING OF THE MEETING | Non-Voting | | | |
| | CMMT | 10 FEB 2023: INTERMEDIARY CLIENTS ONLY -
PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF-
DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED-CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 10 FEB 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENT.-IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | | TOAGOSEI CO.,LTD. | | |
| | Security | J8381L105 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 30-Mar-2023 | |
| | ISIN | JP3556400004 | | Agenda | 716725265 - Management |
| | Record Date | 31-Dec-2022 | | Holding Recon Date | 31-Dec-2022 | |
| | City / | Country | | TOKYO | / | Japan | | Vote Deadline Date | 28-Mar-2023 | |
| | SEDOL(s) | 6894467 - BF47VX1 | | Quick Code | 40450 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director who is not Audit and Supervisory
Committee Member Takamura, Mikishi | Management | | For | | For | |
| | 2.2 | Appoint a Director who is not Audit and Supervisory
Committee Member Miho, Susumu | Management | | For | | For | |
| | 2.3 | Appoint a Director who is not Audit and Supervisory
Committee Member Kimura, Masahiro | Management | | For | | For | |
| | 2.4 | Appoint a Director who is not Audit and Supervisory
Committee Member Serita, Taizo | Management | | For | | For | |
| | 2.5 | Appoint a Director who is not Audit and Supervisory
Committee Member Mori, Yuichiro | Management | | For | | For | |
| | 2.6 | Appoint a Director who is not Audit and Supervisory
Committee Member Furukawa, Hidetoshi | Management | | For | | For | |
| | 2.7 | Appoint a Director who is not Audit and Supervisory
Committee Member Kobuchi, Hidenori | Management | | For | | For | |
| | 2.8 | Appoint a Director who is not Audit and Supervisory
Committee Member Kato, Takashi | Management | | For | | For | |
| | 3.1 | Appoint a Director who is Audit and Supervisory
Committee Member Ishiguro, Kiyoko | Management | | For | | For | |
| | 3.2 | Appoint a Director who is Audit and Supervisory
Committee Member Yasuda, Masahiko | Management | | For | | For | |
| | 4 | Shareholder Proposal: Approve Appropriation of Surplus | Shareholder | | Against | | For | |
| | 5 | Shareholder Proposal: Approve Purchase of Own Shares | Shareholder | | Against | | For | |
| | | PT INDO TAMBANGRAYA MEGAH TBK | | |
| | Security | Y71244100 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 30-Mar-2023 | |
| | ISIN | ID1000108509 | | Agenda | 716754610 - Management |
| | Record Date | 07-Mar-2023 | | Holding Recon Date | 07-Mar-2023 | |
| | City / | Country | | JAKART
A | / | Indonesia | | Vote Deadline Date | 24-Mar-2023 | |
| | SEDOL(s) | B29SK75 - B2NBLH7 - B62R1H4 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | APPROVAL OF THE ANNUAL REPORT AND
RATIFICATION OF THE FINANCIAL STATEMENT OF
THE COMPANY FOR THE FINANCIAL YEAR 2022 | Management | | For | | For | |
| | 2 | DETERMINATION OF THE UTILIZATION OF THE
COMPANY'S NET PROFIT FOR FINANCIAL YEAR 2022 | Management | | For | | For | |
| | 3 | APPOINTMENT OF A PUBLIC ACCOUNTANT TO
AUDIT THE FINANCIAL STATEMENT OF THE
COMPANY FOR FINANCIAL YEAR 2023 | Management | | For | | For | |
| | 4 | DETERMINATION OF REMUNERATION OF THE
BOARD OF COMMISSIONERS AND BOARD OF
DIRECTORS FOR FINANCIAL YEAR 2023 | Management | | For | | For | |
| | | FORTUM CORPORATION | | |
| | Security | X2978Z118 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 13-Apr-2023 | |
| | ISIN | FI0009007132 | | Agenda | 716739074 - Management |
| | Record Date | 30-Mar-2023 | | Holding Recon Date | 30-Mar-2023 | |
| | City / | Country | | HELSINK
I | / | Finland | | Vote Deadline Date | 03-Apr-2023 | |
| | SEDOL(s) | 5579550 - 5590261 - B02FMD9 -
B0ZSJ12 - BHZLGQ4 - BJQP1C0 -
BNZJ626 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE
BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE
OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION. | Non-Voting | | | |
| | CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO
APPOINT A REPRESENTATIVE TO ATTEND-THE
MEETING AND LODGE YOUR VOTING
INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB-
CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS
THE SHAREHOLDER IS FINNISH). | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 1 | OPENING OF THE MEETING | Non-Voting | | | |
| | 2 | CALLING THE MEETING TO ORDER | Non-Voting | | | |
| | 3 | ELECTION OF PERSONS TO SCRUTINISE THE
MINUTES AND TO SUPERVISE THE COUNTING-OF
VOTES | Non-Voting | | | |
| | 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | | | |
| | 5 | RECORDING THE ATTENDANCE AT THE MEETING
AND ADOPTION OF THE LIST OF VOTES | Non-Voting | | | |
| | 6 | PRESENTATION OF THE FINANCIAL STATEMENTS,
THE CONSOLIDATED FINANCIAL-STATEMENTS, THE
OPERATING AND FINANCIAL REVIEW AND THE
AUDITOR'S REPORT FOR-THE YEAR 2022 | Non-Voting | | | |
| | 7 | ADOPTION OF THE FINANCIAL STATEMENTS AND
CONSOLIDATED FINANCIAL STATEMENTS | Management | | For | | For | |
| | 8 | THE DISTRIBUTABLE FUNDS OF FORTUM
CORPORATION AS AT 31 DECEMBER 2022
AMOUNTED TO EUR 6,291,275,608 INCLUDING THE
PROFIT FOR THE FINANCIAL YEAR 2022 OF EUR
1,542,734,239. THE COMPANY'S LIQUIDITY IS GOOD,
AND THE DIVIDEND PROPOSED BY THE BOARD OF
DIRECTORS WILL NOT COMPROMISE THE
COMPANY'S LIQUIDITY. THE BOARD OF DIRECTORS
PROPOSES THAT A DIVIDEND OF EUR 0.91 PER
SHARE BE PAID FOR THE FINANCIAL YEAR 2022.
THE DIVIDEND WILL BE PAID IN TWO INSTALMENTS.
BASED ON THE NUMBER OF SHARES REGISTERED
AS AT 1 MARCH 2023, THE TOTAL AMOUNT OF
DIVIDEND WOULD BE EUR 816,510,663. THE BOARD
OF DIRECTORS PROPOSES THAT THE REMAINING
PART OF THE DISTRIBUTABLE FUNDS BE RETAINED
IN THE SHAREHOLDERS EQUITY. THE FIRST
DIVIDEND INSTALMENT OF EUR 0.46 PER SHARE
WOULD BE PAID TO SHAREHOLDERS WHO ON THE
RECORD DATE OF THE FIRST DIVIDEND
INSTALMENT 17 APRIL 2023 ARE RECORDED IN THE
COMPANY'S SHAREHOLDERS REGISTER HELD BY
EUROCLEAR FINLAND OY. THE BOARD OF
DIRECTORS PROPOSES THAT THE FIRST DIVIDEND
INSTALMENT BE PAID ON 24 APRIL 2023. THE
SECOND DIVIDEND INSTALMENT OF EUR 0.45 PER
SHARE WOULD BE PAID TO THE SHAREHOLDERS
WHO ON THE RECORD DATE OF THE SECOND
DIVIDEND INSTALMENT 2 OCTOBER 2023 ARE
RECORDED IN THE COMPANY'S SHAREHOLDERS
REGISTER HELD BY EUROCLEAR FINLAND OY. THE
BOARD OF DIRECTORS PROPOSES THAT THE
SECOND DIVIDEND INSTALMENT BE PAID ON 10
OCTOBER 2023. THE BOARD OF DIRECTORS
FURTHER PROPOSES THAT THE ANNUAL GENERAL
MEETING BE AUTHORISED TO RESOLVE, IF
NECESSARY, ON A NEW RECORD DATE AND DATE
OF PAYMENT FOR THE SECOND DIVIDEND
INSTALMENT, SHOULD THE RULES OF EUROCLEAR
FINLAND OY OR STATUTES APPLICABLE TO THE
FINNISH BOOK-ENTRY SYSTEM BE AMENDED OR
SHOULD OTHER RULES BINDING UPON THE
COMPANY SO REQUIRE | Management | | For | | For | |
| | 9 | RESOLUTION ON THE DISCHARGE FROM LIABILITY
OF THE MEMBERS OF THE BOARD OF DIRECTORS
AND THE PRESIDENT AND CEO FOR THE FINANCIAL
YEAR 2022 | Management | | For | | For | |
| | 10 | PRESENTATION OF THE REMUNERATION REPORT
FOR THE COMPANY'S GOVERNING BODIES | Management | | For | | For | |
| | CMMT | 03 MAR 2023: PLEASE NOTE THAT RESOLUTIONS
11, 12, AND 13 ARE PROPOSED BY-SHAREHOLDERS
NOMINATION BOARD AND BOARD DOES NOT MAKE
ANY RECOMMENDATION ON-THIS PROPOSAL. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING | Non-Voting | | | |
| | 11 | RESOLUTION ON THE REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | | |
| | 12 | RESOLUTION ON THE NUMBER OF THE MEMBERS
OF THE BOARD OF DIRECTORS CONSIST OF TEN
(10) MEMBERS (PREVIOUSLY NINE), THE CHAIR AND
THE DEPUTY CHAIR INCLUDED | Management | | For | | | |
| | 13 | THE SHAREHOLDERS NOMINATION BOARD
PROPOSES THAT THE FOLLOWING PERSONS BE
ELECTED TO THE COMPANY'S BOARD OF
DIRECTORS FOR A TERM ENDING AT THE END OF
THE ANNUAL GENERAL MEETING 2024: RALF
CHRISTIAN, LUISA DELGADO, ESSIMARI KAIRISTO
AND TEPPO PAAVOLA ARE PROPOSED TO BE RE-
ELECTED AS MEMBERS AND JONAS GUSTAVSSON,
MARITA NIEMELA, MIKAEL SILVENNOINEN, MAIJA
STRANDBERG, JOHAN SODERSTROM AND VESA-
PEKKA TAKALA ARE PROPOSED TO BE ELECTED AS
NEW MEMBERS. MIKAEL SILVENNOINEN IS
PROPOSED TO BE ELECTED AS CHAIR AND
ESSIMARI KAIRISTO AS DEPUTY CHAIR OF THE
BOARD OF DIRECTORS. THE FOLLOWING PERSONS
WILL NOT CONTINUE ON THE BOARD: VELI-MATTI
REINIKKALA, ANJA MCALISTER, PHILIPP ROSLER,
ANNETTE STUBE AND KIMMO VIERTOLA. ALL
CANDIDATES HAVE CONSENTED TO THE
APPOINTMENT AND ARE ALL INDEPENDENT OF THE
COMPANY AND ITS MAJOR SHAREHOLDERS, WITH
THE EXCEPTION OF MAIJA STRANDBERG, WHO IS
NON-INDEPENDENT OF THE COMPANY'S
SIGNIFICANT SHAREHOLDER (THE STATE OF
FINLAND) | Management | | For | | | |
| | 14 | RESOLUTION ON THE REMUNERATION OF THE
AUDITOR | Management | | For | | For | |
| | 15 | ON THE RECOMMENDATION OF THE AUDIT AND
RISK COMMITTEE, THE BOARD OF DIRECTORS
PROPOSES THAT DELOITTE OY BE RE-ELECTED AS
THE COMPANY'S AUDITOR, AND THAT THE
GENERAL MEETING REQUEST THE AUDITOR TO
GIVE A STATEMENT ON THE GRANTING OF
DISCHARGE FROM LIABILITY TO THE MEMBERS OF
THE BOARD OF DIRECTORS, THE PRESIDENT AND
CEO AND THE POSSIBLE DEPUTY PRESIDENT AND
CEO, AND ON THE BOARD OF DIRECTORS
PROPOSAL FOR THE DISTRIBUTION OF FUNDS.
DELOITTE OY HAS NOTIFIED THE COMPANY THAT
IN THE EVENT IT IS ELECTED AS AUDITOR, JUKKA
VATTULAINEN, APA, WOULD BE THE PRINCIPAL
AUDITOR | Management | | For | | For | |
| | 16 | AMENDMENT OF ARTICLES 12, 15 AND 16 OF THE
COMPANY'S ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | 17 | AUTHORISING THE BOARD OF DIRECTORS TO
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES | Management | | For | | For | |
| | 18 | AUTHORISING THE BOARD OF DIRECTORS TO
DECIDE ON THE DISPOSAL OF THE COMPANY'S
OWN SHARES | Management | | For | | For | |
| | 19 | AUTHORISING THE BOARD OF DIRECTORS TO
DECIDE ON CHARITABLE CONTRIBUTIONS | Management | | For | | For | |
| | 20 | CLOSING OF THE MEETING | Non-Voting | | | |
| | CMMT | 03 MAR 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF TEXT-OF
RESOLUTION 12 AND MODIFICATION AND ADDITION
OF COMMENT. IF YOU HAVE-ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | CMMT | 03 MAR 2023: INTERMEDIARY CLIENTS ONLY -
PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF-
DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED-CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | | GERDAU SA | | |
| | Security | P2867P113 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 17-Apr-2023 | |
| | ISIN | BRGGBRACNPR8 | | Agenda | 716791632 - Management |
| | Record Date | 13-Apr-2023 | | Holding Recon Date | 13-Apr-2023 | |
| | City / | Country | | TBD | / | Brazil | | Vote Deadline Date | 10-Apr-2023 | |
| | SEDOL(s) | 2645517 - 7588811 - B04S8M7 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE-BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS-MAY BE
REJECTED | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND
'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE
ALLOWED. THANK YOU | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THE PREFERRED
SHAREHOLDERS CAN VOTE ON ITEMS 11, 12, 13
AND-17 ONLY. THANK YOU | Non-Voting | | | |
| | 11 | DO YOU WISH TO REQUEST THE SEPARATE
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141,
4, II OF LAW 6,404 OF 1976. SHAREHOLDER CAN
ONLY FILL OUT THIS FIELD IF HE HAS BEEN THE
OWNER, WITHOUT INTERRUPTION, OF THE SHARES
WITH WHICH HE OR SHE IS VOTING DURING THE
THREE MONTHS IMMEDIATELY PRIOR TO THE
HOLDING OF THE GENERAL MEETING. IN THE
EVENT THAT YOU HAVE ANSWERED NO OR
ABSTAINED, YOUR SHARES WILL NOT BE COUNTED
FOR PURPOSES OF THE REQUEST FOR THE
SEPARATE ELECTION OF A MEMBER OF THE
BOARD OF DIRECTORS | Management | | For | | For | |
| | 12 | SEPARATE ELECTION OF THE BOARD OF
DIRECTORS, PREFERRED SHARES. INDICATION OF
MEMBERS TO THE BOARD OF DIRECTORS BY
SHAREHOLDERS WHO HOLD PREFERRED SHARES
WITHOUT VOTING RIGHTS OR WITH RESTRICTED
VOTING RIGHTS. SHAREHOLDER CAN ONLY FILL
OUT THIS FIELD IF HE HAS BEEN THE OWNER,
WITHOUT INTERRUPTION, OF THE SHARES WITH
WHICH HE OR SHE IS VOTING DURING THE THREE
MONTHS IMMEDIATELY PRIOR TO THE HOLDING OF
THE GENERAL MEETING. . MARCIO HAMILTON
FERREIRA, INDEPENDENT | Management | | For | | For | |
| | 13 | IN THE EVENT IT IS FOUND THAT NEITHER THE
OWNERS OF SHARES WITH VOTING RIGHTS NOR
THE OWNERS OF PREFERRED SHARES WITHOUT
VOTING RIGHTS OR WITH RESTRICTED VOTING
RIGHTS MAKE UP, RESPECTIVELY, THE QUORUM
THAT IS REQUIRED BY ARTICLE 141, I AND II, 4 OF
LAW 6,404 OF 1976, DO YOU WANT YOUR VOTE TO
BE GROUPED WITH THE VOTES OF THE COMMON
SHARES IN ORDER TO ELECT, TO THE BOARD OF
DIRECTORS, THE CANDIDATE WITH THE HIGHEST
NUMBER OF VOTES AMONG ALL OF THOSE WHO,
BEING LISTED ON THIS PROXY CARD, RAN FOR
SEPARATE ELECTION | Management | | For | | For | |
| | 17 | SEPARATE ELECTION OF THE FISCAL COUNCIL,
PREFERRED SHARES. NOMINATION OF
CANDIDATES TO THE FISCAL COUNCIL BY
PREFERRED SHAREHOLDERS WITHOUT VOTING
RIGHTS OR WITH RESTRICTED VOTING RIGHTS.
AROLDO SALGADO DE MEDEIROS FILHO, MARCELO
RODRIGUES DE FARIAS | Management | | For | | For | |
| | CMMT | 21 MAR 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN RECORD DATE-FROM
14 APR 2023 TO 13 APR 2023. IF YOU HAVE
ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | |
| | | SSAB CORPORATION | | |
| | Security | W8615U124 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 18-Apr-2023 | |
| | ISIN | SE0000171100 | | Agenda | 716778925 - Management |
| | Record Date | 06-Apr-2023 | | Holding Recon Date | 06-Apr-2023 | |
| | City / | Country | | OXELOS
UND | / | Sweden | | Vote Deadline Date | 10-Apr-2023 | |
| | SEDOL(s) | B17H0S8 - B17P3Z0 - B2904W4 -
B3BJW66 - BJ05461 - BPRBWK4 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS
AN AGAINST VOTE IF THE MEETING-REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE
BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE
OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION | Non-Voting | | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) IS REQUIRED TO LODGE YOUR-
VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED,
YOUR VOTING INSTRUCTIONS MAY BE-REJECTED | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED | Non-Voting | | | |
| | 1 | ELECT CHAIRMAN OF MEETING | Management | | For | | For | |
| | 2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Management | | For | | For | |
| | 3 | APPROVE AGENDA OF MEETING | Management | | For | | For | |
| | 4 | DESIGNATE INSPECTOR(S) OF MINUTES OF
MEETING | Non-Voting | | | |
| | 5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | | For | | For | |
| | 6 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS; RECEIVE CHAIRMAN'S-
REPORT; RECEIVE CEO'S REPORT; RECEIVE
AUDITORS REPORT | Non-Voting | | | |
| | 7.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS | Management | | For | | For | |
| | 7.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF SEK 8.70 PER SHARE | Management | | For | | For | |
| | 7.C1 | APPROVE DISCHARGE OF BO ANNVIK | Management | | For | | For | |
| | 7.C2 | APPROVE DISCHARGE OF PETRA EINARSSON | Management | | For | | For | |
| | 7.C3 | APPROVE DISCHARGE OF LENNART EVRELL | Management | | For | | For | |
| | 7.C4 | APPROVE DISCHARGE OF BERNARD FONTANA | Management | | For | | For | |
| | 7.C5 | APPROVE DISCHARGE OF MARIE GRONBORG | Management | | For | | For | |
| | 7.C6 | APPROVE DISCHARGE OF PASI LAINE | Management | | For | | For | |
| | 7.C7 | APPROVE DISCHARGE OF MARTIN LINDQVIST | Management | | For | | For | |
| | 7.C8 | APPROVE DISCHARGE OF MIKAEL MAKINEN | Management | | For | | For | |
| | 7.C9 | APPROVE DISCHARGE OF MAIJA STRANDBERG | Management | | For | | For | |
| | 7.C10 | APPROVE DISCHARGE OF MIKAEL HENRIKSSON
(EMPLOYEE REPRESENTATIVE) | Management | | For | | For | |
| | 7.C11 | APPROVE DISCHARGE OF TOMAS JANSSON
(EMPLOYEE REPRESENTATIVE) | Management | | For | | For | |
| | 7.C12 | APPROVE DISCHARGE OF TOMAS KARLSSON
(EMPLOYEE REPRESENTATIVE) | Management | | For | | For | |
| | 7.C13 | APPROVE DISCHARGE OF SVEN-ERIK ROSEN
(EMPLOYEE REPRESENTATIVE) | Management | | For | | For | |
| | 7.C14 | APPROVE DISCHARGE OF PATRICK SJOHOLM
(EMPLOYEE REPRESENTATIVE) | Management | | For | | For | |
| | 7.C15 | APPROVE DISCHARGE OF TOMAS WESTMAN
(EMPLOYEE REPRESENTATIVE) | Management | | For | | For | |
| | 7.C16 | APPROVE DISCHARGE OF MARTIN LINDQVIST AS
CEO | Management | | For | | For | |
| | 8 | DETERMINE NUMBER OF DIRECTORS (7) AND
DEPUTY DIRECTORS (0) OF BOARD | Management | | For | | For | |
| | 9.1 | APPROVE REMUNERATION OF DIRECTORS IN THE
AMOUNT OF SEK 2 MILLION FOR CHAIRMAN AND
SEK 670,000 FOR OTHER DIRECTORS; APPROVE
REMUNERATION FOR COMMITTEE WORK | Management | | For | | For | |
| | 9.2 | APPROVE REMUNERATION OF AUDITORS | Management | | For | | For | |
| | 10.A | RE-ELECT PETRA EINARSSON AS DIRECTOR | Management | | For | | For | |
| | 10.B | RE-ELECT LENNART EVRELL AS DIRECTOR | Management | | For | | For | |
| | 10.C | RE-ELECT BERNARD FONTANA AS DIRECTOR | Management | | For | | For | |
| | 10.D | RE-ELECT MARIE GRONBORG AS DIRECTOR | Management | | For | | For | |
| | 10.E | RE-ELECT MARTIN LINDQVIST AS DIRECTOR | Management | | For | | For | |
| | 10.F | RE-ELECT MIKAEL MAKINEN AS DIRECTOR | Management | | For | | For | |
| | 10.G | RE-ELECT MAIJA STRANDBERG AS DIRECTOR | Management | | For | | For | |
| | 11 | RE-ELECT LENNART EVRELL AS BOARD CHAIR | Management | | For | | For | |
| | 12.1 | DETERMINE NUMBER OF AUDITORS (1) AND
DEPUTY AUDITORS (0) | Management | | For | | For | |
| | 12.2 | RATIFY ERNST & YOUNG AS AUDITORS | Management | | For | | For | |
| | 13 | APPROVE REMUNERATION REPORT | Management | | For | | For | |
| | 14 | APPROVE LONG TERM INCENTIVE PROGRAM 2023 | Management | | For | | For | |
| | 15 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | | For | | For | |
| | 16 | CLOSE MEETING | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 848503 DUE TO RECEIVED-CHANGE IN
VOTING STATUS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE-DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK-YOU. | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | | COVESTRO AG | | |
| | Security | D15349109 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 19-Apr-2023 | |
| | ISIN | DE0006062144 | | Agenda | 716753428 - Management |
| | Record Date | 28-Mar-2023 | | Holding Recon Date | 28-Mar-2023 | |
| | City / | Country | | LEVERK
USEN | / | Germany | | Vote Deadline Date | 05-Apr-2023 | |
| | SEDOL(s) | BDQZKF4 - BF16XB3 - BGPHZC4 -
BJF2274 - BYNJRQ6 - BYTBWY9 -
BYW5Y20 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. | Non-Voting | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR
2023 AND FOR THE REVIEW OF THE INTERIM
FINANCIAL STATEMENTS FOR FISCAL YEAR 2023
AND FIRST QUARTER OF FISCAL YEAR 2024 | Management | | For | | For | |
| | 5 | APPROVE REMUNERATION REPORT | Management | | For | | For | |
| | 6 | APPROVE REMUNERATION POLICY | Management | | For | | For | |
| | 7 | APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS UNTIL 2025 | Management | | For | | For | |
| | 8 | AMEND ARTICLES RE: PARTICIPATION OF
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND
VIDEO TRANSMISSION | Management | | For | | For | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS
PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | | | |
| | PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL | |
| | CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE
FOUND DIRECTLY ON THE ISSUER'S-WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU-WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND-VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT-BE REFLECTED ON THE
BALLOT ON PROXYEDGE | Non-Voting | | | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE 'MATERIAL URL' DROPDOWN AT THE
TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN-PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | |
| | CMMT | 14 APR 2023: INTERMEDIARY CLIENTS ONLY -
PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF-
DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED-CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 14 APR 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENT.-IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | | METALURGICA GERDAU SA | | |
| | Security | P4834C118 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 19-Apr-2023 | |
| | ISIN | BRGOAUACNPR8 | | Agenda | 716807219 - Management |
| | Record Date | 17-Apr-2023 | | Holding Recon Date | 17-Apr-2023 | |
| | City / | Country | | SAO
PAULO | / | Brazil | | Vote Deadline Date | 11-Apr-2023 | |
| | SEDOL(s) | 2648862 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE-BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS-MAY BE
REJECTED | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND
'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE
ALLOWED. THANK YOU | Non-Voting | | | |
| | 11 | DO YOU WISH TO REQUEST THE SEPARATE
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141,
4, II OF LAW 6,404 OF 1976. SHAREHOLDER CAN
ONLY FILL OUT THIS FIELD IF HE HAS BEEN THE
OWNER, WITHOUT INTERRUPTION, OF THE SHARES
WITH WHICH HE OR SHE IS VOTING DURING THE
THREE MONTHS IMMEDIATELY PRIOR TO THE
HOLDING OF THE GENERAL MEETING. IN THE
EVENT THAT YOU HAVE ANSWERED NO OR
ABSTAINED, YOUR SHARES WILL NOT BE COUNTED
FOR PURPOSES OF THE REQUEST FOR THE
SEPARATE ELECTION OF A MEMBER OF THE
BOARD OF DIRECTORS | Management | | For | | For | |
| | 12 | SEPARATE ELECTION OF THE BOARD OF
DIRECTORS, PREFERRED SHARES. INDICATION OF
MEMBERS TO THE BOARD OF DIRECTORS BY
SHAREHOLDERS WHO HOLD PREFERRED SHARES
WITHOUT VOTING RIGHTS OR WITH RESTRICTED
VOTING RIGHTS. SHAREHOLDER CAN ONLY FILL
OUT THIS FIELD IF HE HAS BEEN THE OWNER,
WITHOUT INTERRUPTION, OF THE SHARES WITH
WHICH HE OR SHE IS VOTING DURING THE THREE
MONTHS IMMEDIATELY PRIOR TO THE HOLDING OF
THE GENERAL MEETING. MARCIO HAMILTON
FERREIRA, INDEPENDENT | Management | | For | | For | |
| | 13 | IN THE EVENT IT IS FOUND THAT NEITHER THE
OWNERS OF SHARES WITH VOTING RIGHTS NOR
THE OWNERS OF PREFERRED SHARES WITHOUT
VOTING RIGHTS OR WITH RESTRICTED VOTING
RIGHTS MAKE UP, RESPECTIVELY, THE QUORUM
THAT IS REQUIRED BY ARTICLE 141, I AND II, 4 OF
LAW 6,404 OF 1976, DO YOU WANT YOUR VOTE TO
BE GROUPED WITH THE VOTES OF THE COMMON
SHARES IN ORDER TO ELECT, TO THE BOARD OF
DIRECTORS, THE CANDIDATE WITH THE HIGHEST
NUMBER OF VOTES AMONG ALL OF THOSE WHO,
BEING LISTED ON THIS PROXY CARD, RAN FOR
SEPARATE ELECTION | Management | | For | | For | |
| | 17 | SEPARATE ELECTION OF THE FISCAL COUNCIL,
PREFERRED SHARES. NOMINATION OF
CANDIDATES TO THE FISCAL COUNCIL BY
PREFERRED SHAREHOLDERS WITHOUT VOTING
RIGHTS OR WITH RESTRICTED VOTING RIGHTS.
VINICIUS BALBINO BOUHID, CRISTINA FONTES
DOHERTY | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT THE PREFERRED
SHAREHOLDERS CAN VOTE ON ITEM 11, 12, 13
AND-17 ONLY. THANK YOU. | Non-Voting | | | |
| | | ULTRAPAR PARTICIPACOES SA | | |
| | Security | P94396127 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 19-Apr-2023 | |
| | ISIN | BRUGPAACNOR8 | | Agenda | 716815002 - Management |
| | Record Date | 17-Apr-2023 | | Holding Recon Date | 17-Apr-2023 | |
| | City / | Country | | SAO
PAULO | / | Brazil | | Vote Deadline Date | 12-Apr-2023 | |
| | SEDOL(s) | B0FHTN1 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE-BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS-MAY BE
REJECTED | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND
'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE
ALLOWED. THANK YOU | Non-Voting | | | |
| | 1 | APPROVAL OF A NEW STOCK BASED INCENTIVE
PLAN | Management | | For | | For | |
| | 2 | APPROVAL OF AN AMENDMENT TO THE STOCK
BASED INCENTIVE PLAN APPROVED AT THE
ANNUAL AND EXTRAORDINARY GENERAL
SHAREHOLDERS MEETING HELD ON APRIL 19TH,
2017 | Management | | For | | For | |
| | 3 | APPROVAL OF THE INCREASE IN THE COMPANYS
CAPITAL STOCK, THROUGH THE CAPITALIZATION
OF PART OF THE PROFIT RESERVES, WITHOUT THE
ISSUANCE OF NEW SHARES, WITH THE
CONSEQUENT AMENDMENT OF ARTICLE 5 OF THE
BYLAWS CURRENTLY IN FORCE | Management | | For | | For | |
| | 4 | RATIFICATION OF THE CHANGE IN THE NUMBER OF
COMMON SHARES INTO WHICH THE COMPANYS
CAPITAL STOCK IS DIVIDED, DUE TO THE PARTIAL
EXERCISE OF THE RIGHTS CONFERRED BY THE
SUBSCRIPTION WARRANTS ISSUED BY THE
COMPANY AS OF THE APPROVAL OF THE MERGER
OF SHARES ISSUED BY IMIFARMA PRODUTOS
FARMACEUTICOS E COSMETICOS S.A. BY THE
COMPANY BY THE EXTRAORDINARY GENERAL
SHAREHOLDERS MEETING HELD ON JANUARY
31ST, 2014 | Management | | For | | For | |
| | 5 | RESOLUTION ON THE FOLLOWING AMENDMENT TO
THE COMPANYS BYLAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL DISCLOSED TO THE
MARKET ON THIS DATE, A. ADJUSTMENTS TO THE
PROCEDURES RELATED TO THE GENERAL
MEETING AND MEETINGS OF THE BOARD OF
DIRECTORS AND EXECUTIVE BOARD, WITH THE
SIMPLIFICATION OF THE INSTALLATION RITES,
PROOF OF SHAREHOLDER CAPACITY AND
DRAWING UP OF THE MINUTES | Management | | For | | For | |
| | 6 | RESOLUTION ON THE FOLLOWING AMENDMENT TO
THE COMPANYS BYLAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL DISCLOSED TO THE
MARKET ON THIS DATE, B. ADJUSTMENT IN THE
TENURE CONDITION OF THE MANAGEMENT TO
REFLECT ALL CORPORATE POLICIES | Management | | For | | For | |
| | 7 | RESOLUTION ON THE FOLLOWING AMENDMENT TO
THE COMPANYS BYLAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL DISCLOSED TO THE
MARKET ON THIS DATE, C. FURTHER DETAILING OF
THE JUDICIAL AND ADMINISTRATIVE PROCEEDINGS
THAT MUST BE INFORMED BY THE CANDIDATES
WHO WILL COMPOSE THE SLATE, SLATES | Management | | For | | For | |
| | 8 | RESOLUTION ON THE FOLLOWING AMENDMENT TO
THE COMPANYS BYLAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL DISCLOSED TO THE
MARKET ON THIS DATE, D. EXCLUSION OF THE
POSSIBILITY OF CALLING THE BOARD OF
DIRECTORS MEETING BY LETTER, TELEGRAM AND
FAX | Management | | For | | For | |
| | 9 | RESOLUTION ON THE FOLLOWING AMENDMENT TO
THE COMPANYS BYLAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL DISCLOSED TO THE
MARKET ON THIS DATE, E. CHANGE OF
NOMENCLATURE OF THE POSITION OF THE
INVESTOR RELATIONS OFFICER | Management | | For | | For | |
| | 10 | RESOLUTION ON THE FOLLOWING AMENDMENT TO
THE COMPANYS BYLAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL DISCLOSED TO THE
MARKET ON THIS DATE, F. ADJUSTMENT OF
POWERS OF THE STRATEGY COMMITTEE AND THE
AUDIT AND RISKS COMMITTEE | Management | | For | | For | |
| | 11 | RESOLUTION ON THE FOLLOWING AMENDMENT TO
THE COMPANYS BYLAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL DISCLOSED TO THE
MARKET ON THIS DATE, G. SIMPLIFICATION OF THE
WORDING OF STATUTORY PROVISIONS, BY
ELIMINATING THE REPLICATED CONTENT OF
LEGISLATION, REGULATIONS IN FORCE,
CORPORATE POLICIES, OR ADAPTATION OF THE
BYLAWS TO THE LEGAL TEXT, AS WELL AS
FORMAL, CLARITY, NUMBERING AND CROSS
REFERENCE ADJUSTMENTS, IF APPLICABLE | Management | | For | | For | |
| | 12 | APPROVAL OF THE CONSOLIDATION OF THE
BYLAWS, IN ORDER TO REFLECT THE CHANGES
PROPOSED IN THE ITEMS ABOVE | Management | | For | | For | |
| | | ULTRAPAR PARTICIPACOES SA | | |
| | Security | P94396127 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 19-Apr-2023 | |
| | ISIN | BRUGPAACNOR8 | | Agenda | 716819377 - Management |
| | Record Date | 17-Apr-2023 | | Holding Recon Date | 17-Apr-2023 | |
| | City / | Country | | SAO
PAULO | / | Brazil | | Vote Deadline Date | 12-Apr-2023 | |
| | SEDOL(s) | B0FHTN1 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE-BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS-MAY BE
REJECTED | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND
'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE
ALLOWED. THANK YOU | Non-Voting | | | |
| | 1 | ANALYSIS AND APPROVAL OF THE REPORT AND
ACCOUNTS OF THE MANAGEMENT, AS WELL AS
THE FINANCIAL STATEMENTS OF THE FISCAL YEAR
ENDED ON DECEMBER 31, 2022, TOGETHER WITH
THE REPORT FROM THE INDEPENDENT AUDITORS
AND THE OPINION FROM THE FISCAL COUNCIL | Management | | | |
| | 2 | ALLOCATION OF NET INCOME FOR THE FISCAL
YEAR ENDED ON DECEMBER 31, 2022 | Management | | | |
| | 3 | SETTING OF THE NUMBER OF MEMBERS TO BE
ELECTED TO THE BOARD OF DIRECTORS | Management | | | |
| | 4 | ELECTION OF THE BOARD OF DIRECTORS PER
SLATE. NOMINATION OF ALL THE NAMES THAT
COMPOSE THE SLATE. THE VOTES INDICATED IN
THIS SECTION WILL BE DISREGARDED IF THE
SHAREHOLDER WITH VOTING RIGHTS FILLS IN THE
FIELDS PRESENT IN THE SEPARATE ELECTION OF
A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION REFERRED TO IN THESE
FIELDS TAKES PLACE. SLATE INDICATED BY THE
MANAGEMENT ANA PAULA VITALI JANES VESCOVI,
INDEPENDENT FABIO VENTURELLI, INDEPENDENT
FLAVIA BUARQUE DE ALMEIDA, INDEPENDENT
FRANCISCO DE SA NETO, INDEPENDENT JORGE
MARQUES DE TOLEDO CAMARGO, INDEPENDENT
JOSE MAURICIO PEREIRA COELHO, INDEPENDENT
MARCELO FARIA DE LIMA, INDEPENDENT MARCOS
MARINHO LUTZ, NON INDEPENDENT PETER PAUL
LORENCO ESTERMANN, NON INDEPENDENT | Management | | | |
| | 5 | IF ONE OF THE CANDIDATES THAT COMPOSES
YOUR CHOSEN SLATE LEAVES IT, CAN THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE TO
BE CONFERRED ON THE SAME SLATE | Management | | | |
| | CMMT | FOR THE PROPOSAL 6 REGARDING THE ADOPTION
OF CUMULATIVE VOTING, PLEASE BE-ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS-PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN-PROPOSAL 7.1 TO 7.9. IN THIS CASE
PLEASE CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS. | Non-Voting | | | |
| | 6 | IN CASE OF A CUMULATIVE VOTING PROCESS,
SHOULD THE CORRESPONDING VOTES TO YOUR
SHARES BE EQUALLY DISTRIBUTED AMONG THE
MEMBERS OF THE SLATE THAT YOU VE CHOSEN. IF
THE SHAREHOLDER CHOOSES YES AND ALSO
INDICATES THE APPROVE ANSWER TYPE FOR
SPECIFIC CANDIDATES AMONG THOSE LISTED
BELOW, THEIR VOTES WILL BE DISTRIBUTED
PROPORTIONALLY AMONG THESE CANDIDATES. IF
THE SHAREHOLDER CHOOSES TO ABSTAIN AND
THE ELECTION OCCURS BY THE CUMULATIVE
VOTING PROCESS, THE SHAREHOLDERS VOTE
SHALL BE COUNTED AS AN ABSTENTION IN THE
RESPECTIVE RESOLUTION OF THE MEETING | Management | | | |
| | 7.1 | VIEW OF ALL THE CANDIDATES THAT COMPOSE
THE SLATE TO INDICATE THE CUMULATIVE VOTING
DISTRIBUTION: ANA PAULA VITALI JANES VESCOVI,
INDEPENDENT | Management | | | |
| | 7.2 | VIEW OF ALL THE CANDIDATES THAT COMPOSE
THE SLATE TO INDICATE THE CUMULATIVE VOTING
DISTRIBUTION: FABIO VENTURELLI, INDEPENDENT | Management | | | |
| | 7.3 | VIEW OF ALL THE CANDIDATES THAT COMPOSE
THE SLATE TO INDICATE THE CUMULATIVE VOTING
DISTRIBUTION: FLAVIA BUARQUE DE ALMEIDA,
INDEPENDENT | Management | | | |
| | 7.4 | VIEW OF ALL THE CANDIDATES THAT COMPOSE
THE SLATE TO INDICATE THE CUMULATIVE VOTING
DISTRIBUTION: FRANCISCO DE SA NETO,
INDEPENDENT | Management | | | |
| | 7.5 | VIEW OF ALL THE CANDIDATES THAT COMPOSE
THE SLATE TO INDICATE THE CUMULATIVE VOTING
DISTRIBUTION: JORGE MARQUES DE TOLEDO
CAMARGO, INDEPENDENT | Management | | | |
| | 7.6 | VIEW OF ALL THE CANDIDATES THAT COMPOSE
THE SLATE TO INDICATE THE CUMULATIVE VOTING
DISTRIBUTION: JOSE MAURICIO PEREIRA COELHO,
INDEPENDENT | Management | | | |
| | 7.7 | VIEW OF ALL THE CANDIDATES THAT COMPOSE
THE SLATE TO INDICATE THE CUMULATIVE VOTING
DISTRIBUTION: MARCELO FARIA DE LIMA,
INDEPENDENT | Management | | | |
| | 7.8 | VIEW OF ALL THE CANDIDATES THAT COMPOSE
THE SLATE TO INDICATE THE CUMULATIVE VOTING
DISTRIBUTION: MARCOS MARINHO LUTZ, NON
INDEPENDENT | Management | | | |
| | 7.9 | VIEW OF ALL THE CANDIDATES THAT COMPOSE
THE SLATE TO INDICATE THE CUMULATIVE VOTING
DISTRIBUTION: PETER PAUL LORENCO
ESTERMANN, NON INDEPENDENT | Management | | | |
| | 8 | ESTABLISHMENT OF THE MANAGEMENTS GLOBAL
COMPENSATION | Management | | | |
| | 9.1 | ELECTION OF FISCAL COUNCIL PER CANDIDATE.
POSITIONS LIMITED TO 3. NOMINATION OF
CANDIDATES TO THE FISCAL COUNCIL. THE
SHAREHOLDER MAY NOMINATE AS MANY
CANDIDATES AS THERE ARE SEATS TO BE FILLED
IN THE GENERAL ELECTION: FLAVIO CESAR MAIA
LUZ, MARCIO AUGUSTUS RIBEIRO | Management | | | |
| | 9.2 | ELECTION OF FISCAL COUNCIL PER CANDIDATE.
POSITIONS LIMITED TO 3. NOMINATION OF
CANDIDATES TO THE FISCAL COUNCIL. THE
SHAREHOLDER MAY NOMINATE AS MANY
CANDIDATES AS THERE ARE SEATS TO BE FILLED
IN THE GENERAL ELECTION: ELCIO ARSENIO
MATTIOLI, PEDRO OZIRES PREDEUS | Management | | | |
| | 9.3 | ELECTION OF FISCAL COUNCIL PER CANDIDATE.
POSITIONS LIMITED TO 3. NOMINATION OF
CANDIDATES TO THE FISCAL COUNCIL. THE
SHAREHOLDER MAY NOMINATE AS MANY
CANDIDATES AS THERE ARE SEATS TO BE FILLED
IN THE GENERAL ELECTION: MARCELO
GONCALVES FARINHA, SANDRA REGINA DE
OLIVEIRA | Management | | | |
| | 10 | ESTABLISHMENT OF THE COMPENSATION OF THE
MEMBERS OF THE FISCAL COUNCIL FOR THE TERM
OF OFFICE THAT BEGINS IN APRIL 2023 | Management | | | |
| | | GENTING SINGAPORE LIMITED | | |
| | Security | Y2692C139 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 19-Apr-2023 | |
| | ISIN | SGXE21576413 | | Agenda | 716839723 - Management |
| | Record Date | 17-Apr-2023 | | Holding Recon Date | 17-Apr-2023 | |
| | City / | Country | | SINGAP
ORE | / | Singapore | | Vote Deadline Date | 12-Apr-2023 | |
| | SEDOL(s) | BDRTTX6 - BDRTVP2 - BF7NZW3 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT IF YOU WISH TO SUBMIT A
MEETING ATTEND FOR THE SINGAPORE-MARKET
THEN A UNIQUE CLIENT ID NUMBER KNOWN AS
THE NRIC WILL NEED TO BE-PROVIDED
OTHERWISE THE MEETING ATTEND REQUEST WILL
BE REJECTED IN THE MARKET.-KINDLY ENSURE TO
QUOTE THE TERM NRIC FOLLOWED BY THE
NUMBER AND THIS CAN BE-INPUT IN THE FIELDS
"OTHER IDENTIFICATION DETAILS (IN THE ABSENCE
OF A-PASSPORT)" OR "COMMENTS/SPECIAL
INSTRUCTIONS" AT THE BOTTOM OF THE PAGE. | Non-Voting | | | |
| | 1 | TO RECEIVE AND ADOPT THE DIRECTORS'
STATEMENT AND AUDITED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022 AND THE AUDITOR'S REPORT
THEREON | Management | | For | | For | |
| | 2 | TO DECLARE A FINAL ONE-TIER TAX EXEMPT
DIVIDEND OF SGD 0.02 PER ORDINARY SHARE | Management | | For | | For | |
| | 3 | TO RE-ELECT MR TAN HEE TECK | Management | | For | | For | |
| | 4 | TO RE-ELECT MR JONATHAN ASHERSON | Management | | For | | For | |
| | 5.A | TO APPROVE DIRECTORS' FEES OF UP TO
SGD2,031,000 FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2023 | Management | | For | | For | |
| | 5.B | TO APPROVE ORDINARY SHARES FOR
INDEPENDENT NON-EXECUTIVE DIRECTORS | Management | | For | | For | |
| | 6 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP
AS AUDITOR OF THE COMPANY | Management | | For | | For | |
| | 7 | PROPOSED RENEWAL OF THE GENERAL MANDATE
FOR INTERESTED PERSON TRANSACTIONS | Management | | For | | For | |
| | 8 | PROPOSED RENEWAL OF THE SHARE BUY-BACK
MANDATE | Management | | For | | For | |
| | | SCHAEFFLER AG | | |
| | Security | D6T0B6130 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 20-Apr-2023 | |
| | ISIN | DE000SHA0159 | | Agenda | 716761110 - Management |
| | Record Date | 29-Mar-2023 | | Holding Recon Date | 29-Mar-2023 | |
| | City / | Country | | VIRTUAL | / | Germany | | Vote Deadline Date | 10-Apr-2023 | |
| | SEDOL(s) | BDD4J13 - BF16XC4 - BGPKCM2 -
BYNJRV1 - BYQ9KY2 - BZ1DNL4 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE 'MATERIAL URL' DROPDOWN AT THE
TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN-PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS
PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL | Non-Voting | | | |
| | CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE
FOUND DIRECTLY ON THE ISSUER'S-WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU-WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND-VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT-BE REFLECTED ON THE
BALLOT ON PROXYEDGE | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THESE SHARES HAVE NO
VOTING RIGHTS, SHOULD YOU WISH TO-ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD | Non-Voting | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF EUR 0.44 PER ORDINARY SHARE AND-EUR 0.45
PER PREFERRED SHARE | Non-Voting | | | |
| | 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD
FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD
FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR
2023 AND FOR THE REVIEW OF INTERIM-FINANCIAL
STATEMENTS FOR THE FIRST HALF OF FISCAL
YEAR 2023 AND THE FIRST-QUARTER OF FISCAL
YEAR 2024 | Non-Voting | | | |
| | 6 | APPROVE REMUNERATION REPORT | Non-Voting | | | |
| | 7 | ELECT KATHERINA REICHE TO THE SUPERVISORY
BOARD | Non-Voting | | | |
| | 8 | APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS UNTIL 2028 | Non-Voting | | | |
| | 9 | AMEND ARTICLES RE: PARTICIPATION OF
SUPERVISORY BOARD MEMBERS IN THE ANNUAL-
GENERAL MEETING BY MEANS OF AUDIO AND
VIDEO TRANSMISSION | Non-Voting | | | |
| | 10 | AMEND ARTICLES RE: EDITORIAL CHANGES | Non-Voting | | | |
| | | HENKEL AG & CO. KGAA | | |
| | Security | D3207M110 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 24-Apr-2023 | |
| | ISIN | DE0006048432 | | Agenda | 716753454 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | DUESSE
LDORF | / | Germany | | Vote Deadline Date | 12-Apr-2023 | |
| | SEDOL(s) | 5076705 - B01DJF5 - B103G18 -
BD21PS4 - BD3VR87 - BDS68H3 -
BF0Z742 - BJ04W19 - BK598X0 -
BP5JB36 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THESE SHARES HAVE NO
VOTING RIGHTS, SHOULD YOU WISH TO-ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD | Non-Voting | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS
PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL. | Non-Voting | | | |
| | CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE
FOUND DIRECTLY ON THE ISSUER'S-WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU-WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND-VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT-BE REFLECTED ON THE
BALLOT ON PROXYEDGE. | Non-Voting | | | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE 'MATERIAL URL' DROPDOWN AT THE
TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN-PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE. | Non-Voting | | | |
| | 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS | Non-Voting | | | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF EUR 1.83 PER ORDINARY SHARE AND-EUR 1.85
PER PREFERRED SHARE | Non-Voting | | | |
| | 3 | APPROVE DISCHARGE OF PERSONALLY LIABLE
PARTNER FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD
FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 5 | APPROVE DISCHARGE OF SHAREHOLDERS'
COMMITTEE FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 6 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS
AUDITORS FOR FISCAL YEAR 2023 | Non-Voting | | | |
| | 7 | ELECT LAURENT MARTINEZ TO THE SUPERVISORY
BOARD | Non-Voting | | | |
| | 8 | APPROVE REMUNERATION REPORT | Non-Voting | | | |
| | 9 | APPROVE REMUNERATION POLICY | Non-Voting | | | |
| | 10 | APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS UNTIL 2025 | Non-Voting | | | |
| | 11 | AMEND ARTICLES RE: PARTICIPATION OF
SUPERVISORY BOARD MEMBERS IN THE ANNUAL-
GENERAL MEETING BY MEANS OF AUDIO AND
VIDEO TRANSMISSION | Non-Voting | | | |
| | 12 | AUTHORIZE SHARE REPURCHASE PROGRAM AND
REISSUANCE OR CANCELLATION OF-
REPURCHASED SHARES | Non-Voting | | | |
| | 13 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN
REPURCHASING SHARES | Non-Voting | | | |
| | 14 | APPROVE AFFILIATION AGREEMENT WITH HENKEL
IP MANAGEMENT AND IC SERVICES GMBH | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | | UNITED STATES STEEL CORPORATION | | |
| | Security | 912909108 | | Meeting Type | Annual |
| | Ticker Symbol | X | | Meeting Date | 25-Apr-2023 | |
| | ISIN | US9129091081 | | Agenda | 935779768 - Management |
| | Record Date | 27-Feb-2023 | | Holding Recon Date | 27-Feb-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline Date | 24-Apr-2023 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Tracy A. Atkinson | Management | | For | | For | |
| | 1b. | Election of Director: Andrea J. Ayers | Management | | For | | For | |
| | 1c. | Election of Director: David B. Burritt | Management | | For | | For | |
| | 1d. | Election of Director: Alicia J. Davis | Management | | For | | For | |
| | 1e. | Election of Director: Terry L. Dunlap | Management | | For | | For | |
| | 1f. | Election of Director: John J. Engel | Management | | For | | For | |
| | 1g. | Election of Director: John V. Faraci | Management | | For | | For | |
| | 1h. | Election of Director: Murry S. Gerber | Management | | For | | For | |
| | 1i. | Election of Director: Jeh C. Johnson | Management | | For | | For | |
| | 1j. | Election of Director: Paul A. Mascarenas | Management | | For | | For | |
| | 1k. | Election of Director: Michael H. McGarry | Management | | For | | For | |
| | 1l. | Election of Director: David S. Sutherland | Management | | For | | For | |
| | 1m. | Election of Director: Patricia A. Tracey | Management | | For | | For | |
| | 2. | Approval, in a non-binding advisory vote, of the
compensation of our Named Executive Officers (Say-on-
Pay). | Management | | For | | For | |
| | 3. | Approval, in a non-binding advisory vote, of the frequency
of the vote on the compensation of our Named Executive
Officers. | Management | | 3 Years | | Against | |
| | 4. | Ratification of appointment of PricewaterhouseCoopers
LLP as independent registered public accounting firm. | Management | | For | | For | |
| | | ATRESMEDIA CORPORACION DE MEDIOS DE CO | | |
| | Security | E0728T102 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 26-Apr-2023 | |
| | ISIN | ES0109427734 | | Agenda | 716830927 - Management |
| | Record Date | 21-Apr-2023 | | Holding Recon Date | 21-Apr-2023 | |
| | City / | Country | | SAN
SEBASTI
N DE
LOS
REYES | / | Spain | | Vote Deadline Date | 21-Apr-2023 | |
| | SEDOL(s) | B07VZ99 - B07WB61 - B081RV4 -
B28F3Q7 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES
NOT REACH QUORUM, THERE WILL BE A-SECOND
CALL ON 27 APR 2023. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU. | Non-Voting | | | |
| | 1.1 | APPROVAL OF THE INDIVIDUAL ANNUAL ACCOUNTS
AND MANAGEMENT REPORT OF ATRESMEDIA
CORPORACION DE MEDIOS DE COMUNICACION, SA,
AS WELL AS ITS CONSOLIDATED ANNUAL
ACCOUNTS AND MANAGEMENT REPORT FOR THE
YEAR ENDED DECEMBER 31, 2022 | Management | | For | | For | |
| | 1.2 | APPROVAL OF THE STATEMENT OF NON-FINANCIAL
INFORMATION AS OF DECEMBER 31, 2022 | Management | | For | | For | |
| | 1.3 | APPROVAL OF THE APPLICATION OF THE RESULT
OF THE FINANCIAL YEAR 2022 | Management | | For | | For | |
| | 1.4 | APPROVE THE MANAGEMENT CARRIED OUT BY
THE BOARD OF DIRECTORS IN THE 2022 FINANCIAL
YEAR | Management | | For | | For | |
| | 2 | RE-ELECTION OF KPMG AUDITORES, SL AS
EXTERNAL AUDITORS OF ATRESMEDIA
CORPORACION DE MEDIOS DE COMUNICACION, SA
AND ITS CONSOLIDATED GROUP OF COMPANIES
FOR THE YEAR 2023 | Management | | For | | For | |
| | 3.1 | MR. FRANCISCO JAVIER BARDAJI HERNANDO AS
EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 3.2 | MR. MAURICIO CASALS ALDAMA AS PROPRIETARY
DIRECTOR | Management | | For | | For | |
| | 3.3 | MR. JOSE CREUHERAS MARGENAT AS EXECUTIVE
DIRECTOR | Management | | For | | For | |
| | 3.4 | DON MARCO DRAGO AS PROPRIETARY DIRECTOR | Management | | For | | For | |
| | 3.5 | MRS. PATRICIA ESTANY PUIG AS AN INDEPENDENT
DIRECTOR | Management | | For | | For | |
| | 3.6 | MR. SILVIO GONZALEZ MORENO AS EXECUTIVE
DIRECTOR | Management | | For | | For | |
| | 3.7 | DON NICOLAS DE TAVERNOST AS A PROPRIETARY
DIRECTOR | Management | | For | | For | |
| | 4 | APPROVAL OF THE REMUNERATION POLICY FOR
THE ADMINISTRATORS OF THE SOCIETY | Management | | For | | For | |
| | 5 | ADVISORY VOTE ON THE ANNUAL REPORT ON THE
REMUNERATION OF DIRECTORS OF ATRESMEDIA
CORPORATION FOR THE YEAR 2022 | Management | | For | | For | |
| | 6 | DELEGATION OF POWERS TO FORMALIZE,
INTERPRET, RECTIFY AND EXECUTE THE
RESOLUTIONS ADOPTED BY THE GENERAL
MEETING, AS WELL AS TO SUBSTITUTE THE
POWERS THAT THE BOARD OF DIRECTORS
RECEIVES FROM THE MEETING | Management | | For | | For | |
| | | COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG | | |
| | Security | P28269101 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Apr-2023 | |
| | ISIN | BRCSMGACNOR5 | | Agenda | 716853367 - Management |
| | Record Date | 26-Apr-2023 | | Holding Recon Date | 26-Apr-2023 | |
| | City / | Country | | BELO
HORIZO
NTE | / | Brazil | | Vote Deadline Date | 20-Apr-2023 | |
| | SEDOL(s) | B0YBZJ2 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE-BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS-MAY BE
REJECTED | Non-Voting | | | |
| | 1 | APPROVAL OF THE ANNUAL MANAGEMENT
REPORT, BALANCE SHEET AND FINANCIAL
STATEMENTS OF COPASA MG AND
CONSOLIDATED, REFERRING TO THE FISCAL YEAR
ENDED ON 12.31.2022 | Management | | For | | For | |
| | 2 | ALLOCATION OF THE COMPANYS NET PROFIT FOR
THE YEAR ENDED ON 12.31.2022, WITH THE
RETENTION OF PART OF THE NET PROFIT FOR
REINVESTMENT, PAYMENT OF INTEREST ON
EQUITY IOE, CONSIDERED AS THE MINIMUM
MANDATORY DIVIDEND VALUE | Management | | For | | For | |
| | 3 | DEFINITION OF THE PAYMENT DATE OF INTEREST
ON EQUITY IOE, REFERRING TO THE FOURTH
QUARTER OF 2022, BEING 06.27.2023 | Management | | For | | For | |
| | 4 | APPROVAL OF THE INVESTMENT PROGRAM OF
COPASA MG FOR FISCAL YEAR 2023, PURSUANT TO
PARAGRAPH 2, OF ARTICLE 196 OF LAW 6,404.1976 | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND
'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE
ALLOWED. THANK YOU | Non-Voting | | | |
| | | COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG | | |
| | Security | P28269101 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Apr-2023 | |
| | ISIN | BRCSMGACNOR5 | | Agenda | 716866376 - Management |
| | Record Date | 26-Apr-2023 | | Holding Recon Date | 26-Apr-2023 | |
| | City / | Country | | BELO
HORIZO
NTE | / | Brazil | | Vote Deadline Date | 20-Apr-2023 | |
| | SEDOL(s) | B0YBZJ2 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE-BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS-MAY BE
REJECTED | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND
'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE
ALLOWED. THANK YOU | Non-Voting | | | |
| | 1 | ESTABLISHMENT OF THE AMOUNT FOR THE
GLOBAL COMPENSATION OF THE MEMBERS OF
THE BOARD OF DIRECTORS, FISCAL COUNCIL AND
THE EXECUTIVE BOARD OF THE COMPANY,
ACCORDING TO THE MANAGEMENT PROPOSAL | Management | | For | | For | |
| | 2 | AMENDMENT TO THE COMPANY'S BYLAWS,
ACCORDING TO THE CALL NOTICE AND THE
MANAGEMENT PROPOSAL | Management | | For | | For | |
| | 3 | AMENDMENT TO THE COMPANY'S DIVIDEND
POLICY, ACCORDING TO THE CALL NOTICE AND
THE MANAGEMENT PROPOSAL | Management | | For | | For | |
| | | COMPANHIA SIDERURGICA NACIONAL | | |
| | Security | P8661X103 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Apr-2023 | |
| | ISIN | BRCSNAACNOR6 | | Agenda | 716915713 - Management |
| | Record Date | 26-Apr-2023 | | Holding Recon Date | 26-Apr-2023 | |
| | City / | Country | | SAO
PAULO | / | Brazil | | Vote Deadline Date | 20-Apr-2023 | |
| | SEDOL(s) | B019KX8 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE-BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS-MAY BE
REJECTED | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND
'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE
ALLOWED. THANK YOU | Non-Voting | | | |
| | 1 | TO TAKE THE ACCOUNTS OF THE
ADMINISTRATORS, EXAMINE, DISCUSS, AND VOTE
ON THE FINANCIAL STATEMENTS AND THE ANNUAL
MANAGEMENT REPORT, ACCOMPANIED BY THE
INDEPENDENT AUDITORS REPORT AND THE
OPINIONS OF THE AUDIT COMMITTEE AND THE
FISCAL COUNCIL, REFERRING TO THE FISCAL YEAR
ENDED ON DECEMBER 31, 2022 | Management | | For | | For | |
| | 2 | TO DECIDE ON THE ALLOCATION OF THE NET
PROFIT FOR THE FISCAL YEAR ENDED ON
DECEMBER 31, 2022 AND THE DISTRIBUTION OF
DIVIDENDS, ACCORDING TO THE MANAGEMENT
PROPOSAL | Management | | For | | For | |
| | 3 | TO SET THE NUMBER OF MEMBERS OF THE BOARD
OF DIRECTORS FOR THE NEXT TERM TO 5,
ACCORDING TO THE MANAGEMENT PROPOSAL | Management | | For | | For | |
| | 4 | DO YOU WISH TO REQUEST THE CUMULATIVE
VOTING FOR THE ELECTION OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ART. 141 OF
LAW 6,404, OF 1976. IF THE SHAREHOLDER
CHOOSES NO OR ABSTAIN, HIS,HER SHARES WILL
NOT BE COMPUTED FOR THE REQUEST OF THE
CUMULATIVE VOTING REQUEST | Management | | For | | For | |
| | 5 | TO ELECT THE MEMBERS OF THE BOARD OF
DIRECTORS. NOMINATION OF ALL THE NAMES
THAT COMPOSE THE SLATE, THE VOTES
INDICATED IN THIS SECTION WILL BE
DISREGARDED IF THE SHAREHOLDER WITH
VOTING RIGHTS FILLS IN THE FIELDS PRESENT IN
THE SEPARATE ELECTION OF A MEMBER OF THE
BOARD OF DIRECTORS AND THE SEPARATE
ELECTION REFERRED TO IN THESE FIELDS TAKES
PLACE: BENJAMIN STEINBRUCH ANTONIO
BERNARDO VIEIRA MAIA YOSHIAKI NAKANO
MIGUEL ETHEL SOBRINHO | Management | | For | | For | |
| | 6 | IF ONE OF THE CANDIDATES THAT COMPOSES
YOUR CHOSEN SLATE LEAVES IT, CAN THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE TO
BE CONFERRED ON THE SAME SLATE | Management | | For | | For | |
| | CMMT | FOR THE PROPOSAL 7 REGARDING THE ADOPTION
OF CUMULATIVE VOTING, PLEASE BE-ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS-PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN-PROPOSAL 8.1 TO 8.5 IN THIS CASE
PLEASE CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS. | Non-Voting | | | |
| | 7 | IN CASE OF A CUMULATIVE VOTING PROCESS,
SHOULD THE CORRESPONDING VOTES TO YOUR
SHARES BE EQUALLY DISTRIBUTED AMONG THE
CANDIDATES INDICATED BELLOW. IF THE
SHAREHOLDER CHOOSES YES, ONLY THE
CANDIDATES LISTED BELOW WITH THE ANSWER
TYPE APPROVE WILL BE CONSIDERED IN THE
PROPORTIONAL PERCENTAGE DISTRIBUTION. IF
THE SHAREHOLDER CHOOSES TO ABSTAIN AND
THE ELECTION OCCURS BY THE CUMULATIVE
VOTING PROCESS, THE SHAREHOLDERS VOTE
SHALL BE COUNTED AS AN ABSTENTION IN THE
RESPECTIVE RESOLUTION OF THE MEETING. THE
VOTES INDICATED IN THIS FIELD WILL BE
DISREGARDED IF THE SHAREHOLDER HOLDING
VOTING SHARES ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION REFERRED TO IN THESE
FIELDS TAKES PLACE | Management | | For | | For | |
| | 8.1 | VISUALIZATION OF ALL THE CANDIDATES THAT
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN
IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION: BENJAMIN STEINBRUCH | Management | | For | | For | |
| | 8.2 | VISUALIZATION OF ALL THE CANDIDATES THAT
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN
IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION: ANTONIO BERNARDO VIEIRA
MAIA | Management | | For | | For | |
| | 8.3 | VISUALIZATION OF ALL THE CANDIDATES THAT
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN
IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION: YOSHIAKI NAKANO | Management | | For | | For | |
| | 8.4 | VISUALIZATION OF ALL THE CANDIDATES THAT
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN
IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION: MIGUEL ETHEL SOBRINHO | Management | | For | | For | |
| | 8.5 | VISUALIZATION OF ALL THE CANDIDATES THAT
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
THE FOLLOWING FIELD SHOULD ONLY BE FILLED IN
IF THE SHAREHOLDER HAS REPLIED NO TO THE
PREVIOUS QUESTION: VALMIR PEDRO ROSSI | Management | | For | | For | |
| | 9 | DO YOU WISH TO REQUEST A SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS,
UNDER THE TERMS OF ARTICLE 141, PARAGRAPH
4, I, OF LAW 6,404, OF 1976 . THE SHAREHOLDER
CAN ONLY FILL THIS FIELD IN CASE OF KEEPING
THE POSITION OF VOTING SHARES
ININTERRUPTED FOR 3 MONTHS PRIOR TO THE
GENERAL MEETING. IF THE SHAREHOLDER
CHOOSES NO OR ABSTAIN, HIS,HER SHARES WILL
NOT BE COMPUTED FOR THE REQUEST OF A
SEPARATE ELECTION OF A MEMBER OF THE
BOARD OF DIRECTORS | Management | | For | | For | |
| | 10 | DO YOU WISH TO REQUEST THE ESTABLISHMENT
OF A FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404, OF 1976. IF THE
SHAREHOLDER CHOOSES NO OR ABSTAIN,
HIS,HER SHARES WILL NOT BE COMPUTED FOR
THE REQUEST OF THE ESTABLISHMENT OF THE
FISCAL COUNCIL | Management | | For | | For | |
| | 11 | NOMINATION OF CANDIDATES FOR THE FISCAL
COUNCIL BY MINORITY SHAREHOLDERS HOLDING
VOTING SHARES, THE SHAREHOLDER MUST FILL IN
THIS FIELD IF HE HAS LEFT THE GENERAL
ELECTION FIELD BLANK: PRINCIPAL MEMBER,
PAULO ROBERTO EVANGELISTA DE LIMA
SUBSTITUTE MEMBER, ANDRIEI JOSE BEBER | Management | | For | | For | |
| | 12 | ESTABLISH THE OVERALL ANNUAL REMUNERATION
OF THE DIRECTORS FOR THE FINANCIAL YEAR
2023, AS PROPOSED BY THE MANAGEMENT | Management | | For | | For | |
| | | COMPANHIA SIDERURGICA NACIONAL | | |
| | Security | P8661X103 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Apr-2023 | |
| | ISIN | BRCSNAACNOR6 | | Agenda | 716924813 - Management |
| | Record Date | 26-Apr-2023 | | Holding Recon Date | 26-Apr-2023 | |
| | City / | Country | | SAO
PAULO | / | Brazil | | Vote Deadline Date | 20-Apr-2023 | |
| | SEDOL(s) | B019KX8 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE-BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS-MAY BE
REJECTED | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND
'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE
ALLOWED. THANK YOU | Non-Voting | | | |
| | 1 | TO DELIBERATE ON THE AMENDMENT OF ARTICLE
5 OF THE COMPANYS BYLAWS IN ORDER TO
REFLECT THE CANCELLATION OF SHARES
APPROVED AT THE BOARD OF DIRECTORS
MEETING ON MAY 18, 2022 | Management | | For | | For | |
| | 2 | DELIBERATE ON THE CONSOLIDATION OF THE
COMPANYS BYLAWS | Management | | For | | For | |
| | | CSN MINERACAO SA | | |
| | Security | P3338S108 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Apr-2023 | |
| | ISIN | BRCMINACNOR2 | | Agenda | 716928671 - Management |
| | Record Date | 26-Apr-2023 | | Holding Recon Date | 26-Apr-2023 | |
| | City / | Country | | SAO
PAULO | / | Brazil | | Vote Deadline Date | 20-Apr-2023 | |
| | SEDOL(s) | BKZ72K9 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE-BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS-MAY BE
REJECTED | Non-Voting | | | |
| | 1 | TO TAKE THE ACCOUNTS OF THE
ADMINISTRATORS, EXAMINE, DISCUSS, AND VOTE
ON THE FINANCIAL STATEMENTS AND THE ANNUAL
REPORT OF THE ADMINISTRATION, ACCOMPANIED
BY THE INDEPENDENT AUDITORS REPORT AND
THE AUDIT COMMITTEES OPINION, REGARDING
THE FISCAL YEAR ENDED ON DECEMBER 31, 2022 | Management | | | |
| | 2 | DECIDE ON THE ALLOCATION OF THE NET PROFIT
FOR THE FISCAL YEAR ENDED ON DECEMBER
31ST, 2022, AND THE DISTRIBUTION OF DIVIDENDS,
ACCORDING TO THE MANAGEMENT PROPOSAL | Management | | | |
| | 3 | SET THE NUMBER OF MEMBERS OF THE BOARD OF
DIRECTORS FOR THE NEXT TERM AT 7,
ACCORDING TO THE MANAGEMENT PROPOSAL | Management | | | |
| | 4 | DO YOU WISH TO REQUEST THE CUMULATIVE
VOTING FOR THE ELECTION OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ART. 141 OF
LAW 6,404, OF 1976. IF THE SHAREHOLDER
CHOOSES NO OR ABSTAIN, THEIR SHARES WILL
NOT BE COMPUTED FOR THE REQUEST OF THE
CUMULATIVE VOTING REQUEST | Management | | | |
| | 5 | DO YOU WISH TO REQUEST A SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS,
UNDER THE TERMS OF ARTICLE 141, PARAGRAPH
4, I, OF LAW 6,404, OF 1976. THE SHAREHOLDER
CAN ONLY FILL THIS FIELD IN CASE OF KEEPING
THE POSITION OF VOTING SHARES
ININTERRUPTED FOR 3 MONTHS PRIOR TO THE
GENERAL MEETING. IF THE SHAREHOLDER
CHOOSES NO OR ABSTAIN, HIS, HER SHARES WILL
NOT BE COMPUTED FOR THE REQUEST OF A
SEPARATE ELECTION OF A MEMBER OF THE
BOARD OF DIRECTORS. | Management | | | |
| | 6 | DO YOU WISH TO REQUEST THE ESTABLISHMENT
OF A FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404, OF 1976. IF THE
SHAREHOLDER CHOOSES NO OR ABSTAIN, HIS,
HER SHARES WILL NOT BE COMPUTED FOR THE
REQUEST OF THE ESTABLISHMENT OF THE FISCAL
COUNCIL | Management | | | |
| | 7 | FIX THE TOTAL ANNUAL COMPENSATION OF THE
ADMINISTRATORS FOR THE 2023 FISCAL YEAR, AS
PER THE ADMINISTRATION PROPOSAL | Management | | | |
| | 8 | TO ELECT THE MEMBERS OF THE BOARD OF
DIRECTORS BY SLATE. NOMINATION OF EACH
SLATE AND EVERY NAME THAT COMPOSE THE
SLATE, THE VOTES INDICATED IN THIS SECTION
WILL BE DISREGARDED IF THE SHAREHOLDER
WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION REFERRED TO IN THESE
FIELDS TAKES PLACE. . BENJAMIN STEINBRUCH
YOSHIAKI NAKANO MIGUEL ETHEL SOBRINHO
HELENA OLIMPIA DE ALMEIDA BRENNAND GUERRA
VICTORIA STEINBRUCH MARCELO CUNHA RIBEIRO
HISAKAZU YAMAGUCHI AND DAISUKE HORI,
SUBSTITUTE | Management | | | |
| | 9 | IF ONE OF THE CANDIDATES THAT COMPOSES
YOUR CHOSEN SLATE LEAVES IT, CAN THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE TO
BE CONFERRED ON THE CHOSEN SLATE | Management | | | |
| | CMMT | FOR THE PROPOSAL 10 REGARDING THE
ADOPTION OF CUMULATIVE VOTING, PLEASE BE-
ADVISED THAT YOU CAN ONLY VOTE FOR OR
ABSTAIN. AN AGAINST VOTE ON THIS-PROPOSAL
REQUIRES PERCENTAGES TO BE ALLOCATED
AMONGST THE DIRECTORS IN-PROPOSAL 11.1 TO
11.7. IN THIS CASE PLEASE CONTACT YOUR CLIENT
SERVICE-REPRESENTATIVE IN ORDER TO
ALLOCATE PERCENTAGES AMONGST THE
DIRECTORS | Non-Voting | | | |
| | 10 | IN CASE OF A CUMULATIVE VOTING PROCESS,
SHOULD THE CORRESPONDING VOTES TO YOUR
SHARES BE EQUALLY DISTRIBUTED AMONG THE
MEMBERS OF THE SLATE THAT YOUVE CHOSEN. IF
THE SHAREHOLDER CHOOSES YES AND ALSO
INDICATES THE APPROVE ANSWER TYPE FOR
SPECIFIC CANDIDATES AMONG THOSE LISTED
BELOW, THEIR VOTES WILL BE DISTRIBUTED
PROPORTIONALLY AMONG THESE CANDIDATES. IF
THE SHAREHOLDER CHOOSES TO ABSTAIN AND
THE ELECTION OCCURS BY THE CUMULATIVE
VOTING PROCESS, THE SHAREHOLDERS VOTE
SHALL BE COUNTED AS AN ABSTENTION IN THE
RESPECTIVE RESOLUTION OF THE MEETING | Management | | | |
| | 11.1 | VISUALIZATION OF ALL THE CANDIDATES THAT
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
BENJAMIN STEINBRUCH | Management | | | |
| | 11.2 | VISUALIZATION OF ALL THE CANDIDATES THAT
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
YOSHIAKI NAKANO | Management | | | |
| | 11.3 | VISUALIZATION OF ALL THE CANDIDATES THAT
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MIGUEL ETHEL SOBRINHO | Management | | | |
| | 11.4 | VISUALIZATION OF ALL THE CANDIDATES THAT
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
HELENA OLIMPIA DE ALMEIDA BRENNAND GUERRA | Management | | | |
| | 11.5 | VISUALIZATION OF ALL THE CANDIDATES THAT
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
VICTORIA STEINBRUCH | Management | | | |
| | 11.6 | VISUALIZATION OF ALL THE CANDIDATES THAT
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MARCELO CUNHA RIBEIRO | Management | | | |
| | 11.7 | VISUALIZATION OF ALL THE CANDIDATES THAT
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
HISAKAZU YAMAGUCHI AND DAISUKE HORI,
SUBSTITUTE | Management | | | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND
'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE
ALLOWED. THANK YOU | Non-Voting | | | |
| | | CSN MINERACAO SA | | |
| | Security | P3338S108 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Apr-2023 | |
| | ISIN | BRCMINACNOR2 | | Agenda | 716928722 - Management |
| | Record Date | 26-Apr-2023 | | Holding Recon Date | 26-Apr-2023 | |
| | City / | Country | | SAO
PAULO | / | Brazil | | Vote Deadline Date | 20-Apr-2023 | |
| | SEDOL(s) | BKZ72K9 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE-BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS-MAY BE
REJECTED | Non-Voting | | | |
| | 1 | DECIDE ON THE AMENDMENT OF ARTICLE 5 OF THE
COMPANYS BYLAWS, IN ORDER TO REFLECT THE
CANCELLATION OF SHARES APPROVED AT THE
MEETING OF THE BOARD OF DIRECTORS OF MAY
18, 2022. | Management | | For | | For | |
| | 2 | TO DECIDE ON THE CONSOLIDATION OF THE
COMPANYS BYLAWS | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND
'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE
ALLOWED. THANK YOU | Non-Voting | | | |
| | | GOLDEN ENERGY AND RESOURCES LTD | | |
| | Security | Y2749E104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Apr-2023 | |
| | ISIN | SG1AI1000008 | | Agenda | 716934155 - Management |
| | Record Date | 26-Apr-2023 | | Holding Recon Date | 26-Apr-2023 | |
| | City / | Country | | TBD | / | Singapore | | Vote Deadline Date | 21-Apr-2023 | |
| | SEDOL(s) | BVYTQP6 - BWFPNK4 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT IF YOU WISH TO SUBMIT A
MEETING ATTEND FOR THE SINGAPORE-MARKET
THEN A UNIQUE CLIENT ID NUMBER KNOWN AS
THE NRIC WILL NEED TO BE-PROVIDED
OTHERWISE THE MEETING ATTEND REQUEST WILL
BE REJECTED IN THE MARKET.-KINDLY ENSURE TO
QUOTE THE TERM NRIC FOLLOWED BY THE
NUMBER AND THIS CAN BE-INPUT IN THE FIELDS
"OTHER IDENTIFICATION DETAILS (IN THE ABSENCE
OF A-PASSPORT)" OR "COMMENTS/SPECIAL
INSTRUCTIONS" AT THE BOTTOM OF THE PAGE. | Non-Voting | | | |
| | 1 | ADOPTION OF DIRECTORS' STATEMENT AND
AUDITED FINANCIAL STATEMENTS OF THE
COMPANY AND THE GROUP FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2022 TOGETHER WITH
THE INDEPENDENT AUDITOR'S REPORT THEREON | Management | | For | | For | |
| | 2 | RE-ELECTION OF MR. FUGANTO WIDJAJA AS A
DIRECTOR | Management | | For | | For | |
| | 3 | RE-ELECTION OF MR. MARK ZHOU YOU CHUAN AS
A DIRECTOR | Management | | For | | For | |
| | 4 | RE-ELECTION OF MR. LEW SYN PAU AS A
DIRECTOR | Management | | For | | For | |
| | 5 | APPROVAL OF DIRECTORS' FEES OF SGD 371,946
FOR THE FINANCIAL YEAR ENDING 31 DECEMBER
2023 | Management | | For | | For | |
| | 6 | RE-APPOINTMENT OF ERNST & YOUNG LLP AS
AUDITORS | Management | | For | | For | |
| | 7 | AUTHORITY TO ISSUE NEW SHARES | Management | | For | | For | |
| | 8 | PROPOSED RENEWAL OF THE SINAR MAS IPT
MANDATE FOR INTERESTED PERSON
TRANSACTIONS | Management | | For | | For | |
| | | ITV PLC | | |
| | Security | G4984A110 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 04-May-2023 | |
| | ISIN | GB0033986497 | | Agenda | 716793220 - Management |
| | Record Date | | | Holding Recon Date | 02-May-2023 | |
| | City / | Country | | LONDON | / | United
Kingdom | | Vote Deadline Date | 28-Apr-2023 | |
| | SEDOL(s) | 3398649 - B02SB97 - B02SXD5 -
BKSG1R3 - BN92LT3 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | TO RECEIVE AND ADOPT THE ANNUAL REPORT
AND ACCOUNTS | Management | | For | | For | |
| | 2 | TO RECEIVE AND ADOPT THE ANNUAL REPORT ON
REMUNERATION | Management | | For | | For | |
| | 3 | TO DECLARE A FINAL DIVIDEND: TO DECLARE A
FINAL DIVIDEND OF 3.3 PENCE PER ORDINARY
SHARE IN RESPECT OF THE FINANCIAL YEAR
ENDED 31 DECEMBER 2022 | Management | | For | | For | |
| | 4 | TO RE-ELECT SALMAN AMIN AS A NON-EXECUTIVE
DIRECTOR | Management | | For | | For | |
| | 5 | TO RE-ELECT EDWARD BONHAM CARTER AS A
NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 6 | TO RE-ELECT GRAHAM COOKE AS A NON-
EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 7 | TO ELECT ANDREW COSSLETT AS A NON-
EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 8 | TO RE-ELECT MARGARET EWING AS A NON-
EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 9 | TO ELECT GIDON KATZ AS A NON-EXECUTIVE
DIRECTOR | Management | | For | | For | |
| | 10 | TO RE-ELECT CHRIS KENNEDY AS AN EXECUTIVE
DIRECTOR | Management | | For | | For | |
| | 11 | TO RE-ELECT ANNA MANZ AS A NON-EXECUTIVE
DIRECTOR | Management | | For | | For | |
| | 12 | TO RE-ELECT CAROLYN MCCALL AS AN EXECUTIVE
DIRECTOR | Management | | For | | For | |
| | 13 | TO RE-ELECT SHARMILA NEBHRAJANI AS A NON-
EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 14 | TO RE-ELECT DUNCAN PAINTER AS A NON-
EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 15 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP
AS AUDITORS | Management | | For | | For | |
| | 16 | TO AUTHORISE THE DIRECTORS TO DETERMINE
THE AUDITORS' REMUNERATION | Management | | For | | For | |
| | 17 | POLITICAL DONATIONS | Management | | For | | For | |
| | 18 | AUTHORITY TO ALLOT SHARES | Management | | For | | For | |
| | 19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | | For | | For | |
| | 20 | ADDITIONAL DISAPPLICATION OF PRE-EMPTION
RIGHTS | Management | | For | | For | |
| | 21 | PURCHASE OF OWN SHARES | Management | | For | | For | |
| | 22 | LENGTH OF NOTICE PERIOD FOR GENERAL
MEETINGS | Management | | For | | For | |
| | 23 | APPROVAL OF THE 2023 ITV PLC SHARESAVE PLAN | Management | | For | | For | |
| | | MANPOWERGROUP INC. | | |
| | Security | 56418H100 | | Meeting Type | Annual |
| | Ticker Symbol | MAN | | Meeting Date | 05-May-2023 | |
| | ISIN | US56418H1005 | | Agenda | 935790205 - Management |
| | Record Date | 24-Feb-2023 | | Holding Recon Date | 24-Feb-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline Date | 04-May-2023 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Jean-Philippe Courtois | Management | | For | | For | |
| | 1B. | Election of Director: William Downe | Management | | For | | For | |
| | 1C. | Election of Director: John F. Ferraro | Management | | For | | For | |
| | 1D. | Election of Director: William P. Gipson | Management | | For | | For | |
| | 1E. | Election of Director: Patricia Hemingway Hall | Management | | For | | For | |
| | 1F. | Election of Director: Julie M. Howard | Management | | For | | For | |
| | 1G. | Election of Director: Ulice Payne, Jr. | Management | | For | | For | |
| | 1H. | Election of Director: Muriel Pénicaud | Management | | For | | For | |
| | 1I. | Election of Director: Jonas Prising | Management | | For | | For | |
| | 1J. | Election of Director: Paul Read | Management | | For | | For | |
| | 1K. | Election of Director: Elizabeth P. Sartain | Management | | For | | For | |
| | 1L. | Election of Director: Michael J. Van Handel | Management | | For | | For | |
| | 2. | Ratification of Deloitte & Touche LLP as our independent
auditors for 2023. | Management | | For | | For | |
| | 3. | Advisory vote to approve the compensation of our named
executive officers. | Management | | For | | For | |
| | 4. | Advisory vote on the frequency of the advisory vote on
the compensation of our named executive officers. | Management | | 3 Years | | Against | |
| | | LEE & MAN PAPER MANUFACTURING LTD | | |
| | Security | G5427W130 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 09-May-2023 | |
| | ISIN | KYG5427W1309 | | Agenda | 716898513 - Management |
| | Record Date | 03-May-2023 | | Holding Recon Date | 03-May-2023 | |
| | City / | Country | | HONG
KONG | / | Cayman
Islands | | Vote Deadline Date | 03-May-2023 | |
| | SEDOL(s) | 6693772 - B02V8Q2 - B1HKD55 -
BD8NLB9 - BP3RW51 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0403/2023040302235.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0403/2023040302651.pdf | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING | Non-Voting | | | |
| | 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND OF THE
AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2022 | Management | | For | | For | |
| | 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR
ENDED 31 DECEMBER 2022 | Management | | For | | For | |
| | 3 | TO RE-ELECT MR. LI KING WAI ROSS AS AN
EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 4 | TO RE-ELECT MR. CHAU SHING YIM DAVID AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY | Management | | For | | For | |
| | 5 | TO AUTHORISE THE BOARD OF DIRECTORS
("DIRECTORS") OF THE COMPANY TO APPROVE
AND CONFIRM THE TERMS OF APPOINTMENT
(INCLUDING REMUNERATION) FOR MR. WONG KAI
TUNG TONY, AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 6 | TO AUTHORISE THE DIRECTORS OF THE COMPANY
TO APPROVE AND CONFIRM THE TERMS OF
APPOINTMENT (INCLUDING REMUNERATION) FOR
MR. PETER A. DAVIES, AN INDEPENDENT NON-
EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 7 | TO APPROVE, CONFIRM AND RATIFY THE
REMUNERATION PAID TO DIRECTORS FOR THE
YEAR ENDED 31 DECEMBER 2022 AS SET OUT IN
THE ANNUAL REPORT OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2022 | Management | | For | | For | |
| | 8 | TO AUTHORISE THE DIRECTORS OF THE COMPANY
TO FIX THE REMUNERATION OF THE DIRECTORS
FOR THE YEAR ENDING 31 DECEMBER 2023 IN
ACCORDANCE WITH THEIR SERVICE CONTRACTS
OR LETTERS OF APPOINTMENT. THE BONUSES IN
FAVOUR OF THE DIRECTORS SHALL BE DECIDED
BY THE MAJORITY OF THE DIRECTORS PROVIDED
THAT THE TOTAL AMOUNT OF BONUS PAYABLE TO
ALL THE DIRECTORS IN RESPECT OF ANY ONE
FINANCIAL YEAR SHALL NOT EXCEED 10% OF THE
CONSOLIDATED PROFIT AFTER TAXATION OF THE
COMPANY AND ITS SUBSIDIARIES FOR THE
RELEVANT YEAR | Management | | For | | For | |
| | 9 | TO RE-APPOINT MESSRS. DELOITTE TOUCHE
TOHMATSU AS AUDITORS FOR THE ENSUING YEAR
AND TO AUTHORISE THE DIRECTORS TO FIX THEIR
REMUNERATION | Management | | For | | For | |
| | 10 | TO GRANT THE GENERAL MANDATE TO THE
DIRECTORS OF THE COMPANY TO ALLOT, ISSUE
AND DEAL WITH THE COMPANY'S SHARES NOT
EXCEEDING 20% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY, IN THE TERMS AS SET OUT IN
ORDINARY RESOLUTION NUMBER 10 IN THE
NOTICE | Management | | For | | For | |
| | 11 | TO GRANT A GENERAL MANDATE TO THE
DIRECTORS OF THE COMPANY TO REPURCHASE
THE COMPANY'S SHARES NOT EXCEEDING 10% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY, IN
THE TERMS AS SET OUT IN ORDINARY
RESOLUTION NUMBER 11 IN THE NOTICE | Management | | For | | For | |
| | 12 | TO APPROVE THE EXTENSION OF THE GENERAL
MANDATE TO BE GRANTED TO THE DIRECTORS OF
THE COMPANY TO ALLOT, ISSUE AND DEAL WITH
THE COMPANY'S SHARES BY AN AMOUNT NOT
EXCEEDING THE AMOUNT OF THE COMPANY'S
SHARES REPURCHASED BY THE COMPANY, IN THE
TERMS AS SET OUT IN ORDINARY RESOLUTION
NUMBER 12 IN THE NOTICE | Management | | For | | For | |
| | | JUPITER FUND MANAGEMENT PLC | | |
| | Security | G5207P107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 10-May-2023 | |
| | ISIN | GB00B53P2009 | | Agenda | 716989427 - Management |
| | Record Date | | | Holding Recon Date | 08-May-2023 | |
| | City / | Country | | LONDON | / | United
Kingdom | | Vote Deadline Date | 03-May-2023 | |
| | SEDOL(s) | B3N61D5 - B53P200 - BMD7KY5 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | TO RECEIVE THE REPORTS OF THE DIRECTORS
AND AUDITORS AND THE AUDITED ACCOUNTS OF
THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2022 | Management | | For | | For | |
| | 2 | TO APPROVE THE ANNUAL REMUNERATION
REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | | For | | For | |
| | 3 | TO APPROVE THE FINAL DIVIDEND | Management | | For | | For | |
| | 4 | TO ELECT MATTHEW BEESLEY AS A DIRECTOR | Management | | For | | For | |
| | 5 | TO RE-ELECT DAVID CRUICKSHANK AS A
DIRECTOR | Management | | For | | For | |
| | 6 | TO RE-ELECT WAYNE MEPHAM AS A DIRECTOR | Management | | For | | For | |
| | 7 | TO RE-ELECT DALE MURRAY AS A DIRECTOR | Management | | For | | For | |
| | 8 | TO RE-ELECT SUZY NEUBERT AS A DIRECTOR | Management | | For | | For | |
| | 9 | TO RE-ELECT NICHOLA PEASE AS A DIRECTOR | Management | | For | | For | |
| | 10 | TO RE-ELECT KARL STERNBERG AS A DIRECTOR | Management | | For | | For | |
| | 11 | TO RE-ELECT ROGER YATES AS A DIRECTOR | Management | | For | | For | |
| | 12 | TO APPOINT ERNST AND YOUNG LLP AS THE
COMPANY'S AUDITORS | Management | | For | | For | |
| | 13 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE
TO SET THE REMUNERATION OF THE AUDITOR | Management | | For | | For | |
| | 14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | | For | | For | |
| | 15 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL
DONATIONS | Management | | For | | For | |
| | 16 | DIRECTORS AUTHORITY TO DISAPPLY PRE-
EMPTION RIGHTS | Management | | For | | For | |
| | 17 | TO AUTHORISE THE COMPANY TO PURCHASE ITS
OWN SHARES | Management | | For | | For | |
| | 18 | TO CALL GENERAL MEETINGS ON NOT LESS THAN
14 CLEAR DAYS NOTICE | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 882630 DUE TO RECEIVED-UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE-DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK-YOU. | Non-Voting | | | |
| | | NUCOR CORPORATION | | |
| | Security | 670346105 | | Meeting Type | Annual |
| | Ticker Symbol | NUE | | Meeting Date | 11-May-2023 | |
| | ISIN | US6703461052 | | Agenda | 935795990 - Management |
| | Record Date | 13-Mar-2023 | | Holding Recon Date | 13-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline Date | 10-May-2023 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Norma B. Clayton | | For | | For | |
| | 2 | Patrick J. Dempsey | | For | | For | |
| | 3 | Christopher J. Kearney | | For | | For | |
| | 4 | Laurette T. Koellner | | For | | For | |
| | 5 | Michael W. Lamach | | For | | For | |
| | 6 | Joseph D. Rupp | | For | | For | |
| | 7 | Leon J. Topalian | | For | | For | |
| | 8 | Nadja Y. West | | For | | For | |
| | 2. | Ratification of the appointment of
PricewaterhouseCoopers LLP to serve as Nucor's
independent registered public accounting firm for 2023 | Management | | For | | For | |
| | 3. | Approval, on an advisory basis, of Nucor's named
executive officer compensation in 2022 | Management | | For | | For | |
| | 4. | Advisory vote on the frequency of future advisory votes
on Nucor's named executive officer compensation | Management | | 3 Years | | Against | |
| | | HEARTLAND EXPRESS, INC. | | |
| | Security | 422347104 | | Meeting Type | Annual |
| | Ticker Symbol | HTLD | | Meeting Date | 11-May-2023 | |
| | ISIN | US4223471040 | | Agenda | 935796916 - Management |
| | Record Date | 13-Mar-2023 | | Holding Recon Date | 13-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline Date | 10-May-2023 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | M. Gerdin | | For | | For | |
| | 2 | L. Gordon | | For | | For | |
| | 3 | B. Allen | | For | | For | |
| | 4 | B. Neville | | For | | For | |
| | 5 | J. Pratt | | For | | For | |
| | 6 | M. Sullivan | | For | | For | |
| | 7 | D. Millis | | For | | For | |
| | 2. | Ratification of the appointment of Grant Thornton LLP as
the Independent Registered Public Accounting Firm of
the Company for 2023. | Management | | For | | For | |
| | 3. | Advisory, non-binding vote, on executive compensation. | Management | | For | | For | |
| | 4. | Advisory, non-binding vote, on the frequency of future
advisory, non-binding votes on executive compensation. | Management | | 3 Years | | Against | |
| | | AMUNDI SA | | |
| | Security | F0300Q103 | | Meeting Type | MIX |
| | Ticker Symbol | | | Meeting Date | 12-May-2023 | |
| | ISIN | FR0004125920 | | Agenda | 716977179 - Management |
| | Record Date | 09-May-2023 | | Holding Recon Date | 09-May-2023 | |
| | City / | Country | | PARIS | / | France | | Vote Deadline Date | 02-May-2023 | |
| | SEDOL(s) | BDD1J03 - BFXPC22 - BJQP0Z6 -
BKLKFP8 - BP39633 - BYNSKB9 -
BYZR014 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING-
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE.
THE GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY-CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT. | Non-Voting | | | |
| | CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID
VOTING OPTION. FOR ANY ADDITIONAL-
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.'
IF YOUR CUSTODIAN IS COMPLETING THE PROXY
CARD, THE VOTING-INSTRUCTION WILL DEFAULT
TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY
REGISTERED IN THEIR OWN NAME ON THE-
COMPANY SHARE REGISTER, YOU SHOULD
RECEIVE A PROXY CARD/VOTING FORM DIRECTLY-
FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE
DIRECTLY BACK TO THE ISSUER VIA THE-PROXY
CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE
VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR
INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | |
| | 1 | APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2022 | Management | | For | | For | |
| | 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2022 | Management | | For | | For | |
| | 3 | ALLOCATION OF THE INCOME FOR THE FINANCIAL
YEAR AND PAYMENT OF THE DIVIDEND | Management | | For | | For | |
| | 4 | APPROVAL OF THE SUSPENSION OF EMPLOYMENT
AGREEMENT BETWEEN MR. NICOLAS CALCOEN
AND AMUNDI ASSET MANAGEMENT, IN
ACCORDANCE WITH ARTICLES L.225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | | For | | For | |
| | 5 | APPROVAL OF THE INFORMATION REFERRED TO IN
SECTION 1 OF ARTICLE L.22-10-9 OF THE FRENCH
COMMERCIAL CODE MENTIONED IN THE REPORT
ON CORPORATE GOVERNANCE | Management | | For | | For | |
| | 6 | APPROVAL OF THE FIXED, VARIABLE AND
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
IN THE FINANCIAL YEAR 2022, OR AWARDED FOR
THE SAME FINANCIAL YEAR, TO MR. YVES
PERRIER, CHAIRMAN OF THE BOARD OF
DIRECTORS | Management | | For | | For | |
| | 7 | APPROVAL OF THE FIXED, VARIABLE AND
EXCEPTIONAL ELEMENTS MAKING UP THE
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2022, OR AWARDED
FOR THE SAME FINANCIAL YEAR, TO MRS. VALERIE
BAUDSON, CHIEF EXECUTIVE OFFICER | Management | | For | | For | |
| | 8 | APPROVAL OF THE FIXED, VARIABLE AND
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2022, OR AWARDED
FOR THE SAME FINANCIAL YEAR, TO MR. NICOLAS
CALCOEN, DEPUTY CHIEF EXECUTIVE OFFICER AS
OF 01 APRIL 2022 | Management | | For | | For | |
| | 9 | APPROVAL OF THE DIRECTORS' REMUNERATION
POLICY FOR THE FINANCIAL YEAR 2023, PURSUANT
TO SECTION II OF ARTICLE L.22-10-8 OF THE
FRENCH COMMERCIAL CODE | Management | | For | | For | |
| | 10 | APPROVAL OF THE COMPENSATION POLICY FOR
THE CHAIRMAN OF THE BOARD OF DIRECTORS
FOR THE FINANCIAL YEAR 2023, IN ACCORDANCE
WITH SECTION II OF ARTICLE L. 22-10-8 OF THE
FRENCH COMMERCIAL CODE | Management | | For | | For | |
| | 11 | APPROVAL OF THE REMUNERATION POLICY OF
THE CHIEF EXECUTIVE OFFICER FOR THE
FINANCIAL YEAR 2023, IN ACCORDANCE WITH
SECTION II OF ARTICLE L. 22-10-8 OF THE FRENCH
COMMERCIAL CODE | Management | | For | | For | |
| | 12 | APPROVAL OF THE REMUNERATION POLICY FOR
THE DEPUTY CHIEF EXECUTIVE OFFICER FOR THE
FINANCIAL YEAR 2023, IN ACCORDANCE WITH
SECTION II OF ARTICLE L.22-10-8 OF THE FRENCH
COMMERCIAL CODE | Management | | For | | For | |
| | 13 | OPINION ON THE OVERALL REMUNERATION
PACKAGE PAID DURING THE LAST FINANCIAL YEAR,
TO CATEGORIES OF PERSONNEL WHOSE
PROFESSIONAL ACTIVITIES HAVE A SIGNIFICANT
IMPACT ON THE COMPANY'S OR GROUP'S RISK
PROFILE, IN ACCORDANCE WITH ARTICLE L. 511-71
OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | | For | | For | |
| | 14 | RATIFICATION OF THE CO-OPTATION OF MR.
PHILIPPE BRASSAC AS DIRECTOR AS A
REPLACEMENT FOR MR. XAVIER MUSCA, WHO
RESIGNED | Management | | For | | For | |
| | 15 | RATIFICATION OF THE CO-OPTATION OF MRS.
NATHALIE WRIGHT AS DIRECTOR AS A
REPLACEMENT FOR MR. WILLIAM KADOUCH-
CHASSAING, WHO RESIGNED | Management | | For | | For | |
| | 16 | RENEWAL OF THE TERM OF OFFICE OF MRS.
LAURENCE DANON-ARNAUD AS DIRECTOR | Management | | For | | For | |
| | 17 | RENEWAL OF THE TERM OF OFFICE OF MRS.
CHRISTINE GANDON AS DIRECTOR | Management | | For | | For | |
| | 18 | RENEWAL OF THE TERM OF OFFICE OF MRS.
HELENE MOLINARI AS DIRECTOR | Management | | For | | For | |
| | 19 | RENEWAL OF THE TERM OF OFFICE OF MR.
CHRISTIAN ROUCHON AS DIRECTOR | Management | | For | | For | |
| | 20 | OPINION ON THE PROGRESS REPORT ON THE
IMPLEMENTATION OF THE COMPANY'S CLIMATE
STRATEGY | Management | | For | | For | |
| | 21 | AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO TRADE IN THE COMPANY'S
SHARES | Management | | For | | For | |
| | 22 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE CAPITAL OF THE COMPANY OR OF
ANOTHER COMPANY BY ISSUING SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL IMMEDIATELY OR IN THE FUTURE,
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT | Management | | For | | For | |
| | 23 | POSSIBILITY TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS
IMMEDIATELY OR IN THE FUTURE TO SHARES TO
BE ISSUED BY THE COMPANY IN CONSIDERATION
FOR CONTRIBUTIONS IN KIND CONSISTING OF
EQUITY SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | | For | | For | |
| | 24 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE COMPANY'S CAPITAL BY ISSUING
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL IMMEDIATELY
OR IN THE FUTURE, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED
FOR MEMBERS OF A SAVINGS PLAN | Management | | For | | For | |
| | 25 | AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO PROCEED WITH ALLOCATIONS
OF EXISTING PERFORMANCE SHARES OR SHARES
TO BE ISSUED FOR THE BENEFIT OF EMPLOYEES
AND CORPORATE OFFICERS OF THE GROUP OR
SOME OF THEM | Management | | For | | For | |
| | 26 | AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING TREASURY SHARES | Management | | For | | For | |
| | 27 | POWERS TO CARRY OUT FORMALITIES | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL
MEETING INFORMATION IS AVAILABLE BY-CLICKING
ON THE MATERIAL URL LINK:-https://www.journal-
officiel.gouv.fr/telechargements/BALO/pdf/2023/0407/202
304-072300806.pdf | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN)-WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW-ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE CREST SYSTEM. THIS-TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM.-THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON-RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD DATE
APPLIES)-UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS CONFIRMED-
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED, THE VOTED-POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR-VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL-INCLUDE | Non-Voting | | | |
| | TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR-CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR
FURTHER INFORMATION ON THE-CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE
SEPARATE INSTRUCTIONS FROM-YOU | |
| | CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR
ANY VOTED POSITIONS SETTLING-THROUGH
EUROCLEAR BANK. | Non-Voting | | | |
| | | DMCI HOLDINGS INC | | |
| | Security | Y2088F100 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 17-May-2023 | |
| | ISIN | PHY2088F1004 | | Agenda | 716854244 - Management |
| | Record Date | 04-Apr-2023 | | Holding Recon Date | 04-Apr-2023 | |
| | City / | Country | | VIRTUAL | / | Philippines | | Vote Deadline Date | 03-May-2023 | |
| | SEDOL(s) | 6272483 - B01ZLS8 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 868495 DUE TO RECEIVED-UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE-DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU | Non-Voting | | | |
| | 1 | CALL TO ORDER | Management | | For | | For | |
| | 2 | REPORT ON ATTENDANCE AND QUORUM | Management | | For | | For | |
| | 3 | APPROVAL OF MINUTES OF PREVIOUS
STOCKHOLDERS MEETING | Management | | For | | For | |
| | 4 | MANAGEMENT REPORT FOR THE YEAR ENDED
DECEMBER 31, 2022 | Management | | For | | For | |
| | 5 | RATIFICATION OF ALL ACTS OF THE BOARD OF
DIRECTORS AND OFFICERS DURING THE
PRECEDING YEAR | Management | | For | | For | |
| | 6 | APPOINTMENT OF INDEPENDENT AUDITOR: SYCIP,
GORRES, VELAYO AND CO. | Management | | For | | For | |
| | 7 | ELECTION OF DIRECTOR: ISIDRO A. CONSUNJI | Management | | For | | For | |
| | 8 | ELECTION OF DIRECTOR: CESAR A.
BUENAVENTURA | Management | | For | | For | |
| | 9 | ELECTION OF DIRECTOR: JORGE A. CONSUNJI | Management | | For | | For | |
| | 10 | ELECTION OF DIRECTOR: MA. EDWINA C. LAPERAL | Management | | For | | For | |
| | 11 | ELECTION OF DIRECTOR: LUZ CONSUELO A.
CONSUNJI | Management | | For | | For | |
| | 12 | ELECTION OF DIRECTOR: MARIA CRISTINA C.
GOTIANUN | Management | | For | | For | |
| | 13 | ELECTION OF DIRECTOR: ROBERTO L. PANLILIO
(INDEPENDENT DIRECTOR) | Management | | For | | For | |
| | 14 | ELECTION OF DIRECTOR: BERNARDO M. VILLEGAS
(INDEPENDENT DIRECTOR) | Management | | For | | For | |
| | 15 | ELECTION OF DIRECTOR: CYNTHIA R. DEL
CASTILLO (INDEPENDENT DIRECTOR) | Management | | For | | For | |
| | 16 | OTHER MATTERS | Management | | For | | Against | |
| | 17 | ADJOURNMENT | Management | | For | | For | |
| | | Q TECHNOLOGY (GROUP) COMPANY LTD | | |
| | Security | G7306T105 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 19-May-2023 | |
| | ISIN | KYG7306T1058 | | Agenda | 716848493 - Management |
| | Record Date | 12-May-2023 | | Holding Recon Date | 12-May-2023 | |
| | City / | Country | | SHENZH
EN | / | Cayman
Islands | | Vote Deadline Date | 12-May-2023 | |
| | SEDOL(s) | BDH4B24 - BDQPNJ9 - BSXNPQ2 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0330/2023033001150.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0330/2023033001126.pdf | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING | Non-Voting | | | |
| | 1 | TO RECEIVE AND ADOPT THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND INDEPENDENT AUDITOR OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | | For | | For | |
| | 2 | TO RE-ELECT MR. HE NINGNING AS AN EXECUTIVE
DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 3 | TO RE-ELECT MR. KO PING KEUNG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY | Management | | For | | For | |
| | 4 | TO AUTHORIZE THE BOARD (THE BOARD) OF
DIRECTORS (THE DIRECTORS) OF THE COMPANY
TO FIX THE REMUNERATIONS OF THE DIRECTORS
FOR THE YEAR ENDING 31 DECEMBER 2023 | Management | | For | | For | |
| | 5 | TO RE-APPOINT KPMG AS THE INDEPENDENT
AUDITOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AND AUTHORIZE THE BOARD
TO FIX ITS REMUNERATION | Management | | For | | For | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE
DIRECTORS TO ALLOT, ISSUE AND OTHERWISE
DEAL WITH THE COMPANYS SHARES | Management | | For | | For | |
| | 7 | TO GRANT A GENERAL MANDATE TO THE
DIRECTORS TO BUY BACK THE COMPANYS
SHARES | Management | | For | | For | |
| | 8 | CONDITIONAL ON THE PASSING OF RESOLUTIONS
6 AND 7, TO EXTEND THE GENERAL MANDATE
GRANTED TO THE DIRECTORS BY RESOLUTION 6
BY ADDING THERETO THE TOTAL NUMBER OF
SHARES BOUGHT BACK PURSUANT TO THE
GENERAL MANDATE GRANTED BY RESOLUTION 7 | Management | | For | | For | |
| | | AEON DELIGHT CO.,LTD. | | |
| | Security | J0036F104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 19-May-2023 | |
| | ISIN | JP3389700000 | | Agenda | 717158275 - Management |
| | Record Date | 28-Feb-2023 | | Holding Recon Date | 28-Feb-2023 | |
| | City / | Country | | OSAKA | / | Japan | | Vote Deadline Date | 17-May-2023 | |
| | SEDOL(s) | 6476218 - B3BHTB4 | | Quick Code | 97870 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1.1 | Appoint a Director Hamada, Kazumasa | Management | | For | | For | |
| | 1.2 | Appoint a Director Miyamae, Goro | Management | | For | | For | |
| | 1.3 | Appoint a Director Akutsu, Tetsuya | Management | | For | | For | |
| | 1.4 | Appoint a Director Watanabe, Hiroyuki | Management | | For | | For | |
| | 1.5 | Appoint a Director Hompo, Yoshiaki | Management | | For | | For | |
| | 1.6 | Appoint a Director Yoshikawa, Keiji | Management | | For | | For | |
| | 1.7 | Appoint a Director Takada, Asako | Management | | For | | For | |
| | 1.8 | Appoint a Director Shimada, Toshio | Management | | For | | For | |
| | 2 | Appoint a Corporate Auditor Fujimoto, Takafumi | Management | | For | | For | |
| | | ACERINOX SA | | |
| | Security | E00460233 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 22-May-2023 | |
| | ISIN | ES0132105018 | | Agenda | 717046696 - Management |
| | Record Date | 18-May-2023 | | Holding Recon Date | 18-May-2023 | |
| | City / | Country | | MADRID | / | Spain | | Vote Deadline Date | 17-May-2023 | |
| | SEDOL(s) | B01ZVZ5 - B0209H7 - B0YBKX1 -
BF444F5 - BHZL7F0 - BR3HZD4 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 1 | APPROVE CONSOLIDATED AND STANDALONE
FINANCIAL STATEMENTS | Management | | For | | For | |
| | 2 | APPROVE NON-FINANCIAL INFORMATION
STATEMENT | Management | | For | | For | |
| | 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | | For | | For | |
| | 4 | APPROVE DISCHARGE OF BOARD | Management | | For | | For | |
| | 5.1 | REELECT GEORGE DONALD JOHNSTON AS
DIRECTOR | Management | | For | | For | |
| | 5.2 | REELECT PEDRO SAINZ DE BARANDA RIVA AS
DIRECTOR | Management | | For | | For | |
| | 6 | RENEW APPOINTMENT OF
PRICEWATERHOUSECOOPERS AS AUDITOR | Management | | For | | For | |
| | 7 | AUTHORIZE INCREASE IN CAPITAL UP TO 50
PERCENT VIA ISSUANCE OF EQUITY OR EQUITY-
LINKED SECURITIES, EXCLUDING PREEMPTIVE
RIGHTS OF UP TO 10 PERCENT | Management | | For | | For | |
| | 8 | APPROVE REDUCTION IN SHARE CAPITAL VIA
AMORTIZATION OF TREASURY SHARES | Management | | For | | For | |
| | 9 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | | For | | For | |
| | 10 | ADVISORY VOTE ON REMUNERATION REPORT | Management | | For | | For | |
| | 11 | AMEND REMUNERATION POLICY | Management | | For | | For | |
| | 12 | AUTHORIZE SHARE REPURCHASE PROGRAM AND
REISSUANCE OF REPURCHASED SHARES TO
SERVICE LONG-TERM INCENTIVE PLAN | Management | | For | | For | |
| | 13 | AUTHORIZE SHARE REPURCHASE PROGRAM AND
REISSUANCE OF REPURCHASED SHARES TO
SERVICE LONG-TERM INCENTIVE PLAN | Management | | For | | For | |
| | 14 | APPROVE LONG-TERM INCENTIVE PLAN | Management | | For | | For | |
| | 15 | AUTHORIZE BOARD TO RATIFY AND EXECUTE
APPROVED RESOLUTIONS | Management | | For | | For | |
| | 16 | RECEIVE CHAIRMAN REPORT ON UPDATES OF
COMPANY'S CORPORATE GOVERNANCE | Non-Voting | | | |
| | 17 | RECEIVE CHAIRMAN REPORT ON UPDATES
RELATED TO SUSTAINABILITY AND CLIMATE-
CHANGE | Non-Voting | | | |
| | 18 | RECEIVE AMENDMENTS TO BOARD OF DIRECTORS
REGULATIONS | Non-Voting | | | |
| | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES
NOT REACH QUORUM, THERE WILL BE A-SECOND
CALL ON 23 MAY 2023 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN-VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU | Non-Voting | | | |
| | CMMT | 17 APR 2023: INTERMEDIARY CLIENTS ONLY -
PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF-
DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED-CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 21 APR 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENTS-AND
CHANGE OF THE RECORD DATE FROM 17 MAY 2023
TO 18 MAY 2023. IF YOU HAVE-ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | CMMT | 20 APR 2023: PLEASE NOTE SHARE BLOCKING WILL
APPLY FOR ANY VOTED POSITIONS-SETTLING
THROUGH EUROCLEAR BANK. | Non-Voting | | | |
| | CMMT | 20 APR 2023: PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS)-AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT-CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE-CREST SYSTEM. THIS TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS-
PRACTICABLE ON RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD-DATE
APPLIES) UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS-CONFIRMED
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED,-THE VOTED POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON | Non-Voting | | | |
| | THIS MEETING, YOUR CREST SPONSORED-
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE-
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION-TO
ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-
FURTHER INFORMATION ON THE CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE-
SEPARATE INSTRUCTIONS FROM YOU | |
| | | HENGAN INTERNATIONAL GROUP CO LTD | | |
| | Security | G4402L151 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 22-May-2023 | |
| | ISIN | KYG4402L1510 | | Agenda | 717053653 - Management |
| | Record Date | 16-May-2023 | | Holding Recon Date | 16-May-2023 | |
| | City / | Country | | HONG
KONG | / | Cayman
Islands | | Vote Deadline Date | 16-May-2023 | |
| | SEDOL(s) | 5754045 - 6136233 - B02V840 -
BD8NHL1 - BP3RVH6 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0417/2023041700660.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0417/2023041700718.pdf | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING | Non-Voting | | | |
| | 1 | TO RECEIVE AND CONSIDER THE AUDITED
CONSOLIDATED ACCOUNTS AND THE REPORTS OF
THE DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2022 | Management | | | |
| | 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR
ENDED 31 DECEMBER 2022 | Management | | | |
| | 3 | TO RE-ELECT MR. HO KWAI CHING MARK AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | | |
| | 4 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX
THE REMUNERATION OF THE DIRECTORS | Management | | | |
| | 5 | TO RE-APPOINT AUDITORS AND TO AUTHORISE
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION | Management | | | |
| | 6 | TO GRANT A GENERAL MANDATE TO THE BOARD
OF DIRECTORS TO ALLOT AND ISSUE SHARES | Management | | | |
| | 7 | TO GRANT A GENERAL MANDATE TO THE BOARD
OF DIRECTORS TO EXERCISE ALL POWERS OF THE
COMPANY TO PURCHASE ITS OWN SECURITIES | Management | | | |
| | 8 | TO EXTEND THE GENERAL MANDATE GRANTED TO
THE BOARD OF DIRECTORS PURSUANT TO
RESOLUTION NO. 6 ABOVE BY AN AMOUNT
REPRESENTING THE AGGREGATE NOMINAL
AMOUNT OF SHARES IN THE CAPITAL OF THE
COMPANY PURCHASED BY THE COMPANY
PURSUANT TO THE GENERAL MANDATE GRANTED
PURSUANT TO RESOLUTION NO. 7 ABOVE | Management | | | |
| | 9 | TO APPROVE THE ADOPTION OF THE CHINESE
NAME AS SPECIFIED AS THE DUAL FOREIGN NAME
OF THE COMPANY, AND TO AUTHORISE
DIRECTORS OF THE COMPANY TO DO ALL SUCH
ACTS, DEEDS AND THINGS AND EXECUTE ALL
SUCH DOCUMENTS AND MAKE ALL SUCH
ARRANGEMENTS AS HE/SHE/THEY CONSIDER
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF, OR IN CONNECTION WITH, THE
IMPLEMENTATION OF AND GIVING EFFECT TO THE
SAID ADOPTION OF CHINESE NAME AS THE DUAL
FOREIGN NAME OF THE COMPANY AND TO ATTEND
TO ANY NECESSARY REGISTRATION AND/OR
FILING FOR AND ON BEHALF OF THE COMPANY | Management | | | |
| | | CENTAMIN PLC | | |
| | Security | G2055Q105 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-May-2023 | |
| | ISIN | JE00B5TT1872 | | Agenda | 716848683 - Management |
| | Record Date | | | Holding Recon Date | 19-May-2023 | |
| | City / | Country | | LONDON | / | Jersey | | Vote Deadline Date | 17-May-2023 | |
| | SEDOL(s) | B5TT187 - B64FKF7 - B77GGP6 -
B7GGLT6 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS | Management | | For | | For | |
| | 2 | APPROVE FINAL DIVIDEND | Management | | For | | For | |
| | 3.1 | APPROVE REMUNERATION REPORT | Management | | For | | For | |
| | 3.2 | APPROVE INCREASE IN LIMIT ON THE AGGREGATE
AMOUNT OF FEES PAYABLE TO NON-EXECUTIVE
DIRECTORS | Management | | For | | For | |
| | 4.1 | RE-ELECT JAMES RUTHERFORD AS DIRECTOR | Management | | For | | For | |
| | 4.2 | RE-ELECT MARTIN HORGAN AS DIRECTOR | Management | | For | | For | |
| | 4.3 | RE-ELECT ROSS JERRARD AS DIRECTOR | Management | | For | | For | |
| | 4.4 | RE-ELECT SALLY EYRE AS DIRECTOR | Management | | For | | For | |
| | 4.5 | RE-ELECT MARNA CLOETE AS DIRECTOR | Management | | For | | For | |
| | 4.6 | RE-ELECT CATHARINE FARROW AS DIRECTOR | Management | | For | | For | |
| | 4.7 | RE-ELECT HENDRIK FAUL AS DIRECTOR | Management | | For | | For | |
| | 4.8 | RE-ELECT IBRAHIM FAWZY AS DIRECTOR | Management | | For | | For | |
| | 4.9 | RE-ELECT MARK BANKES AS DIRECTOR | Management | | For | | For | |
| | 5.1 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS
AUDITORS | Management | | For | | For | |
| | 5.2 | AUTHORISE BOARD TO FIX REMUNERATION OF
AUDITORS | Management | | For | | For | |
| | 6 | AUTHORISE ISSUE OF EQUITY | Management | | For | | For | |
| | 7.1 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
EMPTIVE RIGHTS | Management | | For | | For | |
| | 7.2 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | | For | | For | |
| | 8 | AUTHORISE MARKET PURCHASE OF ORDINARY
SHARES | Management | | For | | For | |
| | | VIVA ENERGY GROUP LTD | | |
| | Security | Q9478L109 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-May-2023 | |
| | ISIN | AU0000016875 | | Agenda | 717042030 - Management |
| | Record Date | 19-May-2023 | | Holding Recon Date | 19-May-2023 | |
| | City / | Country | | MELBOU
RNE | / | Australia | | Vote Deadline Date | 18-May-2023 | |
| | SEDOL(s) | BG84629 - BYQM3N1 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR
PROPOSALS 2,4 AND VOTES CAST BY-ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE-PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY-
ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-
ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON THE ABOVE-
MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S-AND YOU COMPLY
WITH THE VOTING EXCLUSION | Non-Voting | | | |
| | 1 | FINANCIAL REPORT, DIRECTORS REPORT AND
AUDITORS REPORT | Non-Voting | | | |
| | 2 | ADOPTION OF THE REMUNERATION REPORT | Management | | For | | For | |
| | 3.A | RE-ELECTION OF DIRECTOR ARNOUD DE MEYER | Management | | For | | For | |
| | 3.B | RE-ELECTION OF DIRECTOR MICHAEL MULLER | Management | | For | | For | |
| | 4 | GRANT OF PERFORMANCE RIGHTS TO SCOTT
WYATT UNDER THE COMPANY'S LONG TERM
INCENTIVE PLAN | Management | | For | | For | |
| | | ARCS COMPANY,LIMITED | | |
| | Security | J0195H107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-May-2023 | |
| | ISIN | JP3968600001 | | Agenda | 717158287 - Management |
| | Record Date | 28-Feb-2023 | | Holding Recon Date | 28-Feb-2023 | |
| | City / | Country | | HOKKAI
DO | / | Japan | | Vote Deadline Date | 21-May-2023 | |
| | SEDOL(s) | 6721930 | | Quick Code | 99480 | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Yokoyama, Kiyoshi | Management | | For | | For | |
| | 2.2 | Appoint a Director Furukawa, Koichi | Management | | For | | For | |
| | 2.3 | Appoint a Director Nekomiya, Kazuhisa | Management | | For | | For | |
| | 2.4 | Appoint a Director Miura, Takehiko | Management | | For | | For | |
| | 2.5 | Appoint a Director Fukuhara, Ikuharu | Management | | For | | For | |
| | 2.6 | Appoint a Director Muguruma, Akira | Management | | For | | For | |
| | 2.7 | Appoint a Director Saeki, Hiroshi | Management | | For | | For | |
| | 2.8 | Appoint a Director Sasaki, Ryoko | Management | | For | | For | |
| | 2.9 | Appoint a Director Togashi, Toyoko | Management | | For | | For | |
| | 3.1 | Appoint a Corporate Auditor Sagawa, Hiroyuki | Management | | For | | For | |
| | 3.2 | Appoint a Corporate Auditor Tamori, Takayuki | Management | | For | | For | |
| | 3.3 | Appoint a Corporate Auditor Takashima, Satoru | Management | | For | | For | |
| | 3.4 | Appoint a Corporate Auditor Ito, Kazunori | Management | | For | | For | |
| | 4 | Approve Payment of Bonuses to Corporate Officers | Management | | For | | For | |
| | 5 | Approve Provision of Condolence Allowance for a
Deceased Director | Management | | For | | For | |
| | 6 | Approve Continuance of Policy regarding Large-scale
Purchases of Company Shares (Anti-Takeover Defense
Measures) | Management | | For | | For | |
| | | VISHAY INTERTECHNOLOGY, INC. | | |
| | Security | 928298108 | | Meeting Type | Annual |
| | Ticker Symbol | VSH | | Meeting Date | 23-May-2023 | |
| | ISIN | US9282981086 | | Agenda | 935825212 - Management |
| | Record Date | 27-Mar-2023 | | Holding Recon Date | 27-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline Date | 22-May-2023 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Joel Smejkal* | | For | | For | |
| | 2 | Michael J. Cody# | | For | | For | |
| | 3 | Dr. Abraham Ludomirski# | | For | | For | |
| | 4 | Raanan Zilberman# | | For | | For | |
| | 2. | To ratify the appointment of Ernst & Young LLP as
Vishay's independent registered public accounting firm
for the year ending December 31, 2023. | Management | | For | | For | |
| | 3. | The advisory approval of the compensation of the
Company's executive officers. | Management | | For | | For | |
| | 4. | To approve the 2023 Long-Term Incentive Plan. | Management | | For | | For | |
| | 5. | The approval of an amendment to the Company's
Corrected Amended and Restated Certificate of
Incorporation to limit the liability of certain officers of the
Company as permitted by 2022 amendments to
Delaware law regarding officer exculpation. | Management | | For | | For | |
| | | GOLD FIELDS LTD | | |
| | Security | S31755101 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 24-May-2023 | |
| | ISIN | ZAE000018123 | | Agenda | 717129414 - Management |
| | Record Date | 19-May-2023 | | Holding Recon Date | 19-May-2023 | |
| | City / | Country | | JOHANN
ESBURG | / | South Africa | | Vote Deadline Date | 17-May-2023 | |
| | SEDOL(s) | 0298377 - 5734177 - 6280215 -
7514861 - B0372L2 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | O.1 | APPOINTMENT OF PWC AS THE AUDITORS OF THE
COMPANY | Management | | For | | For | |
| | O.2.1 | ELECTION OF A DIRECTOR: MR M PREECE | Management | | For | | For | |
| | O.2.2 | RE-ELECTION OF A DIRECTOR: MR YGH SULEMAN | Management | | For | | For | |
| | O.2.3 | RE-ELECTION OF A DIRECTOR: MR TP GOODLACE | Management | | For | | For | |
| | O.2.4 | RE-ELECTION OF A DIRECTOR: MS PG SIBIYA | Management | | For | | For | |
| | O.3.1 | RE-ELECTION OF A MEMBER AND CHAIRPERSON
OF THE AUDIT COMMITTEE: MS PG SIBIYA | Management | | For | | For | |
| | O.3.2 | RE-ELECTION OF A MEMBER OF THE AUDIT
COMMITTEE: MR A ANDANI | Management | | For | | For | |
| | O.3.3 | RE-ELECTION OF A MEMBER OF THE AUDIT
COMMITTEE: MR PJ BACCHUS | Management | | For | | For | |
| | O.4 | APPROVAL FOR THE ISSUE OF AUTHORISED BUT
UNISSUED ORDINARY SHARES | Management | | For | | For | |
| | O.5.1 | ADVISORY ENDORSEMENT OF THE
REMUNERATION POLICY | Management | | For | | For | |
| | O.5.2 | ADVISORY ENDORSEMENT OF THE
REMUNERATION IMPLEMENTATION REPORT | Management | | For | | For | |
| | S.1 | APPROVAL FOR THE ISSUING OF EQUITY
SECURITIES FOR CASH | Management | | For | | For | |
| | S.2.1 | APPROVAL OF THE REMUNERATION OF NEDS: THE
CHAIRPERSON OF THE BOARD (ALL-INCLUSIVE
FEE) | Management | | For | | For | |
| | S.2.2 | APPROVAL OF THE REMUNERATION OF NEDS: THE
LEAD INDEPENDENT DIRECTOR OF THE BOARD
(ALL-INCLUSIVE FEE) | Management | | For | | For | |
| | S.2.3 | APPROVAL OF THE REMUNERATION OF NEDS:
MEMBERS OF THE BOARD (EXCLUDING THE
CHAIRPERSON AND LEAD INDEPENDENT
DIRECTOR OF THE BOARD) | Management | | For | | For | |
| | S.2.4 | APPROVAL OF THE REMUNERATION OF NEDS: THE
CHAIRPERSON OF THE AUDIT COMMITTEE | Management | | For | | For | |
| | S.2.5 | APPROVAL OF THE REMUNERATION OF NEDS: THE
CHAIRPERSONS OF THE CAPITAL PROJECTS,
CONTROL AND REVIEW COMMITTEE; NOMINATING
AND GOVERNANCE COMMITTEE; REMUNERATION
COMMITTEE; RISK COMMITTEE; SOCIAL, ETHICS
AND TRANSFORMATION (SET) COMMITTEE; AND
SAFETY, HEALTH AND SUSTAINABLE
DEVELOPMENT (SHSD) COMMITTEE (EXCLUDING
THE CHAIRPERSON AND LEAD INDEPENDENT
DIRECTOR OF THE BOARD) | Management | | For | | For | |
| | S.2.6 | APPROVAL OF THE REMUNERATION OF NEDS:
MEMBERS OF THE AUDIT COMMITTEE (EXCLUDING
THE CHAIRPERSON OF THE AUDIT COMMITTEE AND
LEAD INDEPENDENT DIRECTOR OF THE BOARD) | Management | | For | | For | |
| | S.2.7 | APPROVAL OF THE REMUNERATION OF NEDS:
MEMBERS OF THE CAPITAL PROJECTS, CONTROL
AND REVIEW COMMITTEE; NOMINATING AND
GOVERNANCE COMMITTEE; REMUNERATION
COMMITTEE; RISK COMMITTEE; SOCIAL, ETHICS
AND TRANSFORMATION (SET) COMMITTEE; AND
SAFETY, HEALTH AND SUSTAINABLE
DEVELOPMENT (SHSD) COMMITTEE (EXCLUDING
THE CHAIRPERSONS OF THESE COMMITTEES),
CHAIRPERSON AND LEAD INDEPENDENT
DIRECTOR OF THE BOARD) | Management | | For | | For | |
| | S.2.8 | APPROVAL OF THE REMUNERATION OF NEDS:
CHAIRPERSON OF AN AD HOC COMMITTEE (PER
MEETING CHAIRED) | Management | | For | | For | |
| | S.2.9 | APPROVAL OF THE REMUNERATION OF NEDS:
MEMBER OF AN AD HOC COMMITTEE (PER
MEETING ATTENDED) | Management | | For | | For | |
| | S.3 | APPROVAL FOR THE COMPANY TO GRANT INTER-
GROUP FINANCIAL ASSISTANCE IN TERMS OF
SECTIONS 44 AND 45 OF THE COMPANIES ACT | Management | | For | | For | |
| | S.4 | ACQUISITION OF THE COMPANY'S OWN SHARES | Management | | For | | For | |
| | | FERREXPO PLC | | |
| | Security | G3435Y107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 25-May-2023 | |
| | ISIN | GB00B1XH2C03 | | Agenda | 717044957 - Management |
| | Record Date | | | Holding Recon Date | 23-May-2023 | |
| | City / | Country | | LONDON | / | United
Kingdom | | Vote Deadline Date | 19-May-2023 | |
| | SEDOL(s) | B1XH2C0 - B1YYWY2 - B3VBJX8 -
BMCKRK0 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS | Management | | | |
| | 2 | APPROVE REMUNERATION REPORT | Management | | | |
| | 3 | REAPPOINT MHA MACINTYRE HUDSON AS
AUDITORS | Management | | | |
| | 4 | AUTHORISE THE AUDIT COMMITTEE TO FIX
REMUNERATION OF AUDITORS | Management | | | |
| | 5 | RE-ELECT GRAEME DACOMB AS DIRECTOR | Management | | | |
| | 6 | RE-ELECT LUCIO GENOVESE AS DIRECTOR | Management | | | |
| | 7 | RE-ELECT VITALII LISOVENKO AS DIRECTOR | Management | | | |
| | 8 | RE-ELECT FIONA MACAULAY AS DIRECTOR | Management | | | |
| | 9 | RE-ELECT NATALIE POLISCHUK AS DIRECTOR | Management | | | |
| | 10 | RE-ELECT JIM NORTH AS DIRECTOR | Management | | | |
| | 11 | AUTHORISE ISSUE OF EQUITY | Management | | | |
| | 12 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
EMPTIVE RIGHTS | Management | | | |
| | 13 | AUTHORISE MARKET PURCHASE OF ORDINARY
SHARES | Management | | | |
| | 14 | AUTHORISE THE COMPANY TO CALL GENERAL
MEETING WITH TWO WEEKS' NOTICE | Management | | | |
| | | CORONADO GLOBAL RESOURCES INC | | |
| | Security | U2024H107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 25-May-2023 | |
| | ISIN | AU0000026122 | | Agenda | 717054794 - Management |
| | Record Date | 11-Apr-2023 | | Holding Recon Date | 11-Apr-2023 | |
| | City / | Country | | TBD | / | United
States | | Vote Deadline Date | 18-May-2023 | |
| | SEDOL(s) | BGV71W0 - BJ72VC0 - BL68VK1 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 2.1 | ELECTION OF THE DIRECTOR NOMINEE - WILLIAM
(BILL) KOECK | Management | | For | | For | |
| | 2.2 | ELECTION OF THE DIRECTOR NOMINEE - GAROLD
SPINDLER | Management | | For | | For | |
| | 2.3 | ELECTION OF THE DIRECTOR NOMINEE - PHILIP
CHRISTENSEN | Management | | For | | For | |
| | 2.4 | ELECTION OF THE DIRECTOR NOMINEE - GREG
PRITCHARD | Management | | For | | For | |
| | 2.5 | ELECTION OF THE DIRECTOR NOMINEE - DOUGLAS
G. THOMPSON | Management | | For | | For | |
| | 3 | APPROVAL, ON A NON-BINDING ADVISORY BASIS,
OF OUR NAMED EXECUTIVE OFFICERS
COMPENSATION | Management | | For | | For | |
| | 4 | RATIFICATION OF THE APPOINTMENT OF ERNST
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31,2023 | Management | | For | | For | |
| | 5 | APPROVAL OF THE ISSUANCE OF UP TO 25,000,000
SECURITIES UNDER THE 2018 EQUITY INCENTIVE
PLAN PURSUANT TO ASX LISTING RULE 7.2
(EXCEPTION 13) AND FOR ALL OTHER PURPOSES | Management | | For | | For | |
| | 6 | APPROVAL OF THE CORONADO GLOBAL
RESOURCES INC. EMPLOYEE STOCK PURCHASE
PLAN | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT IF YOU APPLY TO ATTEND AND
VOTE ON THIS MEETING, THE REQUEST-COULD BE
REJECTED AS CDI HOLDERS CAN ONLY ATTEND
AND VOTE IN SHAREHOLDER-MEETINGS SUBJECT
TO CERTAIN CRITERIA OUTSIDE OF OUR CONTROL.
IF YOU HAVE ANY-QUESTIONS PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | | | |
| | CMMT | 17 MAY 2023: PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR-'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.5.
THANK YOU. | Non-Voting | | | |
| | CMMT | 17 MAY 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENT.-IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | | ADASTRIA CO.,LTD. | | |
| | Security | J0011S105 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 25-May-2023 | |
| | ISIN | JP3856000009 | | Agenda | 717197885 - Management |
| | Record Date | 28-Feb-2023 | | Holding Recon Date | 28-Feb-2023 | |
| | City / | Country | | IBARAKI | / | Japan | | Vote Deadline Date | 23-May-2023 | |
| | SEDOL(s) | 6300016 - BMY0C36 | | Quick Code | 26850 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1.1 | Appoint a Director Fukuda, Michio | Management | | For | | For | |
| | 1.2 | Appoint a Director Kimura, Osamu | Management | | For | | For | |
| | 1.3 | Appoint a Director Kindo, Masayuki | Management | | For | | For | |
| | 1.4 | Appoint a Director Kitamura, Yoshiaki | Management | | For | | For | |
| | 1.5 | Appoint a Director Fukuda, Taiki | Management | | For | | For | |
| | 1.6 | Appoint a Director Akutsu, Satoshi | Management | | For | | For | |
| | 1.7 | Appoint a Director Horie, Hiromi | Management | | For | | For | |
| | 1.8 | Appoint a Director Mizutome, Koichi | Management | | For | | For | |
| | 1.9 | Appoint a Director Matsuoka, Tatsuhiro | Management | | For | | For | |
| | 1.10 | Appoint a Director Nishiyama, Kazuo | Management | | For | | For | |
| | 2 | Appoint a Corporate Auditor Mogi, Kyoko | Management | | For | | For | |
| | 3 | Approve Details of the Performance-based Stock
Compensation to be received by Directors | Management | | For | | For | |
| | | PERDOCEO EDUCATION CORPORATION | | |
| | Security | 71363P106 | | Meeting Type | Annual |
| | Ticker Symbol | PRDO | | Meeting Date | 25-May-2023 | |
| | ISIN | US71363P1066 | | Agenda | 935812760 - Management |
| | Record Date | 27-Mar-2023 | | Holding Recon Date | 27-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline Date | 24-May-2023 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Dennis H. Chookaszian | Management | | For | | For | |
| | 1b. | Election of Director: Kenda B. Gonzales | Management | | For | | For | |
| | 1c. | Election of Director: Patrick W. Gross | Management | | For | | For | |
| | 1d. | Election of Director: William D. Hansen | Management | | For | | For | |
| | 1e. | Election of Director: Andrew H. Hurst | Management | | For | | For | |
| | 1f. | Election of Director: Gregory L. Jackson | Management | | For | | For | |
| | 1g. | Election of Director: Todd S. Nelson | Management | | For | | For | |
| | 1h. | Election of Director: Leslie T. Thornton | Management | | For | | For | |
| | 1i. | Election of Director: Alan D. Wheat | Management | | For | | For | |
| | 2. | Advisory Vote to approve executive compensation paid
by the Company to its Named Executive Officers. | Management | | For | | For | |
| | 3. | Advisory Vote to recommend the frequency of holding
future advisory votes to approve executive compensation
paid by the Company to its Named Execution Officers. | Management | | 3 Years | | Against | |
| | 4. | Ratification of the appointment of Grant Thornton LLP as
the Company's independent registered public accounting
firm for the year ending December 31, 2023. | Management | | For | | For | |
| | 5. | Approval of an amendment to the Company's Restated
Certificate of Incorporation to limit liability of certain
officers of the company. | Management | | For | | For | |
| | | CHINA YONGDA AUTOMOBILES SERVICES HOLDINGS LTD | | |
| | Security | G2162W102 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 01-Jun-2023 | |
| | ISIN | KYG2162W1024 | | Agenda | 717122876 - Management |
| | Record Date | 25-May-2023 | | Holding Recon Date | 25-May-2023 | |
| | City / | Country | | SHANGH
AI | / | Cayman
Islands | | Vote Deadline Date | 24-May-2023 | |
| | SEDOL(s) | B83M3D2 - B8F2T65 - BD0B9F1 -
BGJVVK2 - BGJYMK8 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | TO RECEIVE AND ADOPT THE AUDITED
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITOR FOR THE YEAR ENDED DECEMBER
31, 2022 | Management | | | |
| | 2 | TO DECLARE A FINAL DIVIDEND OF RMB0.292 PER
SHARE FOR THE YEAR ENDED DECEMBER 31, 2022 | Management | | | |
| | 3 | TO RE-ELECT MR. XU YUE AS AN EXECUTIVE
DIRECTOR OF THE COMPANY | Management | | | |
| | 4 | TO RE-ELECT MS. CHEN YI AS AN EXECUTIVE
DIRECTOR OF THE COMPANY | Management | | | |
| | 5 | TO RE-ELECT MR. LYU WEI AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | | |
| | 6 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS | Management | | | |
| | 7 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS
AUDITOR OF THE COMPANY AND AUTHORIZE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION | Management | | | |
| | 8.A | TO GRANT A GENERAL MANDATE TO THE
DIRECTORS TO ALLOT, ISSUE AND/OR OTHERWISE
DEAL WITH ADDITIONAL SECURITIES NOT
EXCEEDING 20% OF THE ISSUED SHARES OF THE
COMPANY | Management | | | |
| | 8.B | TO GRANT A GENERAL MANDATE TO THE
DIRECTORS TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARES OF THE
COMPANY | Management | | | |
| | 8.C | CONDITIONAL UPON THE PASSING OF ORDINARY
RESOLUTIONS NUMBER 8(A) AND 8(B), TO EXTEND
THE AUTHORITY GIVEN TO THE DIRECTORS
PURSUANT TO ORDINARY RESOLUTION NUMBER
8(A) TO ISSUE SECURITIES BY ADDING TO THE
NUMBER OF ISSUED SHARES OF THE COMPANY
WHICH MAY BE ALLOTTED BY THE DIRECTORS OF
THE COMPANY PURSUANT TO SUCH GENERAL
MANDATE OF AN AMOUNT REPRESENTING THE
NUMBER OF SHARES REPURCHASED UNDER
ORDINARY RESOLUTION NUMBER 8(B) | Management | | | |
| | 9.A | CONDITIONAL UPON THE PASSING OF ORDINARY
RESOLUTION NUMBER 9(C), TO TERMINATE THE
EXISTING SHARE OPTION SCHEME AND TO ADOPT
THE 2023 SHARE OPTION SCHEME | Management | | | |
| | 9.B | CONDITIONAL UPON THE PASSING OF RESOLUTION
NUMBER 9(C), TO ADOPT THE PROPOSED
AMENDMENTS TO THE SHARE AWARD SCHEME | Management | | | |
| | 9.C | TO ADOPT THE SCHEME MANDATE LIMIT | Management | | | |
| | 10 | TO APPROVE THE PROPOSED AMENDMENTS TO
THE EXISTING MEMORANDUM OF ASSOCIATION
AND ARTICLES OF ASSOCIATION OF THE COMPANY
AND TO ADOPT THE AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND THE
AMENDED AND RESTATED ARTICLES OF
ASSOCIATION OF THE COMPANY | Management | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0425/2023042502113.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0425/2023042502131.pdf | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING | Non-Voting | | | |
| | | COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG | | |
| | Security | P28269101 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 02-Jun-2023 | |
| | ISIN | BRCSMGACNOR5 | | Agenda | 717206115 - Management |
| | Record Date | 31-May-2023 | | Holding Recon Date | 31-May-2023 | |
| | City / | Country | | BELO
HORIZO
NTE | / | Brazil | | Vote Deadline Date | 25-May-2023 | |
| | SEDOL(s) | B0YBZJ2 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE-BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS-MAY BE
REJECTED | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND
'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR
ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE
ALLOWED. THANK YOU | Non-Voting | | | |
| | 1 | ELECTION OF GUILHERME AUGUSTO DUARTE DE
FARIA AS A BOARD OF DIRECTORS MEMBER, WITH
THE INDICATION OF THE CONTROLLING
SHAREHOLDER, STATE OF MINAS GERAIS | Management | | For | | For | |
| | 2 | ELECTION OF FERNANDO DAL RI MURCIA AS AN
EFFECTIVE MEMBER OF THE FISCAL COUNCIL,
WITH THE INDICATION OF THE CONTROLLING
SHAREHOLDER, STATE OF MINAS GERAIS | Management | | For | | For | |
| | | ABERCROMBIE & FITCH CO. | | |
| | Security | 002896207 | | Meeting Type | Annual |
| | Ticker Symbol | ANF | | Meeting Date | 08-Jun-2023 | |
| | ISIN | US0028962076 | | Agenda | 935827355 - Management |
| | Record Date | 10-Apr-2023 | | Holding Recon Date | 10-Apr-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline Date | 07-Jun-2023 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Kerrii B. Anderson | Management | | For | | For | |
| | 1b. | Election of Director: Susie Coulter | Management | | For | | For | |
| | 1c. | Election of Director: Sarah M. Gallagher | Management | | For | | For | |
| | 1d. | Election of Director: James A. Goldman | Management | | For | | For | |
| | 1e. | Election of Director: Fran Horowitz | Management | | For | | For | |
| | 1f. | Election of Director: Helen E. McCluskey | Management | | For | | For | |
| | 1g. | Election of Director: Kenneth B. Robinson | Management | | For | | For | |
| | 1h. | Election of Director: Nigel Travis | Management | | For | | For | |
| | 1i. | Election of Director: Helen Vaid | Management | | For | | For | |
| | 2. | Advisory vote to approve the compensation of the
Company's named executive officers for the fiscal year
ended January 28, 2023. | Management | | For | | For | |
| | 3. | Advisory vote on the frequency of future advisory votes
on the compensation of the Company's named executive
officers. | Management | | 3 Years | | Against | |
| | 4. | Approve an amendment to the Abercrombie & Fitch Co.
2016 Long- Term Incentive Plan for Associates. | Management | | For | | For | |
| | 5. | Ratify the appointment of PricewaterhouseCoopers LLP
as the Company's independent registered public
accounting firm for the fiscal year ending February 3,
2024. | Management | | For | | For | |
| | | GOLDEN ENERGY AND RESOURCES LTD | | |
| | Security | Y2749E104 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 09-Jun-2023 | |
| | ISIN | SG1AI1000008 | | Agenda | 717265474 - Management |
| | Record Date | 07-Jun-2023 | | Holding Recon Date | 07-Jun-2023 | |
| | City / | Country | | TBD | / | Singapore | | Vote Deadline Date | 02-Jun-2023 | |
| | SEDOL(s) | BVYTQP6 - BWFPNK4 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT IF YOU WISH TO SUBMIT A
MEETING ATTEND FOR THE SINGAPORE-MARKET
THEN A UNIQUE CLIENT ID NUMBER KNOWN AS
THE NRIC WILL NEED TO BE-PROVIDED
OTHERWISE THE MEETING ATTEND REQUEST WILL
BE REJECTED IN THE MARKET.-KINDLY ENSURE TO
QUOTE THE TERM NRIC FOLLOWED BY THE
NUMBER AND THIS CAN BE-INPUT IN THE FIELDS
"OTHER IDENTIFICATION DETAILS (IN THE ABSENCE
OF A-PASSPORT)" OR "COMMENTS/SPECIAL
INSTRUCTIONS" AT THE BOTTOM OF THE PAGE. | Non-Voting | | | |
| | 1 | TO APPROVE THE PROPOSED DISTRIBUTION BY
WAY OF DIVIDEND IN SPECIE (SUBJECT TO THE
CAPITAL REDUCTION BECOMING EFFECTIVE) AND
CAPITAL REDUCTION | Management | | For | | For | |
| | 2 | TO APPROVE THE DELISTING PURSUANT TO RULES
1307 AND 1309 OF THE LISTING MANUAL | Management | | For | | For | |
| | | DWS GROUP GMBH & CO. KGAA | | |
| | Security | D23390103 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 15-Jun-2023 | |
| | ISIN | DE000DWS1007 | | Agenda | 717176425 - Management |
| | Record Date | 24-May-2023 | | Holding Recon Date | 24-May-2023 | |
| | City / | Country | | TBD | / | Germany | | Vote Deadline Date | 05-Jun-2023 | |
| | SEDOL(s) | BD5GQG1 - BD6RNT5 - BFMHVQ6 -
BG0Z7K5 - BP38P66 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. | Non-Voting | | | |
| | 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF EUR 2.05 PER SHARE | Management | | For | | For | |
| | 3 | APPROVE DISCHARGE OF PERSONALLY LIABLE
PARTNER FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR
2023 | Management | | For | | For | |
| | 6 | APPROVE REMUNERATION REPORT | Management | | For | | For | |
| | 7.1 | ELECT KARL VON ROHR TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.2 | ELECT UTE WOLF TO THE SUPERVISORY BOARD | Management | | For | | For | |
| | 7.3 | ELECT ALDO CARDOSO TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.4 | ELECT BERND LEUKERT TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.5 | ELECT RICHARD MORRIS TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.6 | ELECT MARGRET SUCKALE TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.7 | ELECT KAZUHIDE TODA TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.8 | ELECT CHRISTINA BANNIER TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 8.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS UNTIL 2025 | Management | | For | | For | |
| | 8.2 | AMEND ARTICLES RE: VIDEO AND AUDIO
TRANSMISSION OF THE GENERAL MEETING | Management | | For | | For | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN IN
PLACE.-FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE | Non-Voting | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS
PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL | Non-Voting | | | |
| | CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE
FOUND DIRECTLY ON THE ISSUER'S-WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU-WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND-VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT-BE REFLECTED ON THE
BALLOT ON PROXYEDGE | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | | CHINA SHENHUA ENERGY COMPANY LTD | | |
| | Security | Y1504C113 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 16-Jun-2023 | |
| | ISIN | CNE1000002R0 | | Agenda | 717257035 - Management |
| | Record Date | 12-Jun-2023 | | Holding Recon Date | 12-Jun-2023 | |
| | City / | Country | | BEIJING | / | China | | Vote Deadline Date | 12-Jun-2023 | |
| | SEDOL(s) | B09N7M0 - B0CCG94 - B1BJQZ9 -
BD8NHW2 - BP3RSW0 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0517/2023051700372.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0517/2023051700380.pdf | Non-Voting | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A
VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME
AS A 'TAKE NO ACTION' VOTE. | Non-Voting | | | |
| | 1 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE REPORT OF THE BOARD OF DIRECTORS OF
THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2022 | Management | | For | | For | |
| | 2 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE REPORT OF THE SUPERVISORY COMMITTEE
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2022 | Management | | For | | For | |
| | 3 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE AUDITED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2022 | Management | | For | | For | |
| | 4 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE COMPANYS PROFIT DISTRIBUTION PLAN FOR
THE YEAR ENDED 31 DECEMBER 2022: (1) FINAL
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2022 IN THE AMOUNT OF RMB2.55 PER SHARE
(INCLUSIVE OF TAX) BE DECLARED AND
DISTRIBUTED, THE AGGREGATE AMOUNT OF
WHICH IS APPROXIMATELY RMB50,665 MILLION
(INCLUSIVE OF TAX); (2) TO AUTHORISE THE
EXECUTIVE DIRECTOR TO IMPLEMENT THE ABOVE-
MENTIONED PROFIT DISTRIBUTION MATTERS AND
TO DEAL WITH RELEVANT MATTERS IN RELATION
TO TAX WITHHOLDING AND FOREIGN EXCHANGE
AS REQUIRED BY RELEVANT LAWS, REGULATIONS
AND REGULATORY AUTHORITIES | Management | | For | | For | |
| | 5 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE REMUNERATION OF THE DIRECTORS AND
SUPERVISORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2022: (1) FORMER CHAIRMAN
AND EXECUTIVE DIRECTOR, WANG XIANGXI IS
REMUNERATED BY CHINA ENERGY INVESTMENT
CORPORATION LIMITED (CHINA ENERGY) AND IS
NOT REMUNERATED BY THE COMPANY IN CASH;
AGGREGATE REMUNERATION OF EXECUTIVE
DIRECTOR AND CHIEF EXECUTIVE OFFICER, LV
ZHIREN AND EXECUTIVE DIRECTOR, XU MINGJUN,
EMPLOYEE DIRECTOR, LIU XIAOLEI, FORMER
EMPLOYEE DIRECTOR, WANG XINGZHONG
AMOUNTED TO RMB3,886,094; (2) AGGREGATE
REMUNERATION OF THE INDEPENDENT NON-
EXECUTIVE DIRECTORS IS IN THE AMOUNT OF
RMB900,000, AND THE NON-EXECUTIVE DIRECTORS
(OTHER THAN THE INDEPENDENT NON-EXECUTIVE
DIRECTORS) ARE REMUNERATED BY CHINA
ENERGY AND ARE NOT REMUNERATED BY THE
COMPANY IN CASH; (3) CHAIRMAN OF THE
SUPERVISORY COMMITTEE OF THE COMPANY,
TANG CHAOXIONG, SUPERVISOR, ZHOU DAYU,
FORMER CHAIRMAN OF THE SUPERVISORY
COMMITTEE, LUO MEIJIAN AND FORMER
EMPLOYEE SUPERVISOR, ZHANG CHANGYAN ARE
REMUNERATED BY CHINA ENERGY AND ARE NOT
REMUNERATED BY THE COMPANY IN CASH;
AGGREGATE REMUNERATION OF EMPLOYEE
SUPERVISOR, ZHANG FENG, AMOUNTED TO
RMB369,215 | Management | | For | | For | |
| | 6 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE PURCHASE OF LIABILITY INSURANCE FOR
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT AND AUTHORISATION TO THE
EXECUTIVE DIRECTOR AND THE CHIEF EXECUTIVE
OFFICER TO DEAL WITH THE PURCHASE OF
LIABILITY INSURANCE FOR DIRECTORS,
SUPERVISORS AND SENIOR MANAGEMENT | Management | | For | | For | |
| | 7 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE EXTENSION OF APPOINTMENT OF KPMG AND
KPMG HUAZHEN LLP AS THE INTERNATIONAL AND
THE PRC AUDITORS OF THE COMPANY FOR THE
YEAR OF 2023 UNTIL THE COMPLETION OF ANNUAL
GENERAL MEETING FOR 2023, THE REMUNERATION
OF RMB9.5 MILLION PER ANNUM FOR THE
AUDITING AND RELATED SPECIAL SERVICES IN
2023 AND TO AUTHORISE A DIRECTORS
COMMITTEE COMPRISING OF THE CHIEF
EXECUTIVE OFFICER OF THE COMPANY, WHO
ALSO SERVES AS THE EXECUTIVE DIRECTOR, AND
CHAIRMAN OF THE AUDIT AND RISK MANAGEMENT
COMMITTEE TO MAKE ADJUSTMENT TO THE
REMUNERATION WITHIN A REASONABLE RANGE
ACCORDING TO THE ACTUAL SITUATION DURING
THE SERVICE PERIOD | Management | | For | | For | |
| | 8 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE ENTERING INTO THE NEW MUTUAL COAL
SUPPLY AGREEMENT | Management | | For | | For | |
| | 9 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE ENTERING INTO THE NEW MUTUAL SUPPLIES
AND SERVICES AGREEMENT | Management | | For | | For | |
| | 10 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE ENTERING INTO THE NEW FINANCIAL
SERVICES AGREEMENT | Management | | For | | For | |
| | 11 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE AMENDMENTS TO THE EXISTING NON-
COMPETITION AGREEMENT AND THE
SUPPLEMENTAL AGREEMENT TO THE EXISTING
NON-COMPETITION AGREEMENT | Management | | For | | For | |
| | 12 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE FOLLOWING GENERAL MANDATE FOR THE
BOARD OF DIRECTORS AND THE PERSONS
AUTHORISED BY THE BOARD OF DIRECTORS TO
REPURCHASE THE COMPANYS H SHARES: (1) THE
BOARD OF DIRECTORS BE GRANTED A GENERAL
MANDATE, BY REFERENCE TO THE REQUIREMENTS
OF THE RELEVANT LAWS AND REGULATIONS, TO
REPURCHASE THE COMPANYS H SHARES ON
MARKET OF THE STOCK EXCHANGE OF HONG
KONG LIMITED NOT EXCEEDING 10% OF THE
NUMBER OF THE COMPANYS H SHARES IN ISSUE
AT THE TIME WHEN THIS RESOLUTION IS PASSED
AT THE ANNUAL GENERAL MEETING AND THE
CLASS MEETINGS OF SHAREHOLDERS. (2) THE
BOARD OF DIRECTORS AND THE PERSONS
AUTHORISED BY THE BOARD OF DIRECTORS BE
AUTHORISED TO (INCLUDING BUT NOT LIMITED TO
THE FOLLOWING): (I) FORMULATE AND IMPLEMENT
REPURCHASE PLAN, INCLUDING BUT NOT LIMITED
TO DETERMINING THE TIME OF REPURCHASE,
PERIOD OF REPURCHASE, REPURCHASE PRICE
AND NUMBER OF SHARES TO REPURCHASE, ETC.;
(II) NOTIFY CREDITORS AND ISSUE
ANNOUNCEMENTS PURSUANT TO THE
REQUIREMENTS OF THE LAWS AND REGULATIONS
SUCH AS COMPANY LAW OF THE PEOPLES
REPUBLIC OF CHINA AND THE ARTICLES OF
ASSOCIATION OF THE COMPANY; (III) OPEN
OVERSEAS SHARE ACCOUNTS AND MONEY
ACCOUNTS AND TO CARRY OUT RELATED CHANGE
OF FOREIGN EXCHANGE REGISTRATION
PROCEDURES; (IV) CARRY OUT RELEVANT
APPROVAL OR FILING PROCEDURES (IF ANY)
PURSUANT TO THE APPLICABLE LAWS,
REGULATIONS AND RULES; (V) CARRY OUT
CANCELATION PROCEDURES FOR REPURCHASED
SHARES, MAKE CORRESPONDING AMENDMENTS
TO THE ARTICLES OF ASSOCIATION OF THE
COMPANY RELATING TO, AMONG OTHERS, SHARE
CAPITAL AND SHAREHOLDINGS, AND CARRY OUT | Management | | For | | For | |
| | MODIFICATION REGISTRATIONS AND MAKE
FILINGS; (VI) EXECUTE AND DEAL WITH ANY
DOCUMENTS AND MATTERS RELATED TO SHARE
REPURCHASE. (3) AUTHORISATION PERIOD THE
PERIOD OF ABOVE GENERAL MANDATE SHALL NOT
EXCEED THE RELEVANT PERIOD (THE RELEVANT
PERIOD). THE RELEVANT PERIOD COMMENCES
FROM THE DAY WHEN THE AUTHORITY
CONFERRED BY THIS SPECIAL RESOLUTION IS
APPROVED BY A SPECIAL RESOLUTION AT THE
ANNUAL GENERAL MEETING, THE CLASS MEETING
OF HOLDERS OF A SHARES AND THE CLASS
MEETING OF HOLDERS OF H SHARES AND ENDS AT
THE EARLIER OF: (A) THE CONCLUSION OF THE
ANNUAL GENERAL MEETING FOR 2023; OR (B) THE
DATE ON WHICH THE AUTHORITY CONFERRED BY
THIS SPECIAL RESOLUTION IS REVOKED OR
VARIED BY A SPECIAL RESOLUTION AT A GENERAL
MEETING, OR A SPECIAL RESOLUTION AT A CLASS
MEETING OF HOLDERS OF A SHARES OR A CLASS
MEETING OF HOLDERS OF H SHARES | |
| | | CHINA SHENHUA ENERGY COMPANY LTD | | |
| | Security | Y1504C113 | | Meeting Type | Class Meeting |
| | Ticker Symbol | | | Meeting Date | 16-Jun-2023 | |
| | ISIN | CNE1000002R0 | | Agenda | 717261527 - Management |
| | Record Date | 12-Jun-2023 | | Holding Recon Date | 12-Jun-2023 | |
| | City / | Country | | BEIJING | / | China | | Vote Deadline Date | 12-Jun-2023 | |
| | SEDOL(s) | B09N7M0 - B0CCG94 - B1BJQZ9 -
BD8NHW2 - BP3RSW0 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0517/2023051700384.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0517/2023051700404.pdf | Non-Voting | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A
VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME
AS A 'TAKE NO ACTION' VOTE | Non-Voting | | | |
| | 1 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE
THE FOLLOWING GENERAL MANDATE FOR THE
BOARD OF DIRECTORS AND THE PERSONS
AUTHORISED BY THE BOARD OF DIRECTORS TO
REPURCHASE THE COMPANY'S H SHARES: (1) THE
BOARD OF DIRECTORS BE GRANTED A GENERAL
MANDATE, BY REFERENCE TO THE REQUIREMENTS
OF THE RELEVANT LAWS AND REGULATIONS, TO
REPURCHASE THE COMPANY'S H SHARES ON
MARKET OF THE STOCK EXCHANGE OF HONG
KONG LIMITED NOT EXCEEDING 10% OF THE
NUMBER OF THE COMPANY'S H SHARES IN ISSUE
AT THE TIME WHEN THIS RESOLUTION IS PASSED
AT THE ANNUAL GENERAL MEETING AND THE
CLASS MEETINGS OF SHAREHOLDERS. (2) THE
BOARD OF DIRECTORS AND THE PERSONS
AUTHORISED BY THE BOARD OF DIRECTORS BE
AUTHORISED TO (INCLUDING BUT NOT LIMITED TO
THE FOLLOWING): (I) FORMULATE AND IMPLEMENT
REPURCHASE PLAN, INCLUDING BUT NOT LIMITED
TO DETERMINING THE TIME OF REPURCHASE,
PERIOD OF REPURCHASE, REPURCHASE PRICE
AND NUMBER OF SHARES TO REPURCHASE, ETC.;
(II) NOTIFY CREDITORS AND ISSUE
ANNOUNCEMENTS PURSUANT TO THE
REQUIREMENTS OF THE LAWS AND REGULATIONS
SUCH AS COMPANY LAW OF THE PEOPLE'S
REPUBLIC OF CHINA AND THE ARTICLES OF
ASSOCIATION OF THE COMPANY; (III) OPEN
OVERSEAS SHARE ACCOUNTS AND MONEY
ACCOUNTS AND TO CARRY OUT RELATED CHANGE
OF FOREIGN EXCHANGE REGISTRATION | Management | | For | | For | |
| | PROCEDURES; (IV) CARRY OUT RELEVANT
APPROVAL OR FILING PROCEDURES (IF ANY)
PURSUANT TO THE APPLICABLE LAWS,
REGULATIONS AND RULES; (V) CARRY OUT
CANCELATION PROCEDURES FOR REPURCHASED
SHARES, MAKE CORRESPONDING AMENDMENTS
TO THE ARTICLES OF ASSOCIATION OF THE
COMPANY RELATING TO, AMONG OTHERS, SHARE
CAPITAL AND SHAREHOLDINGS, AND CARRY OUT
MODIFICATION REGISTRATIONS AND MAKE
FILINGS; (VI) EXECUTE AND DEAL WITH ANY
DOCUMENTS AND MATTERS RELATED TO SHARE
REPURCHASE. (3) AUTHORISATION PERIOD THE
PERIOD OF ABOVE GENERAL MANDATE SHALL NOT
EXCEED THE RELEVANT PERIOD (THE "RELEVANT
PERIOD"). THE RELEVANT PERIOD COMMENCES
FROM THE DAY WHEN THE AUTHORITY
CONFERRED BY THIS SPECIAL RESOLUTION IS
APPROVED BY A SPECIAL RESOLUTION AT THE
ANNUAL GENERAL MEETING, THE CLASS MEETING
OF HOLDERS OF A SHARES AND THE CLASS
MEETING OF HOLDERS OF H SHARES AND ENDS AT
THE EARLIER OF: (A) THE CONCLUSION OF THE
ANNUAL GENERAL MEETING FOR 2023; OR (B) THE
DATE ON WHICH THE AUTHORITY CONFERRED BY
THIS SPECIAL RESOLUTION IS REVOKED OR
VARIED BY A SPECIAL RESOLUTION AT A GENERAL
MEETING, OR A SPECIAL RESOLUTION AT A CLASS
MEETING OF HOLDERS OF A SHARES OR A CLASS
MEETING OF HOLDERS OF H SHARES | |
| | | ZENKOKU HOSHO CO.,LTD. | | |
| | Security | J98829104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 16-Jun-2023 | |
| | ISIN | JP3429250008 | | Agenda | 717303729 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | TOKYO | / | Japan | | Vote Deadline Date | 14-Jun-2023 | |
| | SEDOL(s) | B92MT10 - B9GY7M9 - BYXDYM3 | | Quick Code | 71640 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | | JAPAN AVIATION ELECTRONICS INDUSTRY,LIMITED | | |
| | Security | J26273102 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 21-Jun-2023 | |
| | ISIN | JP3705600009 | | Agenda | 717313085 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | TOKYO | / | Japan | | Vote Deadline Date | 19-Jun-2023 | |
| | SEDOL(s) | 6470351 - B3BHT70 - BMYQ870 | | Quick Code | 68070 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1.1 | Appoint a Director Onohara, Tsutomu | Management | | For | | For | |
| | 1.2 | Appoint a Director Muraki, Masayuki | Management | | For | | For | |
| | 1.3 | Appoint a Director Urano, Minoru | Management | | For | | For | |
| | 1.4 | Appoint a Director Nakamura, Tetsuya | Management | | For | | For | |
| | 1.5 | Appoint a Director Matsuo, Masahiro | Management | | For | | For | |
| | 1.6 | Appoint a Director Kashiwagi, Shuichi | Management | | For | | For | |
| | 1.7 | Appoint a Director Takahashi, Reiichiro | Management | | For | | For | |
| | 1.8 | Appoint a Director Goto, Kazuhiro | Management | | For | | For | |
| | 1.9 | Appoint a Director Taguma, Noritaka | Management | | For | | For | |
| | 2 | Appoint a Corporate Auditor Azuma, Naoaki | Management | | For | | For | |
| | 3 | Approve Payment of Bonuses to Directors | Management | | For | | For | |
| | | MIXI,INC. | | |
| | Security | J45993110 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 21-Jun-2023 | |
| | ISIN | JP3882750007 | | Agenda | 717352291 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | TOKYO | / | Japan | | Vote Deadline Date | 19-Jun-2023 | |
| | SEDOL(s) | B1BSCX6 - B1GD054 - B1S7L73 | | Quick Code | 21210 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1.1 | Appoint a Director Kimura, Koki | Management | | For | | For | |
| | 1.2 | Appoint a Director Osawa, Hiroyuki | Management | | For | | For | |
| | 1.3 | Appoint a Director Murase, Tatsuma | Management | | For | | For | |
| | 1.4 | Appoint a Director Kasahara, Kenji | Management | | For | | For | |
| | 1.5 | Appoint a Director Shima, Satoshi | Management | | For | | For | |
| | 1.6 | Appoint a Director Fujita, Akihisa | Management | | For | | For | |
| | 1.7 | Appoint a Director Nagata, Yuki | Management | | For | | For | |
| | 2.1 | Appoint a Corporate Auditor Nishimura, Yuichiro | Management | | For | | For | |
| | 2.2 | Appoint a Corporate Auditor Ueda, Nozomi | Management | | For | | For | |
| | 3 | Appoint a Substitute Corporate Auditor Usami, Yoshiya | Management | | For | | For | |
| | 4 | Approve Details of the Restricted-Stock Compensation to
be received by Directors (Excluding Outside Directors) | Management | | For | | For | |
| | | FUJI SEAL INTERNATIONAL,INC. | | |
| | Security | J15183106 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 22-Jun-2023 | |
| | ISIN | JP3813800004 | | Agenda | 717321044 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | OSAKA | / | Japan | | Vote Deadline Date | 20-Jun-2023 | |
| | SEDOL(s) | 6083704 - B0972N8 | | Quick Code | 78640 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1.1 | Appoint a Director Shioji, Hiroumi | Management | | For | | For | |
| | 1.2 | Appoint a Director Maki, Tatsundo | Management | | For | | For | |
| | 1.3 | Appoint a Director Seki, Yuichi | Management | | For | | For | |
| | 1.4 | Appoint a Director Okazaki, Shigeko | Management | | For | | For | |
| | 1.5 | Appoint a Director Okazaki, Yoichi | Management | | For | | For | |
| | 1.6 | Appoint a Director Yada, Akikazu | Management | | For | | For | |
| | | DUSKIN CO.,LTD. | | |
| | Security | J12506101 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-Jun-2023 | |
| | ISIN | JP3505900005 | | Agenda | 717320410 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | OSAKA | / | Japan | | Vote Deadline Date | 21-Jun-2023 | |
| | SEDOL(s) | B1GVJ73 | | Quick Code | 46650 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Yamamura, Teruji | Management | | For | | For | |
| | 2.2 | Appoint a Director Okubo, Hiroyuki | Management | | For | | For | |
| | 2.3 | Appoint a Director Sumimoto, Kazushi | Management | | For | | For | |
| | 2.4 | Appoint a Director Wada, Tetsuya | Management | | For | | For | |
| | 2.5 | Appoint a Director Miyata, Naoto | Management | | For | | For | |
| | 2.6 | Appoint a Director Ueno, Shinichiro | Management | | For | | For | |
| | 2.7 | Appoint a Director Sekiguchi, Nobuko | Management | | For | | For | |
| | 2.8 | Appoint a Director Tsujimoto, Yukiko | Management | | For | | For | |
| | 2.9 | Appoint a Director Musashi, Fumi | Management | | For | | For | |
| | | NICHIHA CORPORATION | | |
| | Security | J53892105 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-Jun-2023 | |
| | ISIN | JP3662200009 | | Agenda | 717321056 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | AICHI | / | Japan | | Vote Deadline Date | 21-Jun-2023 | |
| | SEDOL(s) | 6638331 | | Quick Code | 79430 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Yoshioka, Narumitsu | Management | | For | | For | |
| | 2.2 | Appoint a Director Tonoi, Kazushi | Management | | For | | For | |
| | 2.3 | Appoint a Director Kojima, Kazuyuki | Management | | For | | For | |
| | 2.4 | Appoint a Director Kawashima, Hisayuki | Management | | For | | For | |
| | 2.5 | Appoint a Director Oka, Munetsugu | Management | | For | | For | |
| | 2.6 | Appoint a Director Yagi, Kiyofumi | Management | | For | | For | |
| | 2.7 | Appoint a Director Tajiri, Naoki | Management | | For | | For | |
| | 2.8 | Appoint a Director Nishi, Hiroaki | Management | | For | | For | |
| | 2.9 | Appoint a Director Otani, Kazuko | Management | | For | | For | |
| | 3.1 | Appoint a Corporate Auditor Shibata, Yoshihiro | Management | | For | | For | |
| | 3.2 | Appoint a Corporate Auditor Sasaki, Kenji | Management | | For | | For | |
| | | TS TECH CO.,LTD. | | |
| | Security | J9299N100 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-Jun-2023 | |
| | ISIN | JP3539230007 | | Agenda | 717354497 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | TOKYO | / | Japan | | Vote Deadline Date | 21-Jun-2023 | |
| | SEDOL(s) | B1P1JR4 - B1T7Z47 | | Quick Code | 73130 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1.1 | Appoint a Director who is not Audit and Supervisory
Committee Member Yasuda, Masanari | Management | | For | | For | |
| | 1.2 | Appoint a Director who is not Audit and Supervisory
Committee Member Nakajima, Yoshitaka | Management | | For | | For | |
| | 1.3 | Appoint a Director who is not Audit and Supervisory
Committee Member Hasegawa, Kenichi | Management | | For | | For | |
| | 1.4 | Appoint a Director who is not Audit and Supervisory
Committee Member Hayashi, Akihiko | Management | | For | | For | |
| | 1.5 | Appoint a Director who is not Audit and Supervisory
Committee Member Igaki, Atsushi | Management | | For | | For | |
| | 1.6 | Appoint a Director who is not Audit and Supervisory
Committee Member Toba, Eiji | Management | | For | | For | |
| | 1.7 | Appoint a Director who is not Audit and Supervisory
Committee Member Kobori, Takahiro | Management | | For | | For | |
| | 1.8 | Appoint a Director who is not Audit and Supervisory
Committee Member Suzaki, Yasushi | Management | | For | | For | |
| | 1.9 | Appoint a Director who is not Audit and Supervisory
Committee Member Ogita, Takeshi | Management | | For | | For | |
| | 1.10 | Appoint a Director who is not Audit and Supervisory
Committee Member Matsushita, Kaori | Management | | For | | For | |
| | 2.1 | Appoint a Director who is Audit and Supervisory
Committee Member Sekine, Tatsuo | Management | | For | | For | |
| | 2.2 | Appoint a Director who is Audit and Supervisory
Committee Member Hayashi, Hajime | Management | | For | | For | |
| | 2.3 | Appoint a Director who is Audit and Supervisory
Committee Member Nakada, Tomoko | Management | | For | | For | |
| | 2.4 | Appoint a Director who is Audit and Supervisory
Committee Member Naito, Kenichi | Management | | For | | For | |
| | | AUTOBACS SEVEN CO.,LTD. | | |
| | Security | J03507100 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-Jun-2023 | |
| | ISIN | JP3172500005 | | Agenda | 717369359 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | TOKYO | / | Japan | | Vote Deadline Date | 21-Jun-2023 | |
| | SEDOL(s) | 6068422 - B1BQL77 | | Quick Code | 98320 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director who is not Audit and Supervisory
Committee Member Horii, Yugo | Management | | For | | For | |
| | 2.2 | Appoint a Director who is not Audit and Supervisory
Committee Member Kobayashi, Kiomi | Management | | For | | For | |
| | 2.3 | Appoint a Director who is not Audit and Supervisory
Committee Member Kumakura, Eiichi | Management | | For | | For | |
| | 2.4 | Appoint a Director who is not Audit and Supervisory
Committee Member Fujiwara, Shinichi | Management | | For | | For | |
| | 2.5 | Appoint a Director who is not Audit and Supervisory
Committee Member Miyake, Minesaburo | Management | | For | | For | |
| | 2.6 | Appoint a Director who is not Audit and Supervisory
Committee Member Mimura, Takayoshi | Management | | For | | For | |
| | 3.1 | Appoint a Director who is Audit and Supervisory
Committee Member Ikeda, Tomoaki | Management | | For | | For | |
| | 3.2 | Appoint a Director who is Audit and Supervisory
Committee Member Koizumi, Masami | Management | | For | | For | |
| | 3.3 | Appoint a Director who is Audit and Supervisory
Committee Member Kanamaru, Ayako | Management | | For | | For | |
| | | BAIC MOTOR CORPORATION LTD | | |
| | Security | Y0506H104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 26-Jun-2023 | |
| | ISIN | CNE100001TJ4 | | Agenda | 717280262 - Management |
| | Record Date | 19-Jun-2023 | | Holding Recon Date | 19-Jun-2023 | |
| | City / | Country | | BEIJING | / | China | | Vote Deadline Date | 20-Jun-2023 | |
| | SEDOL(s) | BD8NKR8 - BDRJDN4 - BGPHZL3 -
BTF8BT7 - BTL0ZD9 - BX1D6Q6 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0523/2023052300617.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0523/2023052300654.pdf | Non-Voting | | | |
| | 1 | REPORT OF THE BOARD OF DIRECTORS FOR 2022 | Management | | | |
| | 2 | REPORT OF THE BOARD OF SUPERVISORS FOR
2022 | Management | | | |
| | 3 | FINANCIAL REPORT FOR 2022 | Management | | | |
| | 4 | PROFITS DISTRIBUTION AND DIVIDENDS
DISTRIBUTION PLAN FOR 2022 | Management | | | |
| | 5 | RE-APPOINTMENT OF THE INTERNATIONAL
AUDITOR AND DOMESTIC AUDITOR FOR 2023 | Management | | | |
| | 6 | PROPOSED APPOINTMENT OF NON-EXECUTIVE
DIRECTOR OF THE COMPANY | Management | | | |
| | 7 | PROPOSED APPOINTMENT OF SUPERVISOR OF
THE COMPANY | Management | | | |
| | 8.1 | ENTRY OF THE TRADEMARK LICENSING
FRAMEWORK AGREEMENT WITH BAIC GROUP | Management | | | |
| | 8.2 | REVISIONS TO THE ANNUAL CAPS FOR THE
PURCHASE OF PRODUCTS AND SERVICES
TRANSACTIONS CONTEMPLATED UNDER THE
PRODUCTS AND SERVICES PURCHASING
FRAMEWORK AGREEMENT, FOR THE THREE YEARS
ENDING 31 DECEMBER 2025 | Management | | | |
| | 8.3 | REVISIONS TO THE ANNUAL CAPS FOR THE SALE
OF PRODUCTS TRANSACTIONS CONTEMPLATED
UNDER THE PROVISION OF PRODUCTS AND
SERVICES FRAMEWORK AGREEMENT, FOR THE
THREE YEARS ENDING 31 DECEMBER 2025 | Management | | | |
| | 8.4 | REVISIONS TO THE ANNUAL CAPS FOR THE
MAXIMUM DAILY BALANCE OF DEPOSITS PLACED
BY THE GROUP WITH BAIC FINANCE, THE INTEREST
INCOME FROM DEPOSITS PLACED BY THE GROUP
WITH BAIC FINANCE AND CHARGES FOR OTHER
FINANCIAL SERVICES OF THE GROUP WITH BAIC
FINANCE UNDER THE FINANCIAL SERVICES
FRAMEWORK AGREEMENT, FOR THE THREE YEARS
ENDING 31 DECEMBER 2025 | Management | | | |
| | 9 | PROPOSED PROVISION OF FACILITY GUARANTEE
TO BAIC HK | Management | | | |
| | 10 | PROPOSED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION | Management | | | |
| | 11 | GENERAL MANDATE FOR THE ISSUANCE OF BOND
FINANCING INSTRUMENTS | Management | | | |
| | 12 | GENERAL MANDATE FOR THE ISSUANCE OF
SHARES | Management | | | |
| | 13 | GENERAL MANDATE FOR THE REPURCHASE OF
SHARES | Management | | | |
| | | BAIC MOTOR CORPORATION LTD | | |
| | Security | Y0506H104 | | Meeting Type | Class Meeting |
| | Ticker Symbol | | | Meeting Date | 26-Jun-2023 | |
| | ISIN | CNE100001TJ4 | | Agenda | 717280286 - Management |
| | Record Date | 19-Jun-2023 | | Holding Recon Date | 19-Jun-2023 | |
| | City / | Country | | BEIJING | / | China | | Vote Deadline Date | 20-Jun-2023 | |
| | SEDOL(s) | BD8NKR8 - BDRJDN4 - BGPHZL3 -
BTF8BT7 - BTL0ZD9 - BX1D6Q6 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0523/2023052300641.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0523/2023052300669.pdf | Non-Voting | | | |
| | 1 | GENERAL MANDATE FOR THE REPURCHASE OF
SHARES | Management | | | |
| | | PT GUDANG GARAM TBK | | |
| | Security | Y7121F165 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 26-Jun-2023 | |
| | ISIN | ID1000068604 | | Agenda | 717299843 - Management |
| | Record Date | 26-May-2023 | | Holding Recon Date | 26-May-2023 | |
| | City / | Country | | KEDIRI | / | Indonesia | | Vote Deadline Date | 20-Jun-2023 | |
| | SEDOL(s) | 5549326 - 6366999 - B01DHT5 | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | APPROVAL OF THE COMPANY'S ANNUAL REPORT
ON THE RUNNING OF THE COMPANY'S BUSINESS
DURING THE FISCAL YEAR ENDING ON THE THIRTY-
FIRST OF DECEMBER TWO THOUSAND AND
TWENTY TWO | Management | | For | | For | |
| | 2 | RATIFICATION OF THE BALANCE SHEET AND
PROFIT AND LOSS STATEMENT OF THE COMPANY
FOR THE FISCAL YEAR ENDED ON THE THIRTY
FIRST DAY OF DECEMBER OF THE YEAR TWO
THOUSAND AND TWENTY TWO | Management | | For | | For | |
| | 3 | APPROVAL OF THE DETERMINATION OF THE USE
OF THE COMPANY'S PROFITS FOR THE FISCAL
YEAR 2022 | Management | | For | | For | |
| | 4 | APPOINTMENT OF THE PUBLIC ACCOUNTANT | Management | | For | | For | |
| | | BIOGEN INC. | | |
| | Security | 09062X103 | | Meeting Type | Annual |
| | Ticker Symbol | BIIB | | Meeting Date | 26-Jun-2023 | |
| | ISIN | US09062X1037 | | Agenda | 935850013 - Management |
| | Record Date | 20-Apr-2023 | | Holding Recon Date | 20-Apr-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline Date | 23-Jun-2023 | |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director to serve for a one-year term
extending until the 2024 Annual Meeting: Not Applicable | Management | | For | | For | |
| | 1b. | Election of Director to serve for a one-year term
extending until the 2024 Annual Meeting: Caroline D.
Dorsa | Management | | For | | For | |
| | 1c. | Election of Director to serve for a one-year term
extending until the 2024 Annual Meeting: Maria C. Freire | Management | | For | | For | |
| | 1d. | Election of Director to serve for a one-year term
extending until the 2024 Annual Meeting: William A.
Hawkins | Management | | For | | For | |
| | 1e. | Election of Director to serve for a one-year term
extending until the 2024 Annual Meeting: Not Applicable | Management | | For | | For | |
| | 1f. | Election of Director to serve for a one-year term
extending until the 2024 Annual Meeting: Jesus B.
Mantas | Management | | For | | For | |
| | 1g. | Election of Director to serve for a one-year term
extending until the 2024 Annual Meeting: Not Applicable | Management | | For | | For | |
| | 1h. | Election of Director to serve for a one-year term
extending until the 2024 Annual Meeting: Eric K.
Rowinsky | Management | | For | | For | |
| | 1i. | Election of Director to serve for a one-year term
extending until the 2024 Annual Meeting: Stephen A.
Sherwin | Management | | For | | For | |
| | 1j. | Election of Director to serve for a one-year term
extending until the 2024 Annual Meeting: Christopher A.
Viehbacher | Management | | For | | For | |
| | 2. | To ratify the selection of PricewaterhouseCoopers LLP as
Biogen Inc.'s independent registered public accounting
firm for the fiscal year ending December 31, 2023. | Management | | For | | For | |
| | 3. | Say on Pay - To approve an advisory vote on executive
compensation. | Management | | For | | For | |
| | 4. | Say When on Pay - To approve an advisory vote on the
frequency of the advisory vote on executive
compensation. | Management | | 3 Years | | Against | |
| | 5. | To elect Susan Langer as a director | Management | | | |
| | | OKAMURA CORPORATION | | |
| | Security | J60514114 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 27-Jun-2023 | |
| | ISIN | JP3192400004 | | Agenda | 717353142 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | KANAGA
WA | / | Japan | | Vote Deadline Date | 25-Jun-2023 | |
| | SEDOL(s) | 6657842 - B53ZH83 | | Quick Code | 79940 | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Nakamura, Masayuki | Management | | For | | For | |
| | 2.2 | Appoint a Director Kono, Naoki | Management | | For | | For | |
| | 2.3 | Appoint a Director Yamaki, Kenichi | Management | | For | | For | |
| | 2.4 | Appoint a Director Inoue, Ken | Management | | For | | For | |
| | 2.5 | Appoint a Director Arakawa, Kazumi | Management | | For | | For | |
| | 2.6 | Appoint a Director Fukuda, Sakae | Management | | For | | For | |
| | 2.7 | Appoint a Director Ito, Hiroyoshi | Management | | For | | For | |
| | 2.8 | Appoint a Director Kano, Mari | Management | | For | | For | |
| | 2.9 | Appoint a Director Kamijo, Tsutomu | Management | | For | | For | |
| | 2.10 | Appoint a Director Kikuchi, Misako | Management | | For | | For | |
| | 2.11 | Appoint a Director Mizumoto, Nobuko | Management | | For | | For | |
| | 2.12 | Appoint a Director Tambo, Hitoshige | Management | | For | | For | |
| | 3.1 | Appoint a Corporate Auditor Hagiwara, Keiichi | Management | | For | | For | |
| | 3.2 | Appoint a Corporate Auditor Kishigami, Keiko | Management | | For | | For | |
| | 4 | Appoint a Substitute Corporate Auditor Uchida,
Harumichi | Management | | For | | For | |
| | | YAMAZEN CORPORATION | | |
| | Security | J96744115 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 27-Jun-2023 | |
| | ISIN | JP3936800006 | | Agenda | 717353154 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | OSAKA | / | Japan | | Vote Deadline Date | 25-Jun-2023 | |
| | SEDOL(s) | 6985587 - B3BK838 | | Quick Code | 80510 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Amend Articles to: Approve Minor Revisions | Management | | For | | For | |
| | 2.1 | Appoint a Director who is not Audit and Supervisory
Committee Member Nagao, Yuji | Management | | For | | For | |
| | 2.2 | Appoint a Director who is not Audit and Supervisory
Committee Member Kishida, Koji | Management | | For | | For | |
| | 2.3 | Appoint a Director who is not Audit and Supervisory
Committee Member Sasaki, Kimihisa | Management | | For | | For | |
| | 2.4 | Appoint a Director who is not Audit and Supervisory
Committee Member Yamazoe, Masamichi | Management | | For | | For | |
| | 2.5 | Appoint a Director who is not Audit and Supervisory
Committee Member Nakayama, Naonori | Management | | For | | For | |
| | 2.6 | Appoint a Director who is not Audit and Supervisory
Committee Member Suzuki, Atsuko | Management | | For | | For | |
| | 2.7 | Appoint a Director who is not Audit and Supervisory
Committee Member Sumida, Hirohiko | Management | | For | | For | |
| | 3 | Appoint a Substitute Director who is Audit and
Supervisory Committee Member Akasaki, Yusaku | Management | | For | | For | |
| | | NIPPON KAYAKU CO.,LTD. | | |
| | Security | J54236112 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Jun-2023 | |
| | ISIN | JP3694400007 | | Agenda | 717353976 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | TOKYO | / | Japan | | Vote Deadline Date | 26-Jun-2023 | |
| | SEDOL(s) | 6640422 - B3BJ8H9 - B3Q75T9 | | Quick Code | 42720 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2 | Amend Articles to: Amend Business Lines | Management | | For | | For | |
| | 3.1 | Appoint a Director Wakumoto, Atsuhiro | Management | | For | | For | |
| | 3.2 | Appoint a Director Shibuya, Tomoo | Management | | For | | For | |
| | 3.3 | Appoint a Director Ishida, Yoshitsugu | Management | | For | | For | |
| | 3.4 | Appoint a Director Akezuma, Masatomi | Management | | For | | For | |
| | 3.5 | Appoint a Director Ota, Yo | Management | | For | | For | |
| | 3.6 | Appoint a Director Fujishima, Yasuyuki | Management | | For | | For | |
| | 3.7 | Appoint a Director Fusamura, Seiichi | Management | | For | | For | |
| | 3.8 | Appoint a Director Inoue, Yoshimi | Management | | For | | For | |
| | 3.9 | Appoint a Director Kawamura, Shigeyuki | Management | | For | | For | |
| | 3.10 | Appoint a Director Akamatsu, Ikuko | Management | | For | | For | |
| | 4 | Appoint a Corporate Auditor Wada, Yoichiro | Management | | For | | For | |
| | | MORGAN ADVANCED MATERIALS PLC | | |
| | Security | G62496131 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 29-Jun-2023 | |
| | ISIN | GB0006027295 | | Agenda | 717296049 - Management |
| | Record Date | | | Holding Recon Date | 27-Jun-2023 | |
| | City / | Country | | LONDON | / | United
Kingdom | | Vote Deadline Date | 23-Jun-2023 | |
| | SEDOL(s) | 0602729 - 4474935 - B02SZJ5 | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS
FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | | For | | For | |
| | 2 | TO APPROVE THE DIRECTORS REMUNERATION
REPORT | Management | | For | | For | |
| | 3 | TO DECLARE A FINAL DIVIDEND | Management | | For | | For | |
| | 4 | TO RE-ELECT JANE AIKMAN AS A DIRECTOR | Management | | For | | For | |
| | 5 | TO ELECT RICHARD ARMITAGE AS A DIRECTOR | Management | | For | | For | |
| | 6 | TO RE-ELECT HELEN BUNCH AS A DIRECTOR | Management | | For | | For | |
| | 7 | TO ELECT IAN MARCHANT AS A DIRECTOR | Management | | For | | For | |
| | 8 | TO RE-ELECT LAURENCE MULLIEZ AS A DIRECTOR | Management | | For | | For | |
| | 9 | TO RE-ELECT PETE RABY AS A DIRECTOR | Management | | For | | For | |
| | 10 | TO RE-ELECT CLEMENT WOON AS A DIRECTOR | Management | | For | | For | |
| | 11 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | | For | | For | |
| | 12 | TO AUTHORISE THE AUDIT COMMITTEE TO
DETERMINE THE AUDITORS REMUNERATION | Management | | For | | For | |
| | 13 | TO AUTHORISE POLITICAL DONATIONS | Management | | For | | For | |
| | 14 | TO AUTHORISE THE ALLOTMENT OF SHARES | Management | | For | | For | |
| | 15 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | | For | | For | |
| | 16 | TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR
INVESTMENT PURPOSES | Management | | For | | For | |
| | 17 | TO AUTHORISE MARKET PURCHASES OF OWN
SHARES | Management | | For | | For | |
| | 18 | TO PERMIT THE HOLDING OF GENERAL MEETINGS
ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | | For | | For | |
| | | STANLEY ELECTRIC CO.,LTD. | | |
| | Security | J76637115 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 29-Jun-2023 | |
| | ISIN | JP3399400005 | | Agenda | 717368573 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | TOKYO | / | Japan | | Vote Deadline Date | 27-Jun-2023 | |
| | SEDOL(s) | 6841106 - B0507C5 - B1CDYY5 | | Quick Code | 69230 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1.1 | Appoint a Director Kaizumi, Yasuaki | Management | | For | | For | |
| | 1.2 | Appoint a Director Tanabe, Toru | Management | | For | | For | |
| | 1.3 | Appoint a Director Ueda, Keisuke | Management | | For | | For | |
| | 1.4 | Appoint a Director Tomeoka, Tatsuaki | Management | | For | | For | |
| | 1.5 | Appoint a Director Oki, Satoshi | Management | | For | | For | |
| | 1.6 | Appoint a Director Takano, Kazuki | Management | | For | | For | |
| | 1.7 | Appoint a Director Mori, Masakatsu | Management | | For | | For | |
| | 1.8 | Appoint a Director Kono, Hirokazu | Management | | For | | For | |
| | 1.9 | Appoint a Director Takeda, Yozo | Management | | For | | For | |
| | 1.10 | Appoint a Director Suzuki, Satoko | Management | | For | | For | |
| | 2.1 | Appoint a Corporate Auditor Uehira, Koichi | Management | | For | | For | |
| | 2.2 | Appoint a Corporate Auditor Nagano, Koichi | Management | | For | | For | |
| | 2.3 | Appoint a Corporate Auditor Yokota, Eri | Management | | For | | For | |
| | | KAMIGUMI CO.,LTD. | | |
| | Security | J29438165 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 29-Jun-2023 | |
| | ISIN | JP3219000001 | | Agenda | 717369272 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | HYOGO | / | Japan | | Vote Deadline Date | 27-Jun-2023 | |
| | SEDOL(s) | 5754409 - 6482668 - B02HLY9 | | Quick Code | 93640 �� | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2 | Amend Articles to: Approve Minor Revisions | Management | | For | | For | |
| | 3.1 | Appoint a Director Fukai, Yoshihiro | Management | | For | | For | |
| | 3.2 | Appoint a Director Tahara, Norihito | Management | | For | | For | |
| | 3.3 | Appoint a Director Horiuchi, Toshihiro | Management | | For | | For | |
| | 3.4 | Appoint a Director Murakami, Katsumi | Management | | For | | For | |
| | 3.5 | Appoint a Director Hiramatsu, Koichi | Management | | For | | For | |
| | 3.6 | Appoint a Director Ishibashi, Nobuko | Management | | For | | For | |
| | 3.7 | Appoint a Director Hosaka, Osamu | Management | | For | | For | |
| | 3.8 | Appoint a Director Matsumura, Harumi | Management | | For | | For | |
| | 4 | Appoint a Substitute Corporate Auditor Akita, Keigo | Management | | For | | For | |
| | | MOCHIDA PHARMACEUTICAL CO.,LTD. | | |
| | Security | J46152104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 29-Jun-2023 | |
| | ISIN | JP3922800002 | | Agenda | 717378461 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | TOKYO | / | Japan | | Vote Deadline Date | 27-Jun-2023 | |
| | SEDOL(s) | 5983924 - 6598004 | | Quick Code | 45340 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Mochida, Naoyuki | Management | | For | | For | |
| | 2.2 | Appoint a Director Sakata, Chu | Management | | For | | For | |
| | 2.3 | Appoint a Director Sagisaka, Keiichi | Management | | For | | For | |
| | 2.4 | Appoint a Director Sakaki, Junichi | Management | | For | | For | |
| | 2.5 | Appoint a Director Mizuguchi, Kiyoshi | Management | | For | | For | |
| | 2.6 | Appoint a Director Kawakami, Yutaka | Management | | For | | For | |
| | 2.7 | Appoint a Director Mitsuishi, Motoi | Management | | For | | For | |
| | 2.8 | Appoint a Director Kugisawa, Tomoo | Management | | For | | For | |
| | 2.9 | Appoint a Director Otsuki, Nana | Management | | For | | For | |
| | 2.10 | Appoint a Director Sonoda, Tomoaki | Management | | For | | For | |
| | 2.11 | Appoint a Director Yoshikawa, Shigeaki | Management | | For | | For | |
| | 3.1 | Appoint a Corporate Auditor Hashimoto, Yoshiharu | Management | | For | | For | |
| | 3.2 | Appoint a Corporate Auditor Suzuki, Akiko | Management | | For | | For | |
| | | KANDENKO CO.,LTD. | | |
| | Security | J29653102 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 29-Jun-2023 | |
| | ISIN | JP3230600003 | | Agenda | 717386064 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | TOKYO | / | Japan | | Vote Deadline Date | 27-Jun-2023 | |
| | SEDOL(s) | 6483586 - BMYZQW8 | | Quick Code | 19420 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2 | Amend Articles to: Approve Minor Revisions | Management | | For | | For | |
| | 3.1 | Appoint a Director Fubasami, Seiichi | Management | | For | | For | |
| | 3.2 | Appoint a Director Nakama, Toshio | Management | | For | | For | |
| | 3.3 | Appoint a Director Iida, Nobuhiro | Management | | For | | For | |
| | 3.4 | Appoint a Director Ueda, Yuji | Management | | For | | For | |
| | 3.5 | Appoint a Director Fujii, Mitsuru | Management | | For | | For | |
| | 3.6 | Appoint a Director Enoki, Hiroyuki | Management | | For | | For | |
| | 3.7 | Appoint a Director Nakahito, Koichi | Management | | For | | For | |
| | 3.8 | Appoint a Director Tamogami, Hirofumi | Management | | For | | For | |
| | 3.9 | Appoint a Director Saito, Hajime | Management | | For | | For | |
| | 3.10 | Appoint a Director Ando, Miwako | Management | | For | | For | |
| | 3.11 | Appoint a Director Tanaka, Koji | Management | | For | | For | |
| | 3.12 | Appoint a Director Suto, Miwa | Management | | For | | For | |
| | 4 | Appoint a Corporate Auditor Kashiwabara, Shoichiro | Management | | For | | For | |
| | 5 | Approve Payment of Bonuses to Directors | Management | | For | | For | |
| | | EDION CORPORATION | | |
| | Security | J1266Z109 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 29-Jun-2023 | |
| | ISIN | JP3164470001 | | Agenda | 717386141 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | OSAKA | / | Japan | | Vote Deadline Date | 27-Jun-2023 | |
| | SEDOL(s) | 6512714 - B3BH1S5 - BMY0CS1 | | Quick Code | 27300 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Kubo, Masataka | Management | | For | | For | |
| | 2.2 | Appoint a Director Yamasaki, Norio | Management | | For | | For | |
| | 2.3 | Appoint a Director Kaneko, Satoshi | Management | | For | | For | |
| | 2.4 | Appoint a Director Takahashi, Kozo | Management | | For | | For | |
| | 2.5 | Appoint a Director Jogu, Haruyoshi | Management | | For | | For | |
| | 2.6 | Appoint a Director Ishida, Tsugunori | Management | | For | | For | |
| | 2.7 | Appoint a Director Ishibashi, Shozo | Management | | For | | For | |
| | 2.8 | Appoint a Director Takagi, Shimon | Management | | For | | For | |
| | 2.9 | Appoint a Director Mayumi, Naoko | Management | | For | | For | |
| | 2.10 | Appoint a Director Fukushima, Yoshihiko | Management | | For | | For | |
| | 2.11 | Appoint a Director Mori, Tadatsugu | Management | | For | | For | |
| | 2.12 | Appoint a Director Sakai, Yoshikiyo | Management | | For | | For | |
| | 3 | Appoint a Substitute Corporate Auditor Iwata, Yoshiyuki | Management | | For | | For | |
| | | SANKYO CO.,LTD. | | |
| | Security | J67844100 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 29-Jun-2023 | |
| | ISIN | JP3326410002 | | Agenda | 717386709 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | TOKYO | / | Japan | | Vote Deadline Date | 27-Jun-2023 | |
| | SEDOL(s) | 6775432 - B02KCH8 - B1CDDX7 | | Quick Code | 64170 | |
| | | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Busujima, Hideyuki | Management | | For | | For | |
| | 2.2 | Appoint a Director Ishihara, Akihiko | Management | | For | | For | |
| | 2.3 | Appoint a Director Tomiyama, Ichiro | Management | | For | | For | |
| | 2.4 | Appoint a Director Kitani, Taro | Management | | For | | For | |
| | 2.5 | Appoint a Director Yamasaki, Hiroyuki | Management | | For | | For | |
| | 3.1 | Appoint a Corporate Auditor Igarashi, Yoko | Management | | For | | For | |
| | 3.2 | Appoint a Corporate Auditor Ishiyama, Toshiaki | Management | | For | | For | |
| | 3.3 | Appoint a Corporate Auditor Sanada, Yoshiro | Management | | For | | For | |
| | 3.4 | Appoint a Corporate Auditor Noda, Fumiyoshi | Management | | For | | For | |
| | 4 | Approve Details of the Performance-based Stock
Compensation to be received by Directors | Management | | For | | For | |
| Registrant: Affinity World Leaders Equity ETF | Item 1, Exhibit 15 | | | | | | | | | |
| Investment Company Act file number: 811-22718 | |
| Reporting Period: July 1, 2022-June 30, 2023 | |
| | Vote Summary |
| | | GSK PLC | | |
| | Security | G3910J112 | | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 06-Jul-2022 | |
| | ISIN | GB0009252882 | | Agenda | 715736926 - Management |
| | Record Date | | | Holding Recon Date | 01-Jul-2022 | |
| | City / | Country | LONDON | / | United
Kingdom | | Vote Deadline | 30-Jun-2022 01:59 PM ET |
| | SEDOL(s) | 0925288 - 4907657 - B01DHS4 -
BMH7N08 - BRTM7S2 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | APPROVE MATTERS RELATING TO THE DEMERGER
OF HALEON GROUP FROM THE GSK GROUP | Management | | For | | For | |
| | 2 | APPROVE THE RELATED PARTY TRANSACTION
ARRANGEMENTS | Management | | For | | For | |
| | CMMT | 08 JUN 2022: PLEASE NOTE THAT THE MEETING
TYPE CHANGED FROM EGM TO OGM. IF-YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | | YARA INTERNATIONAL ASA | | |
| | Security | R9900C106 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 07-Jul-2022 | |
| | ISIN | NO0010208051 | | Agenda | 715819807 - Management |
| | Record Date | 06-Jul-2022 | | Holding Recon Date | 06-Jul-2022 | |
| | City / | Country | VIRTUAL | / | Norway | Blocking | | Vote Deadline | 01-Jul-2022 01:59 PM ET |
| | SEDOL(s) | 7751259 - B00JX30 - B05PQ78 -
B28N877 - BHZKRG8 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 763484 DUE TO DELETION OF-
RESOLUTION 3. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED-IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS-
MEETING NOTICE ON THE NEW JOB. IF HOWEVER
VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED
IN THE MARKET, THIS MEETING WILL BE CLOSED
AND YOUR VOTE INTENTIONS-ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW-AMENDED MEETING. THANK YOU | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE
BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE
OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE
ACCOUNT IN THE LOCAL MARKET, THE-LOCAL
CUSTODIAN WILL TEMPORARILY TRANSFER VOTED
SHARES TO A SEPARATE ACCOUNT-IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
VOTING DEADLINE AND TRANSFER BACK-TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING DATE. | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN)-WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW-ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE CREST SYSTEM. THIS-TRANSFER | Non-Voting | | | |
| | WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM.-THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON-RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD DATE
APPLIES)-UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS CONFIRMED-
AVAILABILIY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED, THE VOTED-POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR-VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL-INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR-CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR
FURTHER INFORMATION ON THE-CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE
SEPARATE INSTRUCTIONS FROM-YOU | |
| | CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF
ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL
BENEFICIAL OWNER SIGNED POA MAY BE
REQUIRED. | Non-Voting | | | |
| | 1 | APPROVE NOTICE OF MEETING AND AGENDA | Management | | For | | For | |
| | 2 | ELECT CHAIRMAN OF MEETING DESIGNATE
INSPECTOR(S) OF MINUTES OF MEETING | Management | | For | | For | |
| | 3.1 | APPROVE SPIN-OFF AGREEMENT | Management | | For | | For | |
| | 3.2 | APPROVE MERGER AGREEMENT WITH YARA
CLEAN AMMONIA NEWCO AS AND YARA CLEAN
AMMONIA HOLDING AS | Management | | For | | For | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | | BT GROUP PLC | | |
| | Security | G16612106 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 14-Jul-2022 | |
| | ISIN | GB0030913577 | | Agenda | 715720668 - Management |
| | Record Date | | | Holding Recon Date | 12-Jul-2022 | |
| | City / | Country | TBD | / | United
Kingdom | | Vote Deadline | 08-Jul-2022 01:59 PM ET |
| | SEDOL(s) | 3091357 - B014679 - B02S7B1 -
BJLB071 - BL6CC33 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | ANNUAL REPORT AND ACCOUNTS | Management | | For | | For | |
| | 2 | REPORT ON DIRECTORS REMUNERATION | Management | | For | | For | |
| | 3 | FINAL DIVIDEND | Management | | For | | For | |
| | 4 | ELECT ADAM CROZIER | Management | | For | | For | |
| | 5 | RE-ELECT PHILIP JANSEN | Management | | For | | For | |
| | 6 | RE-ELECT SIMON LOWTH | Management | | For | | For | |
| | 7 | RE-ELECT ADEL AL-SALEH | Management | | For | | For | |
| | 8 | RE-ELECT SIR IAN CHESHIRE | Management | | For | | For | |
| | 9 | RE-ELECT IAIN CONN | Management | | For | | For | |
| | 10 | RE-ELECT ISABEL HUDSON | Management | | For | | For | |
| | 11 | RE-ELECT MATTHEW KEY | Management | | For | | For | |
| | 12 | RE-ELECT ALLISON KIRKBY | Management | | For | | For | |
| | 13 | RE-ELECT SARA WELLER | Management | | For | | For | |
| | 14 | AUDITORS RE-APPOINTMENT: KPMG LLP | Management | | For | | For | |
| | 15 | AUDITORS REMUNERATION | Management | | For | | For | |
| | 16 | AUTHORITY TO ALLOT SHARES | Management | | For | | For | |
| | 17 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | | For | | For | |
| | 18 | FURTHER DISAPPLICATION OF PRE-EMPTION
RIGHTS | Management | | For | | For | |
| | 19 | AUTHORITY TO PURCHASE OWN SHARES | Management | | For | | For | |
| | 20 | 14 DAYS NOTICE OF MEETING | Management | | For | | For | |
| | 21 | AUTHORITY FOR POLITICAL DONATIONS | Management | | For | | For | |
| | CMMT | 05 JUL 2022: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF TEXT-IN
RESOLUTION 14. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE-AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU. | Non-Voting | | | |
| | | SSE PLC | | |
| | Security | G8842P102 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 21-Jul-2022 | |
| | ISIN | GB0007908733 | | Agenda | 715813766 - Management |
| | Record Date | | | Holding Recon Date | 19-Jul-2022 | |
| | City / | Country | TBD | / | United
Kingdom | | Vote Deadline | 15-Jul-2022 01:59 PM ET |
| | SEDOL(s) | 0790873 - 5626832 - B02T8N3 -
BL6CBM5 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | RECEIVE THE REPORT AND ACCOUNTS 2022 | Management | | For | | For | |
| | 2 | APPROVE THE REMUNERATION REPORT 2022 | Management | | For | | For | |
| | 3 | APPROVE THE REMUNERATION POLICY 2022 | Management | | For | | For | |
| | 4 | AMENDMENTS TO THE SSE PLC PERFORMANCE
SHARE PLAN RULES (THE PSP RULES) | Management | | For | | For | |
| | 5 | DECLARE A FINAL DIVIDEND | Management | | For | | For | |
| | 6 | RE-APPOINT GREGOR ALEXANDER | Management | | For | | For | |
| | 7 | APPOINT DAME ELISH ANGIOLINI | Management | | For | | For | |
| | 8 | APPOINT JOHN BASON | Management | | For | | For | |
| | 9 | RE-APPOINT DAME SUE BRUCE | Management | | For | | For | |
| | 10 | RE-APPOINT TONY COCKER | Management | | For | | For | |
| | 11 | APPOINT DEBBIE CROSBIE | Management | | For | | For | |
| | 12 | RE-APPOINT PETER LYNAS | Management | | For | | For | |
| | 13 | RE-APPOINT HELEN MAHY | Management | | For | | For | |
| | 14 | RE-APPOINT SIR JOHN MANZONI | Management | | For | | For | |
| | 15 | RE-APPOINT ALISTAIR PHILLIPS-DAVIES | Management | | For | | For | |
| | 16 | RE-APPOINT MARTIN PIBWORTH | Management | | For | | For | |
| | 17 | RE-APPOINT MELANIE SMITH | Management | | For | | For | |
| | 18 | RE-APPOINT DAME ANGELA STRANK | Management | | For | | For | |
| | 19 | APPOINT ERNST AND YOUNG LLP AS AUDITOR | Management | | For | | For | |
| | 20 | AUTHORISE THE AUDIT COMMITTEE TO AGREE THE
AUDITOR'S REMUNERATION | Management | | For | | For | |
| | 21 | RECEIVE THE NET ZERO TRANSITION REPORT 2022 | Management | | For | | For | |
| | 22 | AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | | For | | For | |
| | 23 | SPECIAL RESOLUTION TO DISAPPLY PRE- EMPTION
RIGHTS | Management | | For | | For | |
| | 24 | SPECIAL RESOLUTION TO EMPOWER THE
COMPANY TO PURCHASE ITS OWN ORDINARY
SHARES | Management | | For | | For | |
| | 25 | SPECIAL RESOLUTION TO APPROVE 14 DAYS'
NOTICE OF GENERAL MEETINGS | Management | | For | | For | |
| | CMMT | 20 JUN 2022: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE OF THE MEETING-DATE
FROM 27 JUL 2022 TO 21 JUL 2022. IF YOU HAVE
ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | | MCKESSON CORPORATION | | |
| | Security | 58155Q103 | | Meeting Type | Annual |
| | Ticker Symbol | MCK | | Meeting Date | 22-Jul-2022 | |
| | ISIN | US58155Q1031 | | Agenda | 935672027 - Management |
| | Record Date | 27-May-2022 | | Holding Recon Date | 27-May-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline | 21-Jul-2022 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director for a one-year term: Richard H.
Carmona, M.D. | Management | | For | | For | |
| | 1b. | Election of Director for a one-year term: Dominic J.
Caruso | Management | | For | | For | |
| | 1c. | Election of Director for a one-year term: W. Roy Dunbar | Management | | For | | For | |
| | 1d. | Election of Director for a one-year term: James H. Hinton | Management | | For | | For | |
| | 1e. | Election of Director for a one-year term: Donald R.
Knauss | Management | | For | | For | |
| | 1f. | Election of Director for a one-year term: Bradley E.
Lerman | Management | | For | | For | |
| | 1g. | Election of Director for a one-year term: Linda P. Mantia | Management | | For | | For | |
| | 1h. | Election of Director for a one-year term: Maria Martinez | Management | | For | | For | |
| | 1i. | Election of Director for a one-year term: Susan R. Salka | Management | | For | | For | |
| | 1j. | Election of Director for a one-year term: Brian S. Tyler | Management | | For | | For | |
| | 1k. | Election of Director for a one-year term: Kathleen Wilson-
Thompson | Management | | For | | For | |
| | 2. | Ratification of Appointment of Deloitte & Touche LLP as
the Company's Independent Registered Public
Accounting Firm for Fiscal Year 2023. | Management | | For | | For | |
| | 3. | Advisory vote on executive compensation. | Management | | For | | For | |
| | 4. | Approval of our 2022 Stock Plan. | Management | | For | | For | |
| | 5. | Approval of Amendment to our 2000 Employee Stock
Purchase Plan. | Management | | For | | For | |
| | 6. | Shareholder Proposal on Special Shareholder Meeting
Improvement. | Shareholder | | Against | | For | |
| | 7. | Shareholder Proposal on Transparency in Rule 10b5-1
Trading Policy. | Shareholder | | For | | Against | |
| | | BANK LEUMI LE-ISRAEL B.M. | | |
| | Security | M16043107 | | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 04-Aug-2022 | |
| | ISIN | IL0006046119 | | Agenda | 715860436 - Management |
| | Record Date | 06-Jul-2022 | | Holding Recon Date | 06-Jul-2022 | |
| | City / | Country | TEL AVIV | / | Israel | | Vote Deadline | 28-Jul-2022 01:59 PM ET |
| | SEDOL(s) | 6076425 - B01ZL77 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE YOU DISCLOSE IF-YOU A)
HAVE A PERSONAL INTEREST IN THIS COMPANY B)
ARE A CONTROLLING-SHAREHOLDER IN THIS
COMPANY; C) ARE A SENIOR OFFICER OF THIS
COMPANY OR D)-THAT YOU ARE AN INSTITUTIONAL
CLIENT, JOINT INVESTMENT FUND MANAGER OR
TRUST-FUND. BY SUBMITTING YOUR VOTING
INSTRUCTIONS ONLINE, YOU ARE CONFIRMING
THE-ANSWER FOR A, B AND C TO BE 'NO' AND THE
ANSWER FOR D TO BE 'YES'. IF YOUR-DISCLOSURE
IS DIFFERENT, PLEASE PROVIDE YOUR CUSTODIAN
WITH THE SPECIFIC-DISCLOSURE DETAILS.
REGARDING SECTION 4 IN THE DISCLOSURE, THE
FOLLOWING-DEFINITIONS APPLY IN ISRAEL FOR
INSTITUTIONAL CLIENTS/JOINT INVESTMENT FUND-
MANAGERS/TRUST FUNDS: 1. A MANAGEMENT
COMPANY WITH A LICENSE FROM THE CAPITAL-
MARKET, INSURANCE AND SAVINGS AUTHORITY
COMMISSIONER IN ISRAEL OR 2. AN-INSURER WITH
A FOREIGN INSURER LICENSE FROM THE
COMMISSIONER IN ISRAEL. PER-JOINT
INVESTMENT FUND MANAGERS, IN THE MUTUAL
INVESTMENTS IN TRUST LAW THERE-IS NO
DEFINITION OF A FUND MANAGER, BUT THERE IS A
DEFINITION OF A MANAGEMENT-COMPANY AND A
PENSION FUND. THE DEFINITIONS REFER TO THE
FINANCIAL SERVICES-(PENSION FUNDS)
SUPERVISION LAW 2005. THEREFORE, A
MANAGEMENT COMPANY IS A-COMPANY WITH A
LICENSE FROM THE CAPITAL MARKET, INSURANCE
AND SAVINGS-AUTHORITY COMMISSIONER IN
ISRAEL. PENSION FUND - RECEIVED APPROVAL
UNDER-SECTION 13 OF THE LAW FROM THE
CAPITAL MARKET, INSURANCE AND SAVINGS-
AUTHORITY COMMISSIONER IN ISRAEL. | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 767894 DUE TO RECEIPT OF-CHANGE
IN VOTING STATUS OF RESOLUTION 1. ALL VOTES
RECEIVED ON THE PREVIOUS-MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING-NOTICE. THANK
YOU. | Non-Voting | | | |
| | 1 | DISCUSS FINANCIAL STATEMENTS AND THE
REPORT OF THE BOARD | Non-Voting | | | |
| | 2 | REAPPOINT SOMEKH CHAIKIN (KPMG) AND
BRIGHTMAN ALMAGOR ZOHAR AND CO. (DELOITTE)
AS JOINT AUDITORS AND AUTHORIZE BOARD TO
FIX THEIR REMUNERATION | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2
CANDIDATES TO BE ELECTED AS DIRECTORS,-
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING-
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE-
REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON
ONLY 1 OF THE 2 DIRECTORS AND TO-SELECT
'CLEAR' FOR THE OTHERS. THANK YOU | Non-Voting | | | |
| | 3.1 | ELECT DAN LALUZ AS EXTERNAL DIRECTOR | Management | | | |
| | 3.2 | ELECT ZVI NAGAN AS EXTERNAL DIRECTOR | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 3
OPTIONS TO INDICATE A PREFERENCE ON-THIS
RESOLUTION, ONLY 2 CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS-MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR-ONLY 2 OF THE 3
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR-ABSTAIN THANK YOU | Non-Voting | | | |
| | 4.1 | ELECT ESTHER ELDAN AS DIRECTOR | Management | | Abstain | | Against | |
| | 4.2 | ELECT ESTHER DOMINISINI AS DIRECTOR | Management | | For | | For | |
| | 4.3 | ELECT IRIT SHLOMI AS DIRECTOR | Management | | For | | For | |
| | 5 | AMEND BANK ARTICLES | Management | | For | | For | |
| | 6 | APPROVE AMENDED COMPENSATION POLICY FOR
THE DIRECTORS AND OFFICERS OF THE COMPANY | Management | | For | | For | |
| | CMMT | 19 JUL 2022: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN NUMBERING-OF
RESOLUTIONS AND CHANGE IN MEETING TYPE
FROM MIX TO OGM. IF YOU HAVE-ALREADY SENT IN
YOUR VOTES FOR MID: 770354, PLEASE DO NOT
VOTE AGAIN UNLESS-YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | | ALBERTSONS COMPANIES, INC. | | |
| | Security | 013091103 | | Meeting Type | Annual |
| | Ticker Symbol | ACI | | Meeting Date | 04-Aug-2022 | |
| | ISIN | US0130911037 | | Agenda | 935677700 - Management |
| | Record Date | 07-Jun-2022 | | Holding Recon Date | 07-Jun-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline | 03-Aug-2022 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Vivek Sankaran | Management | | For | | For | |
| | 1b. | Election of Director: James Donald | Management | | For | | For | |
| | 1c. | Election of Director: Chan Galbato | Management | | For | | For | |
| | 1d. | Election of Director: Sharon Allen | Management | | For | | For | |
| | 1e. | Election of Director: Shant Babikian | Management | | For | | For | |
| | 1f. | Election of Director: Steven Davis | Management | | For | | For | |
| | 1g. | Election of Director: Kim Fennebresque | Management | | For | | For | |
| | 1h. | Election of Director: Allen Gibson | Management | | For | | For | |
| | 1i. | Election of Director: Hersch Klaff | Management | | For | | For | |
| | 1j. | Election of Director: Jay Schottenstein | Management | | Against | | Against | |
| | 1k. | Election of Director: Alan Schumacher | Management | | For | | For | |
| | 1l. | Election of Director: Brian Kevin Turner | Management | | For | | For | |
| | 1m. | Election of Director: Mary Elizabeth West | Management | | For | | For | |
| | 1n. | Election of Director: Scott Wille | Management | | For | | For | |
| | 2. | Ratify the appointment of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the fiscal year ending February 25, 2023. | Management | | For | | For | |
| | 3. | Hold the annual, non-binding, advisory vote on our
executive compensation program. | Management | | For | | For | |
| | | CAE INC | | |
| | Security | 124765108 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 10-Aug-2022 | |
| | ISIN | CA1247651088 | | Agenda | 715827082 - Management |
| | Record Date | 15-Jun-2022 | | Holding Recon Date | 15-Jun-2022 | |
| | City / | Country | VIRTUAL | / | Canada | | Vote Deadline | 04-Aug-2022 01:59 PM ET |
| | SEDOL(s) | 2125097 - 2162760 - 5619348 -
BMGKSC5 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTIONS 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.13 AND
2. THANK YOU. | Non-Voting | | | |
| | 1.1 | ELECTION OF DIRECTOR: AYMAN ANTOUN | Management | | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: MARGARET S. (PEG)
BILLSON | Management | | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: ELISE EBERWEIN | Management | | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: HON. MICHAEL M.
FORTIER | Management | | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: MARIANNE HARRISON | Management | | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: ALAN N. MACGIBBON | Management | | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: MARY LOU MAHER | Management | | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: FRANCOIS OLIVIER | Management | | For | | For | |
| | 1.9 | ELECTION OF DIRECTOR: MARC PARENT | Management | | For | | For | |
| | 1.10 | ELECTION OF DIRECTOR: GEN. DAVID G. PERKINS,
USA (RET.) | Management | | For | | For | |
| | 1.11 | ELECTION OF DIRECTOR: MICHAEL E. ROACH | Management | | For | | For | |
| | 1.12 | ELECTION OF DIRECTOR: PATRICK M. SHANAHAN | Management | | For | | For | |
| | 1.13 | ELECTION OF DIRECTOR: ANDREW J. STEVENS | Management | | For | | For | |
| | 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS,
LLP AS AUDITORS AND AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | | For | |
| | 3 | APPROVING THE ADVISORY (NON BINDING)
RESOLUTION ACCEPTING THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
INFORMATION CIRCULAR | Management | | Against | | Against | |
| | | BANK HAPOALIM B.M. | | |
| | Security | M1586M115 | | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 11-Aug-2022 | |
| | ISIN | IL0006625771 | | Agenda | 715860171 - Management |
| | Record Date | 11-Jul-2022 | | Holding Recon Date | 11-Jul-2022 | |
| | City / | Country | TEL AVIV | / | Israel | | Vote Deadline | 04-Aug-2022 01:59 PM ET |
| | SEDOL(s) | 6075808 - B05P7G4 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE YOU DISCLOSE IF-YOU A)
HAVE A PERSONAL INTEREST IN THIS COMPANY B)
ARE A CONTROLLING-SHAREHOLDER IN THIS
COMPANY; C) ARE A SENIOR OFFICER OF THIS
COMPANY OR D)-THAT YOU ARE AN INSTITUTIONAL
CLIENT, JOINT INVESTMENT FUND MANAGER OR
TRUST-FUND. BY SUBMITTING YOUR VOTING
INSTRUCTIONS ONLINE, YOU ARE CONFIRMING
THE-ANSWER FOR A, B AND C TO BE 'NO' AND THE
ANSWER FOR D TO BE 'YES'. IF YOUR-DISCLOSURE
IS DIFFERENT, PLEASE PROVIDE YOUR CUSTODIAN
WITH THE SPECIFIC-DISCLOSURE DETAILS.
REGARDING SECTION 4 IN THE DISCLOSURE, THE
FOLLOWING-DEFINITIONS APPLY IN ISRAEL FOR
INSTITUTIONAL CLIENTS/JOINT INVESTMENT FUND-
MANAGERS/TRUST FUNDS: 1. A MANAGEMENT
COMPANY WITH A LICENSE FROM THE CAPITAL-
MARKET, INSURANCE AND SAVINGS AUTHORITY
COMMISSIONER IN ISRAEL OR 2. AN-INSURER WITH
A FOREIGN INSURER LICENSE FROM THE
COMMISSIONER IN ISRAEL. PER-JOINT
INVESTMENT FUND MANAGERS, IN THE MUTUAL
INVESTMENTS IN TRUST LAW THERE-IS NO
DEFINITION OF A FUND MANAGER, BUT THERE IS A
DEFINITION OF A MANAGEMENT-COMPANY AND A
PENSION FUND. THE DEFINITIONS REFER TO THE
FINANCIAL SERVICES-(PENSION FUNDS)
SUPERVISION LAW 2005. THEREFORE, A
MANAGEMENT COMPANY IS A-COMPANY WITH A
LICENSE FROM THE CAPITAL MARKET, INSURANCE
AND SAVINGS-AUTHORITY COMMISSIONER IN
ISRAEL. PENSION FUND - RECEIVED APPROVAL
UNDER-SECTION 13 OF THE LAW FROM THE
CAPITAL MARKET, INSURANCE AND SAVINGS-
AUTHORITY COMMISSIONER IN ISRAEL. | Non-Voting | | | |
| | 1 | DISCUSS FINANCIAL STATEMENTS AND THE
REPORT OF THE BOARD | Non-Voting | | | |
| | 2 | REAPPOINT SOMEKH CHAIKIN (KPMG) AND ZIV
HAFT (BDO) AS JOINT AUDITORS | Management | | For | | For | |
| | 3 | APPROVE UPDATED EMPLOYMENT TERMS OF
RUBEN KRUPIK, CHAIRMAN, AND AMEND
COMPENSATION POLICY ACCORDINGLY | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2
CANDIDATES TO BE ELECTED AS EXTERNAL-
DIRECTORS, THERE IS ONLY 1 VACANCY
AVAILABLE TO BE FILLED AT THE MEETING. THE-
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE,-YOU ARE
REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON
ONLY 1 OF THE 2 DIRECTORS-AND TO SELECT
'CLEAR' FOR THE OTHERS. THANK YOU | Non-Voting | | | |
| | 4.1 | REELECT DAVID AVNER AS EXTERNAL DIRECTOR | Management | | For | | For | |
| | 4.2 | ELECT ANAT PELED AS EXTERNAL DIRECTOR | Management | | | |
| | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2
OPTIONS TO INDICATE A PREFERENCE ON-THIS
RESOLUTIONS 5.1 AND 5.2, ONLY 1 CAN BE
SELECTED. THE STANDING-INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE-REQUIRED TO VOTE FOR ONLY
1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES
MUST BE-EITHER AGAINST OR ABSTAIN THANK
YOU | Non-Voting | | | |
| | 5.1 | REELECT NOAM HANEGBI AS EXTERNAL DIRECTOR | Management | | For | | For | |
| | 5.2 | ELECT RON SHAMIR AS EXTERNAL DIRECTOR | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 3
OPTIONS TO INDICATE A PREFERENCE ON-THIS
RESOLUTIONS 6.1 TO 6.3, ONLY 2 CAN BE
SELECTED. THE STANDING-INSTRUCTIONS FOR
THIS MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE-REQUIRED TO VOTE FOR ONLY
2 OF THE 3 OPTIONS BELOW, YOUR OTHER VOTES
MUST BE-EITHER AGAINST OR ABSTAIN THANK
YOU | Non-Voting | | | |
| | 6.1 | ELECT ODELIA LEVANON AS DIRECTOR | Management | | For | | For | |
| | 6.2 | REELECT DAVID ZVILICHOVSKY AS DIRECTOR | Management | | For | | For | |
| | 6.3 | ELECT RONEN LAGO AS DIRECTOR | Management | | For | | For | |
| | CMMT | 20 JULY 2022: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN NUMBERING-OF
RESOLUTIONS AND CHANGE IN MEETING TYPE
FROM AGM TO OGM. RESOLUTIONS AND-
MODIFICATION TEXT OF COMMENTS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES. PLEASE-DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS.-THANK YOU. | Non-Voting | | | |
| | | ELECTRONIC ARTS INC. | | |
| | Security | 285512109 | | Meeting Type | Annual |
| | Ticker Symbol | EA | | Meeting Date | 11-Aug-2022 | |
| | ISIN | US2855121099 | | Agenda | 935682092 - Management |
| | Record Date | 17-Jun-2022 | | Holding Recon Date | 17-Jun-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline | 10-Aug-2022 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director to hold office for a one-year term: Kofi
A. Bruce | Management | | For | | For | |
| | 1b. | Election of Director to hold office for a one-year term:
Rachel A. Gonzalez | Management | | For | | For | |
| | 1c. | Election of Director to hold office for a one-year term:
Jeffrey T. Huber | Management | | For | | For | |
| | 1d. | Election of Director to hold office for a one-year term:
Talbott Roche | Management | | For | | For | |
| | 1e. | Election of Director to hold office for a one-year term:
Richard A. Simonson | Management | | For | | For | |
| | 1f. | Election of Director to hold office for a one-year term:
Luis A. Ubiñas | Management | | For | | For | |
| | 1g. | Election of Director to hold office for a one-year term:
Heidi J. Ueberroth | Management | | For | | For | |
| | 1h. | Election of Director to hold office for a one-year term:
Andrew Wilson | Management | | For | | For | |
| | 2. | Advisory vote to approve named executive officer
compensation. | Management | | For | | For | |
| | 3. | Ratification of the appointment of KPMG LLP as our
independent public registered accounting firm for the
fiscal year ending March 31, 2023. | Management | | For | | For | |
| | 4. | Approve the Company's amended 2019 Equity Incentive
Plan. | Management | | For | | For | |
| | 5. | Approve an amendment to the Company's Certificate of
Incorporation to reduce the threshold for stockholders to
call special meetings from 25% to 15%. | Management | | For | | For | |
| | 6. | To consider and vote upon a stockholder proposal, if
properly presented at the Annual Meeting, on termination
pay. | Shareholder | | For | | Against | |
| | | NATWEST GROUP PLC | | |
| | Security | G6422B105 | | Meeting Type | MIX |
| | Ticker Symbol | | | Meeting Date | 25-Aug-2022 | |
| | ISIN | GB00B7T77214 | | Agenda | 715970819 - Management |
| | Record Date | | | Holding Recon Date | 23-Aug-2022 | |
| | City / | Country | EDINBU
RGH | / | United
Kingdom | | Vote Deadline | 22-Aug-2022 01:59 PM ET |
| | SEDOL(s) | B7SZFK0 - B7T7721 - B8C2786 -
BPX1XM7 - BRTM7Y8 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 781825 DUE TO RECEIVED-ADDITIONAL
RESOLUTION 9. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE-DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE-REINSTRUCT ON THIS
MEETING NOTICE ON THE NEW JOB. IF HOWEVER
VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED
IN THE MARKET, THIS MEETING WILL BE CLOSED
AND-YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE-ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS-SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | | | |
| | O.1 | TO DECLARE A SPECIAL DIVIDEND OF 16.8P PER
ORDINARY SHARE | Management | | For | | For | |
| | O.2 | TO CONSOLIDATE THE ORDINARY SHARE CAPITAL | Management | | For | | For | |
| | O.3 | TO AMEND THE DIRECTORS' AUTHORITY TO ALLOT
SHARES IN THE COMPANY | Management | | For | | For | |
| | O.4 | THAT, SUBJECT TO AND CONDITIONAL UPON THE
PASSING OF RESOLUTIONS 1, 2 AND 3 AND THE
CLASS MEETING RESOLUTION AND ADMISSION
AND, IN PLACE OF THE EQUIVALENT AUTHORITY
GIVEN TO THE DIRECTORS AT THE LAST ANNUAL
GENERAL MEETING OF THE COMPANY (BUT
WITHOUT PREJUDICE TO THE CONTINUING
AUTHORITY OF THE DIRECTORS TO DISAPPLY PRE-
EMPTION RIGHTS IN CONNECTION WITH AN OFFER
OR AGREEMENT MADE BY THE COMPANY BEFORE
THE EXPIRY OF THE AUTHORITY PURSUANT TO
WHICH SUCH OFFER OR AGREEMENT WAS MADE),
THE DIRECTORS BE AND ARE GENERALLY AND
UNCONDITIONALLY EMPOWERED PURSUANT TO
SECTION 570 AND SECTION 573 OF THE
COMPANIES ACT 2006 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560 OF THE
COMPANIES ACT 2006) FOR CASH, EITHER
PURSUANT TO THE AUTHORITY CONFERRED BY
RESOLUTION 3 OR BY WAY OF A SALE OF
TREASURY SHARES, AS IF SECTION 561 OF THE | Management | | For | | For | |
| | COMPANIES ACT 2006 DID NOT APPLY TO ANY
SUCH ALLOTMENT, PROVIDED THAT THIS POWER
SHALL BE LIMITED TO: (I) THE ALLOTMENT
(OTHERWISE THAN PURSUANT TO SUB-
PARAGRAPH (II) BELOW) OF EQUITY SECURITIES
PURSUANT TO THE AUTHORITY GRANTED UNDER
RESOLUTION SUB-PARAGRAPH (I) OF RESOLUTION
3, AND/OR BY VIRTUE OF SECTION 560(3) OF THE
COMPANIES ACT 2006, UP TO A MAXIMUM
AGGREGATE NOMINAL AMOUNT OF GBP
520,306,980; AND (II) THE ALLOTMENT OF EQUITY
SECURITIES IN CONNECTION WITH AN OFFER OR
ISSUE OF EQUITY SECURITIES (BUT IN THE CASE
OF THE AUTHORITY GRANTED UNDER SUB-
PARAGRAPH (II) OF RESOLUTION 3, BY WAY OF A
RIGHTS ISSUE AS DESCRIBED IN THAT
RESOLUTION ONLY) TO OR IN FAVOUR OF (A)
HOLDERS OF NEW ORDINARY SHARES IN
PROPORTION (AS NEARLY AS MAY BE
PRACTICABLE) TO THEIR EXISTING HOLDINGS, AND
(B) HOLDERS OF OTHER EQUITY SECURITIES IF
THIS IS REQUIRED BY THE RIGHTS OF THOSE
SECURITIES OR, IF THE DIRECTORS CONSIDER IT
NECESSARY, AS PERMITTED BY THE RIGHTS OF
THOSE SECURITIES, BUT SUBJECT TO SUCH
EXCLUSIONS OR OTHER ARRANGEMENTS AS THE
DIRECTORS MAY DEEM NECESSARY OR
EXPEDIENT IN RELATION TO FRACTIONAL
ENTITLEMENTS, TREASURY SHARES, RECORD
DATES, SECURITIES REPRESENTED BY
DEPOSITARY RECEIPTS, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS ARISING IN, OR UNDER THE
LAWS OF, ANY TERRITORY OR THE
REQUIREMENTS OF ANY RELEVANT REGULATORY
BODY OR ANY STOCK EXCHANGE OR ANY OTHER
MATTER. THIS AUTHORITY SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY OR, IF EARLIER, AT
THE CLOSE OF BUSINESS ON 30 JUNE 2023,
UNLESS PREVIOUSLY RENEWED, VARIED OR
REVOKED BY THE COMPANY IN GENERAL
MEETING, SAVE THAT THE COMPANY MAY BEFORE
SUCH EXPIRY MAKE ANY OFFER OR ENTER INTO
ANY AGREEMENT WHICH WOULD OR MIGHT
REQUIRE EQUITY SECURITIES TO BE ALLOTTED,
OR TREASURY SHARES SOLD, AFTER SUCH EXPIRY
AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES OR SELL TREASURY SHARES IN
PURSUANCE OF ANY SUCH OFFER OR AGREEMENT
AS IF THIS AUTHORITY CONFERRED HAD NOT
EXPIRED. COMPLIANCE WITH THE LIMIT IN SUB-
PARAGRAPH (II) OF RESOLUTION 3 SHALL BE
CALCULATED, IN THE CASE OF EQUITY SECURITIES | |
| | WHICH ARE RIGHTS TO SUBSCRIBE FOR, OR TO
CONVERT SECURITIES INTO, ORDINARY SHARES
(AS DEFINED IN SECTION 560 OF THE COMPANIES
ACT 2006), BY REFERENCE TO THE AGGREGATE
NOMINAL AMOUNT OF SUCH SHARES WHICH MAY
BE ALLOTTED PURSUANT TO SUCH RIGHTS | |
| | O.5 | THAT, SUBJECT TO AND CONDITIONAL UPON THE
PASSING OF RESOLUTIONS 1, 2 AND 3 AND THE
CLASS MEETING RESOLUTION AND ADMISSION
AND IN ADDITION TO ANY AUTHORITY GRANTED
UNDER RESOLUTION 4, AND IN PLACE OF THE
EQUIVALENT AUTHORITY GIVEN TO THE
DIRECTORS AT THE LAST ANNUAL GENERAL
MEETING OF THE COMPANY (BUT WITHOUT
PREJUDICE TO THE CONTINUING AUTHORITY OF
THE DIRECTORS TO DISAPPLY PRE-EMPTION
RIGHTS IN CONNECTION WITH AN OFFER OR
AGREEMENT MADE BY THE COMPANY BEFORE THE
EXPIRY OF THE AUTHORITY PURSUANT TO WHICH
SUCH OFFER OR AGREEMENT WAS MADE), THE
DIRECTORS BE AND ARE GENERALLY AND
UNCONDITIONALLY EMPOWERED PURSUANT TO
SECTION 570 AND SECTION 573 OF THE
COMPANIES ACT 2006 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560 OF THE
COMPANIES ACT 2006) FOR CASH, EITHER
PURSUANT TO THE AUTHORITY CONFERRED BY
RESOLUTION 3 OR BY WAY OF A SALE OF
TREASURY SHARES, AS IF SECTION 561 OF THE
COMPANIES ACT 2006 DID NOT APPLY TO ANY
SUCH ALLOTMENT, PROVIDED THAT THIS
AUTHORITY SHALL BE: (I) LIMITED TO THE
ALLOTMENT OF EQUITY SECURITIES, OR SALE OF
TREASURY SHARES, UP TO A MAXIMUM
AGGREGATE NOMINAL AMOUNT OF GBP
520,306,980; AND (II) USED ONLY FOR THE
PURPOSES OF FINANCING (OR REFINANCING, IF
THE AUTHORITY IS TO BE USED WITHIN SIX
MONTHS AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE DIRECTORS DETERMINE
TO BE AN ACQUISITION OR OTHER CAPITAL
INVESTMENT OF A KIND CONTEMPLATED BY THE
STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-
EMPTION RIGHTS MOST RECENTLY PUBLISHED BY
THE PRE-EMPTION GROUP AS AT THE DATE OF THE
2022 AGM. THIS AUTHORITY SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY OR, IF EARLIER, AT
THE CLOSE OF BUSINESS ON 30 JUNE 2023, BUT IN
EACH CASE, PRIOR TO ITS EXPIRY, THE COMPANY
MAY MAKE OFFERS, AND ENTER INTO
AGREEMENTS, WHICH WOULD, OR MIGHT,
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AFTER IT EXPIRES, AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES IN PURSUANCE OF
SUCH OFFER OR AGREEMENT AS IF THIS
AUTHORITY HAD NOT EXPIRED | Management | | For | | For | |
| | O.6 | TO AMEND THE AUTHORITY FOR THE COMPANY TO
PURCHASE ITS OWN SHARE SON A RECOGNISED
INVESTMENT EXCHANGE | Management | | For | | For | |
| | O.7 | TO AMEND THE DIRECTED BUY BACK CONTRACT IN
RELATION TO THE EXISTING AUTHORITY FOR OFF-
MARKET PURCHASES OF ORDINARY SHARES FROM
HM TREASURY | Management | | For | | For | |
| | O.8 | TO AMEND THE COMPANY'S ARTICLES OF
ASSOCIATION | Management | | For | | For | |
| | C.9 | TO SANCTION AND CONSENT TO EVERY
VARIATION, ALTERATION, MODIFICATION OR
ABROGATION OF THE SPECIAL RIGHTS TO
ORDINARY SHARES | Management | | For | | For | |
| | | NORSK HYDRO ASA | | |
| | Security | R61115102 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 20-Sep-2022 | |
| | ISIN | NO0005052605 | | Agenda | 716023205 - Management |
| | Record Date | 13-Sep-2022 | | Holding Recon Date | 13-Sep-2022 | |
| | City / | Country | TBD | / | Norway | Blocking | | Vote Deadline | 08-Sep-2022 01:59 PM ET |
| | SEDOL(s) | B11HK39 - B124Y37 - B14NQZ8 -
B14NSY1 - B14ZPP7 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE
BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE
OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION. | Non-Voting | | | |
| | CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF
ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL
BENEFICIAL OWNER SIGNED POA MAY BE
REQUIRED. | Non-Voting | | | |
| | CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE
ACCOUNT IN THE LOCAL MARKET, THE-LOCAL
CUSTODIAN WILL TEMPORARILY TRANSFER VOTED
SHARES TO A SEPARATE ACCOUNT-IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
VOTING DEADLINE AND TRANSFER BACK-TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING DATE. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 1 | APPROVE NOTICE OF MEETING AND AGENDA | Management | | For | | For | |
| | 2 | ELECT CHAIRMAN OF MEETING; DESIGNATE
INSPECTOR(S) OF MINUTES OF MEETING | Management | | For | | For | |
| | 3 | AUTHORIZE SHARE REPURCHASE PROGRAM AND
CANCELLATION OF REPURCHASED SHARES | Management | | For | | For | |
| | 4 | APPROVE DIVIDENDS OF NOK 1.45 PER SHARE | Management | | For | | For | |
| | CMMT | 29 AUG 2022: PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS)-AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT-CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE-CREST SYSTEM. THIS TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER | Non-Voting | | | |
| | HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS-
PRACTICABLE ON RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD-DATE
APPLIES) UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS-CONFIRMED
AVAILABILIY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED,-THE VOTED POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED-
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE-
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION-TO
ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-
FURTHER INFORMATION ON THE CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE-
SEPARATE INSTRUCTIONS FROM YOU | |
| | CMMT | 29 AUG 2022: PLEASE NOTE SHARE BLOCKING WILL
APPLY FOR ANY VOTED POSITIONS-SETTLING
THROUGH EUROCLEAR BANK | Non-Voting | | | |
| | CMMT | 29 AUG 2022: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENTS.-IF
YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU | Non-Voting | | | |
| | | DARDEN RESTAURANTS, INC. | | |
| | Security | 237194105 | | Meeting Type | Annual |
| | Ticker Symbol | DRI | | Meeting Date | 21-Sep-2022 | |
| | ISIN | US2371941053 | | Agenda | 935696762 - Management |
| | Record Date | 27-Jul-2022 | | Holding Recon Date | 27-Jul-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline | 20-Sep-2022 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Margaret Shân Atkins | | For | | For | |
| | 2 | Ricardo Cardenas | | For | | For | |
| | 3 | Juliana L. Chugg | | For | | For | |
| | 4 | James P. Fogarty | | For | | For | |
| | 5 | Cynthia T. Jamison | | For | | For | |
| | 6 | Eugene I. Lee, Jr. | | For | | For | |
| | 7 | Nana Mensah | | For | | For | |
| | 8 | William S. Simon | | For | | For | |
| | 9 | Charles M. Sonsteby | | For | | For | |
| | 10 | Timothy J. Wilmott | | For | | For | |
| | 2. | To obtain advisory approval of the Company's executive
compensation. | Management | | For | | For | |
| | 3. | To ratify the appointment of KPMG LLP as our
independent registered public accounting firm for the
fiscal year ending May 28, 2023. | Management | | For | | For | |
| | | PAYCHEX, INC. | | |
| | Security | 704326107 | | Meeting Type | Annual |
| | Ticker Symbol | PAYX | | Meeting Date | 13-Oct-2022 | |
| | ISIN | US7043261079 | | Agenda | 935704812 - Management |
| | Record Date | 15-Aug-2022 | | Holding Recon Date | 15-Aug-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline | 12-Oct-2022 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Martin Mucci | Management | | For | | For | |
| | 1b. | Election of Director: Thomas F. Bonadio | Management | | For | | For | |
| | 1c. | Election of Director: Joseph G. Doody | Management | | For | | For | |
| | 1d. | Election of Director: David J.S. Flaschen | Management | | For | | For | |
| | 1e. | Election of Director: B. Thomas Golisano | Management | | For | | For | |
| | 1f. | Election of Director: Pamela A. Joseph | Management | | For | | For | |
| | 1g. | Election of Director: Kevin A. Price | Management | | For | | For | |
| | 1h. | Election of Director: Joseph M. Tucci | Management | | For | | For | |
| | 1i. | Election of Director: Joseph M. Velli | Management | | For | | For | |
| | 1j. | Election of Director: Kara Wilson | Management | | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION. | Management | | For | | For | |
| | 3. | RATIFICATION OF SELECTION OF
PRICEWATERHOUSECOOPERS LLP TO SERVE AS
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | | For | | For | |
| | | SEAGATE TECHNOLOGY HOLDINGS PLC | | |
| | Security | G7997R103 | | Meeting Type | Annual |
| | Ticker Symbol | STX | | Meeting Date | 24-Oct-2022 | |
| | ISIN | IE00BKVD2N49 | | Agenda | 935706486 - Management |
| | Record Date | 26-Aug-2022 | | Holding Recon Date | 26-Aug-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline | 21-Oct-2022 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Shankar Arumugavelu | Management | | For | | For | |
| | 1b. | Election of Director: Prat S. Bhatt | Management | | For | | For | |
| | 1c. | Election of Director: Judy Bruner | Management | | For | | For | |
| | 1d. | Election of Director: Michael R. Cannon | Management | | For | | For | |
| | 1e. | Election of Director: Richard L. Clemmer | Management | | For | | For | |
| | 1f. | Election of Director: Yolanda L. Conyers | Management | | For | | For | |
| | 1g. | Election of Director: Jay L. Geldmacher | Management | | For | | For | |
| | 1h. | Election of Director: Dylan Haggart | Management | | For | | For | |
| | 1i. | Election of Director: William D. Mosley | Management | | For | | For | |
| | 1j. | Election of Director: Stephanie Tilenius | Management | | For | | For | |
| | 1k. | Election of Director: Edward J. Zander | Management | | For | | For | |
| | 2. | Approve, in an Advisory, Non-binding Vote, the
Compensation of the Company's Named Executive
Officers ("Say-on-Pay"). | Management | | Against | | Against | |
| | 3. | A Non-binding Ratification of the Appointment of Ernst &
Young LLP as the Independent Auditors for the Fiscal
Year Ending June 30, 2023 and Binding Authorization of
the Audit and Finance Committee to Set Auditors'
Remuneration. | Management | | For | | For | |
| | 4. | Determine the Price Range for the Re-allotment of
Treasury Shares. | Management | | Against | | Against | |
| | | FOX CORPORATION | | |
| | Security | 35137L105 | | Meeting Type | Annual |
| | Ticker Symbol | FOXA | | Meeting Date | 03-Nov-2022 | |
| | ISIN | US35137L1052 | | Agenda | 935714039 - Management |
| | Record Date | 12-Sep-2022 | | Holding Recon Date | 12-Sep-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline | 02-Nov-2022 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | Non Voting agenda | Management | | For | | | |
| | | COMPUTERSHARE LTD | | |
| | Security | Q2721E105 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 10-Nov-2022 | |
| | ISIN | AU000000CPU5 | | Agenda | 716151167 - Management |
| | Record Date | 08-Nov-2022 | | Holding Recon Date | 08-Nov-2022 | |
| | City / | Country | VICTORI
A | / | Australia | | Vote Deadline | 04-Nov-2022 01:59 PM ET |
| | SEDOL(s) | 5985845 - 6180412 - B02NTH6 -
BHZLD30 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR
PROPOSALS 3,4 AND VOTES CAST BY-ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE-PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY-
ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-
ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON THE ABOVE-
MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S-AND YOU COMPLY
WITH THE VOTING EXCLUSION | Non-Voting | | | |
| | 2 | RE-ELECTION OF MS TIFFANY FULLER AS A
DIRECTOR | Management | | For | | For | |
| | 3 | REMUNERATION REPORT | Management | | For | | For | |
| | 4 | FY23 LTI GRANT TO THE CHIEF EXECUTIVE
OFFICER | Management | | For | | For | |
| | 5 | TO REPLACE THE CONSTITUTION OF THE
COMPANY | Management | | For | | For | |
| | | ORACLE CORPORATION | | |
| | Security | 68389X105 | | Meeting Type | Annual |
| | Ticker Symbol | ORCL | | Meeting Date | 16-Nov-2022 | |
| | ISIN | US68389X1054 | | Agenda | 935715182 - Management |
| | Record Date | 19-Sep-2022 | | Holding Recon Date | 19-Sep-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline | 15-Nov-2022 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Awo Ablo | | For | | For | |
| | 2 | Jeffrey S. Berg | | For | | For | |
| | 3 | Michael J. Boskin | | For | | For | |
| | 4 | Safra A. Catz | | For | | For | |
| | 5 | Bruce R. Chizen | | For | | For | |
| | 6 | George H. Conrades | | For | | For | |
| | 7 | Lawrence J. Ellison | | For | | For | |
| | 8 | Rona A. Fairhead | | For | | For | |
| | 9 | Jeffrey O. Henley | | For | | For | |
| | 10 | Renee J. James | | For | | For | |
| | 11 | Charles W. Moorman | | For | | For | |
| | 12 | Leon E. Panetta | | For | | For | |
| | 13 | William G. Parrett | | For | | For | |
| | 14 | Naomi O. Seligman | | For | | For | |
| | 15 | Vishal Sikka | | For | | For | |
| | 2. | Advisory Vote to Approve the Compensation of our
Named Executive Officers. | Management | | Against | | Against | |
| | 3. | Ratification of the Selection of our Independent
Registered Public Accounting Firm. | Management | | For | | For | |
| | | GOODMAN GROUP | | |
| | Security | Q4229W132 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 17-Nov-2022 | |
| | ISIN | AU000000GMG2 | | Agenda | 716148235 - Management |
| | Record Date | 15-Nov-2022 | | Holding Recon Date | 15-Nov-2022 | |
| | City / | Country | SYDNEY | / | Australia | | Vote Deadline | 11-Nov-2022 01:59 PM ET |
| | SEDOL(s) | B03FYZ4 - B064RS2 - B0VY550 -
BHZLHJ4 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR
PROPOSALS 7 TO 12 AND VOTES CAST-BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE-PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY-
ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-
ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON THE ABOVE-
MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S-AND YOU COMPLY
WITH THE VOTING EXCLUSION | Non-Voting | | | |
| | CMMT | BELOW RESOLUTION 1 IS FOR THE GLHK | Non-Voting | | | |
| | 1 | TO APPOINT THE AUDITOR OF GOODMAN
LOGISTICS (HK) LIMITED: KPMG | Management | | | |
| | CMMT | BELOW RESOLUTION 2 TO 7, 12 IS FOR THE GL | Non-Voting | | | |
| | 2 | RE-ELECTION OF CHRIS GREEN AS A DIRECTOR OF
GOODMAN LIMITED | Management | | | |
| | 3 | RE-ELECTION OF PHILLIP PRYKE, AS A DIRECTOR
OF GOODMAN LIMITED | Management | | | |
| | 4 | RE-ELECTION OF ANTHONY ROZIC AS A DIRECTOR
OF GOODMAN LIMITED | Management | | | |
| | 5 | ELECTION OF HILARY SPANN AS A DIRECTOR OF
GOODMAN LIMITED | Management | | | |
| | 6 | ELECTION OF VANESSA LIU AS A DIRECTOR OF
GOODMAN LIMITED | Management | | | |
| | 7 | ADOPTION OF THE REMUNERATION REPORT | Management | | | |
| | CMMT | BELOW RESOLUTION 8 TO 11 IS FOR THE GL, GLHK,
GIT | Non-Voting | | | |
| | 8 | ISSUE OF PERFORMANCE RIGHTS UNDER THE
LONG TERM INCENTIVE PLAN TO GREG GOODMAN | Management | | | |
| | 9 | ISSUE OF PERFORMANCE RIGHTS UNDER THE
LONG TERM INCENTIVE PLAN TO DANNY PEETERS | Management | | | |
| | 10 | ISSUE OF PERFORMANCE RIGHTS UNDER THE
LONG TERM INCENTIVE PLAN TO ANTHONY ROZIC | Management | | | |
| | 11 | APPROVAL FOR INCREASING THE NON-EXECUTIVE
DIRECTORS' FEE POOL | Management | | | |
| | CMMT | IF YOU INTEND TO VOTE FOR THE REMUNERATION
REPORT, THEN YOU SHOULD VOTE-AGAINST THE
SPILL RESOLUTION | Non-Voting | | | |
| | 12 | SPILL RESOLUTION: THAT, AS REQUIRED BY THE
CORPORATIONS ACT: (A) AN EXTRAORDINARY
GENERAL MEETING OF GOODMAN LIMITED (THE
"SPILL MEETING") BE HELD WITHIN 90 DAYS OF THE
PASSING OF THIS RESOLUTION; (B) ALL OF THE
DIRECTORS IN OFFICE WHEN THE BOARD
RESOLUTION TO MAKE THE DIRECTORS' REPORT
FOR THE FINANCIAL YEAR ENDED 30 JUNE 2022
WAS PASSED (OTHER THAN THE GROUP CEO AND
MANAGING DIRECTOR) AND WHO REMAIN IN
OFFICE AT THE TIME OF THE SPILL MEETING,
CEASE TO HOLD OFFICE IMMEDIATELY BEFORE
THE END OF THE SPILL MEETING; AND (C)
RESOLUTIONS TO APPOINT PERSONS TO OFFICES
THAT WILL BE VACATED IMMEDIATELY BEFORE
THE END OF THE SPILL MEETING BE PUT TO THE
VOTE OF SHAREHOLDERS AT THE SPILL MEETING | Management | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 796326 DUE TO CHANGE IN-SEQUENCE
OF RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING-WILL BE
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.-THANK
YOU | Non-Voting | | | |
| | | SONIC HEALTHCARE LIMITED | | |
| | Security | Q8563C107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 17-Nov-2022 | |
| | ISIN | AU000000SHL7 | | Agenda | 716196731 - Management |
| | Record Date | 15-Nov-2022 | | Holding Recon Date | 15-Nov-2022 | |
| | City / | Country | SYDNEY | / | Australia | | Vote Deadline | 11-Nov-2022 01:59 PM ET |
| | SEDOL(s) | 5975589 - 6821120 - B3BJRY9 -
BJ05375 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR
PROPOSALS 3,4,5 AND VOTES CAST BY-ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE-PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY-
ANNOUNCEMENT) VOTE ABSTAIN ON THE
RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-
ACKNOWLEDGE THAT YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE-
PASSING OF THE RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON THE ABOVE-
MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER
EXPECT TO OBTAIN BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S-AND YOU COMPLY
WITH THE VOTING EXCLUSION | Non-Voting | | | |
| | 1 | ELECTION OF PROFESSOR CHRISTINE BENNETT AS
A NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 2 | ELECTION OF DR KATHARINE GILES AS A NON-
EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 3 | ADOPTION OF THE REMUNERATION REPORT | Management | | For | | For | |
| | 4 | APPROVAL OF LONG TERM INCENTIVES FOR DR
COLIN GOLDSCHMIDT, MANAGING DIRECTOR AND
CHIEF EXECUTIVE OFFICER | Management | | For | | For | |
| | 5 | APPROVAL OF LONG TERM INCENTIVES FOR MR
CHRIS WILKS, FINANCE DIRECTOR AND CHIEF
FINANCIAL OFFICER | Management | | For | | For | |
| | | AUTOZONE, INC. | | |
| | Security | 053332102 | | Meeting Type | Annual |
| | Ticker Symbol | AZO | | Meeting Date | 14-Dec-2022 | |
| | ISIN | US0533321024 | | Agenda | 935724600 - Management |
| | Record Date | 17-Oct-2022 | | Holding Recon Date | 17-Oct-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline | 13-Dec-2022 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Michael A. George | Management | | For | | For | |
| | 1b. | Election of Director: Linda A. Goodspeed | Management | | For | | For | |
| | 1c. | Election of Director: Earl G. Graves, Jr. | Management | | For | | For | |
| | 1d. | Election of Director: Enderson Guimaraes | Management | | For | | For | |
| | 1e. | Election of Director: Brian P. Hannasch | Management | | For | | For | |
| | 1f. | Election of Director: D. Bryan Jordan | Management | | For | | For | |
| | 1g. | Election of Director: Gale V. King | Management | | For | | For | |
| | 1h. | Election of Director: George R. Mrkonic, Jr. | Management | | For | | For | |
| | 1i. | Election of Director: William C. Rhodes, III | Management | | For | | For | |
| | 1j. | Election of Director: Jill A. Soltau | Management | | For | | For | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as
independent registered public accounting firm for the
2023 fiscal year. | Management | | For | | For | |
| | 3. | Approval of an advisory vote on the compensation of
named executive officers. | Management | | For | | For | |
| | | ASPEN TECHNOLOGY, INC. | | |
| | Security | 29109X106 | | Meeting Type | Annual |
| | Ticker Symbol | AZPN | | Meeting Date | 15-Dec-2022 | |
| | ISIN | US29109X1063 | | Agenda | 935726806 - Management |
| | Record Date | 17-Oct-2022 | | Holding Recon Date | 17-Oct-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline | 14-Dec-2022 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director to hold office until the 2023 Annual
Meeting: Patrick M. Antkowiak | Management | | For | | For | |
| | 1b. | Election of Director to hold office until the 2023 Annual
Meeting: Robert E. Beauchamp | Management | | For | | For | |
| | 1c. | Election of Director to hold office until the 2023 Annual
Meeting: Thomas F. Bogan | Management | | For | | For | |
| | 1d. | Election of Director to hold office until the 2023 Annual
Meeting: Karen M. Golz | Management | | For | | For | |
| | 1e. | Election of Director to hold office until the 2023 Annual
Meeting: Ram R. Krishnan | Management | | For | | For | |
| | 1f. | Election of Director to hold office until the 2023 Annual
Meeting: Antonio J. Pietri | Management | | For | | For | |
| | 1g. | Election of Director to hold office until the 2023 Annual
Meeting: Arlen R. Shenkman | Management | | For | | For | |
| | 1h. | Election of Director to hold office until the 2023 Annual
Meeting: Jill D. Smith | Management | | For | | For | |
| | 1i. | Election of Director to hold office until the 2023 Annual
Meeting: Robert M. Whelan, Jr. | Management | | For | | For | |
| | 2. | Ratify the appointment of KPMG LLP as our independent
registered public accounting firm for fiscal 2023. | Management | | For | | For | |
| | 3. | Approve, on an advisory basis, the compensation of our
named executive officers. | Management | | For | | For | |
| | 4. | Approve, on an advisory basis, the preferred frequency of
stockholder advisory votes on the compensation of the
company's named executive officers. | Management | | 1 Year | | For | |
| | | JABIL INC. | | |
| | Security | 466313103 | | Meeting Type | Annual |
| | Ticker Symbol | JBL | | Meeting Date | 26-Jan-2023 | |
| | ISIN | US4663131039 | | Agenda | 935747317 - Management |
| | Record Date | 30-Nov-2022 | | Holding Recon Date | 30-Nov-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline | 25-Jan-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director to serve until the next Annual Meeting
of Shareholders: Anousheh Ansari | Management | | For | | For | |
| | 1b. | Election of Director to serve until the next Annual Meeting
of Shareholders: Christopher S. Holland | Management | | For | | For | |
| | 1c. | Election of Director to serve until the next Annual Meeting
of Shareholders: Mark T. Mondello | Management | | For | | For | |
| | 1d. | Election of Director to serve until the next Annual Meeting
of Shareholders: John C. Plant | Management | | For | | For | |
| | 1e. | Election of Director to serve until the next Annual Meeting
of Shareholders: Steven A. Raymund | Management | | For | | For | |
| | 1f. | Election of Director to serve until the next Annual Meeting
of Shareholders: Thomas A. Sansone | Management | | For | | For | |
| | 1g. | Election of Director to serve until the next Annual Meeting
of Shareholders: David M. Stout | Management | | For | | For | |
| | 1h. | Election of Director to serve until the next Annual Meeting
of Shareholders: Kathleen A. Walters | Management | | For | | For | |
| | 2. | Ratify the appointment of Ernst & Young LLP as Jabil's
independent registered public accounting firm for the
fiscal year ending August 31, 2023. | Management | | For | | For | |
| | 3. | Approve (on an advisory basis) Jabil's executive
compensation. | Management | | For | | For | |
| | | AMDOCS LIMITED | | |
| | Security | G02602103 | | Meeting Type | Annual |
| | Ticker Symbol | DOX | | Meeting Date | 27-Jan-2023 | |
| | ISIN | GB0022569080 | | Agenda | 935753081 - Management |
| | Record Date | 30-Nov-2022 | | Holding Recon Date | 30-Nov-2022 | |
| | City / | Country | | / | United
Kingdom | | Vote Deadline | 26-Jan-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | ELECTION OF DIRECTOR: Robert A. Minicucci | Management | | For | | For | |
| | 1b. | ELECTION OF DIRECTOR: Adrian Gardner | Management | | For | | For | |
| | 1c. | ELECTION OF DIRECTOR: Rafael de la Vega | Management | | For | | For | |
| | 1d. | ELECTION OF DIRECTOR: Eli Gelman | Management | | For | | For | |
| | 1e. | ELECTION OF DIRECTOR: Richard T.C. LeFave | Management | | For | | For | |
| | 1f. | ELECTION OF DIRECTOR: John A. MacDonald | Management | | For | | For | |
| | 1g. | ELECTION OF DIRECTOR: Shuky Sheffer | Management | | For | | For | |
| | 1h. | ELECTION OF DIRECTOR: Yvette Kanouff | Management | | For | | For | |
| | 1i. | ELECTION OF DIRECTOR: Sarah ruth Davis | Management | | For | | For | |
| | 1j. | ELECTION OF DIRECTOR: Amos Genish | Management | | For | | For | |
| | 2. | To approve the Amdocs Limited 2023 Employee Share
Purchase Plan (Proposal II). | Management | | For | | For | |
| | 3. | To approve an increase in the dividend rate under our
quarterly cash dividend program from $0.395 per share to
$0.435 per share (Proposal III). | Management | | For | | For | |
| | 4. | To approve our Consolidated Financial Statements for
the fiscal year ended September 30, 2022 (Proposal IV). | Management | | For | | For | |
| | 5. | To ratify and approve the appointment of Ernst & Young
LLP as our independent registered public accounting firm
for the fiscal year ending September 30, 2023, and until
the next annual general meeting, and authorize the Audit
Committee of the Board of Directors to fix the
remuneration of such independent registered public
accounting firm in accordance with the nature and extent
of its services (Proposal V). | Management | | For | | For | |
| | | IMPERIAL BRANDS PLC | | |
| | Security | G4720C107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 01-Feb-2023 | |
| | ISIN | GB0004544929 | | Agenda | 716435816 - Management |
| | Record Date | | | Holding Recon Date | 26-Dec-2022 | |
| | City / | Country | BRISTOL | / | United
Kingdom | | Vote Deadline | 26-Jan-2023 01:59 PM ET |
| | SEDOL(s) | 0454492 - 5919974 - B02SW50 -
BGLNNR7 - BRTM7M6 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | ANNUAL REPORT AND ACCOUNTS | Management | | For | | For | |
| | 2 | DIRECTORS REMUNERATION REPORT | Management | | For | | For | |
| | 3 | TO DECLARE A FINAL DIVIDEND | Management | | For | | For | |
| | 4 | TO RE-ELECT S BOMHARD | Management | | For | | For | |
| | 5 | TO RE-ELECT S CLARK | Management | | For | | For | |
| | 6 | TO RE-ELECT N EDOZIEN | Management | | For | | For | |
| | 7 | TO RE-ELECT T ESPERDY | Management | | For | | For | |
| | 8 | TO RE-ELECT A JOHNSON | Management | | For | | For | |
| | 9 | TO RE-ELECT R KUNZE-CONCEWITZ | Management | | For | | For | |
| | 10 | TO RE-ELECT L PARAVICINI | Management | | For | | For | |
| | 11 | TO RE-ELECT D DE SAINT VICTOR | Management | | For | | For | |
| | 12 | TO RE-ELECT J STANTON | Management | | For | | For | |
| | 13 | RE-APPOINTMENT OF AUDITOR | Management | | For | | For | |
| | 14 | REMUNERATION OF AUDITOR | Management | | For | | For | |
| | 15 | SHARE MATCHING SCHEME | Management | | For | | For | |
| | 16 | POLITICAL DONATIONS EXPENDITURE | Management | | For | | For | |
| | 17 | AUTHORITY TO ALLOT SECURITIES | Management | | For | | For | |
| | 18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | | For | | For | |
| | 19 | PURCHASE OF OWN SHARES | Management | | For | | For | |
| | 20 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | | For | | For | |
| | | SAGE GROUP PLC | | |
| | Security | G7771K142 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 02-Feb-2023 | |
| | ISIN | GB00B8C3BL03 | | Agenda | 716431541 - Management |
| | Record Date | | | Holding Recon Date | 31-Jan-2023 | |
| | City / | Country | NEWCAS
TLE
UPON
TYNE | / | United
Kingdom | | Vote Deadline | 27-Jan-2023 01:59 PM ET |
| | SEDOL(s) | B8C3BL0 - B979392 - B97B5Q9 -
BKSG3G6 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS
FOR THE YEAR ENDED 30 | Management | | For | | For | |
| | 2 | TO APPROVE THE DIRECTORS REMUNERATION
REPORT | Management | | For | | For | |
| | 3 | TO DECLARE A FINAL DIVIDEND OF 12.10 PENCE
PER ORDINARY SHARE FOR THE FINANCIAL YEAR
ENDED 30 SEPTEMBER 2022 | Management | | For | | For | |
| | 4 | TO ELECT MAGGIE CHAN JONES AS A DIRECTOR | Management | | For | | For | |
| | 5 | TO RE-ELECT ANDREW DUFF AS A DIRECTOR | Management | | For | | For | |
| | 6 | TO RE-ELECT SANGEETA ANAND AS A DIRECTOR | Management | | For | | For | |
| | 7 | TO RE-ELECT DR JOHN BATES AS A DIRECTOR | Management | | For | | For | |
| | 8 | TO RE-ELECT JONATHAN BEWES AS A DIRECTOR | Management | | For | | For | |
| | 9 | TO RE-ELECT ANNETTE COURT AS A DIRECTOR | Management | | For | | For | |
| | 10 | TO RE-ELECT DRUMMOND HALL AS A DIRECTOR | Management | | For | | For | |
| | 11 | TO RE-ELECT DEREK HARDING AS A DIRECTOR | Management | | For | | For | |
| | 12 | TO RE-ELECT STEVE HARE AS A DIRECTOR | Management | | For | | For | |
| | 13 | TO RE-ELECT JONATHAN HOWELL AS A DIRECTOR | Management | | For | | For | |
| | 14 | TO RE-APPOINT ERNST AND YOUNG LLP AS
AUDITOR TO THE COMPANY | Management | | For | | For | |
| | 15 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE
TO DETERMINE AND AGREE THE REMUNERATION
OF THE AUDITOR TO THE COMPANY | Management | | For | | For | |
| | 16 | TO AUTHORISE POLITICAL DONATIONS | Management | | For | | For | |
| | 17 | TO AUTHORISE THAT THE MAXIMUM AGGREGATE
FEES PAYABLE TO NON-EXECUTIVE DIRECTORS BE
INCREASED TO 1750000 POUNDS | Management | | For | | For | |
| | 18 | TO APPROVE THE AMENDMENT OF THE EXISTING
RULES OF THE SAGE GROUP PLC. 2019
RESTRICTED SHARE PLAN | Management | | For | | For | |
| | 19 | TO APPROVE THE RULES OF THE SAGE GROUP
PLC. 2023 COLLEAGUE SHARE PURCHASE PLAN | Management | | For | | For | |
| | 20 | TO AUTHORISE THE DIRECTORS TO ALLOT NEW
SHARES | Management | | For | | For | |
| | 21 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS
ON UP TO 5 PERCENT OF THE ISSUED SHARE
CAPITAL OF THE COMPANY | Management | | For | | For | |
| | 22 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS
ON AN ADDITIONAL 5 PERCENT OF THE ISSUED
SHARE CAPITAL OF THE COMPANY | Management | | For | | For | |
| | 23 | TO GRANT AUTHORITY TO THE COMPANY TO MAKE
MARKET PURCHASES OF ITS OWN SHARES | Management | | For | | For | |
| | 24 | TO ALLOW GENERAL MEETINGS OTHER THAN
ANNUAL GENERAL MEETINGS TO BE CALLED ON
NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | | For | | For | |
| | | ARAMARK | | |
| | Security | 03852U106 | | Meeting Type | Annual |
| | Ticker Symbol | ARMK | | Meeting Date | 03-Feb-2023 | |
| | ISIN | US03852U1060 | | Agenda | 935751291 - Management |
| | Record Date | 12-Dec-2022 | | Holding Recon Date | 12-Dec-2022 | |
| | City / | Country | | / | United
States | | Vote Deadline | 02-Feb-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Susan M. Cameron | Management | | For | | For | |
| | 1b. | Election of Director: Greg Creed | Management | | For | | For | |
| | 1c. | Election of Director: Bridgette P. Heller | Management | | For | | For | |
| | 1d. | Election of Director: Paul C. Hilal | Management | | For | | For | |
| | 1e. | Election of Director: Kenneth M. Keverian | Management | | For | | For | |
| | 1f. | Election of Director: Karen M. King | Management | | For | | For | |
| | 1g. | Election of Director: Patricia E. Lopez | Management | | For | | For | |
| | 1h. | Election of Director: Stephen I. Sadove | Management | | For | | For | |
| | 1i. | Election of Director: Kevin G. Wills | Management | | For | | For | |
| | 1j. | Election of Director: Arthur B. Winkleblack | Management | | For | | For | |
| | 1k. | Election of Director: John J. Zillmer | Management | | For | | For | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as
Aramark's independent registered public accounting firm
for the fiscal year ending September 29, 2023. | Management | | For | | For | |
| | 3. | To approve, in a non-binding advisory vote, the
compensation paid to the named executive officers. | Management | | For | | For | |
| | 4. | To approve the Aramark 2023 Stock Incentive Plan. | Management | | For | | For | |
| | | COMPASS GROUP PLC | | |
| | Security | G23296208 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 09-Feb-2023 | |
| | ISIN | GB00BD6K4575 | | Agenda | 716449322 - Management |
| | Record Date | | | Holding Recon Date | 07-Feb-2023 | |
| | City / | Country | TWICKE
NHAM | / | United
Kingdom | | Vote Deadline | 03-Feb-2023 01:59 PM ET |
| | SEDOL(s) | BD6K457 - BKLGLC5 - BKSG3Q6 -
BZ12333 - BZBYF99 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | TO RECEIVE AND ADOPT THE DIRECTORS' ANNUAL
REPORT AND ACCOUNTS AND THE AUDITOR'S
REPORT THEREON FOR THE FINANCIAL YEAR
ENDED 30 SEPTEMBER 2022 | Management | | For | | For | |
| | 2 | TO RECEIVE AND ADOPT THE DIRECTORS'
REMUNERATION REPORT CONTAINED WITHIN THE
ANNUAL REPORT AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 30 SEPTEMBER 2022 | Management | | For | | For | |
| | 3 | TO DECLARE A FINAL DIVIDEND OF 22.1 PENCE PER
ORDINARY SHARE IN RESPECT OF THE FINANCIAL
YEAR ENDED 30 SEPTEMBER 2022 | Management | | For | | For | |
| | 4 | TO RE-ELECT IAN MEAKINS AS A DIRECTOR OF THE
COMPANY | Management | | For | | For | |
| | 5 | TO RE-ELECT DOMINIC BLAKEMORE AS A
DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 6 | TO RE-ELECT PALMER BROWN AS A DIRECTOR OF
THE COMPANY | Management | | For | | For | |
| | 7 | TO RE-ELECT GARY GREEN AS A DIRECTOR OF
THE COMPANY | Management | | For | | For | |
| | 8 | TO RE-ELECT CAROL ARROWSMITH AS A
DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 9 | TO RE-ELECT STEFAN BOMHARD AS A DIRECTOR
OF THE COMPANY | Management | | For | | For | |
| | 10 | TO RE-ELECT JOHN BRYANT AS A DIRECTOR OF
THE COMPANY | Management | | For | | For | |
| | 11 | TO RE-ELECT ARLENE ISAACS-LOWE AS A
DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 12 | TO RE-ELECT ANNE-FRANCOISE NESMES AS A
DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 13 | TO RE-ELECT SUNDAR RAMAN AS A DIRECTOR OF
THE COMPANY | Management | | For | | For | |
| | 14 | TO RE-ELECT NELSON SILVA AS A DIRECTOR OF
THE COMPANY | Management | | For | | For | |
| | 15 | TO RE-ELECT IREENA VITTAL AS A DIRECTOR OF
THE COMPANY | Management | | For | | For | |
| | 16 | TO REAPPOINT KPMG LLP AS THE COMPANY'S
AUDITOR UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY | Management | | For | | For | |
| | 17 | TO AUTHORISE THE AUDIT COMMITTEE TO AGREE
THE AUDITOR'S REMUNERATION | Management | | For | | For | |
| | 18 | TO AUTHORISE DONATIONS TO POLITICAL
ORGANISATIONS | Management | | For | | For | |
| | 19 | TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT
SHARES | Management | | For | | For | |
| | 20 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-
EMPTION RIGHTS OF NOT MORE THAN 5 PERCENT
OF THE ISSUED ORDINARY SHARE CAPITAL | Management | | For | | For | |
| | 21 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-
EMPTION RIGHTS OF NOT MORE THAN 5 PERCENT
OF THE ISSUED ORDINARY SHARE CAPITAL IN
LIMITED CIRCUMSTANCES | Management | | For | | For | |
| | 22 | TO AUTHORISE THE COMPANY TO PURCHASE ITS
OWN SHARES | Management | | For | | For | |
| | 23 | TO AUTHORISE THE DIRECTORS TO REDUCE
GENERAL MEETING NOTICE PERIODS | Management | | For | | For | |
| | | AMERISOURCEBERGEN CORPORATION | | |
| | Security | 03073E105 | | Meeting Type | Annual |
| | Ticker Symbol | ABC | | Meeting Date | 09-Mar-2023 | |
| | ISIN | US03073E1055 | | Agenda | 935761242 - Management |
| | Record Date | 09-Jan-2023 | | Holding Recon Date | 09-Jan-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 08-Mar-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Ornella Barra | Management | | For | | For | |
| | 1b. | Election of Director: Steven H. Collis | Management | | For | | For | |
| | 1c. | Election of Director: D. Mark Durcan | Management | | For | | For | |
| | 1d. | Election of Director: Richard W. Gochnauer | Management | | For | | For | |
| | 1e. | Election of Director: Lon R. Greenberg | Management | | For | | For | |
| | 1f. | Election of Director: Kathleen W. Hyle | Management | | For | | For | |
| | 1g. | Election of Director: Lorence H. Kim, M.D. | Management | | For | | For | |
| | 1h. | Election of Director: Henry W. McGee | Management | | For | | For | |
| | 1i. | Election of Director: Redonda G. Miller, M.D. | Management | | For | | For | |
| | 1j. | Election of Director: Dennis M. Nally | Management | | For | | For | |
| | 2. | Ratification of Ernst & Young LLP as the Company's
independent registered public accounting firm for fiscal
year 2023. | Management | | For | | For | |
| | 3. | Advisory vote to approve the compensation of the
Company's named executive officers. | Management | | For | | For | |
| | 4. | Advisory vote on the frequency of a shareholder vote on
the compensation of the Company's named executive
officers. | Management | | 1 Year | | For | |
| | 5. | Shareholder proposal regarding shareholder ratification
of termination pay. | Shareholder | | Against | | For | |
| | | THE TORO COMPANY | | |
| | Security | 891092108 | | Meeting Type | Annual |
| | Ticker Symbol | TTC | | Meeting Date | 21-Mar-2023 | |
| | ISIN | US8910921084 | | Agenda | 935762143 - Management |
| | Record Date | 20-Jan-2023 | | Holding Recon Date | 20-Jan-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 20-Mar-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Jeffrey M. Ettinger | | For | | For | |
| | 2 | Eric P. Hansotia | | For | | For | |
| | 3 | D. Christian Koch | | For | | For | |
| | 2. | Ratification of the selection of KPMG LLP as our
independent registered public accounting firm for our
fiscal year ending October 31, 2023. | Management | | For | | For | |
| | 3. | Approval of, on an advisory basis, our executive
compensation. | Management | | For | | For | |
| | 4. | Approval of, on an advisory basis, the frequency of the
advisory approval of our executive compensation. | Management | | 1 Year | | For | |
| | | JAPAN TOBACCO INC. | | |
| | Security | J27869106 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 24-Mar-2023 | |
| | ISIN | JP3726800000 | | Agenda | 716735292 - Management |
| | Record Date | 31-Dec-2022 | | Holding Recon Date | 31-Dec-2022 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 22-Mar-2023 11:00 PM ET |
| | SEDOL(s) | 5754357 - 6474535 - B02H525 -
BP2NLS6 | | Quick Code | 29140 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Iwai, Mutsuo | Management | | Against | | Against | |
| | 2.2 | Appoint a Director Okamoto, Shigeaki | Management | | Against | | Against | |
| | 2.3 | Appoint a Director Terabatake, Masamichi | Management | | Against | | Against | |
| | 2.4 | Appoint a Director Hirowatari, Kiyohide | Management | | Against | | Against | |
| | 2.5 | Appoint a Director Nakano, Kei | Management | | Against | | Against | |
| | 2.6 | Appoint a Director Koda, Main | Management | | For | | For | |
| | 2.7 | Appoint a Director Nagashima, Yukiko | Management | | For | | For | |
| | 2.8 | Appoint a Director Kitera, Masato | Management | | For | | For | |
| | 2.9 | Appoint a Director Shoji, Tetsuya | Management | | For | | For | |
| | 3.1 | Appoint a Corporate Auditor Kashiwakura, Hideaki | Management | | For | | For | |
| | 3.2 | Appoint a Corporate Auditor Hashimoto, Tsutomu | Management | | For | | For | |
| | 3.3 | Appoint a Corporate Auditor Taniuchi, Shigeru | Management | | For | | For | |
| | 3.4 | Appoint a Corporate Auditor Inada, Nobuo | Management | | For | | For | |
| | 3.5 | Appoint a Corporate Auditor Yamashina, Hiroko | Management | | For | | For | |
| | 4 | Approve Details of the Compensation to be received by
Directors | Management | | For | | For | |
| | 5 | Shareholder Proposal: Amend Articles of Incorporation
(Management of Subsidiaries) | Shareholder | | Against | | For | |
| | 6 | Shareholder Proposal: Amend Articles of Incorporation
(Prohibition Against Former Directors and Employees
Serving in Director Positions at Listed Subsidiaries) | Shareholder | | Against | | For | |
| | 7 | Shareholder Proposal: Amend Articles of Incorporation
(Prohibition Against Using the Cash Management System
(CMS) for Financing with Listed Subsidiaries) | Shareholder | | Against | | For | |
| | 8 | Shareholder Proposal: Approve Purchase of Own Shares | Shareholder | | Against | | For | |
| | | CAIXABANK S.A. | | |
| | Security | E2427M123 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 30-Mar-2023 | |
| | ISIN | ES0140609019 | | Agenda | 716696680 - Management |
| | Record Date | 24-Mar-2023 | | Holding Recon Date | 24-Mar-2023 | |
| | City / | Country | VALENCI
A | / | Spain | | Vote Deadline | 22-Mar-2023 01:59 PM ET |
| | SEDOL(s) | B283W97 - B28DNJ4 - B2Q44R4 -
B2QS7L1 - BF44574 - BHZLBR0 -
BJQNZS8 - BZBG551 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED | Non-Voting | | | |
| | 1 | APPROVAL OF THE INDIVIDUAL AND
CONSOLIDATED FINANCIAL STATEMENTS AND
THEIR RESPECTIVE MANAGEMENT REPORTS FOR
THE YEAR ENDED ON 31 DECEMBER 2022 | Management | | For | | For | |
| | 2 | APPROVAL OF THE CONSOLIDATED NON-
FINANCIAL INFORMATION STATEMENT FOR THE
YEAR ENDED ON 31 DECEMBER 2022 | Management | | For | | For | |
| | 3 | APPROVAL OF THE BOARD OF DIRECTORS'
MANAGEMENT DURING THE YEAR ENDED ON 31
DECEMBER 2022 | Management | | For | | For | |
| | 4 | APPROVAL OF THE PROPOSED ALLOCATION OF
PROFIT FOR THE YEAR ENDED ON 31 DECEMBER
2022 | Management | | For | | For | |
| | 5 | RE-ELECTION OF THE COMPANY'S ACCOUNTS
AUDITOR AND ITS CONSOLIDATED GROUP FOR
2024 | Management | | For | | For | |
| | 6.1 | RE-ELECTION OF DIRECTOR: GONZALO GORTAZAR
ROTAECHE | Management | | For | | For | |
| | 6.2 | RE-ELECTION OF DIRECTOR: CRISTINA GARMENDIA
MENDIZABAL | Management | | For | | For | |
| | 6.3 | RE-ELECTION OF DIRECTOR: MARIA AMPARO
MORALEDA MARTINEZ | Management | | For | | For | |
| | 6.4 | APPOINTMENT OF DIRECTOR: PETER LOSCHER | Management | | For | | For | |
| | 7 | APPROVAL OF THE AMENDMENT TO THE
REMUNERATION POLICY OF THE BOARD OF
DIRECTORS | Management | | For | | For | |
| | 8 | SETTING OF THE REMUNERATION OF DIRECTORS | Management | | For | | For | |
| | 9 | DELIVERY OF SHARES TO EXECUTIVE DIRECTORS
AS PAYMENT OF THE VARIABLE COMPONENTS
UNDER THE COMPANYS REMUNERATION SYSTEM | Management | | For | | For | |
| | 10 | APPROVAL OF THE MAXIMUM LEVEL OF VARIABLE
REMUNERATION PAYABLE TO EMPLOYEES WHOSE
PROFESSIONAL ACTIVITIES HAVE A SIGNIFICANT
IMPACT ON THE COMPANYS RISK PROFILE | Management | | For | | For | |
| | 11 | AUTHORISATION AND DELEGATION OF POWERS TO
INTERPRET, CORRECT, SUPPLEMENT, IMPLEMENT
AND DEVELOP THE RESOLUTIONS ADOPTED BY
THE GENERAL MEETING, AND DELEGATION OF
POWERS TO NOTARISE THOSE RESOLUTIONS IN
PUBLIC DEEDS, REGISTER THEM AND, WHERE THE
CASE MAY BE, CORRECT THEM | Management | | For | | For | |
| | 12 | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON
DIRECTORS' REMUNERATION FOR THE FINANCIAL
YEAR 2022 | Management | | For | | For | |
| | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES
NOT REACH QUORUM, THERE WILL BE A-SECOND
CALL ON 31 MAR 2023 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN-VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | | CANON INC. | | |
| | Security | J05124144 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 30-Mar-2023 | |
| | ISIN | JP3242800005 | | Agenda | 716744481 - Management |
| | Record Date | 31-Dec-2022 | | Holding Recon Date | 31-Dec-2022 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 28-Mar-2023 11:00 PM ET |
| | SEDOL(s) | 5485271 - 6172323 - B021CR1 -
BYW3ZD2 | | Quick Code | 77510 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Mitarai, Fujio | Management | | Against | | Against | |
| | 2.2 | Appoint a Director Tanaka, Toshizo | Management | | Against | | Against | |
| | 2.3 | Appoint a Director Homma, Toshio | Management | | Against | | Against | |
| | 2.4 | Appoint a Director Saida, Kunitaro | Management | | For | | For | |
| | 2.5 | Appoint a Director Kawamura, Yusuke | Management | | For | | For | |
| | 3.1 | Appoint a Corporate Auditor Hatamochi, Hideya | Management | | For | | For | |
| | 3.2 | Appoint a Corporate Auditor Tanaka, Yutaka | Management | | For | | For | |
| | 4 | Approve Payment of Bonuses to Directors | Management | | For | | For | |
| | | RENESAS ELECTRONICS CORPORATION | | |
| | Security | J4881V107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 30-Mar-2023 | |
| | ISIN | JP3164720009 | | Agenda | 716758442 - Management |
| | Record Date | 31-Dec-2022 | | Holding Recon Date | 31-Dec-2022 | |
| | City / | Country | VIRTUAL | / | Japan | | Vote Deadline | 28-Mar-2023 11:00 PM ET |
| | SEDOL(s) | 6635677 - B02JFC1 - B1CDCH4 -
BFNBJZ2 | | Quick Code | 67230 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1.1 | Appoint a Director Shibata, Hidetoshi | Management | | For | | For | |
| | 1.2 | Appoint a Director Iwasaki, Jiro | Management | | For | | For | |
| | 1.3 | Appoint a Director Selena Loh Lacroix | Management | | For | | For | |
| | 1.4 | Appoint a Director Yamamoto, Noboru | Management | | For | | For | |
| | 1.5 | Appoint a Director Hirano, Takuya | Management | | For | | For | |
| | 2 | Approve Details of Introduction of a Tax Advantaged
Employee Share Purchase Plan for Employees of the
Company and the Company's Subsidiaries | Management | | For | | For | |
| | | UNICREDIT SPA | | |
| | Security | T9T23L642 | | Meeting Type | MIX |
| | Ticker Symbol | | | Meeting Date | 31-Mar-2023 | |
| | ISIN | IT0005239360 | | Agenda | 716729706 - Management |
| | Record Date | 22-Mar-2023 | | Holding Recon Date | 22-Mar-2023 | |
| | City / | Country | MILANO | / | Italy | | Vote Deadline | 24-Mar-2023 01:59 PM ET |
| | SEDOL(s) | BD71653 - BD7Y4T2 - BD7Y4V4 -
BD7Y8B2 - BD7Y8P6 - BP38VN5 -
BYMXPS7 - BYX7WP4 - BYX89B2 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. IF NO BENEFICIAL OWNER
DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS
MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 0010 | TO APPROVE THE 2022 BALANCE SHEET | Management | | For | | For | |
| | 0020 | TO ALLOCATE THE 2022 NET INCOME | Management | | For | | For | |
| | 0030 | TO ELIMINATE THE NEGATIVE PROVISIONS FOR
COMPONENTS NOT SUBJECT TO ALTERNATION BY
PERMANENTLY HEDGING THEM | Management | | For | | For | |
| | 0040 | TO AUTHORIZE THE PURCHASE OF OWN SHARES
AIMED AT REMUNERATING SHAREHOLDERS.
RESOLUTIONS RELATED THERETO | Management | | For | | For | |
| | 0050 | REPORT ON THE 2023 GROUP REMUNERATION
POLICY | Management | | Against | | Against | |
| | 0060 | REPORT ON THE EMOLUMENTS PAID | Management | | For | | For | |
| | 0070 | GROUP INCENTIVE SYSTEM 2023 | Management | | For | | For | |
| | 0080 | TO APPLY THE RATIO BETWEEN VARIABLE AND
FIXED REMUNERATION EQUAL TO 2:1 IN THE
ORGANIZATION | Management | | For | | For | |
| | 0090 | TO DETERMINE THE NUMBER OF DIRECTORS | Management | | For | | For | |
| | 0100 | TO EMPOWER THE BOARD OF DIRECTORS OF THE
RIGHT TO RESOLVE ON A FREE-OF-PAYMENT
INCREASE OF THE STOCK CAPITAL TO SERVICE
THE LTI 2017-2019 PLAN AND TO AMEND AND
SUPPLEMENT THE POWERS CONFERRED ON THE
SERVICE OF THE GROUP INCENTIVE SYSTEMS
ALREADY APPROVED; RELATED AMENDMENTS AND
SUPPLEMENTS OF THE ART. 6 OF THE BY-LAWS | Management | | For | | For | |
| | 0110 | TO EMPOWER THE BOARD OF DIRECTORS OF THE
RIGHT TO RESOLVE ON A FREE-OF-PAYMENT
CAPITAL INCREASE TO SERVICE THE 2022 GROUP
INCENTIVE SYSTEM AND RELATED INTEGRATION
OF ART. 6 OF THE BY-LAWS | Management | | For | | For | |
| | 0120 | TO CANCEL OWN SHARES WITHOUT REDUCTION
OF THE SHARE CAPITAL; RELATED MODIFICATION
OF THE ART. 5 OF THE BY-LAWS. RESOLUTIONS
RELATED THERETO | Management | | For | | For | |
| | CMMT | 03 MAR 2023: INTERMEDIARY CLIENTS ONLY -
PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF-
DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED-CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 03 MAR 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENT.-IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | | NOKIA CORP | | |
| | Security | X61873133 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 04-Apr-2023 | |
| | ISIN | FI0009000681 | | Agenda | 716744215 - Management |
| | Record Date | 23-Mar-2023 | | Holding Recon Date | 23-Mar-2023 | |
| | City / | Country | HELSINK
I | / | Finland | | Vote Deadline | 27-Mar-2023 01:59 PM ET |
| | SEDOL(s) | 5902941 - 5946154 - 5946455 -
B02G9J7 - B0CRGQ6 - B10RVY8 -
B19GJC0 - B1YCCZ7 - B71DPB2 -
B80G3T3 - BF446V5 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE
BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE
OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION. | Non-Voting | | | |
| | CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO
APPOINT A REPRESENTATIVE TO ATTEND-THE
MEETING AND LODGE YOUR VOTING
INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB-
CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS
THE SHAREHOLDER IS FINNISH). | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 1 | OPENING OF THE MEETING | Non-Voting | | | |
| | 2 | MATTERS OF ORDER FOR THE MEETING | Non-Voting | | | |
| | 3 | ELECTION OF A PERSON TO CONFIRM THE
MINUTES AND A PERSON TO VERIFY THE-
COUNTING OF VOTES | Non-Voting | | | |
| | 4 | RECORDING THE LEGAL CONVENING OF THE
MEETING AND QUORUM | Non-Voting | | | |
| | 5 | RECORDING THE ATTENDANCE AT THE MEETING
AND ADOPTION OF THE LIST OF VOTES | Non-Voting | | | |
| | 6 | PRESENTATION OF THE ANNUAL ACCOUNTS, THE
REVIEW BY THE BOARD OF DIRECTORS AND-THE
AUDITOR'S REPORT FOR THE FINANCIAL YEAR 2022 | Non-Voting | | | |
| | 7 | ADOPTION OF THE ANNUAL ACCOUNTS | Management | | For | | For | |
| | 8 | THE BOARD OF DIRECTORS PROPOSES TO THE
ANNUAL GENERAL MEETING THAT BASED ON THE
BALANCE SHEET TO BE ADOPTED FOR THE
FINANCIAL YEAR ENDED ON 31 DECEMBER 2022,
NO DIVIDEND IS DISTRIBUTED BY A RESOLUTION
OF THE ANNUAL GENERAL MEETING. INSTEAD, THE
BOARD PROPOSES TO BE AUTHORIZED TO DECIDE
ON THE DISTRIBUTION OF AN AGGREGATE
MAXIMUM OF EUR 0.12 PER SHARE AS DIVIDEND
FROM THE RETAINED EARNINGS AND/OR AS
ASSETS FROM THE RESERVE FOR INVESTED
UNRESTRICTED EQUITY | Management | | For | | For | |
| | 9 | RESOLUTION ON THE DISCHARGE OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT AND CEO FROM LIABILITY FOR THE
FINANCIAL YEAR 2022 | Management | | For | | For | |
| | 10 | PRESENTATION AND ADOPTION OF THE
REMUNERATION REPORT | Management | | For | | For | |
| | 11 | RESOLUTION ON THE REMUNERATION TO THE
MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | 12 | ON THE RECOMMENDATION OF THE CORPORATE
GOVERNANCE AND NOMINATION COMMITTEE, THE
BOARD PROPOSES TO THE ANNUAL GENERAL
MEETING THAT THE NUMBER OF BOARD MEMBERS
BE TEN (10). HOWEVER, SHOULD ANY NUMBER OF
THE CANDIDATES PROPOSED BY THE BOARD NOT
BE ABLE TO ATTEND THE BOARD, THE PROPOSED
NUMBER OF BOARD MEMBERS SHALL BE
DECREASED ACCORDINGLY | Management | | For | | For | |
| | 13.1 | ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: SARI BALDAUF (CURRENT MEMBER,
CHAIR) | Management | | For | | For | |
| | 13.2 | ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: THOMAS DANNENFELDT (CURRENT
MEMBER) | Management | | For | | For | |
| | 13.3 | ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: LISA HOOK (CURRENT MEMBER) | Management | | For | | For | |
| | 13.4 | ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: JEANETTE HORAN (CURRENT
MEMBER) | Management | | For | | For | |
| | 13.5 | ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: THOMAS SAUERESSIG (CURRENT
MEMBER) | Management | | For | | For | |
| | 13.6 | ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: SOREN SKOU (CURRENT MEMBER) | Management | | For | | For | |
| | 13.7 | ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: CARLA SMITS-NUSTELING (CURRENT
MEMBER) | Management | | For | | For | |
| | 13.8 | ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: KAI OISTAMO (CURRENT MEMBER) | Management | | For | | For | |
| | 13.9 | ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: TIMO AHOPELTO (NEW MEMBER
CANDIDATE) | Management | | For | | For | |
| | 13.10 | ELECTION OF MEMBER OF THE BOARD OF
DIRECTORS: ELIZABETH CRAIN (NEW MEMBER
CANDIDATE) | Management | | For | | For | |
| | 14 | RESOLUTION ON THE REMUNERATION OF THE
AUDITOR | Management | | For | | For | |
| | 15 | THE BOARD OF DIRECTORS PROPOSES TO THE
ANNUAL GENERAL MEETING THAT THE
SHAREHOLDERS WOULD ELECT THE AUDITOR FOR
THE FINANCIAL YEAR COMMENCING NEXT AFTER
THE ELECTION. THEREFORE, ON THE
RECOMMENDATION OF THE BOARD'S AUDIT
COMMITTEE, THE BOARD OF DIRECTORS
PROPOSES TO THE ANNUAL GENERAL MEETING
THAT DELOITTE OY BE RE-ELECTED AS THE
AUDITOR OF THE COMPANY FOR THE FINANCIAL
YEAR 2024. DELOITTE OY HAS INFORMED THE
COMPANY THAT THE AUDITOR IN CHARGE WOULD
BE AUTHORIZED PUBLIC ACCOUNTANT MARIKA
NEVALAINEN | Management | | For | | For | |
| | 16 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO
RESOLVE TO REPURCHASE THE COMPANY'S OWN
SHARES | Management | | For | | For | |
| | 17 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO
RESOLVE TO ISSUE SHARES AND SPECIAL RIGHTS
ENTITLING TO SHARES | Management | | For | | For | |
| | 18 | CLOSING OF THE MEETING | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | | DEUTSCHE TELEKOM AG | | |
| | Security | D2035M136 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 05-Apr-2023 | |
| | ISIN | DE0005557508 | | Agenda | 716714856 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | BONN | / | Germany | | Vote Deadline | 28-Mar-2023 01:59 PM ET |
| | SEDOL(s) | 5842359 - B01DGB0 - B07G5Q1 -
B0ZKVH8 - B19GHY8 - B7M5XW4 -
B92MTP4 - BF0Z6Y5 - BFNKQY7 -
BH4HML0 - BYL6SQ6 - BZ9NRX6 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE 'MATERIAL URL' DROPDOWN AT THE
TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN-PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT
TO PARAGRAPH 21 OF THE SECURITIES-TRADE
ACT ON 9TH JULY 2015 AND THE OVER-RULING OF
THE DISTRICT COURT IN-COLOGNE JUDGMENT
FROM 6TH JUNE 2012 THE VOTING PROCESS HAS
NOW CHANGED WITH-REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE-RESPONSIBILITY OF THE END-INVESTOR (I.E.
FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY
TO DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE-THE CUSTODIAN
BANK / AGENT IN THE MARKET WILL BE SENDING
THE VOTING DIRECTLY-TO MARKET AND IT IS THE
END INVESTORS RESPONSIBILITY TO ENSURE THE-
REGISTRATION ELEMENT IS COMPLETE WITH THE
ISSUER DIRECTLY, SHOULD THEY HOLD-MORE
THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | |
| | CMMT | THE VOTE/REGISTRATION DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO
CHANGE-AND WILL BE UPDATED AS SOON AS
BROADRIDGE RECEIVES CONFIRMATION FROM
THE SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY QUERIES
PLEASE-CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE | Non-Voting | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS
PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL | Non-Voting | | | |
| | CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE-ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE-APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A-MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.-
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE | Non-Voting | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF EUR 0.70 PER SHARE | Management | | For | | For | |
| | 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL
YEAR 2023 AND FOR THE REVIEW OF THE INTERIM
FINANCIAL STATEMENTS FOR FISCAL YEAR 2023
AND FIRST QUARTER OF FISCAL YEAR 2024 | Management | | For | | For | |
| | 6.1 | ELECT HARALD KRUEGER TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 6.2 | ELECT REINHARD PLOSS TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 6.3 | ELECT MARGRET SUCKALE TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7 | APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS UNTIL 2025 | Management | | For | | For | |
| | 8 | APPROVE REMUNERATION REPORT | Management | | Against | | Against | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 27 FEB 2023: PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS)-AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT-CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE-CREST SYSTEM. THIS TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS-
PRACTICABLE ON RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD-DATE
APPLIES) UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS-CONFIRMED
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED,-THE VOTED POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED-
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE-
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION-TO
ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-
FURTHER INFORMATION ON THE CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE-
SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | | | |
| | CMMT | 27 FEB 2023: PLEASE NOTE SHARE BLOCKING WILL
APPLY FOR ANY VOTED POSITIONS-SETTLING
THROUGH EUROCLEAR BANK. | Non-Voting | | | |
| | CMMT | 27 FEB 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENTS.-IF
YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU | Non-Voting | | | |
| | | HEWLETT PACKARD ENTERPRISE COMPANY | | |
| | Security | 42824C109 | | Meeting Type | Annual |
| | Ticker Symbol | HPE | | Meeting Date | 05-Apr-2023 | |
| | ISIN | US42824C1099 | | Agenda | 935766583 - Management |
| | Record Date | 06-Feb-2023 | | Holding Recon Date | 06-Feb-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 04-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Daniel Ammann | Management | | For | | For | |
| | 1b. | Election of Director: Pamela L. Carter | Management | | For | | For | |
| | 1c. | Election of Director: Frank A. D'Amelio | Management | | For | | For | |
| | 1d. | Election of Director: Regina E. Dugan | Management | | For | | For | |
| | 1e. | Election of Director: Jean M. Hobby | Management | | For | | For | |
| | 1f. | Election of Director: Raymond J. Lane | Management | | For | | For | |
| | 1g. | Election of Director: Ann M. Livermore | Management | | For | | For | |
| | 1h. | Election of Director: Antonio F. Neri | Management | | For | | For | |
| | 1i. | Election of Director: Charles H. Noski | Management | | For | | For | |
| | 1j. | Election of Director: Raymond E. Ozzie | Management | | For | | For | |
| | 1k. | Election of Director: Gary M. Reiner | Management | | For | | For | |
| | 1l. | Election of Director: Patricia F. Russo | Management | | For | | For | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as
the independent registered public accounting firm for the
fiscal year ending October 31, 2023. | Management | | For | | For | |
| | 3. | Approval of the increase of shares reserved under the
Hewlett Packard Enterprise 2021 Stock Incentive Plan. | Management | | For | | For | |
| | 4. | Advisory vote to approve executive compensation. | Management | | For | | For | |
| | 5. | Stockholder proposal entitled: "Transparency in
Lobbying". | Shareholder | | Against | | For | |
| | | KONINKLIJKE AHOLD DELHAIZE N.V. | | |
| | Security | N0074E105 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 12-Apr-2023 | |
| | ISIN | NL0011794037 | | Agenda | 716732335 - Management |
| | Record Date | 15-Mar-2023 | | Holding Recon Date | 15-Mar-2023 | |
| | City / | Country | ZAANDA
M | / | Netherlands | | Vote Deadline | 04-Apr-2023 01:59 PM ET |
| | SEDOL(s) | BD03R31 - BD0PBC4 - BD0Q398 -
BD0R7S8 - BD90078 - BF444G6 -
BYXRDC8 - BZ8W143 - BZ9ND50 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. IF NO BENEFICIAL OWNER
DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS
MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 1. | OPENING | Non-Voting | | | |
| | 2. | REPORT OF THE MANAGEMENT BOARD FOR THE
FINANCIAL YEAR 2022 | Non-Voting | | | |
| | 3. | EXPLANATION OF POLICY ON ADDITIONS TO
RESERVES AND DIVIDENDS | Non-Voting | | | |
| | 4. | PROPOSAL TO ADOPT THE 2022 FINANCIAL
STATEMENTS | Management | | For | | For | |
| | 5. | PROPOSAL TO DETERMINE THE DIVIDEND OVER
FINANCIAL YEAR 2022 | Management | | For | | For | |
| | 6. | REMUNERATION REPORT | Management | | For | | For | |
| | 7. | PROPOSAL FOR DISCHARGE OF LIABILITIES OF THE
MEMBERS OF THE MANAGEMENT BOARD | Management | | For | | For | |
| | 8. | PROPOSAL FOR DISCHARGE OF LIABILITIES OF THE
MEMBERS OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | 9. | PROPOSAL TO REAPPOINT MR. PETER
AGNEFJAELL AS MEMBER OF THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 10. | PROPOSAL TO REAPPOINT MR. BILL MCEWAN AS
MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | 11. | PROPOSAL TO REAPPOINT MS. KATIE DOYLE AS
MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | 12. | PROPOSAL TO APPOINT MS. JULIA VANDER PLOEG
AS NEW MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | 13. | PROPOSAL TO REAPPOINT MR. FRANS MULLER AS
MEMBER OF THE MANAGEMENT BOARD | Management | | For | | For | |
| | 14. | PROPOSAL TO APPOINT MR. JJ FLEEMAN AS NEW
MEMBER OF THE MANAGEMENT BOARD | Management | | For | | For | |
| | 15. | PROPOSAL TO REAPPOINT KPMG ACCOUNTANTS
N.V. AS EXTERNAL AUDITOR FOR FINANCIAL YEAR
2024 | Management | | For | | For | |
| | 16. | AUTHORIZATION TO ISSUE SHARES | Management | | For | | For | |
| | 17. | AUTHORIZATION TO RESTRICT OR EXCLUDE PRE-
EMPTIVE RIGHTS | Management | | For | | For | |
| | 18. | AUTHORIZATION TO ACQUIRE COMMON SHARES | Management | | For | | For | |
| | 19. | CANCELLATION OF SHARES | Management | | For | | For | |
| | 20. | CLOSING (INCLUDING Q&A) | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | | SYNOPSYS, INC. | | |
| | Security | 871607107 | | Meeting Type | Annual |
| | Ticker Symbol | SNPS | | Meeting Date | 12-Apr-2023 | |
| | ISIN | US8716071076 | | Agenda | 935768599 - Management |
| | Record Date | 13-Feb-2023 | | Holding Recon Date | 13-Feb-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 11-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Aart J. de Geus | Management | | For | | For | |
| | 1b. | Election of Director: Luis Borgen | Management | | For | | For | |
| | 1c. | Election of Director: Marc N. Casper | Management | | For | | For | |
| | 1d. | Election of Director: Janice D. Chaffin | Management | | For | | For | |
| | 1e. | Election of Director: Bruce R. Chizen | Management | | For | | For | |
| | 1f. | Election of Director: Mercedes Johnson | Management | | For | | For | |
| | 1g. | Election of Director: Jeannine P. Sargent | Management | | For | | For | |
| | 1h. | Election of Director: John G. Schwarz | Management | | For | | For | |
| | 1i. | Election of Director: Roy Vallee | Management | | For | | For | |
| | 2. | To approve our 2006 Employee Equity Incentive Plan, as
amended, in order to, among other items, increase the
number of shares available for issuance under the plan
by 3,300,000 shares. | Management | | For | | For | |
| | 3. | To approve, on an advisory basis, the frequency of an
advisory vote on the compensation of our named
executive officers. | Management | | 1 Year | | For | |
| | 4. | To approve, on an advisory basis, the compensation of
our named executive officers, as disclosed in the Proxy
Statement. | Management | | For | | For | |
| | 5. | To ratify the selection of KPMG LLP as our independent
registered public accounting firm for the fiscal year
ending October 28, 2023. | Management | | For | | For | |
| | 6. | To vote on a stockholder proposal regarding special
stockholder meetings, if properly presented at the
meeting. | Shareholder | | For | | Against | |
| | | STELLANTIS N.V. | | |
| | Security | N82405106 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 13-Apr-2023 | |
| | ISIN | NL00150001Q9 | | Agenda | 716738666 - Management |
| | Record Date | 16-Mar-2023 | | Holding Recon Date | 16-Mar-2023 | |
| | City / | Country | AMSTER
DAM | / | Netherlands | | Vote Deadline | 30-Mar-2023 01:59 PM ET |
| | SEDOL(s) | BM9QFQ3 - BM9QFR4 - BM9QFS5 -
BM9RCN2 - BMD8F98 - BMD8KX7 -
BMV7JB7 - BMYCBJ1 - BND74C8 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. IF NO BENEFICIAL OWNER
DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS
MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 2.c | REMUNERATION REPORT 2022 EXCLUDING PRE-
MERGER LEGACY MATTERS (ADVISORY VOTING) | Management | | Against | | Against | |
| | 2.d | REMUNERATION REPORT 2022 ON THE PRE-
MERGER LEGACY MATTERS (ADVISORY VOTING) | Management | | Against | | Against | |
| | 2.e | ADOPTION OF THE ANNUAL ACCOUNTS 2022 | Management | | For | | For | |
| | 2.f | APPROVAL OF 2022 DIVIDEND | Management | | For | | For | |
| | 2.g | GRANTING OF DISCHARGE TO THE DIRECTORS IN
RESPECT OF THE PERFORMANCE OF THEIR
DUTIES DURING THE FINANCIAL YEAR 2022 | Management | | Abstain | | Against | |
| | 3. | PROPOSAL TO APPOINT MR. BENOIT RIBADEAU-
DUMAS AS NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | 4.a | PROPOSAL TO APPOINT ERNST & YOUNG
ACCOUNTANTS LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR THE FINANCIAL YEAR
2023 | Management | | For | | For | |
| | 4.b | PROPOSAL TO APPOINT DELOITTE ACCOUNTANTS
B.V. AS THE COMPANY'S INDEPENDENT AUDITOR
FOR THE FINANCIAL YEAR 2024 | Management | | For | | For | |
| | 5. | PROPOSAL TO AMEND PARAGRAPH 6 OF THE
REMUNERATION POLICY FOR THE BOARD OF
DIRECTORS | Management | | For | | For | |
| | 6.a | PROPOSAL TO DESIGNATE THE BOARD OF
DIRECTORS AS THE CORPORATE BODY
AUTHORIZED TO ISSUE COMMON SHARES AND TO
GRANT RIGHTS TO SUBSCRIBE FOR COMMON
SHARES AS PROVIDED FOR IN ARTICLE 7 OF THE
COMPANY'S ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | 6.b | PROPOSAL TO DESIGNATE THE BOARD OF
DIRECTORS AS THE CORPORATE BODY
AUTHORIZED TO LIMIT OR TO EXCLUDE PRE-
EMPTION RIGHTS FOR COMMON SHARES AS
PROVIDED FOR IN ARTICLE 8 OF THE COMPANY'S
ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | 7. | PROPOSAL TO AUTHORIZE THE BOARD OF
DIRECTORS TO ACQUIRE FULLY PAID-UP COMMON
SHARES IN THE COMPANY'S OWN SHARE CAPITAL
IN ACCORDANCE WITH ARTICLE 9 OF THE
COMPANY'S ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | 8. | PROPOSAL TO CANCEL COMMON SHARES HELD BY
THE COMPANY IN ITS OWN SHARE CAPITAL AS
SPECIFIED IN ARTICLE 10 OF THE COMPANY'S
ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | | ABN AMRO BANK NV | | |
| | Security | N0162C102 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 19-Apr-2023 | |
| | ISIN | NL0011540547 | | Agenda | 716760788 - Management |
| | Record Date | 22-Mar-2023 | | Holding Recon Date | 22-Mar-2023 | |
| | City / | Country | AMSTER
DAM | / | Netherlands | | Vote Deadline | 11-Apr-2023 01:59 PM ET |
| | SEDOL(s) | BF444B1 - BKP4JK9 - BMCDQ68 -
BYQP136 - BYTDDV9 - BYV76D2 -
BYWVYN9 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. IF NO BENEFICIAL OWNER
DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS
MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | | | |
| | 2.a. | INTEGRATED ANNUAL REPORT AND CORPORATE
GOVERNANCE: REPORT OF THE EXECUTIVE-
BOARD FOR 2022 | Non-Voting | | | |
| | 2.b. | INTEGRATED ANNUAL REPORT AND CORPORATE
GOVERNANCE: SUSTAINABILITY | Non-Voting | | | |
| | 2.c. | INTEGRATED ANNUAL REPORT AND CORPORATE
GOVERNANCE: REPORT OF THE SUPERVISORY-
BOARD FOR 2022 | Non-Voting | | | |
| | 2.d. | INTEGRATED ANNUAL REPORT AND CORPORATE
GOVERNANCE: PRESENTATION OF THE-
EMPLOYEES COUNCIL | Non-Voting | | | |
| | 2.e. | INTEGRATED ANNUAL REPORT AND CORPORATE
GOVERNANCE: CORPORATE GOVERNANCE | Non-Voting | | | |
| | 2.f. | INTEGRATED ANNUAL REPORT AND CORPORATE
GOVERNANCE: REMUNERATION REPORT FOR 2022
(ADVISORY VOTING ITEM) | Management | | For | | For | |
| | 2.g. | INTEGRATED ANNUAL REPORT AND CORPORATE
GOVERNANCE: EXTERNAL AUDITORS-
PRESENTATION AND QA | Non-Voting | | | |
| | 2.h. | INTEGRATED ANNUAL REPORT AND CORPORATE
GOVERNANCE: ADOPTION OF THE AUDITED 2022
ANNUAL FINANCIAL STATEMENTS | Management | | For | | For | |
| | 3.a. | RESERVATION- AND DIVIDEND POLICY | Non-Voting | | | |
| | 3.b. | RESERVATION- AND DIVIDEND PROPOSAL | Management | | For | | For | |
| | 4.a. | DISCHARGE OF EACH MEMBER OF THE EXECUTIVE
BOARD IN OFFICE DURING THE FINANCIAL YEAR
2022 FOR THE PERFORMANCE OF HIS OR HER
DUTIES DURING 2022 | Management | | For | | For | |
| | 4.b. | DISCHARGE OF EACH MEMBER OF THE
SUPERVISORY BOARD IN OFFICE DURING THE
FINANCIAL YEAR 2022 FOR THE PERFORMANCE OF
HIS OR HER DUTIES DURING 2022 | Management | | For | | For | |
| | 5.a. | REPORT ON THE FUNCTIONING OF EXTERNAL
AUDITOR | Non-Voting | | | |
| | 5.b. | REPORT ON THE REAPPOINTMENT OF ERNST
YOUNG ACCOUNTANTS LLP (EY) AS EXTERNAL
AUDITOR FOR THE FINANCIAL YEARS 2024 AND
2025 | Management | | For | | For | |
| | 6.a. | COMPOSITION AND COLLECTIVE PROFILE OF THE
SUPERVISORY BOARD | Non-Voting | | | |
| | 6.b. | COMPOSITION AND NOTIFICATION OF VACANCIES
ON THE SUPERVISORY BOARD | Non-Voting | | | |
| | 6.c. | COMPOSITION AND OPPORTUNITY FOR THE
GENERAL MEETING TO MAKE
RECOMMENDATIONS,-WITH DUE REGARD TO THE
PROFILES | Non-Voting | | | |
| | 6.d. | COMPOSITION AND OPPORTUNITY FOR THE
EMPLOYEES COUNCIL TO EXPLAIN THE POSITION-
STATEMENTS | Non-Voting | | | |
| | 6.e. | COMPOSITION AND (RE-)APPOINTMENT OF
MEMBERS OF THE SUPERVISORY BOARD | Non-Voting | | | |
| | 6.e.i | COMPOSITION AND RE-APPOINTMENT OF MICHIEL
LAP AS A MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | 6.eii | COMPOSITION AND APPOINTMENT OF WOUTER
DEVRIENDT AS A MEMBER OF THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7. | NOTIFICATION INTENDED APPOINTMENT OF
FERDINAND VAANDRAGER AS INTERIM CFO AND-
MEMBER OF THE EXECUTIVE BOARD (CFO) | Non-Voting | | | |
| | 8. | APPLYING THE STANDARD RULES OF ARTICLE 1:31
PARAGRAPHS 2 AND 3 OF THE DUTCH LAW ON THE
ROLE OF EMPLOYEES WITHIN EUROPEAN LEGAL
ENTITIES (WET ROL WERKNEMERS BIJ EUROPESE
RECHTSPERSONEN) INSTEAD OF INITIATING
NEGOTIATIONS WITH A SPECIAL NEGOTIATING
BODY AS REFERRED TO IN ARTICLE 2:333K (12) OF
THE DUTCH CIVIL CODE CROSS-BORDER MERGER
OF ABN AMRO AND BANQUE NEUFLIZE OBC | Management | | For | | For | |
| | 9.a. | ISSUANCE OF NEW SHARES BY ABN AMRO AND
ACQUISITION OF (DEPOSITARY RECEIPTS FOR)
SHARES BY ABN AMRO: AUTHORISATION TO ISSUE
SHARES AND/OR GRANT RIGHTS TO SUBSCRIBE
FOR SHARES | Management | | For | | For | |
| | 9.b. | ISSUANCE OF NEW SHARES BY ABN AMRO AND
ACQUISITION OF (DEPOSITARY RECEIPTS FOR)
SHARES BY ABN AMRO: AUTHORISATION TO LIMIT
OR EXCLUDE PRE-EMPTIVE RIGHTS | Management | | For | | For | |
| | 9.c. | ISSUANCE OF NEW SHARES BY ABN AMRO AND
ACQUISITION OF (DEPOSITARY RECEIPTS FOR)
SHARES BY ABN AMRO: AUTHORISATION TO
ACQUIRE (DEPOSITARY RECEIPTS FOR) SHARES IN
ABN AMROS OWN CAPITAL | Management | | For | | For | |
| | 10. | CANCELLATION OF (DEPOSITARY RECEIPTS FOR)
SHARES IN THE ISSUED SHARE CAPITAL OF ABN
AMRO | Management | | For | | For | |
| | 11. | ANY OTHER BUSINESS AND CLOSING | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | | BRITISH AMERICAN TOBACCO PLC | | |
| | Security | G1510J102 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 19-Apr-2023 | |
| | ISIN | GB0002875804 | | Agenda | 716774282 - Management |
| | Record Date | | | Holding Recon Date | 17-Apr-2023 | |
| | City / | Country | LONDON | / | United
Kingdom | | Vote Deadline | 13-Apr-2023 01:59 PM ET |
| | SEDOL(s) | 0287580 - 5617278 - B02S755 -
B3DCKS1 - B3F9DG9 - BN459L5 -
BPK3QF0 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS | Management | | For | | For | |
| | 2 | APPROVE REMUNERATION REPORT | Management | | For | | For | |
| | 3 | REAPPOINT KPMG LLP AS AUDITORS | Management | | For | | For | |
| | 4 | AUTHORISE AUDIT COMMITTEE TO FIX
REMUNERATION OF AUDITORS | Management | | For | | For | |
| | 5 | RE-ELECT LUC JOBIN AS DIRECTOR | Management | | For | | For | |
| | 6 | RE-ELECT JACK BOWLES AS DIRECTOR | Management | | For | | For | |
| | 7 | RE-ELECT TADEU MARROCO AS DIRECTOR | Management | | For | | For | |
| | 8 | RE-ELECT KANDY ANAND AS DIRECTOR | Management | | For | | For | |
| | 9 | RE-ELECT SUE FARR AS DIRECTOR | Management | | For | | For | |
| | 10 | RE-ELECT KAREN GUERRA AS DIRECTOR | Management | | For | | For | |
| | 11 | RE-ELECT HOLLY KELLER KOEPPEL AS DIRECTOR | Management | | For | | For | |
| | 12 | RE-ELECT DIMITRI PANAYOTOPOULOS AS
DIRECTOR | Management | | For | | For | |
| | 13 | RE-ELECT DARRELL THOMAS AS DIRECTOR | Management | | For | | For | |
| | 14 | ELECT VERONIQUE LAURY AS DIRECTOR | Management | | For | | For | |
| | 15 | AUTHORISE UK POLITICAL DONATIONS AND
EXPENDITURE | Management | | For | | For | |
| | 16 | AUTHORISE ISSUE OF EQUITY | Management | | For | | For | |
| | 17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
EMPTIVE RIGHTS | Management | | For | | For | |
| | 18 | AUTHORISE MARKET PURCHASE OF ORDINARY
SHARES | Management | | For | | For | |
| | 19 | AUTHORISE THE COMPANY TO CALL GENERAL
MEETING WITH TWO WEEKS' NOTICE | Management | | For | | For | |
| | 20 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | | PRYSMIAN S.P.A. | | |
| | Security | T7630L105 | | Meeting Type | MIX |
| | Ticker Symbol | | | Meeting Date | 19-Apr-2023 | |
| | ISIN | IT0004176001 | | Agenda | 716782671 - Management |
| | Record Date | 06-Apr-2023 | | Holding Recon Date | 06-Apr-2023 | |
| | City / | Country | MILANO | / | Italy | | Vote Deadline | 12-Apr-2023 01:59 PM ET |
| | SEDOL(s) | B1W4V69 - B1W7L24 - B2900S2 -
B2Q7CC4 - BF0S224 - BF44723 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. IF NO BENEFICIAL OWNER
DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS
MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 0010 | TO APPROVE THE COMPANY'S BALANCE SHEET AS
PER 31 DECEMBER 2022, TOGETHER WITH BOARD
OF DIRECTORS', INTERNAL AUDITORS' AND
EXTERNAL AUDITORS' REPORTS. TO SUBMIT THE
INTEGRATED ANNUAL REPORT COMPREHENSIVE
THE CONSOLIDATED BALANCE SHEET AS PER 31
DECEMBER 2022 AND OF A CONSOLIDATED NON-
FINANCIAL DECLARATION FOR 2022 | Management | | For | | For | |
| | 0020 | TO ALLOCATE THE NET INCOME OF THE FINANCIAL
YEAR AND DIVIDEND DISTRIBUTION | Management | | For | | For | |
| | 0030 | TO GRANT THE BOARD OF DIRECTORS THE
AUTHORIZATION TO PURCHASE AND DISPOSE OF
OWN SHARES AS PER ARTICLES 2357 AND 2357-
TER OF THE ITALIAN CIVIL CODE; SIMULTANEOUS
REVOCATION OF THE SHAREHOLDERS'
RESOLUTION OF MEETING HELD ON 12 APRIL 2022
RELATING TO THE AUTHORISATION TO PURCHASE
AND DISPOSE OF OWN SHARES; RELATED AND
CONSEQUENTIAL RESOLUTIONS | Management | | For | | For | |
| | 0040 | INCENTIVE PLAN: RESOLUTIONS AS PER ARTICLE
114-BIS OF LEGISLATIVE DECREE 58/98 | Management | | For | | For | |
| | 0050 | TO APPOINT THE REWARDING REPORT OF THE
COMPANY | Management | | Against | | Against | |
| | 0060 | ADVISORY VOTE FOR EMOLUMENTS
CORRESPONDED DURING 2022 | Management | | For | | For | |
| | 0070 | PROPOSE TO INCREASE THE COMPANY STOCK
CAPITAL FREE OF PAYMENTS AT THE SERVICE OF
AN INCENTIVE PLAN SUBMITTED FOR APPROVAL
BY TODAY'S ORDINARY SHAREHOLDERS' MEETING,
FOR A MAXIMUM NOMINAL AMOUNT OF EUR
950,000.00, BY ASSIGNMENT AS PER ART. 2349 OF
THE CIVIL CODE, OF A CORRESPONDING AMOUNT
TAKEN FROM PROFITS OR FROM PROFIT
RESERVES, WITH THE ISSUE OF NO MORE THAN
9,500,000 ORDINARY SHARES FROM NOMINAL EUR
0.10 EACH. SIMULTANEOUS MODIFICATION OF
ARTICLE 6 OF THE ARTICLES OF ASSOCIATION.
RELATED AND CONSEQUENT RESOLUTIONS | Management | | Against | | Against | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | | EIFFAGE SA | | |
| | Security | F2924U106 | | Meeting Type | MIX |
| | Ticker Symbol | | | Meeting Date | 19-Apr-2023 | |
| | ISIN | FR0000130452 | | Agenda | 716846792 - Management |
| | Record Date | 14-Apr-2023 | | Holding Recon Date | 14-Apr-2023 | |
| | City / | Country | PARIS | / | France | | Vote Deadline | 10-Apr-2023 01:59 PM ET |
| | SEDOL(s) | B13X013 - B142G22 - B28GX71 -
B3BH215 - BMT6VB0 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING-
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE.
THE GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY-CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT | Non-Voting | | | |
| | CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID
VOTING OPTION. FOR ANY ADDITIONAL-
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.'
IF YOUR CUSTODIAN IS COMPLETING THE PROXY
CARD, THE VOTING-INSTRUCTION WILL DEFAULT
TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED | Non-Voting | | | |
| | CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY
REGISTERED IN THEIR OWN NAME ON THE-
COMPANY SHARE REGISTER, YOU SHOULD
RECEIVE A PROXY CARD/VOTING FORM DIRECTLY-
FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE
DIRECTLY BACK TO THE ISSUER VIA THE-PROXY
CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE
VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR
INSTRUCTIONS MAY BE REJECTED | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL
MEETING INFORMATION IS AVAILABLE BY-CLICKING
ON THE MATERIAL URL-LINK:https://www.journal-
officiel.gouv.fr/telechargements/BALO/pdf/2023/0310/2-
02303102300503.pdf | Non-Voting | | | |
| | 1 | APPROVAL OF THE ANNUAL FINANCIAL
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2022 | Management | | For | | For | |
| | 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2022 | Management | | For | | For | |
| | 3 | APPROPRIATION OF THE PROFIT FOR THE
FINANCIAL YEAR AND SETTING OF A DIVIDEND | Management | | For | | For | |
| | 4 | REAPPOINTMENT OF BENOIT DE RUFFRAY AS A
DIRECTOR | Management | | Against | | Against | |
| | 5 | REAPPOINTMENT OF ISABELLE SALAUN AS A
DIRECTOR | Management | | For | | For | |
| | 6 | REAPPOINTMENT OF LAURENT DUPONT AS THE
DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS | Management | | For | | For | |
| | 7 | APPROVAL OF THE COMPENSATION POLICY FOR
MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | 8 | APPROVAL OF THE COMPENSATION POLICY FOR
THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | | For | | For | |
| | 9 | APPROVAL OF THE INFORMATION SPECIFIED IN
PARAGRAPH 1 OF ARTICLE L.22-10-9 OF THE
FRENCH COMMERCIAL CODE | Management | | For | | For | |
| | 10 | APPROVAL OF THE FIXED, VARIABLE AND
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE PAST FINANCIAL YEAR OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
BENOIT DE RUFFRAY, THE CHAIRMAN AND CEO,
PURSUANT TO THE COMPENSATION POLICY
APPROVED BY THE SHAREHOLDERS AT THE LAST
GENERAL MEETING | Management | | For | | For | |
| | 11 | AUTHORISATION TO THE BOARD OF DIRECTORS TO
ALLOW THE COMPANY TO BUY BACK ITS OWN
SHARES PURSUANT TO ARTICLE L. 22-10-62 OF THE
FRENCH COMMERCIAL CODE, LENGTH OF THE
AUTHORISATION, PURPOSES, PROCEDURES, CAP,
SUSPENSION DURING THE PERIOD OF A PUBLIC
OFFER | Management | | For | | For | |
| | 12 | AUTHORISATION TO THE BOARD OF DIRECTORS TO
CANCEL THE TREASURY SHARES HELD BY THE
COMPANY BOUGHT BACK PURSUANT TO ARTICLE
L. 22-10-62 OF THE FRENCH COMMERCIAL CODE,
LENGTH OF THE AUTHORISATION, CAP,
SUSPENSION DURING THE PERIOD OF A PUBLIC
OFFER | Management | | For | | For | |
| | 13 | DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
CAPITALISING RESERVES, PROFITS AND/OR
PREMIUMS, LENGTH OF THE DELEGATION OF
AUTHORITY, MAXIMUM NOMINAL AMOUNT OF THE
CAPITAL INCREASE, OUTCOME OF FRACTIONAL
SHARES, SUSPENSION DURING THE PERIOD OF A
PUBLIC OFFER | Management | | For | | For | |
| | 14 | DELEGATION TO ISSUE ORDINARY SHARES AND/OR
MARKETABLE SECURITIES CONFERRING ACCESS
TO THE COMPANY'S EQUITY AND/OR TO DEBT
SECURITIES WHILE MAINTAINING PREFERENTIAL
SUBSCRIPTION RIGHTS AND VARIOUS ATTRIBUTES | Management | | For | | For | |
| | 15 | DELEGATION OF AUTHORITY TO ISSUE ORDINARY
SHARES AND/OR MARKETABLE SECURITIES
CONFERRING ACCESS TO THE COMPANY'S EQUITY
AND/OR TO DEBT SECURITIES AND CANCELLING
PREFERENTIAL SUBSCRIPTION RIGHTS VIA A
PUBLIC OFFER AND/OR AS CONSIDERATION FOR
SECURITIES IN A PUBLIC EXCHANGE OFFER AND
VARIOUS ATTRIBUTES | Management | | For | | For | |
| | 16 | DELEGATION OF AUTHORITY TO ISSUE ORDINARY
SHARES AND/OR MARKETABLE SECURITIES
CONFERRING ACCESS TO THE COMPANY'S EQUITY
AND/OR TO DEBT SECURITIES AND CANCELLING
PREFERENTIAL SUBSCRIPTION RIGHTS AND
VARIOUS ATTRIBUTES | Management | | For | | For | |
| | 17 | AUTHORISATION TO INCREASE ISSUES,
SUSPENSION DURING THE PERIOD OF A PUBLIC
OFFER | Management | | For | | For | |
| | 18 | DELEGATION OF AUTHORITY TO INCREASE THE
SHARE CAPITAL BY UP TO 10% BY ISSUING
ORDINARY SHARES AND/OR MARKETABLE
SECURITIES CONFERRING ACCESS TO THE
COMPANY'S EQUITY, IN ORDER TO PAY FOR
CONTRIBUTIONS IN KIND OF SHARES AND VARIOUS
ATTRIBUTES | Management | | For | | For | |
| | 19 | OVERALL CAP ON THE DELEGATIONS OF
AUTHORITY PROVIDED FOR IN THE 15TH, 16TH AND
18TH RESOLUTIONS OF THIS GENERAL MEETING | Management | | For | | For | |
| | 20 | DELEGATION OF AUTHORITY TO INCREASE THE
SHARE CAPITAL BY ISSUING ORDINARY SHARES
AND/OR MARKETABLE SECURITIES CONFERRING
ACCESS TO THE COMPANY'S EQUITY AND
CANCELLING PREFERENTIAL SUBSCRIPTION
RIGHTS FOR THE BENEFIT OF MEMBERS OF A
COMPANY SAVINGS SCHEME AND VARIOUS
ATTRIBUTES | Management | | For | | For | |
| | 21 | AUTHORISATION TO THE BOARD OF DIRECTORS TO
ALLOT EXISTING SHARES FOR NO CONSIDERATION
TO EMPLOYEES AND/OR CERTAIN CORPORATE
OFFICERS OF THE COMPANY OR RELATED
COMPANIES OR ECONOMIC INTEREST GROUPS,
LENGTH OF THE AUTHORISATION, CAP, LENGTH OF
THE VESTING PERIOD PARTICULARLY IN THE
EVENT OF DISABILITY | Management | | For | | For | |
| | 22 | POWERS TO CARRY OUT LEGAL FORMALITIES | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN)-WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW-ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE CREST SYSTEM. THIS-TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM.-THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON-RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD DATE
APPLIES)-UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS CONFIRMED-
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED, THE VOTED-POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR-VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL-INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR-CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR
FURTHER INFORMATION ON THE-CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE
SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | | | |
| | CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR
ANY VOTED POSITIONS SETTLING-THROUGH
EUROCLEAR BANK | Non-Voting | | | |
| | | REGIONS FINANCIAL CORPORATION | | |
| | Security | 7591EP100 | | Meeting Type | Annual |
| | Ticker Symbol | RF | | Meeting Date | 19-Apr-2023 | |
| | ISIN | US7591EP1005 | | Agenda | 935772586 - Management |
| | Record Date | 21-Feb-2023 | | Holding Recon Date | 21-Feb-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 18-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Mark A. Crosswhite | Management | | For | | For | |
| | 1b. | Election of Director: Noopur Davis | Management | | For | | For | |
| | 1c. | Election of Director: Zhanna Golodryga | Management | | For | | For | |
| | 1d. | Election of Director: J. Thomas Hill | Management | | For | | For | |
| | 1e. | Election of Director: John D. Johns | Management | | For | | For | |
| | 1f. | Election of Director: Joia M. Johnson | Management | | For | | For | |
| | 1g. | Election of Director: Ruth Ann Marshall | Management | | For | | For | |
| | 1h. | Election of Director: Charles D. McCrary | Management | | For | | For | |
| | 1i. | Election of Director: James T. Prokopanko | Management | | For | | For | |
| | 1j. | Election of Director: Lee J. Styslinger III | Management | | For | | For | |
| | 1k. | Election of Director: José S. Suquet | Management | | For | | For | |
| | 1l. | Election of Director: John M. Turner, Jr. | Management | | For | | For | |
| | 1m. | Election of Director: Timothy Vines | Management | | For | | For | |
| | 2. | Ratification of Appointment of Ernst & Young LLP as the
Independent Registered Public Accounting Firm for 2023. | Management | | For | | For | |
| | 3. | Advisory Vote on Executive Compensation. | Management | | For | | For | |
| | | HCA HEALTHCARE, INC. | | |
| | Security | 40412C101 | | Meeting Type | Annual |
| | Ticker Symbol | HCA | | Meeting Date | 19-Apr-2023 | |
| | ISIN | US40412C1018 | | Agenda | 935776902 - Management |
| | Record Date | 24-Feb-2023 | | Holding Recon Date | 24-Feb-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 18-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Thomas F. Frist III | Management | | For | | For | |
| | 1b. | Election of Director: Samuel N. Hazen | Management | | For | | For | |
| | 1c. | Election of Director: Meg G. Crofton | Management | | For | | For | |
| | 1d. | Election of Director: Robert J. Dennis | Management | | For | | For | |
| | 1e. | Election of Director: Nancy-Ann DeParle | Management | | For | | For | |
| | 1f. | Election of Director: William R. Frist | Management | | For | | For | |
| | 1g. | Election of Director: Hugh F. Johnston | Management | | For | | For | |
| | 1h. | Election of Director: Michael W. Michelson | Management | | For | | For | |
| | 1i. | Election of Director: Wayne J. Riley, M.D. | Management | | For | | For | |
| | 1j. | Election of Director: Andrea B. Smith | Management | | For | | For | |
| | 2. | To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for the year
ending December 31, 2023. | Management | | For | | For | |
| | 3. | To approve the HCA Healthcare, Inc. 2023 Employee
Stock Purchase Plan. | Management | | For | | For | |
| | 4. | Advisory vote to approve named executive officer
compensation. | Management | | For | | For | |
| | 5. | Stockholder proposal, if properly presented at the
meeting, regarding political spending disclosure. | Shareholder | | Against | | For | |
| | 6. | Stockholder proposal, if properly presented at the
meeting, regarding amendment to Patient Safety and
Quality of Care Committee charter. | Shareholder | | Against | | For | |
| | | AENA SME SA | | |
| | Security | E526K0106 | | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 20-Apr-2023 | |
| | ISIN | ES0105046009 | | Agenda | 716729821 - Management |
| | Record Date | 14-Apr-2023 | | Holding Recon Date | 14-Apr-2023 | |
| | City / | Country | MADRID | / | Spain | | Vote Deadline | 17-Apr-2023 01:59 PM ET |
| | SEDOL(s) | BF444J9 - BJQP089 - BVG6W79 -
BVRZ8L1 - BVYV3F1 - BWY5BZ6 -
BZ0VV71 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 1 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF
THE INDIVIDUAL ANNUAL ACCOUNTS BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN EQUITY, CASH FLOW STATEMENT
AND NOTES AND THE INDIVIDUAL MANAGEMENT
REPORT OF THE COMPANY FOR THE FISCAL YEAR
ENDED 31 DECEMBER 2022 | Management | | For | | For | |
| | 2 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF
THE CONSOLIDATED ANNUAL ACCOUNTS
(BALANCE SHEET, PROFIT AND LOSS ACCOUNT,
STATEMENT OF CHANGES IN EQUITY, CASH FLOW
STATEMENT AND NOTES) AND THE CONSOLIDATED
MANAGEMENT REPORT OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE FISCAL YEAR ENDED 31
DECEMBER 2022 | Management | | For | | For | |
| | 3 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF
THE PROPOSED APPROPRIATION OF EARNINGS OF
THE COMPANY FOR THE FISCAL YEAR ENDED 31
DECEMBER 2022 | Management | | For | | For | |
| | 4 | EXAMINATION AND APPROVAL, IF APPLICABLE OF
THE OFFSETTING OF NEGATIVE RESULTS FROM
PREVIOUS YEARS AGAINST VOLUNTARY
RESERVES | Management | | For | | For | |
| | 5 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF
THE NON FINANCIAL INFORMATION STATEMENT
(EINF) FOR THE YEAR CLOSED AT 31 DECEMBER
2022 | Management | | For | | For | |
| | 6 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF
THE CORPORATE MANAGEMENT FOR THE FISCAL
YEAR ENDED 31 DECEMBER 2022 | Management | | For | | For | �� |
| | 7 | APPOINTMENT OF THE EXTERNAL AUDITOR FOR
THE FISCAL YEARS 2024, 2025 AND 2026 | Management | | For | | For | |
| | 8.1 | RATIFICATION OF THE APPOINTMENT BY CO
OPTION AND RE ELECTION OF MS M DEL CORISEO
GONZALEZ IZQUIERDO REVILLA, AS INDEPENDENT
DIRECTOR | Management | | For | | For | |
| | 8.2 | RATIFICATION OF THE APPOINTMENT BY
COOPTION AND REELECTION OF MR TOMAS
VARELA MUINA AS INDEPENDENT DIRECTOR | Management | | For | | For | |
| | 8.3 | APPOINTMENT OF MS M DEL CARMEN CORRAL
ESCRIBANO AS PROPRIETARY DIRECTOR | Management | | For | | For | |
| | 8.4 | RE ELECTION OF MS ANGELICA MARTINEZ ORTEGA
AS PROPRIETARY DIRECTOR | Management | | For | | For | |
| | 8.5 | RE ELECTION OF MR JUAN IGNACIO DIAZ BIDART
AS PROPRIETARY DIRECTOR | Management | | Against | | Against | |
| | 8.6 | RE ELECTION OF MS PILAR ARRANZ NOTARIO AS
PROPRIETARY DIRECTOR | Management | | For | | For | |
| | 8.7 | RE ELECTION OF MS LETICIA IGLESIAS HERRAIZ AS
INDEPENDENT DIRECTOR | Management | | For | | For | |
| | 9.1 | AMENDMENT OF ARTICLE 31 POWERS OF THE
BOARD OF DIRECTORS | Management | | For | | For | |
| | 9.2 | AMENDMENT OF ARTICLE 36 BOARD OF
DIRECTORS MEETING | Management | | For | | For | |
| | 10 | ADVISORY VOTE OF THE ANNUAL REPORT ON
DIRECTORS REMUNERATION FOR THE FISCAL
YEAR 2022 | Management | | For | | For | |
| | 11 | VOTING, ON A CONSULTATIVE BASIS, ON THE
UPDATED REPORT OF THE CLIMATE ACTION PLAN
(2022) | Management | | Abstain | | Against | |
| | 12 | DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS TO FORMALISE AND EXECUTE ALL THE
RESOLUTIONS ADOPTED BY THE GENERAL
SHAREHOLDERS MEETING AS WELL AS TO SUB
DELEGATE THE POWERS CONFERRED ON IT BY
THE MEETING, AND TO RECORD SUCH
RESOLUTIONS IN A NOTARIAL INSTRUMENT AND
INTERPRET, CURE A DEFECT IN, COMPLEMENT,
DEVELOP AND REGISTER THEM | Management | | For | | For | |
| | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES
NOT REACH QUORUM, THERE WILL BE A-SECOND
CALL ON 21 APR 2023. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU | Non-Voting | | | |
| | | FAIRFAX FINANCIAL HOLDINGS LTD | | |
| | Security | 303901102 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 20-Apr-2023 | |
| | ISIN | CA3039011026 | | Agenda | 716766209 - Management |
| | Record Date | 10-Mar-2023 | | Holding Recon Date | 10-Mar-2023 | |
| | City / | Country | TORONT
O | / | Canada | | Vote Deadline | 14-Apr-2023 01:59 PM ET |
| | SEDOL(s) | 2173665 - 2566351 - 5495719 -
B2N6TX4 - B4M5MP9 - BYVR1R1 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTIONS 1.1 TO 1.12 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR-RESOLUTION NUMBER 2.
THANK YOU | Non-Voting | | | |
| | 1.1 | ELECTION OF DIRECTOR: ROBERT J. GUNN | Management | | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: THE RT. HON. DAVID L.
JOHNSTON | Management | | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: KAREN L. JURJEVICH | Management | | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: R. WILLIAM MCFARLAND | Management | | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: CHRISTINE N. MCLEAN | Management | | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: BRIAN J. PORTER | Management | | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: TIMOTHY R. PRICE | Management | | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: BRANDON W. SWEITZER | Management | | For | | For | |
| | 1.9 | ELECTION OF DIRECTOR: LAUREN C. TEMPLETON | Management | | For | | For | |
| | 1.10 | ELECTION OF DIRECTOR: BENJAMIN P. WATSA | Management | | For | | For | |
| | 1.11 | ELECTION OF DIRECTOR: V. PREM WATSA | Management | | For | | For | |
| | 1.12 | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | | For | | For | |
| | 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS AUDITOR OF THE CORPORATION | Management | | For | | For | |
| | | OWENS CORNING | | |
| | Security | 690742101 | | Meeting Type | Annual |
| | Ticker Symbol | OC | | Meeting Date | 20-Apr-2023 | |
| | ISIN | US6907421019 | | Agenda | 935780507 - Management |
| | Record Date | 21-Feb-2023 | | Holding Recon Date | 21-Feb-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 19-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Brian D. Chambers | Management | | For | | For | |
| | 1b. | Election of Director: Eduardo E. Cordeiro | Management | | For | | For | |
| | 1c. | Election of Director: Adrienne D. Elsner | Management | | For | | For | |
| | 1d. | Election of Director: Alfred E. Festa | Management | | For | | For | |
| | 1e. | Election of Director: Edward F. Lonergan | Management | | For | | For | |
| | 1f. | Election of Director: Maryann T. Mannen | Management | | For | | For | |
| | 1g. | Election of Director: Paul E. Martin | Management | | For | | For | |
| | 1h. | Election of Director: W. Howard Morris | Management | | For | | For | |
| | 1i. | Election of Director: Suzanne P. Nimocks | Management | | For | | For | |
| | 1j. | Election of Director: John D. Williams | Management | | For | | For | |
| | 2. | To ratify the selection of PricewaterhouseCoopers LLP as
our independent registered public accounting firm for
2023. | Management | | For | | For | |
| | 3. | To approve, on an advisory basis, named executive office
compensation. | Management | | For | | For | |
| | 4. | To recommend, on an advisory basis, the frequency of
future advisory votes to approve named executive officer
compensation. | Management | | 1 Year | | For | |
| | 5. | To approve the Owens Corning 2023 Stock Plan. | Management | | For | | For | |
| | 6. | To approve an amendment to the Company's Amended
and Restated Certificate of Incorporation to reflect new
Delaware law provisions regarding officer exculpation. | Management | | Against | | Against | |
| | 7. | To approve an amendment to the Company's exclusive
forum provision in its Third Amended and Restated
Bylaws. | Management | | Against | | Against | |
| | | HP INC. | | |
| | Security | 40434L105 | | Meeting Type | Annual |
| | Ticker Symbol | HPQ | | Meeting Date | 24-Apr-2023 | |
| | ISIN | US40434L1052 | | Agenda | 935775429 - Management |
| | Record Date | 23-Feb-2023 | | Holding Recon Date | 23-Feb-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 21-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Aida M. Alvarez | Management | | For | | For | |
| | 1b. | Election of Director: Shumeet Banerji | Management | | For | | For | |
| | 1c. | Election of Director: Robert R. Bennett | Management | | For | | For | |
| | 1d. | Election of Director: Charles V. Bergh | Management | | For | | For | |
| | 1e. | Election of Director: Bruce Broussard | Management | | For | | For | |
| | 1f. | Election of Director: Stacy Brown-Philpot | Management | | For | | For | |
| | 1g. | Election of Director: Stephanie A. Burns | Management | | For | | For | |
| | 1h. | Election of Director: Mary Anne Citrino | Management | | For | | For | |
| | 1i. | Election of Director: Richard Clemmer | Management | | For | | For | |
| | 1j. | Election of Director: Enrique Lores | Management | | For | | For | |
| | 1k. | Election of Director: Judith Miscik | Management | | For | | For | |
| | 1l. | Election of Director: Kim K.W. Rucker | Management | | For | | For | |
| | 1m. | Election of Director: Subra Suresh | Management | | For | | For | |
| | 2. | To ratify the appointment of Ernst & Young LLP as HP
Inc.'s independent registered public accounting firm for
the fiscal year ending October 31, 2023 | Management | | For | | For | |
| | 3. | To approve, on an advisory basis, HP Inc.'s named
executive officer compensation | Management | | For | | For | |
| | 4. | To approve, on an advisory basis, the frequency of future
votes to approve, on an advisory basis, HP Inc.'s named
executive officer compensation | Management | | 1 Year | | For | |
| | 5. | Stockholder proposal requesting stockholders' right to act
by written consent, if properly presented at the annual
meeting | Shareholder | | Against | | For | |
| | | NATWEST GROUP PLC | | |
| | Security | G6422B147 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 25-Apr-2023 | |
| | ISIN | GB00BM8PJY71 | | Agenda | 716813250 - Management |
| | Record Date | | | Holding Recon Date | 10-Apr-2023 | |
| | City / | Country | EDINBU
RGH | / | United
Kingdom | | Vote Deadline | 19-Apr-2023 01:59 PM ET |
| | SEDOL(s) | BM8PJY7 - BMBW923 - BMD7RH7 -
BMD7SJ6 - BNG94N2 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | TO RECEIVE THE 2022 REPORT AND ACCOUNTS | Management | | | |
| | 2 | TO APPROVE THE ANNUAL REMUNERATION
REPORT IN THE DIRECTORS REMUNERATION
REPORT | Management | | | |
| | 3 | TO DECLARE A FINAL DIVIDEND OF 10 PENCE PER
ORDINARY SHARE | Management | | | |
| | 4 | TO RE-ELECT HOWARD DAVIES AS A DIRECTOR | Management | | | |
| | 5 | TO RE-ELECT ALISON ROSE-SLADE AS A DIRECTOR | Management | | | |
| | 6 | TO RE-ELECT KATIE MURRAY AS A DIRECTOR | Management | | | |
| | 7 | TO RE-ELECT FRANK DANGEARD AS A DIRECTOR | Management | | | |
| | 8 | TO ELECT ROISIN DONNELLY AS A DIRECTOR | Management | | | |
| | 9 | TO RE-ELECT PATRICK FLYNN AS A DIRECTOR | Management | | | |
| | 10 | TO RE-ELECT MORTEN FRIIS AS A DIRECTOR | Management | | | |
| | 11 | TO RE-ELECT YASMIN JETHA AS A DIRECTOR | Management | | | |
| | 12 | TO ELECT STUART LEWIS AS A DIRECTOR | Management | | | |
| | 13 | TO RE-ELECT MARK SELIGMAN AS A DIRECTOR | Management | | | |
| | 14 | TO RE-ELECT LENA WILSON AS A DIRECTOR | Management | | | |
| | 15 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS
OF THE COMPANY | Management | | | |
| | 16 | TO AUTHORISE THE GROUP AUDIT COMMITTEE TO
FIX THE REMUNERATION OF THE AUDITORS | Management | | | |
| | 17 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT
SHARES IN THE COMPANY | Management | | | |
| | 18 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT
EQUITY SECURITIES ON A NON PRE-EMPTIVE BASIS
IN CONNECTION WITH AN OFFER OR ISSUE OF
EQUITY SECURITIES | Management | | | |
| | 19 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT
EQUITY SECURITIES ON A NON PRE-EMPTIVE BASIS
IN CONNECTION WITH THE FINANCING OF A
TRANSACTION | Management | | | |
| | 20 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT
ORDINARY SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO ORDINARY SHARES IN RELATION TO EQUITY
CONVERTIBLE NOTES | Management | | | |
| | 21 | TO RENEW THE DIRECTORS AUTHORITY TO ALLOT
EQUITY SECURITIES ON A NON PRE-EMPTIVE BASIS
IN CONNECTION WITH EQUITY CONVERTIBLE
NOTES | Management | | | |
| | 22 | TO RENEW THE AUTHORITY TO PERMIT THE
HOLDING OF GENERAL MEETINGS ON 14 CLEAR
DAYS NOTICE | Management | | | |
| | 23 | TO RENEW THE AUTHORITY IN RESPECT OF
POLITICAL DONATIONS AND EXPENDITURE BY THE
COMPANY IN TERMS OF SECTIONS 366 AND 367 OF
THE COMPANIES ACT 2006 | Management | | | |
| | 24 | TO RENEW THE AUTHORITY FOR THE COMPANY TO
PURCHASE ITS OWN SHARES ON A RECOGNIZED
INVESTMENT EXCHANGE | Management | | | |
| | 25 | TO RENEW THE AUTHORITY TO MAKE OFF-MARKET
PURCHASES OF ORDINARY SHARES FROM HM
TREASURY | Management | | | |
| | 26 | TO AUTHORISE THE COMPANY TO MAKE OFF-
MARKET PURCHASES OF PREFERENCE SHARES | Management | | | |
| | | SEKISUI HOUSE,LTD. | | |
| | Security | J70746136 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 25-Apr-2023 | |
| | ISIN | JP3420600003 | | Agenda | 716835713 - Management |
| | Record Date | 31-Jan-2023 | | Holding Recon Date | 31-Jan-2023 | |
| | City / | Country | OSAKA | / | Japan | | Vote Deadline | 23-Apr-2023 11:00 PM ET |
| | SEDOL(s) | 6793906 - B01DQS7 - B3CF0N6 -
BNDBT69 | | Quick Code | 19280 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Nakai, Yoshihiro | Management | | For | | For | |
| | 2.2 | Appoint a Director Horiuchi, Yosuke | Management | | For | | For | |
| | 2.3 | Appoint a Director Tanaka, Satoshi | Management | | For | | For | |
| | 2.4 | Appoint a Director Ishii, Toru | Management | | For | | For | |
| | 2.5 | Appoint a Director Shinozaki, Hiroshi | Management | | For | | For | |
| | 2.6 | Appoint a Director Yoshimaru, Yukiko | Management | | For | | For | |
| | 2.7 | Appoint a Director Kitazawa, Toshifumi | Management | | For | | For | |
| | 2.8 | Appoint a Director Nakajima, Yoshimi | Management | | For | | For | |
| | 2.9 | Appoint a Director Takegawa, Keiko | Management | | For | | For | |
| | 2.10 | Appoint a Director Abe, Shinichi | Management | | For | | For | |
| | | INTERNATIONAL BUSINESS MACHINES CORP. | | |
| | Security | 459200101 | | Meeting Type | Annual |
| | Ticker Symbol | IBM | | Meeting Date | 25-Apr-2023 | |
| | ISIN | US4592001014 | | Agenda | 935775405 - Management |
| | Record Date | 24-Feb-2023 | | Holding Recon Date | 24-Feb-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 24-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director for a Term of One Year: Thomas
Buberl | Management | | For | | For | |
| | 1b. | Election of Director for a Term of One Year: David N. Farr | Management | | For | | For | |
| | 1c. | Election of Director for a Term of One Year: Alex Gorsky | Management | | For | | For | |
| | 1d. | Election of Director for a Term of One Year: Michelle J.
Howard | Management | | For | | For | |
| | 1e. | Election of Director for a Term of One Year: Arvind
Krishna | Management | | For | | For | |
| | 1f. | Election of Director for a Term of One Year: Andrew N.
Liveris | Management | | For | | For | |
| | 1g. | Election of Director for a Term of One Year: F. William
McNabb III | Management | | For | | For | |
| | 1h. | Election of Director for a Term of One Year: Martha E.
Pollack | Management | | For | | For | |
| | 1i. | Election of Director for a Term of One Year: Joseph R.
Swedish | Management | | For | | For | |
| | 1j. | Election of Director for a Term of One Year: Peter R.
Voser | Management | | For | | For | |
| | 1k. | Election of Director for a Term of One Year: Frederick H.
Waddell | Management | | For | | For | |
| | 1l. | Election of Director for a Term of One Year: Alfred W.
Zollar | Management | | For | | For | |
| | 2. | Ratification of Appointment of Independent Registered
Public Accounting Firm. | Management | | For | | For | |
| | 3. | Advisory Vote on Executive Compensation. | Management | | For | | For | |
| | 4. | Advisory Vote Regarding the Frequency of the Advisory
Vote on Executive Compensation. | Management | | 1 Year | | For | |
| | 5. | Stockholder Proposal to Have an Independent Board
Chairman. | Shareholder | | Against | | For | |
| | 6. | Stockholder Proposal Requesting a Public Report on
Lobbying Activities. | Shareholder | | Against | | For | |
| | 7. | Stockholder Proposal Requesting a Public Report on
Congruency in China Business Operations and ESG
Activities. | Shareholder | | Against | | For | |
| | 8. | Stockholder Proposal Requesting a Public Report on
Harassment and Discrimination Prevention Efforts. | Shareholder | | Against | | For | |
| | | PACCAR INC | | |
| | Security | 693718108 | | Meeting Type | Annual |
| | Ticker Symbol | PCAR | | Meeting Date | 25-Apr-2023 | |
| | ISIN | US6937181088 | | Agenda | 935776849 - Management |
| | Record Date | 28-Feb-2023 | | Holding Recon Date | 28-Feb-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 24-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director to serve for one-year term: Mark C.
Pigott | Management | | For | | For | |
| | 1b. | Election of Director to serve for one-year term: Dame
Alison J. Carnwath | Management | | For | | For | |
| | 1c. | Election of Director to serve for one-year term: Franklin L.
Feder | Management | | For | | For | |
| | 1d. | Election of Director to serve for one-year term: R. Preston
Feight | Management | | For | | For | |
| | 1e. | Election of Director to serve for one-year term: Kirk S.
Hachigian | Management | | For | | For | |
| | 1f. | Election of Director to serve for one-year term: Barbara
B. Hulit | Management | | For | | For | |
| | 1g. | Election of Director to serve for one-year term: Roderick
C. McGeary | Management | | For | | For | |
| | 1h | Election of Director to serve for one-year term: Cynthia A.
Niekamp | Management | | For | | For | |
| | 1i. | Election of Director to serve for one-year term: John M.
Pigott | Management | | For | | For | |
| | 1j. | Election of Director to serve for one-year term: Ganesh
Ramaswamy | Management | | For | | For | |
| | 1k. | Election of Director to serve for one-year term: Mark A.
Schulz | Management | | For | | For | |
| | 1l. | Election of Director to serve for one-year term: Gregory
M. E. Spierkel | Management | | For | | For | |
| | 2. | Advisory resolution to approve executive compensation | Management | | For | | For | |
| | 3. | Advisory vote on the frequency of executive
compensation votes | Management | | 1 Year | | Against | |
| | 4. | Advisory vote on the ratification of independent auditors | Management | | For | | For | |
| | 5. | Stockholder proposal regarding ratification of executive
termination pay | Shareholder | | For | | Against | |
| | 6. | Stockholder proposal regarding a report on climate-
related policy engagement | Shareholder | | For | | Against | |
| | | EXELON CORPORATION | | |
| | Security | 30161N101 | | Meeting Type | Annual |
| | Ticker Symbol | EXC | | Meeting Date | 25-Apr-2023 | |
| | ISIN | US30161N1019 | | Agenda | 935779504 - Management |
| | Record Date | 01-Mar-2023 | | Holding Recon Date | 01-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 24-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Anthony Anderson | Management | | For | | For | |
| | 1b. | Election of Director: W. Paul Bowers | Management | | For | | For | |
| | 1c. | Election of Director: Calvin G. Butler, Jr. | Management | | For | | For | |
| | 1d. | Election of Director: Marjorie Rodgers Cheshire | Management | | For | | For | |
| | 1e. | Election of Director: Linda Jojo | Management | | For | | For | |
| | 1f. | Election of Director: Charisse Lillie | Management | | For | | For | |
| | 1g. | Election of Director: Matthew Rogers | Management | | For | | For | |
| | 1h. | Election of Director: John Young | Management | | For | | For | |
| | 2. | Ratification of PricewaterhouseCoopers LLP as Exelon's
Independent Auditor for 2023. | Management | | For | | For | |
| | 3. | Advisory approval of executive compensation. | Management | | For | | For | |
| | 4. | Advisory vote on the frequency of the advisory vote on
executive compensation. | Management | | 1 Year | | For | |
| | | COMERICA INCORPORATED | | |
| | Security | 200340107 | | Meeting Type | Annual |
| | Ticker Symbol | CMA | | Meeting Date | 25-Apr-2023 | |
| | ISIN | US2003401070 | | Agenda | 935779667 - Management |
| | Record Date | 24-Feb-2023 | | Holding Recon Date | 24-Feb-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 24-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Nancy Avila | Management | | For | | For | |
| | 1b. | Election of Director: Michael E. Collins | Management | | For | | For | |
| | 1c. | Election of Director: Roger A. Cregg | Management | | For | | For | |
| | 1d. | Election of Director: Curtis C. Farmer | Management | | For | | For | |
| | 1e. | Election of Director: Jacqueline P. Kane | Management | | For | | For | |
| | 1f. | Election of Director: Derek J. Kerr | Management | | For | | For | |
| | 1g. | Election of Director: Richard G. Lindner | Management | | For | | For | |
| | 1h. | Election of Director: Jennifer H. Sampson | Management | | For | | For | |
| | 1i. | Election of Director: Barbara R. Smith | Management | | For | | For | |
| | 1j. | Election of Director: Robert S. Taubman | Management | | For | | For | |
| | 1k. | Election of Director: Reginald M. Turner Jr. | Management | | For | | For | |
| | 1l. | Election of Director: Nina G. Vaca | Management | | For | | For | |
| | 1m. | Election of Director: Michael G. Van de Ven | Management | | For | | For | |
| | 2. | Ratification of the Appointment of Ernst & Young LLP as
Independent Registered Public Accounting Firm. | Management | | For | | For | |
| | 3. | Approval of a Non-Binding, Advisory Proposal Approving
Executive Compensation. | Management | | For | | For | |
| | 4. | Non-Binding, Advisory Vote on the Frequency that
Shareholders are to be Presented with Advisory
Proposals Approving Executive Compensation. | Management | | 1 Year | | For | |
| | | ENGIE SA | | |
| | Security | F7629A107 | | Meeting Type | MIX |
| | Ticker Symbol | | | Meeting Date | 26-Apr-2023 | |
| | ISIN | FR0010208488 | | Agenda | 716970062 - Management |
| | Record Date | 21-Apr-2023 | | Holding Recon Date | 21-Apr-2023 | |
| | City / | Country | PARIS | / | France | | Vote Deadline | 14-Apr-2023 01:59 PM ET |
| | SEDOL(s) | B0C2CQ3 - B0CYN33 - B0Z11C6 -
B28HB14 - B3B89W8 - B3BQVC6 -
B3BVQW6 - BF445Q3 - BH4HMN2 -
BP396L1 - BRTM7D7 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | APPROVAL OF THE OPERATIONS AND CORPORATE
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2022 - ACKNOWLEDGEMENT
OF THE TOTAL AMOUNT OF EXPENSES AND COSTS
REFERRED TO IN PARAGRAPH 4 OF ARTICLE 39 OF
THE FRENCH GENERAL TAX CODE | Management | | For | | For | |
| | 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022 | Management | | For | | For | |
| | 3 | ALLOCATION OF INCOME AND SETTING OF THE
DIVIDEND AMOUNT FOR THE FINANCIAL YEAR 2022 | Management | | For | | For | |
| | 4 | APPROVAL OF THE REGULATED AGREEMENTS
REFERRED TO IN ARTICLE L.225-38 OF THE
FRENCH COMMERCIAL CODE | Management | | For | | For | |
| | 5 | AUTHORISATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO TRADE IN THE COMPANY'S
SHARES | Management | | For | | For | |
| | 6 | RENEWAL OF THE TERM OF OFFICE OF MRS.
MARIE-JOSE NADEAU AS DIRECTOR | Management | | For | | For | |
| | 7 | RENEWAL OF THE TERM OF OFFICE OF MR.
PATRICE DURAND AS DIRECTOR | Management | | Against | | Against | |
| | 8 | APPROVAL OF THE INFORMATION RELATING TO
THE REMUNERATION OF CORPORATE OFFICERS
PAID DURING THE FINANCIAL YEAR 2022 OR
ALLOCATED IN RESPECT OF THE SAME FINANCIAL
YEAR AND MENTIONED IN SECTION I OF ARTICLE
L.22-10-9, OF THE FRENCH COMMERCIAL CODE | Management | | For | | For | |
| | 9 | APPROVAL OF THE TOTAL REMUNERATION AND
BENEFITS OF ANY KIND PAID DURING THE
FINANCIAL YEAR 2022 OR ALLOCATED IN RESPECT
OF THE SAME FINANCIAL YEAR TO MR. JEAN-
PIERRE CLAMADIEU, CHAIRMAN OF THE BOARD OF
DIRECTORS | Management | | For | | For | |
| | 10 | APPROVAL OF THE TOTAL REMUNERATION AND
BENEFITS OF ANY KIND PAID DURING THE
FINANCIAL YEAR 2022 OR ALLOCATED IN RESPECT
OF THE SAME FINANCIAL YEAR TO MRS.
CATHERINE MACGREGOR, CHIEF EXECUTIVE
OFFICER | Management | | For | | For | |
| | 11 | APPROVAL OF THE REMUNERATION POLICY FOR
DIRECTORS | Management | | For | | For | |
| | 12 | APPROVAL OF THE REMUNERATION POLICY FOR
THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | 13 | APPROVAL OF THE REMUNERATION POLICY FOR
THE CHIEF EXECUTIVE OFFICER | Management | | For | | For | |
| | 14 | DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO DECIDE TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR
THE BENEFIT OF EMPLOYEES WHO ARE MEMBERS
OF THE ENGIE GROUP'S COMPANY SAVINGS PLANS | Management | | For | | For | |
| | 15 | DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS TO DECIDE TO INCREASE THE SHARE
CAPITAL BY ISSUING SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO EQUITY
SECURITIES TO BE ISSUED, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT,
RESERVED FOR A CATEGORY OF BENEFICIARIES,
IN THE CONTEXT OF THE IMPLEMENTATION OF THE
ENGIE GROUP'S INTERNATIONAL EMPLOYEE
SHAREHOLDING PLAN | Management | | For | | For | |
| | 16 | AUTHORISATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLING TREASURY SHARES | Management | | For | | For | |
| | 17 | POWERS TO CARRY OUT THE DECISIONS OF THE
GENERAL MEETING AND FOR FORMALITIES | Management | | For | | For | |
| | A | RESOLUTION PROPOSED BY THE STATE:
APPOINTMENT OF MRS. LUCIE MUNIESA AS
DIRECTOR | Shareholder | | For | | For | |
| | B | RESOLUTION PROPOSED BY SEVERAL
SHAREHOLDERS: AMENDMENT TO ARTICLES 21
AND 24 OF THE BY-LAWS ON THE CLIMATE
STRATEGY | Shareholder | | Against | | For | |
| | CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING-
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE.
THE GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY-CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT | Non-Voting | | | |
| | CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID
VOTING OPTION. FOR ANY ADDITIONAL-
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.'
IF YOUR CUSTODIAN IS COMPLETING THE PROXY
CARD, THE VOTING-INSTRUCTION WILL DEFAULT
TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED | Non-Voting | | | |
| | CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY
REGISTERED IN THEIR OWN NAME ON THE-
COMPANY SHARE REGISTER, YOU SHOULD
RECEIVE A PROXY CARD/VOTING FORM DIRECTLY-
FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE
DIRECTLY BACK TO THE ISSUER VIA THE-PROXY
CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE
VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR
INSTRUCTIONS MAY BE REJECTED | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN)-WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW-ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE CREST SYSTEM. THIS-TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM.-THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON-RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD DATE
APPLIES)-UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS CONFIRMED-
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED, THE VOTED-POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR-VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL-INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR-CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR
FURTHER INFORMATION ON THE-CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE
SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | | | |
| | CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR
ANY VOTED POSITIONS SETTLING-THROUGH
EUROCLEAR BANK | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL
MEETING INFORMATION IS AVAILABLE BY-CLICKING
ON THE MATERIAL URL LINK:-https://www.journal-
officiel.gouv.fr/telechargements/balo/pdf/2023/0407/2023
04-072300803.pdf | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 864344 DUE TO RECEIVED-UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE-DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE-REINSTRUCT ON THIS
MEETING NOTICE ON THE NEW JOB. IF HOWEVER
VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED
IN THE MARKET, THIS MEETING WILL BE CLOSED
AND-YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE-ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS-SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | | | |
| | | THE CIGNA GROUP | | |
| | Security | 125523100 | | Meeting Type | Annual |
| | Ticker Symbol | CI | | Meeting Date | 26-Apr-2023 | |
| | ISIN | US1255231003 | | Agenda | 935779073 - Management |
| | Record Date | 07-Mar-2023 | | Holding Recon Date | 07-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 25-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: David M. Cordani | Management | | For | | For | |
| | 1b. | Election of Director: William J. DeLaney | Management | | For | | For | |
| | 1c. | Election of Director: Eric J. Foss | Management | | For | | For | |
| | 1d. | Election of Director: Retired Maj. Gen. Elder Granger,
M.D. | Management | | For | | For | |
| | 1e. | Election of Director: Neesha Hathi | Management | | For | | For | |
| | 1f. | Election of Director: George Kurian | Management | | For | | For | |
| | 1g. | Election of Director: Kathleen M. Mazzarella | Management | | For | | For | |
| | 1h. | Election of Director: Mark B. McClellan, M.D., Ph.D. | Management | | For | | For | |
| | 1i. | Election of Director: Kimberly A. Ross | Management | | For | | For | |
| | 1j. | Election of Director: Eric C. Wiseman | Management | | For | | For | |
| | 1k. | Election of Director: Donna F. Zarcone | Management | | For | | For | |
| | 2. | Advisory approval of The Cigna Group's executive
compensation | Management | | For | | For | |
| | 3. | Advisory approval of the frequency of future advisory
votes on executive compensation | Management | | 1 Year | | For | |
| | 4. | Ratification of the appointment of
PricewaterhouseCoopers LLP as The Cigna Group's
independent registered public accounting firm for 2023 | Management | | For | | For | |
| | 5. | Approval of an amendment to our Restated Certificate of
Incorporation to limit the liability of certain officers of the
Company as permitted pursuant to recent amendments
to the Delaware General Corporation Law | Management | | Against | | Against | |
| | 6. | Shareholder proposal - Special shareholder meeting
improvement | Shareholder | | For | | Against | |
| | 7. | Shareholder proposal - Political contributions report | Shareholder | | Against | | For | |
| | | W.W. GRAINGER, INC. | | |
| | Security | 384802104 | | Meeting Type | Annual |
| | Ticker Symbol | GWW | | Meeting Date | 26-Apr-2023 | |
| | ISIN | US3848021040 | | Agenda | 935780761 - Management |
| | Record Date | 06-Mar-2023 | | Holding Recon Date | 06-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 25-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Rodney C. Adkins | Management | | For | | For | |
| | 1b. | Election of Director: V. Ann Hailey | Management | | For | | For | |
| | 1c. | Election of Director: Katherine D. Jaspon | Management | | For | | For | |
| | 1d. | Election of Director: Stuart L. Levenick | Management | | For | | For | |
| | 1e. | Election of Director: D.G. Macpherson | Management | | For | | For | |
| | 1f. | Election of Director: Neil S. Novich | Management | | For | | For | |
| | 1g. | Election of Director: Beatriz R. Perez | Management | | For | | For | |
| | 1h. | Election of Director: E. Scott Santi | Management | | For | | For | |
| | 1i. | Election of Director: Susan Slavik Williams | Management | | For | | For | |
| | 1j. | Election of Director: Lucas E. Watson | Management | | For | | For | |
| | 1k. | Election of Director: Steven A. White | Management | | For | | For | |
| | 2. | Proposal to ratify the appointment of Ernst & Young LLP
as independent auditor for the year ending December 31,
2023. | Management | | For | | For | |
| | 3. | Say on Pay proposal to approve on a non-binding
advisory basis the compensation of W.W. Grainger, Inc.'s
Named Executive Officers. | Management | | For | | For | |
| | 4. | Say When on Pay proposal to select on a non-binding
advisory basis the frequency of the advisory vote on
compensation of W.W. Grainger, Inc.'s Named Executive
Officers. | Management | | 1 Year | | For | |
| | | MARATHON PETROLEUM CORPORATION | | |
| | Security | 56585A102 | | Meeting Type | Annual |
| | Ticker Symbol | MPC | | Meeting Date | 26-Apr-2023 | |
| | ISIN | US56585A1025 | | Agenda | 935780999 - Management |
| | Record Date | 01-Mar-2023 | | Holding Recon Date | 01-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 25-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Class III Director for a three-year term expiring
in 2026: J. Michael Stice | Management | | For | | For | |
| | 1b. | Election of Class III Director for a three-year term expiring
in 2026: John P. Surma | Management | | For | | For | |
| | 1c. | Election of Class III Director for a three-year term expiring
in 2026: Susan Tomasky | Management | | For | | For | |
| | 1d. | Election of Class III Director for a three-year term expiring
in 2026: Toni Townes-Whitley | Management | | For | | For | |
| | 2. | Ratification of the selection of PricewaterhouseCoopers
LLP as the company's independent auditor for 2023. | Management | | For | | For | |
| | 3. | Approval, on an advisory basis, of the company's named
executive officer compensation. | Management | | For | | For | |
| | 4. | Approval of an amendment to the company's Restated
Certificate of Incorporation to declassify the Board of
Directors. | Management | | For | | For | |
| | 5. | Approval of an amendment to the company's Restated
Certificate of Incorporation to eliminate the supermajority
provisions. | Management | | For | | For | |
| | 6. | Approval of an amendment to the company's Restated
Certificate of Incorporation to increase the maximum size
of the Board of Directors. | Management | | For | | For | |
| | 7. | Shareholder proposal seeking a simple majority vote. | Shareholder | | Against | | For | |
| | 8. | Shareholder proposal seeking an amendment to the
company's existing clawback provisions. | Shareholder | | For | | Against | |
| | 9. | Shareholder proposal seeking a report on just transition. | Shareholder | | Against | | For | |
| | 10. | Shareholder proposal seeking an audited report on asset
retirement obligations. | Shareholder | | For | | Against | |
| | | AXA SA | | |
| | Security | F06106102 | | Meeting Type | MIX |
| | Ticker Symbol | | | Meeting Date | 27-Apr-2023 | |
| | ISIN | FR0000120628 | | Agenda | 716824025 - Management |
| | Record Date | 24-Apr-2023 | | Holding Recon Date | 24-Apr-2023 | |
| | City / | Country | PARIS | / | France | | Vote Deadline | 17-Apr-2023 01:59 PM ET |
| | SEDOL(s) | 7088429 - 7090509 - B02PRD4 -
B0CRJ45 - B0YVB61 - B1G0HV0 -
B7N2TJ3 - BF444V1 - BH7KCR2 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING-
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE.
THE GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY-CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT | Non-Voting | | | |
| | CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID
VOTING OPTION. FOR ANY ADDITIONAL-
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.'
IF YOUR CUSTODIAN IS COMPLETING THE PROXY
CARD, THE VOTING-INSTRUCTION WILL DEFAULT
TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED | Non-Voting | | | |
| | CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY
REGISTERED IN THEIR OWN NAME ON THE-
COMPANY SHARE REGISTER, YOU SHOULD
RECEIVE A PROXY CARD/VOTING FORM DIRECTLY-
FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE
DIRECTLY BACK TO THE ISSUER VIA THE-PROXY
CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE
VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR
INSTRUCTIONS MAY BE REJECTED | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN)-WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW-ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE CREST SYSTEM. THIS-TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE | Non-Voting | | | |
| | CREST SYSTEM.-THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON-RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD DATE
APPLIES)-UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS CONFIRMED-
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED, THE VOTED-POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR-VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL-INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR-CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR
FURTHER INFORMATION ON THE-CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE
SEPARATE INSTRUCTIONS FROM-YOU | |
| | CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR
ANY VOTED POSITIONS SETTLING-THROUGH
EUROCLEAR BANK | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL
MEETING INFORMATION IS AVAILABLE BY-CLICKING
ON THE MATERIAL URL LINK:-https://www.journal-
officiel.gouv.fr/telechargements/balo/pdf/2023/0224/2023
02-242300311.pdf | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | 1 | APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2022 | Management | | | |
| | 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2022 | Management | | | |
| | 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR
2022 AND SETTING THE DIVIDEND AT 1.70 EURO
PER SHARE | Management | | | |
| | 4 | APPROVAL OF THE INFORMATION MENTIONED IN
SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH
COMMERCIAL CODE RELATING TO THE
REMUNERATION OF CORPORATE OFFICERS | Management | | | |
| | 5 | APPROVAL OF THE INDIVIDUAL COMPENSATION OF
MR. DENIS DUVERNE, CHAIRMAN OF THE BOARD
OF DIRECTORS UNTIL 28 APRIL 2022 | Management | | | |
| | 6 | APPROVAL OF THE INDIVIDUAL COMPENSATION OF
MR. ANTOINE GOSSET-GRAINVILLE, CHAIRMAN OF
THE BOARD OF DIRECTORS AS OF 28 APRIL 2022 | Management | | | |
| | 7 | APPROVAL OF THE INDIVIDUAL COMPENSATION OF
MR. THOMAS BUBERL, CHIEF EXECUTIVE OFFICER | Management | | | |
| | 8 | APPROVAL OF THE COMPENSATION POLICY FOR
THE CHIEF EXECUTIVE OFFICER PURSUANT TO
SECTION II OF ARTICLE L.22-10-8 OF THE FRENCH
COMMERCIAL CODE | Management | | | |
| | 9 | APPROVAL OF THE COMPENSATION POLICY FOR
THE CHAIRMAN OF THE BOARD OF DIRECTORS
PURSUANT TO SECTION II OF ARTICLE L.22-10-8 OF
THE FRENCH COMMERCIAL CODE | Management | | | |
| | 10 | APPROVAL OF THE COMPENSATION POLICY FOR
DIRECTORS IN APPLICATION OF SECTION II OF
ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL
CODE | Management | | | |
| | 11 | THE STATUTORY AUDITORS' SPECIAL REPORT ON
AGREEMENTS REFERRED TO IN ARTICLES L.225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE | Management | | | |
| | 12 | AUTHORIZATION GRANTED TO THE BOARD OF
DIRECTORS TO PURCHASE THE COMMON SHARES
OF THE COMPANY | Management | | | |
| | 13 | DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATION OF RESERVES,
PROFITS OR SHARE PREMIUMS | Management | | | |
| | 14 | DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS
TO COMMON SHARES TO BE ISSUED IMMEDIATELY
OR IN THE FUTURE BY THE COMPANY OR ONE OF
ITS SUBSIDIARIES, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT | Management | | | |
| | 15 | DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING CAPITAL BY ISSUING
COMMON SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO COMMON SHARES TO BE
ISSUED IMMEDIATELY OR IN THE FUTURE BY THE
COMPANY OR ONE OF ITS SUBSIDIARIES, WITH
CANCELLATION OF THE SHAREHOLDERS' PRE-
EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT
OF PUBLIC OFFERS OTHER THAN THOSE
REFERRED TO IN ARTICLE L.411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE | Management | | | |
| | 16 | DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR OF
TRANSFERABLE SECURITIES GRANTING ACCESS
TO COMMON SHARES TO BE ISSUED IMMEDIATELY
OR IN THE FUTURE BY THE COMPANY OR ONE OF
ITS SUBSIDIARIES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY PUBLIC OFFERS REFERRED TO IN
SECTION 1 OF ARTICLE L.225-37 OF THE FRENCH
MONETARY AND FINANCIAL CODE | Management | | | |
| | 17 | AUTHORIZATION GRANTED TO THE BOARD OF
DIRECTORS IN THE EVENT OF AN ISSUE, WITH
CANCELLATION OF THE SHAREHOLDERS' PRE-
EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC
OFFERS (INCLUDING PUBLIC OFFERS REFERRED
TO IN SECTION 1 OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE), TO
SET THE ISSUE PRICE IN ACCORDANCE WITH THE
TERMS AND CONDITIONS SET BY THE GENERAL
MEETING, WITHIN THE LIMIT OF 10% OF THE
CAPITAL | Management | | | |
| | 18 | DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING CAPITAL BY ISSUING
COMMON SHARES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO COMMON SHARES TO BE
ISSUED IMMEDIATELY OR IN THE FUTURE BY THE
COMPANY, IN THE EVENT OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY WITH
CANCELLATION OF THE SHAREHOLDERS' PRE-
EMPTIVE SUBSCRIPTION RIGHT | Management | | | |
| | 19 | DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS
TO COMMON SHARES TO BE ISSUED IMMEDIATELY
OR IN THE FUTURE BY THE COMPANY, IN
CONSIDERATION FOR CONTRIBUTIONS IN KIND
WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL,
EXCEPT IN THE CASE OF A PUBLIC EXCHANGE
OFFER INITIATED BY THE COMPANY | Management | | | |
| | 20 | DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO ISSUE, WITH
CANCELLATION OF THE SHAREHOLDERS' PRE-
EMPTIVE SUBSCRIPTION RIGHT, OF COMMON
SHARES, AS A RESULT OF THE ISSUE BY
SUBSIDIARIES OF THE COMPANY OF
TRANSFERABLE SECURITIES GRANTING ACCESS
TO COMMON SHARES TO BE ISSUED BY THE
COMPANY | Management | | | |
| | 21 | DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS TO ISSUE WITH RETENTION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, COMMON SHARES, AS A
RESULT OF THE ISSUE BY SUBSIDIARIES OF THE
COMPANY OF TRANSFERABLE SECURITIES
GRANTING ACCESS TO COMMON SHARES TO BE
ISSUED BY THE COMPANY | Management | | | |
| | 22 | DELEGATION OF POWERS GRANTED TO THE
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS
TO COMMON SHARES OF THE COMPANY
RESERVED FOR MEMBERS OF A COMPANY
SAVINGS PLAN, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT | Management | | | |
| | 23 | DELEGATION OF POWERS GRANTED TO THE
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY ISSUING COMMON SHARES, WITH
CANCELLATION OF THE SHAREHOLDERS' PRE-
EMPTIVE SUBSCRIPTION RIGHT, IN FAVOUR OF A
SPECIFIED CATEGORY OF BENEFICIARIES | Management | | | |
| | 24 | AUTHORIZATION GRANTED TO THE BOARD OF
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING COMMON SHARES | Management | | | |
| | 25 | POWERS TO CARRY OUT FORMALITIES | Management | | | |
| | | VICI PROPERTIES INC. | | |
| | Security | 925652109 | | Meeting Type | Annual |
| | Ticker Symbol | VICI | | Meeting Date | 27-Apr-2023 | |
| | ISIN | US9256521090 | | Agenda | 935779174 - Management |
| | Record Date | 01-Mar-2023 | | Holding Recon Date | 01-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 26-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: James R. Abrahamson | Management | | For | | For | |
| | 1b. | Election of Director: Diana F. Cantor | Management | | For | | For | |
| | 1c. | Election of Director: Monica H. Douglas | Management | | For | | For | |
| | 1d. | Election of Director: Elizabeth I. Holland | Management | | For | | For | |
| | 1e. | Election of Director: Craig Macnab | Management | | For | | For | |
| | 1f. | Election of Director: Edward B. Pitoniak | Management | | For | | For | |
| | 1g. | Election of Director: Michael D. Rumbolz | Management | | For | | For | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2023. | Management | | For | | For | |
| | 3. | To approve (on a non-binding, advisory basis) the
compensation of our named executive officers. | Management | | For | | For | |
| | | NRG ENERGY, INC. | | |
| | Security | 629377508 | | Meeting Type | Annual |
| | Ticker Symbol | NRG | | Meeting Date | 27-Apr-2023 | |
| | ISIN | US6293775085 | | Agenda | 935779287 - Management |
| | Record Date | 06-Mar-2023 | | Holding Recon Date | 06-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 26-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: E. Spencer Abraham | Management | | For | | For | |
| | 1b. | Election of Director: Antonio Carrillo | Management | | For | | For | |
| | 1c. | Election of Director: Matthew Carter, Jr. | Management | | For | | For | |
| | 1d. | Election of Director: Lawrence S. Coben | Management | | For | | For | |
| | 1e. | Election of Director: Heather Cox | Management | | For | | For | |
| | 1f. | Election of Director: Elisabeth B. Donohue | Management | | For | | For | |
| | 1g. | Election of Director: Mauricio Gutierrez | Management | | For | | For | |
| | 1h. | Election of Director: Paul W. Hobby | Management | | For | | For | |
| | 1i. | Election of Director: Alexandra Pruner | Management | | For | | For | |
| | 1j. | Election of Director: Anne C. Schaumburg | Management | | For | | For | |
| | 2. | To adopt the NRG Energy, Inc. Amended and Restated
Employee Stock Purchase Plan. | Management | | For | | For | |
| | 3. | To approve, on a non-binding advisory basis, NRG
Energy, Inc.'s executive compensation. | Management | | For | | For | |
| | 4. | To approve, on a non-binding advisory basis, the
frequency of the non-binding advisory vote on NRG
Energy, Inc.'s executive compensation. | Management | | 1 Year | | For | |
| | 5. | To ratify the appointment of KPMG LLP as NRG Energy,
Inc.'s independent registered public accounting firm for
the 2023 fiscal year. | Management | | For | | For | |
| | | SNAP-ON INCORPORATED | | |
| | Security | 833034101 | | Meeting Type | Annual |
| | Ticker Symbol | SNA | | Meeting Date | 27-Apr-2023 | |
| | ISIN | US8330341012 | | Agenda | 935782498 - Management |
| | Record Date | 27-Feb-2023 | | Holding Recon Date | 27-Feb-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 26-Apr-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: David C. Adams | Management | | For | | For | |
| | 1b. | Election of Director: Karen L. Daniel | Management | | For | | For | |
| | 1c. | Election of Director: Ruth Ann M. Gillis | Management | | For | | For | |
| | 1d. | Election of Director: James P. Holden | Management | | For | | For | |
| | 1e. | Election of Director: Nathan J. Jones | Management | | For | | For | |
| | 1f. | Election of Director: Henry W. Knueppel | Management | | For | | For | |
| | 1g. | Election of Director: W. Dudley Lehman | Management | | For | | For | |
| | 1h. | Election of Director: Nicholas T. Pinchuk | Management | | For | | For | |
| | 1i. | Election of Director: Gregg M. Sherrill | Management | | For | | For | |
| | 1j. | Election of Director: Donald J. Stebbins | Management | | For | | For | |
| | 2. | Proposal to ratify the appointment of Deloitte & Touche
LLP as Snap-on Incorporated's independent registered
public accounting firm for fiscal 2023. | Management | | For | | For | |
| | 3. | Advisory vote to approve the compensation of Snap-on
Incorporated's named executive officers, as disclosed in
"Compensation Discussion and Analysis" and "Executive
Compensation Information" in the Proxy Statement. | Management | | For | | For | |
| | 4. | Advisory vote related to the frequency of future advisory
votes to approve the compensation of Snap-on
Incorporated's named executive officers. | Management | | 1 Year | | For | |
| | | BAYER AG | | |
| | Security | D0712D163 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Apr-2023 | |
| | ISIN | DE000BAY0017 | | Agenda | 716759026 - Management |
| | Record Date | 21-Apr-2023 | | Holding Recon Date | 21-Apr-2023 | |
| | City / | Country | TBD | / | Germany | | Vote Deadline | 18-Apr-2023 01:59 PM ET |
| | SEDOL(s) | 0070520 - 5069211 - 5069459 -
5073461 - B033630 - B7N2TM6 -
B8LS406 - BF0Z8N8 - BH7KCS3 -
BYMSTR9 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. | Non-Voting | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS; APPROVE ALLOCATION OF
INCOME AND DIVIDENDS OF EUR 2.40 PER SHARE
FOR FISCAL YEAR 2022 | Management | | | |
| | 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD
FOR FISCAL YEAR 2022 | Management | | | |
| | 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD
FOR FISCAL YEAR 2022 | Management | | | |
| | 4.1 | ELECT NORBERT WINKELJOHANN TO THE
SUPERVISORY BOARD | Management | | | |
| | 4.2 | ELECT KIMBERLY MATHISEN TO THE SUPERVISORY
BOARD | Management | | | |
| | 5 | APPROVE REMUNERATION REPORT | Management | | | |
| | 6 | APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS UNTIL 2025 | Management | | | |
| | 7 | AMEND ARTICLES RE: PARTICIPATION OF
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND
VIDEO TRANSMISSION | Management | | | |
| | 8 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL
YEAR 2023 AND FOR THE REVIEW OF INTERIM
FINANCIAL REPORTS FOR THE FIRST HALF OF
FISCAL YEAR 2023, Q3 2023 AND Q1 2024 | Management | | | |
| | 9 | WITH REGARD TO MOTIONS AND ELECTION
PROPOSALS BY STOCKHOLDERS WHICH ARE NOT
TO BE MADE AVAILABLE BEFORE THE ANNUAL
STOCKHOLDERS MEETING AND WHICH ARE ONLY
SUBMITTED OR AMENDED DURING THE ANNUAL
STOCKHOLDERS MEETING, I VOTE AS FOLLOWS
(PLEASE NOTE THAT THERE IS NO MANAGEMENT
RECOMMENDATION AVAILABLE, HOWEVER FOR
TECHNICAL REASONS IT HAS BEEN SET TO
ABSTAIN) | Management | | | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN IN
PLACE.-FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT
TO PARAGRAPH 21 OF THE SECURITIES-TRADE
ACT ON 9TH JULY 2015 AND THE OVER-RULING OF
THE DISTRICT COURT IN-COLOGNE JUDGMENT
FROM 6TH JUNE 2012 THE VOTING PROCESS HAS
NOW CHANGED WITH-REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE-RESPONSIBILITY OF THE END-INVESTOR (I.E.
FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY
TO DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE-THE CUSTODIAN
BANK / AGENT IN THE MARKET WILL BE SENDING
THE VOTING DIRECTLY-TO MARKET AND IT IS THE
END INVESTORS RESPONSIBILITY TO ENSURE THE-
REGISTRATION ELEMENT IS COMPLETE WITH THE
ISSUER DIRECTLY, SHOULD THEY HOLD-MORE
THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | |
| | CMMT | THE VOTE/REGISTRATION DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO
CHANGE-AND WILL BE UPDATED AS SOON AS
BROADRIDGE RECEIVES CONFIRMATION FROM
THE SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY QUERIES
PLEASE-CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE. | Non-Voting | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS | Non-Voting | | | |
| | PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL. | |
| | CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE-ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE-APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A-MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.-
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE. | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN)-WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW-ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE CREST SYSTEM. THIS-TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM.-THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON-RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD DATE
APPLIES)-UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS CONFIRMED-
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED, THE VOTED-POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR-VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL-INCLUDE | Non-Voting | | | |
| | TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR-CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR
FURTHER INFORMATION ON THE-CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE
SEPARATE INSTRUCTIONS FROM-YOU | |
| | CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR
ANY VOTED POSITIONS SETTLING-THROUGH
EUROCLEAR BANK. | Non-Voting | | | |
| | | SWISS LIFE HOLDING AG | | |
| | Security | H8404J162 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Apr-2023 | |
| | ISIN | CH0014852781 | | Agenda | 716832313 - Management |
| | Record Date | 14-Apr-2023 | | Holding Recon Date | 14-Apr-2023 | |
| | City / | Country | ZURICH
ALTSTET
TEN | / | Switzerland | | Vote Deadline | 18-Apr-2023 01:59 PM ET |
| | SEDOL(s) | 7437805 - B054P12 - B11JQ15 -
B1CCB52 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. IF NO BENEFICIAL OWNER
DETAILS ARE PROVIDED, YOUR INSTRUCTION-MAY
BE REJECTED. | Non-Voting | | | |
| | 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS | Management | | For | | For | |
| | 1.2 | APPROVE REMUNERATION REPORT | Management | | For | | For | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF CHF 30.00 PER SHARE | Management | | For | | For | |
| | 3 | APPROVE DISCHARGE OF BOARD OF DIRECTORS | Management | | For | | For | |
| | 4.1 | APPROVE FIXED REMUNERATION OF DIRECTORS
IN THE AMOUNT OF CHF 3.9 MILLION | Management | | For | | For | |
| | 4.2 | APPROVE SHORT-TERM VARIABLE REMUNERATION
OF EXECUTIVE COMMITTEE IN THE AMOUNT OF
CHF 4.5 MILLION | Management | | For | | For | |
| | 4.3 | APPROVE FIXED AND LONG-TERM VARIABLE
REMUNERATION OF EXECUTIVE COMMITTEE IN
THE AMOUNT OF CHF 13.8 MILLION | Management | | For | | For | |
| | 5.1 | REELECT ROLF DOERIG AS DIRECTOR AND BOARD
CHAIR | Management | | For | | For | |
| | 5.2 | REELECT THOMAS BUESS AS DIRECTOR | Management | | For | | For | |
| | 5.3 | REELECT MONIKA BUETLER AS DIRECTOR | Management | | For | | For | |
| | 5.4 | REELECT ADRIENNE FUMAGALLI AS DIRECTOR | Management | | For | | For | |
| | 5.5 | REELECT UELI DIETIKER AS DIRECTOR | Management | | For | | For | |
| | 5.6 | REELECT DAMIR FILIPOVIC AS DIRECTOR | Management | | For | | For | |
| | 5.7 | REELECT STEFAN LOACKER AS DIRECTOR | Management | | For | | For | |
| | 5.8 | REELECT HENRY PETER AS DIRECTOR | Management | | For | | For | |
| | 5.9 | REELECT MARTIN SCHMID AS DIRECTOR | Management | | For | | For | |
| | 5.10 | REELECT FRANZISKA SAUBER AS DIRECTOR | Management | | For | | For | |
| | 5.11 | REELECT KLAUS TSCHUETSCHER AS DIRECTOR | Management | | For | | For | |
| | 5.12 | ELECT PHILOMENA COLATRELLA AS DIRECTOR | Management | | For | | For | |
| | 5.13 | ELECT SEVERIN MOSER AS DIRECTOR | Management | | For | | For | |
| | 5.14 | REAPPOINT MARTIN SCHMID AS MEMBER OF THE
COMPENSATION COMMITTEE | Management | | For | | For | |
| | 5.15 | REAPPOINT FRANZISKA SAUBER AS MEMBER OF
THE COMPENSATION COMMITTEE | Management | | For | | For | |
| | 5.16 | REAPPOINT KLAUS TSCHUETSCHER AS MEMBER
OF THE COMPENSATION COMMITTEE | Management | | For | | For | |
| | 6 | DESIGNATE ANDREAS ZUERCHER AS
INDEPENDENT PROXY | Management | | For | | For | |
| | 7 | RATIFY PRICEWATERHOUSECOOPERS AG AS
AUDITORS | Management | | For | | For | |
| | 8 | APPROVE CHF 130,800 REDUCTION IN SHARE
CAPITAL AS PART OF THE SHARE BUYBACK
PROGRAM VIA CANCELLATION OF REPURCHASED
SHARES | Management | | For | | For | |
| | CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON
AGENDA AND MEETING ATTENDANCE-REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE-REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A-REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-
CUSTODIANS MAY VARY. UPON RECEIPT OF THE
VOTE INSTRUCTION, IT IS POSSIBLE-THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND-RE-
REGISTRATION FOLLOWING A TRADE. THEREFORE
WHILST THIS DOES NOT PREVENT THE-TRADING
OF SHARES, ANY THAT ARE REGISTERED MUST BE
FIRST DEREGISTERED IF-REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS,
PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | | |
| | CMMT | 04 APR 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE OF THE RECORD-DATE
FROM 21 APR 2023 TO 14 APR 2023. IF YOU HAVE
ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | | INTESA SANPAOLO SPA | | |
| | Security | T55067101 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Apr-2023 | |
| | ISIN | IT0000072618 | | Agenda | 716835282 - Management |
| | Record Date | 19-Apr-2023 | | Holding Recon Date | 19-Apr-2023 | |
| | City / | Country | TORINO | / | Italy | | Vote Deadline | 20-Apr-2023 01:59 PM ET |
| | SEDOL(s) | 2871787 - 4076836 - 5465949 -
B108ZT4 - BF446B5 - BGD0224 -
BP38QG3 - BRTM878 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. IF NO BENEFICIAL OWNER
DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS
MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 0010 | APPROVAL OF THE PARENT COMPANY'S 2022
BALANCE SHEET | Management | | For | | For | |
| | 0020 | ALLOCATION OF NET INCOME FOR THE YEAR AND
DISTRIBUTION OF DIVIDEND TO SHAREHOLDERS | Management | | For | | For | |
| | 0030 | REPORT ON REMUNERATION POLICY AND
COMPENSATION PAID: SECTION I - REMUNERATION
AND INCENTIVE POLICIES OF THE INTESA
SANPAOLO GROUP FOR 2023 | Management | | For | | For | |
| | 0040 | REPORT ON REMUNERATION POLICY AND
COMPENSATION PAID: NON-BINDING RESOLUTION
ON SECTION II - DISCLOSURE ON COMPENSATION
PAID IN THE FINANCIAL YEAR 2022 | Management | | For | | For | |
| | 0050 | APPROVAL OF THE 2023 ANNUAL INCENTIVE PLAN
BASED ON FINANCIAL INSTRUMENTS | Management | | For | | For | |
| | 0060 | AUTHORISATION TO PURCHASE AND DISPOSE OF
OWN SHARES TO SERVE THE INCENTIVE PLANS OF
THE INTESA SANPAOLO GROUP | Management | | For | | For | |
| | 0070 | AUTHORISATION TO PURCHASE AND DISPOSE OF
OWN SHARES FOR TRADING PURPOSES | Management | | For | | For | |
| | | SMURFIT KAPPA GROUP PLC | | |
| | Security | G8248F104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Apr-2023 | |
| | ISIN | IE00B1RR8406 | | Agenda | 716836981 - Management |
| | Record Date | 24-Apr-2023 | | Holding Recon Date | 24-Apr-2023 | |
| | City / | Country | DUBLIN
4 | / | Ireland | | Vote Deadline | 20-Apr-2023 01:59 PM ET |
| | SEDOL(s) | B1RR828 - B1RR840 - B1VKC76 -
B2QW0T2 - BNVTRJ4 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED | Non-Voting | | | |
| | 1 | REVIEW OF THE COMPANY'S AFFAIRS AND
CONSIDERATION OF THE FINANCIAL STATEMENTS
AND REPORTS OF THE DIRECTORS AND
STATUTORY AUDITOR | Management | | | |
| | 2 | CONSIDERATION OF THE DIRECTORS
REMUNERATION REPORT | Management | | | |
| | 3 | DECLARATION OF A DIVIDEND | Management | | | |
| | 4 | TO ELECT MARY LYNN FERGUSON-MCHUGH AS A
DIRECTOR | Management | | | |
| | 5A | RE-ELECTION OF DIRECTOR IRIAL FINAN | Management | | | |
| | 5B | RE-ELECTION OF DIRECTOR ANTHONY SMURFIT | Management | | | |
| | 5C | RE-ELECTION OF DIRECTOR KEN BOWLES | Management | | | |
| | 5D | RE-ELECTION OF DIRECTOR ANNE ANDERSON | Management | | | |
| | 5E | RE-ELECTION OF DIRECTOR FRITS BEURSKENS | Management | | | |
| | 5F | RE-ELECTION OF DIRECTOR CAROL FAIRWEATHER | Management | | | |
| | 5G | RE-ELECTION OF DIRECTOR KAISA HIETALA | Management | | | |
| | 5H | RE-ELECTION OF DIRECTOR JAMES LAWRENCE | Management | | | |
| | 5I | RE-ELECTION OF DIRECTOR LOURDES MELGAR | Management | | | |
| | 5J | RE-ELECTION OF DIRECTOR JORGEN BUHL
RASMUSSEN | Management | | | |
| | 6 | REMUNERATION OF THE STATUTORY AUDITOR | Management | | | |
| | 7 | AUTHORITY TO ALLOT SHARES | Management | | | |
| | 8 | DISAPPLICATION OF PRE-EMPTION RIGHTS (RE
ALLOTMENT OF UP TO 5% FOR CASH) | Management | | | |
| | 9 | DISAPPLICATION OF PRE-EMPTION RIGHTS (RE
ALLOTMENT OF UP TO 5% FOR CASH IN
CONNECTION WITH ACQUISITIONS / SPECIFIED
INVESTMENTS) | Management | | | |
| | 10 | AUTHORITY TO PURCHASE OWN SHARES | Management | | | |
| | 11 | CONVENING AN EXTRAORDINARY GENERAL
MEETING ON 14 DAYS NOTICE | Management | | | |
| | CMMT | 29 MAR 2023: INTERMEDIARY CLIENTS ONLY -
PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF-
DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED-CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 29 MAR 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENT.-IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | | OMNICOM GROUP INC. | | |
| | Security | 681919106 | | Meeting Type | Annual |
| | Ticker Symbol | OMC | | Meeting Date | 02-May-2023 | |
| | ISIN | US6819191064 | | Agenda | 935790572 - Management |
| | Record Date | 13-Mar-2023 | | Holding Recon Date | 13-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 01-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: John D. Wren | Management | | For | | For | |
| | 1B. | Election of Director: Mary C. Choksi | Management | | For | | For | |
| | 1C. | Election of Director: Leonard S. Coleman, Jr. | Management | | For | | For | |
| | 1D. | Election of Director: Mark D. Gerstein | Management | | For | | For | |
| | 1E. | Election of Director: Ronnie S. Hawkins | Management | | For | | For | |
| | 1F. | Election of Director: Deborah J. Kissire | Management | | For | | For | |
| | 1G. | Election of Director: Gracia C. Martore | Management | | For | | For | |
| | 1H. | Election of Director: Patricia Salas Pineda | Management | | For | | For | |
| | 1I. | Election of Director: Linda Johnson Rice | Management | | For | | For | |
| | 1J. | Election of Director: Valerie M. Williams | Management | | For | | For | |
| | 2. | Advisory resolution to approve executive compensation. | Management | | For | | For | |
| | 3. | Advisory vote on the frequency of future shareholder
advisory resolutions to approve executive compensation. | Management | | 1 Year | | For | |
| | 4. | Ratification of the appointment of KPMG LLP as the
Company's independent auditors for the 2023 fiscal year. | Management | | For | | For | |
| | 5. | Shareholder proposal regarding an independent Board
Chairman. | Shareholder | | Against | | For | |
| | | VISTRA CORP. | | |
| | Security | 92840M102 | | Meeting Type | Annual |
| | Ticker Symbol | VST | | Meeting Date | 02-May-2023 | |
| | ISIN | US92840M1027 | | Agenda | 935817443 - Management |
| | Record Date | 23-Mar-2023 | | Holding Recon Date | 23-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 01-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Scott B. Helm | Management | | For | | For | |
| | 1b. | Election of Director: Hilary E. Ackermann | Management | | For | | For | |
| | 1c. | Election of Director: Arcilia C. Acosta | Management | | For | | For | |
| | 1d. | Election of Director: Gavin R. Baiera | Management | | For | | For | |
| | 1e. | Election of Director: Paul M. Barbas | Management | | For | | For | |
| | 1f. | Election of Director: James A. Burke | Management | | For | | For | |
| | 1g. | Election of Director: Lisa Crutchfield | Management | | For | | For | |
| | 1h. | Election of Director: Brian K. Ferraioli | Management | | For | | For | |
| | 1i. | Election of Director: Jeff D. Hunter | Management | | For | | For | |
| | 1j. | Election of Director: Julie A. Lagacy | Management | | For | | For | |
| | 1k. | Election of Director: John R. Sult | Management | | For | | For | |
| | 2. | Approve, on an advisory basis, the 2022 compensation of
the Company's named executive officers. | Management | | Against | | Against | |
| | 3. | Ratify the selection of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for the year ending December 31, 2023. | Management | | For | | For | |
| | | MERCEDES-BENZ GROUP AG | | |
| | Security | D1668R123 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 03-May-2023 | |
| | ISIN | DE0007100000 | | Agenda | 716817361 - Management |
| | Record Date | 28-Apr-2023 | | Holding Recon Date | 28-Apr-2023 | |
| | City / | Country | STUTTG
ART | / | Germany | | Vote Deadline | 25-Apr-2023 01:59 PM ET |
| | SEDOL(s) | 2190716 - 2307389 - 5529027 -
5543890 - B0Z52W5 - B19GKT4 -
B3QRSH8 - B7N2TQ0 - BF0Z850 -
BMYXZK3 - BY9CV01 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT
TO PARAGRAPH 21 OF THE SECURITIES-TRADE
ACT ON 9TH JULY 2015 AND THE OVER-RULING OF
THE DISTRICT COURT IN-COLOGNE JUDGMENT
FROM 6TH JUNE 2012 THE VOTING PROCESS HAS
NOW CHANGED WITH-REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE-RESPONSIBILITY OF THE END-INVESTOR (I.E.
FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY
TO DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE-THE CUSTODIAN
BANK / AGENT IN THE MARKET WILL BE SENDING
THE VOTING DIRECTLY-TO MARKET AND IT IS THE
END INVESTORS RESPONSIBILITY TO ENSURE THE-
REGISTRATION ELEMENT IS COMPLETE WITH THE
ISSUER DIRECTLY, SHOULD THEY HOLD-MORE
THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | |
| | CMMT | THE VOTE/REGISTRATION DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO
CHANGE-AND WILL BE UPDATED AS SOON AS
BROADRIDGE RECEIVES CONFIRMATION FROM
THE SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY QUERIES
PLEASE-CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE. | Non-Voting | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS | Non-Voting | | | |
| | PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL. | |
| | CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE-ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE-APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A-MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.-
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE. | Non-Voting | | | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE 'MATERIAL URL' DROPDOWN AT THE
TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN-PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE. | Non-Voting | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF EUR 5.20 PER SHARE | Management | | For | | For | |
| | 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD
FOR FISCAL YEAR 2022 | Management | | Abstain | | Against | |
| | 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR
2023 | Management | | For | | For | |
| | 5.2 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS
AUDITORS FOR THE 2024 INTERIM FINANCIAL
STATEMENTS UNTIL THE 2024 AGM | Management | | For | | For | |
| | 5.3 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS
AUDITORS FOR FISCAL YEAR 2024 AND FOR THE
REVIEW OF INTERIM FINANCIAL STATEMENTS
AFTER THE 2024 AGM | Management | | For | | For | |
| | 6 | ELECT STEFAN PIERER TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7 | APPROVE REMUNERATION OF SUPERVISORY
BOARD | Management | | For | | For | |
| | 8 | APPROVE REMUNERATION POLICY | Management | | For | | For | |
| | 9 | APPROVE REMUNERATION REPORT | Management | | Against | | Against | |
| | 10 | APPROVE CREATION OF EUR 1 BILLION POOL OF
AUTHORIZED CAPITAL WITH OR WITHOUT
EXCLUSION OF PREEMPTIVE RIGHTS | Management | | For | | For | |
| | 11 | APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS UNTIL 2025 | Management | | For | | For | |
| | 12 | AMEND ARTICLES RE: PARTICIPATION OF
SUPERVISORY BOARD MEMBERS IN THE VIRTUAL
ANNUAL GENERAL MEETING BY MEANS OF AUDIO
AND VIDEO TRANSMISSION | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN)-WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW-ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE CREST SYSTEM. THIS-TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM.-THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON-RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD DATE
APPLIES)-UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS CONFIRMED-
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED, THE VOTED-POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR-VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL-INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR-CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR
FURTHER INFORMATION ON THE-CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE
SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | | | |
| | CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR
ANY VOTED POSITIONS SETTLING-THROUGH
EUROCLEAR BANK. | Non-Voting | | | |
| | | MOLINA HEALTHCARE, INC. | | |
| | Security | 60855R100 | | Meeting Type | Annual |
| | Ticker Symbol | MOH | | Meeting Date | 03-May-2023 | |
| | ISIN | US60855R1005 | | Agenda | 935782296 - Management |
| | Record Date | 08-Mar-2023 | | Holding Recon Date | 08-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 02-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director to hold office until the 2024 Annual
Meeting: Barbara L. Brasier | Management | | For | | For | |
| | 1b. | Election of Director to hold office until the 2024 Annual
Meeting: Daniel Cooperman | Management | | For | | For | |
| | 1c. | Election of Director to hold office until the 2024 Annual
Meeting: Stephen H. Lockhart | Management | | For | | For | |
| | 1d. | Election of Director to hold office until the 2024 Annual
Meeting: Steven J. Orlando | Management | | For | | For | |
| | 1e. | Election of Director to hold office until the 2024 Annual
Meeting: Ronna E. Romney | Management | | For | | For | |
| | 1f. | Election of Director to hold office until the 2024 Annual
Meeting: Richard M. Schapiro | Management | | For | | For | |
| | 1g. | Election of Director to hold office until the 2024 Annual
Meeting: Dale B. Wolf | Management | | For | | For | |
| | 1h. | Election of Director to hold office until the 2024 Annual
Meeting: Richard C. Zoretic | Management | | For | | For | |
| | 1i. | Election of Director to hold office until the 2024 Annual
Meeting: Joseph M. Zubretsky | Management | | For | | For | |
| | 2. | To consider and approve, on a non-binding, advisory
basis, the compensation of our named executive officers. | Management | | Against | | Against | |
| | 3. | To conduct an advisory vote on the frequency of a
stockholder vote on the compensation of our named
executive officers. | Management | | 1 Year | | For | |
| | 4. | To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for 2023. | Management | | For | | For | |
| | | CF INDUSTRIES HOLDINGS, INC. | | |
| | Security | 125269100 | | Meeting Type | Annual |
| | Ticker Symbol | CF | | Meeting Date | 03-May-2023 | |
| | ISIN | US1252691001 | | Agenda | 935783616 - Management |
| | Record Date | 10-Mar-2023 | | Holding Recon Date | 10-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 02-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Javed Ahmed | Management | | For | | For | |
| | 1b. | Election of Director: Robert C. Arzbaecher | Management | | For | | For | |
| | 1c. | Election of Director: Deborah L. DeHaas | Management | | For | | For | |
| | 1d. | Election of Director: John W. Eaves | Management | | For | | For | |
| | 1e. | Election of Director: Stephen J. Hagge | Management | | For | | For | |
| | 1f. | Election of Director: Jesus Madrazo Yris | Management | | For | | For | |
| | 1g. | Election of Director: Anne P. Noonan | Management | | For | | For | |
| | 1h. | Election of Director: Michael J. Toelle | Management | | For | | For | |
| | 1i. | Election of Director: Theresa E. Wagler | Management | | For | | For | |
| | 1j. | Election of Director: Celso L. White | Management | | For | | For | |
| | 1k. | Election of Director: W. Anthony Will | Management | | For | | For | |
| | 2. | Advisory vote to approve the compensation of CF
Industries Holdings, Inc.'s named executive officers. | Management | | For | | For | |
| | 3. | Advisory vote on the frequency of future advisory votes to
approve the compensation of CF Industries Holdings,
Inc.'s named executive officers. | Management | | 1 Year | | For | |
| | 4. | Approval and adoption of an amendment and
restatement of CF Industries Holdings, Inc.'s certificate of
incorporation to limit the liability of certain officers and
make various conforming and technical revisions. | Management | | Against | | Against | |
| | 5. | Ratification of the selection of KPMG LLP as CF
Industries Holdings, Inc.'s independent registered public
accounting firm for 2023. | Management | | For | | For | |
| | 6. | Shareholder proposal regarding an independent board
chair, if properly presented at the meeting. | Shareholder | | Against | | For | |
| | | PULTEGROUP, INC. | | |
| | Security | 745867101 | | Meeting Type | Annual |
| | Ticker Symbol | PHM | | Meeting Date | 03-May-2023 | |
| | ISIN | US7458671010 | | Agenda | 935786991 - Management |
| | Record Date | 14-Mar-2023 | | Holding Recon Date | 14-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 02-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Brian P. Anderson | Management | | For | | For | |
| | 1b. | Election of Director: Bryce Blair | Management | | For | | For | |
| | 1c. | Election of Director: Thomas J. Folliard | Management | | For | | For | |
| | 1d. | Election of Director: Cheryl W. Grisé | Management | | For | | For | |
| | 1e. | Election of Director: André J. Hawaux | Management | | For | | For | |
| | 1f. | Election of Director: J. Phillip Holloman | Management | | For | | For | |
| | 1g. | Election of Director: Ryan R. Marshall | Management | | For | | For | |
| | 1h. | Election of Director: John R. Peshkin | Management | | For | | For | |
| | 1i. | Election of Director: Scott F. Powers | Management | | For | | For | |
| | 1j. | Election of Director: Lila Snyder | Management | | For | | For | |
| | 2. | Ratification of appointment of Ernst & Young LLP as our
independent registered public accounting firm for 2023. | Management | | For | | For | |
| | 3. | Say-on-pay: Advisory vote to approve executive
compensation. | Management | | For | | For | |
| | 4. | Say-on-frequency: Advisory vote to approve the
frequency of the advisory vote to approve executive
compensation. | Management | | 1 Year | | For | |
| | | MODERNA, INC. | | |
| | Security | 60770K107 | | Meeting Type | Annual |
| | Ticker Symbol | MRNA | | Meeting Date | 03-May-2023 | |
| | ISIN | US60770K1079 | | Agenda | 935788096 - Management |
| | Record Date | 08-Mar-2023 | | Holding Recon Date | 08-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 02-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Stephen Berenson | | For | | For | |
| | 2 | Sandra Horning, M.D. | | For | | For | |
| | 3 | Paul Sagan | | For | | For | |
| | 2. | To approve, on a non-binding, advisory basis, the
compensation of our named executive officers. | Management | | Against | | Against | |
| | 3. | To ratify the appointment of Ernst & Young LLP as our
registered independent public accounting firm for the year
ending December 31, 2023. | Management | | For | | For | |
| | 4. | To vote on a shareholder proposal requesting a report on
transferring intellectual property. | Shareholder | | Against | | For | |
| | | GILEAD SCIENCES, INC. | | |
| | Security | 375558103 | | Meeting Type | Annual |
| | Ticker Symbol | GILD | | Meeting Date | 03-May-2023 | |
| | ISIN | US3755581036 | | Agenda | 935788438 - Management |
| | Record Date | 15-Mar-2023 | | Holding Recon Date | 15-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 02-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | | For | | For | |
| | 1b. | Election of Director: Jeffrey A. Bluestone, Ph.D. | Management | | For | | For | |
| | 1c. | Election of Director: Sandra J. Horning, M.D. | Management | | For | | For | |
| | 1d. | Election of Director: Kelly A. Kramer | Management | | For | | For | |
| | 1e. | Election of Director: Kevin E. Lofton | Management | | For | | For | |
| | 1f. | Election of Director: Harish Manwani | Management | | For | | For | |
| | 1g. | Election of Director: Daniel P. O'Day | Management | | For | | For | |
| | 1h. | Election of Director: Javier J. Rodriguez | Management | | For | | For | |
| | 1i. | Election of Director: Anthony Welters | Management | | For | | For | |
| | 2. | To ratify the selection of Ernst & Young LLP as our
independent registered public accounting firm for the
fiscal year ending December 31, 2023. | Management | | For | | For | |
| | 3. | To approve, on an advisory basis, the compensation of
our Named Executive Officers as presented in the Proxy
Statement. | Management | | For | | For | |
| | 4. | To approve, on an advisory basis, the frequency of future
advisory stockholder votes on executive compensation. | Management | | 1 Year | | For | |
| | 5. | To approve an amendment and restatement of the Gilead
Sciences, Inc. Employee Stock Purchase Plan and the
Gilead Sciences, Inc. International Employee Stock
Purchase Plan. | Management | | For | | For | |
| | 6. | To vote on a stockholder proposal, if properly presented
at the meeting, requesting the Board implement a
process to nominate at least one more candidate than the
number of directors to be elected. | Shareholder | | Against | | For | |
| | 7. | To vote on a stockholder proposal, if properly presented
at the meeting, requesting the Board amend the company
governing documents to give street name shares and
non-street name shares an equal right to call a special
stockholder meeting. | Shareholder | | Against | | For | |
| | 8. | To vote on a stockholder proposal, if properly presented
at the meeting, requesting a report on a process by which
the impact of extended patent exclusivities on product
access would be considered in deciding whether to apply
for secondary and tertiary patents. | Shareholder | | Against | | For | |
| | | ARCHER-DANIELS-MIDLAND COMPANY | | |
| | Security | 039483102 | | Meeting Type | Annual |
| | Ticker Symbol | ADM | | Meeting Date | 04-May-2023 | |
| | ISIN | US0394831020 | | Agenda | 935782335 - Management |
| | Record Date | 09-Mar-2023 | | Holding Recon Date | 09-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 03-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: M.S. Burke | Management | | For | | For | |
| | 1b. | Election of Director: T. Colbert | Management | | For | | For | |
| | 1c. | Election of Director: J.C. Collins, Jr. | Management | | For | | For | |
| | 1d. | Election of Director: T.K. Crews | Management | | For | | For | |
| | 1e. | Election of Director: E. de Brabander | Management | | For | | For | |
| | 1f. | Election of Director: S.F. Harrison | Management | | For | | For | |
| | 1g. | Election of Director: J.R. Luciano | Management | | For | | For | |
| | 1h. | Election of Director: P.J. Moore | Management | | For | | For | |
| | 1i. | Election of Director: D.A. Sandler | Management | | For | | For | |
| | 1j. | Election of Director: L.Z. Schlitz | Management | | For | | For | |
| | 1k. | Election of Director: K.R. Westbrook | Management | | For | | For | |
| | 2. | Ratify the appointment of Ernst & Young LLP as
independent auditors for the year ending December 31,
2023. | Management | | For | | For | |
| | 3. | Advisory Vote on Executive Compensation. | Management | | For | | For | |
| | 4. | Advisory Vote on the Frequency of Future Advisory Votes
on Executive Compensation. | Management | | 1 Year | | For | |
| | 5. | Stockholder Proposal Regarding an Independent Board
Chairman. | Shareholder | | Against | | For | |
| | | UNITED RENTALS, INC. | | |
| | Security | 911363109 | | Meeting Type | Annual |
| | Ticker Symbol | URI | | Meeting Date | 04-May-2023 | |
| | ISIN | US9113631090 | | Agenda | 935784884 - Management |
| | Record Date | 07-Mar-2023 | | Holding Recon Date | 07-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 03-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: José B. Alvarez | Management | | For | | For | |
| | 1b. | Election of Director: Marc A. Bruno | Management | | For | | For | |
| | 1c. | Election of Director: Larry D. De Shon | Management | | For | | For | |
| | 1d. | Election of Director: Matthew J. Flannery | Management | | For | | For | |
| | 1e. | Election of Director: Bobby J. Griffin | Management | | For | | For | |
| | 1f. | Election of Director: Kim Harris Jones | Management | | For | | For | |
| | 1g. | Election of Director: Terri L. Kelly | Management | | For | | For | |
| | 1h. | Election of Director: Michael J. Kneeland | Management | | For | | For | |
| | 1i. | Election of Director: Francisco J. Lopez-Balboa | Management | | For | | For | |
| | 1j. | Election of Director: Gracia C. Martore | Management | | For | | For | |
| | 1k. | Election of Director: Shiv Singh | Management | | For | | For | |
| | 2. | Ratification of Appointment of Public Accounting Firm. | Management | | For | | For | |
| | 3. | Advisory Approval of Executive Compensation. | Management | | For | | For | |
| | 4. | Advisory Vote on Frequency of Executive Compensation
Vote. | Management | | 1 Year | | For | |
| | 5. | Company Proposal to Improve Shareholder Written
Consent (Amend Certificate of Incorporation to Reduce
Threshold to 15%). | Management | | For | | For | |
| | 6. | Stockholder Proposal to Improve Shareholder Written
Consent. | Shareholder | | Against | | For | |
| | | ARCH CAPITAL GROUP LTD. | | |
| | Security | G0450A105 | | Meeting Type | Annual |
| | Ticker Symbol | ACGL | | Meeting Date | 04-May-2023 | |
| | ISIN | BMG0450A1053 | | Agenda | 935786751 - Management |
| | Record Date | 07-Mar-2023 | | Holding Recon Date | 07-Mar-2023 | |
| | City / | Country | | / | Bermuda | | Vote Deadline | 03-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Class I Director for a term of three years:
Francis Ebong | Management | | For | | For | |
| | 1b. | Election of Class I Director for a term of three years:
Eileen Mallesch | Management | | For | | For | |
| | 1c. | Election of Class I Director for a term of three years:
Louis J. Paglia | Management | | For | | For | |
| | 1d. | Election of Class I Director for a term of three years:
Brian S. Posner | Management | | For | | For | |
| | 1e. | Election of Class I Director for a term of three years: John
D. Vollaro | Management | | For | | For | |
| | 2. | Advisory vote to approve named executive officer
compensation. | Management | | For | | For | |
| | 3. | Advisory vote of preferred frequency for advisory vote on
named executive officer compensation. | Management | | 1 Year | | For | |
| | 4. | Approval of the Amended and Restated Arch Capital
Group Ltd. 2007 Employee Share Purchase Plan. | Management | | For | | For | |
| | 5. | To appoint PricewaterhouseCoopers LLP as our
independent registered public accounting firm for the year
ending December 31, 2023. | Management | | For | | For | |
| | 6a. | To elect the nominee listed as Designated Company
Director so that they may be elected directors of certain
of our non-U.S. subsidiaries: Matthew Dragonetti | Management | | For | | For | |
| | 6b. | To elect the nominee listed as Designated Company
Director so that they may be elected directors of certain
of our non-U.S. subsidiaries: Seamus Fearon | Management | | For | | For | |
| | 6c. | To elect the nominee listed as Designated Company
Director so that they may be elected directors of certain
of our non-U.S. subsidiaries: H. Beau Franklin | Management | | For | | For | |
| | 6d. | To elect the nominee listed as Designated Company
Director so that they may be elected directors of certain
of our non-U.S. subsidiaries: Jerome Halgan | Management | | For | | For | |
| | 6e. | To elect the nominee listed as Designated Company
Director so that they may be elected directors of certain
of our non-U.S. subsidiaries: James Haney | Management | | For | | For | |
| | 6f. | To elect the nominee listed as Designated Company
Director so that they may be elected directors of certain
of our non-U.S. subsidiaries: Chris Hovey | Management | | For | | For | |
| | 6g. | To elect the nominee listed as Designated Company
Director so that they may be elected directors of certain
of our non-U.S. subsidiaries: Pierre Jal | Management | | For | | For | |
| | 6h. | To elect the nominee listed as Designated Company
Director so that they may be elected directors of certain
of our non-U.S. subsidiaries: François Morin | Management | | For | | For | |
| | 6i. | To elect the nominee listed as Designated Company
Director so that they may be elected directors of certain
of our non-U.S. subsidiaries: David J. Mulholland | Management | | For | | For | |
| | 6j. | To elect the nominee listed as Designated Company
Director so that they may be elected directors of certain
of our non-U.S. subsidiaries: Chiara Nannini | Management | | For | | For | |
| | 6k. | To elect the nominee listed as Designated Company
Director so that they may be elected directors of certain
of our non-U.S. subsidiaries: Maamoun Rajeh | Management | | For | | For | |
| | 6l. | To elect the nominee listed as Designated Company
Director so that they may be elected directors of certain
of our non-U.S. subsidiaries: Christine Todd | Management | | For | | For | |
| | | CADENCE DESIGN SYSTEMS, INC. | | |
| | Security | 127387108 | | Meeting Type | Annual |
| | Ticker Symbol | CDNS | | Meeting Date | 04-May-2023 | |
| | ISIN | US1273871087 | | Agenda | 935794126 - Management |
| | Record Date | 06-Mar-2023 | | Holding Recon Date | 06-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 03-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Mark W. Adams | Management | | For | | For | |
| | 1b. | Election of Director: Ita Brennan | Management | | For | | For | |
| | 1c. | Election of Director: Lewis Chew | Management | | For | | For | |
| | 1d. | Election of Director: Anirudh Devgan | Management | | For | | For | |
| | 1e. | Election of Director: ML Krakauer | Management | | For | | For | |
| | 1f. | Election of Director: Julia Liuson | Management | | For | | For | |
| | 1g. | Election of Director: James D. Plummer | Management | | For | | For | |
| | 1h. | Election of Director: Alberto Sangiovanni-Vincentelli | Management | | For | | For | |
| | 1i. | Election of Director: John B. Shoven | Management | | For | | For | |
| | 1j. | Election of Director: Young K. Sohn | Management | | For | | For | |
| | 2. | To approve the amendment of the Omnibus Equity
Incentive Plan. | Management | | For | | For | |
| | 3. | To vote on an advisory resolution to approve named
executive officer compensation. | Management | | For | | For | |
| | 4. | To vote on the frequency of the advisory vote on named
executive officer compensation. | Management | | 1 Year | | For | |
| | 5. | Ratification of the selection of PricewaterhouseCoopers
LLP as the independent registered public accounting firm
of Cadence for its fiscal year ending December 31, 2023. | Management | | For | | For | |
| | 6. | Stockholder proposal to remove the one-year holding
period requirement to call a special stockholder meeting. | Shareholder | | Against | | For | |
| | | MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | | |
| | Security | D55535104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 05-May-2023 | |
| | ISIN | DE0008430026 | | Agenda | 716824176 - Management |
| | Record Date | 28-Apr-2023 | | Holding Recon Date | 28-Apr-2023 | |
| | City / | Country | MUENCH
EN | / | Germany | Blocking | | Vote Deadline | 25-Apr-2023 01:59 PM ET |
| | SEDOL(s) | 5294121 - 7389081 - B018RN4 -
B10RVR1 - B1G0J36 - BF0Z8K5 -
BFNKR00 - BWYBM84 - BYMSTP7 -
BZ9NRT2 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT
TO PARAGRAPH 21 OF THE SECURITIES-TRADE
ACT ON 9TH JULY 2015 AND THE OVER-RULING OF
THE DISTRICT COURT IN-COLOGNE JUDGMENT
FROM 6TH JUNE 2012 THE VOTING PROCESS HAS
NOW CHANGED WITH-REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE-RESPONSIBILITY OF THE END-INVESTOR (I.E.
FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY
TO DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE-THE CUSTODIAN
BANK / AGENT IN THE MARKET WILL BE SENDING
THE VOTING DIRECTLY-TO MARKET AND IT IS THE
END INVESTORS RESPONSIBILITY TO ENSURE THE-
REGISTRATION ELEMENT IS COMPLETE WITH THE
ISSUER DIRECTLY, SHOULD THEY HOLD-MORE
THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | |
| | CMMT | THE VOTE/REGISTRATION DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO
CHANGE-AND WILL BE UPDATED AS SOON AS
BROADRIDGE RECEIVES CONFIRMATION FROM
THE SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY QUERIES
PLEASE-CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE. | Non-Voting | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS | Non-Voting | | | |
| | PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL. | |
| | CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE-ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE-APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A-MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.-
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE. | Non-Voting | | | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE 'MATERIAL URL' DROPDOWN AT THE
TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN-PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE. | Non-Voting | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF EUR 11.60 PER SHARE | Management | | For | | For | |
| | 3.1 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER JOACHIM WENNING FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 3.2 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER THOMAS BLUNCK FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 3.3 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER NICHOLAS GARTSIDE FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 3.4 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER STEFAN GOLLING FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 3.5 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER DORIS HOEPKE (UNTIL APRIL 30, 2022)
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 3.6 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER CHRISTOPH JURECKA FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 3.7 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER TORSTEN JEWORREK FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 3.8 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER ACHIM KASSOW FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 3.9 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER CLARISSE KOPF (FROM DEC. 1, 2022) FOR
FISCAL YEAR 2022 | Management | | For | | For | |
| | 3.10 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER MARKUS RIESS FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER NIKOLAUS VON BOMHARD FOR FISCAL
YEAR 2022 | Management | | For | | For | |
| | 4.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER ANNE HORSTMANN FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER ANN-KRISTIN ACHLEITNER FOR FISCAL
YEAR 2022 | Management | | For | | For | |
| | 4.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER CLEMENT BOOTH FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER RUTH BROWN FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER STEPHAN EBERL FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER FRANK FASSIN FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.8 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER URSULA GATHER FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.9 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER GERD HAEUSLER FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.10 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER ANGELIKA HERZOG FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.11 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER RENATA BRUENGGER FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.12 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER STEFAN KAINDL FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.13 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER CARINNE KNOCHE-BROUILLON FOR
FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.14 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER GABRIELE MUECKE FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.15 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER ULRICH PLOTTKE FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.16 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER MANFRED RASSY FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.17 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER GABRIELE SINZ-TOPORZYSEK (UNTIL JAN.
31, 2022) FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.18 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER CARSTEN SPOHR FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.19 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER KARL-HEINZ STREIBICH FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.20 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER MARKUS WAGNER (FROM FEB. 31, 2022)
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.21 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER MAXIMILIAN ZIMMERER FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 5 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR
FISCAL YEAR 2023 AND FOR THE REVIEW OF THE
INTERIM FINANCIAL STATEMENTS FOR FISCAL
YEAR 2023 AND FIRST QUARTER OF FISCAL YEAR
2024 | Management | | For | | For | |
| | 6 | APPROVE REMUNERATION REPORT | Management | | For | | For | |
| | 7.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS UNTIL 2025 | Management | | For | | For | |
| | 7.2 | AMEND ARTICLES RE: PARTICIPATION OF
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND
VIDEO TRANSMISSION | Management | | For | | For | |
| | 7.3 | AMEND ARTICLES RE: EDITORIAL CHANGES | Management | | For | | For | |
| | 8 | AMEND ARTICLES RE: REGISTRATION IN THE
SHARE REGISTER | Management | | For | | For | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 28 MAR 2023: PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS)-AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT-CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE-CREST SYSTEM. THIS TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS-
PRACTICABLE ON RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD-DATE
APPLIES) UNLESS OTHERWISE SPECIFIED, AND | Non-Voting | | | |
| | ONLY AFTER THE AGENT HAS-CONFIRMED
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED,-THE VOTED POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED-
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE-
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION-TO
ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-
FURTHER INFORMATION ON THE CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE-
SEPARATE INSTRUCTIONS FROM YOU | |
| | CMMT | 28 MAR 2023: PLEASE NOTE SHARE BLOCKING WILL
APPLY FOR ANY VOTED POSITIONS-SETTLING
THROUGH EUROCLEAR BANK. | Non-Voting | | | |
| | CMMT | 28 MAR 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENTS.-IF
YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU | Non-Voting | | | |
| | | ZIONS BANCORPORATION | | |
| | Security | 989701107 | | Meeting Type | Annual |
| | Ticker Symbol | ZION | | Meeting Date | 05-May-2023 | |
| | ISIN | US9897011071 | | Agenda | 935776015 - Management |
| | Record Date | 02-Mar-2023 | | Holding Recon Date | 02-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 04-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Maria Contreras-Sweet | Management | | For | | For | |
| | 1B. | Election of Director: Gary L. Crittenden | Management | | For | | For | |
| | 1C. | Election of Director: Suren K. Gupta | Management | | For | | For | |
| | 1D. | Election of Director: Claire A. Huang | Management | | For | | For | |
| | 1E. | Election of Director: Vivian S. Lee | Management | | For | | For | |
| | 1F. | Election of Director: Scott J. McLean | Management | | For | | For | |
| | 1G. | Election of Director: Edward F. Murphy | Management | | For | | For | |
| | 1H. | Election of Director: Stephen D. Quinn | Management | | For | | For | |
| | 1I. | Election of Director: Harris H. Simmons | Management | | For | | For | |
| | 1J. | Election of Director: Aaron B. Skonnard | Management | | For | | For | |
| | 1K. | Election of Director: Barbara A. Yastine | Management | | For | | For | |
| | 2. | Ratification of the appointment of Ernst & Young LLP as
the Independent Registered Public Accounting Firm to
audit the Bank's financial statements for the current fiscal
year. | Management | | For | | For | |
| | 3. | Approval, on a nonbinding advisory basis, of the
compensation paid to the Bank's named executive
officers with respect to fiscal year ended December 31,
2022. | Management | | Against | | Against | |
| | | BERKSHIRE HATHAWAY INC. | | |
| | Security | 084670702 | | Meeting Type | Annual |
| | Ticker Symbol | BRKB | | Meeting Date | 06-May-2023 | |
| | ISIN | US0846707026 | | Agenda | 935785418 - Management |
| | Record Date | 08-Mar-2023 | | Holding Recon Date | 08-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 05-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Warren E. Buffett | | For | | For | |
| | 2 | Charles T. Munger | | For | | For | |
| | 3 | Gregory E. Abel | | For | | For | |
| | 4 | Howard G. Buffett | | For | | For | |
| | 5 | Susan A. Buffett | | For | | For | |
| | 6 | Stephen B. Burke | | For | | For | |
| | 7 | Kenneth I. Chenault | | For | | For | |
| | 8 | Christopher C. Davis | | For | | For | |
| | 9 | Susan L. Decker | | For | | For | |
| | 10 | Charlotte Guyman | | For | | For | |
| | 11 | Ajit Jain | | For | | For | |
| | 12 | Thomas S. Murphy, Jr. | | For | | For | |
| | 13 | Ronald L. Olson | | For | | For | |
| | 14 | Wallace R. Weitz | | For | | For | |
| | 15 | Meryl B. Witmer | | For | | For | |
| | 2. | Non-binding resolution to approve the compensation of
the Company's Named Executive Officers, as described
in the 2023 Proxy Statement. | Management | | For | | For | |
| | 3. | Non-binding resolution to determine the frequency
(whether annual, biennial or triennial) with which
shareholders of the Company shall be entitled to have an
advisory vote on executive compensation. | Management | | 1 Year | | Against | |
| | 4. | Shareholder proposal regarding how the Company
manages physical and transitional climate related risks
and opportunities. | Shareholder | | For | | Against | |
| | 5. | Shareholder proposal regarding how climate related risks
are being governed by the Company. | Shareholder | | For | | Against | |
| | 6. | Shareholder proposal regarding how the Company
intends to measure, disclose and reduce GHG emissions
associated with its underwriting, insuring and investment
activities. | Shareholder | | For | | Against | |
| | 7. | Shareholder proposal regarding the reporting on the
effectiveness of the Corporation's diversity, equity and
inclusion efforts. | Shareholder | | For | | Against | |
| | 8. | Shareholder proposal regarding the adoption of a policy
requiring that two separate people hold the offices of the
Chairman and the CEO. | Shareholder | | Against | | For | |
| | 9. | Shareholder proposal requesting that the Company avoid
supporting or taking a public policy position on
controversial social and political issues. | Shareholder | | Against | | For | |
| | | DEUTSCHE LUFTHANSA AG | | |
| | Security | D1908N106 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 09-May-2023 | |
| | ISIN | DE0008232125 | | Agenda | 716843758 - Management |
| | Record Date | 02-May-2023 | | Holding Recon Date | 02-May-2023 | |
| | City / | Country | TBD | / | Germany | Blocking | | Vote Deadline | 26-Apr-2023 01:59 PM ET |
| | SEDOL(s) | 5287488 - B01D698 - B0ZKV89 -
B834VQ7 - B8GBR23 - BF0Z8G1 -
BHZLL92 - BTDY3V3 - BZ0G9P0 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. | Non-Voting | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4 | APPROVE REMUNERATION POLICY FOR THE
MANAGEMENT BOARD | Management | | For | | For | |
| | 5 | APPROVE REMUNERATION POLICY FOR THE
SUPERVISORY BOARD | Management | | For | | For | |
| | 6 | APPROVE REMUNERATION REPORT | Management | | Against | | Against | |
| | 7.1 | ELECT KARL-LUDWIG KLEY TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.2 | ELECT CARSTEN KNOBEL TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.3 | ELECT KARL GERNANDT TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 8 | APPROVE CREATION OF EUR 100 MILLION POOL OF
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN | Management | | For | | For | |
| | 9 | AUTHORIZE SHARE REPURCHASE PROGRAM AND
REISSUANCE OR CANCELLATION OF
REPURCHASED SHARES | Management | | For | | For | |
| | 10 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN
REPURCHASING SHARES | Management | | For | | For | |
| | 11.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS UNTIL 2025 | Management | | For | | For | |
| | 11.2 | AMEND ARTICLES RE: PARTICIPATION OF
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND
VIDEO TRANSMISSION | Management | | For | | For | |
| | 11.3 | AMEND ARTICLES RE: REGISTRATION IN THE
SHARE REGISTER | Management | | For | | For | |
| | 12 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR
FISCAL YEAR 2023 AND FOR THE REVIEW OF
INTERIM FINANCIAL STATEMENTS FOR THE FIRST
HALF OF FISCAL YEAR 2023 | Management | | For | | For | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN IN
PLACE.-FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT
TO PARAGRAPH 21 OF THE SECURITIES-TRADE
ACT ON 9TH JULY 2015 AND THE OVER-RULING OF
THE DISTRICT COURT IN-COLOGNE JUDGMENT
FROM 6TH JUNE 2012 THE VOTING PROCESS HAS
NOW CHANGED WITH-REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE-RESPONSIBILITY OF THE END-INVESTOR (I.E.
FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY
TO DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE-THE CUSTODIAN
BANK / AGENT IN THE MARKET WILL BE SENDING
THE VOTING DIRECTLY-TO MARKET AND IT IS THE
END INVESTORS RESPONSIBILITY TO ENSURE THE-
REGISTRATION ELEMENT IS COMPLETE WITH THE
ISSUER DIRECTLY, SHOULD THEY HOLD-MORE
THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | |
| | CMMT | THE VOTE/REGISTRATION DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO
CHANGE-AND WILL BE UPDATED AS SOON AS
BROADRIDGE RECEIVES CONFIRMATION FROM
THE SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY QUERIES
PLEASE-CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE. | Non-Voting | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS
PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | | | |
| | PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL. | |
| | CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE-ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE-APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A-MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.-
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE. | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 03 APR 2023: PLEASE NOTE SHARE BLOCKING WILL
APPLY FOR ANY VOTED POSITIONS-SETTLING
THROUGH EUROCLEAR BANK. | Non-Voting | | | |
| | CMMT | 03 APR 2023: PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS)-AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT-CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE-CREST SYSTEM. THIS TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS-
PRACTICABLE ON RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD-DATE
APPLIES) UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS-CONFIRMED
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED,-THE VOTED POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED-
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE-
THE NECESSARY ACTION WHICH WILL INCLUDE | Non-Voting | | | |
| | TRANSFERRING YOUR INSTRUCTED POSITION-TO
ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-
FURTHER INFORMATION ON THE CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE-
SEPARATE INSTRUCTIONS FROM YOU | |
| | CMMT | 03 APR 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENTS.-IF
YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU | Non-Voting | | | |
| | | WHARF REAL ESTATE INVESTMENT COMPANY LIMITED | | |
| | Security | G9593A104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 09-May-2023 | |
| | ISIN | KYG9593A1040 | | Agenda | 716877444 - Management |
| | Record Date | 03-May-2023 | | Holding Recon Date | 03-May-2023 | |
| | City / | Country | HONG
KONG | / | Cayman
Islands | | Vote Deadline | 02-May-2023 01:59 PM ET |
| | SEDOL(s) | BD1FWM0 - BD1QTZ5 - BF0GWS4 -
BF2HDP9 - BFB3TY9 - BL63JB3 -
BQ68KZ4 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0403/2023040302988.pdf-AND-
https://www1.hkexnews.hk/listedco/listconews/sehk/2023/
0403/2023040303033.pdf | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING | Non-Voting | | | |
| | 1 | TO ADOPT THE FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND INDEPENDENT
AUDITOR FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022 | Management | | For | | For | |
| | 2.A | TO RE-ELECT MS. LAI YUEN CHIANG, A RETIRING
DIRECTOR, AS A DIRECTOR | Management | | For | | For | |
| | 2.B | TO RE-ELECT HON. ANDREW KWAN YUEN LEUNG, A
RETIRING DIRECTOR, AS A DIRECTOR | Management | | For | | For | |
| | 2.C | TO RE-ELECT MR. DESMOND LUK POR LIU, A
RETIRING DIRECTOR, AS A DIRECTOR | Management | | For | | For | |
| | 2.D | TO RE-ELECT MR. RICHARD GARETH WILLIAMS, A
RETIRING DIRECTOR, AS A DIRECTOR | Management | | For | | For | |
| | 2.E | TO RE-ELECT DR. GLENN SEKKEMN YEE, A
RETIRING DIRECTOR, AS A DIRECTOR | Management | | For | | For | |
| | 2.F | TO RE-ELECT PROFESSOR ENG KIONG YEOH, A
RETIRING DIRECTOR, AS A DIRECTOR | Management | | For | | For | |
| | 3 | TO RE-APPOINT KPMG AS AUDITORS OF THE
COMPANY AND TO AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION | Management | | For | | For | |
| | 4 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS
FOR BUY-BACK OF SHARES BY THE COMPANY | Management | | For | | For | |
| | 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS
FOR ISSUE OF SHARES | Management | | Against | | Against | |
| | 6 | TO APPROVE THE ADDITION OF BOUGHT BACK
SHARES TO THE SHARE ISSUE GENERAL MANDATE
STATED UNDER RESOLUTION NO. 5 | Management | | Against | | Against | |
| | 7 | TO APPROVE AND ADOPT THE PROPOSED SHARE
OPTION SCHEME | Management | | For | | For | |
| | 8 | TO APPROVE THE ADOPTION OF THE NEW
ARTICLES OF ASSOCIATION OF THE COMPANY | Management | | For | | For | |
| | | SOLVAY SA | | |
| | Security | B82095116 | | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 09-May-2023 | |
| | ISIN | BE0003470755 | | Agenda | 716975632 - Management |
| | Record Date | 25-Apr-2023 | | Holding Recon Date | 25-Apr-2023 | |
| | City / | Country | BRUSSE
L | / | Belgium | | Vote Deadline | 01-May-2023 01:59 PM ET |
| | SEDOL(s) | 4821100 - B02PR12 - B1BDGT5 -
B28ZTH0 - B7MC1B0 - BF447V2 -
BJ053X1 - BJQP012 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE
BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE
OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION | Non-Voting | | | |
| | CMMT | A BENEFICIAL OWNER SIGNED POWER OF
ATTORNEY (POA) MAY BE REQUIRED TO LODGE-
VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED,
YOUR INSTRUCTIONS MAY BE-REJECTED | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED | Non-Voting | | | |
| | 1. | MANAGEMENT REPORT FOR THE FINANCIAL YEAR
2022 (INCLUDING THE CORPORATE-GOVERNANCE
STATEMENT) | Non-Voting | | | |
| | 2. | AUDITORS REPORT FOR THE FINANCIAL YEAR 2022 | Non-Voting | | | |
| | 3. | COMMUNICATION OF THE CONSOLIDATED
ACCOUNTS FOR THE FINANCIAL YEAR 2022 --
REPORT OF THE AUDITOR ON THE CONSOLIDATED
ACCOUNTS | Non-Voting | | | |
| | 4. | APPROVAL OF THE ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2022 - ALLOCATION OF PROFIT
AND DETERMINATION OF THE DIVIDEND | Management | | For | | For | |
| | 5. | DISCHARGE OF THE DIRECTORS FOR THE
FINANCIAL YEAR 2022 | Management | | For | | For | |
| | 6. | DISCHARGE OF THE AUDITOR FOR THE FINANCIAL
YEAR 2022 | Management | | For | | For | |
| | 7. | APPROVAL OF THE REMUNERATION REPORT FOR
THE FINANCIAL YEAR 2022 | Management | | For | | For | |
| | 8. | APPROVAL OF THE PROPOSED SPECIAL SHARE
OPTION AWARD FOR MEMBERS OF THE EXECUTIVE
COMMITTEE | Management | | For | | For | |
| | 9.a | THE MANDATES OF MS. MARJAN OUDEMAN, MS.
ROSEMARY THORNE AND MR. CHARLES-CASIMIR-
LAMBERT EXPIRE AT THE END OF THIS MEETING.
MR. CHARLES-CASIMIR-LAMBERT HAS DECIDED
NOT TO APPLY FOR RENEWAL OF HIS MANDATE
AS-DIRECTOR | Non-Voting | | | |
| | 9.b | IT IS PROPOSED NOT TO REALLOCATE THE
MANDATE OF MR. CHARLES CASIMIR-LAMBERT.
THE BOARD OF DIRECTORS WILL THUS BE
REDUCED FROM 15 TO 14 MEMBERS | Management | | For | | For | |
| | 9.c | IT IS PROPOSED TO RENEW THE MANDATE OF MS.
MARJAN OUDEMAN AS DIRECTOR FOR A PERIOD
OF FOUR YEARS. HER MANDATE WILL EXPIRE AT
THE END OF THE ANNUAL SHAREHOLDERS'
MEETING IN MAY 2027 | Management | | For | | For | |
| | 9.d | IT IS PROPOSED TO CONFIRM THE APPOINTMENT
OF MS. MARJAN OUDEMAN AS INDEPENDENT
DIRECTOR | Management | | For | | For | |
| | 9.e | IT IS PROPOSED TO RENEW THE MANDATE OF MS.
ROSEMARY THORNE AS A DIRECTOR FOR A
PERIOD OF ONE YEAR. HER MANDATE WILL EXPIRE
AT THE END OF THE ANNUAL SHAREHOLDERS'
MEETING IN MAY 2024. ALTHOUGH ROSEMARY
THORNE HAS REACHED THE AGE LIMIT SET OUT IN
THE COMPANY'S CORPORATE GOVERNANCE
CHARTER, IT WAS CONSIDERED APPROPRIATE TO
PROPOSE HER RENEWAL FOR A LIMITED PERIOD
OF ONE YEAR TO ENSURE THE CONTINUITY OF
ONGOING PROJECTS WITHIN THE BOARD OF
DIRECTORS | Management | | For | | For | |
| | 9.f | IT IS PROPOSED TO CONFIRM THE APPOINTMENT
OF MS. ROSEMARY THORNE AS INDEPENDENT
DIRECTOR | Management | | For | | For | |
| | 10. | MISCELLANEOUS | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 893596 DUE TO RECEIVED-CHANGE IN
VOTING STATUS OF RESOLUTION 2 AND 3. ALL
VOTES RECEIVED ON THE-PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS-MEETING NOTICE. THANK
YOU. | Non-Voting | | | |
| | CMMT | 14 APR 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN NUMBERING-OF ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES TO MID 895649,-PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | | DARLING INGREDIENTS INC. | | |
| | Security | 237266101 | | Meeting Type | Annual |
| | Ticker Symbol | DAR | | Meeting Date | 09-May-2023 | |
| | ISIN | US2372661015 | | Agenda | 935786915 - Management |
| | Record Date | 14-Mar-2023 | | Holding Recon Date | 14-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 08-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Randall C. Stuewe | Management | | For | | For | |
| | 1b. | Election of Director: Charles Adair | Management | | For | | For | |
| | 1c. | Election of Director: Beth Albright | Management | | For | | For | |
| | 1d. | Election of Director: Larry A. Barden | Management | | For | | For | |
| | 1e. | Election of Director: Celeste A. Clark | Management | | For | | For | |
| | 1f. | Election of Director: Linda Goodspeed | Management | | For | | For | |
| | 1g. | Election of Director: Enderson Guimaraes | Management | | For | | For | |
| | 1h. | Election of Director: Gary W. Mize | Management | | For | | For | |
| | 1i. | Election of Director: Michael E. Rescoe | Management | | For | | For | |
| | 1j. | Election of Director: Kurt Stoffel | Management | | For | | For | |
| | 2. | Proposal to ratify the selection of KPMG LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 30, 2023. | Management | | For | | For | |
| | 3. | Advisory vote to approve executive compensation. | Management | | For | | For | |
| | 4. | Advisory vote to approve the frequency of future advisory
votes on executive compensation. | Management | | 1 Year | | For | |
| | | IRON MOUNTAIN INCORPORATED | | |
| | Security | 46284V101 | | Meeting Type | Annual |
| | Ticker Symbol | IRM | | Meeting Date | 09-May-2023 | |
| | ISIN | US46284V1017 | | Agenda | 935793667 - Management |
| | Record Date | 13-Mar-2023 | | Holding Recon Date | 13-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 08-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director for a one-year term: Jennifer Allerton | Management | | For | | For | |
| | 1b. | Election of Director for a one-year term: Pamela M.
Arway | Management | | For | | For | |
| | 1c. | Election of Director for a one-year term: Clarke H. Bailey | Management | | For | | For | |
| | 1d. | Election of Director for a one-year term: Kent P. Dauten | Management | | For | | For | |
| | 1e. | Election of Director for a one-year term: Monte Ford | Management | | For | | For | |
| | 1f. | Election of Director for a one-year term: Robin L. Matlock | Management | | For | | For | |
| | 1g. | Election of Director for a one-year term: William L.
Meaney | Management | | For | | For | |
| | 1h. | Election of Director for a one-year term: Wendy J.
Murdock | Management | | For | | For | |
| | 1i. | Election of Director for a one-year term: Walter C.
Rakowich | Management | | For | | For | |
| | 1j. | Election of Director for a one-year term: Doyle R. Simons | Management | | For | | For | |
| | 2. | The approval of a non-binding, advisory resolution
approving the compensation of our named executive
officers as described in the Iron Mountain Incorporated
Proxy Statement. | Management | | For | | For | |
| | 3. | The approval on a non-binding, advisory basis of the
frequency (every one, two or three years) of future non-
binding, advisory votes of stockholders on the
compensation of our named executive officers. | Management | | 1 Year | | For | |
| | 4. | The ratification of the selection by the Audit Committee of
Deloitte & Touche LLP as Iron Mountain Incorporated's
independent registered public accounting firm for the year
ending December 31, 2023. | Management | | For | | For | |
| | | VALERO ENERGY CORPORATION | | |
| | Security | 91913Y100 | | Meeting Type | Annual |
| | Ticker Symbol | VLO | | Meeting Date | 09-May-2023 | |
| | ISIN | US91913Y1001 | | Agenda | 935793706 - Management |
| | Record Date | 13-Mar-2023 | | Holding Recon Date | 13-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 08-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director to serve until the 2024 Annual
meeting: Fred M. Diaz | Management | | For | | For | |
| | 1b. | Election of Director to serve until the 2024 Annual
meeting: H. Paulett Eberhart | Management | | For | | For | |
| | 1c. | Election of Director to serve until the 2024 Annual
meeting: Marie A. Ffolkes | Management | | For | | For | |
| | 1d. | Election of Director to serve until the 2024 Annual
meeting: Joseph W. Gorder | Management | | For | | For | |
| | 1e. | Election of Director to serve until the 2024 Annual
meeting: Kimberly S. Greene | Management | | For | | For | |
| | 1f. | Election of Director to serve until the 2024 Annual
meeting: Deborah P. Majoras | Management | | For | | For | |
| | 1g. | Election of Director to serve until the 2024 Annual
meeting: Eric D. Mullins | Management | | For | | For | |
| | 1h. | Election of Director to serve until the 2024 Annual
meeting: Donald L. Nickles | Management | | For | | For | |
| | 1i. | Election of Director to serve until the 2024 Annual
meeting: Robert A. Profusek | Management | | For | | For | |
| | 1j. | Election of Director to serve until the 2024 Annual
meeting: Randall J. Weisenburger | Management | | For | | For | |
| | 1k. | Election of Director to serve until the 2024 Annual
meeting: Rayford Wilkins, Jr. | Management | | For | | For | |
| | 2. | Ratify the appointment of KPMG LLP as Valero's
independent registered public accounting firm for 2023. | Management | | For | | For | |
| | 3. | Advisory vote to approve the 2022 compensation of
named executive officers. | Management | | For | | For | |
| | 4. | Advisory vote to recommend the frequency of stockholder
advisory votes on compensation of named executive
officers. | Management | | 1 Year | | For | |
| | 5. | Stockholder proposal to set different GHG emissions
reductions targets (Scopes 1, 2, and 3). | Shareholder | | For | | Against | |
| | 6. | Stockholder proposal to oversee and issue an additional
racial equity audit and report. | Shareholder | | Against | | For | |
| | | NUTRIEN LTD | | |
| | Security | 67077M108 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 10-May-2023 | |
| | ISIN | CA67077M1086 | | Agenda | 716923532 - Management |
| | Record Date | 20-Mar-2023 | | Holding Recon Date | 20-Mar-2023 | |
| | City / | Country | VIRTUAL | / | Canada | | Vote Deadline | 04-May-2023 01:59 PM ET |
| | SEDOL(s) | BDH3SB9 - BDRJLN0 - BFFK3C2 -
BFMSH61 - BYVR1S2 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTIONS 1.1 TO 1.12 AND 3 AND 'IN
FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION
NUMBER 2. THANK YOU | Non-Voting | | | |
| | 1.1 | ELECTION OF DIRECTOR: CHRISTOPHER M.
BURLEY | Management | | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: MAURA J. CLARK | Management | | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: RUSSELL K. GIRLING | Management | | For | | For | |
| | 1.4 | ELECTION OF DIRECTOR: MICHAEL J. HENNIGAN | Management | | For | | For | |
| | 1.5 | ELECTION OF DIRECTOR: MIRANDA C. HUBBS | Management | | For | | For | |
| | 1.6 | ELECTION OF DIRECTOR: RAJ S. KUSHWAHA | Management | | For | | For | |
| | 1.7 | ELECTION OF DIRECTOR: ALICE D. LABERGE | Management | | For | | For | |
| | 1.8 | ELECTION OF DIRECTOR: CONSUELO E. MADERE | Management | | For | | For | |
| | 1.9 | ELECTION OF DIRECTOR: KEITH G. MARTELL | Management | | For | | For | |
| | 1.10 | ELECTION OF DIRECTOR: AARON W. REGENT | Management | | For | | For | |
| | 1.11 | ELECTION OF DIRECTOR: KEN A. SEITZ | Management | | For | | For | |
| | 1.12 | ELECTION OF DIRECTOR: NELSON L. C. SILVA | Management | | For | | For | |
| | 2 | RE-APPOINTMENT OF KPMG LLP, CHARTERED
ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION | Management | | For | | For | |
| | 3 | A NON-BINDING ADVISORY RESOLUTION TO
ACCEPT THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION | Management | | For | | For | |
| | | ENI S.P.A. | | |
| | Security | T3643A145 | | Meeting Type | MIX |
| | Ticker Symbol | | | Meeting Date | 10-May-2023 | |
| | ISIN | IT0003132476 | | Agenda | 717077449 - Management |
| | Record Date | 28-Apr-2023 | | Holding Recon Date | 28-Apr-2023 | |
| | City / | Country | ROMA | / | Italy | | Vote Deadline | 03-May-2023 01:59 PM ET |
| | SEDOL(s) | 7145056 - B020CR8 - B07LWK9 -
B0ZNKV4 - BF445R4 - BFNKR66 -
BP38RM6 - BRTM8B2 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. IF NO BENEFICIAL OWNER
DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS
MAY BE REJECTED | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 883957 DUE TO RECEIVED-SLATES FOR
RESOLUTIONS 5 AND 8. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING-WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE.-THANK YOU | Non-Voting | | | |
| | 0010 | ENI SPA'S BALANCE SHEET AS OF 31 DECEMBER
2022. RELATED RESOLUTIONS. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2022. BOARD OF DIRECTORS',
INTERNAL AUDITORS' AND EXTERNAL AUDITORS'
REPORTS | Management | | For | | For | |
| | 0020 | TO ALLOCATE THE NET INCOME OF THE FINANCIAL
YEAR | Management | | For | | For | |
| | 0030 | TO STATE THE BOARD OF DIRECTORS' NUMBER OF
MEMBERS | Management | | For | | For | |
| | 0040 | TO STATE THE BOARD OF DIRECTORS' TERM OF
OFFICE | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2
SLATES TO BE ELECTED AS DIRECTORS,-THERE IS
ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING-INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE,
YOU ARE-REQUIRED TO VOTE FOR, AGAINST OR
ABSTAIN ON ONLY 1 OF THE 2 SLATES AND TO-
SELECT 'CLEAR' FOR THE OTHERS. THANK YOU | Non-Voting | | | |
| | 005A | TO APPOINT THE DIRECTORS. LIST PRESENTED BY
MINISTERO DELL'ECONOMIA E DELLE FINANZE
(MEF) REPRESENTING THE 30.62 PCT OF THE
SHARE CAPITAL | Shareholder | | | |
| | 005B | TO APPOINT THE DIRECTORS. LIST PRESENTED BY
VARIOUS INSTITUTIONAL INVESTORS
REPRESENTING THE 0.7653 PCT OF THE SHARE
CAPITAL | Shareholder | | For | | | |
| | 0060 | TO APPOINT THE BOARD OF DIRECTORS'
CHAIRMAN | Management | | For | | For | |
| | 0070 | TO STATE THE BOARD OF DIRECTORS' CHAIRMAN
AND THE DIRECTORS' EMOLUMENT | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2
OPTIONS TO INDICATE A PREFERENCE ON-THIS
RESOLUTIONS, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR-THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE-FOR ONLY 1 OF THE 2
OPTIONS BELOW FOR RESOLUTIONS 008A AND
008B, YOUR OTHER-VOTES MUST BE EITHER
AGAINST OR ABSTAIN THANK YOU | Non-Voting | | | |
| | 008A | TO APPOINT THE AUDITORS. LIST PRESENTED BY
MINISTERO DELL'ECONOMIA E DELLE FINANZE
(MEF) REPRESENTING THE 30.62 PCT OF THE
SHARE CAPITAL | Shareholder | | For | | | |
| | 008B | TO APPOINT THE AUDITORS. LIST PRESENTED BY
VARIOUS INSTITUTIONAL INVESTORS
REPRESENTING THE 0.7653 PCT OF THE SHARE
CAPITAL | Shareholder | | Abstain | | | |
| | 0090 | TO APPOINT THE INTERNAL AUDITORS' CHAIRMAN | Management | | For | | For | |
| | 0100 | TO STATE THE INTERNAL AUDITORS' CHAIRMAN
AND THE INTERNAL AUDITORS' EMOLUMENT | Management | | For | | For | |
| | 0110 | LONG TERM INCENTIVE PLAN 2023-2025 AND
DISPOSAL OF OWN SHARES AT THE SERVICE OF
THE PLAN | Management | | For | | For | |
| | 0120 | REPORT ON REWARDING POLICY AND
CORRESPONDED EMOLUMENT (I SECTION):
REWARDING POLICY 2023-2026 | Management | | For | | For | |
| | 0130 | REPORT ON REWARDING POLICY AND
CORRESPONDED EMOLUMENT (II SECTION):
CORRESPONDED EMOLUMENT ON 2022 | Management | | For | | For | |
| | 0140 | TO AUTHORIZE THE PURCHASE AND THE DISPOSAL
OF OWN SHARES; RELATED RESOLUTIONS | Management | | For | | For | |
| | 0150 | USE OF AVAILABLE RESERVES UNDER AND
INSTEAD OF THE 2023 DIVIDEND | Management | | For | | For | |
| | 0160 | REDUCTION AND USE OF THE RESERVE PURSUANT
TO LAW NO. 342/2000 AS AND INSTEAD OF THE 2023
DIVIDEND | Management | | For | | For | |
| | 0170 | CANCELLATION OF OWN SHARES IN PORTFOLIO,
WITHOUT REDUCTION OF SHARE CAPITAL AND
CONSEQUENT AMENDMENT OF ART. 51 OF THE
COMPANY BY-LAW; RELATED RESOLUTIONS | Management | | For | | For | |
| | 0180 | CANCELLATION OF ANY OWN SHARES TO BE
PURCHASED PURSUANT TO THE AUTHORIZATION
REFERRED TO ITEM 14 ON THE ORDINARY
AGENDA, WITHOUT REDUCTION OF SHARE
CAPITAL, AND CONSEQUENT AMENDMENT OF ART.
5 OF THE COMPANY BY-LAW; RELATED
RESOLUTIONS | Management | | For | | For | |
| | | ENEL S.P.A. | | |
| | Security | T3679P115 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 10-May-2023 | |
| | ISIN | IT0003128367 | | Agenda | 717130289 - Management |
| | Record Date | 28-Apr-2023 | | Holding Recon Date | 28-Apr-2023 | |
| | City / | Country | ROMA | / | Italy | | Vote Deadline | 03-May-2023 01:59 PM ET |
| | SEDOL(s) | 7144569 - 7588123 - B07J3F5 -
B0ZNK70 - BF445P2 - BP38RJ3 -
BRTM890 - BTHHHP0 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 906275 DUE TO RECEIVED-UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE-DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE-REINSTRUCT ON THIS
MEETING NOTICE ON THE NEW JOB. IF HOWEVER
VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED
IN THE MARKET, THIS MEETING WILL BE CLOSED
AND-YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE-ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS-SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. IF NO BENEFICIAL OWNER
DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS
MAY BE REJECTED | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED | Non-Voting | | | |
| | 0010 | BALANCE SHEET AS OF 31 DECEMBER 2022.
REPORTS OF THE BOARD OF DIRECTORS, THE
BOARD OF INTERNAL AUDITORS AND THE
EXTERNAL AUDITORS. RESOLUTIONS RELATED
THERETO. PRESENTATION OF THE CONSOLIDATED
BALANCE SHEET AS OF 31 DECEMBER 2022 AND OF
THE CONSOLIDATED NON-BALANCE SHEET
RELATING TO THE 2022 FINANCIAL YEAR | Management | | For | | For | |
| | 0020 | ALLOCATION OF PROFIT FOR THE YEAR | Management | | For | | For | |
| | 0030 | TO AUTHORIZE THE PURCHASE AND DISPOSE OF
OWN SHARES, SUBJECT TO REVOCATION OF THE
AUTHORIZATION GRANTED BY THE ORDINARY
SHAREHOLDERS' MEETING OF 19 MAY 2022.
RESOLUTIONS RELATED THERETO | Management | | For | | For | |
| | 0040 | TO STATE THE NUMBER OF MEMBERS OF THE
BOARD OF DIRECTORS | Management | | For | | For | |
| | 0050 | TO STATE THE TERM OF OFFICE OF THE BOARD OF
DIRECTORS | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 3
SLATES TO BE ELECTED AS DIRECTORS,-THERE IS
ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING-INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU CHOOSE,
YOU ARE-REQUIRED TO VOTE FOR, AGAINST OR
ABSTAIN ON ONLY 1 OF THE 3 SLATES AND TO-
SELECT 'CLEAR' FOR THE OTHERS. THANK YOU. | Non-Voting | | | |
| | 006A | TO APPOINT THE MEMBERS OF THE BOARD OF
DIRECTORS: LIST PRESENTED BY THE MINISTRY
OF ECONOMY AND FINANCE, REPRESENTING
ALMOST 23.585 PCT OF THE ISSUER'S STOCK
CAPITAL | Shareholder | | | |
| | 006B | TO APPOINT THE MEMBERS OF THE BOARD OF
DIRECTOR: LIST PRESENTED BY A GROUP OF
INSTITUTIONAL INVESTORS, REPRESENTING
TOGETHER ALMOST 1.860 PCT OF THE ISSUER'S
STOCK CAPITAL | Shareholder | | For | | | |
| | 006C | TO APPOINT THE MEMBERS OF THE BOARD OF
DIRECTORS: LIST PRESENTED BY COVALIS
CAPITAL LLP AND COVALIS (GIBRALTAR) LTD,
REPRESENTING TOGETHER ALMOST 0.641 PCT OF
THE ISSUER'S STOCK CAPITAL | Shareholder | | | |
| | 007A | TO APPOINT THE CHAIRMAN OF THE BOARD OF
DIRECTORS: PROPOSAL PRESENTED BY THE
MINISTRY OF ECONOMY AND FINANCE TO ELECT
PAOLO SCARONI | Shareholder | | Abstain | | | |
| | 007B | TO APPOINT THE CHAIRMAN OF THE BOARD OF
DIRECTORS: PROPOSAL PRESENTED BY COVALIS
CAPITAL LLP AND COVALIS (GIBRALTAR) LTD TO
ELECT MARCO MAZZUCCHELLI | Shareholder | | For | | | |
| | 0080 | TO STATE THE REMUNERATION OF THE MEMBERS
OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | 0090 | 2023 LONG-TERM INCENTIVE PLAN FOR THE
MANAGEMENT OF ENEL S.P.A. AND/OR OF
COMPANIES CONTROLLED BY IT PURSUANT TO
ART. 2359 OF THE CIVIL CODE | Management | | For | | For | |
| | 0100 | REPORT ON REMUNERATION POLICY AND
REMUNERATION PAID: FIRST SECTION: REPORT ON
REMUNERATION POLICY FOR 2023 (BINDING
RESOLUTION) | Management | | For | | For | |
| | 0110 | REPORT ON REMUNERATION POLICY AND
COMPENSATION PAID: SECOND SECTION: REPORT
ON COMPENSATION PAID IN 2022 (NON-BINDING
RESOLUTION) | Management | | For | | For | |
| | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2
OPTIONS TO BE ELECTED AS DIRECTOR'S-
CHAIRMAN FOR RESOLUTIONS 007A AND 007B,
ONLY ONE CAN BE SELECTED. THE-STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE,-YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS FOR RESOLUTIONS 007A AND-007B, YOUR
OTHER VOTES MUST BE EITHER AGAINST OR
ABSTAIN THANK YOU. | Non-Voting | | | |
| | | CENTENE CORPORATION | | |
| | Security | 15135B101 | | Meeting Type | Annual |
| | Ticker Symbol | CNC | | Meeting Date | 10-May-2023 | |
| | ISIN | US15135B1017 | | Agenda | 935788375 - Management |
| | Record Date | 13-Mar-2023 | | Holding Recon Date | 13-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 09-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | ELECTION OF DIRECTOR: Jessica L. Blume | Management | | For | | For | |
| | 1b. | ELECTION OF DIRECTOR: Kenneth A. Burdick | Management | | For | | For | |
| | 1c. | ELECTION OF DIRECTOR: Christopher J. Coughlin | Management | | For | | For | |
| | 1d. | ELECTION OF DIRECTOR: H. James Dallas | Management | | For | | For | |
| | 1e. | ELECTION OF DIRECTOR: Wayne S. DeVeydt | Management | | For | | For | |
| | 1f. | ELECTION OF DIRECTOR: Frederick H. Eppinger | Management | | For | | For | |
| | 1g. | ELECTION OF DIRECTOR: Monte E. Ford | Management | | For | | For | |
| | 1h. | ELECTION OF DIRECTOR: Sarah M. London | Management | | For | | For | |
| | 1i. | ELECTION OF DIRECTOR: Lori J. Robinson | Management | | For | | For | |
| | 1j. | ELECTION OF DIRECTOR: Theodore R. Samuels | Management | | For | | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | | Against | | Against | |
| | 3. | ADVISORY VOTE ON FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | |
| | 4. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS
OUR INDEPENDENT PUBLIC ACCOUNTING FIRM
FOR THE YEAR ENDING DECEMBER 31, 2023. | Management | | For | | For | |
| | 5. | STOCKHOLDER PROPOSAL FOR SHAREHOLDER
RATIFICATION OF TERMINATION PAY. | Shareholder | | Against | | For | |
| | 6. | STOCKHOLDER PROPOSAL FOR MATERNAL
MORBIDITY REDUCTION METRICS IN EXECUTIVE
COMPENSATION. | Shareholder | | Against | | For | |
| | | LAMAR ADVERTISING COMPANY | | |
| | Security | 512816109 | | Meeting Type | Annual |
| | Ticker Symbol | LAMR | | Meeting Date | 10-May-2023 | |
| | ISIN | US5128161099 | | Agenda | 935796067 - Management |
| | Record Date | 13-Mar-2023 | | Holding Recon Date | 13-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 09-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Nancy Fletcher | | For | | For | |
| | 2 | John E. Koerner, III | | For | | For | |
| | 3 | Marshall A. Loeb | | For | | For | |
| | 4 | Stephen P. Mumblow | | For | | For | |
| | 5 | Thomas V. Reifenheiser | | For | | For | |
| | 6 | Anna Reilly | | For | | For | |
| | 7 | Kevin P. Reilly, Jr. | | For | | For | |
| | 8 | Wendell Reilly | | For | | For | |
| | 9 | Elizabeth Thompson | | For | | For | |
| | 2. | Approval, on an advisory and non-binding basis, of the
compensation of the Company's named executive
officers. | Management | | For | | For | |
| | 3. | Non-binding, advisory vote on the frequency of future
advisory votes on executive compensation. | Management | | 1 Year | | Against | |
| | 4. | Ratify the appointment of KPMG LLP as the Company's
independent registered public accounting firm for fiscal
2023. | Management | | For | | For | |
| | | ROLLS-ROYCE HOLDINGS PLC | | |
| | Security | G76225104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 11-May-2023 | |
| | ISIN | GB00B63H8491 | | Agenda | 716737878 - Management |
| | Record Date | | | Holding Recon Date | 09-May-2023 | |
| | City / | Country | TBD | / | United
Kingdom | | Vote Deadline | 04-May-2023 01:59 PM ET |
| | SEDOL(s) | B3YL8G1 - B4M1901 - B63H849 -
BKSG377 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | | For | | For | |
| | 2 | TO APPROVE THE DIRECTORS REMUNERATION
REPORT FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | | Against | | Against | |
| | 3 | TO RE-ELECT DAME ANITA FREW AS A DIRECTOR
OF THE COMPANY | Management | | For | | For | |
| | 4 | TO ELECT TUFAN ERGINBILGIC AS A DIRECTOR OF
THE COMPANY | Management | | For | | For | |
| | 5 | TO RE-ELECT PANOS KAKOULLIS AS A DIRECTOR
OF THE COMPANY | Management | | For | | For | |
| | 6 | TO RE-ELECT PAUL ADAMS AS A DIRECTOR OF THE
COMPANY | Management | | For | | For | |
| | 7 | TO RE-ELECT GEORGE CULMER AS A DIRECTOR OF
THE COMPANY | Management | | For | | For | |
| | 8 | TO RE-ELECT LORD JITESH GADHIA AS A
DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 9 | TO RE-ELECT BEVERLY GOULET AS A DIRECTOR
OF THE COMPANY | Management | | For | | For | |
| | 10 | TO RE-ELECT NICK LUFF AS A DIRECTOR OF THE
COMPANY | Management | | For | | For | |
| | 11 | TO RE-ELECT WENDY MARS AS A DIRECTOR OF
THE COMPANY | Management | | For | | For | |
| | 12 | TO RE-ELECT SIR KEVIN SMITH CBE AS A
DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 13 | TO RE-ELECT DAME ANGELA STRANK AS A
DIRECTOR OF THE COMPANY | Management | | For | | For | |
| | 14 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS
THE COMPANY'S AUDITOR | Management | | For | | For | |
| | 15 | TO AUTHORISE THE AUDIT COMMITTEE ON BEHALF
OF THE BOARD TO SET THE AUDITORS
REMUNERATION | Management | | For | | For | |
| | 16 | TO AUTHORISE POLITICAL DONATIONS AND
POLITICAL EXPENDITURE | Management | | For | | For | |
| | 17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | | For | | For | |
| | 18 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | | For | | For | |
| | 19 | TO AUTHORISE THE COMPANY TO PURCHASE ITS
OWN SHARES | Management | | For | | For | |
| | | BAYERISCHE MOTOREN WERKE AG | | |
| | Security | D12096109 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 11-May-2023 | |
| | ISIN | DE0005190003 | | Agenda | 716820469 - Management |
| | Record Date | 19-Apr-2023 | | Holding Recon Date | 19-Apr-2023 | |
| | City / | Country | MUNICH | / | Germany | | Vote Deadline | 01-May-2023 01:59 PM ET |
| | SEDOL(s) | 2549783 - 5756029 - 5757260 -
7080179 - B0Z5366 - B23V5Q4 -
B82TK11 - B8DHM07 - BF0Z6T0 -
BMH8J70 - BP4DWD6 - BYL6SM2 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. | Non-Voting | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF EUR 8.50 PER ORDINARY SHARE AND EUR 8.52
PER PREFERRED SHARE | Management | | For | | For | |
| | 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER NORBERT REITHOFER FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER MANFRED SCHOCH FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER STEFAN QUANDT FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER STEFAN SCHMID FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER KURT BOCK FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER CHRISTIANE BENNER FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER MARC BITZER FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.8 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER BERNHARD EBNER FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.9 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER RACHEL EMPEY FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.10 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER HEINRICH HIESINGER FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.11 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER JOHANN HORN FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.12 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER SUSANNE KLATTEN FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.13 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER JENS KOEHLER FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.14 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER GERHARD KURZ FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.15 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER ANDRE MANDL FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.16 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER DOMINIQUE MOHABEER FOR FISCAL
YEAR 2022 | Management | | For | | For | |
| | 4.17 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER ANKE SCHAEFERKORDT FOR FISCAL
YEAR 2022 | Management | | For | | For | |
| | 4.18 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER CHRISTOPH SCHMIDT FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.19 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER VISHAL SIKKA FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.20 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER SIBYLLE WANKEL FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.21 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER THOMAS WITTIG FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.22 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER WERNER ZIERER FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 5 | APPROVE REMUNERATION REPORT | Management | | For | | For | |
| | 6 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS
AUDITORS FOR FISCAL YEAR 2023 | Management | | For | | For | |
| | 7 | ELECT KURT BOCK TO THE SUPERVISORY BOARD | Management | | For | | For | |
| | 8.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS UNTIL 2025 | Management | | For | | For | |
| | 8.2 | AMEND ARTICLES RE: BOARD-RELATED TO
PARTICIPATION OF SUPERVISORY BOARD
MEMBERS IN THE ANNUAL GENERAL MEETING BY
MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | | For | | For | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU | Non-Voting | | | |
| | HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS
PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE 'MATERIAL URL' DROPDOWN AT THE
TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN-PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | |
| | CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE
FOUND DIRECTLY ON THE ISSUER'S-WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU-WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND-VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT-BE REFLECTED ON THE
BALLOT ON PROXYEDGE | Non-Voting | | | |
| | CMMT | 27 MAR 2023: INTERMEDIARY CLIENTS ONLY -
PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF-
DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED-CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 17 APR 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENT-AND
MODIFICATION OF TEXT OF RESOLUTION 8.2. IF
YOU HAVE ALREADY SENT IN YOUR-VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK
YOU | Non-Voting | | | |
| | | DISCOVER FINANCIAL SERVICES | | |
| | Security | 254709108 | | Meeting Type | Annual |
| | Ticker Symbol | DFS | | Meeting Date | 11-May-2023 | |
| | ISIN | US2547091080 | | Agenda | 935796322 - Management |
| | Record Date | 13-Mar-2023 | | Holding Recon Date | 13-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 10-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A | Election of Directors: Jeffrey S. Aronin | Management | | For | | For | |
| | 1B | Election of Directors: Mary K. Bush | Management | | For | | For | |
| | 1C | Election of Directors: Gregory C. Case | Management | | For | | For | |
| | 1D | Election of Directors: Candace H. Duncan | Management | | For | | For | |
| | 1E | Election of Directors: Joseph F. Eazor | Management | | For | | For | |
| | 1F | Election of Directors: Roger C. Hochschild | Management | | For | | For | |
| | 1G | Election of Directors: Thomas G. Maheras | Management | | For | | For | |
| | 1H | Election of Directors: John B. Owen | Management | | For | | For | |
| | 1I | Election of Directors: David L. Rawlinson II | Management | | For | | For | |
| | 1J | Election of Directors: Beverley A. Sibblies | Management | | For | | For | |
| | 1K | Election of Directors: Mark A. Thierer | Management | | For | | For | |
| | 1L | Election of Directors: Jennifer L. Wong | Management | | For | | For | |
| | 2 | Advisory vote to approve named executive officer
compensation: | Management | | For | | For | |
| | 3 | Advisory vote on the frequency of future advisory votes
on named executive officer compensation: | Management | | 1 Year | | For | |
| | 4 | To approve the Discover Financial Services 2023
Omnibus Incentive Plan: | Management | | For | | For | |
| | 5 | To ratify the appointment of Deloitte & Touche LLP as the
Company's independent registered public accounting
firm: | Management | | For | | For | |
| | | STEEL DYNAMICS, INC. | | |
| | Security | 858119100 | | Meeting Type | Annual |
| | Ticker Symbol | STLD | | Meeting Date | 11-May-2023 | |
| | ISIN | US8581191009 | | Agenda | 935797805 - Management |
| | Record Date | 20-Mar-2023 | | Holding Recon Date | 20-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 10-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Mark D. Millett | | For | | For | |
| | 2 | Sheree L. Bargabos | | For | | For | |
| | 3 | Kenneth W. Cornew | | For | | For | |
| | 4 | Traci M. Dolan | | For | | For | |
| | 5 | James C. Marcuccilli | | For | | For | |
| | 6 | Bradley S. Seaman | | For | | For | |
| | 7 | Gabriel L. Shaheen | | For | | For | |
| | 8 | Luis M. Sierra | | For | | For | |
| | 9 | Steven A. Sonnenberg | | For | | For | |
| | 10 | Richard P. Teets, Jr. | | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF ERNST &
YOUNG LLP AS STEEL DYNAMICS, INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM | Management | | For | | For | |
| | 3. | APPROVAL OF FREQUENCY OF FUTURE ADVISORY
VOTES ON THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS | Management | | 1 Year | | For | |
| | 4. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS | Management | | For | | For | |
| | 5. | APPROVAL OF THE STEEL DYNAMICS, INC. 2023
EQUITY INCENTIVE PLAN | Management | | For | | For | |
| | 6. | APPROVAL OF AN AMENDMENT TO THE
COMPANY'S AMENDED AND RESTATED ARTICLES
OF INCORPORATION TO PROVIDE FOR ELECTION
OF DIRECTORS BY MAJORITY VOTE | Management | | For | | For | |
| | | MARRIOTT INTERNATIONAL, INC. | | |
| | Security | 571903202 | | Meeting Type | Annual |
| | Ticker Symbol | MAR | | Meeting Date | 12-May-2023 | |
| | ISIN | US5719032022 | | Agenda | 935797564 - Management |
| | Record Date | 15-Mar-2023 | | Holding Recon Date | 15-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 11-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | ELECTION OF DIRECTOR: Anthony G. Capuano | Management | | For | | For | |
| | 1b. | ELECTION OF DIRECTOR: Isabella D. Goren | Management | | For | | For | |
| | 1c. | ELECTION OF DIRECTOR: Deborah M. Harrison | Management | | For | | For | |
| | 1d. | ELECTION OF DIRECTOR: Frederick A. Henderson | Management | | For | | For | |
| | 1e. | ELECTION OF DIRECTOR: Eric Hippeau | Management | | For | | For | |
| | 1f. | ELECTION OF DIRECTOR: Lauren R. Hobart | Management | | For | | For | |
| | 1g. | ELECTION OF DIRECTOR: Debra L. Lee | Management | | For | | For | |
| | 1h. | ELECTION OF DIRECTOR: Aylwin B. Lewis | Management | | For | | For | |
| | 1i. | ELECTION OF DIRECTOR: David S. Marriott | Management | | For | | For | |
| | 1j. | ELECTION OF DIRECTOR: Margaret M. McCarthy | Management | | For | | For | |
| | 1k. | ELECTION OF DIRECTOR: Grant F. Reid | Management | | For | | For | |
| | 1l. | ELECTION OF DIRECTOR: Horacio D. Rozanski | Management | | For | | For | |
| | 1m. | ELECTION OF DIRECTOR: Susan C. Schwab | Management | | For | | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF ERNST &
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2023 | Management | | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | | For | | For | |
| | 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION | Management | | 1 Year | | For | |
| | 5. | APPROVAL OF THE 2023 MARRIOTT
INTERNATIONAL, INC. STOCK AND CASH INCENTIVE
PLAN | Management | | For | | For | |
| | 6. | STOCKHOLDER RESOLUTION REQUESTING THAT
THE COMPANY PUBLISH A CONGRUENCY REPORT
OF PARTNERSHIPS WITH GLOBALIST
ORGANIZATIONS | Shareholder | | Against | | For | |
| | 7. | STOCKHOLDER RESOLUTION REQUESTING THE
COMPANY ANNUALLY PREPARE A PAY EQUITY
DISCLOSURE | Shareholder | | Against | | For | |
| | | E.ON SE | | |
| | Security | D24914133 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 17-May-2023 | |
| | ISIN | DE000ENAG999 | | Agenda | 716876721 - Management |
| | Record Date | 10-May-2023 | | Holding Recon Date | 10-May-2023 | |
| | City / | Country | ESSEN | / | Germany | | Vote Deadline | 05-May-2023 01:59 PM ET |
| | SEDOL(s) | 4942904 - 4943190 - B0395C0 -
B0ZKY46 - B1G0J58 - B6WZL89 -
B86YWB6 - BF0Z8Q1 - BFNKR11 -
BG43LL4 - BH7KD46 - BYPFL60 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN IN
PLACE.-FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT
TO PARAGRAPH 21 OF THE SECURITIES-TRADE
ACT ON 9TH JULY 2015 AND THE OVER-RULING OF
THE DISTRICT COURT IN-COLOGNE JUDGMENT
FROM 6TH JUNE 2012 THE VOTING PROCESS HAS
NOW CHANGED WITH-REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE-RESPONSIBILITY OF THE END-INVESTOR (I.E.
FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY
TO DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE-THE CUSTODIAN
BANK / AGENT IN THE MARKET WILL BE SENDING
THE VOTING DIRECTLY-TO MARKET AND IT IS THE
END INVESTORS RESPONSIBILITY TO ENSURE THE-
REGISTRATION ELEMENT IS COMPLETE WITH THE
ISSUER DIRECTLY, SHOULD THEY HOLD-MORE
THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | |
| | CMMT | THE VOTE/REGISTRATION DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO
CHANGE-AND WILL BE UPDATED AS SOON AS
BROADRIDGE RECEIVES CONFIRMATION FROM
THE SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY QUERIES
PLEASE-CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE | Non-Voting | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS
PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL | Non-Voting | | | |
| | CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE-ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE-APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A-MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.-
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF EUR 0.51 PER SHARE | Management | | For | | For | |
| | 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR
2023 | Management | | For | | For | |
| | 5.2 | RATIFY KPMG AG KPMG AS AUDITORS FOR THE
REVIEW OF INTERIM FINANCIAL STATEMENTS FOR
FISCAL YEAR 2023 | Management | | For | | For | |
| | 5.3 | RATIFY KPMG AG AS AUDITORS FOR THE REVIEW
OF INTERIM FINANCIAL STATEMENTS FOR THE
FIRST QUARTER OF FISCAL YEAR 2024 | Management | | For | | For | |
| | 6 | APPROVE REMUNERATION REPORT | Management | | For | | For | |
| | 7 | APPROVE INCREASE IN SIZE OF BOARD TO 16
MEMBERS | Management | | For | | For | |
| | 8.1 | ELECT ERICH CLEMENTI TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 8.2 | ELECT ANDREAS SCHMITZ TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 8.3 | ELECT NADEGE PETIT TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 8.4 | ELECT ULRICH GRILLO TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 8.5 | ELECT DEBORAH WILKENS TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 8.6 | ELECT ROLF SCHMITZ TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 8.7 | ELECT KLAUS FROEHLICH TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 8.8 | ELECT ANKE GROTH TO THE SUPERVISORY BOARD | Management | | For | | For | |
| | 9 | APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS UNTIL 2025 | Management | | For | | For | |
| | 10 | AMEND ARTICLES RE: PARTICIPATION OF
SUPERVISORY BOARD MEMBERS IN THE VIRTUAL
ANNUAL GENERAL MEETING BY MEANS OF AUDIO
AND VIDEO TRANSMISSION | Management | | For | | For | |
| | CMMT | 04 APR 2023: PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS)-AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT-CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE-CREST SYSTEM. THIS TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS-
PRACTICABLE ON RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD-DATE
APPLIES) UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS-CONFIRMED
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED,-THE VOTED POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED-
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE-
THE NECESSARY ACTION WHICH WILL INCLUDE | Non-Voting | | | |
| | TRANSFERRING YOUR INSTRUCTED POSITION-TO
ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-
FURTHER INFORMATION ON THE CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE-
SEPARATE INSTRUCTIONS FROM YOU | |
| | CMMT | 04 APR 2023: PLEASE NOTE SHARE BLOCKING WILL
APPLY FOR ANY VOTED POSITIONS-SETTLING
THROUGH EUROCLEAR BANK. | Non-Voting | | | |
| | CMMT | 04 APR 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENTS.-IF
YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU | Non-Voting | | | |
| | | ANNALY CAPITAL MANAGEMENT, INC. | | |
| | Security | 035710839 | | Meeting Type | Annual |
| | Ticker Symbol | NLY | | Meeting Date | 17-May-2023 | |
| | ISIN | US0357108390 | | Agenda | 935793807 - Management |
| | Record Date | 20-Mar-2023 | | Holding Recon Date | 20-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 16-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Francine J. Bovich | Management | | For | | For | |
| | 1b. | Election of Director: David L. Finkelstein | Management | | For | | For | |
| | 1c. | Election of Director: Thomas Hamilton | Management | | For | | For | |
| | 1d. | Election of Director: Kathy Hopinkah Hannan | Management | | For | | For | |
| | 1e. | Election of Director: Michael Haylon | Management | | For | | For | |
| | 1f. | Election of Director: Martin Laguerre | Management | | For | | For | |
| | 1g. | Election of Director: Eric A. Reeves | Management | | For | | For | |
| | 1h. | Election of Director: John H. Schaefer | Management | | For | | For | |
| | 1i. | Election of Director: Glenn A. Votek | Management | | For | | For | |
| | 1j. | Election of Director: Vicki Williams | Management | | For | | For | |
| | 2. | Advisory approval of the Company's executive
compensation. | Management | | For | | For | |
| | 3. | Advisory vote on the frequency of future advisory votes to
approve the Company's executive compensation. | Management | | 1 Year | | For | |
| | 4. | Amendment to the Company's Charter to decrease the
number of authorized shares of stock. | Management | | For | | For | |
| | 5. | Ratification of the appointment of Ernst & Young LLP as
the Company's independent registered public accounting
firm for the fiscal year ending December 31, 2023. | Management | | For | | For | |
| | 6. | Advisory stockholder proposal to further reduce the
ownership threshold to call a special meeting. | Shareholder | | For | | Against | |
| | | PPL CORPORATION | | |
| | Security | 69351T106 | | Meeting Type | Annual |
| | Ticker Symbol | PPL | | Meeting Date | 17-May-2023 | |
| | ISIN | US69351T1060 | | Agenda | 935803381 - Management |
| | Record Date | 28-Feb-2023 | | Holding Recon Date | 28-Feb-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 16-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Arthur P. Beattie | Management | | For | | For | |
| | 1b. | Election of Director: Raja Rajamannar | Management | | For | | For | |
| | 1c. | Election of Director: Heather B. Redman | Management | | For | | For | |
| | 1d. | Election of Director: Craig A. Rogerson | Management | | For | | For | |
| | 1e. | Election of Director: Vincent Sorgi | Management | | For | | For | |
| | 1f. | Election of Director: Linda G. Sullivan | Management | | For | | For | |
| | 1g. | Election of Director: Natica von Althann | Management | | For | | For | |
| | 1h. | Election of Director: Keith H. Williamson | Management | | For | | For | |
| | 1i. | Election of Director: Phoebe A. Wood | Management | | For | | For | |
| | 1j. | Election of Director: Armando Zagalo de Lima | Management | | For | | For | |
| | 2. | Advisory vote to approve compensation of named
executive officers | Management | | For | | For | |
| | 3. | Advisory vote on the frequency of future executive
compensation votes | Management | | 1 Year | | For | |
| | 4. | Ratification of the appointment of Independent
Registered Public Accounting Firm | Management | | For | | For | |
| | 5. | Shareowner Proposal regarding Independent Board
Chairman | Shareholder | | Against | | For | |
| | | QUEST DIAGNOSTICS INCORPORATED | | |
| | Security | 74834L100 | | Meeting Type | Annual |
| | Ticker Symbol | DGX | | Meeting Date | 17-May-2023 | |
| | ISIN | US74834L1008 | | Agenda | 935807137 - Management |
| | Record Date | 20-Mar-2023 | | Holding Recon Date | 20-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 16-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: James E. Davis | Management | | For | | For | |
| | 1b. | Election of Director: Luis A. Diaz, Jr., M.D. | Management | | For | | For | |
| | 1c. | Election of Director: Tracey C. Doi | Management | | For | | For | |
| | 1d. | Election of Director: Vicky B. Gregg | Management | | For | | For | |
| | 1e. | Election of Director: Wright L. Lassiter, III | Management | | For | | For | |
| | 1f. | Election of Director: Timothy L. Main | Management | | For | | For | |
| | 1g. | Election of Director: Denise M. Morrison | Management | | For | | For | |
| | 1h. | Election of Director: Gary M. Pfeiffer | Management | | For | | For | |
| | 1i. | Election of Director: Timothy M. Ring | Management | | For | | For | |
| | 1j. | Election of Director: Gail R. Wilensky, Ph.D. | Management | | For | | For | |
| | 2. | An advisory resolution to approve the executive officer
compensation disclosed in the Company's 2023 proxy
statement | Management | | For | | For | |
| | 3. | An advisory vote to recommend the frequency of the
stockholder advisory vote to approve executive officer
compensation | Management | | 1 Year | | For | |
| | 4. | Ratification of the appointment of our independent
registered public accounting firm for 2023 | Management | | For | | For | |
| | 5. | Approval of the Amended and Restated Employee Long-
Term Incentive Plan | Management | | For | | For | |
| | 6. | Stockholder proposal regarding a report on the
Company's greenhouse gas emissions | Shareholder | | Against | | For | |
| | | RELIANCE STEEL & ALUMINUM CO. | | |
| | Security | 759509102 | | Meeting Type | Annual |
| | Ticker Symbol | RS | | Meeting Date | 17-May-2023 | |
| | ISIN | US7595091023 | | Agenda | 935808569 - Management |
| | Record Date | 28-Mar-2023 | | Holding Recon Date | 28-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 16-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director to hold office until our next annual
meeting: Lisa L. Baldwin | Management | | For | | For | |
| | 1b. | Election of Director to hold office until our next annual
meeting: Karen W. Colonias | Management | | For | | For | |
| | 1c. | Election of Director to hold office until our next annual
meeting: Frank J. Dellaquila | Management | | For | | For | |
| | 1d. | Election of Director to hold office until our next annual
meeting: James D. Hoffman | Management | | For | | For | |
| | 1e. | Election of Director to hold office until our next annual
meeting: Mark V. Kaminski | Management | | For | | For | |
| | 1f. | Election of Director to hold office until our next annual
meeting: Karla R. Lewis | Management | | For | | For | |
| | 1g. | Election of Director to hold office until our next annual
meeting: Robert A. McEvoy | Management | | For | | For | |
| | 1h. | Election of Director to hold office until our next annual
meeting: David W. Seeger | Management | | For | | For | |
| | 1i. | Election of Director to hold office until our next annual
meeting: Douglas W. Stotlar | Management | | For | | For | |
| | 2. | To consider a non-binding, advisory vote to approve the
compensation of Reliance Steel & Aluminum Co.'s (the
"Company" or "Reliance") named executive officers. | Management | | For | | For | |
| | 3. | To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for 2023. | Management | | For | | For | |
| | 4. | To consider the frequency of the stockholders' non-
binding, advisory vote on the compensation of our named
executive officers. | Management | | 1 Year | | For | |
| | 5. | To consider a stockholder proposal relating to adoption of
a policy for separation of the roles of Chairman and Chief
Executive Officer, if properly presented at the Annual
Meeting. | Shareholder | | Against | | For | |
| | | HOST HOTELS & RESORTS, INC. | | |
| | Security | 44107P104 | | Meeting Type | Annual |
| | Ticker Symbol | HST | | Meeting Date | 18-May-2023 | |
| | ISIN | US44107P1049 | | Agenda | 935794493 - Management |
| | Record Date | 20-Mar-2023 | | Holding Recon Date | 20-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 17-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: Mary L. Baglivo | Management | | For | | For | |
| | 1.2 | Election of Director: Herman E. Bulls | Management | | For | | For | |
| | 1.3 | Election of Director: Diana M. Laing | Management | | For | | For | |
| | 1.4 | Election of Director: Richard E. Marriott | Management | | For | | For | |
| | 1.5 | Election of Director: Mary Hogan Preusse | Management | | For | | For | |
| | 1.6 | Election of Director: Walter C. Rakowich | Management | | For | | For | |
| | 1.7 | Election of Director: James F. Risoleo | Management | | For | | For | |
| | 1.8 | Election of Director: Gordon H. Smith | Management | | For | | For | |
| | 1.9 | Election of Director: A. William Stein | Management | | For | | For | |
| | 2. | Ratify appointment of KPMG LLP as independent
registered public accountants for 2023. | Management | | For | | For | |
| | 3. | Advisory resolution to approve executive compensation. | Management | | For | | For | |
| | 4. | Advisory resolution on the frequency of advisory votes on
executive compensation. | Management | | 1 Year | | For | |
| | | ON SEMICONDUCTOR CORPORATION | | |
| | Security | 682189105 | | Meeting Type | Annual |
| | Ticker Symbol | ON | | Meeting Date | 18-May-2023 | |
| | ISIN | US6821891057 | | Agenda | 935803468 - Management |
| | Record Date | 21-Mar-2023 | | Holding Recon Date | 21-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 17-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Atsushi Abe | Management | | For | | For | |
| | 1b. | Election of Director: Alan Campbell | Management | | For | | For | |
| | 1c. | Election of Director: Susan K. Carter | Management | | For | | For | |
| | 1d. | Election of Director: Thomas L. Deitrich | Management | | For | | For | |
| | 1e. | Election of Director: Hassane El-Khoury | Management | | For | | For | |
| | 1f. | Election of Director: Bruce E. Kiddoo | Management | | For | | For | |
| | 1g. | Election of Director: Paul A. Mascarenas | Management | | For | | For | |
| | 1h. | Election of Director: Gregory Waters | Management | | For | | For | |
| | 1i. | Election of Director: Christine Y. Yan | Management | | For | | For | |
| | 2. | Advisory vote to approve the compensation of our named
executive officers (Say-on-Pay). | Management | | For | | For | |
| | 3. | Advisory vote to approve the frequency of future Say-on-
Pay votes. | Management | | 1 Year | | For | |
| | 4. | Ratification of the selection of PricewaterhouseCoopers
LLP as our independent registered accounting firm for the
year ending December 31, 2023. | Management | | For | | For | |
| | | AT&T INC. | | |
| | Security | 00206R102 | | Meeting Type | Annual |
| | Ticker Symbol | T | | Meeting Date | 18-May-2023 | |
| | ISIN | US00206R1023 | | Agenda | 935803937 - Management |
| | Record Date | 20-Mar-2023 | | Holding Recon Date | 20-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 17-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Scott T. Ford | Management | | For | | For | |
| | 1b. | Election of Director: Glenn H. Hutchins | Management | | For | | For | |
| | 1c. | Election of Director: William E. Kennard | Management | | For | | For | |
| | 1d. | Election of Director: Stephen J. Luczo | Management | | For | | For | |
| | 1e. | Election of Director: Michael B. McCallister | Management | | For | | For | |
| | 1f. | Election of Director: Beth E. Mooney | Management | | For | | For | |
| | 1g. | Election of Director: Matthew K. Rose | Management | | For | | For | |
| | 1h. | Election of Director: John T. Stankey | Management | | For | | For | |
| | 1i. | Election of Director: Cynthia B. Taylor | Management | | For | | For | |
| | 1j. | Election of Director: Luis A. Ubiñas | Management | | For | | For | |
| | 2. | Ratification of the appointment of independent auditors. | Management | | For | | For | |
| | 3. | Advisory approval of executive compensation. | Management | | For | | For | |
| | 4. | Advisory approval of frequency of vote on executive
compensation. | Management | | 1 Year | | For | |
| | 5. | Independent board chairman. | Shareholder | | Against | | For | |
| | 6. | Racial equity audit. | Shareholder | | For | | Against | |
| | | ALTRIA GROUP, INC. | | |
| | Security | 02209S103 | | Meeting Type | Annual |
| | Ticker Symbol | MO | | Meeting Date | 18-May-2023 | |
| | ISIN | US02209S1033 | | Agenda | 935804965 - Management |
| | Record Date | 27-Mar-2023 | | Holding Recon Date | 27-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 17-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Ian L.T. Clarke | Management | | For | | For | |
| | 1b. | Election of Director: Marjorie M. Connelly | Management | | For | | For | |
| | 1c. | Election of Director: R. Matt Davis | Management | | For | | For | |
| | 1d. | Election of Director: William F. Gifford, Jr. | Management | | For | | For | |
| | 1e. | Election of Director: Jacinto J. Hernandez | Management | | For | | For | |
| | 1f. | Election of Director: Debra J. Kelly-Ennis | Management | | For | | For | |
| | 1g. | Election of Director: Kathryn B. McQuade | Management | | For | | For | |
| | 1h. | Election of Director: George Muñoz | Management | | For | | For | |
| | 1i. | Election of Director: Nabil Y. Sakkab | Management | | For | | For | |
| | 1j. | Election of Director: Virginia E. Shanks | Management | | For | | For | |
| | 1k. | Election of Director: Ellen R. Strahlman | Management | | For | | For | |
| | 1l. | Election of Director: M. Max Yzaguirre | Management | | For | | For | |
| | 2. | Ratification of the Selection of Independent Registered
Public Accounting Firm | Management | | For | | For | |
| | 3. | Non-Binding Advisory Vote to Approve the Compensation
of Altria's Named Executive Officers | Management | | For | | For | |
| | 4. | Non-Binding Advisory Vote on the Frequency of Future
Advisory Votes to Approve the Compensation of Altria's
Named Executive Officers | Management | | 1 Year | | For | |
| | 5. | Shareholder Proposal - Report on Congruence of Political
and Lobbying Expenditures with Company Values and
Policies | Shareholder | | Against | | For | |
| | 6. | Shareholder Proposal - Commission a Civil Rights Equity
Audit | Shareholder | | For | | Against | |
| | | CVS HEALTH CORPORATION | | |
| | Security | 126650100 | | Meeting Type | Annual |
| | Ticker Symbol | CVS | | Meeting Date | 18-May-2023 | |
| | ISIN | US1266501006 | | Agenda | 935806375 - Management |
| | Record Date | 20-Mar-2023 | | Holding Recon Date | 20-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 17-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Fernando Aguirre | Management | | For | | For | |
| | 1b. | Election of Director: Jeffrey R. Balser, M.D., Ph.D. | Management | | For | | For | |
| | 1c. | Election of Director: C. David Brown II | Management | | For | | For | |
| | 1d. | Election of Director: Alecia A. DeCoudreaux | Management | | For | | For | |
| | 1e. | Election of Director: Nancy-Ann M. DeParle | Management | | For | | For | |
| | 1f. | Election of Director: Roger N. Farah | Management | | For | | For | |
| | 1g. | Election of Director: Anne M. Finucane | Management | | For | | For | |
| | 1h. | Election of Director: Edward J. Ludwig | Management | | For | | For | |
| | 1i. | Election of Director: Karen S. Lynch | Management | | For | | For | |
| | 1j. | Election of Director: Jean-Pierre Millon | Management | | For | | For | |
| | 1k. | Election of Director: Mary L. Schapiro | Management | | For | | For | |
| | 2. | Ratification of the Appointment of Our Independent
Registered Public Accounting Firm for 2023 | Management | | For | | For | |
| | 3. | Say on Pay, a Proposal to Approve, on an Advisory
Basis, the Company's Executive Compensation | Management | | Against | | Against | |
| | 4. | Proposal to Recommend, on an Advisory Basis, the
Frequency of Advisory Votes on Executive Compensation
Votes | Management | | 1 Year | | For | |
| | 5. | Stockholder Proposal Requesting Paid Sick Leave for All
Employees | Shareholder | | For | | Against | |
| | 6. | Stockholder Proposal for Reducing our Ownership
Threshold to Request a Special Stockholder Meeting | Shareholder | | Against | | For | |
| | 7. | Stockholder Proposal Regarding "Fair Elections" and
Requiring Stockholder Approval of Certain Types of By-
law Amendments | Shareholder | | For | | Against | |
| | 8. | Stockholder Proposal Requesting a Report on a "Worker
Rights Assessment" | Shareholder | | For | | Against | |
| | 9. | Stockholder Proposal to Prevent Company Directors from
Simultaneously Sitting on the Boards of Directors of Any
Other Company | Shareholder | | Against | | For | |
| | | LYONDELLBASELL INDUSTRIES N.V. | | |
| | Security | N53745100 | | Meeting Type | Annual |
| | Ticker Symbol | LYB | | Meeting Date | 19-May-2023 | |
| | ISIN | NL0009434992 | | Agenda | 935805816 - Management |
| | Record Date | 21-Mar-2023 | | Holding Recon Date | 21-Mar-2023 | |
| | City / | Country | | / | United
Kingdom | | Vote Deadline | 17-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Jacques Aigrain | Management | | For | | For | |
| | 1b. | Election of Director: Lincoln Benet | Management | | For | | For | |
| | 1c. | Election of Director: Robin Buchanan | Management | | For | | For | |
| | 1d. | Election of Director: Anthony (Tony) Chase | Management | | For | | For | |
| | 1e. | Election of Director: Robert (Bob) Dudley | Management | | For | | For | |
| | 1f. | Election of Director: Claire Farley | Management | | For | | For | |
| | 1g. | Election of Director: Rita Griffin | Management | | For | | For | |
| | 1h. | Election of Director: Michael Hanley | Management | | For | | For | |
| | 1i. | Election of Director: Virginia Kamsky | Management | | For | | For | |
| | 1j. | Election of Director: Albert Manifold | Management | | For | | For | |
| | 1k. | Election of Director: Peter Vanacker | Management | | For | | For | |
| | 2. | Discharge of Directors from Liability | Management | | For | | For | |
| | 3. | Adoption of 2022 Dutch Statutory Annual Accounts | Management | | For | | For | |
| | 4. | Appointment of PricewaterhouseCoopers Accountants
N.V. as the Auditor of our 2023 Dutch Statutory Annual
Accounts | Management | | For | | For | |
| | 5. | Ratification of PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting Firm | Management | | For | | For | |
| | 6. | Advisory Vote Approving Executive Compensation (Say-
on-Pay) | Management | | For | | For | |
| | 7. | Advisory Vote on Frequency of Say-on-Pay Vote | Management | | 1 Year | | For | |
| | 8. | Authorization to Conduct Share Repurchases | Management | | For | | For | |
| | 9. | Cancellation of Shares | Management | | For | | For | |
| | | LYONDELLBASELL INDUSTRIES N.V. | | |
| | Security | N53745100 | | Meeting Type | Annual |
| | Ticker Symbol | LYB | | Meeting Date | 19-May-2023 | |
| | ISIN | NL0009434992 | | Agenda | 935847256 - Management |
| | Record Date | 21-Apr-2023 | | Holding Recon Date | 21-Apr-2023 | |
| | City / | Country | | / | United
Kingdom | | Vote Deadline | 17-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Jacques Aigrain | Management | | For | | For | |
| | 1b. | Election of Director: Lincoln Benet | Management | | For | | For | |
| | 1c. | Election of Director: Robin Buchanan | Management | | For | | For | |
| | 1d. | Election of Director: Anthony (Tony) Chase | Management | | For | | For | |
| | 1e. | Election of Director: Robert (Bob) Dudley | Management | | For | | For | |
| | 1f. | Election of Director: Claire Farley | Management | | For | | For | |
| | 1g. | Election of Director: Rita Griffin | Management | | For | | For | |
| | 1h. | Election of Director: Michael Hanley | Management | | For | | For | |
| | 1i. | Election of Director: Virginia Kamsky | Management | | For | | For | |
| | 1j. | Election of Director: Albert Manifold | Management | | For | | For | |
| | 1k. | Election of Director: Peter Vanacker | Management | | For | | For | |
| | 2. | Discharge of Directors from Liability | Management | | For | | For | |
| | 3. | Adoption of 2022 Dutch Statutory Annual Accounts | Management | | For | | For | |
| | 4. | Appointment of PricewaterhouseCoopers Accountants
N.V. as the Auditor of our 2023 Dutch Statutory Annual
Accounts | Management | | For | | For | |
| | 5. | Ratification of PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting Firm | Management | | For | | For | |
| | 6. | Advisory Vote Approving Executive Compensation (Say-
on-Pay) | Management | | For | | For | |
| | 7. | Advisory Vote on Frequency of Say-on-Pay Vote | Management | | 1 Year | | For | |
| | 8. | Authorization to Conduct Share Repurchases | Management | | For | | For | |
| | 9. | Cancellation of Shares | Management | | For | | For | |
| | | BANK OF IRELAND GROUP PLC | | |
| | Security | G0756R109 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-May-2023 | |
| | ISIN | IE00BD1RP616 | | Agenda | 717081424 - Management |
| | Record Date | 19-May-2023 | | Holding Recon Date | 19-May-2023 | |
| | City / | Country | DUBLIN
4 | / | Ireland | Blocking | | Vote Deadline | 15-May-2023 01:59 PM ET |
| | SEDOL(s) | BD1RP61 - BDRXFJ6 - BF0J625 -
BNG7C21 - BZ122W5 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED | Non-Voting | | | |
| | 1 | TO RECEIVE AND CONSIDER THE COMPANYS
FINANCIAL STATEMENTS, THE REPORT OF THE
DIRECTORS AND THE AUDITORS REPORT FOR THE
YEAR ENDED 31 DECEMBER 2022 | Management | | For | | For | |
| | 2 | TO DECLARE A DIVIDEND | Management | | For | | For | |
| | 3.A | TO ELECT THE FOLLOWING DIRECTOR, BY
SEPARATE RESOLUTION: MYLES O GRADY | Management | | For | | For | |
| | 3.B | TO RE-ELECT THE FOLLOWING DIRECTOR, BY
SEPARATE RESOLUTION: GILES ANDREWS | Management | | For | | For | |
| | 3.C | TO RE-ELECT THE FOLLOWING DIRECTOR, BY
SEPARATE RESOLUTION: EVELYN BOURKE | Management | | For | | For | |
| | 3.D | TO RE-ELECT THE FOLLOWING DIRECTOR, BY
SEPARATE RESOLUTION: IAN BUCHANAN | Management | | For | | For | |
| | 3.E | TO RE-ELECT THE FOLLOWING DIRECTOR, BY
SEPARATE RESOLUTION: EILEEN FITZPATRICK | Management | | For | | For | |
| | 3.F | TO RE-ELECT THE FOLLOWING DIRECTOR, BY
SEPARATE RESOLUTION: RICHARD GOULDING | Management | | For | | For | |
| | 3.G | TO RE-ELECT THE FOLLOWING DIRECTOR, BY
SEPARATE RESOLUTION: MICHELE GREENE | Management | | For | | For | |
| | 3.H | TO RE-ELECT THE FOLLOWING DIRECTOR, BY
SEPARATE RESOLUTION: PATRICK KENNEDY | Management | | For | | For | |
| | 3.I | TO RE-ELECT THE FOLLOWING DIRECTOR, BY
SEPARATE RESOLUTION: FIONA MULDOON | Management | | For | | For | |
| | 3.J | TO RE-ELECT THE FOLLOWING DIRECTOR, BY
SEPARATE RESOLUTION: STEVE PATEMAN | Management | | For | | For | |
| | 3.K | TO RE-ELECT THE FOLLOWING DIRECTOR, BY
SEPARATE RESOLUTION: MARK SPAIN | Management | | For | | For | |
| | 4 | TO CONSIDER THE CONTINUATION IN OFFICE OF
KPMG AS AUDITOR OF THE COMPANY | Management | | For | | For | |
| | 5 | TO AUTHORISE THE DIRECTORS TO FIX THE
REMUNERATION OF THE AUDITOR | Management | | For | | For | |
| | 6 | TO AUTHORISE THE DIRECTORS TO CONVENE AN
EGM BY 14 DAYS CLEAR NOTICE | Management | | For | | For | |
| | 7 | TO CONSIDER THE REPORT ON DIRECTORS
REMUNERATION FOR THE YEAR ENDED 31
DECEMBER 2022 | Management | | For | | For | |
| | 8 | TO RECEIVE AND CONSIDER THE 2022 DIRECTORS
REMUNERATION POLICY | Management | | For | | For | |
| | 9 | TO AUTHORISE PURCHASES OF ORDINARY
SHARES BY THE COMPANY OR SUBSIDIARIES | Management | | For | | For | |
| | 10 | TO AUTHORISE THE DIRECTORS TO ISSUE
ORDINARY SHARES | Management | | For | | For | |
| | 11 | TO RENEW THE DIRECTORS AUTHORITY TO ISSUE
ORDINARY SHARES ON A NON-PRE-EMPTIVE BASIS
FOR CASH | Management | | For | | For | |
| | 12 | TO APPROVE THE DIRECTORS ADDITIONAL
AUTHORITY TO ISSUE ORDINARY SHARES ON A
NON-PREEMPTIVE BASIS FOR CASH IN THE CASE
OF AN ACQUISITION OR SPECIFIED CAPITAL
INVESTMENT | Management | | For | | For | |
| | 13 | TO AUTHORISE THE DIRECTORS TO ISSUE
CONTINGENT EQUITY CONVERSION NOTES, AND
ORDINARY SHARES ON THE CONVERSION OF SUCH
NOTES | Management | | For | | For | |
| | 14 | TO AUTHORISE THE DIRECTORS TO ISSUE FOR
CASH ON A NON-PRE-EMPTIVE BASIS, CONTINGENT
EQUITY CONVERSION NOTES, AND ORDINARY
SHARES ON THE CONVERSION OF SUCH NOTES | Management | | For | | For | |
| | CMMT | 21 APR 2023: PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS)-AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT-CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE-CREST SYSTEM. THIS TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS-
PRACTICABLE ON RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD-DATE
APPLIES) UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS-CONFIRMED
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED,-THE VOTED POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED-
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE- | Non-Voting | | | |
| | THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION-TO
ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-
FURTHER INFORMATION ON THE CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE-
SEPARATE INSTRUCTIONS FROM YOU | |
| | CMMT | 21 APR 2023: PLEASE NOTE SHARE BLOCKING WILL
APPLY FOR ANY VOTED POSITIONS-SETTLING
THROUGH EUROCLEAR BANK. | Non-Voting | | | |
| | CMMT | 21 APR 2023: INTERMEDIARY CLIENTS ONLY -
PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF-
DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED-CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 15 MAY 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENTS-AND
MODIFICATION OF TEXT OF RESOLUTION 8. IF YOU
HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | CMMT | 04 MAY 2023: EUROCLEAR BANK, AS THE IRISH
ISSUER CSD, HAS CONFIRMED THAT A-MEETING
ATTENDANCE REQUEST TO ATTEND ONLY IS NOT
AN OPTION THEY SUPPORT. IF-YOU REQUEST A
MEETING ATTENDANCE, YOU MUST DO SO WITH
VOTING RIGHTS SO YOU-CAN REPRESENT AND
VOTE THESE SHARES AT THE MEETING. ANY
REQUESTS TO ATTEND-ONLY WILL BE REJECTED
BY EUROCLEAR BANK | Non-Voting | | | |
| | | MERCK & CO., INC. | | |
| | Security | 58933Y105 | | Meeting Type | Annual |
| | Ticker Symbol | MRK | | Meeting Date | 23-May-2023 | |
| | ISIN | US58933Y1055 | | Agenda | 935809080 - Management |
| | Record Date | 24-Mar-2023 | | Holding Recon Date | 24-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 22-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Douglas M. Baker, Jr. | Management | | For | | For | |
| | 1b. | Election of Director: Mary Ellen Coe | Management | | For | | For | |
| | 1c. | Election of Director: Pamela J. Craig | Management | | For | | For | |
| | 1d. | Election of Director: Robert M. Davis | Management | | For | | For | |
| | 1e. | Election of Director: Thomas H. Glocer | Management | | For | | For | |
| | 1f. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | | For | | For | |
| | 1g. | Election of Director: Stephen L. Mayo, Ph.D. | Management | | For | | For | |
| | 1h. | Election of Director: Paul B. Rothman, M.D. | Management | | For | | For | |
| | 1i. | Election of Director: Patricia F. Russo | Management | | For | | For | |
| | 1j. | Election of Director: Christine E. Seidman, M.D. | Management | | For | | For | |
| | 1k. | Election of Director: Inge G. Thulin | Management | | For | | For | |
| | 1l. | Election of Director: Kathy J. Warden | Management | | For | | For | |
| | 1m. | Election of Director: Peter C. Wendell | Management | | For | | For | |
| | 2. | Non-binding advisory vote to approve the compensation
of our named executive officers. | Management | | For | | For | |
| | 3. | Non-binding advisory vote to approve the frequency of
future votes to approve the compensation of our named
executive officers. | Management | | 1 Year | | For | |
| | 4. | Ratification of the appointment of the Company's
independent registered public accounting firm for 2023. | Management | | For | | For | |
| | 5. | Shareholder proposal regarding business operations in
China. | Shareholder | | Against | | For | |
| | 6. | Shareholder proposal regarding access to COVID-19
products. | Shareholder | | Against | | For | |
| | 7. | Shareholder proposal regarding indirect political
spending. | Shareholder | | Against | | For | |
| | 8. | Shareholder proposal regarding patents and access. | Shareholder | | Against | | For | |
| | 9. | Shareholder proposal regarding a congruency report of
partnerships with globalist organizations. | Shareholder | | Against | | For | |
| | 10. | Shareholder proposal regarding an independent board
chairman. | Shareholder | | Against | | For | |
| | | HENRY SCHEIN, INC. | | |
| | Security | 806407102 | | Meeting Type | Annual |
| | Ticker Symbol | HSIC | | Meeting Date | 23-May-2023 | |
| | ISIN | US8064071025 | | Agenda | 935809636 - Management |
| | Record Date | 27-Mar-2023 | | Holding Recon Date | 27-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 22-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Mohamad Ali | Management | | For | | For | |
| | 1b. | Election of Director: Stanley M. Bergman | Management | | For | | For | |
| | 1c. | Election of Director: James P. Breslawski | Management | | For | | For | |
| | 1d. | Election of Director: Deborah Derby | Management | | For | | For | |
| | 1e. | Election of Director: Joseph L. Herring | Management | | For | | For | |
| | 1f. | Election of Director: Kurt P. Kuehn | Management | | For | | For | |
| | 1g. | Election of Director: Philip A. Laskawy | Management | | For | | For | |
| | 1h. | Election of Director: Anne H. Margulies | Management | | For | | For | |
| | 1i. | Election of Director: Mark E. Mlotek | Management | | For | | For | |
| | 1j. | Election of Director: Steven Paladino | Management | | For | | For | |
| | 1k. | Election of Director: Carol Raphael | Management | | For | | For | |
| | 1l. | Election of Director: Scott Serota | Management | | For | | For | |
| | 1m. | Election of Director: Bradley T. Sheares, Ph.D. | Management | | For | | For | |
| | 1n. | Election of Director: Reed V. Tuckson, M.D., FACP | Management | | For | | For | |
| | 2. | Proposal to amend and restate the Company's 2015 Non-
Employee Director Stock Incentive Plan. | Management | | For | | For | |
| | 3. | Proposal to approve, by non-binding vote, the 2022
compensation paid to the Company's Named Executive
Officers. | Management | | For | | For | |
| | 4. | Proposal to recommend, by non-binding vote, the
frequency of future advisory votes on executive
compensation. | Management | | 1 Year | | For | |
| | 5. | Proposal to ratify the selection of BDO USA, LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 30, 2023. | Management | | For | | For | |
| | | EAST WEST BANCORP, INC. | | |
| | Security | 27579R104 | | Meeting Type | Annual |
| | Ticker Symbol | EWBC | | Meeting Date | 23-May-2023 | |
| | ISIN | US27579R1041 | | Agenda | 935816441 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 22-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director to serve until the next annual
meeting: Manuel P. Alvarez | Management | | For | | For | |
| | 1b. | Election of Director to serve until the next annual
meeting: Molly Campbell | Management | | For | | For | |
| | 1c. | Election of Director to serve until the next annual
meeting: Archana Deskus | Management | | For | | For | |
| | 1d. | Election of Director to serve until the next annual
meeting: Serge Dumont | Management | | For | | For | |
| | 1e. | Election of Director to serve until the next annual
meeting: Rudolph I. Estrada | Management | | For | | For | |
| | 1f. | Election of Director to serve until the next annual
meeting: Paul H. Irving | Management | | For | | For | |
| | 1g. | Election of Director to serve until the next annual
meeting: Sabrina Kay | Management | | For | | For | |
| | 1h. | Election of Director to serve until the next annual
meeting: Jack C. Liu | Management | | For | | For | |
| | 1i. | Election of Director to serve until the next annual
meeting: Dominic Ng | Management | | For | | For | |
| | 1j. | Election of Director to serve until the next annual
meeting: Lester M. Sussman | Management | | For | | For | |
| | 2. | To approve, on an advisory basis, our executive
compensation for 2022. | Management | | For | | For | |
| | 3. | To approve, on an advisory basis, the frequency of future
advisory votes on executive compensation. | Management | | 1 Year | | For | |
| | 4. | To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the fiscal year ending December 31, 2023. | Management | | For | | For | |
| | | REINSURANCE GROUP OF AMERICA, INC. | | |
| | Security | 759351604 | | Meeting Type | Annual |
| | Ticker Symbol | RGA | | Meeting Date | 24-May-2023 | |
| | ISIN | US7593516047 | | Agenda | 935814675 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 23-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Pina Albo | Management | | For | | For | |
| | 1b. | Election of Director: Tony Cheng | Management | | For | | For | |
| | 1c. | Election of Director: John J. Gauthier | Management | | For | | For | |
| | 1d. | Election of Director: Patricia L. Guinn | Management | | For | | For | |
| | 1e. | Election of Director: Anna Manning | Management | | For | | For | |
| | 1f. | Election of Director: Hazel M. McNeilage | Management | | For | | For | |
| | 1g. | Election of Director: George Nichols III | Management | | For | | For | |
| | 1h. | Election of Director: Stephen O'Hearn | Management | | For | | For | |
| | 1i. | Election of Director: Shundrawn Thomas | Management | | For | | For | |
| | 1j. | Election of Director: Khanh T. Tran | Management | | For | | For | |
| | 1k. | Election of Director: Steven C. Van Wyk | Management | | For | | For | |
| | 2. | Vote on the frequency of the shareholders' vote to
approve named executive officer compensation. | Management | | 1 Year | | For | |
| | 3. | Advisory vote to approve named executive officer
compensation. | Management | | For | | For | |
| | 4. | Ratify the appointment of Deloitte & Touche LLP as the
Company's independent auditor for the year ending
December 31, 2023. | Management | | For | | For | |
| | | FIDELITY NAT'L INFORMATION SERVICES,INC. | | |
| | Security | 31620M106 | | Meeting Type | Annual |
| | Ticker Symbol | FIS | | Meeting Date | 24-May-2023 | |
| | ISIN | US31620M1062 | | Agenda | 935815184 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 23-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Lee Adrean | Management | | For | | For | |
| | 1b. | Election of Director: Ellen R. Alemany | Management | | For | | For | |
| | 1c. | Election of Director: Mark D. Benjamin | Management | | For | | For | |
| | 1d. | Election of Director: Vijay G. D'Silva | Management | | For | | For | |
| | 1e. | Election of Director: Stephanie L. Ferris | Management | | For | | For | |
| | 1f. | Election of Director: Jeffrey A. Goldstein | Management | | For | | For | |
| | 1g. | Election of Director: Lisa A. Hook | Management | | For | | For | |
| | 1h. | Election of Director: Kenneth T. Lamneck | Management | | For | | For | |
| | 1i. | Election of Director: Gary L. Lauer | Management | | For | | For | |
| | 1j. | Election of Director: Louise M. Parent | Management | | For | | For | |
| | 1k. | Election of Director: Brian T. Shea | Management | | For | | For | |
| | 1l. | Election of Director: James B. Stallings, Jr. | Management | | For | | For | |
| | 2. | To approve, on an advisory basis, the compensation of
the Company's named executive officers. | Management | | For | | For | |
| | 3. | To approve, on an advisory basis, the preferred
frequency of stockholder advisory votes on executive
compensation. | Management | | 1 Year | | For | |
| | 4. | To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for 2023. | Management | | For | | For | |
| | | AVIS BUDGET GROUP, INC. | | |
| | Security | 053774105 | | Meeting Type | Annual |
| | Ticker Symbol | CAR | | Meeting Date | 24-May-2023 | |
| | ISIN | US0537741052 | | Agenda | 935817683 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 23-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director for a one-year term expiring in 2024
and until his or her successor is duly elected and
qualified or until his or her earlier resignation or removal:
Bernardo Hees | Management | | For | | For | |
| | 1.2 | Election of Director for a one-year term expiring in 2024
and until his or her successor is duly elected and
qualified or until his or her earlier resignation or removal:
Jagdeep Pahwa | Management | | For | | For | |
| | 1.3 | Election of Director for a one-year term expiring in 2024
and until his or her successor is duly elected and
qualified or until his or her earlier resignation or removal:
Anu Hariharan | Management | | For | | For | |
| | 1.4 | Election of Director for a one-year term expiring in 2024
and until his or her successor is duly elected and
qualified or until his or her earlier resignation or removal:
Lynn Krominga | Management | | For | | For | |
| | 1.5 | Election of Director for a one-year term expiring in 2024
and until his or her successor is duly elected and
qualified or until his or her earlier resignation or removal:
Glenn Lurie | Management | | For | | For | |
| | 1.6 | Election of Director for a one-year term expiring in 2024
and until his or her successor is duly elected and
qualified or until his or her earlier resignation or removal:
Karthik Sarma | Management | | For | | For | |
| | 2. | To ratify the appointment of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for fiscal year 2023. | Management | | For | | For | |
| | 3. | Advisory approval of the compensation of our named
executive officers. | Management | | Against | | Against | |
| | 4. | Advisory vote on the frequency of advisory votes on the
compensation of our named executive officers. | Management | | 1 Year | | For | |
| | | UNITED AIRLINES HOLDINGS, INC. | | |
| | Security | 910047109 | | Meeting Type | Annual |
| | Ticker Symbol | UAL | | Meeting Date | 24-May-2023 | |
| | ISIN | US9100471096 | | Agenda | 935819461 - Management |
| | Record Date | 27-Mar-2023 | | Holding Recon Date | 27-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 23-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Carolyn Corvi | Management | | For | | For | |
| | 1b. | Election of Director: Matthew Friend | Management | | For | | For | |
| | 1c. | Election of Director: Barney Harford | Management | | For | | For | |
| | 1d. | Election of Director: Michele J. Hooper | Management | | For | | For | |
| | 1e. | Election of Director: Walter Isaacson | Management | | For | | For | |
| | 1f. | Election of Director: James A. C. Kennedy | Management | | For | | For | |
| | 1g. | Election of Director: J. Scott Kirby | Management | | For | | For | |
| | 1h. | Election of Director: Edward M. Philip | Management | | For | | For | |
| | 1i. | Election of Director: Edward L. Shapiro | Management | | For | | For | |
| | 1j. | Election of Director: Laysha Ward | Management | | For | | For | |
| | 1k. | Election of Director: James M. Whitehurst | Management | | For | | For | |
| | 2. | Ratification of Appointment of Ernst & Young LLP to
Serve as the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending December
31, 2023. | Management | | For | | For | |
| | 3. | A Vote to Approve, on a Nonbinding Advisory Basis, the
Compensation of the Company's Named Executive
Officers. | Management | | Against | | Against | |
| | 4. | A Vote to Approve, on a Nonbinding Advisory Basis, the
Frequency (i.e., every one, two or three years) of Holding
Future Advisory Votes to Approve the Compensation of
the Company's Named Executive Officers. | Management | | 1 Year | | For | |
| | 5. | A Vote to Approve the First Amendment to the United
Airlines Holdings, Inc. 2021 Incentive Compensation
Plan. | Management | | For | | For | |
| | 6. | A Vote to Approve the Amended and Restated United
Airlines Holdings, Inc. Director Equity Incentive Plan. | Management | | For | | For | |
| | | THE INTERPUBLIC GROUP OF COMPANIES, INC. | | |
| | Security | 460690100 | | Meeting Type | Annual |
| | Ticker Symbol | IPG | | Meeting Date | 25-May-2023 | |
| | ISIN | US4606901001 | | Agenda | 935820161 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 24-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: Jocelyn Carter-Miller | Management | | For | | For | |
| | 1.2 | Election of Director: Mary J. Steele Guilfoile | Management | | For | | For | |
| | 1.3 | Election of Director: Dawn Hudson | Management | | For | | For | |
| | 1.4 | Election of Director: Philippe Krakowsky | Management | | For | | For | |
| | 1.5 | Election of Director: Jonathan F. Miller | Management | | For | | For | |
| | 1.6 | Election of Director: Patrick Q. Moore | Management | | For | | For | |
| | 1.7 | Election of Director: Linda S. Sanford | Management | | For | | For | |
| | 1.8 | Election of Director: David M. Thomas | Management | | For | | For | |
| | 1.9 | Election of Director: E. Lee Wyatt Jr. | Management | | For | | For | |
| | 2. | Ratification of the appointment of
PricewaterhouseCoopers LLP as Interpublic's
independent registered public accounting firm for the year
2023. | Management | | For | | For | |
| | 3. | Advisory vote to approve named executive officer
compensation. | Management | | For | | For | |
| | 4. | Advisory vote on the frequency of the advisory vote on
named executive officer compensation. | Management | | 1 Year | | For | |
| | 5. | Stockholder proposal entitled "Independent Board
Chairman". | Shareholder | | Against | | For | |
| | | TOTALENERGIES SE | | |
| | Security | F92124100 | | Meeting Type | MIX |
| | Ticker Symbol | | | Meeting Date | 26-May-2023 | |
| | ISIN | FR0000120271 | | Agenda | 717195083 - Management |
| | Record Date | 23-May-2023 | | Holding Recon Date | 23-May-2023 | |
| | City / | Country | PARIS | / | France | | Vote Deadline | 17-May-2023 01:59 PM ET |
| | SEDOL(s) | B128WJ1 - B15C557 - B15C5P7 -
B15C5S0 - B15CVJ3 - B19GK61 -
B1YYWP3 - BF44831 - BMXR904 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING-
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE.
THE GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY-CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT. | Non-Voting | | | |
| | CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID
VOTING OPTION. FOR ANY ADDITIONAL-
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.'
IF YOUR CUSTODIAN IS COMPLETING THE PROXY
CARD, THE VOTING-INSTRUCTION WILL DEFAULT
TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY
REGISTERED IN THEIR OWN NAME ON THE-
COMPANY SHARE REGISTER, YOU SHOULD
RECEIVE A PROXY CARD/VOTING FORM DIRECTLY-
FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE
DIRECTLY BACK TO THE ISSUER VIA THE-PROXY
CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE
VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR
INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 08 MAY 2023: PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS-AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/telechargements/BALO/pdf/2023/0505/202
305-052301349.pdf AND PLEASE NOTE THAT THIS IS
A REVISION DUE TO MODIFICATION OF-TEXT OF
RESOLUTION 11. IF YOU HAVE ALREADY SENT IN
YOUR VOTES TO MID 918007,-PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 913213 DUE TO RECEIVED-UPDATED
AGENDA WITH ADDITION OF RESOLUTION A
PROPOSED BY A SHAREHOLDER. ALL-VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE-EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT
ON THIS MEETING NOTICE ON-THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE-MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL-MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF-
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING.-
THANK YOU | Non-Voting | | | |
| | 1 | APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022 | Management | | For | | For | |
| | 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022 | Management | | For | | For | |
| | 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2022 - SETTING OF THE
DIVIDEND | Management | | For | | For | |
| | 4 | AUTHORIZATION GRANTED TO THE BOARD OF
DIRECTORS, FOR A PERIOD OF EIGHTEEN
MONTHS, TO TRADE IN THE COMPANY'S SHARES | Management | | For | | For | |
| | 5 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38
AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE | Management | | For | | For | |
| | 6 | RENEWAL OF THE TERM OF OFFICE OF MRS.
MARIE-CHRISTINE COISNE-ROQUETTE AS
DIRECTOR | Management | | For | | For | |
| | 7 | RENEWAL OF THE TERM OF OFFICE OF MR. MARK
CUTIFANI AS DIRECTOR | Management | | For | | For | |
| | 8 | APPOINTMENT OF MR. DIERK PASKERT AS
DIRECTOR | Management | | For | | For | |
| | 9 | APPOINTMENT OF MRS. ANELISE LARA AS
DIRECTOR | Management | | For | | For | |
| | 10 | APPROVAL OF THE INFORMATION RELATING TO
THE COMPENSATION OF CORPORATE OFFICERS
REFERRED TO IN SECTION I OF ARTICLE L. 22-10-9
OF THE FRENCH COMMERCIAL CODE | Management | | For | | For | |
| | 11 | SETTING OF THE AMOUNT OF THE OVERALL
ANNUAL COMPENSATION OF DIRECTORS AND
APPROVAL OF THE COMPENSATION POLICY
APPLICABLE TO DIRECTORS | Management | | For | | For | |
| | 12 | APPROVAL OF THE FIXED, VARIABLE AND
EXCEPTIONAL COMPONENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND PAID DURING THE FINANCIAL YEAR 2022 OR
ALLOCATED IN RESPECT OF THIS FINANCIAL YEAR
TO MR. PATRICK POUYANNE, CHAIRMAN AND
CHIEF EXECUTIVE OFFICER | Management | | For | | For | |
| | 13 | APPROVAL OF THE COMPENSATION POLICY
APPLICABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER | Management | | For | | For | |
| | 14 | NOTICE ON THE SUSTAINABILITY & CLIMATE
REPORT- PROGRESS REPORT 2023 REPORTING ON
THE PROGRESS MADE IN IMPLEMENTING THE
COMPANY'S AMBITION IN TERMS OF SUSTAINABLE
DEVELOPMENT AND ENERGY TRANSITION
TOWARDS CARBON NEUTRALITY, AND ITS
TARGETS IN THIS FIELD BY 2030 AND
COMPLEMENTING THIS AMBITION | Management | | For | | For | |
| | 15 | AUTHORIZATION GRANTED TO THE BOARD OF
DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT
MONTHS, TO PROCEED WITH FREE ALLOCATIONS
OF EXISTING SHARES OR SHARES TO BE ISSUED
OF THE COMPANY TO EMPLOYEES AND EXECUTIVE
CORPORATE OFFICERS OF THE COMPANY, OR TO
SOME OF THEM, ENTAILING THE WAIVER BY THE
SHAREHOLDERS OF THEIR PRE-EMPTIVE
SUBSCRIPTION RIGHT TO THE SHARES TO BE
ISSUED | Management | | For | | For | |
| | 16 | DELEGATION OF AUTHORITY GRANTED TO THE
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO CARRY OUT CAPITAL
INCREASES, WITH CANCELLATION OF THE PRE-
EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, RESERVED FOR MEMBERS OF A
COMPANY OR GROUP SAVINGS PLAN | Management | | For | | For | |
| | 17 | CANCELLATION OF DOUBLE VOTING RIGHTS -
AMENDMENT TO ARTICLE 18 OF THE COMPANY'S
BYLAWS - POWERS TO CARRY OUT FORMALITIES | Management | | For | | For | |
| | A | PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: SHAREHOLDERS'
RESOLUTION ON SCOPE 3 INDIRECT EMISSIONS
TARGETS (ADVISORY VOTE) | Shareholder | | Against | | For | |
| | CMMT | PLEASE NOTE THAT IF YOU HOLD CREST
DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN)-WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW-ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE CREST SYSTEM. THIS-TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM.-THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON-RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD DATE
APPLIES)-UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS CONFIRMED-
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED, THE VOTED-POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR-VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL-INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR-CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR
FURTHER INFORMATION ON THE-CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE
SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | | | |
| | CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR
ANY VOTED POSITIONS SETTLING-THROUGH
EUROCLEAR BANK. | Non-Voting | | | |
| | | COMMERZBANK AG | | |
| | Security | D172W1279 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 31-May-2023 | |
| | ISIN | DE000CBK1001 | | Agenda | 717096083 - Management |
| | Record Date | 09-May-2023 | | Holding Recon Date | 09-May-2023 | |
| | City / | Country | WIESBA
DEN | / | Germany | | Vote Deadline | 19-May-2023 01:59 PM ET |
| | SEDOL(s) | B83SFJ0 - B86QY16 - B90LKT4 -
B9FBZ49 - B9J9969 - BCZRLW8 -
BF0Z8P0 - BH89GB0 - BMXR056 -
BTDY487 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. | Non-Voting | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF EUR 0.20 PER SHARE | Management | | For | | For | |
| | 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR
2023 | Management | | For | | For | |
| | 5.2 | RATIFY KPMG AG AS AUDITORS FOR THE REVIEW
OF INTERIM FINANCIAL STATEMENTS FOR THE
PERIOD FROM DEC. 31, 2023, UNTIL 2024 AGM | Management | | For | | For | |
| | 6 | APPROVE REMUNERATION REPORT | Management | | For | | For | |
| | 7.1 | ELECT HARALD CHRIST TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.2 | ELECT FRANK CZICHOWSKI TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.3 | ELECT SABINE DIETRICH TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.4 | ELECT JUTTA DOENGES TO THE SUPERVISORY
BOARD | Management | | Against | | Against | |
| | 7.5 | ELECT BURKHARD KEESE TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.6 | ELECT DANIELA MATTHEUS TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.7 | ELECT CAROLINE SEIFERT TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.8 | ELECT GERTRUDE TUMPEL-GUGERELL TO THE
SUPERVISORY BOARD | Management | | For | | For | |
| | 7.9 | ELECT JENS WEIDMANN TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 7.10 | ELECT FRANK WESTHOFF TO THE SUPERVISORY
BOARD | Management | | For | | For | |
| | 8 | APPROVE CREATION OF EUR 438.3 MILLION POOL
OF AUTHORIZED CAPITAL 2023/I WITH OR WITHOUT
EXCLUSION OF PREEMPTIVE RIGHTS | Management | | For | | For | |
| | 9 | APPROVE CREATION OF EUR 125.2 MILLION POOL
OF AUTHORIZED CAPITAL 2023/II WITH OR WITHOUT
EXCLUSION OF PREEMPTIVE RIGHTS | Management | | For | | For | |
| | 10 | APPROVE ISSUANCE OF PARTICIPATORY
CERTIFICATES AND OTHER HYBRID DEBT
SECURITIES UP TO AGGREGATE NOMINAL VALUE
OF EUR 5 BILLION | Management | | For | | For | |
| | 11 | APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS UNTIL 2025 | Management | | For | | For | |
| | 12 | AMEND ARTICLES RE: PARTICIPATION OF
SUPERVISORY BOARD MEMBERS IN THE VIRTUAL
ANNUAL GENERAL MEETING BY MEANS OF AUDIO
AND VIDEO TRANSMISSION | Management | | For | | For | |
| | 13 | AMEND ARTICLE RE: LOCATION OF ANNUAL
MEETING | Management | | For | | For | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS
PURSUANT TO THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL | Non-Voting | | | |
| | CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE
FOUND DIRECTLY ON THE ISSUER'S-WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU-WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND-VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT-BE REFLECTED ON THE
BALLOT ON PROXYEDGE | Non-Voting | | | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE 'MATERIAL URL' DROPDOWN AT THE
TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN-PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | | | |
| | | PUBLICIS GROUPE SA | | |
| | Security | F7607Z165 | | Meeting Type | MIX |
| | Ticker Symbol | | | Meeting Date | 31-May-2023 | |
| | ISIN | FR0000130577 | | Agenda | 717131801 - Management |
| | Record Date | 26-May-2023 | | Holding Recon Date | 26-May-2023 | |
| | City / | Country | PARIS | / | France | | Vote Deadline | 22-May-2023 01:59 PM ET |
| | SEDOL(s) | 4380429 - 4380548 - B030QB9 -
B28LGL1 - BF44745 - BK596S1 -
BYQT5W5 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING-
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE.
THE GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY-CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT. | Non-Voting | | | |
| | CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID
VOTING OPTION. FOR ANY ADDITIONAL-
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.'
IF YOUR CUSTODIAN IS COMPLETING THE PROXY
CARD, THE VOTING-INSTRUCTION WILL DEFAULT
TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY
REGISTERED IN THEIR OWN NAME ON THE-
COMPANY SHARE REGISTER, YOU SHOULD
RECEIVE A PROXY CARD/VOTING FORM DIRECTLY-
FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE
DIRECTLY BACK TO THE ISSUER VIA THE-PROXY
CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE
VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR
INSTRUCTIONS MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | 28 APR 2023: PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS-AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/telechargements/BALO/pdf/2023/0426/202
304-262300950.pdf AND PLEASE NOTE THAT THIS IS | Non-Voting | | | |
| | A REVISION DUE TO MODIFICATION OF-TEXT OF
RESOLUTIONS 1,8, 9, 10 AND 11 AND ADDITION OF
COMMENTS. IF YOU HAVE-ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO-AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU | |
| | 1 | APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 3 | ALLOCATION OF NET INCOME FOR FISCAL YEAR
2022 AND DECLARATION OF DIVIDEND | Management | | For | | For | |
| | 4 | SPECIAL REPORT OF THE STATUTORY AUDITORS
ON RELATED-PARTY AGREEMENTS REFERRED TO
IN ARTICLE L. 225-86 OF THE FRENCH COMMERCIAL
CODE | Management | | For | | For | |
| | 5 | RENEWAL OF THE TERM OF OFFICE OF MRS.
SUZAN LEVINE AS A MEMBER OF THE
SUPERVISORY BOARD | Management | | For | | For | |
| | 6 | RENEWAL OF THE TERM OF OFFICE OF MRS.
ANTONELLA MEI-POCHTLER AS A MEMBER OF THE
SUPERVISORY BOARD | Management | | For | | For | |
| | 7 | ACKNOWLEDGMENT OF THE EXPIRATION OF THE
TERM OF OFFICE OF MAZARS AS STATUTORY
AUDITOR AND APPOINTMENT OF KPMG S.A. AS
STATUTORY AUDITOR | Management | | For | | For | |
| | 8 | APPROVAL OF THE COMPENSATION POLICY FOR
THE CHAIRMAN OF THE SUPERVISORY BOARD
WITH RESPECT TO FISCAL YEAR 2023 | Management | | Against | | Against | |
| | 9 | APPROVAL OF THE COMPENSATION POLICY FOR
THE MEMBERS OF THE SUPERVISORY BOARD WITH
RESPECT TO FISCAL YEAR 2023 | Management | | For | | For | |
| | 10 | APPROVAL OF THE COMPENSATION POLICY FOR
THE CHAIRMAN OF THE MANAGEMENT BOARD
WITH RESPECT TO FISCAL YEAR 2023 | Management | | Against | | Against | |
| | 11 | APPROVAL OF THE COMPENSATION POLICY FOR
THE OTHER MEMBERS OF THE MANAGEMENT
BOARD WITH RESPECT TO FISCAL YEAR 2023 | Management | | For | | For | |
| | 12 | APPROVAL OF THE INFORMATION REFERRED TO IN
I OF ARTICLE L. 22-10-9 OF THE FRENCH
COMMERCIAL CODE WITH REGARD TO
COMPENSATION FOR THE FISCAL YEAR 2022, FOR
ALL CORPORATE OFFICERS | Management | | For | | For | |
| | 13 | APPROVAL OF THE COMPONENTS OF THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR AWARDED WITH RESPECT TO FISCAL YEAR
2022 TO MAURICE LVY, CHAIRMAN OF THE
SUPERVISORY BOARD | Management | | Against | | Against | |
| | 14 | APPROVAL OF THE COMPONENTS OF THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR AWARDED WITH RESPECT TO FISCAL YEAR
2022 TO ARTHUR SADOUN, CHAIRMAN OF THE
MANAGEMENT BOARD | Management | | Against | | Against | |
| | 15 | APPROVAL OF THE COMPONENTS OF THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR AWARDED WITH RESPECT TO FISCAL YEAR
2022 TO ANNE-GABRIELLE HEILBRONNER, MEMBER
OF THE MANAGEMENT BOARD | Management | | For | | For | |
| | 16 | APPROVAL OF THE COMPONENTS OF THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR AWARDED WITH RESPECT TO FISCAL YEAR
2022 TO STEVE KING, MEMBER OF THE
MANAGEMENT BOARD UNTIL SEPTEMBER 14, 2022 | Management | | For | | For | |
| | 17 | APPROVAL OF THE COMPONENTS OF THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
OR AWARDED WITH RESPECT TO FISCAL YEAR
2022 TO MICHEL-ALAIN PROCH, MEMBER OF THE
MANAGEMENT BOARD | Management | | For | | For | |
| | 18 | AUTHORIZATION TO THE MANAGEMENT BOARD,
FOR A PERIOD OF EIGHTEEN MONTHS, TO ALLOW
THE COMPANY TO TRADE IN ITS OWN SHARES | Management | | For | | For | |
| | 19 | AUTHORIZATION TO THE MANAGEMENT BOARD,
FOR A PERIOD OF TWENTY-SIX MONTHS, TO
DECREASE THE CAPITAL VIA THE CANCELLATION
OF ALL OR PART OF THE COMPANY'S SHARE
CAPITAL | Management | | For | | For | |
| | 20 | DELEGATION OF AUTHORITY TO THE
MANAGEMENT BOARD, FOR A PERIOD OF TWENTY-
SIX MONTHS, TO ISSUE ORDINARY SHARES
CONFERRING ACCESS TO ORDINARY SHARES IN
THE COMPANY OR IN ONE OF ITS SUBSIDIARIES,
WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS,
IN FAVOR OF CERTAIN CATEGORIES OF
BENEFICIARIES, IN THE CONTEXT OF EMPLOYEE
SHARE OWNERSHIP PLANS | Management | | For | | For | |
| | 21 | DELEGATION OF AUTHORITY TO THE
MANAGEMENT BOARD, FOR A PERIOD OF
EIGHTEEN MONTHS, TO DECIDE TO ISSUE
ORDINARY SHARES OR SECURITIES CONFERRING
ACCESS TO ORDINARY SHARES IN THE COMPANY
OR IN ONE OF ITS SUBSIDIARIES, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS, IN FAVOR
OF CERTAIN CATEGORIES OF BENEFICIARIES, IN
THE CONTEXT OF EMPLOYEE SHARE OWNERSHIP
PLANS | Management | | For | | For | |
| | 22 | POWERS TO CARRY OUT FORMALITIES | Management | | For | | For | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 28 APR 2023: PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS)-AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT-CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE-CREST SYSTEM. THIS TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS-
PRACTICABLE ON RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD-DATE
APPLIES) UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS-CONFIRMED
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED,-THE VOTED POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED-
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE-
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION-TO
ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-
FURTHER INFORMATION ON THE CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE-
SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | | | |
| | CMMT | 28 APR 2023: PLEASE NOTE SHARE BLOCKING WILL
APPLY FOR ANY VOTED POSITIONS-SETTLING
THROUGH EUROCLEAR BANK. | Non-Voting | | | |
| | | EXXON MOBIL CORPORATION | | |
| | Security | 30231G102 | | Meeting Type | Annual |
| | Ticker Symbol | XOM | | Meeting Date | 31-May-2023 | |
| | ISIN | US30231G1022 | | Agenda | 935823977 - Management |
| | Record Date | 05-Apr-2023 | | Holding Recon Date | 05-Apr-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 30-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Michael J. Angelakis | Management | | For | | For | |
| | 1b. | Election of Director: Susan K. Avery | Management | | For | | For | |
| | 1c. | Election of Director: Angela F. Braly | Management | | For | | For | |
| | 1d. | Election of Director: Gregory J. Goff | Management | | For | | For | |
| | 1e. | Election of Director: John D. Harris II | Management | | For | | For | |
| | 1f. | Election of Director: Kaisa H. Hietala | Management | | For | | For | |
| | 1g. | Election of Director: Joseph L. Hooley | Management | | For | | For | |
| | 1h. | Election of Director: Steven A. Kandarian | Management | | For | | For | |
| | 1i. | Election of Director: Alexander A. Karsner | Management | | For | | For | |
| | 1j. | Election of Director: Lawrence W. Kellner | Management | | For | | For | |
| | 1k. | Election of Director: Jeffrey W. Ubben | Management | | For | | For | |
| | 1l. | Election of Director: Darren W. Woods | Management | | For | | For | |
| | 2. | Ratification of Independent Auditors | Management | | For | | For | |
| | 3. | Advisory Vote to Approve Executive Compensation | Management | | For | | For | |
| | 4. | Frequency of Advisory Vote on Executive Compensation | Management | | 1 Year | | For | |
| | 5. | Establish a New Board Committee on Decarbonization
Risk | Shareholder | | Against | | For | |
| | 6. | Reduce Executive Stock Holding Period | Shareholder | | Against | | For | |
| | 7. | Additional Carbon Capture and Storage and Emissions
Report | Shareholder | | Against | | For | |
| | 8. | Additional Direct Methane Measurement | Shareholder | | For | | Against | |
| | 9. | Establish a Scope 3 Target and Reduce Hydrocarbon
Sales | Shareholder | | Against | | For | |
| | 10. | Additional Report on Worst-case Spill and Response
Plans | Shareholder | | For | | Against | |
| | 11. | GHG Reporting on Adjusted Basis | Shareholder | | For | | Against | |
| | 12. | Report on Asset Retirement Obligations Under IEA NZE
Scenario | Shareholder | | For | | Against | |
| | 13. | Report on Plastics Under SCS Scenario | Shareholder | | Against | | For | |
| | 14. | Litigation Disclosure Beyond Legal and Accounting
Requirements | Shareholder | | Against | | For | |
| | 15. | Tax Reporting Beyond Legal Requirements | Shareholder | | For | | Against | |
| | 16. | Energy Transition Social Impact Report | Shareholder | | For | | Against | |
| | 17. | Report on Commitment Against AMAP Work | Shareholder | | Abstain | | Against | |
| | | ULTA BEAUTY, INC. | | |
| | Security | 90384S303 | | Meeting Type | Annual |
| | Ticker Symbol | ULTA | | Meeting Date | 01-Jun-2023 | |
| | ISIN | US90384S3031 | | Agenda | 935831241 - Management |
| | Record Date | 04-Apr-2023 | | Holding Recon Date | 04-Apr-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 31-May-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Michelle L. Collins | Management | | For | | For | |
| | 1b. | Election of Director: Patricia A. Little | Management | | For | | For | |
| | 1c. | Election of Director: Heidi G. Petz | Management | | For | | For | |
| | 1d. | Election of Director: Michael C. Smith | Management | | For | | For | |
| | 2. | To approve an amendment to our Certificate of
Incorporation to declassify our Board of Directors and
provide for the annual election of directors. | Management | | For | | For | |
| | 3. | To approve amendments to our Bylaws to provide that
directors may be removed by the holders of a majority of
the shares then entitled to vote at an election of directors
and, if Proposal 2 is approved, with or without cause. | Management | | For | | For | |
| | 4. | To approve an amendment to our Certificate of
Incorporation to replace all supermajority voting
standards for amendments to the Certificate of
Incorporation with a majority standard. | Management | | For | | For | |
| | 5. | To approve an amendment to our Bylaws to replace all
supermajority voting standards for amendments to the
Bylaws with a majority standard. | Management | | For | | For | |
| | 6. | To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for our
fiscal year 2023, ending February 3, 2024. | Management | | For | | For | |
| | 7. | Advisory resolution to approve the Company's executive
compensation. | Management | | For | | For | |
| | 8. | Advisory vote on the frequency of future advisory votes
on the Company's executive compensation. | Management | | 1 Year | | For | |
| | | WATSCO, INC. | | |
| | Security | 942622200 | | Meeting Type | Annual |
| | Ticker Symbol | WSO | | Meeting Date | 05-Jun-2023 | |
| | ISIN | US9426222009 | | Agenda | 935850126 - Management |
| | Record Date | 06-Apr-2023 | | Holding Recon Date | 06-Apr-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 02-Jun-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1. | DIRECTOR | Management | | | |
| | 1 | Ana Lopez-Blazquez | | For | | For | |
| | 2. | To approve the advisory resolution regarding the
compensation of our named executive officers. | Management | | Against | | Against | |
| | 3. | To approve the advisory resolution on the frequency of
the advisory resolution regarding the compensation of our
named executive officers. | Management | | 1 Year | | For | |
| | 4. | To ratify the appointment of Deloitte & Touche LLP as our
independent registered public accounting firm for the
2023 fiscal year. | Management | | For | | For | |
| | | WORLDLINE SA | | |
| | Security | F9867T103 | | Meeting Type | MIX |
| | Ticker Symbol | | | Meeting Date | 08-Jun-2023 | |
| | ISIN | FR0011981968 | | Agenda | 717157792 - Management |
| | Record Date | 05-Jun-2023 | | Holding Recon Date | 05-Jun-2023 | |
| | City / | Country | LA
DEFENS
E | / | France | | Vote Deadline | 29-May-2023 01:59 PM ET |
| | SEDOL(s) | BMQ8TN7 - BMT6VC1 - BNFWR44 -
BNQ4VM5 - BP25QX2 - BZ033P9 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING-
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE-DATE.
THE GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY-CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT | Non-Voting | | | |
| | CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID
VOTING OPTION. FOR ANY ADDITIONAL-
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO-'AGAINST.'
IF YOUR CUSTODIAN IS COMPLETING THE PROXY
CARD, THE VOTING-INSTRUCTION WILL DEFAULT
TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED | Non-Voting | | | |
| | CMMT | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY
REGISTERED IN THEIR OWN NAME ON THE-
COMPANY SHARE REGISTER, YOU SHOULD
RECEIVE A PROXY CARD/VOTING FORM DIRECTLY-
FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE
DIRECTLY BACK TO THE ISSUER VIA THE-PROXY
CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE
VIA BROADRIDGE-SYSTEMS/PLATFORMS OR YOUR
INSTRUCTIONS MAY BE REJECTED | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 03 MAY 2023: PLEASE NOTE THAT IMPORTANT
ADDITIONAL MEETING INFORMATION IS-AVAILABLE
BY CLICKING ON THE MATERIAL URL LINKS:-
https://www.journal-
officiel.gouv.fr/telechargements/BALO/pdf/2023/0428/202
304-282301165.pdf AND-https://www.journal-
officiel.gouv.fr/telechargements/BALO/pdf/2023/0503/202
305-032301362.pdf PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENTS-AND
RECEIPT OF UPDATED BALO LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | 1 | APPROVAL OF THE CORPORATE FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022 - APPROVAL OF NON-DEDUCTIBLE
EXPENSES AND COSTS REFERRED TO IN
PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH
GENERAL TAX CODE | Management | | For | | For | |
| | 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022 | Management | | For | | For | |
| | 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2022 | Management | | For | | For | |
| | 4 | APPROVAL OF THE STATUTORY AUDITORS'
SPECIAL REPORT ON THE AGREEMENTS AND
COMMITMENTS REFERRED TO IN ARTICLES L. 225-
38 AND FOLLOWING OF THE FRENCH COMMERCIAL
CODE | Management | | For | | For | |
| | 5 | RENEWAL OF THE TERM OF OFFICE OF BERNARD
BOURIGEAUD AS DIRECTOR | Management | | For | | For | |
| | 6 | RENEWAL OF THE TERM OF OFFICE OF GILLES
GRAPINET AS DIRECTOR | Management | | For | | For | |
| | 7 | RENEWAL OF THE TERM OF OFFICE OF GILLES
ARDITTI AS DIRECTOR | Management | | For | | For | |
| | 8 | RENEWAL OF THE TERM OF OFFICE OF ALDO
CARDOSO AS DIRECTOR | Management | | For | | For | |
| | 9 | RENEWAL OF THE TERM OF OFFICE OF GIULIA
FITZPATRICK AS DIRECTOR | Management | | For | | For | |
| | 10 | RENEWAL OF THE TERM OF OFFICE OF THIERRY
SOMMELET AS DIRECTOR | Management | | For | | For | |
| | 11 | APPROVAL OF THE INFORMATION REFERRED TO IN
SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH
COMMERCIAL CODE RELATING TO THE
REMUNERATION PAID DURING THE FINANCIAL
YEAR 2022 OR AWARDED FOR THE SAME
FINANCIAL YEAR TO ALL CORPORATE OFFICERS | Management | | Against | | Against | |
| | 12 | APPROVAL OF THE ELEMENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND PAID DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2022 OR AWARDED FOR THE SAME
FINANCIAL YEAR TO BERNARD BOURIGEAUD,
CHAIRMAN OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | 13 | APPROVAL OF THE ELEMENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND PAID DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2022 OR AWARDED FOR THE SAME
FINANCIAL YEAR TO GILLES GRAPINET, CHIEF
EXECUTIVE OFFICER | Management | | Against | | Against | |
| | 14 | APPROVAL OF THE ELEMENTS MAKING UP THE
TOTAL COMPENSATION AND BENEFITS OF ANY
KIND PAID DURING THE FINANCIAL YEAR ENDED 31
DECEMBER 2022 OR AWARDED FOR THE SAME
FINANCIAL YEAR TO MARC-HENRI DESPORTES,
DEPUTY CHIEF EXECUTIVE OFFICER | Management | | Against | | Against | |
| | 15 | APPROVAL OF THE COMPENSATION POLICY
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS FOR THE CURRENT FINANCIAL YEAR
2023 | Management | | For | | For | |
| | 16 | APPROVAL OF THE REMUNERATION POLICY
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
FOR THE CURRENT FINANCIAL YEAR 2023 | Management | | For | | For | |
| | 17 | APPROVAL OF THE COMPENSATION POLICY
APPLICABLE TO THE DEPUTY CHIEF EXECUTIVE
OFFICER FOR THE CURRENT FINANCIAL YEAR 2023 | Management | | For | | For | |
| | 18 | APPROVAL OF THE REMUNERATION POLICY
APPLICABLE TO NON-EXECUTIVE DIRECTORS FOR
THE CURRENT FINANCIAL YEAR 2023 | Management | | For | | For | |
| | 19 | AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO PURCHASE, HOLD OR
TRANSFER SHARES OF THE COMPANY | Management | | For | | For | |
| | 20 | AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLATION OF TREASURY SHARES | Management | | For | | For | |
| | 21 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, OF SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL AND/OR TRANSFERABLE
SECURITIES GRANTING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES | Management | | For | | For | |
| | 22 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY WAY OF A PUBLIC OFFERING, OF
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL AND/OR
TRANSFERABLE SECURITIES GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES, WITH A PRIORITY SUBSCRIPTION
OPTION FOR SHAREHOLDERS | Management | | For | | For | |
| | 23 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
AND/OR TRANSFERABLE SECURITIES GRANTING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES IN THE CONTEXT OF A PUBLIC
OFFERING REFERRED TO IN PARAGRAPH 1 OF
ARTICLE L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE | Management | | For | | For | |
| | 24 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE WITH OR WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | | For | | For | |
| | 25 | DELEGATION OF AUTHORITY TO THE BOARD OF
DIRECTORS IN ORDER TO ISSUE SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS
TO THE CAPITAL WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT AND IN COMPENSATION FOR
CONTRIBUTIONS IN KIND RELATING TO EQUITY
SECURITIES OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL (EXCEPT IN
THE CASE OF A PUBLIC EXCHANGE OFFER) | Management | | For | | For | |
| | 26 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO INCREASE THE
COMPANY'S SHARE CAPITAL BY INCORPORATION
OF PREMIUMS, RESERVES, PROFITS OR OTHERS | Management | | For | | For | |
| | 27 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT, OF SHARES RESERVED FOR THE
BENEFICIARIES OF FREE SHARES ALLOCATED BY
THE COMPANY WORLDLINE IGSA (FORMERLY
INGENICO GROUP SA) AND HOLDERS OF
WORLDLINE IGSA SHARES THROUGH A COMPANY
SAVINGS PLAN AND/OR A GROUP SAVINGS PLAN
OR THROUGH A COMPANY MUTUAL FUND | Management | | For | | For | |
| | 28 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL OF THE COMPANY WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF
EMPLOYEES AND/OR CORPORATE OFFICERS OF
THE COMPANY AND/OR COMPANIES RELATED TO IT
WHO ARE MEMBERS OF COMPANY OR GROUP
SAVINGS PLANS | Management | | For | | For | |
| | 29 | DELEGATION OF AUTHORITY TO BE GRANTED TO
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE WITHOUT THE PRE-EMPTIVE SUBSCRIPTION
RIGHT OF SHARES RESERVED FOR PERSONS
MEETING CERTAIN CHARACTERISTICS, IN THE
CONTEXT OF AN EMPLOYEE SHAREHOLDING
OPERATION | Management | | For | | For | |
| | 30 | AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS IN ORDER TO GRANT SHARE
SUBSCRIPTION OR SHARE PURCHASE OPTIONS
FOR THE BENEFIT OF EMPLOYEES AND/OR
CORPORATE OFFICERS OF THE COMPANY AND/OR
COMPANIES RELATED TO IT | Management | | For | | For | |
| | 31 | AUTHORIZATION TO BE GRANTED TO THE BOARD
OF DIRECTORS IN ORDER TO PROCEED WITH THE
FREE ALLOCATION OF PERFORMANCE SHARES
FOR THE BENEFIT OF EMPLOYEES AND/OR
CORPORATE OFFICERS OF THE COMPANY AND/OR
COMPANIES RELATED TO IT | Management | | For | | For | |
| | 32 | AMENDMENT TO ARTICLE 19 OF THE COMPANY'S
BYLAWS IN ORDER TO MODIFY THE AGE LIMIT FOR
THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | 33 | POWERS TO CARRY OUT FORMALITIES | Management | | For | | For | |
| | CMMT | 02 MAY 2023: PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS)-AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT-CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE-CREST SYSTEM. THIS TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS-
PRACTICABLE ON RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD-DATE
APPLIES) UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS-CONFIRMED
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED,-THE VOTED POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON
THIS MEETING, YOUR CREST SPONSORED- | Non-Voting | | | |
| | MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE-
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION-TO
ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-
FURTHER INFORMATION ON THE CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE-
SEPARATE INSTRUCTIONS FROM YOU | |
| | CMMT | 02 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL
APPLY FOR ANY VOTED POSITIONS-SETTLING
THROUGH EUROCLEAR BANK. | Non-Voting | | | |
| | | ABN AMRO BANK NV | | |
| | Security | N0162C102 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 09-Jun-2023 | |
| | ISIN | NL0011540547 | | Agenda | 717290578 - Management |
| | Record Date | 30-May-2023 | | Holding Recon Date | 30-May-2023 | |
| | City / | Country | AMSTER
DAM | / | Netherlands | | Vote Deadline | 05-Jun-2023 01:59 PM ET |
| | SEDOL(s) | BF444B1 - BKP4JK9 - BMCDQ68 -
BYQP136 - BYTDDV9 - BYV76D2 -
BYWVYN9 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. IF NO BENEFICIAL OWNER
DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS
MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 1. | OPENING | Non-Voting | | | |
| | 2. | ANNOUNCEMENTS | Non-Voting | | | |
| | 3. | IN ACCORDANCE WITH ARTICLE 4.1.1 OF THE
TRUST CONDITIONS (AVAILABLE AT-
WWW.STAKAAB.ORG) THE HOLDERS OF
DEPOSITARY RECEIPTS WILL BE PROVIDED WITH
THE-OPPORTUNITY TO EXCHANGE THEIR VIEWS
ON THE ITEMS ON THE AGENDA OF THE EGM, ON-
WHICH OCCASION THE BOARD WILL, IN
ACCORDANCE WITH ITS MISSION STATEMENT,-
MAINLY CONFINE ITSELF TO CHAIRING THE
DISCUSSIONS AND WILL REFRAIN FROM-ADOPTING
ANY POSITION ON THE MERITS OF THE ITEMS TO
BE DISCUSSED AT THE EGM | Non-Voting | | | |
| | 4. | ANY OTHER BUSINESS | Non-Voting | | | |
| | 5. | CLOSURE | Non-Voting | | | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 26 MAY 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF TEXT-OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE-AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU | Non-Voting | | | |
| | | FLEETCOR TECHNOLOGIES INC. | | |
| | Security | 339041105 | | Meeting Type | Annual |
| | Ticker Symbol | FLT | | Meeting Date | 09-Jun-2023 | |
| | ISIN | US3390411052 | | Agenda | 935842799 - Management |
| | Record Date | 17-Apr-2023 | | Holding Recon Date | 17-Apr-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 08-Jun-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director for a one-year term: Steven T. Stull | Management | | For | | For | |
| | 1b. | Election of Director for a one-year term: Annabelle
Bexiga | Management | | For | | For | |
| | 1c. | Election of Director for a one-year term: Michael
Buckman | Management | | For | | For | |
| | 1d. | Election of Director for a one-year term: Ronald F. Clarke | Management | | For | | For | |
| | 1e. | Election of Director for a one-year term: Joseph W.
Farrelly | Management | | For | | For | |
| | 1f. | Election of Director for a one-year term: Rahul Gupta | Management | | For | | For | |
| | 1g. | Election of Director for a one-year term: Thomas M.
Hagerty | Management | | For | | For | |
| | 1h. | Election of Director for a one-year term: Archie L. Jones,
Jr. | Management | | For | | For | |
| | 1i. | Election of Director for a one-year term: Hala G.
Moddelmog | Management | | For | | For | |
| | 1j. | Election of Director for a one-year term: Richard Macchia | Management | | For | | For | |
| | 1k. | Election of Director for a one-year term: Jeffrey S. Sloan | Management | | For | | For | |
| | 2. | Ratify the reappointment of Ernst & Young LLP as
FLEETCOR's independent public accounting firm for
2023. | Management | | For | | For | |
| | 3. | Advisory vote to approve named executive officer
compensation. | Management | | Against | | Against | |
| | 4. | Advisory vote to approve the frequency of shareholder
voting on compensation of named executive officers. | Management | | 1 Year | | For | |
| | 5. | Shareholder proposal to modify the shareholder right to
call a special shareholder meeting, if properly presented. | Shareholder | | For | | Against | |
| | | BUILDERS FIRSTSOURCE, INC. | | |
| | Security | 12008R107 | | Meeting Type | Annual |
| | Ticker Symbol | BLDR | | Meeting Date | 14-Jun-2023 | |
| | ISIN | US12008R1077 | | Agenda | 935840555 - Management |
| | Record Date | 17-Apr-2023 | | Holding Recon Date | 17-Apr-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 13-Jun-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1.1 | Election of Director: Paul S. Levy | Management | | For | | For | |
| | 1.2 | Election of Director: Cory J. Boydston | Management | | For | | For | |
| | 1.3 | Election of Director: James O'Leary | Management | | For | | For | |
| | 1.4 | Election of Director: Craig A. Steinke | Management | | For | | For | |
| | 2. | Advisory vote on the compensation of the named
executive officers | Management | | For | | For | |
| | 3. | Advisory vote on the frequency of advisory votes on the
compensation of named executive officers | Management | | 1 Year | | For | |
| | 4. | Ratification of PricewaterhouseCoopers LLP as our
independent registered public accounting firm | Management | | For | | For | |
| | 5. | Stockholder proposal regarding greenhouse gas
emissions reduction targets | Shareholder | | Against | | For | |
| | | TEVA PHARMACEUTICAL INDUSTRIES LIMITED | | |
| | Security | 881624209 | | Meeting Type | Annual |
| | Ticker Symbol | TEVA | | Meeting Date | 15-Jun-2023 | |
| | ISIN | US8816242098 | | Agenda | 935867599 - Management |
| | Record Date | 08-May-2023 | | Holding Recon Date | 08-May-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 13-Jun-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1A. | Election of Director: Dr. Sol J. Barer | Management | | For | | For | |
| | 1B. | Election of Director: M. Braverman-Blumenstyk | Management | | For | | For | |
| | 1C. | Election of Director: Janet S. Vergis | Management | | For | | For | |
| | 2. | To approve, on a non-binding advisory basis, the
compensation for Teva's named executive officers. | Management | | Against | | Against | |
| | 3. | To appoint Kesselman & Kesselman, a member of
PricewaterhouseCoopers International Ltd., as Teva's
independent registered public accounting firm until Teva's
2024 annual meeting of shareholders. | Management | | For | | For | |
| | | TESCO PLC | | |
| | Security | G8T67X102 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 16-Jun-2023 | |
| | ISIN | GB00BLGZ9862 | | Agenda | 717239518 - Management |
| | Record Date | | | Holding Recon Date | 14-Jun-2023 | |
| | City / | Country | WELWY
N
GARDEN
CITY | / | United
Kingdom | | Vote Deadline | 12-Jun-2023 01:59 PM ET |
| | SEDOL(s) | BLGZ986 - BMCHBK9 - BMH4ST3 -
BMYV046 - BN303G4 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS | Management | | For | | For | |
| | 2 | APPROVE REMUNERATION REPORT | Management | | For | | For | |
| | 3 | APPROVE FINAL DIVIDEND | Management | | For | | For | |
| | 4 | ELECT CAROLINE SILVER AS DIRECTOR | Management | | For | | For | |
| | 5 | RE-ELECT JOHN ALLAN AS DIRECTOR | Management | | For | | For | |
| | 6 | RE-ELECT MELISSA BETHELL AS DIRECTOR | Management | | For | | For | |
| | 7 | RE-ELECT BERTRAND BODSON AS DIRECTOR | Management | | For | | For | |
| | 8 | RE-ELECT THIERRY GARNIER AS DIRECTOR | Management | | For | | For | |
| | 9 | RE-ELECT STEWART GILLILAND AS DIRECTOR | Management | | For | | For | |
| | 10 | RE-ELECT BYRON GROTE AS DIRECTOR | Management | | For | | For | |
| | 11 | RE-ELECT KEN MURPHY AS DIRECTOR | Management | | For | | For | |
| | 12 | RE-ELECT IMRAN NAWAZ AS DIRECTOR | Management | | For | | For | |
| | 13 | RE-ELECT ALISON PLATT AS DIRECTOR | Management | | For | | For | |
| | 14 | RE-ELECT KAREN WHITWORTH AS DIRECTOR | Management | | For | | For | |
| | 15 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | | For | | For | |
| | 16 | AUTHORISE THE AUDIT COMMITTEE TO FIX
REMUNERATION OF AUDITORS | Management | | For | | For | |
| | 17 | AUTHORISE UK POLITICAL DONATIONS AND
EXPENDITURE | Management | | For | | For | |
| | 18 | AUTHORISE ISSUE OF EQUITY | Management | | For | | For | |
| | 19 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
EMPTIVE RIGHTS | Management | | For | | For | |
| | 20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-
EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | | For | | For | |
| | 21 | AUTHORISE MARKET PURCHASE OF SHARES | Management | | For | | For | |
| | 22 | AUTHORISE THE COMPANY TO CALL GENERAL
MEETING WITH TWO WEEKS' NOTICE | Management | | For | | For | |
| | | NTT DATA CORPORATION | | |
| | Security | J59031104 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 20-Jun-2023 | |
| | ISIN | JP3165700000 | | Agenda | 717304062 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 18-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 5736429 - 6125639 - B3BJ9N2 | | Quick Code | 96130 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2 | Approve Absorption-Type Company Split Agreement | Management | | For | | For | |
| | 3 | Amend Articles to: Amend Official Company Name,
Amend Business Lines | Management | | For | | For | |
| | 4.1 | Appoint a Director who is not Audit and Supervisory
Committee Member Homma, Yo | Management | | For | | For | |
| | 4.2 | Appoint a Director who is not Audit and Supervisory
Committee Member Sasaki, Yutaka | Management | | For | | For | |
| | 4.3 | Appoint a Director who is not Audit and Supervisory
Committee Member Nishihata, Kazuhiro | Management | | For | | For | |
| | 4.4 | Appoint a Director who is not Audit and Supervisory
Committee Member Nakayama, Kazuhiko | Management | | For | | For | |
| | 4.5 | Appoint a Director who is not Audit and Supervisory
Committee Member Hirano, Eiji | Management | | For | | For | |
| | 4.6 | Appoint a Director who is not Audit and Supervisory
Committee Member Fujii, Mariko | Management | | For | | For | |
| | 4.7 | Appoint a Director who is not Audit and Supervisory
Committee Member Patrizio Mapelli | Management | | For | | For | |
| | 4.8 | Appoint a Director who is not Audit and Supervisory
Committee Member Ike, Fumihiko | Management | | For | | For | |
| | 4.9 | Appoint a Director who is not Audit and Supervisory
Committee Member Ishiguro, Shigenao | Management | | For | | For | |
| | 5 | Appoint a Director who is Audit and Supervisory
Committee Member Tainaka, Nobuyuki | Management | | For | | For | |
| | | MITSUI O.S.K.LINES,LTD. | | |
| | Security | J45013133 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 20-Jun-2023 | |
| | ISIN | JP3362700001 | | Agenda | 717321323 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 18-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 6597584 - B02JD94 - B0L2HR0 | | Quick Code | 91040 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Ikeda, Junichiro | Management | | Against | | Against | |
| | 2.2 | Appoint a Director Hashimoto, Takeshi | Management | | Against | | Against | |
| | 2.3 | Appoint a Director Tanaka, Toshiaki | Management | | Against | | Against | |
| | 2.4 | Appoint a Director Moro, Junko | Management | | Against | | Against | |
| | 2.5 | Appoint a Director Umemura, Hisashi | Management | | Against | | Against | |
| | 2.6 | Appoint a Director Fujii, Hideto | Management | | For | | For | |
| | 2.7 | Appoint a Director Katsu, Etsuko | Management | | For | | For | |
| | 2.8 | Appoint a Director Onishi, Masaru | Management | | For | | For | |
| | 2.9 | Appoint a Director Koshiba, Mitsunobu | Management | | For | | For | |
| | 3.1 | Appoint a Corporate Auditor Hinooka, Yutaka | Management | | Against | | Against | |
| | 3.2 | Appoint a Corporate Auditor Takeda, Fumiko | Management | | For | | For | |
| | 4 | Appoint a Substitute Corporate Auditor Toda, Atsuji | Management | | For | | For | |
| | | DAIMLER TRUCK HOLDING AG | | |
| | Security | D1T3RZ100 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 21-Jun-2023 | |
| | ISIN | DE000DTR0CK8 | | Agenda | 717191162 - Management |
| | Record Date | 14-Jun-2023 | | Holding Recon Date | 14-Jun-2023 | |
| | City / | Country | STUTTG
ART | / | Germany | | Vote Deadline | 09-Jun-2023 01:59 PM ET |
| | SEDOL(s) | BLDBRB6 - BMG79J0 - BMHGLB2 -
BNC31C6 - BNC31D7 - BP38SN4 -
BP6VLQ4 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED | Non-Voting | | | |
| | CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT
TO PARAGRAPH 21 OF THE SECURITIES-TRADE
ACT ON 9TH JULY 2015 AND THE OVER-RULING OF
THE DISTRICT COURT IN-COLOGNE JUDGMENT
FROM 6TH JUNE 2012 THE VOTING PROCESS HAS
NOW CHANGED WITH-REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE-RESPONSIBILITY OF THE END-INVESTOR (I.E.
FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY
TO DISCLOSE RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE-THE CUSTODIAN
BANK / AGENT IN THE MARKET WILL BE SENDING
THE VOTING DIRECTLY-TO MARKET AND IT IS THE
END INVESTORS RESPONSIBILITY TO ENSURE THE-
REGISTRATION ELEMENT IS COMPLETE WITH THE
ISSUER DIRECTLY, SHOULD THEY HOLD-MORE
THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | | | |
| | CMMT | THE VOTE/REGISTRATION DEADLINE AS
DISPLAYED ON PROXYEDGE IS SUBJECT TO
CHANGE-AND WILL BE UPDATED AS SOON AS
BROADRIDGE RECEIVES CONFIRMATION FROM
THE SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY QUERIES
PLEASE-CONTACT YOUR CLIENT SERVICES
REPRESENTATIVE | Non-Voting | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE OF
SPECIFIC CONFLICTS OF INTEREST IN-
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR VOTING
RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-AND YOU
HAVE NOT COMPLIED WITH ANY OF YOUR
MANDATORY VOTING RIGHTS-NOTIFICATIONS
PURSUANT TO THE GERMAN SECURITIES TRADING | Non-Voting | | | |
| | ACT (WPHG). FOR-QUESTIONS IN THIS REGARD
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO
NOT HAVE ANY INDICATION REGARDING SUCH
CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION
FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-
USUAL | |
| | CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS
CAN BE FOUND DIRECTLY ON THE-ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE-APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A-MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.-
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE | Non-Voting | | | |
| | CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE
ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK
UNDER THE 'MATERIAL URL' DROPDOWN AT THE
TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN-PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS FOR FISCAL YEAR 2022 | Non-Voting | | | |
| | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF EUR 1.30 PER SHARE | Management | | For | | For | |
| | 3.1 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER MARTIN DAUM FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 3.2 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER JOCHEN GOETZ FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 3.3 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER KARL DEPPEN FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 3.4 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER DR. ANDREAS GORBACH FOR FISCAL
YEAR 2022 | Management | | For | | For | |
| | 3.5 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER JUERGEN HARTWIG FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 3.6 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER JOHN O'LEARY FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 3.7 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER KARIN RADSTROEM FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 3.8 | APPROVE DISCHARGE OF MANAGEMENT BOARD
MEMBER STEPHAN UNGER FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER JOE KAESER FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER MICHAEL BRECHT FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER MICHAEL BROSNAN FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER BRUNO BUSCHBACHER FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER RAYMOND CURRY (FROM NOV. 22, 2022)
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER HARALD DORN (UNTIL NOV. 22, 2022) FOR
FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER JACQUES ESCULIER FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.8 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER AKIHIRO ETO FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.9 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER LAURA IPSEN FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.10 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER RENATA JUNGO BRUENGGER FOR FISCAL
YEAR 2022 | Management | | For | | For | |
| | 4.11 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER CARMEN KLITZSCH-MUELLER FOR FISCAL
YEAR 2022 | Management | | For | | For | |
| | 4.12 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER JOERG KOEHLINGER FOR FISCAL YEAR
2022 | Management | | For | | For | |
| | 4.13 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER JOHN KRAFCIK FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.14 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER JOERG LORZ FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.15 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER CLAUDIA PETER (UNTIL NOV. 22, 2022)
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.16 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER ANDREA REITH FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.17 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER PROF. DR. H.C. MARTIN H. RICHENHAGEN
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.18 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER ANDREA SEIDEL (FROM NOV. 22, 2022)
FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.19 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER MARIE WIECK FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.20 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER HARALD WILHELM FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 4.21 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER ROMAN ZITZELSBERGER FOR FISCAL
YEAR 2022 | Management | | For | | For | |
| | 4.22 | APPROVE DISCHARGE OF SUPERVISORY BOARD
MEMBER THOMAS ZWICK FOR FISCAL YEAR 2022 | Management | | For | | For | |
| | 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR
2023 | Management | | For | | For | |
| | 5.2 | RATIFY KPMG AG AS AUDITORS FOR A REVIEW OF
INTERIM FINANCIAL STATEMENTS FOR FISCAL
YEAR 2024 UNTIL THE NEXT AGM | Management | | For | | For | |
| | 6 | APPROVE REMUNERATION POLICY | Management | | For | | For | |
| | 7 | APPROVE REMUNERATION REPORT | Management | | For | | For | |
| | 8.1 | APPROVE VIRTUAL-ONLY SHAREHOLDER
MEETINGS UNTIL 2025 | Management | | For | | For | |
| | 8.2 | AMEND ARTICLES RE: PARTICIPATION OF
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND
VIDEO TRANSMISSION | Management | | For | | For | |
| | CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE
THAT IF YOU ARE CLASSIFIED AS AN-
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF
DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED CLIENT
SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | CMMT | 09 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL
APPLY FOR ANY VOTED POSITIONS-SETTLING
THROUGH EUROCLEAR BANK. | Non-Voting | | | |
| | CMMT | 09 MAY 2023: PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS)-AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT-CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE
EVENT IN THE-CREST SYSTEM. THIS TRANSFER
WILL NEED TO BE COMPLETED BY THE SPECIFIED
CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER
HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS-
PRACTICABLE ON RECORD DATE +1 DAY (OR ON
MEETING DATE +1 DAY IF NO RECORD-DATE
APPLIES) UNLESS OTHERWISE SPECIFIED, AND
ONLY AFTER THE AGENT HAS-CONFIRMED
AVAILABILITY OF THE POSITION. IN ORDER FOR A
VOTE TO BE ACCEPTED,-THE VOTED POSITION
MUST BE BLOCKED IN THE REQUIRED ESCROW
ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON | Non-Voting | | | |
| | THIS MEETING, YOUR CREST SPONSORED-
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE-
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION-TO
ESCROW. PLEASE CONTACT YOUR CREST
SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-
FURTHER INFORMATION ON THE CUSTODY
PROCESS AND WHETHER OR NOT THEY REQUIRE-
SEPARATE INSTRUCTIONS FROM YOU | |
| | CMMT | 10 MAY 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENTS-AND
MODIFICATION OF TEXT OF RESOLUTIONS 3.4, 4.10,
4.17. IF YOU HAVE ALREADY-SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK
YOU | Non-Voting | | | |
| | | MITSUI & CO.,LTD. | | |
| | Security | J44690139 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 21-Jun-2023 | |
| | ISIN | JP3893600001 | | Agenda | 717298271 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 19-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 5736463 - 6597302 - B03KWZ5 -
BN4CG37 | | Quick Code | 80310 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Yasunaga, Tatsuo | Management | | Against | | Against | |
| | 2.2 | Appoint a Director Hori, Kenichi | Management | | Against | | Against | |
| | 2.3 | Appoint a Director Uno, Motoaki | Management | | Against | | Against | |
| | 2.4 | Appoint a Director Takemasu, Yoshiaki | Management | | Against | | Against | |
| | 2.5 | Appoint a Director Nakai, Kazumasa | Management | | Against | | Against | |
| | 2.6 | Appoint a Director Shigeta, Tetsuya | Management | | Against | | Against | |
| | 2.7 | Appoint a Director Sato, Makoto | Management | | Against | | Against | |
| | 2.8 | Appoint a Director Matsui, Toru | Management | | Against | | Against | |
| | 2.9 | Appoint a Director Daikoku, Tetsuya | Management | | Against | | Against | |
| | 2.10 | Appoint a Director Samuel Walsh | Management | | For | | For | |
| | 2.11 | Appoint a Director Uchiyamada, Takeshi | Management | | Against | | Against | |
| | 2.12 | Appoint a Director Egawa, Masako | Management | | For | | For | |
| | 2.13 | Appoint a Director Ishiguro, Fujiyo | Management | | For | | For | |
| | 2.14 | Appoint a Director Sarah L. Casanova | Management | | For | | For | |
| | 2.15 | Appoint a Director Jessica Tan Soon Neo | Management | | For | | For | |
| | 3.1 | Appoint a Corporate Auditor Fujiwara, Hirotatsu | Management | | For | | For | |
| | 3.2 | Appoint a Corporate Auditor Hayashi, Makoto | Management | | For | | For | |
| | 3.3 | Appoint a Corporate Auditor Shiotani, Kimiro | Management | | For | | For | |
| | | NIPPON YUSEN KABUSHIKI KAISHA | | |
| | Security | J56515232 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 21-Jun-2023 | |
| | ISIN | JP3753000003 | | Agenda | 717298409 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 19-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 5998791 - 6643960 - B05PHH5 | | Quick Code | 91010 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2 | Amend Articles to: Increase the Board of Directors Size,
Transition to a Company with Supervisory Committee,
Allow the Board of Directors to Authorize Appropriation of
Surplus and Purchase Own Shares, Approve Minor
Revisions | Management | | For | | For | |
| | 3.1 | Appoint a Director who is not Audit and Supervisory
Committee Member Nagasawa, Hitoshi | Management | | For | | For | |
| | 3.2 | Appoint a Director who is not Audit and Supervisory
Committee Member Soga, Takaya | Management | | For | | For | |
| | 3.3 | Appoint a Director who is not Audit and Supervisory
Committee Member Higurashi, Yutaka | Management | | For | | For | |
| | 3.4 | Appoint a Director who is not Audit and Supervisory
Committee Member Kono, Akira | Management | | For | | For | |
| | 3.5 | Appoint a Director who is not Audit and Supervisory
Committee Member Kuniya, Hiroko | Management | | For | | For | |
| | 3.6 | Appoint a Director who is not Audit and Supervisory
Committee Member Tanabe, Eiichi | Management | | For | | For | |
| | 3.7 | Appoint a Director who is not Audit and Supervisory
Committee Member Kanehara, Nobukatsu | Management | | For | | For | |
| | 4.1 | Appoint a Director who is Audit and Supervisory
Committee Member Takahashi, Eiichi | Management | | For | | For | |
| | 4.2 | Appoint a Director who is Audit and Supervisory
Committee Member Kosugi, Keiko | Management | | For | | For | |
| | 4.3 | Appoint a Director who is Audit and Supervisory
Committee Member Nakaso, Hiroshi | Management | | For | | For | |
| | 4.4 | Appoint a Director who is Audit and Supervisory
Committee Member Kuwabara, Satoko | Management | | For | | For | |
| | 4.5 | Appoint a Director who is Audit and Supervisory
Committee Member Yamada, Tatsumi | Management | | For | | For | |
| | 5 | Appoint a Substitute Director who is Audit and
Supervisory Committee Member Tanabe, Eiichi | Management | | For | | For | |
| | 6 | Approve Details of the Compensation to be received by
Directors (Excluding Directors who are Audit and
Supervisory Committee Members) | Management | | For | | For | |
| | 7 | Approve Details of the Compensation to be received by
Directors who are Audit and Supervisory Committee
Members | Management | | For | | For | |
| | 8 | Approve Details of the Performance-based
Compensation to be received by Directors (Excluding
Directors who are Audit and Supervisory Committee
Members) | Management | | For | | For | |
| | 9 | Approve Details of the Performance-based Stock
Compensation to be received by Directors (Excluding
Directors who are Audit and Supervisory Committee
Members) | Management | | For | | For | |
| | | EBAY INC. | | |
| | Security | 278642103 | | Meeting Type | Annual |
| | Ticker Symbol | EBAY | | Meeting Date | 21-Jun-2023 | |
| | ISIN | US2786421030 | | Agenda | 935860595 - Management |
| | Record Date | 24-Apr-2023 | | Holding Recon Date | 24-Apr-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 20-Jun-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Adriane M. Brown | Management | | For | | For | |
| | 1b. | Election of Director: Aparna Chennapragada | Management | | For | | For | |
| | 1c. | Election of Director: Logan D. Green | Management | | For | | For | |
| | 1d. | Election of Director: E. Carol Hayles | Management | | For | | For | |
| | 1e. | Election of Director: Jamie Iannone | Management | | For | | For | |
| | 1f. | Election of Director: Shripriya Mahesh | Management | | For | | For | |
| | 1g. | Election of Director: Paul S. Pressler | Management | | For | | For | |
| | 1h. | Election of Director: Mohak Shroff | Management | | For | | For | |
| | 1i. | Election of Director: Perry M. Traquina | Management | | For | | For | |
| | 2. | Ratification of appointment of independent auditors. | Management | | For | | For | |
| | 3. | Advisory vote to approve named executive officer
compensation. | Management | | For | | For | |
| | 4. | Say-on-Pay Frequency Vote. | Management | | 1 Year | | For | |
| | 5. | Approval of the Amendment and Restatement of the
eBay Equity Incentive Award Plan. | Management | | For | | For | |
| | 6. | Amendment to the Certificate of Incorporation. | Management | | Against | | Against | |
| | 7. | Special Shareholder Meeting, if properly presented. | Shareholder | | For | | Against | |
| | | TDK CORPORATION | | |
| | Security | J82141136 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 22-Jun-2023 | |
| | ISIN | JP3538800008 | | Agenda | 717303717 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 20-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 6869302 - B00LPQ3 - B1B7N63 | | Quick Code | 67620 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Saito, Noboru | Management | | Against | | Against | |
| | 2.2 | Appoint a Director Yamanishi, Tetsuji | Management | | Against | | Against | |
| | 2.3 | Appoint a Director Ishiguro, Shigenao | Management | | Against | | Against | |
| | 2.4 | Appoint a Director Sato, Shigeki | Management | | Against | | Against | |
| | 2.5 | Appoint a Director Nakayama, Kozue | Management | | For | | For | |
| | 2.6 | Appoint a Director Iwai, Mutsuo | Management | | For | | For | |
| | 2.7 | Appoint a Director Yamana, Shoei | Management | | For | | For | |
| | 3.1 | Appoint a Corporate Auditor Momozuka, Takakazu | Management | | For | | For | |
| | 3.2 | Appoint a Corporate Auditor Ishikawa, Masato | Management | | For | | For | |
| | 3.3 | Appoint a Corporate Auditor Douglas K. Freeman | Management | | For | | For | |
| | 3.4 | Appoint a Corporate Auditor Yamamoto, Chizuko | Management | | For | | For | |
| | 3.5 | Appoint a Corporate Auditor Fujino, Takashi | Management | | For | | For | |
| | | THE KROGER CO. | | |
| | Security | 501044101 | | Meeting Type | Annual |
| | Ticker Symbol | KR | | Meeting Date | 22-Jun-2023 | |
| | ISIN | US5010441013 | | Agenda | 935864579 - Management |
| | Record Date | 24-Apr-2023 | | Holding Recon Date | 24-Apr-2023 | |
| | City / | Country | | / | United
States | | Vote Deadline | 21-Jun-2023 11:59 PM ET |
| | SEDOL(s) | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | 1a. | Election of Director: Nora A. Aufreiter | Management | | For | | For | |
| | 1b. | Election of Director: Kevin M. Brown | Management | | For | | For | |
| | 1c. | Election of Director: Elaine L. Chao | Management | | For | | For | |
| | 1d. | Election of Director: Anne Gates | Management | | For | | For | |
| | 1e. | Election of Director: Karen M. Hoguet | Management | | For | | For | |
| | 1f. | Election of Director: W. Rodney McMullen | Management | | For | | For | |
| | 1g. | Election of Director: Clyde R. Moore | Management | | For | | For | |
| | 1h. | Election of Director: Ronald L. Sargent | Management | | For | | For | |
| | 1i. | Election of Director: J. Amanda Sourry Knox | Management | | For | | For | |
| | 1j. | Election of Director: Mark S. Sutton | Management | | For | | For | |
| | 1k. | Election of Director: Ashok Vemuri | Management | | For | | For | |
| | 2. | Approval, on an advisory basis, of Kroger's executive
compensation. | Management | | For | | For | |
| | 3. | Advisory Vote on Frequency of Future Votes on
Executive Compensation. | Management | | 1 Year | | For | |
| | 4. | Ratification of PricewaterhouseCoopers LLP, as auditors. | Management | | For | | For | |
| | 5. | Report on Public Health Costs from Sale of Tobacco
Products. | Shareholder | | Against | | For | |
| | 6. | Listing of Charitable Contributions of $10,000 or More. | Shareholder | | Against | | For | |
| | 7. | Report on Recyclability of Packaging. | Shareholder | | Against | | For | |
| | 8. | Report on Racial and Gender Pay Gaps. | Shareholder | | For | | Against | |
| | 9. | Report on EEO Policy Risks. | Shareholder | | Against | | For | |
| | | SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) | | |
| | Security | J77282119 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-Jun-2023 | |
| | ISIN | JP3404600003 | | Agenda | 717313287 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 21-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 6858946 - B01S4G6 - B02LLM9 | | Quick Code | 80530 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Nakamura, Kuniharu | Management | | Against | | Against | |
| | 2.2 | Appoint a Director Hyodo, Masayuki | Management | | Against | | Against | |
| | 2.3 | Appoint a Director Seishima, Takayuki | Management | | Against | | Against | |
| | 2.4 | Appoint a Director Morooka, Reiji | Management | | Against | | Against | |
| | 2.5 | Appoint a Director Higashino, Hirokazu | Management | | Against | | Against | |
| | 2.6 | Appoint a Director Ueno, Shingo | Management | | Against | | Against | |
| | 2.7 | Appoint a Director Iwata, Kimie | Management | | For | | For | |
| | 2.8 | Appoint a Director Yamazaki, Hisashi | Management | | For | | For | |
| | 2.9 | Appoint a Director Ide, Akiko | Management | | For | | For | |
| | 2.10 | Appoint a Director Mitachi, Takashi | Management | | For | | For | |
| | 2.11 | Appoint a Director Takahara, Takahisa | Management | | For | | For | |
| | 3 | Appoint a Corporate Auditor Mikogami, Daisuke | Management | | For | | For | |
| | 4 | Approve Details of the Restricted Performance-based
Stock Compensation to be received by Directors | Management | | For | | For | |
| | | MITSUBISHI CORPORATION | | |
| | Security | J43830116 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-Jun-2023 | |
| | ISIN | JP3898400001 | | Agenda | 717313299 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 21-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 0597621 - 5101908 - 6596785 -
B02JCW0 - BNR48F6 - BPG8J27 | | Quick Code | 80580 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Kakiuchi, Takehiko | Management | | Against | | Against | |
| | 2.2 | Appoint a Director Nakanishi, Katsuya | Management | | Against | | Against | |
| | 2.3 | Appoint a Director Tanaka, Norikazu | Management | | Against | | Against | |
| | 2.4 | Appoint a Director Kashiwagi, Yutaka | Management | | Against | | Against | |
| | 2.5 | Appoint a Director Nouchi, Yuzo | Management | | Against | | Against | |
| | 2.6 | Appoint a Director Tatsuoka, Tsuneyoshi | Management | | For | | For | |
| | 2.7 | Appoint a Director Miyanaga, Shunichi | Management | | Against | | Against | |
| | 2.8 | Appoint a Director Akiyama, Sakie | Management | | For | | For | |
| | 2.9 | Appoint a Director Sagiya, Mari | Management | | For | | For | |
| | 3 | Appoint a Corporate Auditor Murakoshi, Akira | Management | | For | | For | |
| | 4 | Approve Details of the Compensation to be received by
Directors | Management | | For | | For | |
| | 5 | Shareholder Proposal: Amend Articles of Incorporation
(Amend the Articles Related to Adoption and Disclosure
of Short-term and Mid-term Greenhouse Gas Emission
Reduction Targets Aligned with the Goals of the Paris
Agreement) | Shareholder | | Against | | For | |
| | 6 | Shareholder Proposal: Amend Articles of Incorporation
(Amend the Articles Related to Disclosure of How the
Company Evaluates the Consistency of Each New
Material Capital Expenditure with a Net Zero Greenhouse
Gas Emissions by 2050 Scenario) | Shareholder | | Against | | For | |
| | | NIPPON STEEL CORPORATION | | |
| | Security | J55678106 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-Jun-2023 | |
| | ISIN | JP3381000003 | | Agenda | 717320511 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 21-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 4601692 - 6642569 - B02JNR2 | | Quick Code | 54010 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2 | Amend Articles to: Amend Business Lines | Management | | For | | For | |
| | 3.1 | Appoint a Director who is not Audit and Supervisory
Committee Member Shindo, Kosei | Management | | Against | | Against | |
| | 3.2 | Appoint a Director who is not Audit and Supervisory
Committee Member Hashimoto, Eiji | Management | | Against | | Against | |
| | 3.3 | Appoint a Director who is not Audit and Supervisory
Committee Member Sato, Naoki | Management | | Against | | Against | |
| | 3.4 | Appoint a Director who is not Audit and Supervisory
Committee Member Mori, Takahiro | Management | | Against | | Against | |
| | 3.5 | Appoint a Director who is not Audit and Supervisory
Committee Member Hirose, Takashi | Management | | Against | | Against | |
| | 3.6 | Appoint a Director who is not Audit and Supervisory
Committee Member Fukuda, Kazuhisa | Management | | Against | | Against | |
| | 3.7 | Appoint a Director who is not Audit and Supervisory
Committee Member Imai, Tadashi | Management | | Against | | Against | |
| | 3.8 | Appoint a Director who is not Audit and Supervisory
Committee Member Funakoshi, Hirofumi | Management | | Against | | Against | |
| | 3.9 | Appoint a Director who is not Audit and Supervisory
Committee Member Tomita, Tetsuro | Management | | Against | | Against | |
| | 3.10 | Appoint a Director who is not Audit and Supervisory
Committee Member Urano, Kuniko | Management | | For | | For | |
| | | NITTO DENKO CORPORATION | | |
| | Security | J58472119 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-Jun-2023 | |
| | ISIN | JP3684000007 | | Agenda | 717320763 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | OSAKA | / | Japan | | Vote Deadline | 21-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 6641801 - B19PJR2 - B1R1SP3 | | Quick Code | 69880 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Takasaki, Hideo | Management | | For | | For | |
| | 2.2 | Appoint a Director Miki, Yosuke | Management | | For | | For | |
| | 2.3 | Appoint a Director Iseyama, Yasuhiro | Management | | For | | For | |
| | 2.4 | Appoint a Director Owaki, Yasuhito | Management | | For | | For | |
| | 2.5 | Appoint a Director Furuse, Yoichiro | Management | | For | | For | |
| | 2.6 | Appoint a Director Fukuda, Tamio | Management | | For | | For | |
| | 2.7 | Appoint a Director Wong Lai Yong | Management | | For | | For | |
| | 2.8 | Appoint a Director Sawada, Michitaka | Management | | For | | For | |
| | 2.9 | Appoint a Director Yamada, Yasuhiro | Management | | For | | For | |
| | 2.10 | Appoint a Director Eto, Mariko | Management | | For | | For | |
| | 3.1 | Appoint a Corporate Auditor Tokuyasu, Shin | Management | | For | | For | |
| | 3.2 | Appoint a Corporate Auditor Takayanagi, Toshihiko | Management | | For | | For | |
| | 3.3 | Appoint a Corporate Auditor Kobashikawa, Yasuko | Management | | For | | For | |
| | | MARUBENI CORPORATION | | |
| | Security | J39788138 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-Jun-2023 | |
| | ISIN | JP3877600001 | | Agenda | 717321107 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 21-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 5754517 - 6569464 - B02HT01 | | Quick Code | 80020 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Amend Articles to: Amend Business Lines, Adopt
Reduction of Liability System for Corporate Officers | Management | | For | | For | |
| | 2.1 | Appoint a Director Kokubu, Fumiya | Management | | For | | For | |
| | 2.2 | Appoint a Director Kakinoki, Masumi | Management | | For | | For | |
| | 2.3 | Appoint a Director Terakawa, Akira | Management | | For | | For | |
| | 2.4 | Appoint a Director Furuya, Takayuki | Management | | For | | For | |
| | 2.5 | Appoint a Director Takahashi, Kyohei | Management | | For | | For | |
| | 2.6 | Appoint a Director Okina, Yuri | Management | | For | | For | |
| | 2.7 | Appoint a Director Kitera, Masato | Management | | For | | For | |
| | 2.8 | Appoint a Director Ishizuka, Shigeki | Management | | For | | For | |
| | 2.9 | Appoint a Director Ando, Hisayoshi | Management | | For | | For | |
| | 2.10 | Appoint a Director Hatano, Mutsuko | Management | | For | | For | |
| | 3 | Appoint a Corporate Auditor Ando, Takao | Management | | For | | For | |
| | 4 | Approve Details of the Compensation to be received by
Directors | Management | | For | | For | |
| | 5 | Approve Details of the Compensation to be received by
Corporate Auditors | Management | | For | | For | |
| | | MIZUHO FINANCIAL GROUP,INC. | | |
| | Security | J4599L102 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 23-Jun-2023 | |
| | ISIN | JP3885780001 | | Agenda | 717353281 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 21-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 6591014 - 7562213 - B06NR12 | | Quick Code | 84110 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1.1 | Appoint a Director Kobayashi, Yoshimitsu | Management | | For | | For | |
| | 1.2 | Appoint a Director Sato, Ryoji | Management | | For | | For | |
| | 1.3 | Appoint a Director Tsukioka, Takashi | Management | | For | | For | |
| | 1.4 | Appoint a Director Ono, Kotaro | Management | | For | | For | |
| | 1.5 | Appoint a Director Shinohara, Hiromichi | Management | | For | | For | |
| | 1.6 | Appoint a Director Yamamoto, Masami | Management | | For | | For | |
| | 1.7 | Appoint a Director Kobayashi, Izumi | Management | | For | | For | |
| | 1.8 | Appoint a Director Noda, Yumiko | Management | | For | | For | |
| | 1.9 | Appoint a Director Imai, Seiji | Management | | For | | For | |
| | 1.10 | Appoint a Director Hirama, Hisaaki | Management | | For | | For | |
| | 1.11 | Appoint a Director Kihara, Masahiro | Management | | For | | For | |
| | 1.12 | Appoint a Director Umemiya, Makoto | Management | | For | | For | |
| | 1.13 | Appoint a Director Wakabayashi, Motonori | Management | | For | | For | |
| | 1.14 | Appoint a Director Kaminoyama, Nobuhiro | Management | | For | | For | |
| | 2 | Shareholder Proposal: Amend Articles of Incorporation
(Amend the Articles Related to Issuing and Disclosing a
Transition Plan to Align Lending and Investment
Portfolios with the Paris Agreement's 1.5 Degree Goal
Requiring Net Zero Emissions by 2050) | Shareholder | | Against | | For | |
| | | SOMPO HOLDINGS,INC. | | |
| | Security | J7621A101 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 26-Jun-2023 | |
| | ISIN | JP3165000005 | | Agenda | 717313528 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 22-Jun-2023 11:00 PM ET |
| | SEDOL(s) | B5368V6 - B62G7K6 - B7BWSH6 | | Quick Code | 86300 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Sakurada, Kengo | Management | | For | | For | |
| | 2.2 | Appoint a Director Okumura, Mikio | Management | | For | | For | |
| | 2.3 | Appoint a Director Scott Trevor Davis | Management | | For | | For | |
| | 2.4 | Appoint a Director Endo, Isao | Management | | For | | For | |
| | 2.5 | Appoint a Director Higashi, Kazuhiro | Management | | For | | For | |
| | 2.6 | Appoint a Director Nawa, Takashi | Management | | For | | For | |
| | 2.7 | Appoint a Director Shibata, Misuzu | Management | | For | | For | |
| | 2.8 | Appoint a Director Yamada, Meyumi | Management | | For | | For | |
| | 2.9 | Appoint a Director Ito, Kumi | Management | | For | | For | |
| | 2.10 | Appoint a Director Waga, Masayuki | Management | | For | | For | |
| | 2.11 | Appoint a Director Kajikawa, Toru | Management | | For | | For | |
| | 2.12 | Appoint a Director Kasai, Satoshi | Management | | For | | For | |
| | | ROHM COMPANY LIMITED | | |
| | Security | J65328122 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 27-Jun-2023 | |
| | ISIN | JP3982800009 | | Agenda | 717297142 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | KYOTO | / | Japan | | Vote Deadline | 25-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 6747204 - B02K9B1 - B1C7P99 | | Quick Code | 69630 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director who is not Audit and Supervisory
Committee Member Matsumoto, Isao | Management | | Against | | Against | |
| | 2.2 | Appoint a Director who is not Audit and Supervisory
Committee Member Azuma, Katsumi | Management | | Against | | Against | |
| | 2.3 | Appoint a Director who is not Audit and Supervisory
Committee Member Ino, Kazuhide | Management | | Against | | Against | |
| | 2.4 | Appoint a Director who is not Audit and Supervisory
Committee Member Tateishi, Tetsuo | Management | | Against | | Against | |
| | 2.5 | Appoint a Director who is not Audit and Supervisory
Committee Member Yamamoto, Koji | Management | | Against | | Against | |
| | 2.6 | Appoint a Director who is not Audit and Supervisory
Committee Member Nagumo, Tadanobu | Management | | Against | | Against | |
| | 2.7 | Appoint a Director who is not Audit and Supervisory
Committee Member Peter Kenevan | Management | | For | | For | |
| | 2.8 | Appoint a Director who is not Audit and Supervisory
Committee Member Muramatsu, Kuniko | Management | | For | | For | |
| | 2.9 | Appoint a Director who is not Audit and Supervisory
Committee Member Inoue, Fukuko | Management | | For | | For | |
| | 3.1 | Appoint a Director who is Audit and Supervisory
Committee Member Yamazaki, Masahiko | Management | | For | | For | |
| | 3.2 | Appoint a Director who is Audit and Supervisory
Committee Member Chimori, Hidero | Management | | For | | For | |
| | 3.3 | Appoint a Director who is Audit and Supervisory
Committee Member Nakagawa, Keita | Management | | For | | For | |
| | 3.4 | Appoint a Director who is Audit and Supervisory
Committee Member Ono, Tomoyuki | Management | | For | | For | |
| | 4 | Shareholder Proposal: Approve Details of the Restricted-
Stock Compensation to be received by Corporate
Officers | Shareholder | | Against | | For | |
| | | KYOCERA CORPORATION | | |
| | Security | J37479110 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 27-Jun-2023 | |
| | ISIN | JP3249600002 | | Agenda | 717352924 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | KYOTO | / | Japan | | Vote Deadline | 25-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 5229617 - 6499260 - B05PF26 | | Quick Code | 69710 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2 | Amend Articles to: Amend Business Lines | Management | | For | | For | |
| | 3.1 | Appoint a Director Yamaguchi, Goro | Management | | Against | | Against | |
| | 3.2 | Appoint a Director Tanimoto, Hideo | Management | | Against | | Against | |
| | 3.3 | Appoint a Director Fure, Hiroshi | Management | | Against | | Against | |
| | 3.4 | Appoint a Director Ina, Norihiko | Management | | Against | | Against | |
| | 3.5 | Appoint a Director Kano, Koichi | Management | | Against | | Against | |
| | 3.6 | Appoint a Director Aoki, Shoichi | Management | | Against | | Against | |
| | 3.7 | Appoint a Director Koyano, Akiko | Management | | For | | For | |
| | 3.8 | Appoint a Director Kakiuchi, Eiji | Management | | For | | For | |
| | 3.9 | Appoint a Director Maekawa, Shigenobu | Management | | For | | For | |
| | 4 | Appoint a Substitute Corporate Auditor Kida, Minoru | Management | | For | | For | |
| | 5 | Approve Details of the Stock Compensation to be
received by Directors | Management | | For | | For | |
| | | OLYMPUS CORPORATION | | |
| | Security | J61240107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 27-Jun-2023 | |
| | ISIN | JP3201200007 | | Agenda | 717353065 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 25-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 5763513 - 6658801 - B02K7C8 | | Quick Code | 77330 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Amend Articles to: Establish the Articles Related to
Shareholders Meeting Held without Specifying a Venue | Management | | For | | For | |
| | 2.1 | Appoint a Director Fujita, Sumitaka | Management | | For | | For | |
| | 2.2 | Appoint a Director Masuda, Yasumasa | Management | | For | | For | |
| | 2.3 | Appoint a Director David Robert Hale | Management | | For | | For | |
| | 2.4 | Appoint a Director Jimmy C. Beasley | Management | | For | | For | |
| | 2.5 | Appoint a Director Ichikawa, Sachiko | Management | | For | | For | |
| | 2.6 | Appoint a Director Shingai, Yasushi | Management | | For | | For | |
| | 2.7 | Appoint a Director Kan, Kohei | Management | | For | | For | |
| | 2.8 | Appoint a Director Gary John Pruden | Management | | For | | For | |
| | 2.9 | Appoint a Director Kosaka, Tatsuro | Management | | For | | For | |
| | 2.10 | Appoint a Director Luann Marie Pendy | Management | | For | | For | |
| | 2.11 | Appoint a Director Takeuchi, Yasuo | Management | | For | | For | |
| | 2.12 | Appoint a Director Stefan Kaufmann | Management | | For | | For | |
| | 2.13 | Appoint a Director Okubo, Toshihiko | Management | | For | | For | |
| | | DAITO TRUST CONSTRUCTION CO.,LTD. | | |
| | Security | J11151107 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 27-Jun-2023 | |
| | ISIN | JP3486800000 | | Agenda | 717353596 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 25-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 6250508 - B050736 - B2N85R6 | | Quick Code | 18780 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2 | Amend Articles to: Reduce the Board of Directors Size,
Transition to a Company with Supervisory Committee,
Allow the Board of Directors to Authorize Appropriation of
Surplus and Purchase Own Shares, Approve Minor
Revisions | Management | | For | | For | |
| | 3.1 | Appoint a Director who is not Audit and Supervisory
Committee Member Takeuchi, Kei | Management | | Against | | Against | |
| | 3.2 | Appoint a Director who is not Audit and Supervisory
Committee Member Mori, Yoshihiro | Management | | Against | | Against | |
| | 3.3 | Appoint a Director who is not Audit and Supervisory
Committee Member Tate, Masafumi | Management | | Against | | Against | |
| | 3.4 | Appoint a Director who is not Audit and Supervisory
Committee Member Okamoto, Tsukasa | Management | | Against | | Against | |
| | 3.5 | Appoint a Director who is not Audit and Supervisory
Committee Member Amano, Yutaka | Management | | Against | | Against | |
| | 3.6 | Appoint a Director who is not Audit and Supervisory
Committee Member Tanaka, Yoshimasa | Management | | Against | | Against | |
| | 3.7 | Appoint a Director who is not Audit and Supervisory
Committee Member Sasaki, Mami | Management | | For | | For | |
| | 3.8 | Appoint a Director who is not Audit and Supervisory
Committee Member Iritani, Atsushi | Management | | For | | For | |
| | 4.1 | Appoint a Director who is Audit and Supervisory
Committee Member Kawai, Shuji | Management | | For | | For | |
| | 4.2 | Appoint a Director who is Audit and Supervisory
Committee Member Matsushita, Masa | Management | | For | | For | |
| | 4.3 | Appoint a Director who is Audit and Supervisory
Committee Member Shoda, Takashi | Management | | For | | For | |
| | 4.4 | Appoint a Director who is Audit and Supervisory
Committee Member Kobayashi, Kenji | Management | | For | | For | |
| | 5 | Approve Details of the Compensation to be received by
Directors (Excluding Directors who are Audit and
Supervisory Committee Members) | Management | | For | | For | |
| | 6 | Approve Details of the Compensation to be received by
Directors who are Audit and Supervisory Committee
Members | Management | | For | | For | |
| | 7 | Approve Details of the Stock Compensation to be
received by Directors (Excluding Directors who are Audit
and Supervisory Committee Members) and Executive
Officers | Management | | For | | For | |
| | | TAKEDA PHARMACEUTICAL COMPANY LIMITED | | |
| | Security | J8129E108 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Jun-2023 | |
| | ISIN | JP3463000004 | | Agenda | 717353990 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | OSAKA | / | Japan | | Vote Deadline | 26-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 6870445 - B01DRX9 - B03FZP1 -
B17MW65 - BP2NLY2 | | Quick Code | 45020 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director who is not Audit and Supervisory
Committee Member Christophe Weber | Management | | For | | For | |
| | 2.2 | Appoint a Director who is not Audit and Supervisory
Committee Member Andrew Plump | Management | | For | | For | |
| | 2.3 | Appoint a Director who is not Audit and Supervisory
Committee Member Constantine Saroukos | Management | | For | | For | |
| | 2.4 | Appoint a Director who is not Audit and Supervisory
Committee Member Iijima, Masami | Management | | For | | For | |
| | 2.5 | Appoint a Director who is not Audit and Supervisory
Committee Member Olivier Bohuon | Management | | For | | For | |
| | 2.6 | Appoint a Director who is not Audit and Supervisory
Committee Member Jean-Luc Butel | Management | | For | | For | |
| | 2.7 | Appoint a Director who is not Audit and Supervisory
Committee Member Ian Clark | Management | | For | | For | |
| | 2.8 | Appoint a Director who is not Audit and Supervisory
Committee Member Steven Gillis | Management | | For | | For | |
| | 2.9 | Appoint a Director who is not Audit and Supervisory
Committee Member John Maraganore | Management | | For | | For | |
| | 2.10 | Appoint a Director who is not Audit and Supervisory
Committee Member Michel Orsinger | Management | | For | | For | |
| | 2.11 | Appoint a Director who is not Audit and Supervisory
Committee Member Tsusaka, Miki | Management | | For | | For | |
| | 3 | Approve Payment of Bonuses to Directors (Excluding
Directors who are Audit and Supervisory Committee
Members) | Management | | For | | For | |
| | | ISUZU MOTORS LIMITED | | |
| | Security | J24994113 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 28-Jun-2023 | |
| | ISIN | JP3137200006 | | Agenda | 717368674 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | KANAGA
WA | / | Japan | | Vote Deadline | 26-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 5101986 - 6467104 - B02H280 -
BNHP6K0 | | Quick Code | 72020 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director who is not Audit and Supervisory
Committee Member Katayama, Masanori | Management | | Against | | Against | |
| | 2.2 | Appoint a Director who is not Audit and Supervisory
Committee Member Minami, Shinsuke | Management | | Against | | Against | |
| | 2.3 | Appoint a Director who is not Audit and Supervisory
Committee Member Takahashi, Shinichi | Management | | Against | | Against | |
| | 2.4 | Appoint a Director who is not Audit and Supervisory
Committee Member Fujimori, Shun | Management | | Against | | Against | |
| | 2.5 | Appoint a Director who is not Audit and Supervisory
Committee Member Ikemoto, Tetsuya | Management | | Against | | Against | |
| | 2.6 | Appoint a Director who is not Audit and Supervisory
Committee Member Yamaguchi, Naohiro | Management | | Against | | Against | |
| | 2.7 | Appoint a Director who is not Audit and Supervisory
Committee Member Shibata, Mitsuyoshi | Management | | For | | For | |
| | 2.8 | Appoint a Director who is not Audit and Supervisory
Committee Member Nakayama, Kozue | Management | | For | | For | |
| | 3.1 | Appoint a Director who is Audit and Supervisory
Committee Member Miyazaki, Kenji | Management | | For | | For | |
| | 3.2 | Appoint a Director who is Audit and Supervisory
Committee Member Kawamura, Kanji | Management | | For | | For | |
| | 3.3 | Appoint a Director who is Audit and Supervisory
Committee Member Sakuragi, Kimie | Management | | For | | For | |
| | 3.4 | Appoint a Director who is Audit and Supervisory
Committee Member Watanabe, Masao | Management | | For | | For | |
| | 3.5 | Appoint a Director who is Audit and Supervisory
Committee Member Anayama, Makoto | Management | | Against | | Against | |
| | | ABN AMRO BANK NV | | |
| | Security | N0162C102 | | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | | Meeting Date | 29-Jun-2023 | |
| | ISIN | NL0011540547 | | Agenda | 717261147 - Management |
| | Record Date | 01-Jun-2023 | | Holding Recon Date | 01-Jun-2023 | |
| | City / | Country | AMSTER
DAM | / | Netherlands | | Vote Deadline | 21-Jun-2023 01:59 PM ET |
| | SEDOL(s) | BF444B1 - BKP4JK9 - BMCDQ68 -
BYQP136 - BYTDDV9 - BYV76D2 -
BYWVYN9 | | Quick Code | | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | CMMT | VOTING MUST BE LODGED WITH BENEFICIAL
OWNER DETAILS AS PROVIDED BY YOUR-
CUSTODIAN BANK. IF NO BENEFICIAL OWNER
DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS
MAY BE REJECTED. | Non-Voting | | | |
| | CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER
DETAILS AS PROVIDED BY YOUR CUSTODIAN-
BANK. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE-
REJECTED. | Non-Voting | | | |
| | 1. | OPENING | Non-Voting | | | |
| | 2.a. | APPOINTMENT OF FEMKE DE VRIES AS MEMBER OF
THE SUPERVISORY BOARD:-ANNOUNCEMENT TO
THE GENERAL MEETING OF THE SUPERVISORY
BOARD S NOMINATION FOR-APPOINTMENT | Non-Voting | | | |
| | 2.b. | APPOINTMENT OF A NEW MEMBER OF THE
SUPERVISORY BOARD: EXPLANATION AND-
MOTIVATION BY FEMKE DE VRIES | Non-Voting | | | |
| | 2.c. | APPOINTMENT OF FEMKE DE VRIES AS MEMBER OF
THE SUPERVISORY BOARD | Management | | For | | For | |
| | 3. | CLOSING | Non-Voting | | | |
| | CMMT | 19 MAY 2023: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF TEXT-OF
RESOLUTION 2.B AND ADDITION OF COMMENT AND
CHANGE IN NUMBERING OF ALL-RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU | Non-Voting | | | |
| | CMMT | 18 MAY 2023: INTERMEDIARY CLIENTS ONLY -
PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING
THE UNDERLYING SHAREHOLDER INFORMATION
AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE
UNSURE ON HOW TO PROVIDE THIS LEVEL OF-
DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE,
PLEASE SPEAK TO YOUR DEDICATED-CLIENT
SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | | | |
| | | TOKYO GAS CO.,LTD. | | |
| | Security | J87000113 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 29-Jun-2023 | |
| | ISIN | JP3573000001 | | Agenda | 717353368 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 27-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 5791699 - 6895448 - B02LVP2 | | Quick Code | 95310 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1.1 | Appoint a Director Uchida, Takashi | Management | | For | | For | |
| | 1.2 | Appoint a Director Sasayama, Shinichi | Management | | For | | For | |
| | 1.3 | Appoint a Director Higo, Takashi | Management | | For | | For | |
| | 1.4 | Appoint a Director Takami, Kazunori | Management | | For | | For | |
| | 1.5 | Appoint a Director Edahiro, Junko | Management | | For | | For | |
| | 1.6 | Appoint a Director Indo, Mami | Management | | For | | For | |
| | 1.7 | Appoint a Director Ono, Hiromichi | Management | | For | | For | |
| | 1.8 | Appoint a Director Sekiguchi, Hiroyuki | Management | | For | | For | |
| | 1.9 | Appoint a Director Tannowa, Tsutomu | Management | | For | | For | |
| | | MITSUBISHI HEAVY INDUSTRIES,LTD. | | |
| | Security | J44002178 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 29-Jun-2023 | |
| | ISIN | JP3900000005 | | Agenda | 717368648 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 27-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 5478000 - 6597067 - B01DM01 | | Quick Code | 70110 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director who is not Audit and Supervisory
Committee Member Miyanaga, Shunichi | Management | | Against | | Against | |
| | 2.2 | Appoint a Director who is not Audit and Supervisory
Committee Member Izumisawa, Seiji | Management | | Against | | Against | |
| | 2.3 | Appoint a Director who is not Audit and Supervisory
Committee Member Kaguchi, Hitoshi | Management | | Against | | Against | |
| | 2.4 | Appoint a Director who is not Audit and Supervisory
Committee Member Kozawa, Hisato | Management | | Against | | Against | |
| | 2.5 | Appoint a Director who is not Audit and Supervisory
Committee Member Kobayashi, Ken | Management | | Against | | Against | |
| | 2.6 | Appoint a Director who is not Audit and Supervisory
Committee Member Hirano, Nobuyuki | Management | | Against | | Against | |
| | 2.7 | Appoint a Director who is not Audit and Supervisory
Committee Member Furusawa, Mitsuhiro | Management | | For | | For | |
| | 3.1 | Appoint a Director who is Audit and Supervisory
Committee Member Tokunaga, Setsuo | Management | | Against | | Against | |
| | 3.2 | Appoint a Director who is Audit and Supervisory
Committee Member Unoura, Hiroo | Management | | For | | For | |
| | 3.3 | Appoint a Director who is Audit and Supervisory
Committee Member Morikawa, Noriko | Management | | For | | For | |
| | 3.4 | Appoint a Director who is Audit and Supervisory
Committee Member Ii, Masako | Management | | For | | For | |
| | 4 | Appoint a Substitute Director who is Audit and
Supervisory Committee Member Oka, Nobuhiro | Management | | For | | For | |
| | | MITSUBISHI UFJ FINANCIAL GROUP,INC. | | |
| | Security | J44497105 | | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | | Meeting Date | 29-Jun-2023 | |
| | ISIN | JP3902900004 | | Agenda | 717378954 - Management |
| | Record Date | 31-Mar-2023 | | Holding Recon Date | 31-Mar-2023 | |
| | City / | Country | TOKYO | / | Japan | | Vote Deadline | 27-Jun-2023 11:00 PM ET |
| | SEDOL(s) | 6335171 - B02JD72 - B0P9948 | | Quick Code | 83060 | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | Please reference meeting materials. | Non-Voting | | | |
| | 1 | Approve Appropriation of Surplus | Management | | For | | For | |
| | 2.1 | Appoint a Director Fujii, Mariko | Management | | For | | For | |
| | 2.2 | Appoint a Director Honda, Keiko | Management | | For | | For | |
| | 2.3 | Appoint a Director Kato, Kaoru | Management | | For | | For | |
| | 2.4 | Appoint a Director Kuwabara, Satoko | Management | | For | | For | |
| | 2.5 | Appoint a Director Nomoto, Hirofumi | Management | | For | | For | |
| | 2.6 | Appoint a Director David A. Sneider | Management | | For | | For | |
| | 2.7 | Appoint a Director Tsuji, Koichi | Management | | For | | For | |
| | 2.8 | Appoint a Director Tarisa Watanagase | Management | | For | | For | |
| | 2.9 | Appoint a Director Miyanaga, Kenichi | Management | | For | | For | |
| | 2.10 | Appoint a Director Shinke, Ryoichi | Management | | For | | For | |
| | 2.11 | Appoint a Director Mike, Kanetsugu | Management | | For | | For | |
| | 2.12 | Appoint a Director Kamezawa, Hironori | Management | | For | | For | |
| | 2.13 | Appoint a Director Nagashima, Iwao | Management | | For | | For | |
| | 2.14 | Appoint a Director Hanzawa, Junichi | Management | | For | | For | |
| | 2.15 | Appoint a Director Kobayashi, Makoto | Management | | For | | For | |
| | 3 | Shareholder Proposal: Amend Articles of Incorporation
(Amend the Articles Related to Issuing and Disclosing a
Transition Plan to Align Lending and Investment
Portfolios with the Paris Agreement's 1.5 Degree Goal
Requiring Net Zero Emissions by 2050) | Shareholder | | Against | | For | |
| | 4 | Shareholder Proposal: Amend Articles of Incorporation
(Amend the Articles Related to Prohibition of
Transactions with Companies that Neglect Defamation) | Shareholder | | Against | | For | |
| | 5 | Shareholder Proposal: Amend Articles of Incorporation
(Amend the Articles Related to Exercise Caution in
Transactions with Male-dominated Companies) | Shareholder | | Against | | For | |
| | 6 | Shareholder Proposal: Amend Articles of Incorporation
(Amend the Articles Related to Investor Relations) | Shareholder | | Against | | For | |
| Registrant: LeaderShares Equity Skew ETF | | | | | Item 1, Exhibit 18 | | | | | |
| Investment Company Act file number: 811-22718 | | | | | | | | | | |
| Reporting Period: July 1, 2022-June 30, 2023 | | | | | | | | | | |
| Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type | Proposal Number | Proposal Long Text | Proposed By | Recommended Vote | Vote Date | Vote | Account Name |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 02-Jun-2022 | F | EQUITY SKEW ETF |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 02-Jun-2022 | F | EQUITY SKEW ETF |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 02-Jun-2022 | F | EQUITY SKEW ETF |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 02-Jun-2022 | F | EQUITY SKEW ETF |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 02-Jun-2022 | F | EQUITY SKEW ETF |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 02-Jun-2022 | F | EQUITY SKEW ETF |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 02-Jun-2022 | F | EQUITY SKEW ETF |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 02-Jun-2022 | F | EQUITY SKEW ETF |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 02-Jun-2022 | F | EQUITY SKEW ETF |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 02-Jun-2022 | F | EQUITY SKEW ETF |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 02-Jun-2022 | F | EQUITY SKEW ETF |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 12-Jul-2022 | Annual | 2 | To ratify the selection of Ernst & Young LLP as the Company's independent accountants for the fiscal year ending September 30, 2022. | Management | F | 02-Jun-2022 | F | EQUITY SKEW ETF |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 12-Jul-2022 | Annual | 3 | To approve (in an advisory vote) compensation paid to the Company's named executive officers. | Management | F | 02-Jun-2022 | F | EQUITY SKEW ETF |
| 8X8, INC. | EGHT | 282914100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| 8X8, INC. | EGHT | 282914100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| 8X8, INC. | EGHT | 282914100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| 8X8, INC. | EGHT | 282914100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| 8X8, INC. | EGHT | 282914100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| 8X8, INC. | EGHT | 282914100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| 8X8, INC. | EGHT | 282914100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| 8X8, INC. | EGHT | 282914100 | 12-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| 8X8, INC. | EGHT | 282914100 | 12-Jul-2022 | Annual | 2 | To ratify the appointment of Moss Adams LLP as 8x8, Inc.'s independent registered public accounting firm for the fiscal year ending March 31, 2023. | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| 8X8, INC. | EGHT | 282914100 | 12-Jul-2022 | Annual | 3 | To approve, through an advisory vote, 8x8, Inc.'s executive compensation for the fiscal year ended March 31, 2022. | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| 8X8, INC. | EGHT | 282914100 | 12-Jul-2022 | Annual | 4 | To approve 8x8, Inc.'s 2022 Equity Incentive Plan, including the reservation of 8,000,000 new shares for issuance thereunder. | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| 8X8, INC. | EGHT | 282914100 | 12-Jul-2022 | Annual | 5 | To approve amendments to 8x8, Inc.'s Amended and Restated 1996 Employee Stock Purchase Plan, including the reservation of 3,600,000 additional shares for issuance. | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| 8X8, INC. | EGHT | 282914100 | 12-Jul-2022 | Annual | 6 | To approve an amendment to 8x8, Inc.'s Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 200,000,000 to 300,000,000 shares. | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| TRIUMPH GROUP, INC. | TGI | 896818101 | 15-Jul-2022 | Annual | 1 | Election of Director: Paul Bourgon | Management | F | 08-Jun-2022 | F | EQUITY SKEW ETF |
| TRIUMPH GROUP, INC. | TGI | 896818101 | 15-Jul-2022 | Annual | 2 | Election of Director: Daniel J. Crowley | Management | F | 08-Jun-2022 | F | EQUITY SKEW ETF |
| TRIUMPH GROUP, INC. | TGI | 896818101 | 15-Jul-2022 | Annual | 3 | Election of Director: Daniel P. Garton | Management | F | 08-Jun-2022 | F | EQUITY SKEW ETF |
| TRIUMPH GROUP, INC. | TGI | 896818101 | 15-Jul-2022 | Annual | 4 | Election of Director: Barbara W. Humpton | Management | F | 08-Jun-2022 | F | EQUITY SKEW ETF |
| TRIUMPH GROUP, INC. | TGI | 896818101 | 15-Jul-2022 | Annual | 5 | Election of Director: Neal J. Keating | Management | F | 08-Jun-2022 | F | EQUITY SKEW ETF |
| TRIUMPH GROUP, INC. | TGI | 896818101 | 15-Jul-2022 | Annual | 6 | Election of Director: William L. Mansfield | Management | F | 08-Jun-2022 | F | EQUITY SKEW ETF |
| TRIUMPH GROUP, INC. | TGI | 896818101 | 15-Jul-2022 | Annual | 7 | Election of Director: Colleen C. Repplier | Management | F | 08-Jun-2022 | F | EQUITY SKEW ETF |
| TRIUMPH GROUP, INC. | TGI | 896818101 | 15-Jul-2022 | Annual | 8 | Election of Director: Larry O. Spencer | Management | F | 08-Jun-2022 | F | EQUITY SKEW ETF |
| TRIUMPH GROUP, INC. | TGI | 896818101 | 15-Jul-2022 | Annual | 9 | To approve, by advisory vote, the compensation paid to our named executive officers for fiscal year 2022. | Management | F | 08-Jun-2022 | F | EQUITY SKEW ETF |
| TRIUMPH GROUP, INC. | TGI | 896818101 | 15-Jul-2022 | Annual | 10 | Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023. | Management | F | 08-Jun-2022 | F | EQUITY SKEW ETF |
| TRIUMPH GROUP, INC. | TGI | 896818101 | 15-Jul-2022 | Annual | 11 | To approve the adoption by the Company's board of directors of a plan intended to help avoid the imposition of certain limitations on the Company's ability to fully use certain tax attributes, including, without limitation, the Tax Benefits Preservation Plan, dated March 11, 2022, by and between the Company and Computershare Trust Company, N.A., as may be amended or extended in accordance with its terms. | Management | F | 08-Jun-2022 | F | EQUITY SKEW ETF |
| TRIUMPH GROUP, INC. | TGI | 896818101 | 15-Jul-2022 | Annual | 12 | To consider a stockholder proposal to adopt a policy and amend the Company's governing documents so that two separate people hold the office of Chairman and Chief Executive Officer of the Company. | Shareholder | N | 08-Jun-2022 | N | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 1 | DIRECTOR | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 2 | Non-binding advisory vote to approve executive compensation. | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 3 | Approval of an amendment to the Hilltop Holdings Inc. Employee Stock Purchase Plan. | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| HILLTOP HOLDINGS INC. | HTH | 432748101 | 21-Jul-2022 | Annual | 4 | Ratification of the appointment of PricewaterhouseCoopers LLP as Hilltop Holdings Inc.'s independent registered public accounting firm for the 2022 fiscal year. | Management | F | 23-May-2022 | F | EQUITY SKEW ETF |
| VISTA OUTDOOR INC | VSTO | 928377100 | 26-Jul-2022 | Annual | 1 | Election of Director: Michael Callahan | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| VISTA OUTDOOR INC | VSTO | 928377100 | 26-Jul-2022 | Annual | 2 | Election of Director: Christopher T. Metz | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| VISTA OUTDOOR INC | VSTO | 928377100 | 26-Jul-2022 | Annual | 3 | Election of Director: Gerard Gibbons | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| VISTA OUTDOOR INC | VSTO | 928377100 | 26-Jul-2022 | Annual | 4 | Election of Director: Mark A. Gottfredson | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| VISTA OUTDOOR INC | VSTO | 928377100 | 26-Jul-2022 | Annual | 5 | Election of Director: Bruce E. Grooms | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| VISTA OUTDOOR INC | VSTO | 928377100 | 26-Jul-2022 | Annual | 6 | Election of Director: Tig H. Krekel | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| VISTA OUTDOOR INC | VSTO | 928377100 | 26-Jul-2022 | Annual | 7 | Election of Director: Gary L. McArthur | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| VISTA OUTDOOR INC | VSTO | 928377100 | 26-Jul-2022 | Annual | 8 | Election of Director: Frances P. Philip | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| VISTA OUTDOOR INC | VSTO | 928377100 | 26-Jul-2022 | Annual | 9 | Election of Director: Michael D. Robinson | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| VISTA OUTDOOR INC | VSTO | 928377100 | 26-Jul-2022 | Annual | 10 | Election of Director: Robert M. Tarola | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| VISTA OUTDOOR INC | VSTO | 928377100 | 26-Jul-2022 | Annual | 11 | Election of Director: Lynn M. Utter | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| VISTA OUTDOOR INC | VSTO | 928377100 | 26-Jul-2022 | Annual | 12 | Advisory Vote to Approve Compensation of Vista Outdoor's Named Executive Officers | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| VISTA OUTDOOR INC | VSTO | 928377100 | 26-Jul-2022 | Annual | 13 | Ratification of the Appointment of Vista Outdoor's Independent Registered Public Accounting Firm for the fiscal year ending March 31, 2023 | Management | F | 14-Jun-2022 | F | EQUITY SKEW ETF |
| CAVCO INDUSTRIES, INC. | CVCO | 149568107 | 02-Aug-2022 | Annual | 1 | Election of Director: David A. Greenblatt | Management | F | 22-Jun-2022 | F | EQUITY SKEW ETF |
| CAVCO INDUSTRIES, INC. | CVCO | 149568107 | 02-Aug-2022 | Annual | 2 | Election of Director: Richard A. Kerley | Management | F | 22-Jun-2022 | F | EQUITY SKEW ETF |
| CAVCO INDUSTRIES, INC. | CVCO | 149568107 | 02-Aug-2022 | Annual | 3 | Election of Director: Julia W. Sze | Management | F | 22-Jun-2022 | F | EQUITY SKEW ETF |
| CAVCO INDUSTRIES, INC. | CVCO | 149568107 | 02-Aug-2022 | Annual | 4 | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | F | 22-Jun-2022 | F | EQUITY SKEW ETF |
| CAVCO INDUSTRIES, INC. | CVCO | 149568107 | 02-Aug-2022 | Annual | 5 | Ratification of the appointment of RSM US LLP as the independent registered public accounting firm for fiscal 2023. | Management | F | 22-Jun-2022 | F | EQUITY SKEW ETF |
| PRESTIGE CONSUMER HEALTHCARE INC. | PBH | 74112D101 | 02-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Jul-2022 | F | EQUITY SKEW ETF |
| PRESTIGE CONSUMER HEALTHCARE INC. | PBH | 74112D101 | 02-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Jul-2022 | F | EQUITY SKEW ETF |
| PRESTIGE CONSUMER HEALTHCARE INC. | PBH | 74112D101 | 02-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Jul-2022 | F | EQUITY SKEW ETF |
| PRESTIGE CONSUMER HEALTHCARE INC. | PBH | 74112D101 | 02-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Jul-2022 | F | EQUITY SKEW ETF |
| PRESTIGE CONSUMER HEALTHCARE INC. | PBH | 74112D101 | 02-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Jul-2022 | F | EQUITY SKEW ETF |
| PRESTIGE CONSUMER HEALTHCARE INC. | PBH | 74112D101 | 02-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Jul-2022 | F | EQUITY SKEW ETF |
| PRESTIGE CONSUMER HEALTHCARE INC. | PBH | 74112D101 | 02-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 06-Jul-2022 | F | EQUITY SKEW ETF |
| PRESTIGE CONSUMER HEALTHCARE INC. | PBH | 74112D101 | 02-Aug-2022 | Annual | 2 | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Prestige Consumer Healthcare Inc. for the fiscal year ending March 31, 2023. | Management | F | 06-Jul-2022 | F | EQUITY SKEW ETF |
| PRESTIGE CONSUMER HEALTHCARE INC. | PBH | 74112D101 | 02-Aug-2022 | Annual | 3 | Say on Pay - An advisory vote on the resolution to approve the compensation of Prestige Consumer Healthcare Inc.'s named executive officers. | Management | F | 06-Jul-2022 | F | EQUITY SKEW ETF |
| LIVEPERSON, INC. | LPSN | 538146101 | 04-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Jul-2022 | F | EQUITY SKEW ETF |
| LIVEPERSON, INC. | LPSN | 538146101 | 04-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Jul-2022 | F | EQUITY SKEW ETF |
| LIVEPERSON, INC. | LPSN | 538146101 | 04-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Jul-2022 | F | EQUITY SKEW ETF |
| LIVEPERSON, INC. | LPSN | 538146101 | 04-Aug-2022 | Annual | 2 | Ratification of the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | F | 23-Jul-2022 | F | EQUITY SKEW ETF |
| LIVEPERSON, INC. | LPSN | 538146101 | 04-Aug-2022 | Annual | 3 | Advisory approval of the compensation of the Company's named executive officers. | Management | F | 23-Jul-2022 | F | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 1 | Election of Director: Ira Ehrenpreis | Management | F | 24-Jun-2022 | F | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 2 | Election of Director: Kathleen Wilson-Thompson | Management | F | 24-Jun-2022 | F | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 3 | Tesla proposal for adoption of amendments to certificate of incorporation to reduce director terms to two years. | Management | F | 24-Jun-2022 | F | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 4 | Tesla proposal for adoption of amendments to certificate of incorporation and bylaws to eliminate applicable supermajority voting requirements. | Management | F | 24-Jun-2022 | F | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 5 | Tesla proposal for adoption of amendments to certificate of incorporation to increase the number of authorized shares of common stock by 4,000,000,000 shares. | Management | F | 24-Jun-2022 | F | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 6 | Tesla proposal to ratify the appointment of independent registered public accounting firm. | Management | F | 24-Jun-2022 | F | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 7 | Stockholder proposal regarding proxy access. | Shareholder | N | 24-Jun-2022 | N | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 8 | Stockholder proposal regarding annual reporting on anti-discrimination and harassment efforts. | Shareholder | N | 24-Jun-2022 | N | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 9 | Stockholder proposal regarding annual reporting on Board diversity. | Shareholder | N | 24-Jun-2022 | N | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 10 | Stockholder proposal regarding reporting on employee arbitration. | Shareholder | N | 24-Jun-2022 | N | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 11 | Stockholder proposal regarding reporting on lobbying. | Shareholder | N | 24-Jun-2022 | N | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 12 | Stockholder proposal regarding adoption of a freedom of association and collective bargaining policy. | Shareholder | N | 24-Jun-2022 | N | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 13 | Stockholder proposal regarding additional reporting on child labor. | Shareholder | N | 24-Jun-2022 | N | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 14 | Stockholder proposal regarding additional reporting on water risk. | Shareholder | N | 24-Jun-2022 | N | EQUITY SKEW ETF |
| CORVEL CORPORATION | CRVL | 221006109 | 04-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Jun-2022 | F | EQUITY SKEW ETF |
| CORVEL CORPORATION | CRVL | 221006109 | 04-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Jun-2022 | F | EQUITY SKEW ETF |
| CORVEL CORPORATION | CRVL | 221006109 | 04-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Jun-2022 | F | EQUITY SKEW ETF |
| CORVEL CORPORATION | CRVL | 221006109 | 04-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Jun-2022 | F | EQUITY SKEW ETF |
| CORVEL CORPORATION | CRVL | 221006109 | 04-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Jun-2022 | F | EQUITY SKEW ETF |
| CORVEL CORPORATION | CRVL | 221006109 | 04-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Jun-2022 | F | EQUITY SKEW ETF |
| CORVEL CORPORATION | CRVL | 221006109 | 04-Aug-2022 | Annual | 2 | To ratify the appointment of Haskell & White LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023. | Management | F | 27-Jun-2022 | F | EQUITY SKEW ETF |
| CORVEL CORPORATION | CRVL | 221006109 | 04-Aug-2022 | Annual | 3 | A stockholder proposal requesting that the Board of Directors prepare a report by January 2023 on steps the Company is taking to enhance board diversity and detailing board strategies to reflect the diversity of the Company's workforce, community and customers. | Shareholder | N | 27-Jun-2022 | N | EQUITY SKEW ETF |
| PLANTRONICS, INC. | POLY | 727493108 | 22-Aug-2022 | Annual | 1 | Election of Director: Kathy Crusco | Management | F | 26-Jul-2022 | F | EQUITY SKEW ETF |
| PLANTRONICS, INC. | POLY | 727493108 | 22-Aug-2022 | Annual | 2 | Election of Director: Brian Dexheimer | Management | F | 26-Jul-2022 | F | EQUITY SKEW ETF |
| PLANTRONICS, INC. | POLY | 727493108 | 22-Aug-2022 | Annual | 3 | Election of Director: Robert Hagerty | Management | F | 26-Jul-2022 | F | EQUITY SKEW ETF |
| PLANTRONICS, INC. | POLY | 727493108 | 22-Aug-2022 | Annual | 4 | Election of Director: Gregg Hammann | Management | F | 26-Jul-2022 | F | EQUITY SKEW ETF |
| PLANTRONICS, INC. | POLY | 727493108 | 22-Aug-2022 | Annual | 5 | Election of Director: Guido Jouret | Management | F | 26-Jul-2022 | F | EQUITY SKEW ETF |
| PLANTRONICS, INC. | POLY | 727493108 | 22-Aug-2022 | Annual | 6 | Election of Director: Talvis Love | Management | F | 26-Jul-2022 | F | EQUITY SKEW ETF |
| PLANTRONICS, INC. | POLY | 727493108 | 22-Aug-2022 | Annual | 7 | Election of Director: Marshall Mohr | Management | F | 26-Jul-2022 | F | EQUITY SKEW ETF |
| PLANTRONICS, INC. | POLY | 727493108 | 22-Aug-2022 | Annual | 8 | Election of Director: Daniel Moloney | Management | F | 26-Jul-2022 | F | EQUITY SKEW ETF |
| PLANTRONICS, INC. | POLY | 727493108 | 22-Aug-2022 | Annual | 9 | Election of Director: David M. Shull | Management | F | 26-Jul-2022 | F | EQUITY SKEW ETF |
| PLANTRONICS, INC. | POLY | 727493108 | 22-Aug-2022 | Annual | 10 | Election of Director: Marv Tseu | Management | F | 26-Jul-2022 | F | EQUITY SKEW ETF |
| PLANTRONICS, INC. | POLY | 727493108 | 22-Aug-2022 | Annual | 11 | Election of Director: Yael Zheng | Management | F | 26-Jul-2022 | F | EQUITY SKEW ETF |
| PLANTRONICS, INC. | POLY | 727493108 | 22-Aug-2022 | Annual | 12 | Ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Plantronics, Inc. for fiscal year 2023. | Management | F | 26-Jul-2022 | F | EQUITY SKEW ETF |
| PLANTRONICS, INC. | POLY | 727493108 | 22-Aug-2022 | Annual | 13 | Approve, on an advisory basis, the compensation of Plantronics Inc.'s named executive officers. | Management | F | 26-Jul-2022 | F | EQUITY SKEW ETF |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Annual | 1 | Election of Director: Matthew W. Chapman | Management | F | 13-Jul-2022 | F | EQUITY SKEW ETF |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Annual | 2 | Election of Director: Esther L. Johnson | Management | F | 13-Jul-2022 | F | EQUITY SKEW ETF |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Annual | 3 | Election of Director: Karlton D. Johnson | Management | F | 13-Jul-2022 | F | EQUITY SKEW ETF |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Annual | 4 | Election of Director: Wade F. Meyercord | Management | F | 13-Jul-2022 | F | EQUITY SKEW ETF |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Annual | 5 | Election of Director: Ganesh Moorthy | Management | F | 13-Jul-2022 | F | EQUITY SKEW ETF |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Annual | 6 | Election of Director: Karen M. Rapp | Management | F | 13-Jul-2022 | F | EQUITY SKEW ETF |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Annual | 7 | Election of Director: Steve Sanghi | Management | F | 13-Jul-2022 | F | EQUITY SKEW ETF |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Annual | 8 | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of Microchip for the fiscal year ending March 31, 2023. | Management | F | 13-Jul-2022 | F | EQUITY SKEW ETF |
| MICROCHIP TECHNOLOGY INCORPORATED | MCHP | 595017104 | 23-Aug-2022 | Annual | 9 | Proposal to approve, on an advisory (non-binding) basis, the compensation of our named executives. | Management | F | 13-Jul-2022 | F | EQUITY SKEW ETF |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | 25-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Jul-2022 | F | EQUITY SKEW ETF |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | 25-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Jul-2022 | F | EQUITY SKEW ETF |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | 25-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Jul-2022 | F | EQUITY SKEW ETF |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | 25-Aug-2022 | Annual | 1 | DIRECTOR | Management | F | 14-Jul-2022 | F | EQUITY SKEW ETF |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | 25-Aug-2022 | Annual | 2 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | F | 14-Jul-2022 | F | EQUITY SKEW ETF |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | 25-Aug-2022 | Annual | 3 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2023 | Management | F | 14-Jul-2022 | F | EQUITY SKEW ETF |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 29-Aug-2022 | Annual | 1 | Election of Director: Peter Starrett | Management | F | 15-Jul-2022 | F | EQUITY SKEW ETF |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 29-Aug-2022 | Annual | 2 | Election of Director: Chris Bruzzo | Management | F | 15-Jul-2022 | F | EQUITY SKEW ETF |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 29-Aug-2022 | Annual | 3 | Election of Director: Eddie Burt | Management | F | 15-Jul-2022 | F | EQUITY SKEW ETF |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 29-Aug-2022 | Annual | 4 | Election of Director: James G. Conroy | Management | F | 15-Jul-2022 | F | EQUITY SKEW ETF |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 29-Aug-2022 | Annual | 5 | Election of Director: Lisa G. Laube | Management | F | 15-Jul-2022 | F | EQUITY SKEW ETF |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 29-Aug-2022 | Annual | 6 | Election of Director: Anne MacDonald | Management | F | 15-Jul-2022 | F | EQUITY SKEW ETF |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 29-Aug-2022 | Annual | 7 | Election of Director: Brenda I. Morris | Management | F | 15-Jul-2022 | F | EQUITY SKEW ETF |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 29-Aug-2022 | Annual | 8 | Election of Director: Brad Weston | Management | F | 15-Jul-2022 | F | EQUITY SKEW ETF |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 29-Aug-2022 | Annual | 9 | To vote on a non-binding advisory resolution to approve the compensation paid to named executive officers for fiscal 2022 ("say-on-pay"). | Management | F | 15-Jul-2022 | F | EQUITY SKEW ETF |
| BOOT BARN HOLDINGS, INC. | BOOT | 099406100 | 29-Aug-2022 | Annual | 10 | Ratification of Deloitte & Touche LLP as the independent auditor for the fiscal year ending April 1, 2023. | Management | F | 15-Jul-2022 | F | EQUITY SKEW ETF |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Aug-2022 | F | EQUITY SKEW ETF |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Aug-2022 | F | EQUITY SKEW ETF |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Aug-2022 | F | EQUITY SKEW ETF |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Aug-2022 | F | EQUITY SKEW ETF |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Aug-2022 | F | EQUITY SKEW ETF |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Aug-2022 | F | EQUITY SKEW ETF |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Aug-2022 | F | EQUITY SKEW ETF |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Aug-2022 | F | EQUITY SKEW ETF |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Aug-2022 | F | EQUITY SKEW ETF |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Aug-2022 | F | EQUITY SKEW ETF |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | Annual | 2 | To vote for the advisory resolution to approve executive compensation | Management | F | 03-Aug-2022 | F | EQUITY SKEW ETF |
| INTER PARFUMS, INC. | IPAR | 458334109 | 09-Sep-2022 | Annual | 3 | To approve the adoption of an amendment to our 2016 Option Plan to delete the provision of automatic grants of stock options on February 1 of each year to independent directors effective as of this past February 1, 2022, which has already been approved by the entire Board of Directors, and to eliminate the automatic grant of stock options for new independent directors. | Management | F | 03-Aug-2022 | F | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 09-Sep-2022 | Annual | 1 | Election of Class B Director: Alan B. Graf, Jr. | Management | F | 29-Jul-2022 | F | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 09-Sep-2022 | Annual | 2 | Election of Class B Director: Peter B. Henry | Management | F | 29-Jul-2022 | F | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 09-Sep-2022 | Annual | 3 | Election of Class B Director: Michelle A. Peluso | Management | F | 29-Jul-2022 | F | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 09-Sep-2022 | Annual | 4 | To approve executive compensation by an advisory vote. | Management | F | 29-Jul-2022 | F | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 09-Sep-2022 | Annual | 5 | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | F | 29-Jul-2022 | F | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 09-Sep-2022 | Annual | 6 | To approve the amendment of the NIKE, Inc. Employee Stock Purchase Plan to increase authorized shares. | Management | F | 29-Jul-2022 | F | EQUITY SKEW ETF |
| NIKE, INC. | NKE | 654106103 | 09-Sep-2022 | Annual | 7 | To consider a shareholder proposal regarding a policy on China sourcing, if properly presented at the meeting. | Shareholder | N | 29-Jul-2022 | N | EQUITY SKEW ETF |
| TWITTER, INC. | TWTR | 90184L102 | 13-Sep-2022 | Special | 1 | To adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement") dated as of April 25, 2022, by and among X Holdings I, Inc., X Holdings II, Inc., Twitter, Inc., and, solely for the purposes of certain provisions of the Merger Agreement, Elon R. Musk. | Management | F | 28-Jul-2022 | F | EQUITY SKEW ETF |
| TWITTER, INC. | TWTR | 90184L102 | 13-Sep-2022 | Special | 2 | To approve, on a non-binding, advisory basis, the compensation that will or may become payable by Twitter to its named executive officers in connection with the merger. | Management | F | 28-Jul-2022 | F | EQUITY SKEW ETF |
| TWITTER, INC. | TWTR | 90184L102 | 13-Sep-2022 | Special | 3 | To approve any proposal to adjourn the Special Meeting, from time to time, to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | F | 28-Jul-2022 | F | EQUITY SKEW ETF |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | 16-Sep-2022 | Annual | 1 | Election of Director: Strauss Zelnick | Management | F | 02-Aug-2022 | F | EQUITY SKEW ETF |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | 16-Sep-2022 | Annual | 2 | Election of Director: Michael Dornemann | Management | F | 02-Aug-2022 | F | EQUITY SKEW ETF |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | 16-Sep-2022 | Annual | 3 | Election of Director: J. Moses | Management | F | 02-Aug-2022 | F | EQUITY SKEW ETF |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | 16-Sep-2022 | Annual | 4 | Election of Director: Michael Sheresky | Management | F | 02-Aug-2022 | F | EQUITY SKEW ETF |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | 16-Sep-2022 | Annual | 5 | Election of Director: LaVerne Srinivasan | Management | F | 02-Aug-2022 | F | EQUITY SKEW ETF |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | 16-Sep-2022 | Annual | 6 | Election of Director: Susan Tolson | Management | F | 02-Aug-2022 | F | EQUITY SKEW ETF |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | 16-Sep-2022 | Annual | 7 | Election of Director: Paul Viera | Management | F | 02-Aug-2022 | F | EQUITY SKEW ETF |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | 16-Sep-2022 | Annual | 8 | Election of Director: Roland Hernandez | Management | F | 02-Aug-2022 | F | EQUITY SKEW ETF |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | 16-Sep-2022 | Annual | 9 | Election of Director: William "Bing" Gordon | Management | F | 02-Aug-2022 | F | EQUITY SKEW ETF |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | 16-Sep-2022 | Annual | 10 | Election of Director: Ellen Siminoff | Management | F | 02-Aug-2022 | F | EQUITY SKEW ETF |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | 16-Sep-2022 | Annual | 11 | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | F | 02-Aug-2022 | F | EQUITY SKEW ETF |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | 16-Sep-2022 | Annual | 12 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023. | Management | F | 02-Aug-2022 | F | EQUITY SKEW ETF |
| KORN FERRY | KFY | 500643200 | 22-Sep-2022 | Annual | 1 | Election of Director: Doyle N. Beneby | Management | F | 12-Aug-2022 | F | EQUITY SKEW ETF |
| KORN FERRY | KFY | 500643200 | 22-Sep-2022 | Annual | 2 | Election of Director: Laura M. Bishop | Management | F | 12-Aug-2022 | F | EQUITY SKEW ETF |
| KORN FERRY | KFY | 500643200 | 22-Sep-2022 | Annual | 3 | Election of Director: Gary D. Burnison | Management | F | 12-Aug-2022 | F | EQUITY SKEW ETF |
| KORN FERRY | KFY | 500643200 | 22-Sep-2022 | Annual | 4 | Election of Director: Charles L. Harrington | Management | F | 12-Aug-2022 | F | EQUITY SKEW ETF |
| KORN FERRY | KFY | 500643200 | 22-Sep-2022 | Annual | 5 | Election of Director: Jerry P. Leamon | Management | F | 12-Aug-2022 | F | EQUITY SKEW ETF |
| KORN FERRY | KFY | 500643200 | 22-Sep-2022 | Annual | 6 | Election of Director: Angel R. Martinez | Management | F | 12-Aug-2022 | F | EQUITY SKEW ETF |
| KORN FERRY | KFY | 500643200 | 22-Sep-2022 | Annual | 7 | Election of Director: Debra J. Perry | Management | F | 12-Aug-2022 | F | EQUITY SKEW ETF |
| KORN FERRY | KFY | 500643200 | 22-Sep-2022 | Annual | 8 | Election of Director: Lori J. Robinson | Management | F | 12-Aug-2022 | F | EQUITY SKEW ETF |
| KORN FERRY | KFY | 500643200 | 22-Sep-2022 | Annual | 9 | Advisory (non-binding) resolution to approve the Company's executive compensation. | Management | F | 12-Aug-2022 | F | EQUITY SKEW ETF |
| KORN FERRY | KFY | 500643200 | 22-Sep-2022 | Annual | 10 | Approve the Korn Ferry 2022 Stock Incentive Plan. | Management | F | 12-Aug-2022 | F | EQUITY SKEW ETF |
| KORN FERRY | KFY | 500643200 | 22-Sep-2022 | Annual | 11 | Approve the Korn Ferry Amended and Restated Employee Stock Purchase Plan. | Management | F | 12-Aug-2022 | F | EQUITY SKEW ETF |
| KORN FERRY | KFY | 500643200 | 22-Sep-2022 | Annual | 12 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the Company's 2023 fiscal year. | Management | F | 12-Aug-2022 | F | EQUITY SKEW ETF |
| AEROVIRONMENT, INC. | AVAV | 008073108 | 23-Sep-2022 | Annual | 1 | Election of Director: Charles Thomas Burbage | Management | F | 13-Aug-2022 | F | EQUITY SKEW ETF |
| AEROVIRONMENT, INC. | AVAV | 008073108 | 23-Sep-2022 | Annual | 2 | Election of Director: Edward R. Muller | Management | F | 13-Aug-2022 | F | EQUITY SKEW ETF |
| AEROVIRONMENT, INC. | AVAV | 008073108 | 23-Sep-2022 | Annual | 3 | To ratify the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending April 30, 2023. | Management | F | 13-Aug-2022 | F | EQUITY SKEW ETF |
| AEROVIRONMENT, INC. | AVAV | 008073108 | 23-Sep-2022 | Annual | 4 | Non-binding advisory vote on the compensation of the company's Named Executive Officers. | Management | F | 13-Aug-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 28-Sep-2022 | Special | 1 | A proposal to approve the Agreement and Plan of Merger (including the plan of merger set forth therein), dated as of June 11, 2022, as it may be amended from time to time, by and among Prologis, Inc., a Maryland corporation, which we refer to as "Prologis," Duke Realty Corporation, an Indiana corporation, which we refer to as "Duke Realty," and the other parties thereto, which we refer to as the "merger agreement," and the transactions contemplated thereby, including the merger of Duke Realty with and into Compton Merger Sub LLC. | Management | F | 13-Aug-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 28-Sep-2022 | Special | 2 | A non-binding advisory proposal to approve the compensation that may be paid or become payable to the named executive officers of Duke Realty in connection with the company merger and the other transactions contemplated by the merger agreement. | Management | F | 13-Aug-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 28-Sep-2022 | Special | 3 | A proposal to approve one or more adjournments of the Duke Realty special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Duke Realty merger agreement proposal. | Management | F | 13-Aug-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 28-Sep-2022 | Special | 1 | To approve the "Prologis common stock issuance proposal" (as defined in the Proxy Statement), which involves the issuance of common stock of Prologis, Inc. in connection with the merger of Duke Realty Corporation with and into Compton Merger Sub LLC, pursuant to which each outstanding share of Duke Realty Corporation common stock will be converted into the right to receive 0.475 of a newly issued share of Prologis, Inc. common stock, on the terms and conditions set forth in the Agreement and Plan of Merger, dated as of June 11, 2022. | Management | F | 06-Aug-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 28-Sep-2022 | Special | 2 | To approve one or more adjournments of the Prologis, Inc. special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Prologis common stock issuance proposal (the "Prologis adjournment proposal"). | Management | F | 06-Aug-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 28-Sep-2022 | Special | 1 | To approve the "Prologis common stock issuance proposal" (as defined in the Proxy Statement), which involves the issuance of common stock of Prologis, Inc. in connection with the merger of Duke Realty Corporation with and into Compton Merger Sub LLC, pursuant to which each outstanding share of Duke Realty Corporation common stock will be converted into the right to receive 0.475 of a newly issued share of Prologis, Inc. common stock, on the terms and conditions set forth in the Agreement and Plan of Merger, dated as of June 11, 2022. | Management | F | 13-Aug-2022 | F | EQUITY SKEW ETF |
| PROLOGIS, INC. | PLD | 74340W103 | 28-Sep-2022 | Special | 2 | To approve one or more adjournments of the Prologis, Inc. special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Prologis common stock issuance proposal (the "Prologis adjournment proposal"). | Management | F | 13-Aug-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 28-Sep-2022 | Special | 1 | A proposal to approve the Agreement and Plan of Merger (including the plan of merger set forth therein), dated as of June 11, 2022, as it may be amended from time to time, by and among Prologis, Inc., a Maryland corporation, which we refer to as "Prologis," Duke Realty Corporation, an Indiana corporation, which we refer to as "Duke Realty," and the other parties thereto, which we refer to as the "merger agreement," and the transactions contemplated thereby, including the merger of Duke Realty with and into Compton Merger Sub LLC. | Management | F | 09-Aug-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 28-Sep-2022 | Special | 2 | A non-binding advisory proposal to approve the compensation that may be paid or become payable to the named executive officers of Duke Realty in connection with the company merger and the other transactions contemplated by the merger agreement. | Management | F | 09-Aug-2022 | F | EQUITY SKEW ETF |
| DUKE REALTY CORPORATION | DRE | 264411505 | 28-Sep-2022 | Special | 3 | A proposal to approve one or more adjournments of the Duke Realty special meeting to another date, time or place, if necessary or appropriate, to solicit additional proxies in favor of the Duke Realty merger agreement proposal. | Management | F | 09-Aug-2022 | F | EQUITY SKEW ETF |
| MERIDIAN BIOSCIENCE, INC. | VIVO | 589584101 | 10-Oct-2022 | Special | 1 | Adoption of the Agreement and Plan of Merger, (as may be amended from time to time, the "merger agreement"), by and among Meridian Bioscience, Inc. ("Meridian"), SD Biosensor, Inc., Columbus Holding Company ("Columbus Holding") and Madeira Acquisition Corp., a directly wholly owned subsidiary of Columbus Holding ("Merger Sub"). The merger agreement provides for acquisition of Meridian by Columbus Holding through a merger of Merger Sub with and into Meridian, with Meridian surviving merger as a wholly owned subsidiary of Columbus Holding. | Management | F | 13-Sep-2022 | F | EQUITY SKEW ETF |
| MERIDIAN BIOSCIENCE, INC. | VIVO | 589584101 | 10-Oct-2022 | Special | 2 | Approval, on an advisory (non-binding) basis, of the compensation that may be paid or become payable to Meridian's named executive officers that is based on or otherwise relates to the merger agreement and the transactions contemplated by the merger agreement. | Management | F | 13-Sep-2022 | F | EQUITY SKEW ETF |
| MERIDIAN BIOSCIENCE, INC. | VIVO | 589584101 | 10-Oct-2022 | Special | 3 | Approval of the adjournment of the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Management | F | 13-Sep-2022 | F | EQUITY SKEW ETF |
| PAYCHEX, INC. | PAYX | 704326107 | 13-Oct-2022 | Annual | 1 | Election of Director: Martin Mucci | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| PAYCHEX, INC. | PAYX | 704326107 | 13-Oct-2022 | Annual | 2 | Election of Director: Thomas F. Bonadio | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| PAYCHEX, INC. | PAYX | 704326107 | 13-Oct-2022 | Annual | 3 | Election of Director: Joseph G. Doody | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| PAYCHEX, INC. | PAYX | 704326107 | 13-Oct-2022 | Annual | 4 | Election of Director: David J.S. Flaschen | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| PAYCHEX, INC. | PAYX | 704326107 | 13-Oct-2022 | Annual | 5 | Election of Director: B. Thomas Golisano | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| PAYCHEX, INC. | PAYX | 704326107 | 13-Oct-2022 | Annual | 6 | Election of Director: Pamela A. Joseph | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| PAYCHEX, INC. | PAYX | 704326107 | 13-Oct-2022 | Annual | 7 | Election of Director: Kevin A. Price | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| PAYCHEX, INC. | PAYX | 704326107 | 13-Oct-2022 | Annual | 8 | Election of Director: Joseph M. Tucci | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| PAYCHEX, INC. | PAYX | 704326107 | 13-Oct-2022 | Annual | 9 | Election of Director: Joseph M. Velli | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| PAYCHEX, INC. | PAYX | 704326107 | 13-Oct-2022 | Annual | 10 | Election of Director: Kara Wilson | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| PAYCHEX, INC. | PAYX | 704326107 | 13-Oct-2022 | Annual | 11 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| PAYCHEX, INC. | PAYX | 704326107 | 13-Oct-2022 | Annual | 12 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| AVID BIOSERVICES, INC. | CDMO | 05368M106 | 18-Oct-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| AVID BIOSERVICES, INC. | CDMO | 05368M106 | 18-Oct-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| AVID BIOSERVICES, INC. | CDMO | 05368M106 | 18-Oct-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| AVID BIOSERVICES, INC. | CDMO | 05368M106 | 18-Oct-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| AVID BIOSERVICES, INC. | CDMO | 05368M106 | 18-Oct-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| AVID BIOSERVICES, INC. | CDMO | 05368M106 | 18-Oct-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| AVID BIOSERVICES, INC. | CDMO | 05368M106 | 18-Oct-2022 | Annual | 1 | DIRECTOR | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| AVID BIOSERVICES, INC. | CDMO | 05368M106 | 18-Oct-2022 | Annual | 2 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending April 30, 2023. | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| AVID BIOSERVICES, INC. | CDMO | 05368M106 | 18-Oct-2022 | Annual | 3 | To approve, on an advisory basis, a non-binding resolution approving the compensation of the Company's named executive officers. | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| AVID BIOSERVICES, INC. | CDMO | 05368M106 | 18-Oct-2022 | Annual | 4 | To approve an amendment to the Company's Restated Certificate of Incorporation. | Management | F | 03-Sep-2022 | F | EQUITY SKEW ETF |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | Annual | 1 | DIRECTOR | Management | F | 10-Sep-2022 | F | EQUITY SKEW ETF |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | Annual | 1 | DIRECTOR | Management | F | 10-Sep-2022 | F | EQUITY SKEW ETF |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | Annual | 1 | DIRECTOR | Management | F | 10-Sep-2022 | F | EQUITY SKEW ETF |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | Annual | 1 | DIRECTOR | Management | F | 10-Sep-2022 | F | EQUITY SKEW ETF |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | Annual | 1 | DIRECTOR | Management | F | 10-Sep-2022 | F | EQUITY SKEW ETF |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | Annual | 2 | Ratification of the appointment of Ernst & Young LLP as our independent registered accounting firm for the fiscal year ending April 30, 2023. | Management | F | 10-Sep-2022 | F | EQUITY SKEW ETF |
| GMS INC. | GMS | 36251C103 | 19-Oct-2022 | Annual | 3 | Advisory vote to approve named executive officer compensation. | Management | F | 10-Sep-2022 | F | EQUITY SKEW ETF |
| SPDR SERIES TRUST | SPYV | 78464A508 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR SERIES TRUST | SPYV | 78464A508 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR SERIES TRUST | SPYV | 78464A508 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR SERIES TRUST | SPYV | 78464A508 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR SERIES TRUST | SPYV | 78464A508 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR INDEX SHARES FUNDS | SPEM | 78463X509 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR INDEX SHARES FUNDS | SPEM | 78463X509 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR INDEX SHARES FUNDS | SPEM | 78463X509 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR INDEX SHARES FUNDS | SPEM | 78463X509 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR INDEX SHARES FUNDS | SPEM | 78463X509 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR SERIES TRUST | SLYV | 78464A300 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR SERIES TRUST | SLYV | 78464A300 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR SERIES TRUST | SLYV | 78464A300 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR SERIES TRUST | SLYV | 78464A300 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| SPDR SERIES TRUST | SLYV | 78464A300 | 20-Oct-2022 | Special | 1 | DIRECTOR | Management | F | 04-Aug-2022 | F | EQUITY SKEW ETF |
| APPLIED INDUSTRIAL TECHNOLOGIES, INC. | AIT | 03820C105 | 25-Oct-2022 | Annual | 1 | Election of Director: Mary Dean Hall | Management | F | 10-Sep-2022 | F | EQUITY SKEW ETF |
| APPLIED INDUSTRIAL TECHNOLOGIES, INC. | AIT | 03820C105 | 25-Oct-2022 | Annual | 2 | Election of Director: Dan P. Komnenovich | Management | F | 10-Sep-2022 | F | EQUITY SKEW ETF |
| APPLIED INDUSTRIAL TECHNOLOGIES, INC. | AIT | 03820C105 | 25-Oct-2022 | Annual | 3 | Election of Director: Joe A. Raver | Management | F | 10-Sep-2022 | F | EQUITY SKEW ETF |
| APPLIED INDUSTRIAL TECHNOLOGIES, INC. | AIT | 03820C105 | 25-Oct-2022 | Annual | 4 | Say on Pay - To approve, through a nonbinding advisory vote, the compensation of Applied's named executive officers. | Management | F | 10-Sep-2022 | F | EQUITY SKEW ETF |
| APPLIED INDUSTRIAL TECHNOLOGIES, INC. | AIT | 03820C105 | 25-Oct-2022 | Annual | 5 | To ratify the Audit Committee's appointment of independent auditors. | Management | F | 10-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 1 | Election of Director: Gerald S. Adolph | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 2 | Election of Director: John F. Barrett | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 3 | Election of Director: Melanie W. Barstad | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 4 | Election of Director: Karen L. Carnahan | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 5 | Election of Director: Robert E. Coletti | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 6 | Election of Director: Scott D. Farmer | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 7 | Election of Director: Joseph Scaminace | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 8 | Election of Director: Todd M. Schneider | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 9 | Election of Director: Ronald W. Tysoe | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 10 | To approve, on an advisory basis, named executive officer compensation. | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 11 | To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2023. | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 12 | Approval of amendments to the Company's Restated Articles of Incorporation to eliminate the supermajority voting requirement for business combinations with interested persons. | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 13 | Approval of amendments to the Company's Restated Articles of Incorporation to eliminate the supermajority voting requirement to remove directors for cause. | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 14 | Approval of amendments to the Company's Restated Articles of Incorporation to eliminate the supermajority voting requirement for shareholder approval of mergers, share exchanges, asset sales and dissolutions. | Management | F | 14-Sep-2022 | F | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 15 | A shareholder proposal regarding special shareholder meeting improvement, if properly presented at the meeting. | Shareholder | N | 14-Sep-2022 | N | EQUITY SKEW ETF |
| CINTAS CORPORATION | CTAS | 172908105 | 25-Oct-2022 | Annual | 16 | A shareholder proposal regarding report on political contributions, if properly presented at the meeting. | Shareholder | N | 14-Sep-2022 | N | EQUITY SKEW ETF |
| BIO-TECHNE CORP | TECH | 09073M104 | 27-Oct-2022 | Annual | 1 | To set the number of Directors at nine. | Management | F | 15-Sep-2022 | F | EQUITY SKEW ETF |
| BIO-TECHNE CORP | TECH | 09073M104 | 27-Oct-2022 | Annual | 2 | Election of Director: Robert V. Baumgartner | Management | F | 15-Sep-2022 | F | EQUITY SKEW ETF |
| BIO-TECHNE CORP | TECH | 09073M104 | 27-Oct-2022 | Annual | 3 | Election of Director: Julie L. Bushman | Management | F | 15-Sep-2022 | F | EQUITY SKEW ETF |
| BIO-TECHNE CORP | TECH | 09073M104 | 27-Oct-2022 | Annual | 4 | Election of Director: John L. Higgins | Management | F | 15-Sep-2022 | F | EQUITY SKEW ETF |
| BIO-TECHNE CORP | TECH | 09073M104 | 27-Oct-2022 | Annual | 5 | Election of Director: Joseph D. Keegan | Management | F | 15-Sep-2022 | F | EQUITY SKEW ETF |
| BIO-TECHNE CORP | TECH | 09073M104 | 27-Oct-2022 | Annual | 6 | Election of Director: Charles R. Kummeth | Management | F | 15-Sep-2022 | F | EQUITY SKEW ETF |
| BIO-TECHNE CORP | TECH | 09073M104 | 27-Oct-2022 | Annual | 7 | Election of Director: Roeland Nusse | Management | F | 15-Sep-2022 | F | EQUITY SKEW ETF |
| BIO-TECHNE CORP | TECH | 09073M104 | 27-Oct-2022 | Annual | 8 | Election of Director: Alpna Seth | Management | F | 15-Sep-2022 | F | EQUITY SKEW ETF |
| BIO-TECHNE CORP | TECH | 09073M104 | 27-Oct-2022 | Annual | 9 | Election of Director: Randolph Steer | Management | F | 15-Sep-2022 | F | EQUITY SKEW ETF |
| BIO-TECHNE CORP | TECH | 09073M104 | 27-Oct-2022 | Annual | 10 | Election of Director: Rupert Vessey | Management | F | 15-Sep-2022 | F | EQUITY SKEW ETF |
| BIO-TECHNE CORP | TECH | 09073M104 | 27-Oct-2022 | Annual | 11 | Cast a non-binding vote on named executive officer compensation. | Management | F | 15-Sep-2022 | F | EQUITY SKEW ETF |
| BIO-TECHNE CORP | TECH | 09073M104 | 27-Oct-2022 | Annual | 12 | Approve an amendment to the Company's Articles of Incorporation to increase the number of authorized shares of common stock to effect a proposed 4-for-1 stock split in the form of a stock dividend. | Management | F | 15-Sep-2022 | F | EQUITY SKEW ETF |
| BIO-TECHNE CORP | TECH | 09073M104 | 27-Oct-2022 | Annual | 13 | Ratify the appointment of the Company's independent registered public accounting firm for the 2023 fiscal year. | Management | F | 15-Sep-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 31-Oct-2022 | Special | 1 | To approve an amendment and restatement of Copart, Inc.'s Certificate of Incorporation to increase the number of shares of our common stock authorized for issuance from 400,000,000 shares to 1,600,000,000 shares, primarily to facilitate a 2-for-1 split of the Company's common stock in the form of a stock dividend (the "Authorized Share Increase Proposal"). | Management | F | 15-Oct-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 31-Oct-2022 | Special | 2 | To authorize the adjournment of the special meeting, if necessary, to solicit additional proxies if there are insufficient votes in favor of the Authorized Share Increase Proposal. | Management | F | 15-Oct-2022 | F | EQUITY SKEW ETF |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Annual | 1 | Election of Director to serve for a one-year term: Robert Calderoni | Management | F | 21-Sep-2022 | F | EQUITY SKEW ETF |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Annual | 2 | Election of Director to serve for a one-year term: Jeneanne Hanley | Management | F | 21-Sep-2022 | F | EQUITY SKEW ETF |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Annual | 3 | Election of Director to serve for a one-year term: Emiko Higashi | Management | F | 21-Sep-2022 | F | EQUITY SKEW ETF |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Annual | 4 | Election of Director to serve for a one-year term: Kevin Kennedy | Management | F | 21-Sep-2022 | F | EQUITY SKEW ETF |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Annual | 5 | Election of Director to serve for a one-year term: Gary Moore | Management | F | 21-Sep-2022 | F | EQUITY SKEW ETF |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Annual | 6 | Election of Director to serve for a one-year term: Marie Myers | Management | F | 21-Sep-2022 | F | EQUITY SKEW ETF |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Annual | 7 | Election of Director to serve for a one-year term: Kiran Patel | Management | F | 21-Sep-2022 | F | EQUITY SKEW ETF |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Annual | 8 | Election of Director to serve for a one-year term: Victor Peng | Management | F | 21-Sep-2022 | F | EQUITY SKEW ETF |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Annual | 9 | Election of Director to serve for a one-year term: Robert Rango | Management | F | 21-Sep-2022 | F | EQUITY SKEW ETF |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Annual | 10 | Election of Director to serve for a one-year term: Richard Wallace | Management | F | 21-Sep-2022 | F | EQUITY SKEW ETF |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Annual | 11 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2023. | Management | F | 21-Sep-2022 | F | EQUITY SKEW ETF |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Annual | 12 | To approve on a non-binding, advisory basis our named executive officer compensation. | Management | F | 21-Sep-2022 | F | EQUITY SKEW ETF |
| KLA CORPORATION | KLAC | 482480100 | 02-Nov-2022 | Annual | 13 | To consider a stockholder proposal requesting our Board to issue a report regarding net zero targets and climate transition planning, if properly presented at the meeting. | Shareholder | N | 21-Sep-2022 | N | EQUITY SKEW ETF |
| ANGIODYNAMICS, INC. | ANGO | 03475V101 | 03-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| ANGIODYNAMICS, INC. | ANGO | 03475V101 | 03-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| ANGIODYNAMICS, INC. | ANGO | 03475V101 | 03-Nov-2022 | Annual | 2 | To ratify the appointment of Deloitte & Touche LLP as AngioDynamics, Inc. independent registered public accounting firm for the fiscal year ending May 31, 2023. | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| ANGIODYNAMICS, INC. | ANGO | 03475V101 | 03-Nov-2022 | Annual | 3 | Say-on-Pay - An advisory vote on the approval of compensation of our named executive officers. | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| ANGIODYNAMICS, INC. | ANGO | 03475V101 | 03-Nov-2022 | Annual | 4 | Vote on the approval of the proposal to increase the number of shares available for issuance under the AngioDynamics, Inc. 2020 Equity Incentive Plan. | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| ANGIODYNAMICS, INC. | ANGO | 03475V101 | 03-Nov-2022 | Annual | 5 | Vote on the approval of the proposal to increase the number of shares available for issuance under the AngioDynamics, Inc. Employee Stock Purchase Plan. | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Annual | 1 | Election of Director: Sohail U. Ahmed | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Annual | 2 | Election of Director: Timothy M. Archer | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Annual | 3 | Election of Director: Eric K. Brandt | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Annual | 4 | Election of Director: Michael R. Cannon | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Annual | 5 | Election of Director: Bethany J. Mayer | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Annual | 6 | Election of Director: Jyoti K. Mehra | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Annual | 7 | Election of Director: Abhijit Y. Talwalkar | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Annual | 8 | Election of Director: Lih Shyng (Rick L.) Tsai | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Annual | 9 | Election of Director: Leslie F. Varon | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Annual | 10 | Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| LAM RESEARCH CORPORATION | LRCX | 512807108 | 08-Nov-2022 | Annual | 11 | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2023. | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| VIAVI SOLUTIONS INC. | VIAV | 925550105 | 09-Nov-2022 | Annual | 1 | Election of Director: Richard E. Belluzzo | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| VIAVI SOLUTIONS INC. | VIAV | 925550105 | 09-Nov-2022 | Annual | 2 | Election of Director: Keith Barnes | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| VIAVI SOLUTIONS INC. | VIAV | 925550105 | 09-Nov-2022 | Annual | 3 | Election of Director: Laura Black | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| VIAVI SOLUTIONS INC. | VIAV | 925550105 | 09-Nov-2022 | Annual | 4 | Election of Director: Tor Braham | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| VIAVI SOLUTIONS INC. | VIAV | 925550105 | 09-Nov-2022 | Annual | 5 | Election of Director: Timothy Campos | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| VIAVI SOLUTIONS INC. | VIAV | 925550105 | 09-Nov-2022 | Annual | 6 | Election of Director: Donald Colvin | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| VIAVI SOLUTIONS INC. | VIAV | 925550105 | 09-Nov-2022 | Annual | 7 | Election of Director: Masood A. Jabbar | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| VIAVI SOLUTIONS INC. | VIAV | 925550105 | 09-Nov-2022 | Annual | 8 | Election of Director: Oleg Khaykin | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| VIAVI SOLUTIONS INC. | VIAV | 925550105 | 09-Nov-2022 | Annual | 9 | Election of Director: Joanne Solomon | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| VIAVI SOLUTIONS INC. | VIAV | 925550105 | 09-Nov-2022 | Annual | 10 | Ratification of the Appointment of PricewaterhouseCoopers LLP as Viavi's independent registered public accounting firm for fiscal year 2023 | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| VIAVI SOLUTIONS INC. | VIAV | 925550105 | 09-Nov-2022 | Annual | 11 | Approval, in a Non-Binding Advisory Vote, of the Compensation for Named Executive Officers | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 1 | Election of Director: Peter Bisson | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 2 | Election of Director: David V. Goeckeler | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 3 | Election of Director: Linnie M. Haynesworth | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 4 | Election of Director: John P. Jones | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 5 | Election of Director: Francine S. Katsoudas | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 6 | Election of Director: Nazzic S. Keene | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 7 | Election of Director: Thomas J. Lynch | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 8 | Election of Director: Scott F. Powers | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 9 | Election of Director: William J. Ready | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 10 | Election of Director: Carlos A. Rodriguez | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 11 | Election of Director: Sandra S. Wijnberg | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 12 | Advisory Vote on Executive Compensation. | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 13 | Ratification of the Appointment of Auditors. | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AUTOMATIC DATA PROCESSING, INC. | ADP | 053015103 | 09-Nov-2022 | Annual | 14 | Amendment to the Automatic Data Processing, Inc. Employees' Savings-Stock Purchase Plan. | Management | F | 23-Sep-2022 | F | EQUITY SKEW ETF |
| AXOS FINANCIAL, INC. | AX | 05465C100 | 10-Nov-2022 | Annual | 1 | Election of Director: James S. Argalas | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| AXOS FINANCIAL, INC. | AX | 05465C100 | 10-Nov-2022 | Annual | 2 | Election of Director: Stefani D. Carter | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| AXOS FINANCIAL, INC. | AX | 05465C100 | 10-Nov-2022 | Annual | 3 | Election of Director: James J. Court | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| AXOS FINANCIAL, INC. | AX | 05465C100 | 10-Nov-2022 | Annual | 4 | Election of Director: Roque A. Santi | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| AXOS FINANCIAL, INC. | AX | 05465C100 | 10-Nov-2022 | Annual | 5 | To approve an Amendment to the Certificate of Incorporation to limit the liability of certain officers of the Company as permitted by Delaware law. | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| AXOS FINANCIAL, INC. | AX | 05465C100 | 10-Nov-2022 | Annual | 6 | To approve in a non-binding and advisory vote, the compensation of the Company's Named Executive Officers as disclosed in this Proxy Statement. | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| AXOS FINANCIAL, INC. | AX | 05465C100 | 10-Nov-2022 | Annual | 7 | To ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Management | F | 29-Sep-2022 | F | EQUITY SKEW ETF |
| RESMED INC. | RMD | 761152107 | 16-Nov-2022 | Annual | 1 | Election of Director to serve until our 2023 annual meeting: Carol Burt | Management | F | 06-Oct-2022 | F | EQUITY SKEW ETF |
| RESMED INC. | RMD | 761152107 | 16-Nov-2022 | Annual | 2 | Election of Director to serve until our 2023 annual meeting: Jan De Witte | Management | F | 06-Oct-2022 | F | EQUITY SKEW ETF |
| RESMED INC. | RMD | 761152107 | 16-Nov-2022 | Annual | 3 | Election of Director to serve until our 2023 annual meeting: Karen Drexler | Management | F | 06-Oct-2022 | F | EQUITY SKEW ETF |
| RESMED INC. | RMD | 761152107 | 16-Nov-2022 | Annual | 4 | Election of Director to serve until our 2023 annual meeting: Michael Farrell | Management | F | 06-Oct-2022 | F | EQUITY SKEW ETF |
| RESMED INC. | RMD | 761152107 | 16-Nov-2022 | Annual | 5 | Election of Director to serve until our 2023 annual meeting: Peter Farrell | Management | F | 06-Oct-2022 | F | EQUITY SKEW ETF |
| RESMED INC. | RMD | 761152107 | 16-Nov-2022 | Annual | 6 | Election of Director to serve until our 2023 annual meeting: Harjit Gill | Management | F | 06-Oct-2022 | F | EQUITY SKEW ETF |
| RESMED INC. | RMD | 761152107 | 16-Nov-2022 | Annual | 7 | Election of Director to serve until our 2023 annual meeting: John Hernandez | Management | F | 06-Oct-2022 | F | EQUITY SKEW ETF |
| RESMED INC. | RMD | 761152107 | 16-Nov-2022 | Annual | 8 | Election of Director to serve until our 2023 annual meeting: Richard Sulpizio | Management | F | 06-Oct-2022 | F | EQUITY SKEW ETF |
| RESMED INC. | RMD | 761152107 | 16-Nov-2022 | Annual | 9 | Election of Director to serve until our 2023 annual meeting: Desney Tan | Management | F | 06-Oct-2022 | F | EQUITY SKEW ETF |
| RESMED INC. | RMD | 761152107 | 16-Nov-2022 | Annual | 10 | Election of Director to serve until our 2023 annual meeting: Ronald Taylor | Management | F | 06-Oct-2022 | F | EQUITY SKEW ETF |
| RESMED INC. | RMD | 761152107 | 16-Nov-2022 | Annual | 11 | Ratify our selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2023. | Management | F | 06-Oct-2022 | F | EQUITY SKEW ETF |
| RESMED INC. | RMD | 761152107 | 16-Nov-2022 | Annual | 12 | Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay"). | Management | F | 06-Oct-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 2 | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| ORACLE CORPORATION | ORCL | 68389X105 | 16-Nov-2022 | Annual | 3 | Ratification of the Selection of our Independent Registered Public Accounting Firm. | Management | F | 27-Sep-2022 | F | EQUITY SKEW ETF |
| EXTREME NETWORKS, INC. | EXTR | 30226D106 | 17-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| EXTREME NETWORKS, INC. | EXTR | 30226D106 | 17-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| EXTREME NETWORKS, INC. | EXTR | 30226D106 | 17-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| EXTREME NETWORKS, INC. | EXTR | 30226D106 | 17-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| EXTREME NETWORKS, INC. | EXTR | 30226D106 | 17-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| EXTREME NETWORKS, INC. | EXTR | 30226D106 | 17-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| EXTREME NETWORKS, INC. | EXTR | 30226D106 | 17-Nov-2022 | Annual | 1 | DIRECTOR | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| EXTREME NETWORKS, INC. | EXTR | 30226D106 | 17-Nov-2022 | Annual | 2 | Advisory vote to approve our named executive officers' compensation. | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| EXTREME NETWORKS, INC. | EXTR | 30226D106 | 17-Nov-2022 | Annual | 3 | Ratify the appointment of Grant Thornton LLP as our independent auditors for the fiscal year ending June 30, 2023. | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| EXTREME NETWORKS, INC. | EXTR | 30226D106 | 17-Nov-2022 | Annual | 4 | Approve an amendment and restatement of the Extreme Networks, Inc. 2013 Equity Incentive plan to, among other things, add 6,500,000 shares of our common stock to those reserved for issuance under the plan. | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| EXTREME NETWORKS, INC. | EXTR | 30226D106 | 17-Nov-2022 | Annual | 5 | Approve amendments to the Company's Certificate of Incorporation to adopt simple majority voting. | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 18-Nov-2022 | Annual | 1 | Election of Class II Director: Ronald S. Lauder | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 18-Nov-2022 | Annual | 2 | Election of Class II Director: William P. Lauder | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 18-Nov-2022 | Annual | 3 | Election of Class II Director: Richard D. Parsons | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 18-Nov-2022 | Annual | 4 | Election of Class II Director: Lynn Forester de Rothschild | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 18-Nov-2022 | Annual | 5 | Election of Class II Director: Jennifer Tejada | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 18-Nov-2022 | Annual | 6 | Election of Class II Director: Richard F. Zannino | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 18-Nov-2022 | Annual | 7 | Ratification of appointment of PricewaterhouseCoopers LLP as independent auditors for the 2023 fiscal year. | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| THE ESTEE LAUDER COMPANIES INC. | EL | 518439104 | 18-Nov-2022 | Annual | 8 | Advisory vote to approve executive compensation. | Management | F | 30-Sep-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 02-Dec-2022 | Annual | 1 | Election of Director: Willis J. Johnson | Management | F | 04-Nov-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 02-Dec-2022 | Annual | 2 | Election of Director: A. Jayson Adair | Management | F | 04-Nov-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 02-Dec-2022 | Annual | 3 | Election of Director: Matt Blunt | Management | F | 04-Nov-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 02-Dec-2022 | Annual | 4 | Election of Director: Steven D. Cohan | Management | F | 04-Nov-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 02-Dec-2022 | Annual | 5 | Election of Director: Daniel J. Englander | Management | F | 04-Nov-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 02-Dec-2022 | Annual | 6 | Election of Director: James E. Meeks | Management | F | 04-Nov-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 02-Dec-2022 | Annual | 7 | Election of Director: Thomas N. Tryforos | Management | F | 04-Nov-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 02-Dec-2022 | Annual | 8 | Election of Director: Diane M. Morefield | Management | F | 04-Nov-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 02-Dec-2022 | Annual | 9 | Election of Director: Stephen Fisher | Management | F | 04-Nov-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 02-Dec-2022 | Annual | 10 | Election of Director: Cherylyn Harley LeBon | Management | F | 04-Nov-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 02-Dec-2022 | Annual | 11 | Election of Director: Carl D. Sparks | Management | F | 04-Nov-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 02-Dec-2022 | Annual | 12 | Advisory (non-binding) stockholder vote on executive compensation (say-on-pay vote). | Management | F | 04-Nov-2022 | F | EQUITY SKEW ETF |
| COPART, INC. | CPRT | 217204106 | 02-Dec-2022 | Annual | 13 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2023. | Management | F | 04-Nov-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 1 | Election of Director: M. Michele Burns | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 2 | Election of Director: Wesley G. Bush | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 3 | Election of Director: Michael D. Capellas | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 4 | Election of Director: Mark Garrett | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 5 | Election of Director: John D. Harris II | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 6 | Election of Director: Dr. Kristina M. Johnson | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 7 | Election of Director: Roderick C. Mcgeary | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 8 | Election of Director: Sarah Rae Murphy | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 9 | Election of Director: Charles H. Robbins | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 10 | Election of Director: Brenton L. Saunders | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 11 | Election of Director: Dr. Lisa T. Su | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 12 | Election of Director: Marianna Tessel | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 13 | Approval, on an advisory basis, of executive compensation. | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 14 | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2023. | Management | F | 19-Oct-2022 | F | EQUITY SKEW ETF |
| CISCO SYSTEMS, INC. | CSCO | 17275R102 | 08-Dec-2022 | Annual | 15 | Stockholder Proposal - Approval to have Cisco's Board issue a tax transparency report in consideration of the Global Reporting Initiative's Tax Standard. | Shareholder | N | 19-Oct-2022 | N | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 1 | Election of Director: Reid G. Hoffman | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 2 | Election of Director: Hugh F. Johnston | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 3 | Election of Director: Teri L. List | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 4 | Election of Director: Satya Nadella | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 5 | Election of Director: Sandra E. Peterson | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 6 | Election of Director: Penny S. Pritzker | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 7 | Election of Director: Carlos A. Rodriguez | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 8 | Election of Director: Charles W. Scharf | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 9 | Election of Director: John W. Stanton | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 10 | Election of Director: John W. Thompson | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 11 | Election of Director: Emma N. Walmsley | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 12 | Election of Director: Padmasree Warrior | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 13 | Advisory vote to approve named executive officer compensation | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 14 | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | F | 28-Oct-2022 | F | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 15 | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | N | 28-Oct-2022 | N | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 16 | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | N | 28-Oct-2022 | N | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 17 | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | N | 28-Oct-2022 | N | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 18 | Shareholder Proposal - Report on Government Use of Microsoft Technology | Shareholder | N | 28-Oct-2022 | N | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 19 | Shareholder Proposal - Report on Development of Products for Military | Shareholder | N | 28-Oct-2022 | N | EQUITY SKEW ETF |
| MICROSOFT CORPORATION | MSFT | 594918104 | 13-Dec-2022 | Annual | 20 | Shareholder Proposal - Report on Tax Transparency | Shareholder | N | 28-Oct-2022 | N | EQUITY SKEW ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 1 | Election of Director: Michael A. George | Management | F | 25-Oct-2022 | F | EQUITY SKEW ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 2 | Election of Director: Linda A. Goodspeed | Management | F | 25-Oct-2022 | F | EQUITY SKEW ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 3 | Election of Director: Earl G. Graves, Jr. | Management | F | 25-Oct-2022 | F | EQUITY SKEW ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 4 | Election of Director: Enderson Guimaraes | Management | F | 25-Oct-2022 | F | EQUITY SKEW ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 5 | Election of Director: Brian P. Hannasch | Management | F | 25-Oct-2022 | F | EQUITY SKEW ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 6 | Election of Director: D. Bryan Jordan | Management | F | 25-Oct-2022 | F | EQUITY SKEW ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 7 | Election of Director: Gale V. King | Management | F | 25-Oct-2022 | F | EQUITY SKEW ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 8 | Election of Director: George R. Mrkonic, Jr. | Management | F | 25-Oct-2022 | F | EQUITY SKEW ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 9 | Election of Director: William C. Rhodes, III | Management | F | 25-Oct-2022 | F | EQUITY SKEW ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 10 | Election of Director: Jill A. Soltau | Management | F | 25-Oct-2022 | F | EQUITY SKEW ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 11 | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the 2023 fiscal year. | Management | F | 25-Oct-2022 | F | EQUITY SKEW ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 12 | Approval of an advisory vote on the compensation of named executive officers. | Management | F | 25-Oct-2022 | F | EQUITY SKEW ETF |
| LINDE PLC | LIN | G5494J103 | 18-Jan-2023 | Special | 1 | To approve, subject to the approval by the requisite majorities at the Court Meeting, the scheme of arrangement that is included in Linde's Proxy Statement, referred to as the "Scheme" or "Scheme of Arrangement," in its original form or with or subject to any modification, addition or condition approved or imposed by the Irish High Court. | Management | F | 16-Dec-2022 | F | EQUITY SKEW ETF |
| LINDE PLC | LIN | G5494J103 | 18-Jan-2023 | Special | 2 | To approve, subject to the Scheme becoming effective, an amendment to the articles of association of Linde, which are part of the Linde constitution, referred to as the "Articles," in respect of certain mechanics to effect the Scheme as set forth in Linde's Proxy Statement. | Management | F | 16-Dec-2022 | F | EQUITY SKEW ETF |
| LINDE PLC | LIN | G5494J103 | 18-Jan-2023 | Special | 3 | To approve the Common Draft Terms of Merger dated December 2, 2022 between Linde and New Linde, that are included in Linde's Proxy Statement, whereupon and assuming the other conditions to the merger are satisfied, Linde would be merged with and into New Linde, with New Linde surviving the merger, and the directors of Linde be authorized to take all steps necessary or appropriate to execute and carry the merger into effect. | Management | F | 16-Dec-2022 | F | EQUITY SKEW ETF |
| LINDE PLC | | G5494J111 | 18-Jan-2023 | Special | 1 | To approve the Scheme of Arrangement under Irish Law between Linde plc and the Scheme Shareholders, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court. | Management | F | 16-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 1 | Election of Director: Susan L. Decker | Management | F | 07-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 2 | Election of Director: Kenneth D. Denman | Management | F | 07-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 3 | Election of Director: Richard A. Galanti | Management | F | 07-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 4 | Election of Director: Hamilton E. James | Management | F | 07-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 5 | Election of Director: W. Craig Jelinek | Management | F | 07-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 6 | Election of Director: Sally Jewell | Management | F | 07-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 7 | Election of Director: Charles T. Munger | Management | F | 07-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 8 | Election of Director: Jeffrey S. Raikes | Management | F | 07-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 9 | Election of Director: John W. Stanton | Management | F | 07-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 10 | Election of Director: Ron M. Vachris | Management | F | 07-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 11 | Election of Director: Maggie Wilderotter | Management | F | 07-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 12 | Ratification of selection of independent auditors. | Management | F | 07-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 13 | Approval, on an advisory basis, of executive compensation. | Management | F | 07-Dec-2022 | F | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 14 | Approval, on an advisory basis, of frequency of future advisory votes on executive compensation. | Management | 1 | 07-Dec-2022 | 1 | EQUITY SKEW ETF |
| COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 19-Jan-2023 | Annual | 15 | Shareholder proposal regarding report on risks of state policies restricting reproductive rights. | Shareholder | N | 07-Dec-2022 | N | EQUITY SKEW ETF |
| INTUIT INC. | INTU | 461202103 | 19-Jan-2023 | Annual | 1 | Election of Director: Eve Burton | Management | F | 30-Nov-2022 | F | EQUITY SKEW ETF |
| INTUIT INC. | INTU | 461202103 | 19-Jan-2023 | Annual | 2 | Election of Director: Scott D. Cook | Management | F | 30-Nov-2022 | F | EQUITY SKEW ETF |
| INTUIT INC. | INTU | 461202103 | 19-Jan-2023 | Annual | 3 | Election of Director: Richard L. Dalzell | Management | F | 30-Nov-2022 | F | EQUITY SKEW ETF |
| INTUIT INC. | INTU | 461202103 | 19-Jan-2023 | Annual | 4 | Election of Director: Sasan K. Goodarzi | Management | F | 30-Nov-2022 | F | EQUITY SKEW ETF |
| INTUIT INC. | INTU | 461202103 | 19-Jan-2023 | Annual | 5 | Election of Director: Deborah Liu | Management | F | 30-Nov-2022 | F | EQUITY SKEW ETF |
| INTUIT INC. | INTU | 461202103 | 19-Jan-2023 | Annual | 6 | Election of Director: Tekedra Mawakana | Management | F | 30-Nov-2022 | F | EQUITY SKEW ETF |
| INTUIT INC. | INTU | 461202103 | 19-Jan-2023 | Annual | 7 | Election of Director: Suzanne Nora Johnson | Management | F | 30-Nov-2022 | F | EQUITY SKEW ETF |
| INTUIT INC. | INTU | 461202103 | 19-Jan-2023 | Annual | 8 | Election of Director: Thomas Szkutak | Management | F | 30-Nov-2022 | F | EQUITY SKEW ETF |
| INTUIT INC. | INTU | 461202103 | 19-Jan-2023 | Annual | 9 | Election of Director: Raul Vazquez | Management | F | 30-Nov-2022 | F | EQUITY SKEW ETF |
| INTUIT INC. | INTU | 461202103 | 19-Jan-2023 | Annual | 10 | Advisory vote to approve Intuit's executive compensation (say-on-pay) | Management | F | 30-Nov-2022 | F | EQUITY SKEW ETF |
| INTUIT INC. | INTU | 461202103 | 19-Jan-2023 | Annual | 11 | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2023 | Management | F | 30-Nov-2022 | F | EQUITY SKEW ETF |
| INTUIT INC. | INTU | 461202103 | 19-Jan-2023 | Annual | 12 | Approval of the Amended and Restated Employee Stock Purchase Plan to increase the share reserve by an additional 2,000,000 shares | Management | F | 30-Nov-2022 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 1 | Election of Director: Lloyd A. Carney | Management | F | 03-Dec-2022 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 2 | Election of Director: Kermit R. Crawford | Management | F | 03-Dec-2022 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 3 | Election of Director: Francisco Javier Fernández-Carbajal | Management | F | 03-Dec-2022 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 4 | Election of Director: Alfred F. Kelly, Jr. | Management | F | 03-Dec-2022 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 5 | Election of Director: Ramon Laguarta | Management | F | 03-Dec-2022 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 6 | Election of Director: Teri L. List | Management | F | 03-Dec-2022 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 7 | Election of Director: John F. Lundgren | Management | F | 03-Dec-2022 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 8 | Election of Director: Denise M. Morrison | Management | F | 03-Dec-2022 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 9 | Election of Director: Linda J. Rendle | Management | F | 03-Dec-2022 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 10 | Election of Director: Maynard G. Webb, Jr. | Management | F | 03-Dec-2022 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 11 | To approve, on an advisory basis, the compensation paid to our named executive officers. | Management | F | 03-Dec-2022 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 12 | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 | 03-Dec-2022 | 1 | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 13 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. | Management | F | 03-Dec-2022 | F | EQUITY SKEW ETF |
| VISA INC. | V | 92826C839 | 24-Jan-2023 | Annual | 14 | To vote on a stockholder proposal requesting an independent board chair policy. | Shareholder | N | 03-Dec-2022 | N | EQUITY SKEW ETF |
| ROCKWELL AUTOMATION, INC. | ROK | 773903109 | 07-Feb-2023 | Annual | 1 | DIRECTOR | Management | F | 22-Dec-2022 | F | EQUITY SKEW ETF |
| ROCKWELL AUTOMATION, INC. | ROK | 773903109 | 07-Feb-2023 | Annual | 1 | DIRECTOR | Management | F | 22-Dec-2022 | F | EQUITY SKEW ETF |
| ROCKWELL AUTOMATION, INC. | ROK | 773903109 | 07-Feb-2023 | Annual | 1 | DIRECTOR | Management | F | 22-Dec-2022 | F | EQUITY SKEW ETF |
| ROCKWELL AUTOMATION, INC. | ROK | 773903109 | 07-Feb-2023 | Annual | 1 | DIRECTOR | Management | F | 22-Dec-2022 | F | EQUITY SKEW ETF |
| ROCKWELL AUTOMATION, INC. | ROK | 773903109 | 07-Feb-2023 | Annual | 2 | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | F | 22-Dec-2022 | F | EQUITY SKEW ETF |
| ROCKWELL AUTOMATION, INC. | ROK | 773903109 | 07-Feb-2023 | Annual | 3 | To approve, on an advisory basis, the frequency of the shareowner vote on the compensation of the Corporation's named executive officers. | Management | 1 | 22-Dec-2022 | 1 | EQUITY SKEW ETF |
| ROCKWELL AUTOMATION, INC. | ROK | 773903109 | 07-Feb-2023 | Annual | 4 | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm for fiscal 2023. | Management | F | 22-Dec-2022 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 1 | Election of Director: Leanne G. Caret | Management | F | 12-Jan-2023 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 2 | Election of Director: Tamra A. Erwin | Management | F | 12-Jan-2023 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 3 | Election of Director: Alan C. Heuberger | Management | F | 12-Jan-2023 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 4 | Election of Director: Charles O. Holliday, Jr. | Management | F | 12-Jan-2023 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 5 | Election of Director: Michael O. Johanns | Management | F | 12-Jan-2023 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 6 | Election of Director: Clayton M. Jones | Management | F | 12-Jan-2023 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 7 | Election of Director: John C. May | Management | F | 12-Jan-2023 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 8 | Election of Director: Gregory R. Page | Management | F | 12-Jan-2023 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 9 | Election of Director: Sherry M. Smith | Management | F | 12-Jan-2023 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 10 | Election of Director: Dmitri L. Stockton | Management | F | 12-Jan-2023 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 11 | Election of Director: Sheila G. Talton | Management | F | 12-Jan-2023 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 12 | Advisory vote to approve executive compensation("say-on-pay"). | Management | F | 12-Jan-2023 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 13 | Advisory vote on the frequency of future say-on-pay votes. | Management | 1 | 12-Jan-2023 | 1 | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 14 | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2023. | Management | F | 12-Jan-2023 | F | EQUITY SKEW ETF |
| DEERE & COMPANY | DE | 244199105 | 22-Feb-2023 | Annual | 15 | Shareholder proposal regarding termination pay. | Shareholder | N | 12-Jan-2023 | N | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 1 | Election of Director to hold office until the next annual meeting of stockholders: Sylvia Acevedo | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 2 | Election of Director to hold office until the next annual meeting of stockholders: Cristiano R. Amon | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 3 | Election of Director to hold office until the next annual meeting of stockholders: Mark Fields | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 4 | Election of Director to hold office until the next annual meeting of stockholders: Jeffrey W. Henderson | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 5 | Election of Director to hold office until the next annual meeting of stockholders: Gregory N. Johnson | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 6 | Election of Director to hold office until the next annual meeting of stockholders: Ann M. Livermore | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 7 | Election of Director to hold office until the next annual meeting of stockholders: Mark D. McLaughlin | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 8 | Election of Director to hold office until the next annual meeting of stockholders: Jamie S. Miller | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 9 | Election of Director to hold office until the next annual meeting of stockholders: Irene B. Rosenfeld | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 10 | Election of Director to hold office until the next annual meeting of stockholders: Kornelis (Neil) Smit | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 11 | Election of Director to hold office until the next annual meeting of stockholders: Jean-Pascal Tricoire | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 12 | Election of Director to hold office until the next annual meeting of stockholders: Anthony J. Vinciquerra | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 13 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 24, 2023. | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 14 | Approval of the QUALCOMM Incorporated 2023 Long-Term Incentive Plan. | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| QUALCOMM INCORPORATED | QCOM | 747525103 | 08-Mar-2023 | Annual | 15 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 1 | Election of Director: Rani Borkar | Management | F | 26-Jan-2023 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 2 | Election of Director: Judy Bruner | Management | F | 26-Jan-2023 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 3 | Election of Director: Xun (Eric) Chen | Management | F | 26-Jan-2023 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 4 | Election of Director: Aart J. de Geus | Management | F | 26-Jan-2023 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 5 | Election of Director: Gary E. Dickerson | Management | F | 26-Jan-2023 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 6 | Election of Director: Thomas J. Iannotti | Management | F | 26-Jan-2023 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 7 | Election of Director: Alexander A. Karsner | Management | F | 26-Jan-2023 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 8 | Election of Director: Kevin P. March | Management | F | 26-Jan-2023 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 9 | Election of Director: Yvonne McGill | Management | F | 26-Jan-2023 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 10 | Election of Director: Scott A. McGregor | Management | F | 26-Jan-2023 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 11 | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2022. | Management | F | 26-Jan-2023 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 12 | Approval, on an advisory basis, of the frequency of holding an advisory vote on executive compensation. | Management | 1 | 26-Jan-2023 | 1 | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 13 | Ratification of the appointment of KPMG LLP as Applied Materials' independent registered public accounting firm for fiscal year 2023. | Management | F | 26-Jan-2023 | F | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 14 | Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | Shareholder | N | 26-Jan-2023 | N | EQUITY SKEW ETF |
| APPLIED MATERIALS, INC. | AMAT | 038222105 | 09-Mar-2023 | Annual | 15 | Shareholder proposal to improve the executive compensation program and policy to include the CEO pay ratio factor. | Shareholder | N | 26-Jan-2023 | N | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 1 | Election of Director: Stephen P. MacMillan | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 2 | Election of Director: Sally W. Crawford | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 3 | Election of Director: Charles J. Dockendorff | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 4 | Election of Director: Scott T. Garrett | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 5 | Election of Director: Ludwig N. Hantson | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 6 | Election of Director: Namal Nawana | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 7 | Election of Director: Christiana Stamoulis | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 8 | Election of Director: Stacey D. Stewart | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 9 | Election of Director: Amy M. Wendell | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 10 | A non-binding advisory resolution to approve executive compensation. | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 11 | A non-binding advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 | 20-Jan-2023 | 1 | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 12 | Approval of the Hologic, Inc. Amended and Restated 2008 Equity Incentive Plan. | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 13 | Approval of the Hologic, Inc. Amended and Restated 2012 Employee Stock Purchase Plan. | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| HOLOGIC, INC. | HOLX | 436440101 | 09-Mar-2023 | Annual | 14 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2023. | Management | F | 20-Jan-2023 | F | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 1 | Election of Director: James Bell | Management | F | 14-Jan-2023 | F | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 2 | Election of Director: Tim Cook | Management | F | 14-Jan-2023 | F | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 3 | Election of Director: Al Gore | Management | F | 14-Jan-2023 | F | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 4 | Election of Director: Alex Gorsky | Management | F | 14-Jan-2023 | F | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 5 | Election of Director: Andrea Jung | Management | F | 14-Jan-2023 | F | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 6 | Election of Director: Art Levinson | Management | F | 14-Jan-2023 | F | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 7 | Election of Director: Monica Lozano | Management | F | 14-Jan-2023 | F | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 8 | Election of Director: Ron Sugar | Management | F | 14-Jan-2023 | F | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 9 | Election of Director: Sue Wagner | Management | F | 14-Jan-2023 | F | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 10 | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | Management | F | 14-Jan-2023 | F | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 11 | Advisory vote to approve executive compensation | Management | F | 14-Jan-2023 | F | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 12 | Advisory vote on the frequency of advisory votes on executive compensation | Management | 1 | 14-Jan-2023 | 1 | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 13 | A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal" | Shareholder | N | 14-Jan-2023 | N | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 14 | A shareholder proposal entitled "Communist China Audit" | Shareholder | N | 14-Jan-2023 | N | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 15 | A shareholder proposal on Board policy for communication with shareholder proponents | Shareholder | N | 14-Jan-2023 | N | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 16 | A shareholder proposal entitled "Racial and Gender Pay Gaps" | Shareholder | N | 14-Jan-2023 | N | EQUITY SKEW ETF |
| APPLE INC. | AAPL | 037833100 | 10-Mar-2023 | Annual | 17 | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | N | 14-Jan-2023 | N | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 15-Mar-2023 | Annual | 1 | Election of Director for a three-year term: Heidi K. Kunz | Management | F | 17-Feb-2023 | F | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 15-Mar-2023 | Annual | 2 | Election of Director for a three-year term: Susan H. Rataj | Management | F | 17-Feb-2023 | F | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 15-Mar-2023 | Annual | 3 | Election of Director for a three-year term: George A. Scangos, Ph.D. | Management | F | 17-Feb-2023 | F | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 15-Mar-2023 | Annual | 4 | Election of Director for a three-year term: Dow R. Wilson | Management | F | 17-Feb-2023 | F | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 15-Mar-2023 | Annual | 5 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | F | 17-Feb-2023 | F | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 15-Mar-2023 | Annual | 6 | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Management | F | 17-Feb-2023 | F | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 15-Mar-2023 | Annual | 7 | To approve amendments to the Certificate of Incorporation to create a new stockholder right to call a special meeting. | Management | F | 17-Feb-2023 | F | EQUITY SKEW ETF |
| AGILENT TECHNOLOGIES, INC. | A | 00846U101 | 15-Mar-2023 | Annual | 8 | An advisory vote on the frequency of the stockholder vote to approve the compensation of our named executive officers. | Management | 1 | 17-Feb-2023 | 1 | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 1 | Election of Director: Richard E. Allison, Jr. | Management | F | 28-Jan-2023 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 2 | Election of Director: Andrew Campion | Management | F | 28-Jan-2023 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 3 | Election of Director: Beth Ford | Management | F | 28-Jan-2023 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 4 | Election of Director: Mellody Hobson | Management | F | 28-Jan-2023 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 5 | Election of Director: Jørgen Vig Knudstorp | Management | F | 28-Jan-2023 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 6 | Election of Director: Satya Nadella | Management | F | 28-Jan-2023 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 7 | Election of Director: Laxman Narasimhan | Management | F | 28-Jan-2023 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 8 | Election of Director: Howard Schultz | Management | F | 28-Jan-2023 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 9 | Approval, on a nonbinding basis, of the compensation paid to our named executive officers | Management | F | 28-Jan-2023 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 10 | Approval, on a nonbinding basis, of the frequency of future advisory votes on executive compensation | Management | 1 | 28-Jan-2023 | 1 | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 11 | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2023 | Management | F | 28-Jan-2023 | F | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 12 | Report on Plant-Based Milk Pricing | Shareholder | N | 28-Jan-2023 | N | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 13 | CEO Succession Planning Policy Amendment | Shareholder | N | 28-Jan-2023 | N | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 14 | Annual Reports on Company Operations in China | Shareholder | N | 28-Jan-2023 | N | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 15 | Assessment of Worker Rights Commitments | Shareholder | N | 28-Jan-2023 | N | EQUITY SKEW ETF |
| STARBUCKS CORPORATION | SBUX | 855244109 | 23-Mar-2023 | Annual | 16 | Creation of Board Committee on Corporate Sustainability | Shareholder | N | 28-Jan-2023 | N | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 03-Apr-2023 | Annual | 1 | Election of Director: Diane M. Bryant | Management | F | 18-Feb-2023 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 03-Apr-2023 | Annual | 2 | Election of Director: Gayla J. Delly | Management | F | 18-Feb-2023 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 03-Apr-2023 | Annual | 3 | Election of Director: Raul J. Fernandez | Management | F | 18-Feb-2023 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 03-Apr-2023 | Annual | 4 | Election of Director: Eddy W. Hartenstein | Management | F | 18-Feb-2023 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 03-Apr-2023 | Annual | 5 | Election of Director: Check Kian Low | Management | F | 18-Feb-2023 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 03-Apr-2023 | Annual | 6 | Election of Director: Justine F. Page | Management | F | 18-Feb-2023 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 03-Apr-2023 | Annual | 7 | Election of Director: Henry Samueli | Management | F | 18-Feb-2023 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 03-Apr-2023 | Annual | 8 | Election of Director: Hock E. Tan | Management | F | 18-Feb-2023 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 03-Apr-2023 | Annual | 9 | Election of Director: Harry L. You | Management | F | 18-Feb-2023 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 03-Apr-2023 | Annual | 10 | Ratification of the appointment of Pricewaterhouse Coopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending October 29, 2023. | Management | F | 18-Feb-2023 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 03-Apr-2023 | Annual | 11 | Approve an amendment and restatement of the 2012 Stock Incentive Plan. | Management | F | 18-Feb-2023 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 03-Apr-2023 | Annual | 12 | Advisory vote to approve the named executive officer compensation. | Management | F | 18-Feb-2023 | F | EQUITY SKEW ETF |
| BROADCOM INC | AVGO | 11135F101 | 03-Apr-2023 | Annual | 13 | Advisory vote on the frequency of the advisory vote on named executive officer compensation. | Management | 1 | 18-Feb-2023 | 1 | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 1 | Election of Director: Peter Coleman | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 2 | Election of Director: Patrick de La Chevardière | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 3 | Election of Director: Miguel Galuccio | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 4 | Election of Director: Olivier Le Peuch | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 5 | Election of Director: Samuel Leupold | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 6 | Election of Director: Tatiana Mitrova | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 7 | Election of Director: Maria Moraeus Hanssen | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 8 | Election of Director: Vanitha Narayanan | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 9 | Election of Director: Mark Papa | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 10 | Election of Director: Jeff Sheets | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 11 | Election of Director: Ulrich Spiesshofer | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 12 | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 | 25-Feb-2023 | 1 | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 13 | Advisory approval of our executive compensation. | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 14 | Approval of our consolidated balance sheet at December 31, 2022; our consolidated statement of income for the year ended December 31, 2022; and the declarations of dividends by our Board of Directors in 2022, as reflected in our 2022 Annual Report to Shareholders. | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 05-Apr-2023 | Annual | 15 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2023. | Management | F | 25-Feb-2023 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 1 | Election of Director: Aart J. de Geus | Management | F | 22-Feb-2023 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 2 | Election of Director: Luis Borgen | Management | F | 22-Feb-2023 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 3 | Election of Director: Marc N. Casper | Management | F | 22-Feb-2023 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 4 | Election of Director: Janice D. Chaffin | Management | F | 22-Feb-2023 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 5 | Election of Director: Bruce R. Chizen | Management | F | 22-Feb-2023 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 6 | Election of Director: Mercedes Johnson | Management | F | 22-Feb-2023 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 7 | Election of Director: Jeannine P. Sargent | Management | F | 22-Feb-2023 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 8 | Election of Director: John G. Schwarz | Management | F | 22-Feb-2023 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 9 | Election of Director: Roy Vallee | Management | F | 22-Feb-2023 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 10 | To approve our 2006 Employee Equity Incentive Plan, as amended, in order to, among other items, increase the number of shares available for issuance under the plan by 3,300,000 shares. | Management | F | 22-Feb-2023 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 11 | To approve, on an advisory basis, the frequency of an advisory vote on the compensation of our named executive officers. | Management | 1 | 22-Feb-2023 | 1 | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 12 | To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the Proxy Statement. | Management | F | 22-Feb-2023 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 13 | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending October 28, 2023. | Management | F | 22-Feb-2023 | F | EQUITY SKEW ETF |
| SYNOPSYS, INC. | SNPS | 871607107 | 12-Apr-2023 | Annual | 14 | To vote on a stockholder proposal regarding special stockholder meetings, if properly presented at the meeting. | Shareholder | N | 22-Feb-2023 | N | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 18-Apr-2023 | Annual | 1 | Election of Director: Carol J. Burt | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 18-Apr-2023 | Annual | 2 | Election of Director: Colleen A. Goggins | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 18-Apr-2023 | Annual | 3 | Election of Director: Sheila A. Stamps | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 18-Apr-2023 | Annual | 4 | Approve an advisory (non-binding) resolution to approve IQVIA's executive compensation (say-on-pay). | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 18-Apr-2023 | Annual | 5 | Approve a Company proposal to amend IQVIA's Certificate of Incorporation to adopt a stockholders' right to request a special stockholders' meeting. | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 18-Apr-2023 | Annual | 6 | If properly presented, a stockholder proposal concerning special stockholder meetings. | Shareholder | N | 28-Feb-2023 | N | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 18-Apr-2023 | Annual | 7 | If properly presented, a stockholder proposal for separate Chairman and Chief Executive Officer roles. | Shareholder | N | 28-Feb-2023 | N | EQUITY SKEW ETF |
| IQVIA HOLDINGS INC. | IQV | 46266C105 | 18-Apr-2023 | Annual | 8 | Ratification of the appointment of PricewaterhouseCoopers LLP as IQVIA's independent registered public accounting firm for 2023. | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 1 | Election of Director: Jorge A. Bermudez | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 2 | Election of Director: Thérèse Esperdy | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 3 | Election of Director: Robert Fauber | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 4 | Election of Director: Vincent A. Forlenza | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 5 | Election of Director: Kathryn M. Hill | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 6 | Election of Director: Lloyd W. Howell, Jr. | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 7 | Election of Director: Jose M. Minaya | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 8 | Election of Director: Leslie F. Seidman | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 9 | Election of Director: Zig Serafin | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 10 | Election of Director: Bruce Van Saun | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 11 | Approval of the Amended and Restated 2001 Moody's Corporation Key Employees' Stock Incentive Plan. | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 12 | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2023. | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 13 | Advisory resolution approving executive compensation. | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| MOODY'S CORPORATION | MCO | 615369105 | 18-Apr-2023 | Annual | 14 | Advisory resolution on the frequency of future advisory resolutions approving executive compensation. | Management | 1 | 09-Mar-2023 | 1 | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 1 | Election of Director: Thomas F. Frist III | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 2 | Election of Director: Samuel N. Hazen | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 3 | Election of Director: Meg G. Crofton | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 4 | Election of Director: Robert J. Dennis | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 5 | Election of Director: Nancy-Ann DeParle | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 6 | Election of Director: William R. Frist | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 7 | Election of Director: Hugh F. Johnston | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 8 | Election of Director: Michael W. Michelson | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 9 | Election of Director: Wayne J. Riley, M.D. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 10 | Election of Director: Andrea B. Smith | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 11 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 12 | To approve the HCA Healthcare, Inc. 2023 Employee Stock Purchase Plan. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 13 | Advisory vote to approve named executive officer compensation. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 14 | Stockholder proposal, if properly presented at the meeting, regarding political spending disclosure. | Shareholder | N | 11-Mar-2023 | N | EQUITY SKEW ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 15 | Stockholder proposal, if properly presented at the meeting, regarding amendment to Patient Safety and Quality of Care Committee charter. | Shareholder | N | 11-Mar-2023 | N | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 1 | Election of Director: Raquel C. Bono, M.D. | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 2 | Election of Director: Bruce D. Broussard | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 3 | Election of Director: Frank A. D'Amelio | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 4 | Election of Director: David T. Feinberg, M.D. | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 5 | Election of Director: Wayne A. I. Frederick, M.D. | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 6 | Election of Director: John W. Garratt | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 7 | Election of Director: Kurt J. Hilzinger | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 8 | Election of Director: Karen W. Katz | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 9 | Election of Director: Marcy S. Klevorn | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 10 | Election of Director: William J. McDonald | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 11 | Election of Director: Jorge S. Mesquita | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 12 | Election of Director: Brad D. Smith | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 13 | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 14 | Non-binding advisory vote for the approval of the compensation of the named executive officers as disclosed in the 2023 proxy statement. | Management | F | 09-Mar-2023 | F | EQUITY SKEW ETF |
| HUMANA INC. | HUM | 444859102 | 20-Apr-2023 | Annual | 15 | Non-binding advisory vote for the approval of the frequency with which future stockholder votes on the compensation of the named executive officers will be held. | Management | 1 | 09-Mar-2023 | 1 | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 1 | Election of Director to serve for a one-year term: Amy Banse | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 2 | Election of Director to serve for a one-year term: Brett Biggs | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 3 | Election of Director to serve for a one-year term: Melanie Boulden | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 4 | Election of Director to serve for a one-year term: Frank Calderoni | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 5 | Election of Director to serve for a one-year term: Laura Desmond | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 6 | Election of Director to serve for a one-year term: Shantanu Narayen | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 7 | Election of Director to serve for a one-year term: Spencer Neumann | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 8 | Election of Director to serve for a one-year term: Kathleen Oberg | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 9 | Election of Director to serve for a one-year term: Dheeraj Pandey | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 10 | Election of Director to serve for a one-year term: David Ricks | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 11 | Election of Director to serve for a one-year term: Daniel Rosensweig | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 12 | Election of Director to serve for a one-year term: John Warnock | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 13 | Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 14 | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 15 | Approve, on an advisory basis, the compensation of our named executive officers. | Management | F | 04-Mar-2023 | F | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 16 | Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. | Management | 1 | 04-Mar-2023 | 1 | EQUITY SKEW ETF |
| ADOBE INC. | ADBE | 00724F101 | 20-Apr-2023 | Annual | 17 | Stockholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records. | Shareholder | N | 04-Mar-2023 | N | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 1 | Election of Director for a term expire at 2024 Annual Meeting: Sylvia M. Burwell | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 2 | Election of Director for a term expire at 2024 Annual Meeting: John W. Culver | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 3 | Election of Director for a term expire at 2024 Annual Meeting: Michael D. Hsu | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 4 | Election of Director for a term expire at 2024 Annual Meeting: Mae C. Jemison, M.D. | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 5 | Election of Director for a term expire at 2024 Annual Meeting: S. Todd Maclin | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 6 | Election of Director for a term expire at 2024 Annual Meeting: Deirdre A. Mahlan | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 7 | Election of Director for a term expire at 2024 Annual Meeting: Sherilyn S. McCoy | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 8 | Election of Director for a term expire at 2024 Annual Meeting: Christa S. Quarles | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 9 | Election of Director for a term expire at 2024 Annual Meeting: Jaime A. Ramirez | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 10 | Election of Director for a term expire at 2024 Annual Meeting: Dunia A. Shive | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 11 | Election of Director for a term expire at 2024 Annual Meeting: Mark T. Smucker | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 12 | Election of Director for a term expire at 2024 Annual Meeting: Michael D. White | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 13 | Ratification of Auditor. | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 14 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | F | 28-Feb-2023 | F | EQUITY SKEW ETF |
| KIMBERLY-CLARK CORPORATION | KMB | 494368103 | 20-Apr-2023 | Annual | 15 | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. | Management | 1 | 28-Feb-2023 | 1 | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 1 | Election of Director for a Term Expiring at the 2024 Annual Meeting: Sallie B. Bailey | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 2 | Election of Director for a Term Expiring at the 2024 Annual Meeting: Peter W. Chiarelli | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 3 | Election of Director for a Term Expiring at the 2024 Annual Meeting: Thomas A. Dattilo | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 4 | Election of Director for a Term Expiring at the 2024 Annual Meeting: Roger B. Fradin | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 5 | Election of Director for a Term Expiring at the 2024 Annual Meeting: Joanna L. Geraghty | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 6 | Election of Director for a Term Expiring at the 2024 Annual Meeting: Harry B. Harris, Jr. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 7 | Election of Director for a Term Expiring at the 2024 Annual Meeting: Lewis Hay III | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 8 | Election of Director for a Term Expiring at the 2024 Annual Meeting: Christopher E. Kubasik | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 9 | Election of Director for a Term Expiring at the 2024 Annual Meeting: Rita S. Lane | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 10 | Election of Director for a Term Expiring at the 2024 Annual Meeting: Robert B. Millard | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 11 | Election of Director for a Term Expiring at the 2024 Annual Meeting: Edward A. Rice, Jr. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 12 | Election of Director for a Term Expiring at the 2024 Annual Meeting: Christina L. Zamarro | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 13 | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 14 | Approval, in an Advisory Vote, of the Frequency of Future Shareholder Votes Regarding the Compensation of Named Executive Officers | Management | 1 | 11-Mar-2023 | 1 | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 15 | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2023 | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| L3HARRIS TECHNOLOGIES INC. | LHX | 502431109 | 21-Apr-2023 | Annual | 16 | Shareholder Proposal titled "Transparency in Regard to Lobbying" | Shareholder | N | 11-Mar-2023 | N | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 1 | Election of Director: Lamberto Andreotti | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 2 | Election of Director: Klaus A. Engel | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 3 | Election of Director: David C. Everitt | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 4 | Election of Director: Janet P. Giesselman | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 5 | Election of Director: Karen H. Grimes | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 6 | Election of Director: Michael O. Johanns | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 7 | Election of Director: Rebecca B. Liebert | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 8 | Election of Director: Marcos M. Lutz | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 9 | Election of Director: Charles V. Magro | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 10 | Election of Director: Nayaki R. Nayyar | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 11 | Election of Director: Gregory R. Page | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 12 | Election of Director: Kerry J. Preete | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 13 | Election of Director: Patrick J. Ward | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 14 | Advisory resolution to approve executive compensation of the Company's named executive officers. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| CORTEVA INC. | CTVA | 22052L104 | 21-Apr-2023 | Annual | 15 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 1 | Election of Director: Henry A. Fernandez | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 2 | Election of Director: Robert G. Ashe | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 3 | Election of Director: Wayne Edmunds | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 4 | Election of Director: Catherine R. Kinney | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 5 | Election of Director: Robin Matlock | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 6 | Election of Director: Jacques P. Perold | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 7 | Election of Director: C.D. Baer Pettit | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 8 | Election of Director: Sandy C. Rattray | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 9 | Election of Director: Linda H. Riefler | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 10 | Election of Director: Marcus L. Smith | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 11 | Election of Director: Rajat Taneja | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 12 | Election of Director: Paula Volent | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 13 | To approve, by non-binding vote, our executive compensation, as described in these proxy materials. | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 14 | To recommend, by non-binding vote, the frequency of future advisory votes to approve executive compensation. | Management | 1 | 16-Mar-2023 | 1 | EQUITY SKEW ETF |
| MSCI INC. | MSCI | 55354G100 | 25-Apr-2023 | Annual | 15 | To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 1 | Election of Director: Herb Allen | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 2 | Election of Director: Marc Bolland | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 3 | Election of Director: Ana Botín | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 4 | Election of Director: Christopher C. Davis | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 5 | Election of Director: Barry Diller | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 6 | Election of Director: Carolyn Everson | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 7 | Election of Director: Helene D. Gayle | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 8 | Election of Director: Alexis M. Herman | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 9 | Election of Director: Maria Elena Lagomasino | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 10 | Election of Director: Amity Millhiser | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 11 | Election of Director: James Quincey | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 12 | Election of Director: Caroline J. Tsay | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 13 | Election of Director: David B. Weinberg | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 14 | Advisory vote to approve executive compensation | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 15 | Advisory vote on the frequency of future advisory votes to approve executive compensation | Management | 1 | 11-Mar-2023 | 1 | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 16 | Ratify the appointment of Ernst & Young LLP as independent Auditors of the Company to serve for the 2023 fiscal year | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 17 | Shareowner proposal requesting an audit of the Company's impact on nonwhite stakeholders | Shareholder | N | 11-Mar-2023 | N | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 18 | Shareowner proposal requesting a global transparency report | Shareholder | N | 11-Mar-2023 | N | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 19 | Shareowner proposal regarding political expenditures values alignment | Shareholder | N | 11-Mar-2023 | N | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 20 | Shareowner proposal requesting an independent Board chair policy | Shareholder | N | 11-Mar-2023 | N | EQUITY SKEW ETF |
| THE COCA-COLA COMPANY | KO | 191216100 | 25-Apr-2023 | Annual | 21 | Shareowner proposal requesting a report on risks from state policies restricting reproductive rights | Shareholder | N | 11-Mar-2023 | N | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 1 | Election of Director for a one-year term: Alan S. Armstrong | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 2 | Election of Director for a one-year term: Stephen W. Bergstrom | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 3 | Election of Director for a one-year term: Michael A. Creel | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 4 | Election of Director for a one-year term: Stacey H. Doré | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 5 | Election of Director for a one-year term: Carri A. Lockhart | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 6 | Election of Director for a one-year term: Richard E. Muncrief | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 7 | Election of Director for a one-year term: Peter A. Ragauss | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 8 | Election of Director for a one-year term: Rose M. Robeson | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 9 | Election of Director for a one-year term: Scott D. Sheffield | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 10 | Election of Director for a one-year term: Murray D. Smith | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 11 | Election of Director for a one-year term: William H. Spence | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 12 | Election of Director for a one-year term: Jesse J. Tyson | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 13 | Ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 14 | Approve, on an advisory basis, the compensation of our named executive officers. | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| THE WILLIAMS COMPANIES, INC. | WMB | 969457100 | 25-Apr-2023 | Annual | 15 | Approve, on an advisory basis, the frequency of future advisory votes to approve the compensation of the Company's named executive officers. | Management | 1 | 17-Mar-2023 | 1 | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 1 | Election of Director: Rodney C. Adkins | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 2 | Election of Director: V. Ann Hailey | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 3 | Election of Director: Katherine D. Jaspon | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 4 | Election of Director: Stuart L. Levenick | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 5 | Election of Director: D.G. Macpherson | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 6 | Election of Director: Neil S. Novich | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 7 | Election of Director: Beatriz R. Perez | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 8 | Election of Director: E. Scott Santi | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 9 | Election of Director: Susan Slavik Williams | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 10 | Election of Director: Lucas E. Watson | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 11 | Election of Director: Steven A. White | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 12 | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2023. | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 13 | Say on Pay proposal to approve on a non-binding advisory basis the compensation of W.W. Grainger, Inc.'s Named Executive Officers. | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| W.W. GRAINGER, INC. | GWW | 384802104 | 26-Apr-2023 | Annual | 14 | Say When on Pay proposal to select on a non-binding advisory basis the frequency of the advisory vote on compensation of W.W. Grainger, Inc.'s Named Executive Officers. | Management | 1 | 17-Mar-2023 | 1 | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 1 | Election of Director: James M. Cracchiolo | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 2 | Election of Director: Robert F. Sharpe, Jr. | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 3 | Election of Director: Dianne Neal Blixt | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 4 | Election of Director: Amy DiGeso | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 5 | Election of Director: Christopher J. Williams | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 6 | Election of Director: Armando Pimentel, Jr. | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 7 | Election of Director: Brian T. Shea | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 8 | Election of Director: W. Edward Walter III | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 9 | To approve the compensation of the named executive officers by a nonbinding advisory vote. | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 10 | To approve a nonbinding advisory vote on the frequency of shareholder approval of the compensation of the named executive officers. | Management | 1 | 18-Mar-2023 | 1 | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 11 | To approve the Ameriprise Financial 2005 incentive compensation plan, as amended and restated. | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 12 | To ratify the Audit and Risk Committee's selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 1 | Election of Class III Director for a three-year term expiring in 2026: J. Michael Stice | Management | F | 14-Mar-2023 | F | EQUITY SKEW ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 2 | Election of Class III Director for a three-year term expiring in 2026: John P. Surma | Management | F | 14-Mar-2023 | F | EQUITY SKEW ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 3 | Election of Class III Director for a three-year term expiring in 2026: Susan Tomasky | Management | F | 14-Mar-2023 | F | EQUITY SKEW ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 4 | Election of Class III Director for a three-year term expiring in 2026: Toni Townes-Whitley | Management | F | 14-Mar-2023 | F | EQUITY SKEW ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 5 | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2023. | Management | F | 14-Mar-2023 | F | EQUITY SKEW ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 6 | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | F | 14-Mar-2023 | F | EQUITY SKEW ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 7 | Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors. | Management | F | 14-Mar-2023 | F | EQUITY SKEW ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 8 | Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions. | Management | F | 14-Mar-2023 | F | EQUITY SKEW ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 9 | Approval of an amendment to the company's Restated Certificate of Incorporation to increase the maximum size of the Board of Directors. | Management | F | 14-Mar-2023 | F | EQUITY SKEW ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 10 | Shareholder proposal seeking a simple majority vote. | Shareholder | N | 14-Mar-2023 | N | EQUITY SKEW ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 11 | Shareholder proposal seeking an amendment to the company's existing clawback provisions. | Shareholder | N | 14-Mar-2023 | N | EQUITY SKEW ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 12 | Shareholder proposal seeking a report on just transition. | Shareholder | N | 14-Mar-2023 | N | EQUITY SKEW ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 13 | Shareholder proposal seeking an audited report on asset retirement obligations. | Shareholder | N | 14-Mar-2023 | N | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 1 | Election of Director: David M. Cordani | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 2 | Election of Director: William J. DeLaney | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 3 | Election of Director: Eric J. Foss | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 4 | Election of Director: Retired Maj. Gen. Elder Granger, M.D. | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 5 | Election of Director: Neesha Hathi | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 6 | Election of Director: George Kurian | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 7 | Election of Director: Kathleen M. Mazzarella | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 8 | Election of Director: Mark B. McClellan, M.D., Ph.D. | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 9 | Election of Director: Kimberly A. Ross | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 10 | Election of Director: Eric C. Wiseman | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 11 | Election of Director: Donna F. Zarcone | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 12 | Advisory approval of The Cigna Group's executive compensation | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 13 | Advisory approval of the frequency of future advisory votes on executive compensation | Management | 1 | 18-Mar-2023 | 1 | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 14 | Ratification of the appointment of PricewaterhouseCoopers LLP as The Cigna Group's independent registered public accounting firm for 2023 | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 15 | Approval of an amendment to our Restated Certificate of Incorporation to limit the liability of certain officers of the Company as permitted pursuant to recent amendments to the Delaware General Corporation Law | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 16 | Shareholder proposal - Special shareholder meeting improvement | Shareholder | N | 18-Mar-2023 | N | EQUITY SKEW ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 17 | Shareholder proposal - Political contributions report | Shareholder | N | 18-Mar-2023 | N | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 1 | Election of Director: Mark A. Blinn | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 2 | Election of Director: Todd M. Bluedorn | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 3 | Election of Director: Janet F. Clark | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 4 | Election of Director: Carrie S. Cox | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 5 | Election of Director: Martin S. Craighead | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 6 | Election of Director: Curtis C. Farmer | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 7 | Election of Director: Jean M. Hobby | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 8 | Election of Director: Haviv Ilan | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 9 | Election of Director: Ronald Kirk | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 10 | Election of Director: Pamela H. Patsley | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 11 | Election of Director: Robert E. Sanchez | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 12 | Election of Director: Richard K. Templeton | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 13 | Board proposal to approve amendment and restatement of the TI Employees 2014 Stock Purchase Plan to extend the termination date. | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 14 | Board proposal regarding advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 | 15-Mar-2023 | 1 | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 15 | Board proposal regarding advisory approval of the Company's executive compensation. | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 16 | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2023. | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 17 | Stockholder proposal to permit a combined 10% of stockholders to call a special meeting. | Shareholder | N | 15-Mar-2023 | N | EQUITY SKEW ETF |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 27-Apr-2023 | Annual | 18 | Stockholder proposal to report on due diligence efforts to trace end-user misuse of company products. | Shareholder | N | 15-Mar-2023 | N | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 1 | Election of Director: Daniel F. Akerson | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 2 | Election of Director: David B. Burritt | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 3 | Election of Director: Bruce A. Carlson | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 4 | Election of Director: John M. Donovan | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 5 | Election of Director: Joseph F. Dunford, Jr. | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 6 | Election of Director: James O. Ellis, Jr. | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 7 | Election of Director: Thomas J. Falk | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 8 | Election of Director: Ilene S. Gordon | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 9 | Election of Director: Vicki A. Hollub | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 10 | Election of Director: Jeh C. Johnson | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 11 | Election of Director: Debra L. Reed-Klages | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 12 | Election of Director: James D. Taiclet | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 13 | Election of Director: Patricia E. Yarrington | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 14 | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 15 | Advisory Vote on the Frequency of Advisory Votes to Approve the Compensation of our Named Executive Officers. | Management | 1 | 15-Mar-2023 | 1 | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 16 | Ratification of the Appointment of Ernst & Young LLP as our Independent Auditors for 2023. | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 17 | Stockholder Proposal Requiring Independent Board Chairman. | Shareholder | N | 15-Mar-2023 | N | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 18 | Stockholder Proposal to Issue a Human Rights Impact Assessment Report. | Shareholder | N | 15-Mar-2023 | N | EQUITY SKEW ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 19 | Stockholder Proposal to Issue a Report on the Company's Intention to Reduce Full Value Chain GHG Emissions. | Shareholder | N | 15-Mar-2023 | N | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 1 | Election of Director: Darius Adamczyk | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 2 | Election of Director: Mary C. Beckerle | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 3 | Election of Director: D. Scott Davis | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 4 | Election of Director: Jennifer A. Doudna | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 5 | Election of Director: Joaquin Duato | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 6 | Election of Director: Marillyn A. Hewson | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 7 | Election of Director: Paula A. Johnson | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 8 | Election of Director: Hubert Joly | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 9 | Election of Director: Mark B. McClellan | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 10 | Election of Director: Anne M. Mulcahy | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 11 | Election of Director: Mark A. Weinberger | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 12 | Election of Director: Nadja Y. West | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 13 | Advisory Vote to Approve Named Executive Officer Compensation | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 14 | Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation | Management | 1 | 16-Mar-2023 | 1 | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 15 | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 16 | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) | Shareholder | / | 16-Mar-2023 | N | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 17 | Vaccine Pricing Report | Shareholder | N | 16-Mar-2023 | N | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 18 | Executive Compensation Adjustment Policy | Shareholder | N | 16-Mar-2023 | N | EQUITY SKEW ETF |
| JOHNSON & JOHNSON | JNJ | 478160104 | 27-Apr-2023 | Annual | 19 | Impact of Extended Patent Exclusivities on Product Access | Shareholder | N | 16-Mar-2023 | N | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 1 | Election of Director: Craig H. Barratt, Ph.D. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 2 | Election of Director: Joseph C. Beery | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 3 | Election of Director: Gary S. Guthart, Ph.D. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 4 | Election of Director: Amal M. Johnson | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 5 | Election of Director: Don R. Kania, Ph.D. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 6 | Election of Director: Amy L. Ladd, M.D. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 7 | Election of Director: Keith R. Leonard, Jr. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 8 | Election of Director: Alan J. Levy, Ph.D. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 9 | Election of Director: Jami Dover Nachtsheim | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 10 | Election of Director: Monica P. Reed, M.D. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 11 | Election of Director: Mark J. Rubash | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 12 | To approve, by advisory vote, the compensation of the Company's Named Executive Officers | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 13 | To approve, by advisory vote, the frequency of the advisory vote on the compensation of the Company's Named Executive Officers. | Management | 1 | 11-Mar-2023 | 1 | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 14 | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 11-Mar-2023 | F | EQUITY SKEW ETF |
| INTUITIVE SURGICAL, INC. | ISRG | 46120E602 | 27-Apr-2023 | Annual | 15 | The stockholder proposal regarding pay equity disclosure. | Shareholder | N | 11-Mar-2023 | N | EQUITY SKEW ETF |
| VICI PROPERTIES INC. | VICI | 925652109 | 27-Apr-2023 | Annual | 1 | Election of Director: James R. Abrahamson | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| VICI PROPERTIES INC. | VICI | 925652109 | 27-Apr-2023 | Annual | 2 | Election of Director: Diana F. Cantor | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| VICI PROPERTIES INC. | VICI | 925652109 | 27-Apr-2023 | Annual | 3 | Election of Director: Monica H. Douglas | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| VICI PROPERTIES INC. | VICI | 925652109 | 27-Apr-2023 | Annual | 4 | Election of Director: Elizabeth I. Holland | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| VICI PROPERTIES INC. | VICI | 925652109 | 27-Apr-2023 | Annual | 5 | Election of Director: Craig Macnab | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| VICI PROPERTIES INC. | VICI | 925652109 | 27-Apr-2023 | Annual | 6 | Election of Director: Edward B. Pitoniak | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| VICI PROPERTIES INC. | VICI | 925652109 | 27-Apr-2023 | Annual | 7 | Election of Director: Michael D. Rumbolz | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| VICI PROPERTIES INC. | VICI | 925652109 | 27-Apr-2023 | Annual | 8 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| VICI PROPERTIES INC. | VICI | 925652109 | 27-Apr-2023 | Annual | 9 | To approve (on a non-binding, advisory basis) the compensation of our named executive officers. | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 1 | Election of Director: Ronald E. Blaylock | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 2 | Election of Director: Albert Bourla | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 3 | Election of Director: Susan Desmond-Hellmann | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 4 | Election of Director: Joseph J. Echevarria | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 5 | Election of Director: Scott Gottlieb | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 6 | Election of Director: Helen H. Hobbs | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 7 | Election of Director: Susan Hockfield | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 8 | Election of Director: Dan R. Littman | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 9 | Election of Director: Shantanu Narayen | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 10 | Election of Director: Suzanne Nora Johnson | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 11 | Election of Director: James Quincey | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 12 | Election of Director: James C. Smith | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 13 | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 14 | 2023 advisory approval of executive compensation | Management | F | 17-Mar-2023 | F | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 15 | Advisory vote on frequency of future advisory votes to approve executive compensation | Management | 1 | 17-Mar-2023 | 1 | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 16 | Shareholder proposal regarding ratification of termination pay | Shareholder | N | 17-Mar-2023 | N | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 17 | Shareholder proposal regarding independent board chairman policy | Shareholder | N | 17-Mar-2023 | N | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 18 | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report | Shareholder | N | 17-Mar-2023 | N | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 19 | Shareholder proposal regarding impact of extended patent exclusivities on product access report | Shareholder | N | 17-Mar-2023 | N | EQUITY SKEW ETF |
| PFIZER INC. | PFE | 717081103 | 27-Apr-2023 | Annual | 20 | Shareholder proposal regarding political contributions congruency report | Shareholder | N | 17-Mar-2023 | N | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 1 | Election of Director: R. J. Alpern | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 2 | Election of Director: C. Babineaux-Fontenot | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 3 | Election of Director: S. E. Blount | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 4 | Election of Director: R. B. Ford | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 5 | Election of Director: P. Gonzalez | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 6 | Election of Director: M. A. Kumbier | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 7 | Election of Director: D. W. McDew | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 8 | Election of Director: N. McKinstry | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 9 | Election of Director: M. G. O'Grady | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 10 | Election of Director: M. F. Roman | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 11 | Election of Director: D. J. Starks | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 12 | Election of Director: J. G. Stratton | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 13 | Ratification of Ernst & Young LLP As Auditors | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 14 | Say on Pay - An Advisory Vote on the Approval of Executive Compensation | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 15 | Say When on Pay - An Advisory Vote on the Approval of the Frequency of Shareholder Votes on Executive Compensation | Management | 1 | 18-Mar-2023 | 1 | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 16 | Shareholder Proposal - Special Shareholder Meeting Threshold | Shareholder | N | 18-Mar-2023 | N | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 17 | Shareholder Proposal - Independent Board Chairman | Shareholder | N | 18-Mar-2023 | N | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 18 | Shareholder Proposal - Lobbying Disclosure | Shareholder | N | 18-Mar-2023 | N | EQUITY SKEW ETF |
| ABBOTT LABORATORIES | ABT | 002824100 | 28-Apr-2023 | Annual | 19 | Shareholder Proposal - Incentive Compensation | Shareholder | N | 18-Mar-2023 | N | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 1 | Election of Director to serve a three-year term: William G. Kaelin, Jr. | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 2 | Election of Director to serve a three-year term: David A. Ricks | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 3 | Election of Director to serve a three-year term: Marschall S. Runge | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 4 | Election of Director to serve a three-year term: Karen Walker | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 5 | Approval, on an advisory basis, of the compensation paid to the company's named executive officers. | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 6 | Advisory vote on frequency of future advisory votes on named executive officer compensation. | Management | 1 | 18-Mar-2023 | 1 | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 7 | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2023. | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 8 | Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 9 | Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. | Management | F | 18-Mar-2023 | F | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 10 | Shareholder proposal to publish an annual report disclosing lobbying activities. | Shareholder | N | 18-Mar-2023 | N | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 11 | Shareholder proposal to eliminate supermajority voting requirements. | Shareholder | N | 18-Mar-2023 | N | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 12 | Shareholder proposal to establish and report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. | Shareholder | N | 18-Mar-2023 | N | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 13 | Shareholder proposal to report on risks of supporting abortion. | Shareholder | N | 18-Mar-2023 | N | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 14 | Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. | Shareholder | N | 18-Mar-2023 | N | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 15 | Shareholder proposal to report on effectiveness of the company's diversity, equity, and inclusion efforts. | Shareholder | N | 18-Mar-2023 | N | EQUITY SKEW ETF |
| ELI LILLY AND COMPANY | LLY | 532457108 | 01-May-2023 | Annual | 16 | Shareholder proposal to adopt a policy to require certain third-party organizations to annually report expenditures for political activities before Lilly contributes to an organization. | Shareholder | N | 18-Mar-2023 | N | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 1 | Election of Director: Elizabeth W. Camp | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 2 | Election of Director: Richard Cox, Jr. | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 3 | Election of Director: Paul D. Donahue | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 4 | Election of Director: Gary P. Fayard | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 5 | Election of Director: P. Russell Hardin | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 6 | Election of Director: John R. Holder | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 7 | Election of Director: Donna W. Hyland | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 8 | Election of Director: John D. Johns | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 9 | Election of Director: Jean-Jacques Lafont | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 10 | Election of Director: Robert C. "Robin" Loudermilk, Jr. | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 11 | Election of Director: Wendy B. Needham | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 12 | Election of Director: Juliette W. Pryor | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 13 | Election of Director: E. Jenner Wood III | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 14 | Advisory vote on executive compensation. | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 15 | Frequency of advisory vote on executive compensation. | Management | 1 | 07-Mar-2023 | 1 | EQUITY SKEW ETF |
| GENUINE PARTS COMPANY | GPC | 372460105 | 01-May-2023 | Annual | 16 | Ratification of the selection of Ernst & Young LLP as the Company's independent auditor for the fiscal year ending December 31, 2023. | Management | F | 07-Mar-2023 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 1 | Election of Director to serve for the ensuing year: M. Lauren Brlas | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 2 | Election of Director to serve for the ensuing year: Ralf H. Cramer | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 3 | Election of Director to serve for the ensuing year: J. Kent Masters, Jr. | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 4 | Election of Director to serve for the ensuing year: Glenda J. Minor | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 5 | Election of Director to serve for the ensuing year: James J. O'Brien | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 6 | Election of Director to serve for the ensuing year: Diarmuid B. O'Connell | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 7 | Election of Director to serve for the ensuing year: Dean L. Seavers | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 8 | Election of Director to serve for the ensuing year: Gerald A. Steiner | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 9 | Election of Director to serve for the ensuing year: Holly A. Van Deursen | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 10 | Election of Director to serve for the ensuing year: Alejandro D. Wolff | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 11 | To approve the non-binding advisory resolution approving the compensation of our named executive officers. | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 12 | To vote on a non-binding advisory resolution recommending the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 | 22-Mar-2023 | 1 | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 13 | To ratify the appointment of PricewaterhouseCoopers LLP as Albemarle's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ALBEMARLE CORPORATION | ALB | 012653101 | 02-May-2023 | Annual | 14 | To approve the 2023 Stock Compensation and Deferral Election Plan for Non-Employee Directors. | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 1 | Election of Trustee: Ronald L. Havner, Jr. | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 2 | Election of Trustee: Tamara Hughes Gustavson | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 3 | Election of Trustee: Leslie S. Heisz | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 4 | Election of Trustee: Shankh S. Mitra | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 5 | Election of Trustee: David J. Neithercut | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 6 | Election of Trustee: Rebecca Owen | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 7 | Election of Trustee: Kristy M. Pipes | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 8 | Election of Trustee: Avedick B. Poladian | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 9 | Election of Trustee: John Reyes | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 10 | Election of Trustee: Joseph D. Russell, Jr. | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 11 | Election of Trustee: Tariq M. Shaukat | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 12 | Election of Trustee: Ronald P. Spogli | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 13 | Election of Trustee: Paul S. Williams | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 14 | Advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 15 | Advisory vote regarding the frequency of future advisory votes to approve the compensation of the Company's Named Executive Officers. | Management | 1 | 23-Mar-2023 | 1 | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 16 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| PUBLIC STORAGE | PSA | 74460D109 | 02-May-2023 | Annual | 17 | Shareholder proposal requesting that the Company's Board of Trustees issue short- and long-term Scope 1-3 greenhouse gas reduction targets aligned with the Paris Agreement. | Shareholder | N | 23-Mar-2023 | N | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 1 | Election of Director: Peter J. Arduini | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 2 | Election of Director: Deepak L. Bhatt, M.D., M.P.H. | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 3 | Election of Director: Giovanni Caforio, M.D. | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 4 | Election of Director: Julia A. Haller, M.D. | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 5 | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 6 | Election of Director: Paula A. Price | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 7 | Election of Director: Derica W. Rice | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 8 | Election of Director: Theodore R. Samuels | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 9 | Election of Director: Gerald L. Storch | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 10 | Election of Director: Karen H. Vousden, Ph.D. | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 11 | Election of Director: Phyllis R. Yale | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 12 | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 13 | Advisory Vote on the Frequency of the Advisory Vote on the Compensation of our Named Executive Officers. | Management | 1 | 24-Mar-2023 | 1 | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 14 | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 15 | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | N | 24-Mar-2023 | N | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 16 | Shareholder Proposal on Workplace Non-Discrimination Audit. | Shareholder | N | 24-Mar-2023 | N | EQUITY SKEW ETF |
| BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 02-May-2023 | Annual | 17 | Shareholder Proposal on Special Shareholder Meeting Improvement. | Shareholder | N | 24-Mar-2023 | N | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 1 | Election of Director for a term of one year: Thomas J. Baltimore | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 2 | Election of Director for a term of one year: John J. Brennan | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 3 | Election of Director for a term of one year: Peter Chernin | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 4 | Election of Director for a term of one year: Walter J. Clayton III | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 5 | Election of Director for a term of one year: Ralph de la Vega | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 6 | Election of Director for a term of one year: Theodore J. Leonsis | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 7 | Election of Director for a term of one year: Deborah P. Majoras | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 8 | Election of Director for a term of one year: Karen L. Parkhill | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 9 | Election of Director for a term of one year: Charles E. Phillips | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 10 | Election of Director for a term of one year: Lynn A. Pike | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 11 | Election of Director for a term of one year: Stephen J. Squeri | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 12 | Election of Director for a term of one year: Daniel L. Vasella | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 13 | Election of Director for a term of one year: Lisa W. Wardell | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 14 | Election of Director for a term of one year: Christopher D. Young | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 15 | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2023. | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 16 | Approval, on an advisory basis, of the Company's executive compensation. | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 17 | Advisory resolution to approve the frequency of future advisory say-on-pay votes. | Management | 1 | 21-Mar-2023 | 1 | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 18 | Shareholder proposal relating to shareholder ratification of excessive termination pay. | Shareholder | N | 21-Mar-2023 | N | EQUITY SKEW ETF |
| AMERICAN EXPRESS COMPANY | AXP | 025816109 | 02-May-2023 | Annual | 19 | Shareholder proposal relating to abortion & consumer data privacy. | Shareholder | N | 21-Mar-2023 | N | EQUITY SKEW ETF |
| MODERNA, INC. | MRNA | 60770K107 | 03-May-2023 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| MODERNA, INC. | MRNA | 60770K107 | 03-May-2023 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| MODERNA, INC. | MRNA | 60770K107 | 03-May-2023 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| MODERNA, INC. | MRNA | 60770K107 | 03-May-2023 | Annual | 2 | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| MODERNA, INC. | MRNA | 60770K107 | 03-May-2023 | Annual | 3 | To ratify the appointment of Ernst & Young LLP as our registered independent public accounting firm for the year ending December 31, 2023. | Management | F | 21-Mar-2023 | F | EQUITY SKEW ETF |
| MODERNA, INC. | MRNA | 60770K107 | 03-May-2023 | Annual | 4 | To vote on a shareholder proposal requesting a report on transferring intellectual property. | Shareholder | N | 21-Mar-2023 | N | EQUITY SKEW ETF |
| MOLINA HEALTHCARE, INC. | MOH | 60855R100 | 03-May-2023 | Annual | 1 | Election of Director to hold office until the 2024 Annual Meeting: Barbara L. Brasier | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| MOLINA HEALTHCARE, INC. | MOH | 60855R100 | 03-May-2023 | Annual | 2 | Election of Director to hold office until the 2024 Annual Meeting: Daniel Cooperman | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| MOLINA HEALTHCARE, INC. | MOH | 60855R100 | 03-May-2023 | Annual | 3 | Election of Director to hold office until the 2024 Annual Meeting: Stephen H. Lockhart | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| MOLINA HEALTHCARE, INC. | MOH | 60855R100 | 03-May-2023 | Annual | 4 | Election of Director to hold office until the 2024 Annual Meeting: Steven J. Orlando | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| MOLINA HEALTHCARE, INC. | MOH | 60855R100 | 03-May-2023 | Annual | 5 | Election of Director to hold office until the 2024 Annual Meeting: Ronna E. Romney | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| MOLINA HEALTHCARE, INC. | MOH | 60855R100 | 03-May-2023 | Annual | 6 | Election of Director to hold office until the 2024 Annual Meeting: Richard M. Schapiro | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| MOLINA HEALTHCARE, INC. | MOH | 60855R100 | 03-May-2023 | Annual | 7 | Election of Director to hold office until the 2024 Annual Meeting: Dale B. Wolf | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| MOLINA HEALTHCARE, INC. | MOH | 60855R100 | 03-May-2023 | Annual | 8 | Election of Director to hold office until the 2024 Annual Meeting: Richard C. Zoretic | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| MOLINA HEALTHCARE, INC. | MOH | 60855R100 | 03-May-2023 | Annual | 9 | Election of Director to hold office until the 2024 Annual Meeting: Joseph M. Zubretsky | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| MOLINA HEALTHCARE, INC. | MOH | 60855R100 | 03-May-2023 | Annual | 10 | To consider and approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| MOLINA HEALTHCARE, INC. | MOH | 60855R100 | 03-May-2023 | Annual | 11 | To conduct an advisory vote on the frequency of a stockholder vote on the compensation of our named executive officers. | Management | 1 | 22-Mar-2023 | 1 | EQUITY SKEW ETF |
| MOLINA HEALTHCARE, INC. | MOH | 60855R100 | 03-May-2023 | Annual | 12 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 1 | Election of Director: Richard D. Clarke | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 2 | Election of Director: James S. Crown | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 3 | Election of Director: Rudy F. deLeon | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 4 | Election of Director: Cecil D. Haney | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 5 | Election of Director: Mark M. Malcolm | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 6 | Election of Director: James N. Mattis | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 7 | Election of Director: Phebe N. Novakovic | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 8 | Election of Director: C. Howard Nye | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 9 | Election of Director: Catherine B. Reynolds | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 10 | Election of Director: Laura J. Schumacher | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 11 | Election of Director: Robert K. Steel | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 12 | Election of Director: John G. Stratton | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 13 | Election of Director: Peter A. Wall | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 14 | Vote to Approve Amendment to Delaware Charter to Limit Liability of Officers as Permitted by Law | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 15 | Advisory Vote on the Selection of Independent Auditors | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 16 | Advisory Vote to Approve Executive Compensation | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 17 | Advisory Vote on the Frequency of Future Executive Compensation Advisory Votes | Management | 1 | 25-Mar-2023 | 1 | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 18 | Shareholder Proposal - Human Rights Impact Assessment | Shareholder | N | 25-Mar-2023 | N | EQUITY SKEW ETF |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 03-May-2023 | Annual | 19 | Shareholder Proposal - Independent Board Chairman | Shareholder | N | 25-Mar-2023 | N | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 1 | Election of Director: Jacqueline K. Barton, Ph.D. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 2 | Election of Director: Jeffrey A. Bluestone, Ph.D. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 3 | Election of Director: Sandra J. Horning, M.D. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 4 | Election of Director: Kelly A. Kramer | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 5 | Election of Director: Kevin E. Lofton | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 6 | Election of Director: Harish Manwani | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 7 | Election of Director: Daniel P. O'Day | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 8 | Election of Director: Javier J. Rodriguez | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 9 | Election of Director: Anthony Welters | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 10 | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 11 | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 12 | To approve, on an advisory basis, the frequency of future advisory stockholder votes on executive compensation. | Management | 1 | 25-Mar-2023 | 1 | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 13 | To approve an amendment and restatement of the Gilead Sciences, Inc. Employee Stock Purchase Plan and the Gilead Sciences, Inc. International Employee Stock Purchase Plan. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 14 | To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board implement a process to nominate at least one more candidate than the number of directors to be elected. | Shareholder | N | 25-Mar-2023 | N | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 15 | To vote on a stockholder proposal, if properly presented at the meeting, requesting the Board amend the company governing documents to give street name shares and non-street name shares an equal right to call a special stockholder meeting. | Shareholder | N | 25-Mar-2023 | N | EQUITY SKEW ETF |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 03-May-2023 | Annual | 16 | To vote on a stockholder proposal, if properly presented at the meeting, requesting a report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. | Shareholder | N | 25-Mar-2023 | N | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 1 | Election of Director: Brant Bonin Bough | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 2 | Election of Director: André Calantzopoulos | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 3 | Election of Director: Michel Combes | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 4 | Election of Director: Juan José Daboub | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 5 | Election of Director: Werner Geissler | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 6 | Election of Director: Lisa A. Hook | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 7 | Election of Director: Jun Makihara | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 8 | Election of Director: Kalpana Morparia | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 9 | Election of Director: Jacek Olczak | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 10 | Election of Director: Robert B. Polet | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 11 | Election of Director: Dessislava Temperley | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 12 | Election of Director: Shlomo Yanai | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 13 | Advisory Vote Approving Executive Compensation | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 14 | Advisory Vote on the Frequency of Future Say-On-Pay Votes, with the Board of Directors Recommending a Say-On-Pay Vote | Management | 1 | 24-Mar-2023 | 1 | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 15 | Ratification of the Selection of Independent Auditors | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| PHILIP MORRIS INTERNATIONAL INC. | PM | 718172109 | 03-May-2023 | Annual | 16 | Shareholder Proposal to make nicotine level information available to customers and begin reducing nicotine levels | Shareholder | N | 24-Mar-2023 | N | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 1 | Election of Director: Segun Agbaje | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 2 | Election of Director: Jennifer Bailey | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 3 | Election of Director: Cesar Conde | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 4 | Election of Director: Ian Cook | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 5 | Election of Director: Edith W. Cooper | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 6 | Election of Director: Susan M. Diamond | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 7 | Election of Director: Dina Dublon | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 8 | Election of Director: Michelle Gass | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 9 | Election of Director: Ramon L. Laguarta | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 10 | Election of Director: Dave J. Lewis | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 11 | Election of Director: David C. Page | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 12 | Election of Director: Robert C. Pohlad | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 13 | Election of Director: Daniel Vasella | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 14 | Election of Director: Darren Walker | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 15 | Election of Director: Alberto Weisser | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 16 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 17 | Advisory approval of the Company's executive compensation | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 18 | Advisory vote on frequency of future shareholder advisory approval of the Company's executive compensation. | Management | 1 | 22-Mar-2023 | 1 | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 19 | Shareholder Proposal - Independent Board Chair. | Shareholder | N | 22-Mar-2023 | N | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 20 | Shareholder Proposal - Global Transparency Report. | Shareholder | N | 22-Mar-2023 | N | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 21 | Shareholder Proposal - Report on Impacts of Reproductive Healthcare Legislation | Shareholder | N | 22-Mar-2023 | N | EQUITY SKEW ETF |
| PEPSICO, INC. | PEP | 713448108 | 03-May-2023 | Annual | 22 | Shareholder Proposal - Congruency Report on Net-Zero Emissions Policies. | Shareholder | N | 22-Mar-2023 | N | EQUITY SKEW ETF |
| BOSTON SCIENTIFIC CORPORATION | BSX | 101137107 | 04-May-2023 | Annual | 1 | Election of Director: Nelda J. Connors | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| BOSTON SCIENTIFIC CORPORATION | BSX | 101137107 | 04-May-2023 | Annual | 2 | Election of Director: Charles J. Dockendorff | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| BOSTON SCIENTIFIC CORPORATION | BSX | 101137107 | 04-May-2023 | Annual | 3 | Election of Director: Yoshiaki Fujimori | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| BOSTON SCIENTIFIC CORPORATION | BSX | 101137107 | 04-May-2023 | Annual | 4 | Election of Director: Edward J. Ludwig | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| BOSTON SCIENTIFIC CORPORATION | BSX | 101137107 | 04-May-2023 | Annual | 5 | Election of Director: Michael F. Mahoney | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| BOSTON SCIENTIFIC CORPORATION | BSX | 101137107 | 04-May-2023 | Annual | 6 | Election of Director: David J. Roux | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| BOSTON SCIENTIFIC CORPORATION | BSX | 101137107 | 04-May-2023 | Annual | 7 | Election of Director: John E. Sununu | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| BOSTON SCIENTIFIC CORPORATION | BSX | 101137107 | 04-May-2023 | Annual | 8 | Election of Director: David S. Wichmann | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| BOSTON SCIENTIFIC CORPORATION | BSX | 101137107 | 04-May-2023 | Annual | 9 | Election of Director: Ellen M. Zane | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| BOSTON SCIENTIFIC CORPORATION | BSX | 101137107 | 04-May-2023 | Annual | 10 | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| BOSTON SCIENTIFIC CORPORATION | BSX | 101137107 | 04-May-2023 | Annual | 11 | To approve, on a non-binding, advisory basis, the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 | 23-Mar-2023 | 1 | EQUITY SKEW ETF |
| BOSTON SCIENTIFIC CORPORATION | BSX | 101137107 | 04-May-2023 | Annual | 12 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2023 fiscal year. | Management | F | 23-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 1 | Election of Director: Thomas E. Jorden | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 2 | Election of Director: Robert S. Boswell | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 3 | Election of Director: Dorothy M. Ables | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 4 | Election of Director: Amanda M. Brock | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 5 | Election of Director: Dan O. Dinges | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 6 | Election of Director: Paul N. Eckley | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 7 | Election of Director: Hans Helmerich | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 8 | Election of Director: Lisa A. Stewart | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 9 | Election of Director: Frances M. Vallejo | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 10 | Election of Director: Marcus A. Watts | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 11 | The ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 12 | A non-binding advisory vote to approve the compensation of our named executive officers. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 13 | A non-binding advisory vote to approve the frequency of the advisory vote on executive compensation. | Management | 1 | 25-Mar-2023 | 1 | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 14 | Approval of the Coterra Energy Inc. 2023 Equity Incentive Plan. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 15 | A shareholder proposal regarding a report on reliability of methane emission disclosures. | Shareholder | N | 25-Mar-2023 | N | EQUITY SKEW ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 16 | A shareholder proposal regarding a report on corporate climate lobbying. | Shareholder | N | 25-Mar-2023 | N | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 1 | Election of Director: M.S. Burke | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 2 | Election of Director: T. Colbert | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 3 | Election of Director: J.C. Collins, Jr. | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 4 | Election of Director: T.K. Crews | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 5 | Election of Director: E. de Brabander | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 6 | Election of Director: S.F. Harrison | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 7 | Election of Director: J.R. Luciano | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 8 | Election of Director: P.J. Moore | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 9 | Election of Director: D.A. Sandler | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 10 | Election of Director: L.Z. Schlitz | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 11 | Election of Director: K.R. Westbrook | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 12 | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2023. | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 13 | Advisory Vote on Executive Compensation. | Management | F | 15-Mar-2023 | F | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 14 | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. | Management | 1 | 15-Mar-2023 | 1 | EQUITY SKEW ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 15 | Stockholder Proposal Regarding an Independent Board Chairman. | Shareholder | N | 15-Mar-2023 | N | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 1 | Election of Director: Mark W. Adams | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 2 | Election of Director: Ita Brennan | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 3 | Election of Director: Lewis Chew | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 4 | Election of Director: Anirudh Devgan | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 5 | Election of Director: ML Krakauer | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 6 | Election of Director: Julia Liuson | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 7 | Election of Director: James D. Plummer | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 8 | Election of Director: Alberto Sangiovanni-Vincentelli | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 9 | Election of Director: John B. Shoven | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 10 | Election of Director: Young K. Sohn | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 11 | To approve the amendment of the Omnibus Equity Incentive Plan. | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 12 | To vote on an advisory resolution to approve named executive officer compensation. | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 13 | To vote on the frequency of the advisory vote on named executive officer compensation. | Management | 1 | 24-Mar-2023 | 1 | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 14 | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Cadence for its fiscal year ending December 31, 2023. | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| CADENCE DESIGN SYSTEMS, INC. | CDNS | 127387108 | 04-May-2023 | Annual | 15 | Stockholder proposal to remove the one-year holding period requirement to call a special stockholder meeting. | Shareholder | N | 24-Mar-2023 | N | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 04-May-2023 | Annual | 1 | Election of Director: Robert F. Spoerry | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 04-May-2023 | Annual | 2 | Election of Director: Roland Diggelmann | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 04-May-2023 | Annual | 3 | Election of Director: Domitille Doat-Le Bigot | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 04-May-2023 | Annual | 4 | Election of Director: Elisha W. Finney | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 04-May-2023 | Annual | 5 | Election of Director: Richard Francis | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 04-May-2023 | Annual | 6 | Election of Director: Michael A. Kelly | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 04-May-2023 | Annual | 7 | Election of Director: Thomas P. Salice | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 04-May-2023 | Annual | 8 | Election of Director: Ingrid Zhang | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 04-May-2023 | Annual | 9 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 04-May-2023 | Annual | 10 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | F | 16-Mar-2023 | F | EQUITY SKEW ETF |
| METTLER-TOLEDO INTERNATIONAL INC. | MTD | 592688105 | 04-May-2023 | Annual | 11 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Management | 1 | 16-Mar-2023 | 1 | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 1 | Election of Director: Vicky A. Bailey | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 2 | Election of Director: Andrew Gould | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 3 | Election of Director: Carlos M. Gutierrez | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 4 | Election of Director: Vicki Hollub | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 5 | Election of Director: William R. Klesse | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 6 | Election of Director: Jack B. Moore | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 7 | Election of Director: Claire O'Neill | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 8 | Election of Director: Avedick B. Poladian | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 9 | Election of Director: Ken Robinson | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 10 | Election of Director: Robert M. Shearer | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 11 | Advisory Vote on the Frequency of Future Advisory Votes to Approve Named Executive Officer Compensation. | Management | 1 | 24-Mar-2023 | 1 | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 12 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 13 | Ratification of Selection of KPMG as Occidental's Independent Auditor. | Management | F | 24-Mar-2023 | F | EQUITY SKEW ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 14 | Shareholder Proposal Requesting an Independent Board Chairman Policy. | Shareholder | N | 24-Mar-2023 | N | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 1 | Election of Director: Daniel J. Brutto | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 2 | Election of Director: Susan Crown | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 3 | Election of Director: Darrell L. Ford | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 4 | Election of Director: Kelly J. Grier | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 5 | Election of Director: James W. Griffith | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 6 | Election of Director: Jay L. Henderson | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 7 | Election of Director: Richard H. Lenny | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 8 | Election of Director: E. Scott Santi | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 9 | Election of Director: David B. Smith, Jr. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 10 | Election of Director: Pamela B. Strobel | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 11 | Advisory vote to approve compensation of ITW's named executive officers. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 12 | Advisory vote on the frequency of the advisory vote on compensation of named executive officers. | Management | 1 | 25-Mar-2023 | 1 | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 13 | Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2023. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| ILLINOIS TOOL WORKS INC. | ITW | 452308109 | 05-May-2023 | Annual | 14 | A non-binding stockholder proposal, if properly presented at the meeting, for an Independent Board Chairman. | Shareholder | N | 25-Mar-2023 | N | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 05-May-2023 | Annual | 1 | Election of Class II Director: Robert J. Alpern | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 05-May-2023 | Annual | 2 | Election of Class II Director: Melody B. Meyer | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 05-May-2023 | Annual | 3 | Election of Class II Director: Frederick H. Waddell | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 05-May-2023 | Annual | 4 | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2023. | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 05-May-2023 | Annual | 5 | Say on Pay - An advisory vote on the approval of executive compensation. | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 05-May-2023 | Annual | 6 | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. | Management | F | 22-Mar-2023 | F | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 05-May-2023 | Annual | 7 | Stockholder Proposal - to Implement Simple Majority Vote. | Shareholder | N | 22-Mar-2023 | N | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 05-May-2023 | Annual | 8 | Stockholder Proposal - to Issue an Annual Report on Political Spending. | Shareholder | N | 22-Mar-2023 | N | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 05-May-2023 | Annual | 9 | Stockholder Proposal - to Issue an Annual Report on Lobbying. | Shareholder | N | 22-Mar-2023 | N | EQUITY SKEW ETF |
| ABBVIE INC. | ABBV | 00287Y109 | 05-May-2023 | Annual | 10 | Stockholder Proposal - to Issue a Report on Patent Process. | Shareholder | N | 22-Mar-2023 | N | EQUITY SKEW ETF |
| ARTHUR J. GALLAGHER & CO. | AJG | 363576109 | 09-May-2023 | Annual | 1 | Election of Director: Sherry S. Barrat | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| ARTHUR J. GALLAGHER & CO. | AJG | 363576109 | 09-May-2023 | Annual | 2 | Election of Director: William L. Bax | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| ARTHUR J. GALLAGHER & CO. | AJG | 363576109 | 09-May-2023 | Annual | 3 | Election of Director: Teresa H. Clarke | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| ARTHUR J. GALLAGHER & CO. | AJG | 363576109 | 09-May-2023 | Annual | 4 | Election of Director: D. John Coldman | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| ARTHUR J. GALLAGHER & CO. | AJG | 363576109 | 09-May-2023 | Annual | 5 | Election of Director: J. Patrick Gallagher, Jr. | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| ARTHUR J. GALLAGHER & CO. | AJG | 363576109 | 09-May-2023 | Annual | 6 | Election of Director: David S. Johnson | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| ARTHUR J. GALLAGHER & CO. | AJG | 363576109 | 09-May-2023 | Annual | 7 | Election of Director: Christopher C. Miskel | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| ARTHUR J. GALLAGHER & CO. | AJG | 363576109 | 09-May-2023 | Annual | 8 | Election of Director: Ralph J. Nicoletti | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| ARTHUR J. GALLAGHER & CO. | AJG | 363576109 | 09-May-2023 | Annual | 9 | Election of Director: Norman L. Rosenthal | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| ARTHUR J. GALLAGHER & CO. | AJG | 363576109 | 09-May-2023 | Annual | 10 | Ratification of the Appointment of Ernst & Young LLP as our Independent Auditor for the fiscal year ending December 31, 2023. | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| ARTHUR J. GALLAGHER & CO. | AJG | 363576109 | 09-May-2023 | Annual | 11 | Approval, on an Advisory Basis, of the Compensation of our Named Executive Officers. | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| ARTHUR J. GALLAGHER & CO. | AJG | 363576109 | 09-May-2023 | Annual | 12 | Vote, on an Advisory Basis, on the Frequency of Future Votes to Approve the Compensation of Named Executive Officers. | Management | 1 | 31-Mar-2023 | 1 | EQUITY SKEW ETF |
| ARTHUR J. GALLAGHER & CO. | AJG | 363576109 | 09-May-2023 | Annual | 13 | Approval of Amendment to the Company's Amended and Restated Certificate of Incorporation to Limit the Liability of Certain Officers as Permitted by Law. | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 09-May-2023 | Annual | 1 | Election of Director: Bruce E. Chinn | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 09-May-2023 | Annual | 2 | Election of Director: James C. Fish, Jr. | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 09-May-2023 | Annual | 3 | Election of Director: Andrés R. Gluski | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 09-May-2023 | Annual | 4 | Election of Director: Victoria M. Holt | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 09-May-2023 | Annual | 5 | Election of Director: Kathleen M. Mazzarella | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 09-May-2023 | Annual | 6 | Election of Director: Sean E. Menke | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 09-May-2023 | Annual | 7 | Election of Director: William B. Plummer | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 09-May-2023 | Annual | 8 | Election of Director: John C. Pope | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 09-May-2023 | Annual | 9 | Election of Director: Maryrose T. Sylvester | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 09-May-2023 | Annual | 10 | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 09-May-2023 | Annual | 11 | Approval, on an advisory basis, of our executive compensation. | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 09-May-2023 | Annual | 12 | To recommend the frequency of future advisory votes on our executive compensation. | Management | 1 | 29-Mar-2023 | 1 | EQUITY SKEW ETF |
| WASTE MANAGEMENT, INC. | WM | 94106L109 | 09-May-2023 | Annual | 13 | Approval of our 2023 Stock Incentive Plan. | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 1 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Rainer M. Blair | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 2 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Feroz Dewan | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 3 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Linda Filler | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 4 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Teri List | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 5 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Walter G. Lohr, Jr. | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 6 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 7 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Mitchell P. Rales | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 8 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Steven M. Rales | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 9 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 10 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: A. Shane Sanders | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 11 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: John T. Schwieters | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 12 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Alan G. Spoon | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 13 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 14 | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Elias A. Zerhouni, MD | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 15 | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2023. | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 16 | To approve on an advisory basis the Company's named executive officer compensation. | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 17 | To hold an advisory vote relating to the frequency of future shareholder advisory votes on the Company's executive officer compensation. | Management | 1 | 30-Mar-2023 | 1 | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 18 | To act upon a shareholder proposal requesting adoption of a policy separating the chair and CEO roles and requiring an independent Board Chair whenever possible. | Shareholder | N | 30-Mar-2023 | N | EQUITY SKEW ETF |
| DANAHER CORPORATION | DHR | 235851102 | 09-May-2023 | Annual | 19 | To act upon a shareholder proposal requesting a report to shareholders on the effectiveness of the Company's diversity, equity and inclusion efforts. | Shareholder | N | 30-Mar-2023 | N | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 1 | Election of Director: N. Thomas Linebarger | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 2 | Election of Director: Jennifer W. Rumsey | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 3 | Election of Director: Gary L. Belske | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 4 | Election of Director: Robert J. Bernhard | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 5 | Election of Director: Bruno V. Di Leo Allen | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 6 | Election of Director: Stephen B. Dobbs | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 7 | Election of Director: Carla A. Harris | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 8 | Election of Director: Thomas J. Lynch | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 9 | Election of Director: William I. Miller | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 10 | Election of Director: Georgia R. Nelson | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 11 | Election of Director: Kimberly A. Nelson | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 12 | Election of Director: Karen H. Quintos | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 13 | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 14 | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 | 28-Mar-2023 | 1 | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 15 | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2023. | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 16 | Approval of the Cummins Inc. Employee Stock Purchase Plan, as amended. | Management | F | 28-Mar-2023 | F | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 17 | The shareholder proposal regarding an independent chairman of the board. | Shareholder | N | 28-Mar-2023 | N | EQUITY SKEW ETF |
| CUMMINS INC. | CMI | 231021106 | 09-May-2023 | Annual | 18 | The shareholder proposal regarding linking executive compensation to achieving 1.5°C emissions reductions. | Shareholder | N | 28-Mar-2023 | N | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 1 | Election of Director: Donna M. Alvarado | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 2 | Election of Director: Thomas P. Bostick | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 3 | Election of Director: Steven T. Halverson | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 4 | Election of Director: Paul C. Hilal | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 5 | Election of Director: Joseph R. Hinrichs | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 6 | Election of Director: David M. Moffett | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 7 | Election of Director: Linda H. Riefler | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 8 | Election of Director: Suzanne M. Vautrinot | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 9 | Election of Director: James L. Wainscott | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 10 | Election of Director: J. Steven Whisler | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 11 | Election of Director: John J. Zillmer | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 12 | The ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2023. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 13 | Advisory (non-binding) resolution to approve compensation for the Company's named executive officers. | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| CSX CORPORATION | CSX | 126408103 | 10-May-2023 | Annual | 14 | Advisory (non-binding) resolution to approve the frequency of future advisory votes on executive compensation. | Management | 1 | 25-Mar-2023 | 1 | EQUITY SKEW ETF |
| ELEVANCE HEALTH, INC. | ELV | 036752103 | 10-May-2023 | Annual | 1 | Election of Director: Gail K. Boudreaux | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ELEVANCE HEALTH, INC. | ELV | 036752103 | 10-May-2023 | Annual | 2 | Election of Director: R. Kerry Clark | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ELEVANCE HEALTH, INC. | ELV | 036752103 | 10-May-2023 | Annual | 3 | Election of Director: Robert L. Dixon, Jr. | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ELEVANCE HEALTH, INC. | ELV | 036752103 | 10-May-2023 | Annual | 4 | Election of Director: Deanna D. Strable | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ELEVANCE HEALTH, INC. | ELV | 036752103 | 10-May-2023 | Annual | 5 | Advisory vote to approve the compensation of our named executive officers. | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ELEVANCE HEALTH, INC. | ELV | 036752103 | 10-May-2023 | Annual | 6 | Advisory vote on the frequency of the advisory vote to approve the compensation of our named executive officers. | Management | 1 | 01-Apr-2023 | 1 | EQUITY SKEW ETF |
| ELEVANCE HEALTH, INC. | ELV | 036752103 | 10-May-2023 | Annual | 7 | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ELEVANCE HEALTH, INC. | ELV | 036752103 | 10-May-2023 | Annual | 8 | Shareholder proposal to allow shareholders owning 10% or more of our common stock to call a special meeting of shareholders. | Shareholder | N | 01-Apr-2023 | N | EQUITY SKEW ETF |
| ELEVANCE HEALTH, INC. | ELV | 036752103 | 10-May-2023 | Annual | 9 | Shareholder proposal requesting annual reporting from third parties seeking financial support. | Shareholder | N | 01-Apr-2023 | N | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2023 | Annual | 1 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Joy Brown | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2023 | Annual | 2 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Ricardo Cardenas | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2023 | Annual | 3 | Election of Director for a one-year term ending at the 2024 Annual Meeting: André Hawaux | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2023 | Annual | 4 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Denise L. Jackson | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2023 | Annual | 5 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Ramkumar Krishnan | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2023 | Annual | 6 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Edna K. Morris | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2023 | Annual | 7 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Mark J. Weikel | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2023 | Annual | 8 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Harry A. Lawton III | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2023 | Annual | 9 | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 30, 2023 | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2023 | Annual | 10 | To approve, on a non-binding, advisory basis, the compensation of the named executive officers of the Company (Say on Pay) | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| TRACTOR SUPPLY COMPANY | TSCO | 892356106 | 11-May-2023 | Annual | 11 | To approve, on a non-binding, advisory basis, the frequency of the advisory vote on Say on Pay in future years | Management | 1 | 29-Mar-2023 | 1 | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 2 | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor's independent registered public accounting firm for 2023 | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 3 | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2022 | Management | F | 25-Mar-2023 | F | EQUITY SKEW ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 4 | Advisory vote on the frequency of future advisory votes on Nucor's named executive officer compensation | Management | 1 | 25-Mar-2023 | 1 | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 1 | Election of Director: Danelle M. Barrett | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 2 | Election of Director: Philip Bleser | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 3 | Election of Director: Stuart B. Burgdoerfer | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 4 | Election of Director: Pamela J. Craig | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 5 | Election of Director: Charles A. Davis | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 6 | Election of Director: Roger N. Farah | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 7 | Election of Director: Lawton W. Fitt | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 8 | Election of Director: Susan Patricia Griffith | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 9 | Election of Director: Devin C. Johnson | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 10 | Election of Director: Jeffrey D. Kelly | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 11 | Election of Director: Barbara R. Snyder | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 12 | Election of Director: Kahina Van Dyke | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 13 | Cast an advisory vote to approve our executive compensation program. | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 14 | Cast an advisory vote on the frequency of the advisory vote to approve our executive compensation program. | Management | 1 | 29-Mar-2023 | 1 | EQUITY SKEW ETF |
| THE PROGRESSIVE CORPORATION | PGR | 743315103 | 12-May-2023 | Annual | 15 | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 1 | Election of Director: John P. Bilbrey | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 2 | Election of Director: John T. Cahill | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 3 | Election of Director: Steve Cahillane | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 4 | Election of Director: Lisa M. Edwards | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 5 | Election of Director: C. Martin Harris | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 6 | Election of Director: Martina Hund-Mejean | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 7 | Election of Director: Kimberly A. Nelson | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 8 | Election of Director: Lorrie M. Norrington | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 9 | Election of Director: Michael B. Polk | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 10 | Election of Director: Stephen I. Sadove | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 11 | Election of Director: Noel R. Wallace | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 12 | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 13 | Advisory vote on executive compensation. | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 14 | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 | 31-Mar-2023 | 1 | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 15 | Stockholder proposal on independent Board Chairman. | Shareholder | N | 31-Mar-2023 | N | EQUITY SKEW ETF |
| COLGATE-PALMOLIVE COMPANY | CL | 194162103 | 12-May-2023 | Annual | 16 | Stockholder proposal on executives to retain significant stock. | Shareholder | N | 31-Mar-2023 | N | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 1 | ELECTION OF DIRECTOR: Anthony G. Capuano | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 2 | ELECTION OF DIRECTOR: Isabella D. Goren | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 3 | ELECTION OF DIRECTOR: Deborah M. Harrison | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 4 | ELECTION OF DIRECTOR: Frederick A. Henderson | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 5 | ELECTION OF DIRECTOR: Eric Hippeau | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 6 | ELECTION OF DIRECTOR: Lauren R. Hobart | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 7 | ELECTION OF DIRECTOR: Debra L. Lee | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 8 | ELECTION OF DIRECTOR: Aylwin B. Lewis | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 9 | ELECTION OF DIRECTOR: David S. Marriott | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 10 | ELECTION OF DIRECTOR: Margaret M. McCarthy | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 11 | ELECTION OF DIRECTOR: Grant F. Reid | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 12 | ELECTION OF DIRECTOR: Horacio D. Rozanski | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 13 | ELECTION OF DIRECTOR: Susan C. Schwab | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 14 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2023 | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 15 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 16 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Management | 1 | 29-Mar-2023 | 1 | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 17 | APPROVAL OF THE 2023 MARRIOTT INTERNATIONAL, INC. STOCK AND CASH INCENTIVE PLAN | Management | F | 29-Mar-2023 | F | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 18 | STOCKHOLDER RESOLUTION REQUESTING THAT THE COMPANY PUBLISH A CONGRUENCY REPORT OF PARTNERSHIPS WITH GLOBALIST ORGANIZATIONS | Shareholder | N | 29-Mar-2023 | N | EQUITY SKEW ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 19 | STOCKHOLDER RESOLUTION REQUESTING THE COMPANY ANNUALLY PREPARE A PAY EQUITY DISCLOSURE | Shareholder | N | 29-Mar-2023 | N | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 1 | Election of Director: Andrés Conesa | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 2 | Election of Director: Pablo A. Ferrero | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 3 | Election of Director: Jeffrey W. Martin | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 4 | Election of Director: Bethany J. Mayer | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 5 | Election of Director: Michael N. Mears | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 6 | Election of Director: Jack T. Taylor | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 7 | Election of Director: Cynthia L. Walker | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 8 | Election of Director: Cynthia J. Warner | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 9 | Election of Director: James C. Yardley | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 10 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 11 | Advisory Approval of Our Executive Compensation | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 12 | Advisory Approval of How Often Shareholders Will Vote on an Advisory Basis on Our Executive Compensation | Management | 1 | 30-Mar-2023 | 1 | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 13 | Amendment to Our Articles of Incorporation to Increase the Number of Authorized Shares of Our Common Stock | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 14 | Amendment to Our Articles of Incorporation to Change the Company's Legal Name | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 15 | Amendments to Our Articles of Incorporation to Make Certain Technical and Administrative Changes | Management | F | 30-Mar-2023 | F | EQUITY SKEW ETF |
| SEMPRA ENERGY | SRE | 816851109 | 12-May-2023 | Annual | 16 | Shareholder Proposal Requiring an Independent Board Chairman | Shareholder | N | 30-Mar-2023 | N | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 2 | Ratify the appointment of Ernst & Young LLP as independent auditors for 2023. | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 3 | Approve named executive officer compensation on a non-binding advisory basis. | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 4 | The frequency of future advisory votes on named executive officer compensation. | Management | 1 | 06-Apr-2023 | 1 | EQUITY SKEW ETF |
| THE HERSHEY COMPANY | HSY | 427866108 | 16-May-2023 | Annual | 5 | Stockholder Proposal titled "Public Report on Living Wage & Income." | Shareholder | N | 06-Apr-2023 | N | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 1 | Election of Director: Dennis V. Arriola | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 2 | Election of Director: Jody Freeman | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 3 | Election of Director: Gay Huey Evans | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 4 | Election of Director: Jeffrey A. Joerres | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 5 | Election of Director: Ryan M. Lance | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 6 | Election of Director: Timothy A. Leach | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 7 | Election of Director: William H. McRaven | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 8 | Election of Director: Sharmila Mulligan | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 9 | Election of Director: Eric D. Mullins | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 10 | Election of Director: Arjun N. Murti | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 11 | Election of Director: Robert A. Niblock | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 12 | Election of Director: David T. Seaton | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 13 | Election of Director: R.A. Walker | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 14 | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2023. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 15 | Advisory Approval of Executive Compensation. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 16 | Advisory Vote on Frequency of Advisory Vote on Executive Compensation. | Management | / | 04-Apr-2023 | 1 | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 17 | Adoption of Amended and Restated Certificate of Incorporation on Right to Call Special Meeting. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 18 | Approval of 2023 Omnibus Stock and Performance Incentive Plan of ConocoPhillips. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 19 | Independent Board Chairman. | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 20 | Share Retention Until Retirement. | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 21 | Report on Tax Payments. | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 22 | Report on Lobbying Activities. | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 16-May-2023 | Annual | 1 | Election of Director for a one-year term: Gregory Q. Brown | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 16-May-2023 | Annual | 2 | Election of Director for a one-year term: Kenneth D. Denman | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 16-May-2023 | Annual | 3 | Election of Director for a one-year term: Egon P. Durban | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 16-May-2023 | Annual | 4 | Election of Director for a one-year term: Ayanna M. Howard | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 16-May-2023 | Annual | 5 | Election of Director for a one-year term: Clayton M. Jones | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 16-May-2023 | Annual | 6 | Election of Director for a one-year term: Judy C. Lewent | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 16-May-2023 | Annual | 7 | Election of Director for a one-year term: Gregory K. Mondre | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 16-May-2023 | Annual | 8 | Election of Director for a one-year term: Joseph M. Tucci | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 16-May-2023 | Annual | 9 | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2023. | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 16-May-2023 | Annual | 10 | Advisory Approval of the Company's Executive Compensation. | Management | F | 31-Mar-2023 | F | EQUITY SKEW ETF |
| MOTOROLA SOLUTIONS, INC. | MSI | 620076307 | 16-May-2023 | Annual | 11 | Advisory Approval of the Frequency of the Advisory Vote to Approve the Company's Executive Compensation. | Management | 1 | 31-Mar-2023 | 1 | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 16-May-2023 | Annual | 1 | Election of Director: Elon Musk | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 16-May-2023 | Annual | 2 | Election of Director: Robyn Denholm | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 16-May-2023 | Annual | 3 | Election of Director: JB Straubel | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 16-May-2023 | Annual | 4 | Tesla proposal to approve executive compensation on a non- binding advisory basis. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 16-May-2023 | Annual | 5 | Tesla proposal to approve the frequency of future votes on executive compensation on a non-binding advisory basis. | Management | 3 | 07-Apr-2023 | 1 | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 16-May-2023 | Annual | 6 | Tesla proposal to ratify the appointment of independent registered public accounting firm. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| TESLA, INC. | TSLA | 88160R101 | 16-May-2023 | Annual | 7 | Stockholder proposal regarding reporting on key-person risk. | Shareholder | N | 07-Apr-2023 | N | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 1 | Election of Director to serve for a one-year term expiring in 2024: T.J. CHECKI | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 2 | Election of Director to serve for a one-year term expiring in 2024: L.S. COLEMAN, JR. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 3 | Election of Director to serve for a one-year term expiring in 2024: L. GLATCH | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 4 | Election of Director to serve for a one-year term expiring in 2024: J.B. HESS | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 5 | Election of Director to serve for a one-year term expiring in 2024: E.E. HOLIDAY | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 6 | Election of Director to serve for a one-year term expiring in 2024: M.S. LIPSCHULTZ | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 7 | Election of Director to serve for a one-year term expiring in 2024: R.J. MCGUIRE | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 8 | Election of Director to serve for a one-year term expiring in 2024: D. MCMANUS | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 9 | Election of Director to serve for a one-year term expiring in 2024: K.O. MEYERS | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 10 | Election of Director to serve for a one-year term expiring in 2024: K.F. OVELMEN | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 11 | Election of Director to serve for a one-year term expiring in 2024: J.H. QUIGLEY | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 12 | Election of Director to serve for a one-year term expiring in 2024: W.G. SCHRADER | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 13 | Advisory approval of the compensation of our named executive officers. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 14 | Advisory approval on the frequency of voting on executive compensation. | Management | 1 | 07-Apr-2023 | 1 | EQUITY SKEW ETF |
| HESS CORPORATION | HES | 42809H107 | 17-May-2023 | Annual | 15 | Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2023. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 17-May-2023 | Annual | 2 | To approve, on advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| ENPHASE ENERGY, INC. | ENPH | 29355A107 | 17-May-2023 | Annual | 3 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 1 | Election of Director: Kathy J. Warden | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 2 | Election of Director: David P. Abney | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 3 | Election of Director: Marianne C. Brown | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 4 | Election of Director: Ann M. Fudge | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 5 | Election of Director: Madeleine A. Kleiner | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 6 | Election of Director: Arvind Krishna | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 7 | Election of Director: Graham N. Robinson | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 8 | Election of Director: Kimberly A. Ross | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 9 | Election of Director: Gary Roughead | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 10 | Election of Director: Thomas M. Schoewe | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 11 | Election of Director: James S. Turley | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 12 | Election of Director: Mark A. Welsh III | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 13 | Election of Director: Mary A. Winston | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 14 | Proposal to approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 15 | Proposal to vote on the preferred frequency of future advisory votes on the compensation of the Company's Named Executive Officers. | Management | 1 | 04-Apr-2023 | 1 | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 16 | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company's Independent Auditor for fiscal year ending December 31, 2023. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 17 | Proposal to amend the Company's Amended and Restated Certificate of Incorporation to reduce the threshold to call a special meeting of shareholders. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 18 | Shareholder proposal to annually conduct an evaluation and issue a report describing the alignment of the Company's political activities with its human rights policy | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| NORTHROP GRUMMAN CORPORATION | NOC | 666807102 | 17-May-2023 | Annual | 19 | Shareholder proposal to provide for an independent Board chair. | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 2 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 3 | Vote, on an advisory basis, on the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 | 18-Apr-2023 | 1 | EQUITY SKEW ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 4 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 17-May-2023 | Annual | 1 | Election of Director: Sangeeta Bhatia | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 17-May-2023 | Annual | 2 | Election of Director: Lloyd Carney | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 17-May-2023 | Annual | 3 | Election of Director: Alan Garber | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 17-May-2023 | Annual | 4 | Election of Director: Terrence Kearney | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 17-May-2023 | Annual | 5 | Election of Director: Reshma Kewalramani | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 17-May-2023 | Annual | 6 | Election of Director: Jeffrey Leiden | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 17-May-2023 | Annual | 7 | Election of Director: Diana McKenzie | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 17-May-2023 | Annual | 8 | Election of Director: Bruce Sachs | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 17-May-2023 | Annual | 9 | Election of Director: Suketu Upadhyay | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 17-May-2023 | Annual | 10 | Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2023. | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 17-May-2023 | Annual | 11 | Advisory vote to approve named executive office compensation. | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| VERTEX PHARMACEUTICALS INCORPORATED | VRTX | 92532F100 | 17-May-2023 | Annual | 12 | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 | 08-Apr-2023 | 1 | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 1 | Election of Director: Lewis W.K. Booth | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 2 | Election of Director: Charles E. Bunch | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 3 | Election of Director: Ertharin Cousin | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 4 | Election of Director: Jorge S. Mesquita | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 5 | Election of Director: Anindita Mukherjee | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 6 | Election of Director: Jane Hamilton Nielsen | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 7 | Election of Director: Patrick T. Siewert | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 8 | Election of Director: Michael A. Todman | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 9 | Election of Director: Dirk Van de Put | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 10 | Advisory Vote to Approve Executive Compensation. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 11 | Advisory Vote on the Frequency of Future Votes to Approve Executive Compensation. | Management | 1 | 07-Apr-2023 | 1 | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 12 | Ratification of the Selection of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2023. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 13 | Require Independent Chair of the Board. | Shareholder | N | 07-Apr-2023 | N | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 14 | Publish Annual Benchmarks for Achieving Company's 2025 Cage-Free Egg Goal. | Shareholder | N | 07-Apr-2023 | N | EQUITY SKEW ETF |
| MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 17-May-2023 | Annual | 15 | Adopt Public Targets to Eradicate Child Labor in Cocoa Supply Chain | Shareholder | N | 07-Apr-2023 | N | EQUITY SKEW ETF |
| FISERV, INC. | FISV | 337738108 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 05-Apr-2023 | F | EQUITY SKEW ETF |
| FISERV, INC. | FISV | 337738108 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 05-Apr-2023 | F | EQUITY SKEW ETF |
| FISERV, INC. | FISV | 337738108 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 05-Apr-2023 | F | EQUITY SKEW ETF |
| FISERV, INC. | FISV | 337738108 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 05-Apr-2023 | F | EQUITY SKEW ETF |
| FISERV, INC. | FISV | 337738108 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 05-Apr-2023 | F | EQUITY SKEW ETF |
| FISERV, INC. | FISV | 337738108 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 05-Apr-2023 | F | EQUITY SKEW ETF |
| FISERV, INC. | FISV | 337738108 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 05-Apr-2023 | F | EQUITY SKEW ETF |
| FISERV, INC. | FISV | 337738108 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 05-Apr-2023 | F | EQUITY SKEW ETF |
| FISERV, INC. | FISV | 337738108 | 17-May-2023 | Annual | 2 | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | F | 05-Apr-2023 | F | EQUITY SKEW ETF |
| FISERV, INC. | FISV | 337738108 | 17-May-2023 | Annual | 3 | Advisory vote on the frequency of advisory votes on the compensation of the named executive officers of Fiserv, Inc. | Management | 1 | 05-Apr-2023 | 1 | EQUITY SKEW ETF |
| FISERV, INC. | FISV | 337738108 | 17-May-2023 | Annual | 4 | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2023. | Management | F | 05-Apr-2023 | F | EQUITY SKEW ETF |
| FISERV, INC. | FISV | 337738108 | 17-May-2023 | Annual | 5 | Shareholder proposal requesting an independent board chair policy. | Shareholder | N | 05-Apr-2023 | N | EQUITY SKEW ETF |
| PG&E CORPORATION | PCG | 69331C108 | 18-May-2023 | Annual | 1 | Election of Director: Cheryl F. Campbell | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| PG&E CORPORATION | PCG | 69331C108 | 18-May-2023 | Annual | 2 | Election of Director: Kerry W. Cooper | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| PG&E CORPORATION | PCG | 69331C108 | 18-May-2023 | Annual | 3 | Election of Director: Arno L. Harris | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| PG&E CORPORATION | PCG | 69331C108 | 18-May-2023 | Annual | 4 | Election of Director: Carlos M. Hernandez | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| PG&E CORPORATION | PCG | 69331C108 | 18-May-2023 | Annual | 5 | Election of Director: Michael R. Niggli | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| PG&E CORPORATION | PCG | 69331C108 | 18-May-2023 | Annual | 6 | Election of Director: Benjamin F. Wilson | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| PG&E CORPORATION | PCG | 69331C108 | 18-May-2023 | Annual | 7 | Advisory Vote to Approve Executive Compensation | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| PG&E CORPORATION | PCG | 69331C108 | 18-May-2023 | Annual | 8 | Advisory Vote on the Frequency of the Advisory Vote to Approve Executive Compensation | Management | 1 | 07-Apr-2023 | 1 | EQUITY SKEW ETF |
| PG&E CORPORATION | PCG | 69331C108 | 18-May-2023 | Annual | 9 | Ratification of the Appointment of Deloitte and Touche LLP as the Independent Public Accounting Firm | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 1 | Election of Director: William J. DeLaney | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 2 | Election of Director: David B. Dillon | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 3 | Election of Director: Sheri H. Edison | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 4 | Election of Director: Teresa M. Finley | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 5 | Election of Director: Lance M. Fritz | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 6 | Election of Director: Deborah C. Hopkins | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 7 | Election of Director: Jane H. Lute | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 8 | Election of Director: Michael R. McCarthy | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 9 | Election of Director: Jose H. Villarreal | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 10 | Election of Director: Christopher J. Williams | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 11 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2023. | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 12 | An advisory vote to approve executive compensation ("Say On Pay"). | Management | F | 06-Apr-2023 | F | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 13 | An advisory vote on the frequency of future advisory votes on executive compensation ("Say on Frequency"). | Management | 1 | 06-Apr-2023 | 1 | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 14 | Shareholder proposal regarding independent board chairman. | Shareholder | N | 06-Apr-2023 | N | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 15 | Shareholder proposal requesting an amendment to our Bylaws to require shareholder approval for certain future amendments. | Shareholder | N | 06-Apr-2023 | N | EQUITY SKEW ETF |
| UNION PACIFIC CORPORATION | UNP | 907818108 | 18-May-2023 | Annual | 16 | Shareholder proposal requesting a paid sick leave policy. | Shareholder | N | 06-Apr-2023 | N | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 1 | Election of Director: Anthony K. Anderson | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 2 | Election of Director: John Q. Doyle | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 3 | Election of Director: Hafize Gaye Erkan | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 4 | Election of Director: Oscar Fanjul | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 5 | Election of Director: H. Edward Hanway | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 6 | Election of Director: Judith Hartmann | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 7 | Election of Director: Deborah C. Hopkins | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 8 | Election of Director: Tamara Ingram | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 9 | Election of Director: Jane H. Lute | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 10 | Election of Director: Steven A. Mills | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 11 | Election of Director: Bruce P. Nolop | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 12 | Election of Director: Morton O. Schapiro | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 13 | Election of Director: Lloyd M. Yates | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 14 | Election of Director: Ray G. Young | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 15 | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 16 | Advisory (Nonbinding) Vote on the Frequency of Future Votes on Named Executive Officer Compensation | Management | 1 | 01-Apr-2023 | 1 | EQUITY SKEW ETF |
| MARSH & MCLENNAN COMPANIES, INC. | MMC | 571748102 | 18-May-2023 | Annual | 17 | Ratification of Selection of Independent Registered Public Accounting Firm | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 1 | Election of Director: Gerard J. Arpey | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 2 | Election of Director: Ari Bousbib | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 3 | Election of Director: Jeffery H. Boyd | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 4 | Election of Director: Gregory D. Brenneman | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 5 | Election of Director: J. Frank Brown | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 6 | Election of Director: Albert P. Carey | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 7 | Election of Director: Edward P. Decker | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 8 | Election of Director: Linda R. Gooden | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 9 | Election of Director: Wayne M. Hewett | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 10 | Election of Director: Manuel Kadre | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 11 | Election of Director: Stephanie C. Linnartz | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 12 | Election of Director: Paula Santilli | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 13 | Election of Director: Caryn Seidman-Becker | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 14 | Ratification of the Appointment of KPMG LLP | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 15 | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 16 | Advisory Vote on the Frequency of Future Say-on-Pay Votes | Management | 1 | 04-Apr-2023 | 1 | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 17 | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 18 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 19 | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 20 | Shareholder Proposal Regarding Rescission of Racial Equity Audit Proposal Vote | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2023 | Annual | 21 | Shareholder Proposal Regarding Senior Management Commitment to Avoid Political Speech | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 1 | Election of Director: Paget L. Alves | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 2 | Election of Director: Keith Barr | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 3 | Election of Director: Christopher M. Connor | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 4 | Election of Director: Brian C. Cornell | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 5 | Election of Director: Tanya L. Domier | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 6 | Election of Director: David W. Gibbs | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 7 | Election of Director: Mirian M. Graddick-Weir | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 8 | Election of Director: Thomas C. Nelson | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 9 | Election of Director: P. Justin Skala | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 10 | Election of Director: Annie Young-Scrivner | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 11 | Ratification of Independent Auditors. | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 12 | Advisory Vote on Executive Compensation. | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 13 | Advisory Vote on the Frequency of Votes on Executive Compensation. | Management | 1 | 08-Apr-2023 | 1 | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 14 | Shareholder Proposal Regarding Issuance of a Report on Efforts to Reduce Plastics Use. | Shareholder | N | 08-Apr-2023 | N | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 15 | Shareholder Proposal Regarding Issuance of Annual Report on Lobbying. | Shareholder | N | 08-Apr-2023 | N | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 16 | Shareholder Proposal Regarding Issuance of Civil Rights and Nondiscrimination Audit Report. | Shareholder | N | 08-Apr-2023 | N | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 17 | Shareholder Proposal Regarding Disclosure of Share Retention Policies for Named Executive Officers Through Normal Retirement Age. | Shareholder | N | 08-Apr-2023 | N | EQUITY SKEW ETF |
| YUM! BRANDS, INC. | YUM | 988498101 | 18-May-2023 | Annual | 18 | Shareholder Proposal Regarding Issuance of Report on Paid Sick Leave. | Shareholder | N | 08-Apr-2023 | N | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 18-May-2023 | Annual | 1 | Election of Director to hold office until our 2024 Annual Meeting: Steven R. Altman | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 18-May-2023 | Annual | 2 | Election of Director to hold office until our 2024 Annual Meeting: Richard A. Collins | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 18-May-2023 | Annual | 3 | Election of Director to hold office until our 2024 Annual Meeting: Karen Dahut | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 18-May-2023 | Annual | 4 | Election of Director to hold office until our 2024 Annual Meeting: Mark G. Foletta | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 18-May-2023 | Annual | 5 | Election of Director to hold office until our 2024 Annual Meeting: Barbara E. Kahn | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 18-May-2023 | Annual | 6 | Election of Director to hold office until our 2024 Annual Meeting: Kyle Malady | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 18-May-2023 | Annual | 7 | Election of Director to hold office until our 2024 Annual Meeting: Eric J. Topol, M.D. | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 18-May-2023 | Annual | 8 | To ratify the selection by the Audit Committee of our Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 18-May-2023 | Annual | 9 | To hold a non-binding vote on an advisory resolution to approve executive compensation. | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 18-May-2023 | Annual | 10 | To recommend a non-binding advisory resolution on the frequency of stockholder votes on executive compensation. | Management | 1 | 08-Apr-2023 | 1 | EQUITY SKEW ETF |
| DEXCOM, INC. | DXCM | 252131107 | 18-May-2023 | Annual | 11 | To hold a non-binding vote on pay equity disclosure. | Management | N | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 18-May-2023 | Annual | 1 | Election of director: Marianne C. Brown | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 18-May-2023 | Annual | 2 | Election of director: Frank C. Herringer | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 18-May-2023 | Annual | 3 | Election of director: Gerri K. Martin-Flickinger | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 18-May-2023 | Annual | 4 | Election of director: Todd M. Ricketts | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 18-May-2023 | Annual | 5 | Election of director: Carolyn Schwab-Pomerantz | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 18-May-2023 | Annual | 6 | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 18-May-2023 | Annual | 7 | Advisory vote to approve named executive officer compensation | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 18-May-2023 | Annual | 8 | Frequency of advisory vote on named executive officer compensation | Management | 1 | 04-Apr-2023 | 1 | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 18-May-2023 | Annual | 9 | Stockholder Proposal requesting pay equity disclosure | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 18-May-2023 | Annual | 10 | Stockholder Proposal requesting company report on discrimination risk oversight and impact | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 1 | Election of Director: David O'Reilly | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 2 | Election of Director: Larry O'Reilly | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 3 | Election of Director: Greg Henslee | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 4 | Election of Director: Jay D. Burchfield | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 5 | Election of Director: Thomas T. Hendrickson | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 6 | Election of Director: John R. Murphy | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 7 | Election of Director: Dana M. Perlman | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 8 | Election of Director: Maria A. Sastre | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 9 | Election of Director: Andrea M. Weiss | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 10 | Election of Director: Fred Whitfield | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 11 | Advisory vote to approve executive compensation. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 12 | Advisory vote on the frequency of future say on pay votes. | Management | 1 | 04-Apr-2023 | 1 | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 13 | Ratification of appointment of Ernst & Young LLP as independent auditors for the fiscal year ending December 31, 2023. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 14 | Shareholder proposal entitled "Independent Board Chairman." | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2023 | Annual | 1 | Election of Director: Nancy A. Altobello | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2023 | Annual | 2 | Election of Director: David P. Falck | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2023 | Annual | 3 | Election of Director: Edward G. Jepsen | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2023 | Annual | 4 | Election of Director: Rita S. Lane | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2023 | Annual | 5 | Election of Director: Robert A. Livingston | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2023 | Annual | 6 | Election of Director: Martin H. Loeffler | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2023 | Annual | 7 | Election of Director: R. Adam Norwitt | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2023 | Annual | 8 | Election of Director: Prahlad Singh | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2023 | Annual | 9 | Election of Director: Anne Clarke Wolff | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2023 | Annual | 10 | Ratification of Deloitte & Touche LLP as Independent Public Accountants of the Company | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2023 | Annual | 11 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2023 | Annual | 12 | Advisory Vote on the Frequency of Future Advisory Votes to Approve Compensation of Named Executive Officers | Management | 1 | 12-Apr-2023 | 1 | EQUITY SKEW ETF |
| AMPHENOL CORPORATION | APH | 032095101 | 18-May-2023 | Annual | 13 | Stockholder Proposal: Improve Political Spending Disclosure | Shareholder | N | 12-Apr-2023 | N | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2023 | Annual | 1 | Election of Director: Nora M. Denzel | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2023 | Annual | 2 | Election of Director: Mark Durcan | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2023 | Annual | 3 | Election of Director: Michael P. Gregoire | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2023 | Annual | 4 | Election of Director: Joseph A. Householder | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2023 | Annual | 5 | Election of Director: John W. Marren | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2023 | Annual | 6 | Election of Director: Jon A. Olson | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2023 | Annual | 7 | Election of Director: Lisa T. Su | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2023 | Annual | 8 | Election of Director: Abhi Y. Talwalkar | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2023 | Annual | 9 | Election of Director: Elizabeth W. Vanderslice | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2023 | Annual | 10 | Approve of the Advanced Micro Devices, Inc. 2023 Equity Incentive Plan. | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2023 | Annual | 11 | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2023 | Annual | 12 | Advisory vote to approve the executive compensation of our named executive officers. | Management | F | 01-Apr-2023 | F | EQUITY SKEW ETF |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 18-May-2023 | Annual | 13 | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 | 01-Apr-2023 | 1 | EQUITY SKEW ETF |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 18-May-2023 | Annual | 1 | Election of Director: Atsushi Abe | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 18-May-2023 | Annual | 2 | Election of Director: Alan Campbell | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 18-May-2023 | Annual | 3 | Election of Director: Susan K. Carter | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 18-May-2023 | Annual | 4 | Election of Director: Thomas L. Deitrich | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 18-May-2023 | Annual | 5 | Election of Director: Hassane El-Khoury | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 18-May-2023 | Annual | 6 | Election of Director: Bruce E. Kiddoo | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 18-May-2023 | Annual | 7 | Election of Director: Paul A. Mascarenas | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 18-May-2023 | Annual | 8 | Election of Director: Gregory Waters | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 18-May-2023 | Annual | 9 | Election of Director: Christine Y. Yan | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 18-May-2023 | Annual | 10 | Advisory vote to approve the compensation of our named executive officers (Say-on-Pay). | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 18-May-2023 | Annual | 11 | Advisory vote to approve the frequency of future Say-on-Pay votes. | Management | 1 | 07-Apr-2023 | 1 | EQUITY SKEW ETF |
| ON SEMICONDUCTOR CORPORATION | ON | 682189105 | 18-May-2023 | Annual | 12 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered accounting firm for the year ending December 31, 2023. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 1 | Election of Director: Ian L.T. Clarke | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 2 | Election of Director: Marjorie M. Connelly | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 3 | Election of Director: R. Matt Davis | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 4 | Election of Director: William F. Gifford, Jr. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 5 | Election of Director: Jacinto J. Hernandez | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 6 | Election of Director: Debra J. Kelly-Ennis | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 7 | Election of Director: Kathryn B. McQuade | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 8 | Election of Director: George Muñoz | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 9 | Election of Director: Nabil Y. Sakkab | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 10 | Election of Director: Virginia E. Shanks | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 11 | Election of Director: Ellen R. Strahlman | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 12 | Election of Director: M. Max Yzaguirre | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 13 | Ratification of the Selection of Independent Registered Public Accounting Firm | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 14 | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 15 | Non-Binding Advisory Vote on the Frequency of Future Advisory Votes to Approve the Compensation of Altria's Named Executive Officers | Management | 1 | 07-Apr-2023 | 1 | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 16 | Shareholder Proposal - Report on Congruence of Political and Lobbying Expenditures with Company Values and Policies | Shareholder | N | 07-Apr-2023 | N | EQUITY SKEW ETF |
| ALTRIA GROUP, INC. | MO | 02209S103 | 18-May-2023 | Annual | 17 | Shareholder Proposal - Commission a Civil Rights Equity Audit | Shareholder | N | 07-Apr-2023 | N | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 1 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Wanda M. Austin | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 2 | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Bradway | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 3 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Michael V. Drake | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 4 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Brian J. Druker | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 5 | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Robert A. Eckert | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 6 | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Greg C. Garland | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 7 | Election of Director for a term of office expiring at the 2024 annual meeting: Mr. Charles M. Holley, Jr. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 8 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. S. Omar Ishrak | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 9 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Tyler Jacks | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 10 | Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Ellen J. Kullman | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 11 | Election of Director for a term of office expiring at the 2024 annual meeting: Ms. Amy E. Miles | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 12 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. Ronald D. Sugar | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 13 | Election of Director for a term of office expiring at the 2024 annual meeting: Dr. R. Sanders Williams | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 14 | Advisory vote on the frequency of future stockholder advisory votes to approve executive compensation. | Management | 1 | 07-Apr-2023 | 1 | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 15 | Advisory vote to approve our executive compensation. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| AMGEN INC. | AMGN | 031162100 | 19-May-2023 | Annual | 16 | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2023. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| QUANTA SERVICES, INC. | PWR | 74762E102 | 23-May-2023 | Annual | 1 | Election of Director: Earl C. (Duke) Austin, Jr. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| QUANTA SERVICES, INC. | PWR | 74762E102 | 23-May-2023 | Annual | 2 | Election of Director: Doyle N. Beneby | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| QUANTA SERVICES, INC. | PWR | 74762E102 | 23-May-2023 | Annual | 3 | Election of Director: Vincent D. Foster | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| QUANTA SERVICES, INC. | PWR | 74762E102 | 23-May-2023 | Annual | 4 | Election of Director: Bernard Fried | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| QUANTA SERVICES, INC. | PWR | 74762E102 | 23-May-2023 | Annual | 5 | Election of Director: Worthing F. Jackman | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| QUANTA SERVICES, INC. | PWR | 74762E102 | 23-May-2023 | Annual | 6 | Election of Director: Holli C. Ladhani | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| QUANTA SERVICES, INC. | PWR | 74762E102 | 23-May-2023 | Annual | 7 | Election of Director: David M. McClanahan | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| QUANTA SERVICES, INC. | PWR | 74762E102 | 23-May-2023 | Annual | 8 | Election of Director: R. Scott Rowe | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| QUANTA SERVICES, INC. | PWR | 74762E102 | 23-May-2023 | Annual | 9 | Election of Director: Margaret B. Shannon | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| QUANTA SERVICES, INC. | PWR | 74762E102 | 23-May-2023 | Annual | 10 | Election of Director: Martha B. Wyrsch | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| QUANTA SERVICES, INC. | PWR | 74762E102 | 23-May-2023 | Annual | 11 | Approval, by non-binding advisory vote, of Quanta's executive compensation. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| QUANTA SERVICES, INC. | PWR | 74762E102 | 23-May-2023 | Annual | 12 | Recommendation, by non-binding advisory vote, on the frequency of future advisory votes on Quanta's executive compensation. | Management | 1 | 14-Apr-2023 | 1 | EQUITY SKEW ETF |
| QUANTA SERVICES, INC. | PWR | 74762E102 | 23-May-2023 | Annual | 13 | Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2023. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 23-May-2023 | Annual | 1 | Election of Director: Dr. Flemming Ornskov, M.D., M.P.H. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 23-May-2023 | Annual | 2 | Election of Director: Linda Baddour | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 23-May-2023 | Annual | 3 | Election of Director: Dr. Udit Batra, Ph.D. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 23-May-2023 | Annual | 4 | Election of Director: Dan Brennan | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 23-May-2023 | Annual | 5 | Election of Director: Richard Fearon | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 23-May-2023 | Annual | 6 | Election of Director: Dr. Pearl S. Huang, Ph.D. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 23-May-2023 | Annual | 7 | Election of Director: Wei Jiang | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 23-May-2023 | Annual | 8 | Election of Director: Christopher A. Kuebler | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 23-May-2023 | Annual | 9 | Election of Director: Mark Vergnano | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 23-May-2023 | Annual | 10 | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 23-May-2023 | Annual | 11 | To approve, by non-binding vote, executive compensation. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| WATERS CORPORATION | WAT | 941848103 | 23-May-2023 | Annual | 12 | To approve, by non-binding vote, the frequency of executive compensation votes. | Management | 1 | 14-Apr-2023 | 1 | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 1 | Election of Director: Douglas M. Baker, Jr. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 2 | Election of Director: Mary Ellen Coe | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 3 | Election of Director: Pamela J. Craig | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 4 | Election of Director: Robert M. Davis | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 5 | Election of Director: Thomas H. Glocer | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 6 | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 7 | Election of Director: Stephen L. Mayo, Ph.D. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 8 | Election of Director: Paul B. Rothman, M.D. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 9 | Election of Director: Patricia F. Russo | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 10 | Election of Director: Christine E. Seidman, M.D. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 11 | Election of Director: Inge G. Thulin | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 12 | Election of Director: Kathy J. Warden | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 13 | Election of Director: Peter C. Wendell | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 14 | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 15 | Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. | Management | 1 | 04-Apr-2023 | 1 | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 16 | Ratification of the appointment of the Company's independent registered public accounting firm for 2023. | Management | F | 04-Apr-2023 | F | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 17 | Shareholder proposal regarding business operations in China. | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 18 | Shareholder proposal regarding access to COVID-19 products. | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 19 | Shareholder proposal regarding indirect political spending. | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 20 | Shareholder proposal regarding patents and access. | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 21 | Shareholder proposal regarding a congruency report of partnerships with globalist organizations. | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| MERCK & CO., INC. | MRK | 58933Y105 | 23-May-2023 | Annual | 22 | Shareholder proposal regarding an independent board chairman. | Shareholder | N | 04-Apr-2023 | N | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 1 | Election of Director: Marc N. Casper | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 2 | Election of Director: Nelson J. Chai | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 3 | Election of Director: Ruby R. Chandy | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 4 | Election of Director: C. Martin Harris | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 5 | Election of Director: Tyler Jacks | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 6 | Election of Director: R. Alexandra Keith | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 7 | Election of Director: James C. Mullen | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 8 | Election of Director: Lars R. Sørensen | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 9 | Election of Director: Debora L. Spar | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 10 | Election of Director: Scott M. Sperling | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 11 | Election of Director: Dion J. Weisler | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 12 | An advisory vote to approve named executive officer compensation. | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 13 | An advisory vote on the frequency of future named executive officer advisory votes. | Management | 1 | 08-Apr-2023 | 1 | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 14 | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2023. | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 15 | Approval of the Company's Amended and Restated 2013 Stock Incentive Plan. | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 24-May-2023 | Annual | 16 | Approval of the Company's 2023 Global Employee Stock Purchase Plan. | Management | F | 08-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 1 | Election of Director: Alan L. Beller | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 2 | Election of Director: Janet M. Dolan | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 3 | Election of Director: Russell G. Golden | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 4 | Election of Director: Patricia L. Higgins | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 5 | Election of Director: William J. Kane | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 6 | Election of Director: Thomas B. Leonardi | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 7 | Election of Director: Clarence Otis Jr. | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 8 | Election of Director: Elizabeth E. Robinson | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 9 | Election of Director: Philip T. Ruegger III | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 10 | Election of Director: Rafael Santana | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 11 | Election of Director: Todd C. Schermerhorn | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 12 | Election of Director: Alan D. Schnitzer | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 13 | Election of Director: Laurie J. Thomsen | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 14 | Election of Director: Bridget van Kralingen | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 15 | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.'s independent registered public accounting firm for 2023. | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 16 | Non-binding vote on the frequency of future votes to approve executive compensation. | Management | 1 | 11-Apr-2023 | 1 | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 17 | Non-binding vote to approve executive compensation. | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 18 | Approve The Travelers Companies, Inc. 2023 Stock Incentive Plan. | Management | F | 11-Apr-2023 | F | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 19 | Shareholder proposal relating to the issuance of a report on GHG emissions, if presented at the Annual Meeting of Shareholders. | Shareholder | N | 11-Apr-2023 | N | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 20 | Shareholder proposal relating to policies regarding fossil fuel supplies, if presented at the Annual Meeting of Shareholders. | Shareholder | N | 11-Apr-2023 | N | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 21 | Shareholder proposal relating to conducting a racial equity audit, if presented at the Annual Meeting of Shareholders. | Shareholder | N | 11-Apr-2023 | N | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 22 | Shareholder proposal relating to the issuance of a report on insuring law enforcement, if presented at the Annual Meeting of Shareholders. | Shareholder | N | 11-Apr-2023 | N | EQUITY SKEW ETF |
| THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 24-May-2023 | Annual | 23 | Shareholder proposal relating to additional disclosure of third party political contributions, if presented at the Annual Meeting of Shareholders. | Shareholder | N | 11-Apr-2023 | N | EQUITY SKEW ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 1 | Election of Director for a one-year term expiring in 2024: Chadwick C. Deaton | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 2 | Election of Director for a one-year term expiring in 2024: Marcela E. Donadio | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 3 | Election of Director for a one-year term expiring in 2024: M. Elise Hyland | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 4 | Election of Director for a one-year term expiring in 2024: Holli C. Ladhani | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 5 | Election of Director for a one-year term expiring in 2024: Mark A. McCollum | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 6 | Election of Director for a one-year term expiring in 2024: Brent J. Smolik | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 7 | Election of Director for a one-year term expiring in 2024: Lee M. Tillman | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 8 | Election of Director for a one-year term expiring in 2024: Shawn D. Williams | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 9 | Ratify the selection of PricewaterhouseCoopers LLP as our independent auditor for 2023. | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 10 | Advisory vote to approve the compensation of our named executive officers. | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 11 | Advisory vote on frequency of executive compensation votes. | Management | 1 | 13-Apr-2023 | 1 | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 1 | Election of Director: Brian L. Derksen | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 2 | Election of Director: Julie H. Edwards | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 3 | Election of Director: Mark W. Helderman | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 4 | Election of Director: Randall J. Larson | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 5 | Election of Director: Steven J. Malcolm | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 6 | Election of Director: Jim W. Mogg | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 7 | Election of Director: Pattye L. Moore | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 8 | Election of Director: Pierce H. Norton II | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 9 | Election of Director: Eduardo A. Rodriguez | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 10 | Election of Director: Gerald B. Smith | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 11 | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2023. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 12 | Amendment and restatement of the ONEOK, Inc. Employee Stock Purchase Plan to increase the total number of shares under the Plan. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 13 | An advisory vote to approve ONEOK, Inc.'s executive compensation. | Management | F | 07-Apr-2023 | F | EQUITY SKEW ETF |
| ONEOK, INC. | OKE | 682680103 | 24-May-2023 | Annual | 14 | An advisory vote on the frequency of holding the shareholder advisory vote on ONEOK's executive compensation. | Management | 1 | 07-Apr-2023 | 1 | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 24-May-2023 | Annual | 1 | Election of Director to hold office until the 2024 annual meeting: Janet F. Clark | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 24-May-2023 | Annual | 2 | Election of Director to hold office until the 2024 annual meeting: Charles R. Crisp | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 24-May-2023 | Annual | 3 | Election of Director to hold office until the 2024 annual meeting: Robert P. Daniels | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 24-May-2023 | Annual | 4 | Election of Director to hold office until the 2024 annual meeting: Lynn A. Dugle | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 24-May-2023 | Annual | 5 | Election of Director to hold office until the 2024 annual meeting: C. Christopher Gaut | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 24-May-2023 | Annual | 6 | Election of Director to hold office until the 2024 annual meeting: Michael T. Kerr | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 24-May-2023 | Annual | 7 | Election of Director to hold office until the 2024 annual meeting: Julie J. Robertson | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 24-May-2023 | Annual | 8 | Election of Director to hold office until the 2024 annual meeting: Donald F. Textor | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 24-May-2023 | Annual | 9 | Election of Director to hold office until the 2024 annual meeting: Ezra Y. Yacob | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 24-May-2023 | Annual | 10 | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2023. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 24-May-2023 | Annual | 11 | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EOG RESOURCES, INC. | EOG | 26875P101 | 24-May-2023 | Annual | 12 | To recommend, by non-binding vote, the frequency of holding advisory votes on the compensation of the Company's named executive officers. | Management | 1 | 14-Apr-2023 | 1 | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 1 | Election of Director: Thomas A. Bartlett | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 2 | Election of Director: Kelly C. Chambliss | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 3 | Election of Director: Teresa H. Clarke | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 4 | Election of Director: Raymond P. Dolan | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 5 | Election of Director: Kenneth R. Frank | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 6 | Election of Director: Robert D. Hormats | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 7 | Election of Director: Grace D. Lieblein | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 8 | Election of Director: Craig Macnab | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 9 | Election of Director: JoAnn A. Reed | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 10 | Election of Director: Pamela D. A. Reeve | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 11 | Election of Director: Bruce L. Tanner | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 12 | Election of Director: Samme L. Thompson | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 13 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 14 | To approve, on an advisory basis, the Company's executive compensation. | Management | F | 13-Apr-2023 | F | EQUITY SKEW ETF |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 24-May-2023 | Annual | 15 | To vote, on an advisory basis, on the frequency with which the Company will hold a stockholder advisory vote on executive compensation. | Management | 1 | 13-Apr-2023 | 1 | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 1 | Election of Director: Jeffrey P. Bezos | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 2 | Election of Director: Andrew R. Jassy | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 3 | Election of Director: Keith B. Alexander | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 4 | Election of Director: Edith W. Cooper | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 5 | Election of Director: Jamie S. Gorelick | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 6 | Election of Director: Daniel P. Huttenlocher | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 7 | Election of Director: Judith A. McGrath | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 8 | Election of Director: Indra K. Nooyi | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 9 | Election of Director: Jonathan J. Rubinstein | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 10 | Election of Director: Patricia Q. Stonesifer | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 11 | Election of Director: Wendell P. Weeks | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 12 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 13 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 14 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 | 14-Apr-2023 | 1 | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 15 | REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 16 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 17 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 18 | SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 19 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 20 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 21 | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 22 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 23 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 24 | SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 25 | SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 26 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 27 | SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 28 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 29 | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 30 | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 31 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 32 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| AMAZON.COM, INC. | AMZN | 023135106 | 24-May-2023 | Annual | 33 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 1 | ELECTION OF DIRECTOR: A.R. Alameddine | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 2 | ELECTION OF DIRECTOR: Lori G. Billingsley | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 3 | ELECTION OF DIRECTOR: Edison C. Buchanan | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 4 | ELECTION OF DIRECTOR: Richard P. Dealy | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 5 | ELECTION OF DIRECTOR: Maria S. Dreyfus | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 6 | ELECTION OF DIRECTOR: Matthew M. Gallagher | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 7 | ELECTION OF DIRECTOR: Phillip A. Gobe | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 8 | ELECTION OF DIRECTOR: Stacy P. Methvin | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 9 | ELECTION OF DIRECTOR: Royce W. Mitchell | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 10 | ELECTION OF DIRECTOR: Scott D. Sheffield | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 11 | ELECTION OF DIRECTOR: J. Kenneth Thompson | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 12 | ELECTION OF DIRECTOR: Phoebe A. Wood | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 13 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2023. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 14 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| PIONEER NATURAL RESOURCES COMPANY | PXD | 723787107 | 25-May-2023 | Annual | 15 | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 | 14-Apr-2023 | 1 | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 1 | Election of Director to serve until the 2024 Annual Meeting: Anthony Capuano | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 2 | Election of Director to serve until the 2024 Annual Meeting: Kareem Daniel | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 3 | Election of Director to serve until the 2024 Annual Meeting: Lloyd Dean | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 4 | Election of Director to serve until the 2024 Annual Meeting: Catherine Engelbert | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 5 | Election of Director to serve until the 2024 Annual Meeting: Margaret Georgiadis | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 6 | Election of Director to serve until the 2024 Annual Meeting: Enrique Hernandez, Jr. | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 7 | Election of Director to serve until the 2024 Annual Meeting: Christopher Kempczinski | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 8 | Election of Director to serve until the 2024 Annual Meeting: Richard Lenny | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 9 | Election of Director to serve until the 2024 Annual Meeting: John Mulligan | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 10 | Election of Director to serve until the 2024 Annual Meeting: Jennifer Taubert | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 11 | Election of Director to serve until the 2024 Annual Meeting: Paul Walsh | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 12 | Election of Director to serve until the 2024 Annual Meeting: Amy Weaver | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 13 | Election of Director to serve until the 2024 Annual Meeting: Miles White | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 14 | Advisory vote to approve executive compensation. | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 15 | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 | 15-Apr-2023 | 1 | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 16 | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2023. | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 17 | Advisory Vote on Adoption of Antibiotics Policy (1 of 2). | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 18 | Advisory Vote on Adoption of Antibiotics Policy (2 of 2). | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 19 | Advisory Vote on Annual Report on "Communist China." | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 20 | Advisory Vote on Civil Rights & Returns to Merit Audit. | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 21 | Advisory Vote on Annual Report on Lobbying Activities. | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 22 | Advisory Vote on Annual Report on Global Political Influence. | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| MCDONALD'S CORPORATION | MCD | 580135101 | 25-May-2023 | Annual | 23 | Advisory Vote on Poultry Welfare Disclosure. | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 1 | Election of Director: Albert Baldocchi | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 2 | Election of Director: Matthew Carey | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 3 | Election of Director: Gregg Engles | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 4 | Election of Director: Patricia Fili-Krushel | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 5 | Election of Director: Mauricio Gutierrez | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 6 | Election of Director: Robin Hickenlooper | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 7 | Election of Director: Scott Maw | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 8 | Election of Director: Brian Niccol | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 9 | Election of Director: Mary Winston | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 10 | An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say on pay"). | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 11 | An advisory vote on the frequency of future say on pay votes. | Management | 1 | 15-Apr-2023 | 1 | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 12 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 13 | Shareholder Proposal - Request to limit certain bylaw amendments. | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| CHIPOTLE MEXICAN GRILL, INC. | CMG | 169656105 | 25-May-2023 | Annual | 14 | Shareholder Proposal - Request to adopt a non-interference policy. | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 2 | Advisory vote to approve the Company's named executive officer compensation in fiscal 2022. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 3 | Advisory vote on the frequency of future advisory votes to approve the Company's named executive officer compensation. | Management | 1 | 14-Apr-2023 | 1 | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 4 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2023. | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 5 | Shareholder proposal requesting an independent board chairman. | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 1 | Election of Director: Warren F. Bryant | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 2 | Election of Director: Michael M. Calbert | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 3 | Election of Director: Ana M. Chadwick | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 4 | Election of Director: Patricia D. Fili-Krushel | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 5 | Election of Director: Timothy I. McGuire | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 6 | Election of Director: Jeffery C. Owen | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 7 | Election of Director: Debra A. Sandler | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 8 | Election of Director: Ralph E. Santana | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 9 | Election of Director: Todd J. Vasos | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 10 | To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 11 | To recommend, on an advisory (non-binding) basis, the frequency of future advisory votes on Dollar General Corporation's named executive officer compensation. | Management | 1 | 12-Apr-2023 | 1 | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 12 | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2023. | Management | F | 12-Apr-2023 | F | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 13 | To vote on a shareholder proposal regarding cage-free eggs progress disclosure. | Shareholder | N | 12-Apr-2023 | N | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 14 | To vote on a shareholder proposal to take steps to amend Dollar General Corporation's governing documents to remove the one-year holding period requirement to call a special shareholder meeting | Shareholder | N | 12-Apr-2023 | N | EQUITY SKEW ETF |
| DOLLAR GENERAL CORPORATION | DG | 256677105 | 31-May-2023 | Annual | 15 | To vote on a shareholder proposal requesting a worker safety and well-being audit and report. | Shareholder | N | 12-Apr-2023 | N | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 1 | Election of Director: Michael J. Angelakis | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 2 | Election of Director: Susan K. Avery | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 3 | Election of Director: Angela F. Braly | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 4 | Election of Director: Gregory J. Goff | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 5 | Election of Director: John D. Harris II | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 6 | Election of Director: Kaisa H. Hietala | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 7 | Election of Director: Joseph L. Hooley | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 8 | Election of Director: Steven A. Kandarian | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 9 | Election of Director: Alexander A. Karsner | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 10 | Election of Director: Lawrence W. Kellner | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 11 | Election of Director: Jeffrey W. Ubben | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 12 | Election of Director: Darren W. Woods | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 13 | Ratification of Independent Auditors | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 14 | Advisory Vote to Approve Executive Compensation | Management | F | 14-Apr-2023 | F | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 | 14-Apr-2023 | 1 | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 16 | Establish a New Board Committee on Decarbonization Risk | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 17 | Reduce Executive Stock Holding Period | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 18 | Additional Carbon Capture and Storage and Emissions Report | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 19 | Additional Direct Methane Measurement | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 20 | Establish a Scope 3 Target and Reduce Hydrocarbon Sales | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 21 | Additional Report on Worst-case Spill and Response Plans | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 22 | GHG Reporting on Adjusted Basis | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 23 | Report on Asset Retirement Obligations Under IEA NZE Scenario | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 24 | Report on Plastics Under SCS Scenario | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 25 | Litigation Disclosure Beyond Legal and Accounting Requirements | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 26 | Tax Reporting Beyond Legal Requirements | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 27 | Energy Transition Social Impact Report | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 28 | Report on Commitment Against AMAP Work | Shareholder | N | 14-Apr-2023 | N | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 1 | Election of Director: Wanda M. Austin | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 2 | Election of Director: John B. Frank | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 3 | Election of Director: Alice P. Gast | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 4 | Election of Director: Enrique Hernandez, Jr. | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 5 | Election of Director: Marillyn A. Hewson | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 6 | Election of Director: Jon M. Huntsman Jr. | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 7 | Election of Director: Charles W. Moorman | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 8 | Election of Director: Dambisa F. Moyo | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 9 | Election of Director: Debra Reed-Klages | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 10 | Election of Director: D. James Umpleby III | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 11 | Election of Director: Cynthia J. Warner | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 12 | Election of Director: Michael K. Wirth | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 13 | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 14 | Advisory Vote to Approve Named Executive Officer Compensation | Management | F | 15-Apr-2023 | F | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 15 | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 | 15-Apr-2023 | 1 | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 16 | Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 17 | Set a Medium-Term Scope 3 GHG Emissions Reduction Target | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 18 | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 19 | Establish Board Committee on Decarbonization Risk | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 20 | Report on Worker and Community Impact from Facility Closures and Energy Transitions | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 21 | Report on Racial Equity Audit | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 22 | Report on Tax Practices | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 23 | Independent Chair | Shareholder | N | 15-Apr-2023 | N | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 1 | Election of Director: Susan L. Bostrom | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 2 | Election of Director: Teresa Briggs | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 3 | Election of Director: Jonathan C. Chadwick | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 4 | Election of Director: Paul E. Chamberlain | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 5 | Election of Director: Lawrence J. Jackson, Jr. | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 6 | Election of Director: Frederic B. Luddy | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 7 | Election of Director: William R. McDermott | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 8 | Election of Director: Jeffrey A. Miller | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 9 | Election of Director: Joseph "Larry" Quinlan | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 10 | Election of Director: Anita M. Sands | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 11 | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 12 | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 13 | To approve the Amended and Restated 2021 Equity Incentive Plan to increase the number of shares reserved for issuance. | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| SERVICENOW, INC. | NOW | 81762P102 | 01-Jun-2023 | Annual | 14 | To elect Deborah Black as a director. | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 1 | Election of Director for term expiring in 2024: Peter E. Bisson | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 2 | Election of Director for term expiring in 2024: Richard J. Bressler | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 3 | Election of Director for term expiring in 2024: Raul E. Cesan | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 4 | Election of Director for term expiring in 2024: Karen E. Dykstra | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 5 | Election of Director for term expiring in 2024: Diana S. Ferguson | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 6 | Election of Director for term expiring in 2024: Anne Sutherland Fuchs | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 7 | Election of Director for term expiring in 2024: William O. Grabe | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 8 | Election of Director for term expiring in 2024: José M. Gutiérrez | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 9 | Election of Director for term expiring in 2024: Eugene A. Hall | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 10 | Election of Director for term expiring in 2024: Stephen G. Pagliuca | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 11 | Election of Director for term expiring in 2024: Eileen M. Serra | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 12 | Election of Director for term expiring in 2024: James C. Smith | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 13 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 14 | Vote, on an advisory basis, on the frequency of future stockholder advisory votes on the Company's executive compensation. | Management | 1 | 18-Apr-2023 | 1 | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 15 | Approval of the Gartner, Inc. Long-Term Incentive Plan. | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| GARTNER, INC. | IT | 366651107 | 01-Jun-2023 | Annual | 16 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2023 fiscal year. | Management | F | 18-Apr-2023 | F | EQUITY SKEW ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 1 | Election of Director: Michelle L. Collins | Management | F | 21-Apr-2023 | F | EQUITY SKEW ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 2 | Election of Director: Patricia A. Little | Management | F | 21-Apr-2023 | F | EQUITY SKEW ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 3 | Election of Director: Heidi G. Petz | Management | F | 21-Apr-2023 | F | EQUITY SKEW ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 4 | Election of Director: Michael C. Smith | Management | F | 21-Apr-2023 | F | EQUITY SKEW ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 5 | To approve an amendment to our Certificate of Incorporation to declassify our Board of Directors and provide for the annual election of directors. | Management | F | 21-Apr-2023 | F | EQUITY SKEW ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 6 | To approve amendments to our Bylaws to provide that directors may be removed by the holders of a majority of the shares then entitled to vote at an election of directors and, if Proposal 2 is approved, with or without cause. | Management | F | 21-Apr-2023 | F | EQUITY SKEW ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 7 | To approve an amendment to our Certificate of Incorporation to replace all supermajority voting standards for amendments to the Certificate of Incorporation with a majority standard. | Management | F | 21-Apr-2023 | F | EQUITY SKEW ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 8 | To approve an amendment to our Bylaws to replace all supermajority voting standards for amendments to the Bylaws with a majority standard. | Management | F | 21-Apr-2023 | F | EQUITY SKEW ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 9 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year 2023, ending February 3, 2024. | Management | F | 21-Apr-2023 | F | EQUITY SKEW ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 10 | Advisory resolution to approve the Company's executive compensation. | Management | F | 21-Apr-2023 | F | EQUITY SKEW ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 11 | Advisory vote on the frequency of future advisory votes on the Company's executive compensation. | Management | 1 | 21-Apr-2023 | 1 | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 1 | Election of Director: Larry Page | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 2 | Election of Director: Sergey Brin | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 3 | Election of Director: Sundar Pichai | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 4 | Election of Director: John L. Hennessy | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 5 | Election of Director: Frances H. Arnold | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 6 | Election of Director: R. Martin "Marty" Chávez | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 7 | Election of Director: L. John Doerr | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 8 | Election of Director: Roger W. Ferguson Jr. | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 9 | Election of Director: Ann Mather | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 10 | Election of Director: K. Ram Shriram | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 11 | Election of Director: Robin L. Washington | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 12 | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 13 | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 14 | Advisory vote to approve compensation awarded to named executive officers | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 15 | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | Management | 3 | 22-Apr-2023 | 1 | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 16 | Stockholder proposal regarding a lobbying report | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 17 | Stockholder proposal regarding a congruency report | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 18 | Stockholder proposal regarding a climate lobbying report | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 19 | Stockholder proposal regarding a report on reproductive rights and data privacy | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 20 | Stockholder proposal regarding a human rights assessment of data center siting | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 21 | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 22 | Stockholder proposal regarding algorithm disclosures | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 23 | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 24 | Stockholder proposal regarding a content governance report | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 25 | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 26 | Stockholder proposal regarding bylaws amendment | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 27 | Stockholder proposal regarding "executives to retain significant stock" | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| ALPHABET INC. | GOOGL | 02079K305 | 02-Jun-2023 | Annual | 28 | Stockholder proposal regarding equal shareholder voting | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 1 | Election of Director: Timothy Flynn | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 2 | Election of Director: Paul Garcia | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 3 | Election of Director: Kristen Gil | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 4 | Election of Director: Stephen Hemsley | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 5 | Election of Director: Michele Hooper | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 6 | Election of Director: F. William McNabb III | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 7 | Election of Director: Valerie Montgomery Rice, M.D. | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 8 | Election of Director: John Noseworthy, M.D. | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 9 | Election of Director: Andrew Witty | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 10 | Advisory approval of the Company's executive compensation. | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 11 | Advisory approval of the frequency of holding future say-on-pay votes. | Management | 1 | 22-Apr-2023 | 1 | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 12 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 13 | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third-party racial equity audit. | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 14 | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 05-Jun-2023 | Annual | 15 | If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 1 | Election of Director: José B. Alvarez | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 2 | Election of Director: Alan M. Bennett | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 3 | Election of Director: Rosemary T. Berkery | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 4 | Election of Director: David T. Ching | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 5 | Election of Director: C. Kim Goodwin | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 6 | Election of Director: Ernie Herrman | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 7 | Election of Director: Amy B. Lane | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 8 | Election of Director: Carol Meyrowitz | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 9 | Election of Director: Jackwyn L. Nemerov | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 10 | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2024. | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 11 | Advisory approval of TJX's executive compensation (the say-on-pay vote). | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 12 | Advisory approval of the frequency of TJX's say-on-pay votes. | Management | 1 | 28-Apr-2023 | 1 | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 13 | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain. | Shareholder | N | 28-Apr-2023 | N | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 14 | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees. | Shareholder | N | 28-Apr-2023 | N | EQUITY SKEW ETF |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2023 | Annual | 15 | Shareholder proposal to adopt a paid sick leave policy for all Associates. | Shareholder | N | 28-Apr-2023 | N | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 1 | Election of Director: David P. Abney | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 2 | Election of Director: Richard C. Adkerson | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 3 | Election of Director: Marcela E. Donadio | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 4 | Election of Director: Robert W. Dudley | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 5 | Election of Director: Hugh Grant | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 6 | Election of Director: Lydia H. Kennard | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 7 | Election of Director: Ryan M. Lance | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 8 | Election of Director: Sara Grootwassink Lewis | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 9 | Election of Director: Dustan E. McCoy | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 10 | Election of Director: Kathleen L. Quirk | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 11 | Election of Director: John J. Stephens | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 12 | Election of Director: Frances Fragos Townsend | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 13 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 14 | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 | 22-Apr-2023 | 1 | EQUITY SKEW ETF |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 06-Jun-2023 | Annual | 15 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 2 | Ratify the selection of the Company's Independent Auditors for 2023. | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 3 | Advisory Vote to Approve Executive Compensation. | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 4 | Advisory Vote on the Frequency of an Advisory Vote on Executive Compensation. | Management | 1 | 27-Apr-2023 | 1 | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 5 | Approve an Amendment to the Company's Bylaws to Designate the Exclusive Forum for the Adjudication of Certain Legal Matters. | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 6 | Approve Amendments to the Certificate of Incorporation to Adopt Limitations on the Liability of Officers Similar to Those That Already Exist for Directors. | Management | F | 27-Apr-2023 | F | EQUITY SKEW ETF |
| DEVON ENERGY CORPORATION | DVN | 25179M103 | 07-Jun-2023 | Annual | 7 | Stockholder Proposal to Reform the Near Impossible Special Shareholder Meeting Requirements. | Shareholder | N | 27-Apr-2023 | N | EQUITY SKEW ETF |
| COSTAR GROUP, INC. | CSGP | 22160N109 | 08-Jun-2023 | Annual | 1 | Election of Director: Michael R. Klein | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| COSTAR GROUP, INC. | CSGP | 22160N109 | 08-Jun-2023 | Annual | 2 | Election of Director: Andrew C. Florance | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| COSTAR GROUP, INC. | CSGP | 22160N109 | 08-Jun-2023 | Annual | 3 | Election of Director: Michael J. Glosserman | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| COSTAR GROUP, INC. | CSGP | 22160N109 | 08-Jun-2023 | Annual | 4 | Election of Director: John W. Hill | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| COSTAR GROUP, INC. | CSGP | 22160N109 | 08-Jun-2023 | Annual | 5 | Election of Director: Laura Cox Kaplan | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| COSTAR GROUP, INC. | CSGP | 22160N109 | 08-Jun-2023 | Annual | 6 | Election of Director: Robert W. Musslewhite | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| COSTAR GROUP, INC. | CSGP | 22160N109 | 08-Jun-2023 | Annual | 7 | Election of Director: Christopher J. Nassetta | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| COSTAR GROUP, INC. | CSGP | 22160N109 | 08-Jun-2023 | Annual | 8 | Election of Director: Louise S. Sams | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| COSTAR GROUP, INC. | CSGP | 22160N109 | 08-Jun-2023 | Annual | 9 | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2023. | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| COSTAR GROUP, INC. | CSGP | 22160N109 | 08-Jun-2023 | Annual | 10 | Proposal to approve, on an advisory basis, the Company's executive compensation. | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| COSTAR GROUP, INC. | CSGP | 22160N109 | 08-Jun-2023 | Annual | 11 | Advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 | 28-Apr-2023 | 1 | EQUITY SKEW ETF |
| COSTAR GROUP, INC. | CSGP | 22160N109 | 08-Jun-2023 | Annual | 12 | Stockholder proposal regarding greenhouse gas emissions targets, if properly presented. | Shareholder | N | 28-Apr-2023 | N | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 1 | Election of Director: Travis D. Stice | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 2 | Election of Director: Vincent K. Brooks | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 3 | Election of Director: David L. Houston | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 4 | Election of Director: Rebecca A. Klein | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 5 | Election of Director: Stephanie K. Mains | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 6 | Election of Director: Mark L. Plaumann | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 7 | Election of Director: Melanie M. Trent | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 8 | Election of Director: Frank D. Tsuru | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 9 | Election of Director: Steven E. West | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 10 | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 11 | Proposal to approve amendments to the Company's charter to remove the 66 2/3% supermajority vote requirements for the stockholders to approve certain amendments to the Company's charter and to remove directors from office. | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 12 | Proposal to approve amendments to the Company's charter to provide that stockholders holding at least 25% of the voting power, determined on a net long basis, for at least one year, may call special meetings of stockholders. | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 13 | Proposal to approve amendments to the Company's charter to reflect new Delaware law provisions regarding officer exculpation. | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| DIAMONDBACK ENERGY, INC. | FANG | 25278X109 | 08-Jun-2023 | Annual | 14 | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2023. | Management | F | 28-Apr-2023 | F | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2023 | Annual | 1 | Election of Director: Joseph L. Goldstein, M.D. | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2023 | Annual | 2 | Election of Director: Christine A. Poon | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2023 | Annual | 3 | Election of Director: Craig B. Thompson, M.D. | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2023 | Annual | 4 | Election of Director: Huda Y. Zoghbi, M.D. | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2023 | Annual | 5 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2023 | Annual | 6 | Proposal to approve, on an advisory basis, executive compensation. | Management | F | 22-Apr-2023 | F | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2023 | Annual | 7 | Proposal to approve, on an advisory basis, the frequency of future advisory votes on executive compensation. | Management | 1 | 22-Apr-2023 | 1 | EQUITY SKEW ETF |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2023 | Annual | 8 | Non-binding shareholder proposal, if properly presented, requesting report on a process by which access to medicine is considered in matters related to protecting intellectual property. | Shareholder | N | 22-Apr-2023 | N | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 1 | Election of Director: Richard W. Dreiling | Management | F | 03-May-2023 | F | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 2 | Election of Director: Cheryl W. Grisé | Management | F | 03-May-2023 | F | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 3 | Election of Director: Daniel J. Heinrich | Management | F | 03-May-2023 | F | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 4 | Election of Director: Paul C. Hilal | Management | F | 03-May-2023 | F | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 5 | Election of Director: Edward J. Kelly, III | Management | F | 03-May-2023 | F | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 6 | Election of Director: Mary A. Laschinger | Management | F | 03-May-2023 | F | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 7 | Election of Director: Jeffrey G. Naylor | Management | F | 03-May-2023 | F | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 8 | Election of Director: Winnie Y. Park | Management | F | 03-May-2023 | F | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 9 | Election of Director: Bertram L. Scott | Management | F | 03-May-2023 | F | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 10 | Election of Director: Stephanie P. Stahl | Management | F | 03-May-2023 | F | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 11 | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | F | 03-May-2023 | F | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 12 | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 | 03-May-2023 | 1 | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 13 | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year 2023. | Management | F | 03-May-2023 | F | EQUITY SKEW ETF |
| DOLLAR TREE, INC. | DLTR | 256746108 | 13-Jun-2023 | Annual | 14 | Shareholder proposal regarding a report on economic and social risks of company compensation and workforce practices and any impact on diversified shareholders. | Shareholder | N | 03-May-2023 | N | EQUITY SKEW ETF |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 14-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 14-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 14-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 14-Jun-2023 | Annual | 2 | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| ARISTA NETWORKS, INC. | ANET | 040413106 | 14-Jun-2023 | Annual | 3 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 1 | Election of Director: Kelly A. Ayotte | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 2 | Election of Director: David L. Calhoun | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 3 | Election of Director: Daniel M. Dickinson | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 4 | Election of Director: James C. Fish, Jr. | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 5 | Election of Director: Gerald Johnson | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 6 | Election of Director: David W. MacLennan | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 7 | Election of Director: Judith F. Marks | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 8 | Election of Director: Debra L. Reed-Klages | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 9 | Election of Director: Susan C. Schwab | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 10 | Election of Director: D. James Umpleby III | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 11 | Election of Director: Rayford Wilkins, Jr. | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 12 | Ratification of our Independent Registered Public Accounting Firm. | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 13 | Advisory Vote to Approve Executive Compensation. | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 14 | Advisory Vote on the Frequency of Executive Compensation Votes. | Management | 1 | 06-May-2023 | 1 | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 15 | Approval of Caterpillar Inc. 2023 Long-Term Incentive Plan. | Management | F | 06-May-2023 | F | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 16 | Shareholder Proposal - Report on Corporate Climate Lobbying in Line with Paris Agreement. | Shareholder | N | 06-May-2023 | N | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 17 | Shareholder Proposal - Lobbying Disclosure. | Shareholder | N | 06-May-2023 | N | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 18 | Shareholder Proposal - Report on Activities in Conflict-Affected Areas. | Shareholder | N | 06-May-2023 | N | EQUITY SKEW ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 19 | Shareholder Proposal - Civil Rights, Non-Discrimination and Returns to Merit Audit. | Shareholder | N | 06-May-2023 | N | EQUITY SKEW ETF |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 15-Jun-2023 | Annual | 1 | Election of Director: Victor K. Lee | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 15-Jun-2023 | Annual | 2 | Election of Director: James C. Moyer | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 15-Jun-2023 | Annual | 3 | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 15-Jun-2023 | Annual | 4 | Approve, on an advisory basis, the 2022 executive compensation. | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 15-Jun-2023 | Annual | 5 | Recommend, on an advisory basis, the frequency of future advisory votes on the executive compensation. | Management | 1 | 02-May-2023 | 1 | EQUITY SKEW ETF |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | 15-Jun-2023 | Annual | 6 | Approve the amendment and restatement of the Monolithic Power Systems, Inc. 2004 Employee Stock Purchase Plan. | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Annual | 1 | Election of Director to serve for a term of one year: Ken Xie | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Annual | 2 | Election of Director to serve for a term of one year: Michael Xie | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Annual | 3 | Election of Director to serve for a term of one year: Kenneth A. Goldman | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Annual | 4 | Election of Director to serve for a term of one year: Ming Hsieh | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Annual | 5 | Election of Director to serve for a term of one year: Jean Hu | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Annual | 6 | Election of Director to serve for a term of one year: William Neukom | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Annual | 7 | Election of Director to serve for a term of one year: Judith Sim | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Annual | 8 | Election of Director to serve for a term of one year: Admiral James Stavridis (Ret) | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Annual | 9 | Ratify the appointment of Deloitte & Touche LLP as Fortinet's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Annual | 10 | Advisory vote to approve named executive officer compensation, as disclosed in the Proxy Statement. | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Annual | 11 | Advisory vote on the frequency of future advisory votes to approve named executive officer compensation | Management | 1 | 04-May-2023 | 1 | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Annual | 12 | Adopt an amendment to Fortinet's amended and restated certificate of incorporation to remove the supermajority voting requirement and make certain other changes. | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| FORTINET, INC. | FTNT | 34959E109 | 16-Jun-2023 | Annual | 13 | Adopt an amendment to Fortinet's amended and restated certificate of incorporation to permit the exculpation of officers by Fortinet from personal liability for certain breaches of the duty of care. | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 2 | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2023. | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 3 | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2022. | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 4 | Advisory Vote on the Frequency of Future Advisory Votes to Approve the Compensation Provided to the Company's Named Executive Officers. | Management | 3 | 29-Apr-2023 | 1 | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 5 | Approval of T-Mobile US, Inc. 2023 Incentive Award Plan. | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| T-MOBILE US, INC. | TMUS | 872590104 | 16-Jun-2023 | Annual | 6 | Approval of T-Mobile US, Inc. Amended and Restated 2014 Employee Stock Purchase Plan. | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 1 | Election of Director: Reveta Bowers | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 2 | Election of Director: Kerry Carr | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 3 | Election of Director: Robert Corti | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 4 | Election of Director: Brian Kelly | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 5 | Election of Director: Robert Kotick | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 6 | Election of Director: Barry Meyer | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 7 | Election of Director: Robert Morgado | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 8 | Election of Director: Peter Nolan | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 9 | Election of Director: Dawn Ostroff | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 10 | Advisory vote to approve our executive compensation. | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 11 | Advisory vote on frequency of future advisory votes to approve our executive compensation. | Management | 1 | 02-May-2023 | 1 | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 12 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | F | 02-May-2023 | F | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 13 | Shareholder proposal regarding shareholder ratification of termination pay. | Shareholder | N | 02-May-2023 | N | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 14 | Shareholder proposal regarding adoption of a freedom of association and collective bargaining policy. | Shareholder | N | 02-May-2023 | N | EQUITY SKEW ETF |
| ACTIVISION BLIZZARD, INC. | ATVI | 00507V109 | 21-Jun-2023 | Annual | 15 | Withdrawn by proponent | Shareholder | N | 02-May-2023 | N | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 1 | Election of Director: Andrew Anagnost | Management | F | 10-May-2023 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 2 | Election of Director: Karen Blasing | Management | F | 10-May-2023 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 3 | Election of Director: Reid French | Management | F | 10-May-2023 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 4 | Election of Director: Dr. Ayanna Howard | Management | F | 10-May-2023 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 5 | Election of Director: Blake Irving | Management | F | 10-May-2023 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 6 | Election of Director: Mary T. McDowell | Management | F | 10-May-2023 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 7 | Election of Director: Stephen Milligan | Management | F | 10-May-2023 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 8 | Election of Director: Lorrie M. Norrington | Management | F | 10-May-2023 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 9 | Election of Director: Betsy Rafael | Management | F | 10-May-2023 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 10 | Election of Director: Rami Rahim | Management | F | 10-May-2023 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 11 | Election of Director: Stacy J. Smith | Management | F | 10-May-2023 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 12 | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2024. | Management | F | 10-May-2023 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 13 | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. | Management | F | 10-May-2023 | F | EQUITY SKEW ETF |
| AUTODESK, INC. | ADSK | 052769106 | 21-Jun-2023 | Annual | 14 | Approve, on an advisory (non-binding) basis, the frequency with which stockholders are provided an advisory (non-binding) vote on the compensation of Autodesk, Inc.'s named executive officers. | Management | 1 | 10-May-2023 | 1 | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 1 | Election of Director: Robert K. Burgess | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 2 | Election of Director: Tench Coxe | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 3 | Election of Director: John O. Dabiri | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 4 | Election of Director: Persis S. Drell | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 5 | Election of Director: Jen-Hsun Huang | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 6 | Election of Director: Dawn Hudson | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 7 | Election of Director: Harvey C. Jones | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 8 | Election of Director: Michael G. McCaffery | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 9 | Election of Director: Stephen C. Neal | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 10 | Election of Director: Mark L. Perry | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 11 | Election of Director: A. Brooke Seawell | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 12 | Election of Director: Aarti Shah | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 13 | Election of Director: Mark A. Stevens | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 14 | Advisory approval of our executive compensation. | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 15 | Advisory approval of the frequency of holding an advisory vote on our executive compensation. | Management | 1 | 09-May-2023 | 1 | EQUITY SKEW ETF |
| NVIDIA CORPORATION | NVDA | 67066G104 | 22-Jun-2023 | Annual | 16 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. | Management | F | 09-May-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 2 | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023. | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 3 | Proposal to approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 4 | Proposal to approve, on a non-binding, advisory basis, the frequency with which stockholders will approve the compensation of the Company's named executive officers. | Management | 1 | 29-Apr-2023 | 1 | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 5 | Proposal to approve the amendment and restatement of the Amended and Restated Certificate of Incorporation of the Company, as amended, to increase the number of authorized shares of common stock, par value $0.005 per share, from 1,250,000,000 shares to 5,000,000,000 shares. | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| MONSTER BEVERAGE CORPORATION | MNST | 61174X109 | 22-Jun-2023 | Annual | 6 | Proposal to approve the amendment and restatement of the Amended and Restated Certificate of Incorporation of the Company, as amended, to reflect new Delaware law provisions regarding officer exculpation. | Management | F | 29-Apr-2023 | F | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 1 | Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Not Applicable | Management | F | 27-Jun-2023 | F | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 2 | Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Caroline D. Dorsa | Management | F | 27-Jun-2023 | F | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 3 | Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Maria C. Freire | Management | F | 27-Jun-2023 | F | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 4 | Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: William A. Hawkins | Management | F | 27-Jun-2023 | F | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 5 | Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Not Applicable | Management | F | 27-Jun-2023 | F | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 6 | Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Jesus B. Mantas | Management | F | 27-Jun-2023 | F | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 7 | Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Not Applicable | Management | F | 27-Jun-2023 | F | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 8 | Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Eric K. Rowinsky | Management | F | 27-Jun-2023 | F | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 9 | Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Stephen A. Sherwin | Management | F | 27-Jun-2023 | F | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 10 | Election of Director to serve for a one-year term extending until the 2024 Annual Meeting: Christopher A. Viehbacher | Management | F | 27-Jun-2023 | F | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 11 | To ratify the selection of PricewaterhouseCoopers LLP as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 27-Jun-2023 | F | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 12 | Say on Pay - To approve an advisory vote on executive compensation. | Management | F | 27-Jun-2023 | F | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 13 | Say When on Pay - To approve an advisory vote on the frequency of the advisory vote on executive compensation. | Management | 1 | 27-Jun-2023 | 1 | EQUITY SKEW ETF |
| BIOGEN INC. | BIIB | 09062X103 | 26-Jun-2023 | Annual | 14 | To elect Susan Langer as a director | Management | F | 27-Jun-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 1 | ELECTION OF DIRECTOR: Merit E. Janow | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 2 | ELECTION OF DIRECTOR: Candido Bracher | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 3 | ELECTION OF DIRECTOR: Richard K. Davis | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 4 | ELECTION OF DIRECTOR: Julius Genachowski | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 5 | ELECTION OF DIRECTOR: Choon Phong Goh | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 6 | ELECTION OF DIRECTOR: Oki Matsumoto | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 7 | ELECTION OF DIRECTOR: Michael Miebach | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 8 | ELECTION OF DIRECTOR: Youngme Moon | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 9 | ELECTION OF DIRECTOR: Rima Qureshi | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 10 | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 11 | ELECTION OF DIRECTOR: Harit Talwar | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 12 | ELECTION OF DIRECTOR: Lance Uggla | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 13 | Advisory approval of Mastercard's executive compensation. | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 14 | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 | 04-May-2023 | 1 | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 15 | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 16 | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Management | F | 04-May-2023 | F | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 17 | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shareholder | N | 04-May-2023 | N | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 18 | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. | Shareholder | N | 04-May-2023 | N | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 19 | Consideration of a stockholder proposal requesting lobbying disclosure. | Shareholder | N | 04-May-2023 | N | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 20 | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shareholder | N | 04-May-2023 | N | EQUITY SKEW ETF |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2023 | Annual | 21 | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shareholder | N | 04-May-2023 | N | EQUITY SKEW ETF |
| Registrant: LeaderShares AlphaFactor US Core Equity ETF | | | | Item 1, Exhibit 19 | | | | | |
| Investment Company Act file number: 811-22718 | | | | | | | | | | |
| Reporting Period: July 1, 2022-June 30, 2023 | | | | | | | | | | |
| Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type | Proposal Number | Proposal Long Text | Proposed By | Recommended Vote | Vote Date | Vote | Account Name |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 1 | Election of Director for a one-year term: Richard H. Carmona, M.D. | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 2 | Election of Director for a one-year term: Dominic J. Caruso | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 3 | Election of Director for a one-year term: W. Roy Dunbar | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 4 | Election of Director for a one-year term: James H. Hinton | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 5 | Election of Director for a one-year term: Donald R. Knauss | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 6 | Election of Director for a one-year term: Bradley E. Lerman | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 7 | Election of Director for a one-year term: Linda P. Mantia | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 8 | Election of Director for a one-year term: Maria Martinez | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 9 | Election of Director for a one-year term: Susan R. Salka | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 10 | Election of Director for a one-year term: Brian S. Tyler | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 11 | Election of Director for a one-year term: Kathleen Wilson-Thompson | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 12 | Ratification of Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2023. | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 13 | Advisory vote on executive compensation. | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 14 | Approval of our 2022 Stock Plan. | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 15 | Approval of Amendment to our 2000 Employee Stock Purchase Plan. | Management | F | 10-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 16 | Shareholder Proposal on Special Shareholder Meeting Improvement. | Shareholder | N | 10-Jun-2022 | N | LDRSHRS ALPHAFACT US CORE ETF |
| MCKESSON CORPORATION | MCK | 58155Q103 | 22-Jul-2022 | Annual | 17 | Shareholder Proposal on Transparency in Rule 10b5-1 Trading Policy. | Shareholder | N | 10-Jun-2022 | N | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 1 | Election of Director: Ira Ehrenpreis | Management | F | 24-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 2 | Election of Director: Kathleen Wilson-Thompson | Management | F | 24-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 3 | Tesla proposal for adoption of amendments to certificate of incorporation to reduce director terms to two years. | Management | F | 24-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 4 | Tesla proposal for adoption of amendments to certificate of incorporation and bylaws to eliminate applicable supermajority voting requirements. | Management | F | 24-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 5 | Tesla proposal for adoption of amendments to certificate of incorporation to increase the number of authorized shares of common stock by 4,000,000,000 shares. | Management | F | 24-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 6 | Tesla proposal to ratify the appointment of independent registered public accounting firm. | Management | F | 24-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 7 | Stockholder proposal regarding proxy access. | Shareholder | N | 24-Jun-2022 | N | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 8 | Stockholder proposal regarding annual reporting on anti-discrimination and harassment efforts. | Shareholder | N | 24-Jun-2022 | N | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 9 | Stockholder proposal regarding annual reporting on Board diversity. | Shareholder | N | 24-Jun-2022 | N | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 10 | Stockholder proposal regarding reporting on employee arbitration. | Shareholder | N | 24-Jun-2022 | N | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 11 | Stockholder proposal regarding reporting on lobbying. | Shareholder | N | 24-Jun-2022 | N | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 12 | Stockholder proposal regarding adoption of a freedom of association and collective bargaining policy. | Shareholder | N | 24-Jun-2022 | N | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 13 | Stockholder proposal regarding additional reporting on child labor. | Shareholder | N | 24-Jun-2022 | N | LDRSHRS ALPHAFACT US CORE ETF |
| TESLA, INC. | TSLA | 88160R101 | 04-Aug-2022 | Annual | 14 | Stockholder proposal regarding additional reporting on water risk. | Shareholder | N | 24-Jun-2022 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EAGLE MATERIALS INC. | EXP | 26969P108 | 05-Aug-2022 | Annual | 1 | Election of Director: George J. Damiris | Management | F | 26-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EAGLE MATERIALS INC. | EXP | 26969P108 | 05-Aug-2022 | Annual | 2 | Election of Director: Martin M. Ellen | Management | F | 26-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EAGLE MATERIALS INC. | EXP | 26969P108 | 05-Aug-2022 | Annual | 3 | Election of Director: David B. Powers | Management | F | 26-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EAGLE MATERIALS INC. | EXP | 26969P108 | 05-Aug-2022 | Annual | 4 | Advisory resolution regarding the compensation of our named executive officers. | Management | F | 26-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EAGLE MATERIALS INC. | EXP | 26969P108 | 05-Aug-2022 | Annual | 5 | To approve the expected appointment of Ernst & Young LLP as independent auditors for fiscal year 2023. | Management | F | 26-Jun-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | 09-Aug-2022 | Annual | 1 | Election of Class I Director: Sherianne James | Management | F | 12-Jul-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | 09-Aug-2022 | Annual | 2 | Election of Class I Director: Leslie L. Campbell | Management | F | 12-Jul-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | 09-Aug-2022 | Annual | 3 | Election of Class I Director: Joan Chow | Management | F | 12-Jul-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | 09-Aug-2022 | Annual | 4 | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | F | 12-Jul-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | 09-Aug-2022 | Annual | 5 | To approve, on an advisory basis, the compensation of the Company's executive officers. | Management | F | 12-Jul-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 04-Nov-2022 | Annual | 1 | Election of Director: Sean H. Cohan | Management | F | 23-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 04-Nov-2022 | Annual | 2 | Election of Director: Robert A. Gerard | Management | F | 23-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 04-Nov-2022 | Annual | 3 | Election of Director: Anuradha (Anu) Gupta | Management | F | 23-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 04-Nov-2022 | Annual | 4 | Election of Director: Richard A. Johnson | Management | F | 23-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 04-Nov-2022 | Annual | 5 | Election of Director: Jeffrey J. Jones II | Management | F | 23-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 04-Nov-2022 | Annual | 6 | Election of Director: Mia F. Mends | Management | F | 23-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 04-Nov-2022 | Annual | 7 | Election of Director: Yolande G. Piazza | Management | F | 23-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 04-Nov-2022 | Annual | 8 | Election of Director: Victoria J. Reich | Management | F | 23-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 04-Nov-2022 | Annual | 9 | Election of Director: Matthew E. Winter | Management | F | 23-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 04-Nov-2022 | Annual | 10 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2023. | Management | F | 23-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| H&R BLOCK, INC. | HRB | 093671105 | 04-Nov-2022 | Annual | 11 | Advisory approval of the Company's named executive officer compensation. | Management | F | 23-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TAPESTRY, INC. | TPR | 876030107 | 15-Nov-2022 | Annual | 1 | Election of Director: John P. Bilbrey | Management | F | 01-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TAPESTRY, INC. | TPR | 876030107 | 15-Nov-2022 | Annual | 2 | Election of Director: Darrell Cavens | Management | F | 01-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TAPESTRY, INC. | TPR | 876030107 | 15-Nov-2022 | Annual | 3 | Election of Director: Joanne Crevoiserat | Management | F | 01-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TAPESTRY, INC. | TPR | 876030107 | 15-Nov-2022 | Annual | 4 | Election of Director: David Denton | Management | F | 01-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TAPESTRY, INC. | TPR | 876030107 | 15-Nov-2022 | Annual | 5 | Election of Director: Johanna (Hanneke) Faber | Management | F | 01-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TAPESTRY, INC. | TPR | 876030107 | 15-Nov-2022 | Annual | 6 | Election of Director: Anne Gates | Management | F | 01-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TAPESTRY, INC. | TPR | 876030107 | 15-Nov-2022 | Annual | 7 | Election of Director: Thomas Greco | Management | F | 01-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TAPESTRY, INC. | TPR | 876030107 | 15-Nov-2022 | Annual | 8 | Election of Director: Pamela Lifford | Management | F | 01-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TAPESTRY, INC. | TPR | 876030107 | 15-Nov-2022 | Annual | 9 | Election of Director: Annabelle Yu Long | Management | F | 01-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TAPESTRY, INC. | TPR | 876030107 | 15-Nov-2022 | Annual | 10 | Election of Director: Ivan Menezes | Management | F | 01-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TAPESTRY, INC. | TPR | 876030107 | 15-Nov-2022 | Annual | 11 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending July 1, 2023. | Management | F | 01-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TAPESTRY, INC. | TPR | 876030107 | 15-Nov-2022 | Annual | 12 | Advisory vote to approve the Company's executive compensation, as discussed and described in the proxy statement. | Management | F | 01-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LUMENTUM HOLDINGS INC. | LITE | 55024U109 | 16-Nov-2022 | Annual | 1 | Election of Director: Penelope A. Herscher | Management | F | 29-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LUMENTUM HOLDINGS INC. | LITE | 55024U109 | 16-Nov-2022 | Annual | 2 | Election of Director: Harold L. Covert | Management | F | 29-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LUMENTUM HOLDINGS INC. | LITE | 55024U109 | 16-Nov-2022 | Annual | 3 | Election of Director: Isaac H. Harris | Management | F | 29-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LUMENTUM HOLDINGS INC. | LITE | 55024U109 | 16-Nov-2022 | Annual | 4 | Election of Director: Julia S. Johnson | Management | F | 29-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LUMENTUM HOLDINGS INC. | LITE | 55024U109 | 16-Nov-2022 | Annual | 5 | Election of Director: Brian J. Lillie | Management | F | 29-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LUMENTUM HOLDINGS INC. | LITE | 55024U109 | 16-Nov-2022 | Annual | 6 | Election of Director: Alan S. Lowe | Management | F | 29-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LUMENTUM HOLDINGS INC. | LITE | 55024U109 | 16-Nov-2022 | Annual | 7 | Election of Director: Ian S. Small | Management | F | 29-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LUMENTUM HOLDINGS INC. | LITE | 55024U109 | 16-Nov-2022 | Annual | 8 | Election of Director: Janet S. Wong | Management | F | 29-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LUMENTUM HOLDINGS INC. | LITE | 55024U109 | 16-Nov-2022 | Annual | 9 | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | F | 29-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LUMENTUM HOLDINGS INC. | LITE | 55024U109 | 16-Nov-2022 | Annual | 10 | To approve the Amended and Restated 2015 Equity Incentive Plan. | Management | F | 29-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LUMENTUM HOLDINGS INC. | LITE | 55024U109 | 16-Nov-2022 | Annual | 11 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 1, 2023. | Management | F | 29-Sep-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UBIQUITI INC. | UI | 90353W103 | 08-Dec-2022 | Annual | 1 | Election of a Class II Director: Ronald A. Sege | Management | F | 29-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UBIQUITI INC. | UI | 90353W103 | 08-Dec-2022 | Annual | 2 | Ratification of the appointment of KPMG LLP as Ubiquiti's independent registered public accounting firm for the fiscal year ending June 30, 2023. | Management | F | 29-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UBIQUITI INC. | UI | 90353W103 | 08-Dec-2022 | Annual | 3 | The approval of Ubiquiti's named executive officer compensation, on an advisory and non-binding basis. | Management | F | 29-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 1 | Election of Director: Michael A. George | Management | F | 25-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 2 | Election of Director: Linda A. Goodspeed | Management | F | 25-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 3 | Election of Director: Earl G. Graves, Jr. | Management | F | 25-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 4 | Election of Director: Enderson Guimaraes | Management | F | 25-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 5 | Election of Director: Brian P. Hannasch | Management | F | 25-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 6 | Election of Director: D. Bryan Jordan | Management | F | 25-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 7 | Election of Director: Gale V. King | Management | F | 25-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 8 | Election of Director: George R. Mrkonic, Jr. | Management | F | 25-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 9 | Election of Director: William C. Rhodes, III | Management | F | 25-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 10 | Election of Director: Jill A. Soltau | Management | F | 25-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 11 | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the 2023 fiscal year. | Management | F | 25-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTOZONE, INC. | AZO | 053332102 | 14-Dec-2022 | Annual | 12 | Approval of an advisory vote on the compensation of named executive officers. | Management | F | 25-Oct-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ASHLAND INC. | ASH | 044186104 | 24-Jan-2023 | Annual | 1 | Election of Director: Steven D. Bishop | Management | F | 16-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ASHLAND INC. | ASH | 044186104 | 24-Jan-2023 | Annual | 2 | Election of Director: Brendan M. Cummins | Management | F | 16-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ASHLAND INC. | ASH | 044186104 | 24-Jan-2023 | Annual | 3 | Election of Director: Suzan F. Harrison | Management | F | 16-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ASHLAND INC. | ASH | 044186104 | 24-Jan-2023 | Annual | 4 | Election of Director: Jay V. Ihlenfeld | Management | F | 16-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ASHLAND INC. | ASH | 044186104 | 24-Jan-2023 | Annual | 5 | Election of Director: Wetteny Joseph | Management | F | 16-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ASHLAND INC. | ASH | 044186104 | 24-Jan-2023 | Annual | 6 | Election of Director: Susan L. Main | Management | F | 16-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ASHLAND INC. | ASH | 044186104 | 24-Jan-2023 | Annual | 7 | Election of Director: Guillermo Novo | Management | F | 16-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ASHLAND INC. | ASH | 044186104 | 24-Jan-2023 | Annual | 8 | Election of Director: Jerome A. Peribere | Management | F | 16-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ASHLAND INC. | ASH | 044186104 | 24-Jan-2023 | Annual | 9 | Election of Director: Janice J. Teal | Management | F | 16-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ASHLAND INC. | ASH | 044186104 | 24-Jan-2023 | Annual | 10 | To ratify the appointment of Ernst & Young LLP as independent registered public accountants for fiscal 2023. | Management | F | 16-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ASHLAND INC. | ASH | 044186104 | 24-Jan-2023 | Annual | 11 | To vote upon a non-binding advisory resolution approving the compensation paid to Ashland's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion. | Management | F | 16-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ASHLAND INC. | ASH | 044186104 | 24-Jan-2023 | Annual | 12 | The stockholder vote to approve the compensation of the named executive officers as required by Section 14A(a)(2) of the Securities Exchange Act of 1934, as amended, should occur every one, two or three years. | Management | 1 | 16-Dec-2022 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| ACUITY BRANDS, INC. | AYI | 00508Y102 | 25-Jan-2023 | Annual | 1 | Election of Director: Neil M. Ashe | Management | F | 17-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ACUITY BRANDS, INC. | AYI | 00508Y102 | 25-Jan-2023 | Annual | 2 | Election of Director: Marcia J. Avedon, Ph.D. | Management | F | 17-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ACUITY BRANDS, INC. | AYI | 00508Y102 | 25-Jan-2023 | Annual | 3 | Election of Director: W. Patrick Battle | Management | F | 17-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ACUITY BRANDS, INC. | AYI | 00508Y102 | 25-Jan-2023 | Annual | 4 | Election of Director: Michael J. Bender | Management | F | 17-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ACUITY BRANDS, INC. | AYI | 00508Y102 | 25-Jan-2023 | Annual | 5 | Election of Director: G. Douglas Dillard, Jr. | Management | F | 17-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ACUITY BRANDS, INC. | AYI | 00508Y102 | 25-Jan-2023 | Annual | 6 | Election of Director: James H. Hance, Jr. | Management | F | 17-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ACUITY BRANDS, INC. | AYI | 00508Y102 | 25-Jan-2023 | Annual | 7 | Election of Director: Maya Leibman | Management | F | 17-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ACUITY BRANDS, INC. | AYI | 00508Y102 | 25-Jan-2023 | Annual | 8 | Election of Director: Laura G. O'Shaughnessy | Management | F | 17-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ACUITY BRANDS, INC. | AYI | 00508Y102 | 25-Jan-2023 | Annual | 9 | Election of Director: Mark J. Sachleben | Management | F | 17-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ACUITY BRANDS, INC. | AYI | 00508Y102 | 25-Jan-2023 | Annual | 10 | Election of Director: Mary A. Winston | Management | F | 17-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ACUITY BRANDS, INC. | AYI | 00508Y102 | 25-Jan-2023 | Annual | 11 | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2023. | Management | F | 17-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ACUITY BRANDS, INC. | AYI | 00508Y102 | 25-Jan-2023 | Annual | 12 | Advisory vote to approve named executive officer compensation. | Management | F | 17-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POST HOLDINGS, INC. | POST | 737446104 | 26-Jan-2023 | Annual | 1 | Election of Director: Dorothy M. Burwell | Management | F | 06-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POST HOLDINGS, INC. | POST | 737446104 | 26-Jan-2023 | Annual | 2 | Election of Director: Robert E. Grote | Management | F | 06-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POST HOLDINGS, INC. | POST | 737446104 | 26-Jan-2023 | Annual | 3 | Election of Director: David W. Kemper | Management | F | 06-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POST HOLDINGS, INC. | POST | 737446104 | 26-Jan-2023 | Annual | 4 | Election of Director: Robert V. Vitale | Management | F | 06-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POST HOLDINGS, INC. | POST | 737446104 | 26-Jan-2023 | Annual | 5 | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2023. | Management | F | 06-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POST HOLDINGS, INC. | POST | 737446104 | 26-Jan-2023 | Annual | 6 | Advisory approval of the Company's executive compensation. | Management | F | 06-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JABIL INC. | JBL | 466313103 | 26-Jan-2023 | Annual | 1 | Election of Director to serve until the next Annual Meeting of Shareholders: Anousheh Ansari | Management | F | 10-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JABIL INC. | JBL | 466313103 | 26-Jan-2023 | Annual | 2 | Election of Director to serve until the next Annual Meeting of Shareholders: Christopher S. Holland | Management | F | 10-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JABIL INC. | JBL | 466313103 | 26-Jan-2023 | Annual | 3 | Election of Director to serve until the next Annual Meeting of Shareholders: Mark T. Mondello | Management | F | 10-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JABIL INC. | JBL | 466313103 | 26-Jan-2023 | Annual | 4 | Election of Director to serve until the next Annual Meeting of Shareholders: John C. Plant | Management | F | 10-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JABIL INC. | JBL | 466313103 | 26-Jan-2023 | Annual | 5 | Election of Director to serve until the next Annual Meeting of Shareholders: Steven A. Raymund | Management | F | 10-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JABIL INC. | JBL | 466313103 | 26-Jan-2023 | Annual | 6 | Election of Director to serve until the next Annual Meeting of Shareholders: Thomas A. Sansone | Management | F | 10-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JABIL INC. | JBL | 466313103 | 26-Jan-2023 | Annual | 7 | Election of Director to serve until the next Annual Meeting of Shareholders: David M. Stout | Management | F | 10-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JABIL INC. | JBL | 466313103 | 26-Jan-2023 | Annual | 8 | Election of Director to serve until the next Annual Meeting of Shareholders: Kathleen A. Walters | Management | F | 10-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JABIL INC. | JBL | 466313103 | 26-Jan-2023 | Annual | 9 | Ratify the appointment of Ernst & Young LLP as Jabil's independent registered public accounting firm for the fiscal year ending August 31, 2023. | Management | F | 10-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JABIL INC. | JBL | 466313103 | 26-Jan-2023 | Annual | 10 | Approve (on an advisory basis) Jabil's executive compensation. | Management | F | 10-Dec-2022 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FAIR ISAAC CORPORATION | FICO | 303250104 | 01-Mar-2023 | Annual | 1 | Election of Director to serve until the 2024 Annual Meeting: Braden R. Kelly | Management | F | 26-Jan-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FAIR ISAAC CORPORATION | FICO | 303250104 | 01-Mar-2023 | Annual | 2 | Election of Director to serve until the 2024 Annual Meeting: Fabiola R. Arredondo | Management | F | 26-Jan-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FAIR ISAAC CORPORATION | FICO | 303250104 | 01-Mar-2023 | Annual | 3 | Election of Director to serve until the 2024 Annual Meeting: James D. Kirsner | Management | F | 26-Jan-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FAIR ISAAC CORPORATION | FICO | 303250104 | 01-Mar-2023 | Annual | 4 | Election of Director to serve until the 2024 Annual Meeting: William J. Lansing | Management | F | 26-Jan-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FAIR ISAAC CORPORATION | FICO | 303250104 | 01-Mar-2023 | Annual | 5 | Election of Director to serve until the 2024 Annual Meeting: Eva Manolis | Management | F | 26-Jan-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FAIR ISAAC CORPORATION | FICO | 303250104 | 01-Mar-2023 | Annual | 6 | Election of Director to serve until the 2024 Annual Meeting: Marc F. McMorris | Management | F | 26-Jan-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FAIR ISAAC CORPORATION | FICO | 303250104 | 01-Mar-2023 | Annual | 7 | Election of Director to serve until the 2024 Annual Meeting: Joanna Rees | Management | F | 26-Jan-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FAIR ISAAC CORPORATION | FICO | 303250104 | 01-Mar-2023 | Annual | 8 | Election of Director to serve until the 2024 Annual Meeting: David A. Rey | Management | F | 26-Jan-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FAIR ISAAC CORPORATION | FICO | 303250104 | 01-Mar-2023 | Annual | 9 | To approve the advisory (non-binding) resolution relating to the named executive officer compensation as disclosed in the proxy statement. | Management | F | 26-Jan-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FAIR ISAAC CORPORATION | FICO | 303250104 | 01-Mar-2023 | Annual | 10 | To approve, on an advisory (non-binding) basis, the desired frequency of future advisory (non-binding) votes to approve our named executive officer compensation. | Management | 1 | 26-Jan-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| FAIR ISAAC CORPORATION | FICO | 303250104 | 01-Mar-2023 | Annual | 11 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | F | 26-Jan-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 1 | Election of Director: Linda L. Adamany | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 2 | Election of Director: Barry J. Alperin | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 3 | Election of Director: Robert D. Beyer | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 4 | Election of Director: Matrice Ellis Kirk | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 5 | Election of Director: Brian P. Friedman | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 6 | Election of Director: MaryAnne Gilmartin | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 7 | Election of Director: Richard B. Handler | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 8 | Election of Director: Thomas W. Jones | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 9 | Election of Director: Jacob M. Katz | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 10 | Election of Director: Michael T. O'Kane | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 11 | Election of Director: Joseph S. Steinberg | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 12 | Election of Director: Melissa V. Weiler | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 13 | Advisory vote to approve 2022 executive-compensation program. | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 14 | Advisory vote on the frequency of future advisory votes to approve executive-compensation program. | Management | 1 | 18-Feb-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 29-Mar-2023 | Annual | 15 | Ratify Deloitte & Touche LLP as independent auditors for the fiscal year ending November 30, 2023. | Management | F | 18-Feb-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTONATION, INC. | AN | 05329W102 | 19-Apr-2023 | Annual | 1 | Election of Director: Rick L. Burdick | Management | F | 10-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTONATION, INC. | AN | 05329W102 | 19-Apr-2023 | Annual | 2 | Election of Director: David B. Edelson | Management | F | 10-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTONATION, INC. | AN | 05329W102 | 19-Apr-2023 | Annual | 3 | Election of Director: Robert R. Grusky | Management | F | 10-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTONATION, INC. | AN | 05329W102 | 19-Apr-2023 | Annual | 4 | Election of Director: Norman K. Jenkins | Management | F | 10-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTONATION, INC. | AN | 05329W102 | 19-Apr-2023 | Annual | 5 | Election of Director: Lisa Lutoff-Perlo | Management | F | 10-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTONATION, INC. | AN | 05329W102 | 19-Apr-2023 | Annual | 6 | Election of Director: Michael Manley | Management | F | 10-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTONATION, INC. | AN | 05329W102 | 19-Apr-2023 | Annual | 7 | Election of Director: G. Mike Mikan | Management | F | 10-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTONATION, INC. | AN | 05329W102 | 19-Apr-2023 | Annual | 8 | Election of Director: Jacqueline A. Travisano | Management | F | 10-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTONATION, INC. | AN | 05329W102 | 19-Apr-2023 | Annual | 9 | Ratification of the selection of KPMG LLP as the Company's independent registered public accounting firm for 2023. | Management | F | 10-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTONATION, INC. | AN | 05329W102 | 19-Apr-2023 | Annual | 10 | Advisory vote on executive compensation. | Management | F | 10-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AUTONATION, INC. | AN | 05329W102 | 19-Apr-2023 | Annual | 11 | Advisory vote on the frequency of the advisory vote on executive compensation. | Management | 3 | 10-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| AUTONATION, INC. | AN | 05329W102 | 19-Apr-2023 | Annual | 12 | Adoption of stockholder proposal regarding stockholder ratification of severance arrangements. | Shareholder | N | 10-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 1 | Election of Director: Thomas F. Frist III | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 2 | Election of Director: Samuel N. Hazen | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 3 | Election of Director: Meg G. Crofton | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 4 | Election of Director: Robert J. Dennis | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 5 | Election of Director: Nancy-Ann DeParle | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 6 | Election of Director: William R. Frist | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 7 | Election of Director: Hugh F. Johnston | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 8 | Election of Director: Michael W. Michelson | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 9 | Election of Director: Wayne J. Riley, M.D. | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 10 | Election of Director: Andrea B. Smith | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 11 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 12 | To approve the HCA Healthcare, Inc. 2023 Employee Stock Purchase Plan. | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 13 | Advisory vote to approve named executive officer compensation. | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 14 | Stockholder proposal, if properly presented at the meeting, regarding political spending disclosure. | Shareholder | N | 11-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| HCA HEALTHCARE, INC. | HCA | 40412C101 | 19-Apr-2023 | Annual | 15 | Stockholder proposal, if properly presented at the meeting, regarding amendment to Patient Safety and Quality of Care Committee charter. | Shareholder | N | 11-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 1 | Election of Director: Brian D. Chambers | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 2 | Election of Director: Eduardo E. Cordeiro | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 3 | Election of Director: Adrienne D. Elsner | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 4 | Election of Director: Alfred E. Festa | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 5 | Election of Director: Edward F. Lonergan | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 6 | Election of Director: Maryann T. Mannen | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 7 | Election of Director: Paul E. Martin | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 8 | Election of Director: W. Howard Morris | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 9 | Election of Director: Suzanne P. Nimocks | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 10 | Election of Director: John D. Williams | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 11 | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 12 | To approve, on an advisory basis, named executive office compensation. | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 13 | To recommend, on an advisory basis, the frequency of future advisory votes to approve named executive officer compensation. | Management | 1 | 15-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 14 | To approve the Owens Corning 2023 Stock Plan. | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 15 | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OWENS CORNING | OC | 690742101 | 20-Apr-2023 | Annual | 16 | To approve an amendment to the Company's exclusive forum provision in its Third Amended and Restated Bylaws. | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 1 | Election of Director: Aida M. Alvarez | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 2 | Election of Director: Shumeet Banerji | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 3 | Election of Director: Robert R. Bennett | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 4 | Election of Director: Charles V. Bergh | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 5 | Election of Director: Bruce Broussard | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 6 | Election of Director: Stacy Brown-Philpot | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 7 | Election of Director: Stephanie A. Burns | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 8 | Election of Director: Mary Anne Citrino | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 9 | Election of Director: Richard Clemmer | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 10 | Election of Director: Enrique Lores | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 11 | Election of Director: Judith Miscik | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 12 | Election of Director: Kim K.W. Rucker | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 13 | Election of Director: Subra Suresh | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 14 | To ratify the appointment of Ernst & Young LLP as HP Inc.'s independent registered public accounting firm for the fiscal year ending October 31, 2023 | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 15 | To approve, on an advisory basis, HP Inc.'s named executive officer compensation | Management | F | 08-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 16 | To approve, on an advisory basis, the frequency of future votes to approve, on an advisory basis, HP Inc.'s named executive officer compensation | Management | 1 | 08-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| HP INC. | HPQ | 40434L105 | 24-Apr-2023 | Annual | 17 | Stockholder proposal requesting stockholders' right to act by written consent, if properly presented at the annual meeting | Shareholder | N | 08-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 2 | Non-binding advisory resolution ("say-on-pay" resolution) to approve compensation paid or provided to BancShares' named executive officers as disclosed in the proxy statement for the Annual Meeting. | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 3 | Non-binding advisory vote ("say-on-frequency" vote) on whether BancShares should submit a say-on-pay resolution for a vote every year, every two years, or every three years. | Management | 1 | 14-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 4 | Proposal to approve an amendment to BancShares' Restated Certificate of Incorporation to increase the number of authorized shares of Class A Common Stock. | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 5 | Proposal to approve an amendment to BancShares' Restated Certificate of Incorporation to increase the number of authorized shares of Preferred Stock. | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 6 | Proposal to approve an amendment to BancShares' Restated Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| FIRST CITIZENS BANCSHARES, INC. | FCNCA | 31946M103 | 25-Apr-2023 | Annual | 7 | Proposal to ratify the appointment of BancShares' independent accountants for 2023. | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 1 | Election of Director: Tracy A. Atkinson | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 2 | Election of Director: Andrea J. Ayers | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 3 | Election of Director: David B. Burritt | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 4 | Election of Director: Alicia J. Davis | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 5 | Election of Director: Terry L. Dunlap | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 6 | Election of Director: John J. Engel | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 7 | Election of Director: John V. Faraci | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 8 | Election of Director: Murry S. Gerber | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 9 | Election of Director: Jeh C. Johnson | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 10 | Election of Director: Paul A. Mascarenas | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 11 | Election of Director: Michael H. McGarry | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 12 | Election of Director: David S. Sutherland | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 13 | Election of Director: Patricia A. Tracey | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 14 | Approval, in a non-binding advisory vote, of the compensation of our Named Executive Officers (Say-on-Pay). | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 15 | Approval, in a non-binding advisory vote, of the frequency of the vote on the compensation of our Named Executive Officers. | Management | 1 | 11-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED STATES STEEL CORPORATION | X | 912909108 | 25-Apr-2023 | Annual | 16 | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | F | 11-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TEXTRON INC. | TXT | 883203101 | 26-Apr-2023 | Annual | 1 | Election of Director: Richard F. Ambrose | Management | F | 07-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TEXTRON INC. | TXT | 883203101 | 26-Apr-2023 | Annual | 2 | Election of Director: Kathleen M. Bader | Management | F | 07-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TEXTRON INC. | TXT | 883203101 | 26-Apr-2023 | Annual | 3 | Election of Director: R. Kerry Clark | Management | F | 07-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TEXTRON INC. | TXT | 883203101 | 26-Apr-2023 | Annual | 4 | Election of Director: Scott C. Donnelly | Management | F | 07-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TEXTRON INC. | TXT | 883203101 | 26-Apr-2023 | Annual | 5 | Election of Director: Deborah Lee James | Management | F | 07-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TEXTRON INC. | TXT | 883203101 | 26-Apr-2023 | Annual | 6 | Election of Director: Thomas A. Kennedy | Management | F | 07-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TEXTRON INC. | TXT | 883203101 | 26-Apr-2023 | Annual | 7 | Election of Director: Lionel L. Nowell III | Management | F | 07-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TEXTRON INC. | TXT | 883203101 | 26-Apr-2023 | Annual | 8 | Election of Director: James L. Ziemer | Management | F | 07-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TEXTRON INC. | TXT | 883203101 | 26-Apr-2023 | Annual | 9 | Election of Director: Maria T. Zuber | Management | F | 07-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TEXTRON INC. | TXT | 883203101 | 26-Apr-2023 | Annual | 10 | Approval of the advisory (non-binding) resolution to approve executive compensation. | Management | F | 07-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| TEXTRON INC. | TXT | 883203101 | 26-Apr-2023 | Annual | 11 | Advisory vote on frequency of future advisory votes on executive compensation. | Management | 1 | 07-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| TEXTRON INC. | TXT | 883203101 | 26-Apr-2023 | Annual | 12 | Ratification of appointment of independent registered public accounting firm. | Management | F | 07-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 1 | Election of JBS Director: Gilberto Tomazoni | Management | F | 05-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 2 | Election of JBS Director: Wesley Mendonça Batista Filho | Management | F | 05-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 3 | Election of JBS Director: Andre Nogueira de Souza | Management | F | 05-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 4 | Election of JBS Director: Farha Aslam | Management | F | 05-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 5 | Election of JBS Director: Joanita Karoleski | Management | F | 05-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 6 | Election of JBS Director: Raul Padilla | Management | F | 05-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 7 | Election of Equity Director: Wallim Cruz De Vasconcellos Junior | Management | F | 05-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 8 | Election of Equity Director: Arquimedes A. Celis | Management | F | 05-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 9 | Election of Equity Director: Ajay Menon | Management | F | 05-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 10 | Advisory vote to approve executive compensation. | Management | F | 05-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 11 | Advisory vote to approve conducting advisory vote on executive compensation every ONE YEAR. | Management | 1 | 05-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 12 | Ratify the Appointment of KPMG LLP as our Independent Registered Public Accounting Firm for 2023. | Management | F | 05-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 13 | Approve an Amendment to the Amended and Restated Certificate of Incorporation. | Management | F | 05-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PILGRIM'S PRIDE CORPORATION | PPC | 72147K108 | 26-Apr-2023 | Annual | 14 | A Stockholder Proposal to Provide a Report Regarding Efforts to Eliminate Deforestation. | Shareholder | N | 05-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 1 | Election of Director: James M. Cracchiolo | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 2 | Election of Director: Robert F. Sharpe, Jr. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 3 | Election of Director: Dianne Neal Blixt | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 4 | Election of Director: Amy DiGeso | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 5 | Election of Director: Christopher J. Williams | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 6 | Election of Director: Armando Pimentel, Jr. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 7 | Election of Director: Brian T. Shea | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 8 | Election of Director: W. Edward Walter III | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 9 | To approve the compensation of the named executive officers by a nonbinding advisory vote. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 10 | To approve a nonbinding advisory vote on the frequency of shareholder approval of the compensation of the named executive officers. | Management | 1 | 18-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 11 | To approve the Ameriprise Financial 2005 incentive compensation plan, as amended and restated. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERIPRISE FINANCIAL, INC. | AMP | 03076C106 | 26-Apr-2023 | Annual | 12 | To ratify the Audit and Risk Committee's selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 1 | Election of Class III Director for a three-year term expiring in 2026: J. Michael Stice | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 2 | Election of Class III Director for a three-year term expiring in 2026: John P. Surma | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 3 | Election of Class III Director for a three-year term expiring in 2026: Susan Tomasky | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 4 | Election of Class III Director for a three-year term expiring in 2026: Toni Townes-Whitley | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 5 | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2023. | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 6 | Approval, on an advisory basis, of the company's named executive officer compensation. | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 7 | Approval of an amendment to the company's Restated Certificate of Incorporation to declassify the Board of Directors. | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 8 | Approval of an amendment to the company's Restated Certificate of Incorporation to eliminate the supermajority provisions. | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 9 | Approval of an amendment to the company's Restated Certificate of Incorporation to increase the maximum size of the Board of Directors. | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 10 | Shareholder proposal seeking a simple majority vote. | Shareholder | N | 14-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 11 | Shareholder proposal seeking an amendment to the company's existing clawback provisions. | Shareholder | N | 14-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 12 | Shareholder proposal seeking a report on just transition. | Shareholder | N | 14-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 26-Apr-2023 | Annual | 13 | Shareholder proposal seeking an audited report on asset retirement obligations. | Shareholder | N | 14-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 1 | Election of Director: David M. Cordani | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 2 | Election of Director: William J. DeLaney | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 3 | Election of Director: Eric J. Foss | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 4 | Election of Director: Retired Maj. Gen. Elder Granger, M.D. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 5 | Election of Director: Neesha Hathi | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 6 | Election of Director: George Kurian | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 7 | Election of Director: Kathleen M. Mazzarella | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 8 | Election of Director: Mark B. McClellan, M.D., Ph.D. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 9 | Election of Director: Kimberly A. Ross | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 10 | Election of Director: Eric C. Wiseman | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 11 | Election of Director: Donna F. Zarcone | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 12 | Advisory approval of The Cigna Group's executive compensation | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 13 | Advisory approval of the frequency of future advisory votes on executive compensation | Management | 1 | 18-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 14 | Ratification of the appointment of PricewaterhouseCoopers LLP as The Cigna Group's independent registered public accounting firm for 2023 | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 15 | Approval of an amendment to our Restated Certificate of Incorporation to limit the liability of certain officers of the Company as permitted pursuant to recent amendments to the Delaware General Corporation Law | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 16 | Shareholder proposal - Special shareholder meeting improvement | Shareholder | N | 18-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| THE CIGNA GROUP | CI | 125523100 | 26-Apr-2023 | Annual | 17 | Shareholder proposal - Political contributions report | Shareholder | N | 18-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| THE CHEMOURS COMPANY | CC | 163851108 | 26-Apr-2023 | Annual | 1 | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Curtis V. Anastasio | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CHEMOURS COMPANY | CC | 163851108 | 26-Apr-2023 | Annual | 2 | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Mary B. Cranston | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CHEMOURS COMPANY | CC | 163851108 | 26-Apr-2023 | Annual | 3 | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Curtis J. Crawford | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CHEMOURS COMPANY | CC | 163851108 | 26-Apr-2023 | Annual | 4 | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Dawn L. Farrell | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CHEMOURS COMPANY | CC | 163851108 | 26-Apr-2023 | Annual | 5 | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Erin N. Kane | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CHEMOURS COMPANY | CC | 163851108 | 26-Apr-2023 | Annual | 6 | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Sean D. Keohane | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CHEMOURS COMPANY | CC | 163851108 | 26-Apr-2023 | Annual | 7 | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Mark E. Newman | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CHEMOURS COMPANY | CC | 163851108 | 26-Apr-2023 | Annual | 8 | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Guillaume Pepy | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CHEMOURS COMPANY | CC | 163851108 | 26-Apr-2023 | Annual | 9 | Election of Director to Serve One-Year Terms expiring at the Annual Meeting of Shareholders in 2024: Sandra Phillips Rogers | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CHEMOURS COMPANY | CC | 163851108 | 26-Apr-2023 | Annual | 10 | Advisory Vote to Approve Named Executive Officer Compensation | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE CHEMOURS COMPANY | CC | 163851108 | 26-Apr-2023 | Annual | 11 | Ratification of Selection of PricewaterhouseCoopers LLP for fiscal year 2023 | Management | F | 14-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POLARIS INC. | PII | 731068102 | 27-Apr-2023 | Annual | 1 | Election of Class II Director: George W. Bilicic | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POLARIS INC. | PII | 731068102 | 27-Apr-2023 | Annual | 2 | Election of Class II Director: Gary E. Hendrickson | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POLARIS INC. | PII | 731068102 | 27-Apr-2023 | Annual | 3 | Election of Class II Director: Gwenne A. Henricks | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POLARIS INC. | PII | 731068102 | 27-Apr-2023 | Annual | 4 | Advisory vote to approve the compensation of the Company's Named Executive Officers | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POLARIS INC. | PII | 731068102 | 27-Apr-2023 | Annual | 5 | Advisory vote on the frequency of future votes to approve the compensation of our Named Executive Officers | Management | 1 | 17-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| POLARIS INC. | PII | 731068102 | 27-Apr-2023 | Annual | 6 | Reincorporation of the Company from Minnesota to Delaware | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POLARIS INC. | PII | 731068102 | 27-Apr-2023 | Annual | 7 | Adoption of an exclusive forum provision in the Delaware Bylaws | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POLARIS INC. | PII | 731068102 | 27-Apr-2023 | Annual | 8 | Adoption of officer exculpation provision in the Delaware Certificate of Incorporation | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POLARIS INC. | PII | 731068102 | 27-Apr-2023 | Annual | 9 | Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2023 | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 1 | Election of Director: Daniel F. Akerson | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 2 | Election of Director: David B. Burritt | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 3 | Election of Director: Bruce A. Carlson | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 4 | Election of Director: John M. Donovan | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 5 | Election of Director: Joseph F. Dunford, Jr. | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 6 | Election of Director: James O. Ellis, Jr. | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 7 | Election of Director: Thomas J. Falk | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 8 | Election of Director: Ilene S. Gordon | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 9 | Election of Director: Vicki A. Hollub | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 10 | Election of Director: Jeh C. Johnson | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 11 | Election of Director: Debra L. Reed-Klages | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 12 | Election of Director: James D. Taiclet | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 13 | Election of Director: Patricia E. Yarrington | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 14 | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 15 | Advisory Vote on the Frequency of Advisory Votes to Approve the Compensation of our Named Executive Officers. | Management | 1 | 15-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 16 | Ratification of the Appointment of Ernst & Young LLP as our Independent Auditors for 2023. | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 17 | Stockholder Proposal Requiring Independent Board Chairman. | Shareholder | N | 15-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 18 | Stockholder Proposal to Issue a Human Rights Impact Assessment Report. | Shareholder | N | 15-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| LOCKHEED MARTIN CORPORATION | LMT | 539830109 | 27-Apr-2023 | Annual | 19 | Stockholder Proposal to Issue a Report on the Company's Intention to Reduce Full Value Chain GHG Emissions. | Shareholder | N | 15-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 1 | Election of Director: E. Spencer Abraham | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 2 | Election of Director: Antonio Carrillo | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 3 | Election of Director: Matthew Carter, Jr. | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 4 | Election of Director: Lawrence S. Coben | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 5 | Election of Director: Heather Cox | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 6 | Election of Director: Elisabeth B. Donohue | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 7 | Election of Director: Mauricio Gutierrez | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 8 | Election of Director: Paul W. Hobby | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 9 | Election of Director: Alexandra Pruner | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 10 | Election of Director: Anne C. Schaumburg | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 11 | To adopt the NRG Energy, Inc. Amended and Restated Employee Stock Purchase Plan. | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 12 | To approve, on a non-binding advisory basis, NRG Energy, Inc.'s executive compensation. | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 13 | To approve, on a non-binding advisory basis, the frequency of the non-binding advisory vote on NRG Energy, Inc.'s executive compensation. | Management | 1 | 17-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| NRG ENERGY, INC. | NRG | 629377508 | 27-Apr-2023 | Annual | 14 | To ratify the appointment of KPMG LLP as NRG Energy, Inc.'s independent registered public accounting firm for the 2023 fiscal year. | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLIN CORPORATION | OLN | 680665205 | 27-Apr-2023 | Annual | 1 | Election of Director: Beverley A. Babcock | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLIN CORPORATION | OLN | 680665205 | 27-Apr-2023 | Annual | 2 | Election of Director: C. Robert Bunch | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLIN CORPORATION | OLN | 680665205 | 27-Apr-2023 | Annual | 3 | Election of Director: Matthew S. Darnall | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLIN CORPORATION | OLN | 680665205 | 27-Apr-2023 | Annual | 4 | Election of Director: Earl L. Shipp | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLIN CORPORATION | OLN | 680665205 | 27-Apr-2023 | Annual | 5 | Election of Director: Scott M. Sutton | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLIN CORPORATION | OLN | 680665205 | 27-Apr-2023 | Annual | 6 | Election of Director: William H. Weideman | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLIN CORPORATION | OLN | 680665205 | 27-Apr-2023 | Annual | 7 | Election of Director: W. Anthony Will | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLIN CORPORATION | OLN | 680665205 | 27-Apr-2023 | Annual | 8 | Election of Director: Carol A. Williams | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLIN CORPORATION | OLN | 680665205 | 27-Apr-2023 | Annual | 9 | Advisory vote to approve named executive officer compensation. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLIN CORPORATION | OLN | 680665205 | 27-Apr-2023 | Annual | 10 | Advisory vote on the frequency of a shareholder vote on executive compensation. | Management | 1 | 18-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| OLIN CORPORATION | OLN | 680665205 | 27-Apr-2023 | Annual | 11 | Ratification of the appointment of independent registered public accounting firm. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOUISIANA-PACIFIC CORPORATION | LPX | 546347105 | 28-Apr-2023 | Annual | 1 | Election of Class II Director: Jose A. Bayardo | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOUISIANA-PACIFIC CORPORATION | LPX | 546347105 | 28-Apr-2023 | Annual | 2 | Election of Class II Director: Stephen E. Macadam | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOUISIANA-PACIFIC CORPORATION | LPX | 546347105 | 28-Apr-2023 | Annual | 3 | Ratification of the selection of Deloitte & Touche LLP as LP's independent registered public accounting firm for 2023. | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOUISIANA-PACIFIC CORPORATION | LPX | 546347105 | 28-Apr-2023 | Annual | 4 | Advisory vote on the frequency of advisory votes on named executive officer compensation. | Management | 1 | 15-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| LOUISIANA-PACIFIC CORPORATION | LPX | 546347105 | 28-Apr-2023 | Annual | 5 | Advisory vote to approve named executive officer compensation. | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 1 | Election of Director to serve until the next annual meeting: Daniel P. Amos | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 2 | Election of Director to serve until the next annual meeting: W. Paul Bowers | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 3 | Election of Director to serve until the next annual meeting: Arthur R. Collins | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 4 | Election of Director to serve until the next annual meeting: Miwako Hosoda | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 5 | Election of Director to serve until the next annual meeting: Thomas J. Kenny | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 6 | Election of Director to serve until the next annual meeting: Georgette D. Kiser | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 7 | Election of Director to serve until the next annual meeting: Karole F. Lloyd | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 8 | Election of Director to serve until the next annual meeting: Nobuchika Mori | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 9 | Election of Director to serve until the next annual meeting: Joseph L. Moskowitz | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 10 | Election of Director to serve until the next annual meeting: Barbara K. Rimer, DrPH | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 11 | Election of Director to serve until the next annual meeting: Katherine T. Rohrer | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 12 | To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative in the Notice of 2023 Annual Meeting of Shareholders and Proxy Statement". | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 13 | Non-binding, advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 | 17-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| AFLAC INCORPORATED | AFL | 001055102 | 01-May-2023 | Annual | 14 | To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2023. | Management | F | 17-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 1 | Election of Director: Glenn M. Alger | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 2 | Election of Director: Robert P. Carlile | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 3 | Election of Director: James M. DuBois | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 4 | Election of Director: Mark A. Emmert | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 5 | Election of Director: Diane H. Gulyas | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 6 | Election of Director: Jeffrey S. Musser | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 7 | Election of Director: Brandon S. Pedersen | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 8 | Election of Director: Liane J. Pelletier | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 9 | Election of Director: Olivia D. Polius | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 10 | Advisory Vote to Approve Named Executive Officer Compensation | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 11 | Approve the Frequency of Advisory Votes on Named Executive Officer Compensation | Management | 1 | 22-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 12 | Ratification of Independent Registered Public Accounting Firm | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 13 | Shareholder Proposal: Shareholder Ratification of Excessive Termination Pay | Shareholder | N | 22-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130109 | 02-May-2023 | Annual | 14 | Shareholder Proposal | Shareholder | N | 22-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| VISTRA CORP. | VST | 92840M102 | 02-May-2023 | Annual | 1 | Election of Director: Scott B. Helm | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VISTRA CORP. | VST | 92840M102 | 02-May-2023 | Annual | 2 | Election of Director: Hilary E. Ackermann | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VISTRA CORP. | VST | 92840M102 | 02-May-2023 | Annual | 3 | Election of Director: Arcilia C. Acosta | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VISTRA CORP. | VST | 92840M102 | 02-May-2023 | Annual | 4 | Election of Director: Gavin R. Baiera | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VISTRA CORP. | VST | 92840M102 | 02-May-2023 | Annual | 5 | Election of Director: Paul M. Barbas | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VISTRA CORP. | VST | 92840M102 | 02-May-2023 | Annual | 6 | Election of Director: James A. Burke | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VISTRA CORP. | VST | 92840M102 | 02-May-2023 | Annual | 7 | Election of Director: Lisa Crutchfield | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VISTRA CORP. | VST | 92840M102 | 02-May-2023 | Annual | 8 | Election of Director: Brian K. Ferraioli | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VISTRA CORP. | VST | 92840M102 | 02-May-2023 | Annual | 9 | Election of Director: Jeff D. Hunter | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VISTRA CORP. | VST | 92840M102 | 02-May-2023 | Annual | 10 | Election of Director: Julie A. Lagacy | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VISTRA CORP. | VST | 92840M102 | 02-May-2023 | Annual | 11 | Election of Director: John R. Sult | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VISTRA CORP. | VST | 92840M102 | 02-May-2023 | Annual | 12 | Approve, on an advisory basis, the 2022 compensation of the Company's named executive officers. | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VISTRA CORP. | VST | 92840M102 | 02-May-2023 | Annual | 13 | Ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 02-May-2023 | Annual | 1 | Election of Director: Alan R. Buckwalter | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 02-May-2023 | Annual | 2 | Election of Director: Anthony L. Coelho | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 02-May-2023 | Annual | 3 | Election of Director: Jakki L. Haussler | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 02-May-2023 | Annual | 4 | Election of Director: Victor L. Lund | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 02-May-2023 | Annual | 5 | Election of Director: Ellen Ochoa | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 02-May-2023 | Annual | 6 | Election of Director: Thomas L. Ryan | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 02-May-2023 | Annual | 7 | Election of Director: C. Park Shaper | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 02-May-2023 | Annual | 8 | Election of Director: Sara Martinez Tucker | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 02-May-2023 | Annual | 9 | Election of Director: W. Blair Waltrip | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 02-May-2023 | Annual | 10 | Election of Director: Marcus A. Watts | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 02-May-2023 | Annual | 11 | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 02-May-2023 | Annual | 12 | To approve, by advisory vote, named executive officer compensation. | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| SERVICE CORPORATION INTERNATIONAL | SCI | 817565104 | 02-May-2023 | Annual | 13 | To approve, by advisory vote, the frequency of the advisory vote on named executive officer compensation. | Management | 1 | 24-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| MODERNA, INC. | MRNA | 60770K107 | 03-May-2023 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MODERNA, INC. | MRNA | 60770K107 | 03-May-2023 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MODERNA, INC. | MRNA | 60770K107 | 03-May-2023 | Annual | 1 | DIRECTOR | Management | F | 21-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MODERNA, INC. | MRNA | 60770K107 | 03-May-2023 | Annual | 2 | To approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Management | F | 21-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MODERNA, INC. | MRNA | 60770K107 | 03-May-2023 | Annual | 3 | To ratify the appointment of Ernst & Young LLP as our registered independent public accounting firm for the year ending December 31, 2023. | Management | F | 21-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MODERNA, INC. | MRNA | 60770K107 | 03-May-2023 | Annual | 4 | To vote on a shareholder proposal requesting a report on transferring intellectual property. | Shareholder | N | 21-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 03-May-2023 | Annual | 1 | Election of Director: Judy L. Altmaier | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 03-May-2023 | Annual | 2 | Election of Director: D. Scott Barbour | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 03-May-2023 | Annual | 3 | Election of Director: Philip J. Christman | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 03-May-2023 | Annual | 4 | Election of Director: David C. Everitt | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 03-May-2023 | Annual | 5 | Election of Director: David S. Graziosi | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 03-May-2023 | Annual | 6 | Election of Director: Carolann I. Haznedar | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 03-May-2023 | Annual | 7 | Election of Director: Richard P. Lavin | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 03-May-2023 | Annual | 8 | Election of Director: Sasha Ostojic | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 03-May-2023 | Annual | 9 | Election of Director: Gustave F. Perna | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 03-May-2023 | Annual | 10 | Election of Director: Krishna Shivram | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 03-May-2023 | Annual | 11 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALLISON TRANSMISSION HOLDINGS, INC. | ALSN | 01973R101 | 03-May-2023 | Annual | 12 | An advisory non-binding vote to approve the compensation paid to our named executive officers. | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 1 | Election of Director: Javed Ahmed | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 2 | Election of Director: Robert C. Arzbaecher | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 3 | Election of Director: Deborah L. DeHaas | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 4 | Election of Director: John W. Eaves | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 5 | Election of Director: Stephen J. Hagge | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 6 | Election of Director: Jesus Madrazo Yris | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 7 | Election of Director: Anne P. Noonan | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 8 | Election of Director: Michael J. Toelle | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 9 | Election of Director: Theresa E. Wagler | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 10 | Election of Director: Celso L. White | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 11 | Election of Director: W. Anthony Will | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 12 | Advisory vote to approve the compensation of CF Industries Holdings, Inc.'s named executive officers. | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 13 | Advisory vote on the frequency of future advisory votes to approve the compensation of CF Industries Holdings, Inc.'s named executive officers. | Management | 1 | 23-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 14 | Approval and adoption of an amendment and restatement of CF Industries Holdings, Inc.'s certificate of incorporation to limit the liability of certain officers and make various conforming and technical revisions. | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 15 | Ratification of the selection of KPMG LLP as CF Industries Holdings, Inc.'s independent registered public accounting firm for 2023. | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CF INDUSTRIES HOLDINGS, INC. | CF | 125269100 | 03-May-2023 | Annual | 16 | Shareholder proposal regarding an independent board chair, if properly presented at the meeting. | Shareholder | N | 23-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 1 | Election of Director: Peter A. Dea | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 2 | Election of Director: Meg A. Gentle | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 3 | Election of Director: Ralph Izzo | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 4 | Election of Director: Howard J. Mayson | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 5 | Election of Director: Brendan M. McCracken | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 6 | Election of Director: Lee A. McIntire | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 7 | Election of Director: Katherine L. Minyard | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 8 | Election of Director: Steven W. Nance | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 9 | Election of Director: Suzanne P. Nimocks | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 10 | Election of Director: George L. Pita | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 11 | Election of Director: Thomas G. Ricks | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 12 | Election of Director: Brian G. Shaw | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 13 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 14 | Advisory Vote on the Frequency of Future Votes to Approve the Compensation of Named Executive Officers | Management | 1 | 24-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| OVINTIV INC. | OVV | 69047Q102 | 03-May-2023 | Annual | 15 | Ratify PricewaterhouseCoopers LLP as Independent Auditors | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | Annual | 1 | DIRECTOR | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | Annual | 2 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | Annual | 3 | Advisory vote on executive compensation. | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOYD GAMING CORPORATION | BYD | 103304101 | 04-May-2023 | Annual | 4 | Advisory vote on the frequency of holding an advisory vote on executive compensation. | Management | 3 | 23-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 1 | Election of Director: José B. Alvarez | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 2 | Election of Director: Marc A. Bruno | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 3 | Election of Director: Larry D. De Shon | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 4 | Election of Director: Matthew J. Flannery | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 5 | Election of Director: Bobby J. Griffin | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 6 | Election of Director: Kim Harris Jones | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 7 | Election of Director: Terri L. Kelly | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 8 | Election of Director: Michael J. Kneeland | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 9 | Election of Director: Francisco J. Lopez-Balboa | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 10 | Election of Director: Gracia C. Martore | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 11 | Election of Director: Shiv Singh | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 12 | Ratification of Appointment of Public Accounting Firm. | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 13 | Advisory Approval of Executive Compensation. | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 14 | Advisory Vote on Frequency of Executive Compensation Vote. | Management | 1 | 23-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 15 | Company Proposal to Improve Shareholder Written Consent (Amend Certificate of Incorporation to Reduce Threshold to 15%). | Management | F | 23-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNITED RENTALS, INC. | URI | 911363109 | 04-May-2023 | Annual | 16 | Stockholder Proposal to Improve Shareholder Written Consent. | Shareholder | N | 23-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 1 | Election of Director: Thomas E. Jorden | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 2 | Election of Director: Robert S. Boswell | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 3 | Election of Director: Dorothy M. Ables | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 4 | Election of Director: Amanda M. Brock | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 5 | Election of Director: Dan O. Dinges | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 6 | Election of Director: Paul N. Eckley | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 7 | Election of Director: Hans Helmerich | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 8 | Election of Director: Lisa A. Stewart | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 9 | Election of Director: Frances M. Vallejo | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 10 | Election of Director: Marcus A. Watts | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 11 | The ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 12 | A non-binding advisory vote to approve the compensation of our named executive officers. | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 13 | A non-binding advisory vote to approve the frequency of the advisory vote on executive compensation. | Management | 1 | 25-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 14 | Approval of the Coterra Energy Inc. 2023 Equity Incentive Plan. | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 15 | A shareholder proposal regarding a report on reliability of methane emission disclosures. | Shareholder | N | 25-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| COTERRA ENERGY INC. | CTRA | 127097103 | 04-May-2023 | Annual | 16 | A shareholder proposal regarding a report on corporate climate lobbying. | Shareholder | N | 25-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 1 | Election of Director: M.S. Burke | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 2 | Election of Director: T. Colbert | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 3 | Election of Director: J.C. Collins, Jr. | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 4 | Election of Director: T.K. Crews | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 5 | Election of Director: E. de Brabander | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 6 | Election of Director: S.F. Harrison | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 7 | Election of Director: J.R. Luciano | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 8 | Election of Director: P.J. Moore | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 9 | Election of Director: D.A. Sandler | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 10 | Election of Director: L.Z. Schlitz | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 11 | Election of Director: K.R. Westbrook | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 12 | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2023. | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 13 | Advisory Vote on Executive Compensation. | Management | F | 15-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 14 | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. | Management | 1 | 15-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 04-May-2023 | Annual | 15 | Stockholder Proposal Regarding an Independent Board Chairman. | Shareholder | N | 15-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 1 | Election of Director: Scott P. Anderson | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 2 | Election of Director: James J. Barber, Jr. | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 3 | Election of Director: Kermit R. Crawford | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 4 | Election of Director: Timothy C. Gokey | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 5 | Election of Director: Mark A. Goodburn | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 6 | Election of Director: Mary J. Steele Guilfoile | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 7 | Election of Director: Jodee A. Kozlak | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 8 | Election of Director: Henry J. Maier | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 9 | Election of Director: James B. Stake | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 10 | Election of Director: Paula C. Tolliver | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 11 | Election of Director: Henry W. "Jay" Winship | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 12 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 13 | To hold an advisory vote on the frequency of future advisory votes on the compensation of named executive officers. | Management | 1 | 22-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W209 | 04-May-2023 | Annual | 14 | Ratification of the selection of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 04-May-2023 | Annual | 1 | Election of Director to serve for a term of one year: Joan A. Braca | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 04-May-2023 | Annual | 2 | Election of Director to serve for a term of one year: Mark J. Byrne | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 04-May-2023 | Annual | 3 | Election of Director to serve for a term of one year: Daniel P. Doheny | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 04-May-2023 | Annual | 4 | Election of Director to serve for a term of one year: Rhonda Germany | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 04-May-2023 | Annual | 5 | Election of Director to serve for a term of one year: David C. Jukes | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 04-May-2023 | Annual | 6 | Election of Director to serve for a term of one year: Varun Laroyia | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 04-May-2023 | Annual | 7 | Election of Director to serve for a term of one year: Stephen D. Newlin | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 04-May-2023 | Annual | 8 | Election of Director to serve for a term of one year: Christopher D. Pappas | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 04-May-2023 | Annual | 9 | Election of Director to serve for a term of one year: Kerry J. Preete | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 04-May-2023 | Annual | 10 | Election of Director to serve for a term of one year: Robert L. Wood | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 04-May-2023 | Annual | 11 | Non-binding advisory vote to approve the compensation of the Company's named executive officers. | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 04-May-2023 | Annual | 12 | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for 2023. | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 1 | Election of Director: Vicky A. Bailey | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 2 | Election of Director: Andrew Gould | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 3 | Election of Director: Carlos M. Gutierrez | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 4 | Election of Director: Vicki Hollub | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 5 | Election of Director: William R. Klesse | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 6 | Election of Director: Jack B. Moore | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 7 | Election of Director: Claire O'Neill | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 8 | Election of Director: Avedick B. Poladian | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 9 | Election of Director: Ken Robinson | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 10 | Election of Director: Robert M. Shearer | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 11 | Advisory Vote on the Frequency of Future Advisory Votes to Approve Named Executive Officer Compensation. | Management | 1 | 24-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 12 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 13 | Ratification of Selection of KPMG as Occidental's Independent Auditor. | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 05-May-2023 | Annual | 14 | Shareholder Proposal Requesting an Independent Board Chairman Policy. | Shareholder | N | 24-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| ALCOA CORPORATION | AA | 013872106 | 05-May-2023 | Annual | 1 | Election of Director to serve for one-year terms expiring in 2024: Steven W. Williams | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALCOA CORPORATION | AA | 013872106 | 05-May-2023 | Annual | 2 | Election of Director to serve for one-year terms expiring in 2024: Mary Anne Citrino | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALCOA CORPORATION | AA | 013872106 | 05-May-2023 | Annual | 3 | Election of Director to serve for one-year terms expiring in 2024: Pasquale (Pat) Fiore | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALCOA CORPORATION | AA | 013872106 | 05-May-2023 | Annual | 4 | Election of Director to serve for one-year terms expiring in 2024: Thomas J. Gorman | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALCOA CORPORATION | AA | 013872106 | 05-May-2023 | Annual | 5 | Election of Director to serve for one-year terms expiring in 2024: Roy C. Harvey | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALCOA CORPORATION | AA | 013872106 | 05-May-2023 | Annual | 6 | Election of Director to serve for one-year terms expiring in 2024: James A. Hughes | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALCOA CORPORATION | AA | 013872106 | 05-May-2023 | Annual | 7 | Election of Director to serve for one-year terms expiring in 2024: Carol L. Roberts | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALCOA CORPORATION | AA | 013872106 | 05-May-2023 | Annual | 8 | Election of Director to serve for one-year terms expiring in 2024: Jackson (Jackie) P. Roberts | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALCOA CORPORATION | AA | 013872106 | 05-May-2023 | Annual | 9 | Election of Director to serve for one-year terms expiring in 2024: Ernesto Zedillo | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALCOA CORPORATION | AA | 013872106 | 05-May-2023 | Annual | 10 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for 2023. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALCOA CORPORATION | AA | 013872106 | 05-May-2023 | Annual | 11 | Approval, on an advisory basis, of the Company's 2022 named executive officer compensation. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ALCOA CORPORATION | AA | 013872106 | 05-May-2023 | Annual | 12 | Approval, on an advisory basis, of the frequency of the advisory vote to approve the Company's named executive officer compensation. | Management | 1 | 18-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| ALCOA CORPORATION | AA | 013872106 | 05-May-2023 | Annual | 13 | Stockholder proposal to subject termination pay to stockholder approval, if properly presented. | Shareholder | N | 18-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 1 | Election of Director: Nicholas Brown | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 2 | Election of Director: Paula Cholmondeley | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 3 | Election of Director: Beverly Cole | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 4 | Election of Director: Robert East | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 5 | Election of Director: Kathleen Franklin | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 6 | Election of Director: Jeffrey Gearhart | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 7 | Election of Director: George Gleason | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 8 | Election of Director: Peter Kenny | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 9 | Election of Director: William A. Koefoed, Jr. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 10 | Election of Director: Elizabeth Musico | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 11 | Election of Director: Christopher Orndorff | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 12 | Election of Director: Steven Sadoff | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 13 | Election of Director: Ross Whipple | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 14 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BANK OZK | OZK | 06417N103 | 08-May-2023 | Annual | 15 | To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | F | 18-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ CORPORATION | LKQ | 501889208 | 09-May-2023 | Annual | 1 | Election of Director: Patrick Berard | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ CORPORATION | LKQ | 501889208 | 09-May-2023 | Annual | 2 | Election of Director: Meg A. Divitto | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ CORPORATION | LKQ | 501889208 | 09-May-2023 | Annual | 3 | Election of Director: Joseph M. Holsten | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ CORPORATION | LKQ | 501889208 | 09-May-2023 | Annual | 4 | Election of Director: Blythe J. McGarvie | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ CORPORATION | LKQ | 501889208 | 09-May-2023 | Annual | 5 | Election of Director: John W. Mendel | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ CORPORATION | LKQ | 501889208 | 09-May-2023 | Annual | 6 | Election of Director: Jody G. Miller | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ CORPORATION | LKQ | 501889208 | 09-May-2023 | Annual | 7 | Election of Director: Guhan Subramanian | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ CORPORATION | LKQ | 501889208 | 09-May-2023 | Annual | 8 | Election of Director: Xavier Urbain | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ CORPORATION | LKQ | 501889208 | 09-May-2023 | Annual | 9 | Election of Director: Dominick Zarcone | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ CORPORATION | LKQ | 501889208 | 09-May-2023 | Annual | 10 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ CORPORATION | LKQ | 501889208 | 09-May-2023 | Annual | 11 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | F | 22-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LKQ CORPORATION | LKQ | 501889208 | 09-May-2023 | Annual | 12 | Advisory vote on the frequency of holding an advisory vote on executive compensation. | Management | 1 | 22-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 1 | Election of Director: Ann E. Berman | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 2 | Election of Director: Joseph L. Bower | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 3 | Election of Director: Charles D. Davidson | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 4 | Election of Director: Charles M. Diker | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 5 | Election of Director: Paul J. Fribourg | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 6 | Election of Director: Walter L. Harris | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 7 | Election of Director: Susan P. Peters | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 8 | Election of Director: Andrew H. Tisch | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 9 | Election of Director: James S. Tisch | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 10 | Election of Director: Jonathan M. Tisch | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 11 | Election of Director: Anthony Welters | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 12 | Approve, on an advisory basis, executive compensation | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 13 | Recommend, on an advisory basis, the frequency of future advisory votes on executive compensation | Management | 1 | 30-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 14 | Ratify Deloitte & Touche LLP as independent auditors | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOEWS CORPORATION | L | 540424108 | 09-May-2023 | Annual | 15 | Approve an amendment to Certificate of Incorporation to update exculpation provision | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 1 | Election of Director to serve until the 2024 Annual meeting: Fred M. Diaz | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 2 | Election of Director to serve until the 2024 Annual meeting: H. Paulett Eberhart | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 3 | Election of Director to serve until the 2024 Annual meeting: Marie A. Ffolkes | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 4 | Election of Director to serve until the 2024 Annual meeting: Joseph W. Gorder | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 5 | Election of Director to serve until the 2024 Annual meeting: Kimberly S. Greene | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 6 | Election of Director to serve until the 2024 Annual meeting: Deborah P. Majoras | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 7 | Election of Director to serve until the 2024 Annual meeting: Eric D. Mullins | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 8 | Election of Director to serve until the 2024 Annual meeting: Donald L. Nickles | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 9 | Election of Director to serve until the 2024 Annual meeting: Robert A. Profusek | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 10 | Election of Director to serve until the 2024 Annual meeting: Randall J. Weisenburger | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 11 | Election of Director to serve until the 2024 Annual meeting: Rayford Wilkins, Jr. | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 12 | Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2023. | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 13 | Advisory vote to approve the 2022 compensation of named executive officers. | Management | F | 24-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 14 | Advisory vote to recommend the frequency of stockholder advisory votes on compensation of named executive officers. | Management | 1 | 24-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 15 | Stockholder proposal to set different GHG emissions reductions targets (Scopes 1, 2, and 3). | Shareholder | N | 24-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| VALERO ENERGY CORPORATION | VLO | 91913Y100 | 09-May-2023 | Annual | 16 | Stockholder proposal to oversee and issue an additional racial equity audit and report. | Shareholder | N | 24-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 10-May-2023 | Annual | 1 | Election of Director: PAOLA BERGAMASCHI | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 10-May-2023 | Annual | 2 | Election of Director: JAMES COLE, JR. | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 10-May-2023 | Annual | 3 | Election of Director: W. DON CORNWELL | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 10-May-2023 | Annual | 4 | Election of Director: LINDA A. MILLS | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 10-May-2023 | Annual | 5 | Election of Director: DIANA M. MURPHY | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 10-May-2023 | Annual | 6 | Election of Director: PETER R. PORRINO | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 10-May-2023 | Annual | 7 | Election of Director: JOHN G. RICE | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 10-May-2023 | Annual | 8 | Election of Director: THERESE M. VAUGHAN | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 10-May-2023 | Annual | 9 | Election of Director: VANESSA A. WITTMAN | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 10-May-2023 | Annual | 10 | Election of Director: PETER ZAFFINO | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 10-May-2023 | Annual | 11 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 10-May-2023 | Annual | 12 | Ratify Appointment of PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023. | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | 10-May-2023 | Annual | 13 | Shareholder Proposal Requesting an Independent Board Chair Policy. | Shareholder | N | 30-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 1 | ELECTION OF DIRECTOR: Jessica L. Blume | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 2 | ELECTION OF DIRECTOR: Kenneth A. Burdick | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 3 | ELECTION OF DIRECTOR: Christopher J. Coughlin | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 4 | ELECTION OF DIRECTOR: H. James Dallas | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 5 | ELECTION OF DIRECTOR: Wayne S. DeVeydt | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 6 | ELECTION OF DIRECTOR: Frederick H. Eppinger | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 7 | ELECTION OF DIRECTOR: Monte E. Ford | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 8 | ELECTION OF DIRECTOR: Sarah M. London | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 9 | ELECTION OF DIRECTOR: Lori J. Robinson | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 10 | ELECTION OF DIRECTOR: Theodore R. Samuels | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 11 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 12 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 | 25-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 13 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2023. | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 14 | STOCKHOLDER PROPOSAL FOR SHAREHOLDER RATIFICATION OF TERMINATION PAY. | Shareholder | N | 25-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CENTENE CORPORATION | CNC | 15135B101 | 10-May-2023 | Annual | 15 | STOCKHOLDER PROPOSAL FOR MATERNAL MORBIDITY REDUCTION METRICS IN EXECUTIVE COMPENSATION. | Shareholder | N | 25-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 10-May-2023 | Annual | 1 | Election of Director: David G. Bannister | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 10-May-2023 | Annual | 2 | Election of Director: James L. Liang | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 10-May-2023 | Annual | 3 | Election of Director: George P. Scanlon | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 10-May-2023 | Annual | 4 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 10-May-2023 | Annual | 5 | Approval of board declassification amendment to the Company's Restated Certificate of Incorporation. | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 10-May-2023 | Annual | 6 | Advisory vote to approve executive compensation. | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LANDSTAR SYSTEM, INC. | LSTR | 515098101 | 10-May-2023 | Annual | 7 | Advisory vote on frequency of advisory vote on executive compensation. | Management | 1 | 29-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 10-May-2023 | Annual | 1 | Election of Director: Brenda A. Cline | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 10-May-2023 | Annual | 2 | Election of Director: Margaret K. Dorman | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 10-May-2023 | Annual | 3 | Election of Director: James M. Funk | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 10-May-2023 | Annual | 4 | Election of Director: Steve D. Gray | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 10-May-2023 | Annual | 5 | Election of Director: Greg G. Maxwell | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 10-May-2023 | Annual | 6 | Election of Director: Reginal W. Spiller | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 10-May-2023 | Annual | 7 | Election of Director: Dennis L. Degner | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 10-May-2023 | Annual | 8 | To consider and vote on a non-binding proposal to approve our executive compensation philosophy ("say on pay"). | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 10-May-2023 | Annual | 9 | To consider and vote on a non-binding proposal regarding the frequency of the say on pay vote. | Management | 1 | 31-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 10-May-2023 | Annual | 10 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm as of and for the fiscal year ending December 31, 2023. | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PHILLIPS 66 | PSX | 718546104 | 10-May-2023 | Annual | 1 | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Gregory J. Hayes | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PHILLIPS 66 | PSX | 718546104 | 10-May-2023 | Annual | 2 | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Charles M. Holley | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PHILLIPS 66 | PSX | 718546104 | 10-May-2023 | Annual | 3 | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Denise R. Singleton | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PHILLIPS 66 | PSX | 718546104 | 10-May-2023 | Annual | 4 | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Glenn F. Tilton | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PHILLIPS 66 | PSX | 718546104 | 10-May-2023 | Annual | 5 | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Marna C. Whittington | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PHILLIPS 66 | PSX | 718546104 | 10-May-2023 | Annual | 6 | Management Proposal to Approve the Declassification of the Board of Directors. | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PHILLIPS 66 | PSX | 718546104 | 10-May-2023 | Annual | 7 | Advisory vote to approve our executive compensation. | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PHILLIPS 66 | PSX | 718546104 | 10-May-2023 | Annual | 8 | Ratification of the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PHILLIPS 66 | PSX | 718546104 | 10-May-2023 | Annual | 9 | Shareholder proposal requesting audited report on the impact to chemicals business under the System Change Scenario. | Shareholder | N | 31-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS STEEL DYNAMICS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 3 | APPROVAL OF FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Management | 1 | 31-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 4 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 5 | APPROVAL OF THE STEEL DYNAMICS, INC. 2023 EQUITY INCENTIVE PLAN | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 11-May-2023 | Annual | 6 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO PROVIDE FOR ELECTION OF DIRECTORS BY MAJORITY VOTE | Management | F | 31-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 1 | Election of Director of the Corporation for a one-year term: Ignacio Alvarez | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 2 | Election of Director of the Corporation for a one-year term: Joaquin E. Bacardi, III | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 3 | Election of Director of the Corporation for a one-year term: Alejandro M. Ballester | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 4 | Election of Director of the Corporation for a one-year term: Robert Carrady | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 5 | Election of Director of the Corporation for a one-year term: Richard L. Carrión | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 6 | Election of Director of the Corporation for a one-year term: Betty DeVita | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 7 | Election of Director of the Corporation for a one-year term: John W. Diercksen | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 8 | Election of Director of the Corporation for a one-year term: María Luisa Ferré Rangel | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 9 | Election of Director of the Corporation for a one-year term: C. Kim Goodwin | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 10 | Election of Director of the Corporation for a one-year term: José R. Rodríguez | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 11 | Election of Director of the Corporation for a one-year term: Alejandro M. Sanchez | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 12 | Election of Director of the Corporation for a one-year term: Myrna M. Soto | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 13 | Election of Director of the Corporation for a one-year term: Carlos A. Unanue | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 14 | Approve, on an advisory basis, the Corporation's executive compensation. | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| POPULAR, INC. | BPOP | 733174700 | 11-May-2023 | Annual | 15 | Ratify the appointment of PricewaterhouseCoopers LLP as the Corporation's independent registered public accounting firm for 2023. | Management | F | 30-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 1 | Election of Directors: Jeffrey S. Aronin | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 2 | Election of Directors: Mary K. Bush | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 3 | Election of Directors: Gregory C. Case | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 4 | Election of Directors: Candace H. Duncan | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 5 | Election of Directors: Joseph F. Eazor | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 6 | Election of Directors: Roger C. Hochschild | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 7 | Election of Directors: Thomas G. Maheras | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 8 | Election of Directors: John B. Owen | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 9 | Election of Directors: David L. Rawlinson II | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 10 | Election of Directors: Beverley A. Sibblies | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 11 | Election of Directors: Mark A. Thierer | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 12 | Election of Directors: Jennifer L. Wong | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 13 | Advisory vote to approve named executive officer compensation: | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 14 | Advisory vote on the frequency of future advisory votes on named executive officer compensation: | Management | 1 | 25-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 15 | To approve the Discover Financial Services 2023 Omnibus Incentive Plan: | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| DISCOVER FINANCIAL SERVICES | DFS | 254709108 | 11-May-2023 | Annual | 16 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm: | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 2 | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as Nucor's independent registered public accounting firm for 2023 | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 3 | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2022 | Management | F | 25-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NUCOR CORPORATION | NUE | 670346105 | 11-May-2023 | Annual | 4 | Advisory vote on the frequency of future advisory votes on Nucor's named executive officer compensation | Management | 1 | 25-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 1 | Election of Director: John Barr | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 2 | Election of Director: Lisa Davis | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 3 | Election of Director: Wolfgang Dürheimer | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 4 | Election of Director: Michael Eisenson | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 5 | Election of Director: Robert Kurnick, Jr. | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 6 | Election of Director: Kimberly McWaters | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 7 | Election of Director: Kota Odagiri | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 8 | Election of Director: Greg Penske | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 9 | Election of Director: Roger Penske | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 10 | Election of Director: Sandra Pierce | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 11 | Election of Director: Greg Smith | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 12 | Election of Director: Ronald Steinhart | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 13 | Election of Director: H. Brian Thompson | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 14 | Adoption of an Amended and Restated Certificate of Incorporation to incorporate Delaware law changes regarding Officer Exculpation. | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 15 | Ratification of the selection of Deloitte & Touche LLP as the Company's independent auditing firm for the year ending December 31, 2023. | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 16 | Approval, by non-binding vote, of named executive officer compensation. | Management | F | 28-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PENSKE AUTOMOTIVE GROUP, INC. | PAG | 70959W103 | 11-May-2023 | Annual | 17 | Approval, by non-binding vote, of the frequency of named executive officer compensation votes. | Management | 1 | 28-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 1 | ELECTION OF DIRECTOR: Anthony G. Capuano | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 2 | ELECTION OF DIRECTOR: Isabella D. Goren | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 3 | ELECTION OF DIRECTOR: Deborah M. Harrison | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 4 | ELECTION OF DIRECTOR: Frederick A. Henderson | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 5 | ELECTION OF DIRECTOR: Eric Hippeau | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 6 | ELECTION OF DIRECTOR: Lauren R. Hobart | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 7 | ELECTION OF DIRECTOR: Debra L. Lee | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 8 | ELECTION OF DIRECTOR: Aylwin B. Lewis | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 9 | ELECTION OF DIRECTOR: David S. Marriott | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 10 | ELECTION OF DIRECTOR: Margaret M. McCarthy | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 11 | ELECTION OF DIRECTOR: Grant F. Reid | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 12 | ELECTION OF DIRECTOR: Horacio D. Rozanski | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 13 | ELECTION OF DIRECTOR: Susan C. Schwab | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 14 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2023 | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 15 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 16 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Management | 1 | 29-Mar-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 17 | APPROVAL OF THE 2023 MARRIOTT INTERNATIONAL, INC. STOCK AND CASH INCENTIVE PLAN | Management | F | 29-Mar-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 18 | STOCKHOLDER RESOLUTION REQUESTING THAT THE COMPANY PUBLISH A CONGRUENCY REPORT OF PARTNERSHIPS WITH GLOBALIST ORGANIZATIONS | Shareholder | N | 29-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| MARRIOTT INTERNATIONAL, INC. | MAR | 571903202 | 12-May-2023 | Annual | 19 | STOCKHOLDER RESOLUTION REQUESTING THE COMPANY ANNUALLY PREPARE A PAY EQUITY DISCLOSURE | Shareholder | N | 29-Mar-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| PRINCIPAL FINANCIAL GROUP, INC. | PFG | 74251V102 | 16-May-2023 | Annual | 1 | Election of Director: Jonathan S. Auerbach | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PRINCIPAL FINANCIAL GROUP, INC. | PFG | 74251V102 | 16-May-2023 | Annual | 2 | Election of Director: Mary E. Beams | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PRINCIPAL FINANCIAL GROUP, INC. | PFG | 74251V102 | 16-May-2023 | Annual | 3 | Election of Director: Jocelyn Carter-Miller | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PRINCIPAL FINANCIAL GROUP, INC. | PFG | 74251V102 | 16-May-2023 | Annual | 4 | Election of Director: Scott M. Mills | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PRINCIPAL FINANCIAL GROUP, INC. | PFG | 74251V102 | 16-May-2023 | Annual | 5 | Election of Director: Claudio N. Muruzabal | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PRINCIPAL FINANCIAL GROUP, INC. | PFG | 74251V102 | 16-May-2023 | Annual | 6 | Election of Director: H. Elizabeth Mitchell | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PRINCIPAL FINANCIAL GROUP, INC. | PFG | 74251V102 | 16-May-2023 | Annual | 7 | Advisory Approval of Compensation of Our Named Executive Officers. | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PRINCIPAL FINANCIAL GROUP, INC. | PFG | 74251V102 | 16-May-2023 | Annual | 8 | Advisory Approval of the Frequency of Future Advisory Votes to Approve Compensation of our Named Executive Officers. | Management | 1 | 04-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| PRINCIPAL FINANCIAL GROUP, INC. | PFG | 74251V102 | 16-May-2023 | Annual | 9 | Ratification of Appointment of Ernst & Young LLP as the Company's Independent Auditor for 2023. | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 1 | Election of Director: Dennis V. Arriola | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 2 | Election of Director: Jody Freeman | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 3 | Election of Director: Gay Huey Evans | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 4 | Election of Director: Jeffrey A. Joerres | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 5 | Election of Director: Ryan M. Lance | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 6 | Election of Director: Timothy A. Leach | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 7 | Election of Director: William H. McRaven | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 8 | Election of Director: Sharmila Mulligan | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 9 | Election of Director: Eric D. Mullins | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 10 | Election of Director: Arjun N. Murti | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 11 | Election of Director: Robert A. Niblock | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 12 | Election of Director: David T. Seaton | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 13 | Election of Director: R.A. Walker | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 14 | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2023. | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 15 | Advisory Approval of Executive Compensation. | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 16 | Advisory Vote on Frequency of Advisory Vote on Executive Compensation. | Management | / | 04-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 17 | Adoption of Amended and Restated Certificate of Incorporation on Right to Call Special Meeting. | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 18 | Approval of 2023 Omnibus Stock and Performance Incentive Plan of ConocoPhillips. | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 19 | Independent Board Chairman. | Shareholder | N | 04-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 20 | Share Retention Until Retirement. | Shareholder | N | 04-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 21 | Report on Tax Payments. | Shareholder | N | 04-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CONOCOPHILLIPS | COP | 20825C104 | 16-May-2023 | Annual | 22 | Report on Lobbying Activities. | Shareholder | N | 04-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| RELIANCE STEEL & ALUMINUM CO. | RS | 759509102 | 17-May-2023 | Annual | 1 | Election of Director to hold office until our next annual meeting: Lisa L. Baldwin | Management | F | 06-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RELIANCE STEEL & ALUMINUM CO. | RS | 759509102 | 17-May-2023 | Annual | 2 | Election of Director to hold office until our next annual meeting: Karen W. Colonias | Management | F | 06-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RELIANCE STEEL & ALUMINUM CO. | RS | 759509102 | 17-May-2023 | Annual | 3 | Election of Director to hold office until our next annual meeting: Frank J. Dellaquila | Management | F | 06-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RELIANCE STEEL & ALUMINUM CO. | RS | 759509102 | 17-May-2023 | Annual | 4 | Election of Director to hold office until our next annual meeting: James D. Hoffman | Management | F | 06-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RELIANCE STEEL & ALUMINUM CO. | RS | 759509102 | 17-May-2023 | Annual | 5 | Election of Director to hold office until our next annual meeting: Mark V. Kaminski | Management | F | 06-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RELIANCE STEEL & ALUMINUM CO. | RS | 759509102 | 17-May-2023 | Annual | 6 | Election of Director to hold office until our next annual meeting: Karla R. Lewis | Management | F | 06-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RELIANCE STEEL & ALUMINUM CO. | RS | 759509102 | 17-May-2023 | Annual | 7 | Election of Director to hold office until our next annual meeting: Robert A. McEvoy | Management | F | 06-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RELIANCE STEEL & ALUMINUM CO. | RS | 759509102 | 17-May-2023 | Annual | 8 | Election of Director to hold office until our next annual meeting: David W. Seeger | Management | F | 06-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RELIANCE STEEL & ALUMINUM CO. | RS | 759509102 | 17-May-2023 | Annual | 9 | Election of Director to hold office until our next annual meeting: Douglas W. Stotlar | Management | F | 06-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RELIANCE STEEL & ALUMINUM CO. | RS | 759509102 | 17-May-2023 | Annual | 10 | To consider a non-binding, advisory vote to approve the compensation of Reliance Steel & Aluminum Co.'s (the "Company" or "Reliance") named executive officers. | Management | F | 06-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RELIANCE STEEL & ALUMINUM CO. | RS | 759509102 | 17-May-2023 | Annual | 11 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. | Management | F | 06-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| RELIANCE STEEL & ALUMINUM CO. | RS | 759509102 | 17-May-2023 | Annual | 12 | To consider the frequency of the stockholders' non-binding, advisory vote on the compensation of our named executive officers. | Management | 1 | 06-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| RELIANCE STEEL & ALUMINUM CO. | RS | 759509102 | 17-May-2023 | Annual | 13 | To consider a stockholder proposal relating to adoption of a policy for separation of the roles of Chairman and Chief Executive Officer, if properly presented at the Annual Meeting. | Shareholder | N | 06-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 1 | Election of Director: James E. Davis | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 2 | Election of Director: Luis A. Diaz, Jr., M.D. | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 3 | Election of Director: Tracey C. Doi | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 4 | Election of Director: Vicky B. Gregg | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 5 | Election of Director: Wright L. Lassiter, III | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 6 | Election of Director: Timothy L. Main | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 7 | Election of Director: Denise M. Morrison | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 8 | Election of Director: Gary M. Pfeiffer | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 9 | Election of Director: Timothy M. Ring | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 10 | Election of Director: Gail R. Wilensky, Ph.D. | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 11 | An advisory resolution to approve the executive officer compensation disclosed in the Company's 2023 proxy statement | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 12 | An advisory vote to recommend the frequency of the stockholder advisory vote to approve executive officer compensation | Management | 1 | 07-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 13 | Ratification of the appointment of our independent registered public accounting firm for 2023 | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 14 | Approval of the Amended and Restated Employee Long-Term Incentive Plan | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 17-May-2023 | Annual | 15 | Stockholder proposal regarding a report on the Company's greenhouse gas emissions | Shareholder | N | 07-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 2 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 3 | Vote, on an advisory basis, on the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 | 18-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | 17-May-2023 | Annual | 4 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 1 | Election of Director: Larry D. De Shon | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 2 | Election of Director: Carlos Dominguez | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 3 | Election of Director: Trevor Fetter | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 4 | Election of Director: Donna James | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 5 | Election of Director: Kathryn A. Mikells | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 6 | Election of Director: Edmund Reese | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 7 | Election of Director: Teresa W. Roseborough | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 8 | Election of Director: Virginia P. Ruesterholz | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 9 | Election of Director: Christopher J. Swift | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 10 | Election of Director: Matthew E. Winter | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 11 | Election of Director: Greig Woodring | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 12 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2023 | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 13 | Management proposal to approve, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Company's proxy statement | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE HARTFORD FINANCIAL SVCS GROUP, INC. | HIG | 416515104 | 17-May-2023 | Annual | 14 | Shareholder proposal that the Company's Board adopt and disclose a policy for the time bound phase out of underwriting risks associated with new fossil fuel exploration and development projects | Shareholder | N | 07-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 1 | DIRECTOR | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 2 | Ratification of the Appointment of Deloitte & Touche LLP as Hyatt Hotels Corporation's Independent Registered Public Accounting Firm for Fiscal Year 2023. | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 3 | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed pursuant to the Securities and Exchange Commission's compensation disclosure rules. | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 4 | Advisory vote to determine the frequency with which advisory votes to approve named executive office compensation are submitted to stockholders. | Management | 1 | 04-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| HYATT HOTELS CORPORATION | H | 448579102 | 17-May-2023 | Annual | 5 | Ratification of the Prior Adoption and Approval of the Fourth Amended and Restated Hyatt Hotels Corporation Long-Term Incentive Plan and the Second Amended and Restated Hyatt Hotels Corporation Employee Stock Purchase Plan. | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVERSAL HEALTH SERVICES, INC. | UHS | 913903100 | 17-May-2023 | Annual | 1 | Election of Director: Nina Chen-Langenmayr | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVERSAL HEALTH SERVICES, INC. | UHS | 913903100 | 17-May-2023 | Annual | 2 | Proposal to conduct an advisory (nonbinding) vote to approve named executive officer compensation. | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVERSAL HEALTH SERVICES, INC. | UHS | 913903100 | 17-May-2023 | Annual | 3 | Proposal to conduct an advisory (nonbinding) vote on the frequency of an advisory stockholder vote to approve named executive officer compensation. | Management | 3 | 07-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVERSAL HEALTH SERVICES, INC. | UHS | 913903100 | 17-May-2023 | Annual | 4 | Proposal to ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 1 | Election of Director: David O'Reilly | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 2 | Election of Director: Larry O'Reilly | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 3 | Election of Director: Greg Henslee | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 4 | Election of Director: Jay D. Burchfield | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 5 | Election of Director: Thomas T. Hendrickson | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 6 | Election of Director: John R. Murphy | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 7 | Election of Director: Dana M. Perlman | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 8 | Election of Director: Maria A. Sastre | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 9 | Election of Director: Andrea M. Weiss | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 10 | Election of Director: Fred Whitfield | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 11 | Advisory vote to approve executive compensation. | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 12 | Advisory vote on the frequency of future say on pay votes. | Management | 1 | 04-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 13 | Ratification of appointment of Ernst & Young LLP as independent auditors for the fiscal year ending December 31, 2023. | Management | F | 04-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 18-May-2023 | Annual | 14 | Shareholder proposal entitled "Independent Board Chairman." | Shareholder | N | 04-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 18-May-2023 | Annual | 1 | Election of Director: Christopher J. Nassetta | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 18-May-2023 | Annual | 2 | Election of Director: Jonathan D. Gray | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 18-May-2023 | Annual | 3 | Election of Director: Charlene T. Begley | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 18-May-2023 | Annual | 4 | Election of Director: Chris Carr | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 18-May-2023 | Annual | 5 | Election of Director: Melanie L. Healey | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 18-May-2023 | Annual | 6 | Election of Director: Raymond E. Mabus, Jr. | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 18-May-2023 | Annual | 7 | Election of Director: Judith A. McHale | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 18-May-2023 | Annual | 8 | Election of Director: Elizabeth A. Smith | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 18-May-2023 | Annual | 9 | Election of Director: Douglas M. Steenland | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 18-May-2023 | Annual | 10 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2023. | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 18-May-2023 | Annual | 11 | Approval, in a non-binding advisory vote, of the compensation paid to the Company's named executive officers. | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 1 | Election of Director: Alistair Darling | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 2 | Election of Director: Thomas H. Glocer | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 3 | Election of Director: James P. Gorman | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 4 | Election of Director: Robert H. Herz | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 5 | Election of Director: Erika H. James | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 6 | Election of Director: Hironori Kamezawa | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 7 | Election of Director: Shelley B. Leibowitz | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 8 | Election of Director: Stephen J. Luczo | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 9 | Election of Director: Jami Miscik | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 10 | Election of Director: Masato Miyachi | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 11 | Election of Director: Dennis M. Nally | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 12 | Election of Director: Mary L. Schapiro | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 13 | Election of Director: Perry M. Traquina | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 14 | Election of Director: Rayford Wilkins, Jr. | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 15 | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 16 | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 17 | To vote on the frequency of holding a non-binding advisory vote on the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | 1 | 07-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 18 | Shareholder proposal requesting adoption of improved shareholder right to call a special shareholder meeting | Shareholder | N | 07-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| MORGAN STANLEY | MS | 617446448 | 19-May-2023 | Annual | 19 | Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development | Shareholder | N | 07-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 1 | Election of Director: Annell R. Bay | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 2 | Election of Director: John J. Christmann IV | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 3 | Election of Director: Juliet S. Ellis | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 4 | Election of Director: Charles W. Hooper | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 5 | Election of Director: Chansoo Joung | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 6 | Election of Director: H. Lamar McKay | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 7 | Election of Director: Amy H. Nelson | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 8 | Election of Director: Daniel W. Rabun | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 9 | Election of Director: Peter A. Ragauss | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 10 | Election of Director: David L. Stover | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 11 | Ratification of Ernst & Young LLP as APA's Independent Auditors | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 12 | Advisory Vote to Approve Compensation of APA's Named Executive Officers | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 13 | Advisory Vote on the Frequency of the Advisory Vote to Approve Compensation of APA's Named Executive Officers | Management | 1 | 12-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| APA CORPORATION | APA | 03743Q108 | 23-May-2023 | Annual | 14 | Approval of an amendment to APA's Amended and Restated Certificate of Incorporation to provide for the exculpation of officers | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 1 | Election of Director: Donald E. Brown | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 2 | Election of Director: Kermit R. Crawford | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 3 | Election of Director: Richard T. Hume | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 4 | Election of Director: Margaret M. Keane | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 5 | Election of Director: Siddharth N. Mehta | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 6 | Election of Director: Jacques P. Perold | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 7 | Election of Director: Andrea Redmond | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 8 | Election of Director: Gregg M. Sherrill | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 9 | Election of Director: Judith A. Sprieser | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 10 | Election of Director: Perry M. Traquina | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 11 | Election of Director: Monica Turner | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 12 | Election of Director: Thomas J. Wilson | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 13 | Advisory vote to approve the compensation of the named executives. | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 14 | Say on pay frequency vote. | Management | 1 | 11-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| THE ALLSTATE CORPORATION | ALL | 020002101 | 23-May-2023 | Annual | 15 | Ratification of the appointment of Deloitte & Touche LLP as Allstate's independent registered public accountant for 2023. | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 1 | Election of Director for a one-year term expiring in 2024: Chadwick C. Deaton | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 2 | Election of Director for a one-year term expiring in 2024: Marcela E. Donadio | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 3 | Election of Director for a one-year term expiring in 2024: M. Elise Hyland | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 4 | Election of Director for a one-year term expiring in 2024: Holli C. Ladhani | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 5 | Election of Director for a one-year term expiring in 2024: Mark A. McCollum | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 6 | Election of Director for a one-year term expiring in 2024: Brent J. Smolik | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 7 | Election of Director for a one-year term expiring in 2024: Lee M. Tillman | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 8 | Election of Director for a one-year term expiring in 2024: Shawn D. Williams | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 9 | Ratify the selection of PricewaterhouseCoopers LLP as our independent auditor for 2023. | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 10 | Advisory vote to approve the compensation of our named executive officers. | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| MARATHON OIL CORPORATION | MRO | 565849106 | 24-May-2023 | Annual | 11 | Advisory vote on frequency of executive compensation votes. | Management | 1 | 13-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| ADT INC. | ADT | 00090Q103 | 24-May-2023 | Annual | 1 | Election of Class III Director: Marc E. Becker | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ADT INC. | ADT | 00090Q103 | 24-May-2023 | Annual | 2 | Election of Class III Director: Stephanie Drescher | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ADT INC. | ADT | 00090Q103 | 24-May-2023 | Annual | 3 | Election of Class III Director: Reed B. Rayman | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ADT INC. | ADT | 00090Q103 | 24-May-2023 | Annual | 4 | Election of Class III Director: Sigal Zarmi | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ADT INC. | ADT | 00090Q103 | 24-May-2023 | Annual | 5 | To conduct an advisory vote to approve the compensation of the Company's named executive officers. | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ADT INC. | ADT | 00090Q103 | 24-May-2023 | Annual | 6 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 24-May-2023 | Annual | 1 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Francis A. Hondal | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 24-May-2023 | Annual | 2 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Arlene Isaacs-Lowe | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 24-May-2023 | Annual | 3 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Daniel G. Kaye | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 24-May-2023 | Annual | 4 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Joan Lamm-Tennant | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 24-May-2023 | Annual | 5 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Craig MacKay | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 24-May-2023 | Annual | 6 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Mark Pearson | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 24-May-2023 | Annual | 7 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Bertram L. Scott | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 24-May-2023 | Annual | 8 | Election of Director for a one-year term ending at the 2024 Annual Meeting: George Stansfield | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 24-May-2023 | Annual | 9 | Election of Director for a one-year term ending at the 2024 Annual Meeting: Charles G.T. Stonehill | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 24-May-2023 | Annual | 10 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EQUITABLE HOLDINGS, INC. | EQH | 29452E101 | 24-May-2023 | Annual | 11 | Advisory vote to approve the compensation paid to our named executive officers. | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 1 | Election of Director: Anne-Marie N. Ainsworth | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 2 | Election of Director: Anna C. Catalano | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 3 | Election of Director: Leldon E. Echols | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 4 | Election of Director: Manuel J. Fernandez | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 5 | Election of Director: Timothy Go | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 6 | Election of Director: Rhoman J. Hardy | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 7 | Election of Director: R. Craig Knocke | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 8 | Election of Director: Robert J. Kostelnik | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 9 | Election of Director: James H. Lee | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 10 | Election of Director: Ross B. Matthews | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 11 | Election of Director: Franklin Myers | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 12 | Election of Director: Norman J. Szydlowski | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 13 | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 14 | Advisory vote on the frequency of an advisory vote on the compensation of the Company's named executive officers. | Management | 1 | 11-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 15 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the 2023 fiscal year. | Management | F | 11-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| HF SINCLAIR CORPORATION | DINO | 403949100 | 24-May-2023 | Annual | 16 | Stockholder proposal regarding special shareholder meeting improvement, if properly presented at the Annual Meeting. | Shareholder | N | 11-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| PDC ENERGY, INC. | PDCE | 69327R101 | 24-May-2023 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PDC ENERGY, INC. | PDCE | 69327R101 | 24-May-2023 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PDC ENERGY, INC. | PDCE | 69327R101 | 24-May-2023 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PDC ENERGY, INC. | PDCE | 69327R101 | 24-May-2023 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PDC ENERGY, INC. | PDCE | 69327R101 | 24-May-2023 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PDC ENERGY, INC. | PDCE | 69327R101 | 24-May-2023 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PDC ENERGY, INC. | PDCE | 69327R101 | 24-May-2023 | Annual | 1 | DIRECTOR | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PDC ENERGY, INC. | PDCE | 69327R101 | 24-May-2023 | Annual | 2 | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers. | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PDC ENERGY, INC. | PDCE | 69327R101 | 24-May-2023 | Annual | 3 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| PDC ENERGY, INC. | PDCE | 69327R101 | 24-May-2023 | Annual | 4 | To approve, on an advisory basis, the frequency (every one, two or three years) of future advisory votes on the compensation of the Company's Named Executive Officers. | Management | 1 | 13-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| AVIS BUDGET GROUP, INC. | CAR | 053774105 | 24-May-2023 | Annual | 1 | Election of Director for a one-year term expiring in 2024 and until his or her successor is duly elected and qualified or until his or her earlier resignation or removal: Bernardo Hees | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AVIS BUDGET GROUP, INC. | CAR | 053774105 | 24-May-2023 | Annual | 2 | Election of Director for a one-year term expiring in 2024 and until his or her successor is duly elected and qualified or until his or her earlier resignation or removal: Jagdeep Pahwa | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AVIS BUDGET GROUP, INC. | CAR | 053774105 | 24-May-2023 | Annual | 3 | Election of Director for a one-year term expiring in 2024 and until his or her successor is duly elected and qualified or until his or her earlier resignation or removal: Anu Hariharan | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AVIS BUDGET GROUP, INC. | CAR | 053774105 | 24-May-2023 | Annual | 4 | Election of Director for a one-year term expiring in 2024 and until his or her successor is duly elected and qualified or until his or her earlier resignation or removal: Lynn Krominga | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AVIS BUDGET GROUP, INC. | CAR | 053774105 | 24-May-2023 | Annual | 5 | Election of Director for a one-year term expiring in 2024 and until his or her successor is duly elected and qualified or until his or her earlier resignation or removal: Glenn Lurie | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AVIS BUDGET GROUP, INC. | CAR | 053774105 | 24-May-2023 | Annual | 6 | Election of Director for a one-year term expiring in 2024 and until his or her successor is duly elected and qualified or until his or her earlier resignation or removal: Karthik Sarma | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AVIS BUDGET GROUP, INC. | CAR | 053774105 | 24-May-2023 | Annual | 7 | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AVIS BUDGET GROUP, INC. | CAR | 053774105 | 24-May-2023 | Annual | 8 | Advisory approval of the compensation of our named executive officers. | Management | F | 07-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AVIS BUDGET GROUP, INC. | CAR | 053774105 | 24-May-2023 | Annual | 9 | Advisory vote on the frequency of advisory votes on the compensation of our named executive officers. | Management | 1 | 07-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 1 | Election of Director: Lynne Biggar | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 2 | Election of Director: Stephen Bowman | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 3 | Election of Director: Yvette S. Butler | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 4 | Election of Director: Jane P. Chwick | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 5 | Election of Director: Kathleen DeRose | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 6 | Election of Director: Hikmet Ersek | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 7 | Election of Director: Ruth Ann M. Gillis | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 8 | Election of Director: Heather Lavallee | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 9 | Election of Director: Aylwin B. Lewis | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 10 | Election of Director: Rodney O. Martin, Jr. | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 11 | Election of Director: Joseph V. Tripodi | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 12 | Election of Director: David Zwiener | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 13 | Approval, in a non-binding advisory vote, of the compensation paid to the named executive officers, as disclosed and discussed in the Proxy Statement. | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| VOYA FINANCIAL, INC. | VOYA | 929089100 | 25-May-2023 | Annual | 14 | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Management | F | 12-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFFILIATED MANAGERS GROUP, INC. | AMG | 008252108 | 25-May-2023 | Annual | 1 | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Karen L. Alvingham | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFFILIATED MANAGERS GROUP, INC. | AMG | 008252108 | 25-May-2023 | Annual | 2 | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tracy A. Atkinson | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFFILIATED MANAGERS GROUP, INC. | AMG | 008252108 | 25-May-2023 | Annual | 3 | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Dwight D. Churchill | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFFILIATED MANAGERS GROUP, INC. | AMG | 008252108 | 25-May-2023 | Annual | 4 | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jay C. Horgen | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFFILIATED MANAGERS GROUP, INC. | AMG | 008252108 | 25-May-2023 | Annual | 5 | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Reuben Jeffery III | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFFILIATED MANAGERS GROUP, INC. | AMG | 008252108 | 25-May-2023 | Annual | 6 | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Félix V. Matos Rodríguez | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFFILIATED MANAGERS GROUP, INC. | AMG | 008252108 | 25-May-2023 | Annual | 7 | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tracy P. Palandjian | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFFILIATED MANAGERS GROUP, INC. | AMG | 008252108 | 25-May-2023 | Annual | 8 | Election of Director to serve until the 2024 Annual Meeting of Stockholders: David C. Ryan | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFFILIATED MANAGERS GROUP, INC. | AMG | 008252108 | 25-May-2023 | Annual | 9 | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| AFFILIATED MANAGERS GROUP, INC. | AMG | 008252108 | 25-May-2023 | Annual | 10 | To approve, by a non-binding advisory vote, the frequency of future advisory votes regarding the compensation of the Company's named executive officers. | Management | 1 | 15-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| AFFILIATED MANAGERS GROUP, INC. | AMG | 008252108 | 25-May-2023 | Annual | 11 | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 1 | Election of Director: Cheryl K. Beebe | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 2 | Election of Director: Gregory L. Ebel | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 3 | Election of Director: Timothy S. Gitzel | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 4 | Election of Director: Denise C. Johnson | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 5 | Election of Director: Emery N. Koenig | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 6 | Election of Director: James ("Joc") C. O'Rourke | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 7 | Election of Director: David T. Seaton | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 8 | Election of Director: Steven M. Seibert | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 9 | Election of Director: João Roberto Gonçalves Teixeira | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 10 | Election of Director: Gretchen H. Watkins | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 11 | Election of Director: Kelvin R. Westbrook | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 12 | Approval of The Mosaic Company 2023 Stock and Incentive Plan. | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 13 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 14 | An advisory vote to approve the compensation of our named executive officers as disclosed in the Proxy Statement. | Management | F | 13-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 15 | An advisory vote on the frequency of future stockholder advisory votes on executive compensation. | Management | 1 | 13-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 16 | A stockholder proposal to reduce the ownership threshold to call a special meeting. | Shareholder | N | 13-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| THE MOSAIC COMPANY | MOS | 61945C103 | 25-May-2023 | Annual | 17 | A stockholder proposal to report on the Company's plans to reduce greenhouse gas emissions. | Shareholder | N | 13-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 1 | DIRECTOR | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 2 | Advisory vote to approve the Company's named executive officer compensation in fiscal 2022. | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 3 | Advisory vote on the frequency of future advisory votes to approve the Company's named executive officer compensation. | Management | 1 | 14-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 4 | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2023. | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 26-May-2023 | Annual | 5 | Shareholder proposal requesting an independent board chairman. | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 1 | Election of Director: Michael J. Angelakis | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 2 | Election of Director: Susan K. Avery | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 3 | Election of Director: Angela F. Braly | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 4 | Election of Director: Gregory J. Goff | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 5 | Election of Director: John D. Harris II | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 6 | Election of Director: Kaisa H. Hietala | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 7 | Election of Director: Joseph L. Hooley | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 8 | Election of Director: Steven A. Kandarian | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 9 | Election of Director: Alexander A. Karsner | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 10 | Election of Director: Lawrence W. Kellner | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 11 | Election of Director: Jeffrey W. Ubben | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 12 | Election of Director: Darren W. Woods | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 13 | Ratification of Independent Auditors | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 14 | Advisory Vote to Approve Executive Compensation | Management | F | 14-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 | 14-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 16 | Establish a New Board Committee on Decarbonization Risk | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 17 | Reduce Executive Stock Holding Period | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 18 | Additional Carbon Capture and Storage and Emissions Report | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 19 | Additional Direct Methane Measurement | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 20 | Establish a Scope 3 Target and Reduce Hydrocarbon Sales | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 21 | Additional Report on Worst-case Spill and Response Plans | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 22 | GHG Reporting on Adjusted Basis | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 23 | Report on Asset Retirement Obligations Under IEA NZE Scenario | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 24 | Report on Plastics Under SCS Scenario | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 25 | Litigation Disclosure Beyond Legal and Accounting Requirements | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 26 | Tax Reporting Beyond Legal Requirements | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 27 | Energy Transition Social Impact Report | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EXXON MOBIL CORPORATION | XOM | 30231G102 | 31-May-2023 | Annual | 28 | Report on Commitment Against AMAP Work | Shareholder | N | 14-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 1 | Election of Director: Wanda M. Austin | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 2 | Election of Director: John B. Frank | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 3 | Election of Director: Alice P. Gast | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 4 | Election of Director: Enrique Hernandez, Jr. | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 5 | Election of Director: Marillyn A. Hewson | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 6 | Election of Director: Jon M. Huntsman Jr. | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 7 | Election of Director: Charles W. Moorman | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 8 | Election of Director: Dambisa F. Moyo | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 9 | Election of Director: Debra Reed-Klages | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 10 | Election of Director: D. James Umpleby III | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 11 | Election of Director: Cynthia J. Warner | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 12 | Election of Director: Michael K. Wirth | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 13 | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 14 | Advisory Vote to Approve Named Executive Officer Compensation | Management | F | 15-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 15 | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 | 15-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 16 | Rescind the 2021 "Reduce Scope 3 Emissions" Stockholder Proposal | Shareholder | N | 15-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 17 | Set a Medium-Term Scope 3 GHG Emissions Reduction Target | Shareholder | N | 15-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 18 | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | N | 15-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 19 | Establish Board Committee on Decarbonization Risk | Shareholder | N | 15-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 20 | Report on Worker and Community Impact from Facility Closures and Energy Transitions | Shareholder | N | 15-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 21 | Report on Racial Equity Audit | Shareholder | N | 15-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 22 | Report on Tax Practices | Shareholder | N | 15-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CHEVRON CORPORATION | CVX | 166764100 | 31-May-2023 | Annual | 23 | Independent Chair | Shareholder | N | 15-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 1 | Election of Director: Michelle L. Collins | Management | F | 21-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 2 | Election of Director: Patricia A. Little | Management | F | 21-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 3 | Election of Director: Heidi G. Petz | Management | F | 21-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 4 | Election of Director: Michael C. Smith | Management | F | 21-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 5 | To approve an amendment to our Certificate of Incorporation to declassify our Board of Directors and provide for the annual election of directors. | Management | F | 21-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 6 | To approve amendments to our Bylaws to provide that directors may be removed by the holders of a majority of the shares then entitled to vote at an election of directors and, if Proposal 2 is approved, with or without cause. | Management | F | 21-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 7 | To approve an amendment to our Certificate of Incorporation to replace all supermajority voting standards for amendments to the Certificate of Incorporation with a majority standard. | Management | F | 21-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 8 | To approve an amendment to our Bylaws to replace all supermajority voting standards for amendments to the Bylaws with a majority standard. | Management | F | 21-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 9 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year 2023, ending February 3, 2024. | Management | F | 21-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 10 | Advisory resolution to approve the Company's executive compensation. | Management | F | 21-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2023 | Annual | 11 | Advisory vote on the frequency of future advisory votes on the Company's executive compensation. | Management | 1 | 21-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 02-Jun-2023 | Annual | 1 | Election of Director to serve a one-year term: Mark S. Bartlett | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 02-Jun-2023 | Annual | 2 | Election of Director to serve a one-year term: Erika T. Davis | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 02-Jun-2023 | Annual | 3 | Election of Director to serve a one-year term: Gerard E. Holthaus | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 02-Jun-2023 | Annual | 4 | Election of Director to serve a one-year term: Erik Olsson | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 02-Jun-2023 | Annual | 5 | Election of Director to serve a one-year term: Rebecca L. Owen | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 02-Jun-2023 | Annual | 6 | Election of Director to serve a one-year term: Jeff Sagansky | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 02-Jun-2023 | Annual | 7 | Election of Director to serve a one-year term: Bradley L. Soultz | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 02-Jun-2023 | Annual | 8 | Election of Director to serve a one-year term: Michael W. Upchurch | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 02-Jun-2023 | Annual | 9 | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm of WillScot Mobile Mini Holdings Corp. for the fiscal year ending December 31, 2023. | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| WILLSCOT MOBILE MINI HOLDINGS CORP. | WSC | 971378104 | 02-Jun-2023 | Annual | 10 | To approve, on an advisory and non-binding basis, the compensation of the named executive officers of WillScot Mobile Mini Holdings Corp. | Management | F | 18-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ANTERO RESOURCES CORPORATION | AR | 03674X106 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ANTERO RESOURCES CORPORATION | AR | 03674X106 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ANTERO RESOURCES CORPORATION | AR | 03674X106 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ANTERO RESOURCES CORPORATION | AR | 03674X106 | 06-Jun-2023 | Annual | 2 | To ratify the appointment of KPMG LLP as Antero Resources Corporation's independent registered public accounting firm for the year ending December 31, 2023. | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ANTERO RESOURCES CORPORATION | AR | 03674X106 | 06-Jun-2023 | Annual | 3 | To approve, on an advisory basis, the compensation of Antero Resources Corporation's named executive officers. | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| ANTERO RESOURCES CORPORATION | AR | 03674X106 | 06-Jun-2023 | Annual | 4 | To approve the amendment to Antero Resources Corporation's amended and restated certificate of incorporation to reflect new Delaware law provisions regarding officer exculpation. | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 1 | DIRECTOR | Management | F | 25-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 2 | Advisory vote to approve 2022 executive compensation. | Management | F | 25-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 3 | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 25-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 4 | Advisory vote on the frequency of future non-binding advisory votes on the compensation paid by the Company to its named executive officers. | Management | 1 | 25-Apr-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| BOOKING HOLDINGS INC. | BKNG | 09857L108 | 06-Jun-2023 | Annual | 5 | Stockholder proposal requesting a non-binding stockholder vote to ratify termination pay of executives. | Shareholder | N | 25-Apr-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 06-Jun-2023 | Special | 1 | Proposal to adopt the Agreement and Plan of Merger, dated as of March 13, 2023, by and among Univar Solutions Inc., Windsor Parent, L.P. and Windsor Merger Sub, Inc. (the "Merger Agreement"). | Management | F | 09-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 06-Jun-2023 | Special | 2 | Proposal to approve, on an advisory (nonbinding) basis, the compensation that may be paid or become payable to Univar Solutions Inc.'s named executive officers that is based on or otherwise related to the Merger Agreement and the transactions contemplated by the Merger Agreement. | Management | F | 09-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| UNIVAR SOLUTIONS INC. | UNVR | 91336L107 | 06-Jun-2023 | Special | 3 | Proposal to adjourn the special meeting of stockholders of Univar Solutions Inc. (the "Special Meeting") to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | F | 09-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | 08-Jun-2023 | Annual | 1 | Election of Director to serve a one-year term ending at the 2024 Annual Meeting of Stockholders: Philip V. ("Phil") Bancroft | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | 08-Jun-2023 | Annual | 2 | Election of Director to serve a one-year term ending at the 2024 Annual Meeting of Stockholders: Irene Chang Britt | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | 08-Jun-2023 | Annual | 3 | Election of Director to serve a one-year term ending at the 2024 Annual Meeting of Stockholders: C. Edward ("Chuck") Chaplin | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | 08-Jun-2023 | Annual | 4 | Election of Director to serve a one-year term ending at the 2024 Annual Meeting of Stockholders: Stephen C. ("Steve") Hooley | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | 08-Jun-2023 | Annual | 5 | Election of Director to serve a one-year term ending at the 2024 Annual Meeting of Stockholders: Carol D. Juel | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | 08-Jun-2023 | Annual | 6 | Election of Director to serve a one-year term ending at the 2024 Annual Meeting of Stockholders: Eileen A. Mallesch | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | 08-Jun-2023 | Annual | 7 | Election of Director to serve a one-year term ending at the 2024 Annual Meeting of Stockholders: Diane E. Offereins | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | 08-Jun-2023 | Annual | 8 | Election of Director to serve a one-year term ending at the 2024 Annual Meeting of Stockholders: Eric T. Steigerwalt | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | 08-Jun-2023 | Annual | 9 | Election of Director to serve a one-year term ending at the 2024 Annual Meeting of Stockholders: Paul M. Wetzel | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | 08-Jun-2023 | Annual | 10 | Ratification of the appointment of Deloitte & Touche LLP as Brighthouse Financial's independent registered public accounting firm for fiscal year 2023 | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | 08-Jun-2023 | Annual | 11 | Advisory vote to approve the compensation paid to Brighthouse Financial's Named Executive Officers | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | 08-Jun-2023 | Annual | 12 | Approval of amendments to the Brighthouse Financial Amended and Restated Certificate of Incorporation ("Charter") to remove (i) supermajority voting requirements currently required to amend certain provisions of the Charter and the Amended and Restated Bylaws and (ii) obsolete provisions related to classes of Directors | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BRIGHTHOUSE FINANCIAL, INC. | BHF | 10922N103 | 08-Jun-2023 | Annual | 13 | Approval of an amendment to the Charter to limit the liability of certain officers of Brighthouse Financial, as permitted by recent amendments to Delaware law | Management | F | 28-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | 14-Jun-2023 | Annual | 1 | Election of Director: Paul S. Levy | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | 14-Jun-2023 | Annual | 2 | Election of Director: Cory J. Boydston | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | 14-Jun-2023 | Annual | 3 | Election of Director: James O'Leary | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | 14-Jun-2023 | Annual | 4 | Election of Director: Craig A. Steinke | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | 14-Jun-2023 | Annual | 5 | Advisory vote on the compensation of the named executive officers | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | 14-Jun-2023 | Annual | 6 | Advisory vote on the frequency of advisory votes on the compensation of named executive officers | Management | 1 | 06-May-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | 14-Jun-2023 | Annual | 7 | Ratification of PricewaterhouseCoopers LLP as our independent registered public accounting firm | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R107 | 14-Jun-2023 | Annual | 8 | Stockholder proposal regarding greenhouse gas emissions reduction targets | Shareholder | N | 06-May-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 1 | Election of Director: Kelly A. Ayotte | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 2 | Election of Director: David L. Calhoun | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 3 | Election of Director: Daniel M. Dickinson | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 4 | Election of Director: James C. Fish, Jr. | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 5 | Election of Director: Gerald Johnson | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 6 | Election of Director: David W. MacLennan | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 7 | Election of Director: Judith F. Marks | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 8 | Election of Director: Debra L. Reed-Klages | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 9 | Election of Director: Susan C. Schwab | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 10 | Election of Director: D. James Umpleby III | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 11 | Election of Director: Rayford Wilkins, Jr. | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 12 | Ratification of our Independent Registered Public Accounting Firm. | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 13 | Advisory Vote to Approve Executive Compensation. | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 14 | Advisory Vote on the Frequency of Executive Compensation Votes. | Management | 1 | 06-May-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 15 | Approval of Caterpillar Inc. 2023 Long-Term Incentive Plan. | Management | F | 06-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 16 | Shareholder Proposal - Report on Corporate Climate Lobbying in Line with Paris Agreement. | Shareholder | N | 06-May-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 17 | Shareholder Proposal - Lobbying Disclosure. | Shareholder | N | 06-May-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 18 | Shareholder Proposal - Report on Activities in Conflict-Affected Areas. | Shareholder | N | 06-May-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| CATERPILLAR INC. | CAT | 149123101 | 14-Jun-2023 | Annual | 19 | Shareholder Proposal - Civil Rights, Non-Discrimination and Returns to Merit Audit. | Shareholder | N | 06-May-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| NEXSTAR MEDIA GROUP, INC. | NXST | 65336K103 | 15-Jun-2023 | Annual | 1 | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation, as amended to date (the "Charter"), to provide for the declassification of the Board of Directors (the "Declassification Amendment"). | Management | F | 04-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NEXSTAR MEDIA GROUP, INC. | NXST | 65336K103 | 15-Jun-2023 | Annual | 2 | To approve an amendment to the Charter to add a federal forum selection provision. | Management | F | 04-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NEXSTAR MEDIA GROUP, INC. | NXST | 65336K103 | 15-Jun-2023 | Annual | 3 | To approve an amendment to the Charter to reflect new Delaware law provisions regarding officer exculpation. | Management | F | 04-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NEXSTAR MEDIA GROUP, INC. | NXST | 65336K103 | 15-Jun-2023 | Annual | 4 | To approve amendments to the Charter to eliminate certain provisions that are no longer effective or applicable. | Management | F | 04-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NEXSTAR MEDIA GROUP, INC. | NXST | 65336K103 | 15-Jun-2023 | Annual | 5 | Election of Class II Director to serve until the 2024 annual meeting: John R. Muse | Management | F | 04-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NEXSTAR MEDIA GROUP, INC. | NXST | 65336K103 | 15-Jun-2023 | Annual | 6 | Election of Class II Director to serve until the 2024 annual meeting: I. Martin Pompadur | Management | F | 04-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NEXSTAR MEDIA GROUP, INC. | NXST | 65336K103 | 15-Jun-2023 | Annual | 7 | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | F | 04-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NEXSTAR MEDIA GROUP, INC. | NXST | 65336K103 | 15-Jun-2023 | Annual | 8 | To conduct an advisory vote on the compensation of our Named Executive Officers. | Management | F | 04-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| NEXSTAR MEDIA GROUP, INC. | NXST | 65336K103 | 15-Jun-2023 | Annual | 9 | To conduct an advisory vote on the frequency of future advisory voting on Named Executive Officer compensation. | Management | 2 | 04-May-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| NEXSTAR MEDIA GROUP, INC. | NXST | 65336K103 | 15-Jun-2023 | Annual | 10 | To consider a stockholder proposal, if properly presented at the meeting, urging the adoption of a policy to require that the Chair of the Board of Directors be an independent director who has not previously served as an executive officer of the Company. | Shareholder | N | 04-May-2023 | N | LDRSHRS ALPHAFACT US CORE ETF |
| EVERCORE INC. | EVR | 29977A105 | 15-Jun-2023 | Annual | 1 | Election of Director: Roger C. Altman | Management | F | 29-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EVERCORE INC. | EVR | 29977A105 | 15-Jun-2023 | Annual | 2 | Election of Director: Richard I. Beattie | Management | F | 29-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EVERCORE INC. | EVR | 29977A105 | 15-Jun-2023 | Annual | 3 | Election of Director: Pamela G. Carlton | Management | F | 29-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EVERCORE INC. | EVR | 29977A105 | 15-Jun-2023 | Annual | 4 | Election of Director: Ellen V. Futter | Management | F | 29-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EVERCORE INC. | EVR | 29977A105 | 15-Jun-2023 | Annual | 5 | Election of Director: Gail B. Harris | Management | F | 29-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EVERCORE INC. | EVR | 29977A105 | 15-Jun-2023 | Annual | 6 | Election of Director: Robert B. Millard | Management | F | 29-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EVERCORE INC. | EVR | 29977A105 | 15-Jun-2023 | Annual | 7 | Election of Director: Willard J. Overlock, Jr. | Management | F | 29-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EVERCORE INC. | EVR | 29977A105 | 15-Jun-2023 | Annual | 8 | Election of Director: Sir Simon M. Robertson | Management | F | 29-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EVERCORE INC. | EVR | 29977A105 | 15-Jun-2023 | Annual | 9 | Election of Director: John S. Weinberg | Management | F | 29-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EVERCORE INC. | EVR | 29977A105 | 15-Jun-2023 | Annual | 10 | Election of Director: William J. Wheeler | Management | F | 29-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EVERCORE INC. | EVR | 29977A105 | 15-Jun-2023 | Annual | 11 | Election of Director: Sarah K. Williamson | Management | F | 29-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EVERCORE INC. | EVR | 29977A105 | 15-Jun-2023 | Annual | 12 | To approve, on an advisory basis, the executive compensation of our Named Executive Officers. | Management | F | 29-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| EVERCORE INC. | EVR | 29977A105 | 15-Jun-2023 | Annual | 13 | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2023. | Management | F | 29-Apr-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| GRAND CANYON EDUCATION, INC. | LOPE | 38526M106 | 20-Jun-2023 | Annual | 1 | Election of Director: Brian E. Mueller | Management | F | 09-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| GRAND CANYON EDUCATION, INC. | LOPE | 38526M106 | 20-Jun-2023 | Annual | 2 | Election of Director: Sara R. Dial | Management | F | 09-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| GRAND CANYON EDUCATION, INC. | LOPE | 38526M106 | 20-Jun-2023 | Annual | 3 | Election of Director: Jack A. Henry | Management | F | 09-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| GRAND CANYON EDUCATION, INC. | LOPE | 38526M106 | 20-Jun-2023 | Annual | 4 | Election of Director: Lisa Graham Keegan | Management | F | 09-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| GRAND CANYON EDUCATION, INC. | LOPE | 38526M106 | 20-Jun-2023 | Annual | 5 | Election of Director: Chevy Humphrey | Management | F | 09-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| GRAND CANYON EDUCATION, INC. | LOPE | 38526M106 | 20-Jun-2023 | Annual | 6 | Election of Director: David M. Adame | Management | F | 09-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| GRAND CANYON EDUCATION, INC. | LOPE | 38526M106 | 20-Jun-2023 | Annual | 7 | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement. | Management | F | 09-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| GRAND CANYON EDUCATION, INC. | LOPE | 38526M106 | 20-Jun-2023 | Annual | 8 | To approve, on an advisory basis, the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 | 09-May-2023 | 1 | LDRSHRS ALPHAFACT US CORE ETF |
| GRAND CANYON EDUCATION, INC. | LOPE | 38526M106 | 20-Jun-2023 | Annual | 9 | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | F | 09-May-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 28-Jun-2023 | Special | 1 | Amendment and Restatement of the Certificate of Incorporation of the Company to Authorize a New Class of Non-Voting Common Stock, $1.00 Par Value per Share, and Make Certain Other Changes to the Certificate of Incorporation. | Management | F | 02-Jun-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | 28-Jun-2023 | Special | 2 | Adjournment of Special Meeting if Necessary to Permit Further Solicitation of Proxies. | Management | F | 02-Jun-2023 | F | LDRSHRS ALPHAFACT US CORE ETF |
| Registrant: Redwood AlphaFactor Tactical International Fund | | | | Item 1, Exhibit 24 | | | | | |
| Investment Company Act file number: 811-22718 | | | | | | | | | | |
| Reporting Period: July 1, 2022-June 30, 2023 | | | | | | | | | | |
| Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type | Proposal Number | Proposal Long Text | Proposed By | Recommended Vote | Vote Date | Vote | Account Name |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2022/1020/2022102000254.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2022/1020/2022102000256.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2022/1109/2022110901056.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2022/1109/2022110901068.pdf | Non-Voting | M | 21-Nov-2022 | M | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 2 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 810905 DUE TO RECEIVED UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | M | 21-Nov-2022 | M | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 3 | TO CONSIDER AND APPROVE THE PROPOSED 2022 INTERIM PROFIT DISTRIBUTION PLAN OF THE COMPANY AND THE PROPOSED PAYMENT OF AN INTERIM DIVIDEND OF RMB2.01 PER SHARE (INCLUSIVE OF APPLICABLE TAX) | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 4 | TO CONSIDER AND APPROVE THE SHAREHOLDERS' RETURN PLAN FOR THE NEXT THREE YEARS (2022-2024) OF COSCO SHIPPING HOLDINGS | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 5 | TO CONSIDER AND APPROVE THE ELECTION OF MR. ZHANG WEI AS AN EXECUTIVE DIRECTOR OF THE SIXTH SESSION OF THE BOARD OF THE COMPANY | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 6 | TO CONSIDER AND APPROVE THE REVISION OF ANNUAL CAPS OF THE DEPOSIT SERVICES UNDER THE EXISTING FINANCIAL SERVICES AGREEMENT | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 7 | TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTIONS UNDER THE FINANCIAL SERVICES AGREEMENT AND THE PROPOSED ANNUAL CAPS THEREUNDER | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 8 | TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTIONS UNDER THE COSCO SHIPPING MASTER AGREEMENTS AND THE PROPOSED ANNUAL CAPS THEREUNDER: TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTIONS UNDER THE MASTER GENERAL SERVICES AGREEMENT AND THE PROPOSED ANNUAL CAPS THEREUNDER | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 9 | TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTIONS UNDER THE COSCO SHIPPING MASTER AGREEMENTS AND THE PROPOSED ANNUAL CAPS THEREUNDER: TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTIONS UNDER THE MASTER SHIPPING SERVICES AGREEMENT AND THE PROPOSED ANNUAL CAPS THEREUNDER | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 10 | TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTIONS UNDER THE COSCO SHIPPING MASTER AGREEMENTS AND THE PROPOSED ANNUAL CAPS THEREUNDER: TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTIONS UNDER THE MASTER PORT SERVICES AGREEMENT AND THE PROPOSED ANNUAL CAPS THEREUNDER | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 11 | TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTIONS UNDER THE COSCO SHIPPING MASTER AGREEMENTS AND THE PROPOSED ANNUAL CAPS THEREUNDER: TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTIONS UNDER THE MASTER VESSEL AND CONTAINER ASSET SERVICES AGREEMENT AND THE PROPOSED ANNUAL CAPS THEREUNDER | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 12 | TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTIONS UNDER THE COSCO SHIPPING MASTER AGREEMENTS AND THE PROPOSED ANNUAL CAPS THEREUNDER: TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTIONS UNDER THE TRADEMARK LICENCE AGREEMENT AND THE PROPOSED ANNUAL CAPS THEREUNDER | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 13 | TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTIONS UNDER THE SIPG SHIPPING AND TERMINAL SERVICES AGREEMENT AND THE PROPOSED ANNUAL CAPS THEREUNDER | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 14 | TO CONSIDER AND APPROVE THE CONTINUING CONNECTED TRANSACTIONS UNDER THE PIL MASTER SHIPPING AND TERMINAL SERVICES AGREEMENT AND THE PROPOSED ANNUAL CAPS THEREUNDER | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 15 | TO CONSIDER AND APPROVE THE CONNECTED TRANSACTIONS IN RESPECT OF THE ACQUISITION OF LISTED SECURITIES: TO CONSIDER AND APPROVE THE CONNECTED TRANSACTIONS UNDER THE SIPG SHARE TRANSFER AGREEMENT, AND AUTHORIZE THE BOARD AND CONSENT TO THE BOARD'S DELEGATION TO ANY DIRECTOR TO DEAL WITH ALL MATTERS RELATING TO THE IMPLEMENTATION OF THE ACQUISITION OF SIPG SHARES IN ACCORDANCE WITH THE LAWS AND REGULATIONS AFTER THE ACQUISITION OF SIPG SHARES BEING APPROVED AT THE EGM | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 16 | TO CONSIDER AND APPROVE THE CONNECTED TRANSACTIONS IN RESPECT OF THE ACQUISITION OF LISTED SECURITIES: TO CONSIDER AND APPROVE THE CONNECTED TRANSACTIONS UNDER THE GUANGZHOU PORT SHARE TRANSFER AGREEMENT, AND AUTHORIZE THE BOARD AND CONSENT TO THE BOARD'S DELEGATION TO ANY DIRECTOR TO DEAL WITH ALL MATTERS RELATING TO THE IMPLEMENTATION OF THE ACQUISITION OF GUANGZHOU PORT SHARES IN ACCORDANCE WITH THE LAWS AND REGULATIONS AFTER THE ACQUISITION OF GUANGZHOU PORT SHARES BEING APPROVED AT THE EGM | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 17 | TO CONSIDER AND APPROVE THE CONNECTED TRANSACTIONS UNDER THE SHIPBUILDING CONTRACTS: TO CONSIDER AND APPROVE THE CONNECTED TRANSACTIONS UNDER THE COSCO MERCURY SHIPBUILDING CONTRACTS | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 23-Nov-2022 | ExtraOrdinary General Meeting | 18 | TO CONSIDER AND APPROVE THE CONNECTED TRANSACTIONS UNDER THE SHIPBUILDING CONTRACTS: TO CONSIDER AND APPROVE THE CONNECTED TRANSACTIONS UNDER THE OOIL SHIPBUILDING CONTRACTS | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 12-Dec-2022 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 21-Nov-2022 | M | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 12-Dec-2022 | ExtraOrdinary General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 21-Nov-2022 | M | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 12-Dec-2022 | ExtraOrdinary General Meeting | 3 | MANAGEMENT PROPOSAL, TO RESOLVE ON THE COMPANY'S DIRECT ACQUISITION, UNDER ARTICLE 256, PARAGRAPH 1, OF THE BRAZILIAN CORPORATION LAW, OF ALL THE SHARES IN THE CAPITAL STOCK OF NEUROANALITICA PARTICIPACOES LTDA., A LIMITED LIABILITY COMPANY ENROLLED WITH THE NATIONAL CORPORATE TAXPAYERS REGISTER OF THE MINISTRY OF ECONOMY, CNPJ,ME., UNDER NO. 16.704.445.0001.92., NEUROANALITICA, AND OF ALL THE SHARES ISSUED BY NEUROPAR PARTICIPACOES S.A., A CORPORATION ENROLLED WITH THE NATIONAL CORPORATE TAXPAYERS REGISTER OF THE MINISTRY OF ECONOMY, CNPJ,ME., UNDER NO. 17.449.107.0001.14., NEUROPAR, AND, TOGETHER WITH NEUROANALITICA, THE, HOLDING COMPANIES, WITH THE RESULTING INDIRECT ACQUISITION, THROUGH EQUITY INTERESTS IN THE HOLDING COMPANIES, OF ALL THE SHARES ISSUED BY NEUROTECH TECNOLOGIA DA INFORMACAO S.A., A CORPORATION ENROLLED WITH THE NATIONAL CORPORATE TAXPAYERS REGISTER OF THE MINISTRY OF ECONOMY, CNPJ,ME., UNDER NO. 05.359.081.0001.34., NEUROTECH, AS SET FORTH IN THE FINAL DOCUMENTATION THAT HAS BEEN SIGNED AND OTHER MATERIALS SUBMITTED TO THE MEETING, AND TO CONFIRM THE RELATED ACTIONS TAKEN BY MANAGEMENT UP TO THE MEETING | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 21-Dec-2022 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 21-Nov-2022 | M | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 21-Dec-2022 | ExtraOrdinary General Meeting | 7 | 09 NOV 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 20 DEC 2022 TO 19 DEC 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | M | 21-Nov-2022 | M | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 21-Dec-2022 | ExtraOrdinary General Meeting | 2 | AMEND ARTICLES RE: WORDING AMENDMENTS | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 21-Dec-2022 | ExtraOrdinary General Meeting | 3 | AMEND ARTICLES RE: CHANGES IN BOARD OF DIRECTORS AND EXECUTIVE BOARD MEETINGS | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 21-Dec-2022 | ExtraOrdinary General Meeting | 4 | AMEND ARTICLES RE: CHANGES IN THE AUTHORITIES OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 21-Dec-2022 | ExtraOrdinary General Meeting | 5 | AMEND ARTICLES RE: PROVISIONS ABOUT THE ADVISORY COMMITTEES TO THE BOARD OF DIRECTORS | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 21-Dec-2022 | ExtraOrdinary General Meeting | 6 | CONSOLIDATE BYLAWS | Management | F | 21-Nov-2022 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 17-Jan-2023 | ExtraOrdinary General Meeting | 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 29-Nov-2022 | M | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 17-Jan-2023 | ExtraOrdinary General Meeting | 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 29-Nov-2022 | M | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 17-Jan-2023 | ExtraOrdinary General Meeting | 7 | 28 NOV 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 29-Nov-2022 | M | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 17-Jan-2023 | ExtraOrdinary General Meeting | 8 | 28 NOV 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | M | 29-Nov-2022 | M | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 17-Jan-2023 | ExtraOrdinary General Meeting | 3 | OPENING | Non-Voting | M | 29-Nov-2022 | M | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 17-Jan-2023 | ExtraOrdinary General Meeting | 4 | APPROVAL OF THE TRANSACTION | Management | F | 29-Nov-2022 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 17-Jan-2023 | ExtraOrdinary General Meeting | 5 | ANY OTHER BUSINESS | Non-Voting | M | 29-Nov-2022 | M | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 17-Jan-2023 | ExtraOrdinary General Meeting | 6 | CLOSING | Non-Voting | M | 29-Nov-2022 | M | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3 TO 6 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.15 AND 2. THANK YOU | Non-Voting | M | 06-Jan-2023 | M | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 2 | ELECTION OF DIRECTOR: GEORGE A. COPE | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 3 | ELECTION OF DIRECTOR: PAULE DORE | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 4 | ELECTION OF DIRECTOR: JULIE GODIN | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 5 | ELECTION OF DIRECTOR: SERGE GODIN | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 6 | ELECTION OF DIRECTOR: ANDRE IMBEAU | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 7 | ELECTION OF DIRECTOR: GILLES LABBE | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 8 | ELECTION OF DIRECTOR: MICHAEL B. PEDERSEN | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 9 | ELECTION OF DIRECTOR: STEPHEN S. POLOZ | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 10 | ELECTION OF DIRECTOR: MARY G. POWELL | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 11 | ELECTION OF DIRECTOR: ALISON C. REED | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 12 | ELECTION OF DIRECTOR: MICHAEL E. ROACH | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 13 | ELECTION OF DIRECTOR: GEORGE D. SCHINDLER | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 14 | ELECTION OF DIRECTOR: KATHY N. WALLER | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 15 | ELECTION OF DIRECTOR: JOAKIM WESTH | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 16 | ELECTION OF DIRECTOR: FRANK WITTER | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 17 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND AUTHORIZATION TO THE AUDIT AND RISK MANAGEMENT COMMITTEE TO FIX ITS REMUNERATION | Management | F | 06-Jan-2023 | F | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 18 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE CONSTITUTION: DISCLOSURE OF LANGUAGES IN WHICH DIRECTORS ARE FLUENT | Shareholder | N | 06-Jan-2023 | N | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE CONSTITUTION: ARTIFICIAL INTELLIGENCE | Shareholder | N | 06-Jan-2023 | N | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE CONSTITUTION: UPDATING THE ROLE OF THE HUMAN RESOURCES COMMITTEE | Shareholder | N | 06-Jan-2023 | N | Redwood Tactical Internal |
| CGI INC | | 12532H104 | 01-Feb-2023 | Annual General Meeting | 21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AMENDMENT TO THE CONSTITUTION: PREPARATION OF A REPORT TO ADDRESS RACIAL DISPARITIES AND EQUITY ISSUES | Shareholder | N | 06-Jan-2023 | F | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 16-Feb-2023 | ExtraOrdinary General Meeting | 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 16-Feb-2023 | ExtraOrdinary General Meeting | 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 16-Feb-2023 | ExtraOrdinary General Meeting | 6 | 06 JAN 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 16-Feb-2023 | ExtraOrdinary General Meeting | 7 | 06 JAN 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF ALL RESOLUTIONS AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 16-Feb-2023 | ExtraOrdinary General Meeting | 3 | OPENING AND ANNOUNCEMENTS | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 16-Feb-2023 | ExtraOrdinary General Meeting | 4 | I TO FIRST INCREASE THE NOMINAL VALUE OF THE SHARES IN THE COMPANY'S SHARE CAPITAL; AND II TO SUBSEQUENTLY DECREASE THE NOMINAL VALUE OF THE SHARES IN THE COMPANY'S SHARE CAPITAL, COMBINED WITH A REPAYMENT OF CAPITAL. TWO PROPOSALS TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY (THE ARTICLES OF ASSOCIATION) TO FACILITATE A CAPITAL REPAYMENT IN CONNECTION WITH THE H2 2022 DISTRIBUTION | Management | F | 24-Jan-2023 | F | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 16-Feb-2023 | ExtraOrdinary General Meeting | 5 | CLOSE OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 13 | 24 JAN 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | M | 24-Jan-2023 | | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 14 | 24 JAN 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | M | 24-Jan-2023 | | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 15 | 24 JAN 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 24-Jan-2023 | | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 16 | 24 JAN 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | M | 24-Jan-2023 | | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 5 | OPEN MEETING | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 6 | ELECT CHAIRMAN OF MEETING | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 7 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 8 | APPROVE AGENDA OF MEETING | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 9 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 10 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 11 | APPROVE INCENTIVE PROGRAM THROUGH ISSUANCE OF 5 MILLION WARRANTS TO PARTICIPANTS | Management | F | 24-Jan-2023 | F | Redwood Tactical Internal |
| EVOLUTION AB | | W3287P115 | 16-Feb-2023 | ExtraOrdinary General Meeting | 12 | CLOSE MEETING | Non-Voting | M | 24-Jan-2023 | M | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 2 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 854088 DUE TO RECEIVED UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 3 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 4 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2022 FINANCIAL YEAR | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 5 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 6 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2022 | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 7 | REDUCTION OF SHARE CAPITAL | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 8 | FURTHER SHARE REPURCHASES | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 9 | INTRODUCTION OF ARTICLE 12A OF THE ARTICLES OF INCORPORATION | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 10 | AMENDMENT OF ARTICLES 10, 14, 30, 33 AND 34 OF THE ARTICLES OF INCORPORATION | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 11 | AMENDMENT OF ARTICLES 4-7, 9, 11-13, 16-18, 20-24, 27, 38 AND 39 OF THE ARTICLES OF INCORPORATION | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 12 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2023 ANNUAL GENERAL MEETING TO THE 2024 ANNUAL GENERAL MEETING | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 13 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE 2024 FINANCIAL YEAR | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 14 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: ADVISORY VOTE ON THE 2022 COMPENSATION REPORT | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 15 | RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIR OF THE BOARD OF DIRECTORS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 16 | RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 17 | RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 18 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 19 | RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 20 | RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 21 | RE-ELECTION OF DANIEL HOCHSTRASSER AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 22 | RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 23 | RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 24 | RE-ELECTION OF ANA DE PRO GONZALO AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 25 | RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 26 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 27 | ELECTION OF JOHN D. YOUNG AS MEMBER OF THE BOARD OF DIRECTORS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 28 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE COMPENSATION COMMITTEE | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 29 | RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 30 | RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE COMPENSATION COMMITTEE | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 31 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 32 | RE-ELECTION OF THE AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF KPMG AG AS AUDITOR FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2023 | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 33 | RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| NOVARTIS AG | | H5820Q150 | 07-Mar-2023 | Annual General Meeting | 34 | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 704B OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 10-Mar-2023 | ExtraOrdinary General Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2023/0217/2023021700413.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2023/0217/2023021700415.pdf | Non-Voting | M | 21-Feb-2023 | M | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 10-Mar-2023 | ExtraOrdinary General Meeting | 2 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE MEASURES FOR THE MANAGEMENT OF PROCEEDS OF THE COMPANY | Management | F | 21-Feb-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 10-Mar-2023 | ExtraOrdinary General Meeting | 3 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE MANAGEMENT SYSTEM FOR STANDARDIZING FUND TRANSFER WITH RELATED PARTIES OF THE COMPANY | Management | F | 21-Feb-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 10-Mar-2023 | ExtraOrdinary General Meeting | 4 | TO CONSIDER AND APPROVE THE ELECTION OF MS. LI HUI AS A NON-EXECUTIVE DIRECTOR OF THE FOURTH SESSION OF THE BOARD OF THE COMPANY | Management | F | 21-Feb-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 10-Mar-2023 | ExtraOrdinary General Meeting | 5 | TO CONSIDER AND APPROVE THE REMUNERATION PLAN FOR MR. CHEN GONGYAN FOR 2021 | Management | F | 21-Feb-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 10-Mar-2023 | ExtraOrdinary General Meeting | 6 | TO CONSIDER AND APPROVE THE REMUNERATION PLAN FOR MS. CHEN JING FOR 2021 | Management | F | 21-Feb-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 10-Mar-2023 | ExtraOrdinary General Meeting | 7 | TO CONSIDER AND APPROVE THE REMUNERATION PLAN FOR MS. QU YANPING FOR 2021 | Management | F | 21-Feb-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 10-Mar-2023 | ExtraOrdinary General Meeting | 8 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | F | 21-Feb-2023 | F | Redwood Tactical Internal |
| KIA CORPORATION | | Y47601102 | 17-Mar-2023 | Annual General Meeting | 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | F | 17-Feb-2023 | F | Redwood Tactical Internal |
| KIA CORPORATION | | Y47601102 | 17-Mar-2023 | Annual General Meeting | 2 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | F | 17-Feb-2023 | F | Redwood Tactical Internal |
| KIA CORPORATION | | Y47601102 | 17-Mar-2023 | Annual General Meeting | 3 | ELECTION OF INSIDE DIRECTOR JU U JEONG | Management | F | 17-Feb-2023 | F | Redwood Tactical Internal |
| KIA CORPORATION | | Y47601102 | 17-Mar-2023 | Annual General Meeting | 4 | ELECTION OF OUTSIDE DIRECTOR SIN JAE YONG | Management | F | 17-Feb-2023 | F | Redwood Tactical Internal |
| KIA CORPORATION | | Y47601102 | 17-Mar-2023 | Annual General Meeting | 5 | ELECTION OF OUTSIDE DIRECTOR JEON CHAN HYEOK | Management | F | 17-Feb-2023 | F | Redwood Tactical Internal |
| KIA CORPORATION | | Y47601102 | 17-Mar-2023 | Annual General Meeting | 6 | ELECTION OF AUDIT COMMITTEE MEMBER SIN JAE YONG | Management | F | 17-Feb-2023 | F | Redwood Tactical Internal |
| KIA CORPORATION | | Y47601102 | 17-Mar-2023 | Annual General Meeting | 7 | ELECTION OF AUDIT COMMITTEE MEMBER JEON CHAN HYEOK | Management | F | 17-Feb-2023 | F | Redwood Tactical Internal |
| KIA CORPORATION | | Y47601102 | 17-Mar-2023 | Annual General Meeting | 8 | AMENDMENT OF ARTICLES ON RETIREMENT ALLOWANCE FOR DIRECTOR | Management | F | 17-Feb-2023 | F | Redwood Tactical Internal |
| KIA CORPORATION | | Y47601102 | 17-Mar-2023 | Annual General Meeting | 9 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | F | 17-Feb-2023 | F | Redwood Tactical Internal |
| KOREAN AIR LINES CO LTD | | Y4936S102 | 22-Mar-2023 | Annual General Meeting | 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | F | 27-Feb-2023 | F | Redwood Tactical Internal |
| KOREAN AIR LINES CO LTD | | Y4936S102 | 22-Mar-2023 | Annual General Meeting | 2 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | F | 27-Feb-2023 | F | Redwood Tactical Internal |
| KOREAN AIR LINES CO LTD | | Y4936S102 | 22-Mar-2023 | Annual General Meeting | 3 | ELECTION OF INSIDE DIRECTOR: U GI HONG | Management | F | 27-Feb-2023 | F | Redwood Tactical Internal |
| KOREAN AIR LINES CO LTD | | Y4936S102 | 22-Mar-2023 | Annual General Meeting | 4 | ELECTION OF INSIDE DIRECTOR: YU JONG SEOK | Management | F | 27-Feb-2023 | F | Redwood Tactical Internal |
| KOREAN AIR LINES CO LTD | | Y4936S102 | 22-Mar-2023 | Annual General Meeting | 5 | ELECTION OF OUTSIDE DIRECTOR: JEONG GAP YEONG | Management | F | 27-Feb-2023 | F | Redwood Tactical Internal |
| KOREAN AIR LINES CO LTD | | Y4936S102 | 22-Mar-2023 | Annual General Meeting | 6 | ELECTION OF OUTSIDE DIRECTOR: BAK HYEON JU | Management | F | 27-Feb-2023 | F | Redwood Tactical Internal |
| KOREAN AIR LINES CO LTD | | Y4936S102 | 22-Mar-2023 | Annual General Meeting | 7 | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR BAK HYEON JU | Management | F | 27-Feb-2023 | F | Redwood Tactical Internal |
| KOREAN AIR LINES CO LTD | | Y4936S102 | 22-Mar-2023 | Annual General Meeting | 8 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | F | 27-Feb-2023 | F | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | M | 10-Feb-2023 | M | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 2 | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | Non-Voting | M | 10-Feb-2023 | M | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 10-Feb-2023 | M | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 22 | 14 FEB 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 10-Feb-2023 | | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 23 | 14 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | M | 10-Feb-2023 | | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 4 | OPEN MEETING | Non-Voting | M | 10-Feb-2023 | M | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 5 | CALL THE MEETING TO ORDER | Non-Voting | M | 10-Feb-2023 | M | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 6 | DESIGNATE INSPECTOR OR SHAREHOLDER REPRESENTATIVE(S) OF MINUTES OF MEETING | Non-Voting | M | 10-Feb-2023 | M | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 7 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | M | 10-Feb-2023 | M | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 8 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | M | 10-Feb-2023 | M | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 9 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | M | 10-Feb-2023 | M | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 10 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | F | 10-Feb-2023 | F | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 11 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.60 PER SHARE; APPROVE CHARITABLE DONATIONS OF UP TO EUR 350,000 | Management | F | 10-Feb-2023 | F | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 12 | APPROVE DISCHARGE OF BOARD, PRESIDENT AND CEO | Management | F | 10-Feb-2023 | F | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 13 | APPROVE REMUNERATION REPORT (ADVISORY VOTE) | Management | F | 10-Feb-2023 | F | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 14 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF EUR 100,000 FOR CHAIRMAN, EUR 61,000 FOR VICE CHAIRMAN AND CHAIRMAN OF THE COMMITTEES, AND EUR 50,000 FOR OTHER DIRECTORS; APPROVE MEETING FEES | Management | F | 10-Feb-2023 | F | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 15 | FIX NUMBER OF DIRECTORS AT EIGHT | Management | F | 10-Feb-2023 | F | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 16 | REELECT KARI JUSSI AHO, MAZIAR MIKE DOUSTDAR, ARI LEHTORANTA, VELI-MATTI MATTILA, HILPI RAUTELIN, EIJA RONKAINEN, MIKAEL SILVENNOINEN (CHAIR) AND KAREN LYKKE SORENSEN AS DIRECTORS | Management | F | 10-Feb-2023 | F | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 17 | APPROVE REMUNERATION OF AUDITORS | Management | F | 10-Feb-2023 | F | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 18 | RATIFY KPMG AS AUDITORS | Management | F | 10-Feb-2023 | F | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 19 | ALLOW SHAREHOLDER MEETINGS TO BE HELD BY ELECTRONIC MEANS ONLY | Management | F | 10-Feb-2023 | F | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 20 | APPROVE ISSUANCE OF UP TO 14 MILLION CLASS B SHARES WITHOUT PREEMPTIVE RIGHTS | Management | F | 10-Feb-2023 | F | Redwood Tactical Internal |
| ORION CORPORATION | | X6002Y112 | 22-Mar-2023 | Annual General Meeting | 21 | CLOSE MEETING | Non-Voting | M | 10-Feb-2023 | M | Redwood Tactical Internal |
| ADVANCED INFO SERVICE PUBLIC CO LTD | | Y0014U183 | 27-Mar-2023 | Annual General Meeting | 12 | 13 FEB 2023: IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | Non-Voting | M | 15-Feb-2023 | M | Redwood Tactical Internal |
| ADVANCED INFO SERVICE PUBLIC CO LTD | | Y0014U183 | 27-Mar-2023 | Annual General Meeting | 13 | 13 FEB 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | M | 15-Feb-2023 | M | Redwood Tactical Internal |
| ADVANCED INFO SERVICE PUBLIC CO LTD | | Y0014U183 | 27-Mar-2023 | Annual General Meeting | 1 | TO ACKNOWLEDGE THE BOARD OF DIRECTORS' REPORT ON OPERATING RESULTS FOR 2022 | Management | F | 15-Feb-2023 | F | Redwood Tactical Internal |
| ADVANCED INFO SERVICE PUBLIC CO LTD | | Y0014U183 | 27-Mar-2023 | Annual General Meeting | 2 | TO APPROVE THE STATEMENTS OF FINANCIAL POSITION AND STATEMENTS OF INCOME FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | F | 15-Feb-2023 | F | Redwood Tactical Internal |
| ADVANCED INFO SERVICE PUBLIC CO LTD | | Y0014U183 | 27-Mar-2023 | Annual General Meeting | 3 | TO APPROVE THE ALLOCATION OF 2022 NET PROFIT AS A DIVIDEND | Management | F | 15-Feb-2023 | F | Redwood Tactical Internal |
| ADVANCED INFO SERVICE PUBLIC CO LTD | | Y0014U183 | 27-Mar-2023 | Annual General Meeting | 4 | TO APPROVE THE APPOINTMENT OF THE COMPANY'S EXTERNAL AUDITORS AND THE 2023 AUDIT FEE | Management | F | 15-Feb-2023 | F | Redwood Tactical Internal |
| ADVANCED INFO SERVICE PUBLIC CO LTD | | Y0014U183 | 27-Mar-2023 | Annual General Meeting | 5 | TO APPROVE THE APPOINTMENT OF DIRECTOR REPLACING THOSE RETIRED BY ROTATION IN 2023: MR. SARATH RATANAVADI | Management | F | 15-Feb-2023 | F | Redwood Tactical Internal |
| ADVANCED INFO SERVICE PUBLIC CO LTD | | Y0014U183 | 27-Mar-2023 | Annual General Meeting | 6 | TO APPROVE THE APPOINTMENT OF DIRECTOR REPLACING THOSE RETIRED BY ROTATION IN 2023: MS. YUPAPIN WANGVIWAT | Management | F | 15-Feb-2023 | F | Redwood Tactical Internal |
| ADVANCED INFO SERVICE PUBLIC CO LTD | | Y0014U183 | 27-Mar-2023 | Annual General Meeting | 7 | TO APPROVE THE APPOINTMENT OF DIRECTOR REPLACING THOSE RETIRED BY ROTATION IN 2023: MR. KRAIRIT EUCHUKANONCHAI | Management | F | 15-Feb-2023 | F | Redwood Tactical Internal |
| ADVANCED INFO SERVICE PUBLIC CO LTD | | Y0014U183 | 27-Mar-2023 | Annual General Meeting | 8 | TO APPROVE THE APPOINTMENT OF DIRECTOR REPLACING THOSE RETIRED BY ROTATION IN 2023: MR. SOMCHAI LERTSUTIWONG | Management | F | 15-Feb-2023 | F | Redwood Tactical Internal |
| ADVANCED INFO SERVICE PUBLIC CO LTD | | Y0014U183 | 27-Mar-2023 | Annual General Meeting | 9 | TO APPROVE THE REMUNERATION OF THE BOARD OF DIRECTORS FOR THE YEAR 2023 | Management | F | 15-Feb-2023 | F | Redwood Tactical Internal |
| ADVANCED INFO SERVICE PUBLIC CO LTD | | Y0014U183 | 27-Mar-2023 | Annual General Meeting | 10 | TO APPROVE THE DEBENTURE ISSUANCE IN THE AMOUNT OF NOT EXCEEDING 100,000 MILLION BAHT | Management | F | 15-Feb-2023 | F | Redwood Tactical Internal |
| ADVANCED INFO SERVICE PUBLIC CO LTD | | Y0014U183 | 27-Mar-2023 | Annual General Meeting | 11 | OTHER MATTERS (IF ANY) | Management | A | 15-Feb-2023 | A | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 1 | APPROVAL OF FINANCIAL STATEMENTS (EXCLUDING STATEMENT OF APPROPRIATION OF RETAINED EARNINGS) | Management | F | 16-Mar-2023 | F | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 2 | APPROVAL OF PROVISION OF DIVIDENDS AND STATEMENT OF APPROPRIATION OF RETAINED EARNINGS: CASH DIVIDENDS OF KRW 5,000 PER SHARE (PROPOSAL BY KT&G'S BOARD OF DIRECTORS) | Management | F | 16-Mar-2023 | F | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 3 | APPROVAL OF PROVISION OF DIVIDENDS AND STATEMENT OF APPROPRIATION OF RETAINED EARNINGS: CASH DIVIDENDS OF KRW 7,867 PER SHARE (SHAREHOLDERS' PROPOSAL BY ANDA ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 4 | APPROVAL OF PROVISION OF DIVIDENDS AND STATEMENT OF APPROPRIATION OF RETAINED EARNINGS: CASH DIVIDENDS OF KRW 10,000 PER SHARE (SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 5 | PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION: AMENDMENT TO AND ENACTMENT OF PROVISIONS CONCERNING EVALUATION AND COMPENSATION COMMITTEE (SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 6 | PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION: ADDITION OF RIGHT TO DECIDE CANCELLATION OF TREASURY SHARES (SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 7 | PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION: ESTABLISHMENT OF NEW PROVISIONS FOR QUARTERLY DIVIDENDS (SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Management | F | 16-Mar-2023 | F | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 8 | PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION: ADDENDUM (SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Management | F | 16-Mar-2023 | F | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 9 | CANCELLATION OF TREASURY SHARES (SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 10 | ACQUISITION OF TREASURY STOCK (SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 11 | DECISION ON WHETHER TO INCREASE THE CURRENT NUMBER OF OUTSIDE DIRECTORS : MAINTENANCE OF THE CURRENT NUMBER OF SIX (6) OUTSIDE DIRECTORS (PROPOSAL BY KT&G'S BOARD OF DIRECTORS) | Management | F | 16-Mar-2023 | F | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 12 | DECISION ON WHETHER TO INCREASE THE CURRENT NUMBER OF OUTSIDE DIRECTORS : INCREASE OF THE NUMBER OF OUTSIDE DIRECTORS TO EIGHT (8) OUTSIDE DIRECTORS (SHAREHOLDERS' PROPOSAL BY ANDA ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 13 | APPOINTMENT OF MYUNG-CHEOL KIM AS OUTSIDE DIRECTOR (PROPOSAL BY KT&G'S BOARD OF DIRECTORS) | Management | F | 16-Mar-2023 | F | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 14 | APPOINTMENT OF YUN-SUNG KOH AS OUTSIDE DIRECTOR (PROPOSAL BY KT&G'S BOARD OF DIRECTORS) | Management | F | 16-Mar-2023 | F | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 15 | APPOINTMENT OF SOO-HYUNG LEE AS OUTSIDE DIRECTOR (SHAREHOLDERS' PROPOSAL BY ANDA ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 16 | APPOINTMENT OF DOREEN KIM AS OUTSIDE DIRECTOR (SHAREHOLDERS' PROPOSAL BY ANDA ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 17 | APPOINTMENT OF JAE-WHAN PARK AS OUTSIDE DIRECTOR (SHAREHOLDERS' PROPOSAL BY ANDA ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 18 | APPOINTMENT OF SUK-YONG CHA AS OUTSIDE DIRECTOR (SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 19 | APPOINTMENT OF OU-JIN HWANG AS OUTSIDE DIRECTOR (SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 20 | APPOINTMENT OF MYUNG-CHEOL KIM AS OUTSIDE DIRECTOR (PROPOSAL BY KT&G'S BOARD OF DIRECTORS) | Management | F | 16-Mar-2023 | F | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 21 | APPOINTMENT OF YUN-SUNG KOH AS OUTSIDE DIRECTOR (PROPOSAL BY KT&G'S BOARD OF DIRECTORS) | Management | F | 16-Mar-2023 | F | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 22 | APPOINTMENT OF IL-SOON LIM AS OUTSIDE DIRECTOR (PROPOSAL BY KT&G'S BOARD OF DIRECTORS) | Management | F | 16-Mar-2023 | F | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 23 | APPOINTMENT OF SOO-HYUNG LEE AS OUTSIDE DIRECTOR (SHAREHOLDERS' PROPOSAL BY ANDA ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 24 | APPOINTMENT OF DOREEN KIM AS OUTSIDE DIRECTOR (SHAREHOLDERS' PROPOSAL BY ANDA ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 25 | APPOINTMENT OF JAE-WHAN PARK AS OUTSIDE DIRECTOR (SHAREHOLDERS' PROPOSAL BY ANDA ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 26 | APPOINTMENT OF SUK-YONG CHA AS OUTSIDE DIRECTOR (SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 27 | APPOINTMENT OF OU-JIN HWANG AS OUTSIDE DIRECTOR (SHAREHOLDERS' PROPOSAL BY AGNES, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 28 | APPOINTMENT OF MYUNG-CHEOL KIM AS AUDIT COMMITTEE MEMBER (PROPOSAL BY KT&G'S BOARD OF DIRECTORS) | Management | F | 16-Mar-2023 | F | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 29 | APPOINTMENT OF YUN-SUNG KOH AS AUDIT COMMITTEE MEMBER (PROPOSAL BY KT&G'S BOARD OF DIRECTORS) | Management | F | 16-Mar-2023 | F | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 30 | APPOINTMENT OF SOO-HYUNG LEE AS AUDIT COMMITTEE MEMBER (SHAREHOLDERS' PROPOSAL BY ANDA ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 31 | APPOINTMENT OF DOREEN KIM AS AUDIT COMMITTEE MEMBER (SHAREHOLDERS' PROPOSAL BY ANDA ESG GENERAL PRIVATE INVESTMENT TRUST NO. 1, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 32 | APPOINTMENT OF SUK-YONG CHA AS AUDIT COMMITTEE MEMBER (SHAREHOLDERS' PROPOSAL_BY AGNES, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 33 | APPOINTMENT OF OU-JIN HWANG AS AUDIT COMMITTEE MEMBER (SHAREHOLDERS' PROPOSAL_BY AGNES, ETC.) | Shareholder | N | 16-Mar-2023 | N | Redwood Tactical Internal |
| KT&G CORPORATION | | Y49904108 | 28-Mar-2023 | Annual General Meeting | 34 | APPROVAL OF CAP ON REMUNERATION FOR DIRECTORS | Management | F | 16-Mar-2023 | F | Redwood Tactical Internal |
| RENESAS ELECTRONICS CORPORATION | | J4881V107 | 30-Mar-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 10-Mar-2023 | M | Redwood Tactical Internal |
| RENESAS ELECTRONICS CORPORATION | | J4881V107 | 30-Mar-2023 | Annual General Meeting | 2 | Appoint a Director Shibata, Hidetoshi | Management | F | 10-Mar-2023 | F | Redwood Tactical Internal |
| RENESAS ELECTRONICS CORPORATION | | J4881V107 | 30-Mar-2023 | Annual General Meeting | 3 | Appoint a Director Iwasaki, Jiro | Management | F | 10-Mar-2023 | F | Redwood Tactical Internal |
| RENESAS ELECTRONICS CORPORATION | | J4881V107 | 30-Mar-2023 | Annual General Meeting | 4 | Appoint a Director Selena Loh Lacroix | Management | F | 10-Mar-2023 | F | Redwood Tactical Internal |
| RENESAS ELECTRONICS CORPORATION | | J4881V107 | 30-Mar-2023 | Annual General Meeting | 5 | Appoint a Director Yamamoto, Noboru | Management | F | 10-Mar-2023 | F | Redwood Tactical Internal |
| RENESAS ELECTRONICS CORPORATION | | J4881V107 | 30-Mar-2023 | Annual General Meeting | 6 | Appoint a Director Hirano, Takuya | Management | F | 10-Mar-2023 | F | Redwood Tactical Internal |
| RENESAS ELECTRONICS CORPORATION | | J4881V107 | 30-Mar-2023 | Annual General Meeting | 7 | Approve Details of Introduction of a Tax Advantaged Employee Share Purchase Plan for Employees of the Company and the Company's Subsidiaries | Management | F | 10-Mar-2023 | F | Redwood Tactical Internal |
| HMM CO. LTD | | Y3843P102 | 31-Mar-2023 | Annual General Meeting | 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | F | 19-Mar-2023 | F | Redwood Tactical Internal |
| HMM CO. LTD | | Y3843P102 | 31-Mar-2023 | Annual General Meeting | 2 | ELECTION OF OUTSIDE DIRECTOR WHO IS AN AUDIT COMMITTEE MEMBER SEO GEUN U | Management | F | 19-Mar-2023 | F | Redwood Tactical Internal |
| HMM CO. LTD | | Y3843P102 | 31-Mar-2023 | Annual General Meeting | 3 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | F | 19-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 23 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 3 | OPENING | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 4 | REPORT OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2022 | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 5 | EXPLANATION OF POLICY ON ADDITIONS TO RESERVES AND DIVIDENDS | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 6 | PROPOSAL TO ADOPT THE 2022 FINANCIAL STATEMENTS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 7 | PROPOSAL TO DETERMINE THE DIVIDEND OVER FINANCIAL YEAR 2022 | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 8 | REMUNERATION REPORT | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 9 | PROPOSAL FOR DISCHARGE OF LIABILITIES OF THE MEMBERS OF THE MANAGEMENT BOARD | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 10 | PROPOSAL FOR DISCHARGE OF LIABILITIES OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 11 | PROPOSAL TO REAPPOINT MR. PETER AGNEFJAELL AS MEMBER OF THE SUPERVISORY BOARD | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 12 | PROPOSAL TO REAPPOINT MR. BILL MCEWAN AS MEMBER OF THE SUPERVISORY BOARD | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 13 | PROPOSAL TO REAPPOINT MS. KATIE DOYLE AS MEMBER OF THE SUPERVISORY BOARD | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 14 | PROPOSAL TO APPOINT MS. JULIA VANDER PLOEG AS NEW MEMBER OF THE SUPERVISORY BOARD | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 15 | PROPOSAL TO REAPPOINT MR. FRANS MULLER AS MEMBER OF THE MANAGEMENT BOARD | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 16 | PROPOSAL TO APPOINT MR. JJ FLEEMAN AS NEW MEMBER OF THE MANAGEMENT BOARD | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 17 | PROPOSAL TO REAPPOINT KPMG ACCOUNTANTS N.V. AS EXTERNAL AUDITOR FOR FINANCIAL YEAR 2024 | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 18 | AUTHORIZATION TO ISSUE SHARES | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 19 | AUTHORIZATION TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 20 | AUTHORIZATION TO ACQUIRE COMMON SHARES | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 21 | CANCELLATION OF SHARES | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE AHOLD DELHAIZE N.V. | | N0074E105 | 12-Apr-2023 | Annual General Meeting | 22 | CLOSING (INCLUDING Q&A) | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 23 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 3 | OPENING AND ANNOUNCEMENTS | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 4 | REPORT BY THE BOARD OF MANAGEMENT FOR THE FISCAL YEAR 2022 | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 5 | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2022 | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 6 | PROPOSAL TO APPROVE THE REMUNERATION REPORT FOR THE FISCAL YEAR 2022 (ADVISORY VOTE) | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 7 | EXPLANATION OF THE FINANCIAL AND DIVIDEND POLICY | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 8 | PROPOSAL TO DETERMINE THE DIVIDEND OVER THE FISCAL YEAR 2022 | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 9 | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 10 | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 11 | PROPOSAL TO APPOINT THE EXTERNAL AUDITOR FOR THE FISCAL YEAR 2024 | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 12 | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF MEMBERS OF THE SUPERVISORY BOARD | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 13 | PROPOSAL TO REAPPOINT MRS. J.C.M. SAP AS MEMBER OF THE SUPERVISORY BOARD | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 14 | PROPOSAL TO APPOINT MR. B.J. NOTEBOOM AS MEMBER OF THE SUPERVISORY BOARD | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 15 | PROPOSAL TO APPOINT MR. F. HEEMSKERK AS MEMBER OF THE SUPERVISORY BOARD | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 16 | PROPOSAL TO APPOINT MR. H.H.J. DIJKHUIZEN AS MEMBER OF THE SUPERVISORY BOARD | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 17 | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO RESOLVE THAT THE COMPANY MAY ACQUIRE ITS OWN SHARES | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 18 | PROPOSAL TO REDUCE THE CAPITAL BY CANCELLING OWN SHARES | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 19 | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO ISSUE ORDINARY SHARES | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 20 | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING ORDINARY SHARES | Management | F | 07-Mar-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 21 | ANY OTHER BUSINESS | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 12-Apr-2023 | Annual General Meeting | 22 | VOTING RESULTS AND CLOSURE OF THE MEETING | Non-Voting | M | 07-Mar-2023 | M | Redwood Tactical Internal |
| GERDAU SA | | P2867P113 | 17-Apr-2023 | Annual General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| GERDAU SA | | P2867P113 | 17-Apr-2023 | Annual General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| GERDAU SA | | P2867P113 | 17-Apr-2023 | Annual General Meeting | 3 | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS CAN VOTE ON ITEMS 11, 12, 13 AND 17 ONLY. THANK YOU | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| GERDAU SA | | P2867P113 | 17-Apr-2023 | Annual General Meeting | 8 | 21 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE FROM 14 APR 2023 TO 13 APR 2023. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| GERDAU SA | | P2867P113 | 17-Apr-2023 | Annual General Meeting | 4 | DO YOU WISH TO REQUEST THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ARTICLE 141, 4, II OF LAW 6,404 OF 1976. SHAREHOLDER CAN ONLY FILL OUT THIS FIELD IF HE HAS BEEN THE OWNER, WITHOUT INTERRUPTION, OF THE SHARES WITH WHICH HE OR SHE IS VOTING DURING THE THREE MONTHS IMMEDIATELY PRIOR TO THE HOLDING OF THE GENERAL MEETING. IN THE EVENT THAT YOU HAVE ANSWERED NO OR ABSTAINED, YOUR SHARES WILL NOT BE COUNTED FOR PURPOSES OF THE REQUEST FOR THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GERDAU SA | | P2867P113 | 17-Apr-2023 | Annual General Meeting | 5 | SEPARATE ELECTION OF THE BOARD OF DIRECTORS, PREFERRED SHARES. INDICATION OF MEMBERS TO THE BOARD OF DIRECTORS BY SHAREHOLDERS WHO HOLD PREFERRED SHARES WITHOUT VOTING RIGHTS OR WITH RESTRICTED VOTING RIGHTS. SHAREHOLDER CAN ONLY FILL OUT THIS FIELD IF HE HAS BEEN THE OWNER, WITHOUT INTERRUPTION, OF THE SHARES WITH WHICH HE OR SHE IS VOTING DURING THE THREE MONTHS IMMEDIATELY PRIOR TO THE HOLDING OF THE GENERAL MEETING. . MARCIO HAMILTON FERREIRA, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GERDAU SA | | P2867P113 | 17-Apr-2023 | Annual General Meeting | 6 | IN THE EVENT IT IS FOUND THAT NEITHER THE OWNERS OF SHARES WITH VOTING RIGHTS NOR THE OWNERS OF PREFERRED SHARES WITHOUT VOTING RIGHTS OR WITH RESTRICTED VOTING RIGHTS MAKE UP, RESPECTIVELY, THE QUORUM THAT IS REQUIRED BY ARTICLE 141, I AND II, 4 OF LAW 6,404 OF 1976, DO YOU WANT YOUR VOTE TO BE GROUPED WITH THE VOTES OF THE COMMON SHARES IN ORDER TO ELECT, TO THE BOARD OF DIRECTORS, THE CANDIDATE WITH THE HIGHEST NUMBER OF VOTES AMONG ALL OF THOSE WHO, BEING LISTED ON THIS PROXY CARD, RAN FOR SEPARATE ELECTION | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GERDAU SA | | P2867P113 | 17-Apr-2023 | Annual General Meeting | 7 | SEPARATE ELECTION OF THE FISCAL COUNCIL, PREFERRED SHARES. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL BY PREFERRED SHAREHOLDERS WITHOUT VOTING RIGHTS OR WITH RESTRICTED VOTING RIGHTS. AROLDO SALGADO DE MEDEIROS FILHO, MARCELO RODRIGUES DE FARIAS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.11 AND 3. THANK YOU | Non-Voting | M | 27-Mar-2023 | M | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 2 | TO SET THE NUMBER OF DIRECTORS AT 11 | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 3 | ELECTION OF DIRECTOR: HENRY H. (HANK) KETCHAM | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 4 | ELECTION OF DIRECTOR: DOYLE BENEBY | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 5 | ELECTION OF DIRECTOR: REID E. CARTER | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 6 | ELECTION OF DIRECTOR: RAYMOND FERRIS | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 7 | ELECTION OF DIRECTOR: JOHN N. FLOREN | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 8 | ELECTION OF DIRECTOR: ELLIS KETCHAM JOHNSON | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 9 | ELECTION OF DIRECTOR: BRIAN G. KENNING | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 10 | ELECTION OF DIRECTOR: MARIAN LAWSON | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 11 | ELECTION OF DIRECTOR: COLLEEN M. MCMORROW | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 12 | ELECTION OF DIRECTOR: JANICE G. RENNIE | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 13 | ELECTION OF DIRECTOR: GILLIAN D. WINCKLER | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 14 | TO APPOINT PRICEWATERHOUSECOOPERS LLP, AS THE AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 15 | TO PASS AN ADVISORY RESOLUTION TO APPROVE THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION, AS MORE PARTICULARLY DESCRIBED UNDER ''ADVISORY RESOLUTION ON THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION (SAY ON PAY) '' IN THE ACCOMPANYING INFORMATION CIRCULAR | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| WEST FRASER TIMBER CO.LTD | | 952845105 | 18-Apr-2023 | MIX | 16 | TO PASS AN ORDINARY RESOLUTION TO CONTINUE, AMEND AND RESTATE THE SHAREHOLDER RIGHTS PLAN, AS MORE PARTICULARLY DESCRIBED UNDER ''RESOLUTION TO RECONFIRM THE SHAREHOLDER RIGHTS PLAN'' IN THE ACCOMPANYING INFORMATION CIRCULAR | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| INDORAMA VENTURES PUBLIC COMPANY LTD | | Y39742112 | 25-Apr-2023 | Annual General Meeting | 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 864808 DUE TO RECEIVED UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| INDORAMA VENTURES PUBLIC COMPANY LTD | | Y39742112 | 25-Apr-2023 | Annual General Meeting | 11 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| INDORAMA VENTURES PUBLIC COMPANY LTD | | Y39742112 | 25-Apr-2023 | Annual General Meeting | 2 | TO ACKNOWLEDGE THE REPORT ON THE COMPANY'S OPERATIONAL RESULTS FOR THE YEAR 2022 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| INDORAMA VENTURES PUBLIC COMPANY LTD | | Y39742112 | 25-Apr-2023 | Annual General Meeting | 3 | TO CONSIDER AND APPROVE THE BALANCE SHEET AND PROFIT AND LOSS ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| INDORAMA VENTURES PUBLIC COMPANY LTD | | Y39742112 | 25-Apr-2023 | Annual General Meeting | 4 | TO CONSIDER AND APPROVE THE APPROPRIATION OF PROFIT TO THE LEGAL RESERVE AND DIVIDEND PAYMENT FROM THE COMPANY'S 2022 OPERATING RESULTS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| INDORAMA VENTURES PUBLIC COMPANY LTD | | Y39742112 | 25-Apr-2023 | Annual General Meeting | 5 | TO CONSIDER AND APPROVE THE ELECTION OF DIRECTOR IN REPLACEMENT OF THOSE WHO RETIRE BY ROTATION: MRS. KAISRI NUENGSIGKAPIAN | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| INDORAMA VENTURES PUBLIC COMPANY LTD | | Y39742112 | 25-Apr-2023 | Annual General Meeting | 6 | TO CONSIDER AND APPROVE THE ELECTION OF DIRECTOR IN REPLACEMENT OF THOSE WHO RETIRE BY ROTATION: MR. DILIP KUMAR AGARWAL | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| INDORAMA VENTURES PUBLIC COMPANY LTD | | Y39742112 | 25-Apr-2023 | Annual General Meeting | 7 | TO CONSIDER AND APPROVE THE REDUCTION IN THE TOTAL NUMBER OF DIRECTORS OF THE COMPANY FROM 15 TO 12 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| INDORAMA VENTURES PUBLIC COMPANY LTD | | Y39742112 | 25-Apr-2023 | Annual General Meeting | 8 | TO CONSIDER AND APPROVE THE REMUNERATION OF DIRECTORS FOR THE YEAR 2023 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| INDORAMA VENTURES PUBLIC COMPANY LTD | | Y39742112 | 25-Apr-2023 | Annual General Meeting | 9 | TO CONSIDER AND APPOINT THE COMPANY'S AUDITOR AND FIX THE AUDIT FEE FOR THE YEAR 2023 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| INDORAMA VENTURES PUBLIC COMPANY LTD | | Y39742112 | 25-Apr-2023 | Annual General Meeting | 10 | ANY OTHER BUSINESSES (IF ANY) | Management | A | 16-Apr-2023 | A | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1.1 TO 1.12 AND 3,4,5,6,7 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBER 2. THANK YOU | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 2 | ELECTION OF DIRECTOR: A.J. BALHUIZEN | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 3 | ELECTION OF DIRECTOR: H.M. CONGER, IV | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 4 | ELECTION OF DIRECTOR: E.C. DOWLING, JR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 5 | ELECTION OF DIRECTOR: N.B. KEEVIL, III | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 6 | ELECTION OF DIRECTOR: T.L. MCVICAR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 7 | ELECTION OF DIRECTOR: S.A. MURRAY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 8 | ELECTION OF DIRECTOR: U.M. POWER | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 9 | ELECTION OF DIRECTOR: J.H. PRICE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 10 | ELECTION OF DIRECTOR: Y. SAGAWA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 11 | ELECTION OF DIRECTOR: P.G. SCHIODTZ | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 12 | ELECTION OF DIRECTOR: T.R. SNIDER | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 13 | ELECTION OF DIRECTOR: S.A. STRUNK | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 14 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS TECK'S AUDITOR AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 15 | APPROVAL OF SEPARATION: SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET OUT IN APPENDIX "A" TO THE MANAGEMENT PROXY CIRCULAR DATED MARCH 23, 2023 (THE "CIRCULAR"), TO APPROVE, PURSUANT TO AN INTERIM ORDER OF THE SUPREME COURT OF BRITISH COLUMBIA DATED MARCH 23, 2023, AN ARRANGEMENT PURSUANT TO SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT ("SEPARATION") PURSUANT TO WHICH, AMONG OTHER THINGS, SHAREHOLDERS OF TECK WILL RECEIVE COMMON SHARES IN A NEW PUBLIC COMPANY CALLED "ELK VALLEY RESOURCES LTD." ("EVR"), CASH OR A COMBINATION THEREOF, DETERMINED IN ACCORDANCE WITH THE ELECTION, ALLOCATION AND PRORATION PROVISIONS DETERMINED IN ACCORDANCE WITH THE SEPARATION, IN EXCHANGE FOR A REDUCTION OF THE STATED CAPITAL MAINTAINED IN RESPECT OF TECK'S SHARES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 16 | TO APPROVE A STOCK OPTION PLAN FOR EVR, AS MORE FULLY DESCRIBED IN THE CIRCULAR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 17 | TO APPROVE A SHAREHOLDER RIGHTS PLAN FOR EVR, AS MORE FULLY DESCRIBED IN THE CIRCULAR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 18 | APPROVAL OF DUAL CLASS AMENDMENT: SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET OUT IN APPENDIX "B" TO THE CIRCULAR, TO APPROVE, PURSUANT TO AN INTERIM ORDER OF THE SUPREME COURT OF BRITISH COLUMBIA DATED MARCH 23, 2023, AN ARRANGEMENT PURSUANT TO SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT (THE "DUAL CLASS AMENDMENT") TO EXCHANGE EACH ISSUED AND OUTSTANDING CLASS A COMMON SHARE OF TECK FOR (I) ONE NEW CLASS A COMMON SHARE OF TECK WHICH WILL AUTOMATICALLY CONVERT INTO CLASS B SUBORDINATE VOTING SHARES OF TECK ON THE SIXTH ANNIVERSARY OF THE DUAL CLASS AMENDMENT AND (II) 0.67 OF A CLASS B SUBORDINATE VOTING SHARE OF TECK | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| TECK RESOURCES LTD | | 878742204 | 26-Apr-2023 | MIX | 19 | TO APPROVE AN ADVISORY RESOLUTION ON TECK'S APPROACH TO EXECUTIVE COMPENSATION | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 2.A TO 2.M AND 3,4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBER 1. THANK YOU | Non-Voting | M | 27-Mar-2023 | M | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 2 | APPOINT PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF THE CORPORATION | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 3 | ELECTION OF DIRECTOR: KEITH M. CASEY | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 4 | ELECTION OF DIRECTOR: CANNING K.N. FOK | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 5 | ELECTION OF DIRECTOR: JANE E. KINNEY | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 6 | ELECTION OF DIRECTOR: HAROLD N. KVISLE | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 7 | ELECTION OF DIRECTOR: EVA L. KWOK | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 8 | ELECTION OF DIRECTOR: MELANIE A. LITTLE | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 9 | ELECTION OF DIRECTOR: RICHARD J. MARCOGLIESE | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 10 | ELECTION OF DIRECTOR: JONATHAN M. MCKENZIE | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 11 | ELECTION OF DIRECTOR: CLAUDE MONGEAU | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 12 | ELECTION OF DIRECTOR: ALEXANDER J. POURBAIX | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 13 | ELECTION OF DIRECTOR: WAYNE E. SHAW | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 14 | ELECTION OF DIRECTOR: FRANK J. SIXT | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 15 | ELECTION OF DIRECTOR: RHONDA I. ZYGOCKI | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 16 | ACCEPT THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CENOVUS ENERGY INC | | 15135U109 | 26-Apr-2023 | Annual General Meeting | 17 | APPROVE THE SHAREHOLDER PROPOSAL ON LOBBYING REPORTING | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 3 | TO APPROVE THE DIRECTORS REMUNERATION POLICY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 4 | TO RE-ELECT H LUND AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 5 | TO RE-ELECT B LOONEY AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 6 | TO RE-ELECT M AUCHINCLOSS AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 7 | TO RE-ELECT P R REYNOLDS AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 8 | TO RE-ELECT M B MEYER AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 9 | TO RE-ELECT T MORZARIA AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 10 | TO RE-ELECT J SAWERS AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 11 | TO RE-ELECT P DALEY AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 12 | TO RE-ELECT K RICHARDSON AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 13 | TO RE-ELECT J TEYSSEN AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 14 | TO ELECT A BLANC AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 15 | TO ELECT S PAI AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 16 | TO ELECT H NAGARAJAN AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 17 | TO REAPPOINT DELOITTE LLP AS AUDITOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 18 | TO AUTHORIZE THE AUDIT COMMITTEE TO FIX THE AUDITOR'S REMUNERATION | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 19 | TO AUTHORIZE THE COMPANY TO MAKE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 20 | TO AUTHORIZE THE DIRECTORS TO ALLOT SHARES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 21 | TO AUTHORIZE THE DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 22 | TO AUTHORIZE THE ADDITIONAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 23 | TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 24 | TO AUTHORIZE THE CALLING OF GENERAL MEETINGS OF THE COMPANY (NOT BEING AN ANNUAL GENERAL MEETING) BY NOTICE OF AT LEAST 14 CLEAR DAYS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BP PLC | | G12793108 | 27-Apr-2023 | Annual General Meeting | 25 | FOLLOW THIS SHAREHOLDER RESOLUTION ON CLIMATE CHANGE TARGETS | Shareholder | N | 16-Apr-2023 | N | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | ExtraOrdinary General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | ExtraOrdinary General Meeting | 3 | RESOLVE THE ADJUSTS TO THE BYLAWS,AS DETAILED IN THE PROPOSAL,TO BLOCK A A1.INCLUDE,IN PARAGRAPH 2 OF ART22,REF.TO ESTABLISH ATTRIBUTIONS TO THE BOARD BOD BY MEANS OF INTERNAL REGULATION.A2ADJUST THE DEF. OF HOLDER OF ACCESS AUTHORIZATION,TO ALIGHT WITH THE CONCEPT OF PARTICIPANT OF CVM RESOL.135 RES ADJUSTING PARAGRAPH 8 AND 9 OF ART22 AND PARAGRAPH 1 OF ART28.A3ADAPT THE DEF. OF INDEPENDENT AND NONBOUND DIRECTOR TO THE RES, WITH THE ALTERATION OF LINES A,B,C AND INCLUSION LINE D IN PARAGRAPH 10 OF ART22.A4ADAPT TO THE RES THE REQUIREMENTS FOR INVESTITURE OF A MEMBER OF THE BOARD, ADJUSTING PARAGRAPH 2 OF ART23.A5ADJUST THE BOD POWERS TO THE RES, ADJUSTING LINES A,B,I AND J OF ART30.A6INCLUDE,IN THE ART33, THE NEED TO COMPLY WITH THE REQUIREMENTS OF THE PARAGRAPH 4 OF ART. 22. FOR INVESTITURE AS A MEMBER OF THE EXEC. BOARD.A7INCLUDE REF. TO THE PROVISION OF ATTRIBUTIONS OF THE BODIES IN INTERNAL REGULATIONS,AS RES, ADJUSTING THE ART 35,OF THE CURRENT PARAGRAPH 3 OF ART 45,OF ART48, F THE SOLE PARAGRAPH OF ART49,OF PARAGRAPH 1 OF ART51 AND OF THE SOLEPARAGRAPH OF ART52.A8CONSOLIDATE THE REF. TO THE INTERNAL COMMITTEES, WITH THE INCLUSION OF A NEW PARAGRAPH 3 TO ART35,REALLOCATION OF LINE L OF ART37 TO ART39 AND INCLUSION,IN THE LATTER ART,OF THE SOLE PARAGRAPH ,MAKING IT CLEARER THAT COMMITTEES WILL FUNCTION ACCORDING TO THEIR REGULATIONS AND THAT THE EXEC. BOARD WILL APPROVE,AS PER CONFERRED BY THE RES.A9 I. REFLECT IN ART73 THE POSSIBILITY OF SELF REGULATORY ACTIVITIES BEING EXERCISED BY AN ASSOCIATION,NOT NECESSARILY BY A COMPANY, AS RES. AND II. HARMONIZE THE WORDING OF THE REFERRED ART TO THE PROVISIONS OF THE RES.A10ADJUST THE WORDING I. OF LINES A, D, E AND F OF THE SOLE PARAGRAPH OF ART3 TO INCLUDE MENTION TO THE CLEARING AND DEPOSIT SYSTEMS. AND II. ADJUST THE WORDING OF THESE ITEMS,OF LINE B OF THE SAME ART AND OF ITEM C OF ART47 TO HARMONIZE WITH THE WORDING OF THE RES.A11EXCLUDE FROM THE BYLAWS THE ANALYSIS OF CHANGES IN THE CORPORATE CONTROL AND THE APPOINTMENT MANAGERS OF COMPANIES THAT ARE AUTHORIZED TO OPERATE IN THE TRADING OR REGISTRATION SYSTEMS OF THE MARKETS MANAGED BY B3,EXCLUDING PART OF THE CURRENT LINE M OF ART35,SINCE THIS IS A BROADER OBLIGATION | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | ExtraOrdinary General Meeting | 4 | BLOCK B. CORPORATE PURPOSE B.1. I. ALIGN THE TEXT OF ITEM II OF ARTICLE 3 TO THE PROVISIONS OF THE RESOLUTION. II. CHANGE ITEM XIII OF THE REFERRED ARTICLE, SINCE THE CURRENT TEXT ALREADY PROVIDES FOR PRIOR AUTHORIZATION BY THE REGULATORY AGENCIES, AS APPLICABLE, AND ANY NEW ACTIVITIES MUST FOLLOW THE PROPER REGULATION, IF ANY AND III. CHANGE ITEM XIV, SINCE THE ACTIVITIES CARRIED OUT BY THE ENTITIES IN WHICH THE COMPANY WILL HAVE AN INTEREST MUST RESPECT THE CURRENT REGULATION, AS APPLICABLE, AS WELL AS THE INVESTMENT DECISION MAKING GOVERNANCE ALREADY PROVIDED FOR IN THE BYLAWS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | ExtraOrdinary General Meeting | 5 | BLOCK C. CAPITAL STOCK C.1. CHANGE THE EXPRESSION OF THE COMPANYS CAPITAL STOCK IN ARTICLE 5 TO REFLECT THE CANCELLATION OF 280 MILLION SHARES HELD IN TREASURY, AS APPROVED BY THE BOARD OF DIRECTORS ON MARCH 23, 2023 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | ExtraOrdinary General Meeting | 6 | BLOCK D. SYSTEM FOR ELECTING MEMBERS OF THE BOARD OF DIRECTORS D.1. AMEND THE CAPUT AND PARAGRAPH OF ARTICLE 23, AS WELL AS THE CAPUT AND PARAGRAPH 1, 2 AND 4 OF ARTICLE 24, TO EXPRESSLY PROVIDE THAT THE SHAREHOLDERS MEETINGS FOR ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS WILL NOT NECESSARILY BE HELD USING THE SLATE SYSTEM, AND THAT THE BOARD OF DIRECTORS, WHEN CALLING THE MEETING, MAY DEFINE THAT THEY BE HELD BY INDIVIDUAL VOTE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | ExtraOrdinary General Meeting | 7 | BLOCK E. POWERS OF THE PRESIDENT E.1. TRANSFER POWERS FROM THE PRESIDENT, CURRENT ARTICLE 35, LINES H, I, J, L, M, P AND Q, TO THE EXECUTIVE BOARD, ACCORDING TO THE NEW LINES B, C, D, E, F, G AND H PROPOSED IN THE NEW PARAGRAPH 1, WITH THE CONSEQUENT TRANSFER OF THE TERM RULE FOR PRECAUTIONARY SUSPENSION, CURRENT ARTICLE 35, PARAGRAPH 1, TO PARAGRAPH 3 OF ARTICLE 37. E.2. BOARD OF DIRECTORS COMPETENCE TO APPEAL THE DECISIONS MADE BY THE EXECUTIVE BOARD. INCLUDE PARAGRAPH 2 IN ARTICLE 37, DUE TO THE DELEGATIONS REFERRED TO IN ITEM E.1 ABOVE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | ExtraOrdinary General Meeting | 8 | BLOCK F. COMPOSITION OF THE AUDIT COMMITTEE. F.1. ADJUST THE CAPUT OF ARTICLE 46 TO ALLOW FOR DIFFERENT CONFIGURATIONS IN THE COMPOSITION OF THE AUDIT COMMITTEE, INCLUDING INCREASING THE NUMBER OF DIRECTORS ON THIS COMMITTEE, WHILE MAINTAINING THE REQUIREMENT THAT ALL OF THEM BE INDEPENDENT MEMBERS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | ExtraOrdinary General Meeting | 9 | BLOCK G. INDEMNITY. G.1. INCLUDE, IN ARTICLE 76, THE MEMBERS OF THE FISCAL COUNCIL , IF INSTALLED, AS INDEMNITY BENEFICIARIES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | ExtraOrdinary General Meeting | 10 | BLOCK H. INVESTITURE OF BOARD MEMBERS. H.1. INCLUDE PARAGRAPH 6 IN ARTICLE 23 AND PARAGRAPH 5 IN ARTICLE 24, TO PROVIDE THAT THE INVESTITURE OF CANDIDATES TO THE BOARD OF DIRECTORS NOMINATED BY SHAREHOLDERS MUST RESPECT THE ELIGIBILITY REQUIREMENTS PROVIDED BY THE COMPANY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | ExtraOrdinary General Meeting | 11 | BLOCK I. OTHER ADJUSTMENTS. I.1. ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS, BOD, TO THE EXECUTIVE BOARD. ADJUST THE WORDING OF PARAGRAPH 1 OF ART 22 IN ORDER TO MAKE EXPLICIT THAT THE OBJECTIVE OF THE PROVISION IS NOT TO ALLOW THE TWO POSITIONS TO BE HELD SIMULTANEOUSLY. I.2. EXCLUDE PARAGRAPH 1 OF ART 30, AS IT REPEATS CONTENT ALREADY REFLECTED IN LINE H OF ART 37. I.3. REFLECT THE CURRENT REPORTING STRUCTURE OF THE EXECUTIVE BOARD IN PARAGRAPH 2 OF ART 32. I.4. EXCLUDE, FROM LINE A OF ART 37, THE MENTION OF THE INTERNAL REGULATION OF THE STATUTORY MANAGEMENT, KEEPING ONLY THAT OF THE EXECUTIVE BOARD, CONSIDERING THAT ONLY THE EXECUTIVE BOARD HAS ATTRIBUTIONS AS A COLLEGIATE BODY. I.5. EXCLUDE, FROM LINE J OF ART 37, A PASSAGE WITH CONTENT ALREADY REFLECTED IN ART 39, CAPUT. I.6. EXCLUDE MENTION OF THE ATTRIBUTIONS OF THE BOD COMMITTEES RELATED TO THE COMPANIES IN WHICH THE COMPANY HOLDS AN INTEREST, WITH THE CONSEQUENT EXCLUSION OF PARAGRAPH 1 OF ART 45, ALTERATION OF LINE C OF ART 47, AND ALTERATION OF THE SOLE PARAGRAPH OF ART 49 AND ITS LINE I. I.7. REGARDING THE REPRESENTATION OF THE COMPANY, INCLUDE A NEW PARAGRAPH 3 TO CLARIFY THE TERM ROUTINE ACTS, WITH THE CONSEQUENT EXCLUSION OF THE CURRENT LINE A OF PARAGRAPH 2 OF ART 43 AND ADJUSTMENT OF THE WORDING OF THE CURRENT LINE D OF THE SAME PROVISION. I.8. INCLUDE, IN LINE F OF ART 37, THE EXECUTIVE BOARDS COMPETENCE TO AUTHORIZE OPERATIONS WITH INTANGIBLE ASSETS OF THE PERMANENT ASSETS WITH A VALUE LOWER THAN THE REFERENCE VALUE, RV. I.9. INCLUDE A NEW LINE T IN AER 37, CONFERRING ON THE EXECUTIVE BOARD THE AUTHORITY TO DELIBERATE ON THE PROVISION OF GUARANTEES TO THIRD PARTY OBLIGATIONS IN AN AMOUNT LESS THAN 10 PERCENT OF THE RV. I.10. ADJUST THE WORDING OF ART 47 TO MAKE IT CLEAR THAT THE AUDIT COMMITTEE SHALL HAVE, IN ADDITION TO THE DUTIES SET FORTH IN THE REGULATIONS AND ITS INTERNAL REGULATION, THOSE SET FORTH IN THE BYLAWS. I.11. OTHER WORDING ADJUSTMENTS, CROSS REFERENCING AND RENUMBERING IN THE CURRENT ART 22, PARAGRAPH 6, LINE A 30, PARAGRAPH 2 35, LINES K, N AND O AND PARAGRAPH 1. 37, LINES M TO T, PARAGRAPH 1 AND ITS LINES 43, PARAGRAPH 2, LINES B AND C 45, PARAGRAPH 2 68, PARAGRAPH 1 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | ExtraOrdinary General Meeting | 12 | TO RESTATE THE COMPANYS BYLAWS SO AS TO REFLECT THE AMENDMENTS MENTIONED ABOVE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 25 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 2 | TO RESOLVE ON THE MANAGEMENT ACCOUNTS AND THE FINANCIAL STATEMENTS REFERRING TO THE FISCAL YEAR ENDED DECEMBER 31, 2022 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 3 | TO RESOLVE ON THE ALLOCATION OF INCOME IN THE FISCAL YEAR ENDED DECEMBER 31, 2022, ON THE FOLLOWING TERMS AS DETAILED IN THE MANAGEMENT PROPOSAL I. TO ALLOCATE PART OF THE CORPORATE NET INCOME FOR THE FISCAL YEAR TO THE ACCOUNT OF DIVIDENDS, IN AN AMOUNT CORRESPONDING TO BRL 2,282,604,000.00, OF WHICH BRL 2,070,014,000.00 HAVE ALREADY BEEN PAID TO THE SHAREHOLDERS AS DIVIDENDS AND INTEREST ON EQUITY, DURING THE YEAR, BASED ON ARTICLE 57 OF THE BYLAWS, WITH A REMAINING BALANCE OF BRL 212,590,000.00 TO BE DISTRIBUTED AS DIVIDENDS, AS DETAILED IN THE MANAGEMENT PROPOSAL II. ALLOCATE THE AMOUNTS RECORDED UNDER RETAINED EARNINGS DURING THE YEAR, IN THE AMOUNT OF BRL 1,945,002,580.83 TO THE STATUTORY RESERVE, PURSUANT TO ARTICLE 56, PARAGRAPH 1, II. OF THE BYLAWS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 4 | TO DEFINE THAT THE COMPANY'S BOARD OF DIRECTORS WILL BE COMPOSED OF ELEVEN MEMBERS IN THE 2023 AT 2025 TERM | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 5 | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS BY SLATE NOMINATION OF ALL THE NAMES THAT COMPOSE THE SLATE. THE VOTES INDICATED IN THIS SECTION WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: ANA DOLORES MOURA CARNEIRO DE NOVAES ANTONIO CARLOS QUINTELLA CAIO IBRAHIM DAVID CLAUDIA DE SOUZA FERRIS CLAUDIA FARKOUH PRADO CRISTINA ANNE BETTS FLORIAN BARTUNEK GUILHERME AFFONSO FERREIRA MAURICIO MACHADO DE MINAS PEDRO PAULO GIUBBINA LORENZINI RODRIGO GUEDES XAVIER | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 6 | IF ONE OF THE CANDIDATES THAT COMPOSES YOUR CHOSEN SLATE LEAVES IT, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE SAME SLATE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 7 | FOR THE PROPOSAL 6 REGARDING THE ADOPTION OF CUMULATIVE VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL 7.1 TO 7.11. IN THIS CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS. | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 8 | IN CASE OF A CUMULATIVE VOTING PROCESS, SHOULD THE CORRESPONDING VOTES TO YOUR SHARES BE EQUALLY DISTRIBUTED AMONG THE MEMBERS OF THE SLATE THAT YOUVE CHOSEN. IF THE SHAREHOLDER CHOOSES YES AND ALSO INDICATES THE APPROVE ANSWER TYPE FOR SPECIFIC CANDIDATES AMONG THOSE LISTED BELOW, THEIR VOTES WILL BE DISTRIBUTED PROPORTIONALLY AMONG THESE CANDIDATES. IF THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE ELECTION OCCURS BY THE CUMULATIVE VOTING PROCESS, THE SHAREHOLDERS VOTE SHALL BE COUNTED AS AN ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 9 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: ANA DOLORES MOURA CARNEIRO DE NOVAES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 10 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: ANTONIO CARLOS QUINTELLA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 11 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: CAIO IBRAHIM DAVID | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 12 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: CLAUDIA DE SOUZA FERRIS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 13 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: CLAUDIA FARKOUH PRADO | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 14 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: CRISTINA ANNE BETTS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 15 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: FLORIAN BARTUNEK | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 16 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: GUILHERME AFFONSO FERREIRA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 17 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: MAURICIO MACHADO DE MINAS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 18 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: PEDRO PAULO GIUBBINA LORENZINI | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 19 | VIEW OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: RODRIGO GUEDES XAVIER | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 20 | TO RESOLVE ON THE AGGREGATE COMPENSATION OF THE MANAGERS FOR YEAR 2023 IN THE AMOUNT OF BRL 136,019,485.31, UNDER THE TERMS OF THE MANAGEMENT PROPOSAL | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 21 | DO YOU WISH TO REQUEST THE INSTALLATION THE FISCAL COUNCIL, PURSUANT TO ARTICLE 161 OF LAW NO. 6.404, OF 1976 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 22 | ELECTION OF MEMBERS OF THE FISCAL COUNCIL BY SLATE NOMINATION OF ALL THE NAMES THAT COMPOSE THE SLATE: ANDRE COJI AND MARIA PAULA SOARES ARANHA ANGELA APARECIDA SEIXAS AND ESTELA MARIS VIEIRA DE SOUZA MARCUS MOREIRA DE ALMEIDA AND INES CORREA DE SOUZA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 23 | IF ONE OF THE CANDIDATES OF THE SLATE LEAVES IT, TO ACCOMMODATE THE SEPARATE ELECTION REFERRED TO IN ARTICLES 161, PARAGRAPH 4, AND 240 OF LAW 6404, OF 1976, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED TO THE SAME SLATE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| B3 SA - BRASIL BOLSA BALCAO | | P1909G107 | 27-Apr-2023 | Annual General Meeting | 24 | IN THE EVENT OF INSTALLATION OF THE FISCAL COUNCIL, TO FIX ITS COMPENSATION, UNDER THE CORPORATE LAW, IN BRL 546,480.00 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 3 | EXAMINATION OF MANAGEMENT ACCOUNTS, EXAMINATION, DISCUSSION AND VOTING OF THE ANNUAL REPORT AND THE COMPANYS FINANCIAL STATEMENTS, ACCOMPANIED BY THE INDEPENDENT AUDITORS REPORT AND THE FISCAL COUNCIL REPORT FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 4 | PROPOSAL FOR THE ALLOCATION OF THE RESULTS OF THE FINANCIAL YEAR OF 2022 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 5 | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS BY SLATE NOMINATION OF ALL THE NAMES THAT COMPOSE THE SLATE THE VOTES INDICATED IN THIS SECTION WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE . PIETRO ADAMO SAMPAIO MENDES JEAN PAUL TERRA PRATES EFRAIN PEREIRA DA CRUZ VITOR EDUARDO DE ALMEIDA SABACK EUGENIO TIAGO CHAGAS CORDEIRO E TEIXEIRA BRUNO MORETTI SERGIO MACHADO REZENDE SUZANA KAHN RIBEIRO | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 6 | IF ONE OF THE CANDIDATES THAT COMPOSES YOUR CHOSEN SLATE LEAVES IT, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE SAME SLATE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 7 | DO YOU WISH TO REQUEST THE CUMULATIVE VOTING FOR THE ELECTION OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ART. 141 OF LAW 6,404, OF 1976. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, THEIR SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF THE CUMULATIVE VOTING REQUEST | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 8 | FOR THE PROPOSAL 6 REGARDING THE ADOPTION OF CUMULATIVE VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL 7.1 TO 7.10 IN THIS CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 9 | TO ELECT THE MEMBERS OF THE BOARD OF DIRECTORS PER CANDIDATE. CUMULATIVE VOTING IN CASE OF A CUMULATIVE VOTING PROCESS, SHOULD THE CORRESPONDING VOTES TO YOUR SHARES BE EQUALLY DISTRIBUTED AMONG THE CANDIDATES INDICATED BELLOW. IF THE SHAREHOLDER CHOOSES YES, ONLY THE CANDIDATES LISTED BELOW WITH THE ANSWER TYPE APPROVE WILL BE CONSIDERED IN THE PROPORTIONAL PERCENTAGE DISTRIBUTION. IF THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE ELECTION OCCURS BY THE CUMULATIVE VOTING PROCESS, THE SHAREHOLDERS VOTE SHALL BE COUNTED AS AN ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER HOLDING VOTING SHARES ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 10 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: PIETRO ADAMO SAMPAIO MENDES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 11 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: JEAN PAUL TERRA PRATES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 12 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: EFRAIN PEREIRA DA CRUZ | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 13 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: VITOR EDUARDO DE ALMEIDA SABACK | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 14 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: EUGENIO TIAGO CHAGAS CORDEIRO E TEIXEIRA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 15 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: BRUNO MORETTI | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 16 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: SERGIO MACHADO REZENDE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 17 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: SUZANA KAHN RIBEIRO | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 18 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: JOSE JOAO ABDALLA FILHO | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 19 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: MARCELO GASPARINO DA SILVA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 20 | TO ELECT THE CHAIRMAN OF THE BOARD OF DIRECTORS. POSITIONS LIMITED TO 1. NOMINATION OF CANDIDATES FOR CHAIRMAN OF THE BOARD OF DIRECTORS: PIETRO ADAMO SAMPAIO MENDES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 21 | PROPOSAL TO ESTABLISH FIVE MEMBERS FOR THE FISCAL COUNCIL | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 22 | TO ELECT THE MEMBERS OF THE FISCAL COUNCIL BY SLATE. NOMINATION OF ALL THE NAMES THAT COMPOSE THE SLATE: VIVIANE APARECIDA DA SILVA VARGA AND OTAVIO LADEIRA DE MEDEIROS DANIEL CABALEIRO SALDANHA AND GUSTAVO GONCALVES MANFRIM CRISTINA BUENO CAMATTA AND SIDNEI BISPO | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 23 | IF ONE OF THE CANDIDATES OF THE SLATE LEAVES IT, TO ACCOMMODATE THE SEPARATE ELECTION REFERRED TO IN ARTICLES 161, PARAGRAPH 4, AND 240 OF LAW 6404, OF 1976, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED TO THE SAME SLATE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 24 | SEPARATE ELECTION OF A MEMBER OF THE FISCAL COUNCIL BY MINORITY SHAREHOLDERS. NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL BY MINORITY SHAREHOLDERS WITH VOTING RIGHTS. THE SHAREHOLDER MUST FILL THIS FIELD IF THE GENERAL ELECTION FIELD WAS LEFT IN BLANK: MICHELE DA SILVA GONSALES TORRES AND ALOISIO MACARIO FERREIRA DE SOUZA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 25 | COMPENSATION OF MANAGEMENT MEMBERS, FISCAL COUNCIL MEMBERS AND OF THE MEMBERS OF THE STATUTORY ADVISORY COMMITTEES OF THE BOARD OF DIRECTORS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| PETROLEO BRASILEIRO SA - PETROBRAS | | P78331132 | 27-Apr-2023 | Annual General Meeting | 26 | IN THE EVENT OF A SECOND CALL OF THIS GENERAL MEETING, MAY THE VOTING INSTRUCTIONS INCLUDED IN THIS BALLOT FORM BE CONSIDERED ALSO FOR THE SECOND CALL OF THE MEETING | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | ExtraOrdinary General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | ExtraOrdinary General Meeting | 2 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | ExtraOrdinary General Meeting | 3 | AMENDMENT OF THE CAPUT OF ARTICLE 5 OF VALES BY LAWS CONSIDERING THE CANCELLATION OF ORDINARY SHARES ISSUED BY VALE APPROVED BY THE BOARD OF DIRECTORS ON MARCH 13, 2023 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 1 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED TO LODGE VOTING INSTRUCTIONS (DEPENDENT UPON THE AVAILABILITY AND USAGE OF THE BRAZILIAN REMOTE VOTING PLATFORM). IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 2 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 878778 DUE TO RECEIVED UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 3 | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 4 | EVALUATION OF MANAGEMENTS REPORT AND ACCOUNTS AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2022 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 5 | PROPOSAL FOR THE ALLOCATION OF THE RESULTS FOR THE FISCAL YEAR 2022 AND THE APPROVAL OF THE CAPITAL EXPENDITURE, FOR THE PURPOSES OF ART. 196 OF LAW NO. 6,404 1976 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 6 | FIXING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT 13 EFFECTIVE MEMBERS AND 1 ALTERNATE MEMBER | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 7 | DO YOU WISH TO REQUEST THE CUMULATIVE VOTING FOR THE ELECTION OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ART. 141 OF LAW 6,404, OF 1976. IF THE SHAREHOLDER CHOOSES NO OR ABSTAIN, HER SHARES WILL NOT BE COMPUTED FOR THE REQUEST OF THE CUMULATIVE VOTING REQUEST | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 8 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: DANIEL ANDRE STIELER | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 9 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: DOUGLAS JAMES UPTON, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 10 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: FERNANDO JORGE BUSO GOMES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 11 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: JOAO LUIZ FUKUNAGA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 12 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: JOSE LUCIANO DUARTE PENIDO, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 13 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: LUIS HENRIQUE CALS DE BEAUCLAIR GUIMARAES, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 14 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: MANUEL LINO SILVA DE SOUSA OLIVEIRA, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 15 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: MARCELO GASPARINO DA SILVA, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 16 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: PAULO HARTUNG, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 17 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: RACHEL DE OLIVEIRA MAIA, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 18 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: SHUNJI KOMAI | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 19 | ELECTION OF THE BOARD OF DIRECTORS BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 12. NOMINATION OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER CAN NOMINATE AS MANY CANDIDATES AS THE NUMBERS OF VACANCIES TO BE FILLED IN THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FILED WILL BE DISREGARDED IF THE SHAREHOLDER WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION REFERRED TO IN THESE FIELDS TAKES PLACE: VERA MARIE INKSTER, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 20 | FOR THE PROPOSAL 6 REGARDING THE ADOPTION OF CUMULATIVE VOTING, PLEASE BE ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON THIS PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE DIRECTORS IN PROPOSAL 7.1 TO 7.12. IN THIS CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 21 | IN CASE OF A CUMULATIVE VOTING PROCESS, SHOULD THE CORRESPONDING VOTES TO YOUR SHARES BE EQUALLY DISTRIBUTED AMONG THE CANDIDATES THAT YOU VE CHOSEN. IF THE SHAREHOLDER CHOOSES, YES, AND ALSO INDICATES THE, APPROVE, ANSWER TYPE FOR SPECIFIC CANDIDATES AMONG THOSE LISTED BELOW, AND ALSO INDICATES THE, APPROVE, ANSWER TYPE FOR SPECIFIC CANDIDATES AMONG THOSE LISTED BELOW, THEIR VOTES WILL BE DISTRIBUTED PROPORTIONALLY AMONG THESE CANDIDATES. IF THE SHAREHOLDER CHOOSES TO, ABSTAIN, AND THE ELECTION OCCURS BY THE CUMULATIVE VOTING PROCESS, THE SHAREHOLDERS VOTE SHALL BE COUNTED AS AN ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 22 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: DANIEL ANDRE STIELER | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 23 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: DOUGLAS JAMES UPTON, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 24 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: FERNANDO JORGE BUSO GOMES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 25 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: JOAO LUIZ FUKUNAGA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 26 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: JOSE LUCIANO DUARTE PENIDO, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 27 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: LUIS HENRIQUE CALS DE BEAUCLAIR GUIMARAES, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 28 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: MANUEL LINO SILVA DE SOUSA OLIVEIRA, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 29 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: MARCELO GASPARINO DA SILVA, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 30 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: PAULO HARTUNG, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 31 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: RACHEL DE OLIVEIRA MAIA, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 32 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: SHUNJI KOMAI | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 33 | VIEW OF ALL THE CANDIDATES TO INDICATE THE CUMULATIVE VOTING DISTRIBUTION: VERA MARIE INKSTER, INDEPENDENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 34 | NOMINATION OF CANDIDATES FOR CHAIRMAN OF THE BOARD OF DIRECTORS: DANIEL ANDRE STIELER | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 35 | NOMINATION OF CANDIDATES FOR VICE CHAIRMAN OF THE BOARD OF DIRECTORS: MARCELO GASPARINO DA SILVA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 36 | ELECTION OF THE FISCAL COUNCIL BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 4 NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTION: HELOISA BELOTTI BEDICKS AND JANDARACI FERREIRA DE ARAUJO | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 37 | ELECTION OF THE FISCAL COUNCIL BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 4 NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTION: MARCIO DE SOUZA AND ANA MARIA LOUREIRO RECART | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 38 | ELECTION OF THE FISCAL COUNCIL BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 4 NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTION: PAULO CLOVIS AYRES FILHO AND GUILHERME JOSE DE VASCONCELOS CERQUEIRA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 39 | ELECTION OF THE FISCAL COUNCIL BY CANDIDATE. TOTAL MEMBERS TO BE ELECTED, 4 NOMINATION OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY NOMINATE AS MANY CANDIDATES AS THERE ARE SEATS TO BE FILLED IN THE GENERAL ELECTION: RAPHAEL MANHAES MARTINS AND ADRIANA DE ANDRADE SOLE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| VALE SA | | P9661Q155 | 28-Apr-2023 | Annual General Meeting | 40 | ESTABLISHMENT OF THE REMUNERATION OF THE ADMINISTRATORS AND THE MEMBERS OF THE FISCAL COUNCIL FOR THE YEAR 2023 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.12 AND 2. THANK YOU | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 2 | ELECTION OF DIRECTOR: D. M. BRISTOW | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 3 | ELECTION OF DIRECTOR: H. CAI | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 4 | ELECTION OF DIRECTOR: G. A. CISNEROS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 5 | ELECTION OF DIRECTOR: C. L. COLEMAN | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 6 | ELECTION OF DIRECTOR: I. A. COSTANTINI | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 7 | ELECTION OF DIRECTOR: J. M. EVANS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 8 | ELECTION OF DIRECTOR: B. L. GREENSPUN | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 9 | ELECTION OF DIRECTOR: J. B. HARVEY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 10 | ELECTION OF DIRECTOR: A. N. KABAGAMBE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 11 | ELECTION OF DIRECTOR: A. J. QUINN | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 12 | ELECTION OF DIRECTOR: M. L. SILVA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 13 | ELECTION OF DIRECTOR: J. L. THORNTON | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 14 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| BARRICK GOLD CORPORATION | | 067901108 | 02-May-2023 | Annual General Meeting | 15 | ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| IMPERIAL OIL LTD | | 453038408 | 02-May-2023 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1.A TO 1.G, 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBER 2. THANK YOU | Non-Voting | M | 19-Mar-2023 | M | Redwood Tactical Internal |
| IMPERIAL OIL LTD | | 453038408 | 02-May-2023 | Annual General Meeting | 2 | ELECTION OF DIRECTOR: D.W. (DAVID) CORNHILL | Management | F | 19-Mar-2023 | F | Redwood Tactical Internal |
| IMPERIAL OIL LTD | | 453038408 | 02-May-2023 | Annual General Meeting | 3 | ELECTION OF DIRECTOR: B.W. (BRADLEY) CORSON | Management | F | 19-Mar-2023 | F | Redwood Tactical Internal |
| IMPERIAL OIL LTD | | 453038408 | 02-May-2023 | Annual General Meeting | 4 | ELECTION OF DIRECTOR: M.R. (MATTHEW) CROCKER | Management | F | 19-Mar-2023 | F | Redwood Tactical Internal |
| IMPERIAL OIL LTD | | 453038408 | 02-May-2023 | Annual General Meeting | 5 | ELECTION OF DIRECTOR: S.R. (SHARON) DRISCOLL | Management | F | 19-Mar-2023 | F | Redwood Tactical Internal |
| IMPERIAL OIL LTD | | 453038408 | 02-May-2023 | Annual General Meeting | 6 | ELECTION OF DIRECTOR: J. (JOHN) FLOREN | Management | F | 19-Mar-2023 | F | Redwood Tactical Internal |
| IMPERIAL OIL LTD | | 453038408 | 02-May-2023 | Annual General Meeting | 7 | ELECTION OF DIRECTOR: G.J. (GARY) GOLDBERG | Management | F | 19-Mar-2023 | F | Redwood Tactical Internal |
| IMPERIAL OIL LTD | | 453038408 | 02-May-2023 | Annual General Meeting | 8 | ELECTION OF DIRECTOR: M.C. (MIRANDA) HUBBS | Management | F | 19-Mar-2023 | F | Redwood Tactical Internal |
| IMPERIAL OIL LTD | | 453038408 | 02-May-2023 | Annual General Meeting | 9 | PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED AS AUDITORS OF THE COMPANY | Management | F | 19-Mar-2023 | F | Redwood Tactical Internal |
| IMPERIAL OIL LTD | | 453038408 | 02-May-2023 | Annual General Meeting | 10 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL NO. 1 REGARDING THE ADOPTION OF AN ABSOLUTE GREENHOUSE GAS REDUCTION TARGET | Shareholder | N | 19-Mar-2023 | N | Redwood Tactical Internal |
| IMPERIAL OIL LTD | | 453038408 | 02-May-2023 | Annual General Meeting | 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL NO. 2 REGARDING A REPORT ON THE IMPACT OF THE ENERGY TRANSITION ON ASSET RETIREMENT OBLIGATIONS | Shareholder | N | 19-Mar-2023 | N | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 17 | 24 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF ALL RESOLUTIONS AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 18 | 24 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 3 | OPENING AND ANNOUNCEMENTS | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 4 | REPORT BY THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2022 | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 5 | PROPOSAL TO ADVISE ON THE 2022 REMUNERATION REPORT (ADVISORY VOTE) | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 6 | PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2022 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 7 | PROPOSAL TO ADOPT THE NEW EXECUTIVE DIRECTORS REMUNERATION POLICY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 8 | PROPOSAL TO ADOPT THE NEW NON-EXECUTIVE DIRECTORS REMUNERATION POLICY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 9 | PROPOSAL TO DISCHARGE THE EXECUTIVE DIRECTORS FROM LIABILITY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 10 | PROPOSAL TO DISCHARGE THE NON-EXECUTIVE DIRECTORS FROM LIABILITY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 11 | PROPOSAL TO APPOINT MS. NADIA SAWIRIS AS NON-EXECUTIVE DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 12 | PROPOSAL TO REAPPOINT MR. MICHAEL BENNET AS NON-EXECUTIVE DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 13 | PROPOSAL TO EXTEND THE DESIGNATION OF THE BOARD OF DIRECTORS AS THE AUTHORISED BODY TO ISSUE SHARES IN THE SHARE CAPITAL OF THE COMPANY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 14 | PROPOSAL TO EXTEND THE DESIGNATION OF THE BOARD OF DIRECTORS AS THE AUTHORISED BODY TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON THE ISSUANCE OF SHARES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 15 | PROPOSAL TO AUTHORISE THE BOARD OF DIRECTORS TO REPURCHASE SHARES IN THE SHARE CAPITAL OF THE COMPANY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| OCI N.V. | | N6667A111 | 03-May-2023 | Annual General Meeting | 16 | QUESTIONS AND CLOSE OF MEETING | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 1 | TO RECEIVE AND ADOPT THE 2022 ANNUAL REPORT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 3 | TO ELECT JULIE BROWN AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 4 | TO ELECT DR VISHAL SIKKA AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 5 | TO ELECT ELIZABETH MCKEE ANDERSON AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 6 | TO RE-ELECT SIR JONATHAN SYMONDS AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 7 | TO RE-ELECT DAME EMMA WALMSLEY AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 8 | TO RE-ELECT CHARLES BANCROFT AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 9 | TO RE-ELECT DR HAL BARRON AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 10 | TO RE-ELECT DR ANNE BEAL AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 11 | TO RE-ELECT DR HARRY C DIETZ AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 12 | TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 13 | TO RE-ELECT URS ROHNER AS A DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 14 | TO RE-APPOINT THE AUDITOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 15 | TO DETERMINE REMUNERATION OF THE AUDITOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 16 | TO APPROVE AMENDMENTS TO THE DIRECTORS REMUNERATION POLICY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 17 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 18 | TO AUTHORISE ALLOTMENT OF SHARES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 19 | TO DISAPPLY PRE-EMPTION RIGHTS GENERAL POWER | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 20 | TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 22 | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| GSK PLC | | G3910J179 | 03-May-2023 | Annual General Meeting | 23 | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU | Non-Voting | M | 27-Mar-2023 | M | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 2 | ELECTION OF DIRECTOR: CATHERINE M. BEST | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 3 | ELECTION OF DIRECTOR: M. ELIZABETH CANNON | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 4 | ELECTION OF DIRECTOR: N. MURRAY EDWARDS | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 5 | ELECTION OF DIRECTOR: CHRISTOPHER L. FONG | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 6 | ELECTION OF DIRECTOR: AMBASSADOR GORDON D. GIFFIN | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 7 | ELECTION OF DIRECTOR: WILFRED A. GOBERT | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 8 | ELECTION OF DIRECTOR: STEVE W. LAUT | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 9 | ELECTION OF DIRECTOR: TIM S. MCKAY | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 10 | ELECTION OF DIRECTOR: HONOURABLE FRANK J. MCKENNA | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 11 | ELECTION OF DIRECTOR: DAVID A. TUER | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 12 | ELECTION OF DIRECTOR: ANNETTE M. VERSCHUREN | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 13 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| CANADIAN NATURAL RESOURCES LTD | | 136385101 | 04-May-2023 | Annual General Meeting | 14 | ON AN ADVISORY BASIS, ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE INFORMATION CIRCULAR | Management | F | 27-Mar-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1.1 TO 1.12 AND 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBER 2. THANK YOU | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 2 | ELECTION OF DIRECTOR: SCOTT B. BONHAM | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 3 | ELECTION OF DIRECTOR: SHELLEY G. BROADER | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 4 | ELECTION OF DIRECTOR: CHRISTIE J.B. CLARK | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 5 | ELECTION OF DIRECTOR: DANIEL DEBOW | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 6 | ELECTION OF DIRECTOR: WILLIAM A. DOWNE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 7 | ELECTION OF DIRECTOR: JANICE FUKAKUSA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 8 | ELECTION OF DIRECTOR: M. MARIANNE HARRIS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 9 | ELECTION OF DIRECTOR: KEVIN HOLT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 10 | ELECTION OF DIRECTOR: CLAUDIA KOTCHKA | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 11 | ELECTION OF DIRECTOR: SARAH RAISS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 12 | ELECTION OF DIRECTOR: GALEN G. WESTON | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 13 | ELECTION OF DIRECTOR: CORNELL WRIGHT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 14 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND AUTHORIZATION OF THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| LOBLAW COMPANIES LTD | | 539481101 | 04-May-2023 | Annual General Meeting | 15 | VOTE ON THE ADVISORY RESOLUTION ON THE APPROACH TO EXECUTIVE COMPENSATION | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 1 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 2 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 3 | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 4 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 5 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 6 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 848524 DUE TO RECEIVED CHANGE IN VOTING STATUS OF RESOLUTIONS 17, 18, 19 AND 20. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 54 | 21 APR 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | M | 16-Apr-2023 | | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 55 | 21 APR 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | M | 16-Apr-2023 | | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 56 | 21 APR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 890840, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | M | 16-Apr-2023 | | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 7 | OPEN MEETING | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 8 | ELECT CHAIRMAN OF MEETING | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 9 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 10 | APPROVE AGENDA OF MEETING | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 11 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 12 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 13 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 14 | COMMENTS BY AUDITOR, CHAIR OF THE BOARD AND CEO; QUESTIONS FROM SHAREHOLDERS TO THE BOARD AND MANAGEMENT | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 15 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 16 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 6.50 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 17 | APPROVE DISCHARGE OF BOARD CHAIR KARL-JOHAN PERSSON | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 18 | APPROVE DISCHARGE OF BOARD MEMBER STINA BERGFORS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 19 | APPROVE DISCHARGE OF BOARD MEMBER ANDERS DAHLVIG | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 20 | APPROVE DISCHARGE OF BOARD MEMBER DANICA KRAGIC JENSFELT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 21 | APPROVE DISCHARGE OF BOARD MEMBER LENA PATRIKSSON KELLER | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 22 | APPROVE DISCHARGE OF BOARD MEMBER CHRISTIAN SIEVERT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 23 | APPROVE DISCHARGE OF BOARD MEMBER ERICA WIKING HAGER | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 24 | APPROVE DISCHARGE OF BOARD MEMBER NIKLAS ZENNSTROM | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 25 | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE INGRID GODIN | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 26 | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE TIM GAHNSTROM | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 27 | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE LOUISE WIKHOLM | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 28 | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE MARGARETA WELINDER | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 29 | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE HAMPUS GLANZELIUS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 30 | APPROVE DISCHARGE OF EMPLOYEE REPRESENTATIVE AGNETA GUSTAFSSON | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 31 | APPROVE DISCHARGE OF CEO HELENA HELMERSSON | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 32 | DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY MEMBERS (0) OF BOARD | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 33 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 34 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 1.85 MILLION FOR CHAIRMAN AND SEK 800,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 35 | APPROVE REMUNERATION OF AUDITORS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 36 | REELECT STINA BERGFORS AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 37 | REELECT ANDERS DAHLVIG AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 38 | REELECT DANICA KRAGIC JENSFELT AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 39 | REELECT LENA PATRIKSSON KELLER AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 40 | REELECT KARL-JOHAN PERSSON AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 41 | REELECT CHRISTIAN SIEVERT AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 42 | REELECT NIKLAS ZENNSTROM AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 43 | ELECT CHRISTINA SYNNERGREN AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 44 | REELECT KARL-JOHAN PERSSON AS BOARD CHAIR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 45 | RATIFY DELOITTE AS AUDITOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 46 | APPROVE REMUNERATION REPORT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 47 | APPROVE SEK 3.2 BILLION REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION; APPROVE CAPITALIZATION OF RESERVES OF SEK 3.2 BILLION FOR A BONUS ISSUE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 48 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 49 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: REQUEST BOARD TO INITIATE PLAN FOR LAUNCHING CLOTHING WITH FAIRTRADE LABEL | Shareholder | / | 16-Apr-2023 | A | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 50 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: REQUEST COMPANY TO NEGOTIATE WITH UNIONS AND SUPPLIERS TO ESTABLISH AND MANAGE (I) WAGE ASSURANCE ACCOUNT, (II) SEVERANCE CLAIMS ACCOUNT, AND (III) ADMINISTRATION AND ENFORCEMENT ACCOUNT | Shareholder | / | 16-Apr-2023 | A | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 51 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: REQUEST COMPANY TO DISCLOSE EXPOSURE TO AND RISKS OF SOURCING GM COTTON, AND SET TARGETS TO DECREASE EXPOSURE TO GM COTTON AND INCREASE SOURCING OF ORGANIC COTTON | Shareholder | / | 16-Apr-2023 | A | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 52 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: REPORT ON SLAUGHTER METHODS USED IN H&M SUPPLY CHAIN | Shareholder | / | 16-Apr-2023 | A | Redwood Tactical Internal |
| H & M HENNES & MAURITZ AB | | W41422101 | 04-May-2023 | Annual General Meeting | 53 | CLOSE MEETING | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 25 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 14.00 PER SHARE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 4 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 5 | REELECT DOMINIK BUERGY AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 6 | REELECT KARL GERNANDT AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 7 | REELECT DAVID KAMENETZKY AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 8 | REELECT KLAUS-MICHAEL KUEHNE AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 9 | REELECT TOBIAS STAEHELIN AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 10 | REELECT HAUKE STARS AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 11 | REELECT MARTIN WITTIG AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 12 | REELECT JOERG WOLLE AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 13 | ELECT VESNA NEVISTIC AS DIRECTOR | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 14 | REELECT JOERG WOLLE AS BOARD CHAIRMAN | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 15 | REAPPOINT KARL GERNANDT AS MEMBER OF THE COMPENSATION COMMITTEE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 16 | REAPPOINT KLAUS-MICHAEL KUEHNE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 17 | REAPPOINT HAUKE STARS AS MEMBER OF THE COMPENSATION COMMITTEE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 18 | DESIGNATE STEFAN MANGOLD AS INDEPENDENT PROXY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 19 | RATIFY ERNST & YOUNG AG AS AUDITORS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 20 | APPROVE VIRTUAL-ONLY OR HYBRID SHAREHOLDER MEETINGS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 21 | APPROVE REMUNERATION REPORT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 22 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 5.5 MILLION | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 23 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 30 MILLION | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| KUEHNE + NAGEL INTERNATIONAL AG | | H4673L145 | 09-May-2023 | Annual General Meeting | 24 | APPROVE ADDITIONAL REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 2.6 MILLION FOR FISCAL YEAR 2022 | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1.1 TO 1.13, 3 AND 4 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBER 2. THANK YOU | Non-Voting | M | 28-Mar-2023 | M | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 2 | ELECTION OF DIRECTOR: IAN R. ASHBY | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 3 | ELECTION OF DIRECTOR: PATRICIA M. BEDIENT | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 4 | ELECTION OF DIRECTOR: RUSSELL K. GIRLING | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 5 | ELECTION OF DIRECTOR: JEAN PAUL GLADU | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 6 | ELECTION OF DIRECTOR: DENNIS M. HOUSTON | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 7 | ELECTION OF DIRECTOR: RICHARD M. KRUGER | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 8 | ELECTION OF DIRECTOR: BRIAN P. MACDONALD | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 9 | ELECTION OF DIRECTOR: LORRAINE MITCHELMORE | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 10 | ELECTION OF DIRECTOR: DANIEL ROMASKO | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 11 | ELECTION OF DIRECTOR: CHRISTOPHER R. SEASONS | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 12 | ELECTION OF DIRECTOR: M. JACQUELINE SHEPPARD | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 13 | ELECTION OF DIRECTOR: EIRA M. THOMAS | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 14 | ELECTION OF DIRECTOR: MICHAEL M. WILSON | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 15 | APPOINTMENT OF KPMG LLP AS AUDITOR OF SUNCOR ENERGY INC. UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 16 | TO CONSIDER AND, IF DEEMED FIT, APPROVE AN ADVISORY RESOLUTION ON SUNCORS APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR OF SUNCOR ENERGY INC. DATED MARCH 24, 2023 | Management | F | 28-Mar-2023 | F | Redwood Tactical Internal |
| SUNCOR ENERGY INC | | 867224107 | 09-May-2023 | Annual General Meeting | 17 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING THE PRODUCTION OF A REPORT OUTLINING HOW SUNCOR'S CAPITAL EXPENDITURE PLANS ALIGN WITH ITS 2030 EMISSIONS REDUCTIONS TARGET | Shareholder | N | 28-Mar-2023 | N | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 20 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 21 | 02 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD DATE FROM 09 MAY 2023 TO 12 APR 2023 AND CHANGE IN NUMBERING OF ALL RESOLUTIONS AND MODIFICATION OF TEXT OF RESOLUTION 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 3 | OPENING | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 4 | REPORT OF THE EXECUTIVE BOARD FOR 2022 | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 5 | REPORT OF THE SUPERVISORY BOARD FOR 2022 | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 6 | ADVISORY VOTE ON THE REMUNERATION REPORT AS INCLUDED IN THE 2022 ANNUAL REPORT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 7 | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR 2022 AS INCLUDED IN THE 2022 ANNUAL REPORT | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 8 | EXPLANATION OF DIVIDEND POLICY | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 9 | PROPOSAL TO DISTRIBUTE A TOTAL DIVIDEND OF EURO1.81 PER ORDINARY SHARE, RESULTING IN A FINAL DIVIDEND OF EURO1.18 PER ORDINARY SHARE | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 10 | PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FOR THE EXERCISE OF THEIR DUTIES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 11 | PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FOR THE EXERCISE OF THEIR DUTIES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 12 | PROPOSAL TO REAPPOINT MR. CHRIS VOGELZANG AS MEMBER OF THE SUPERVISORY BOARD | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 13 | PROPOSAL TO EXTEND THE AUTHORITY OF THE EXECUTIVE BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 14 | PROPOSAL TO EXTEND THE AUTHORITY OF THE EXECUTIVE BOARD TO RESTRICT OR EXCLUDE STATUTORY PRE-EMPTION RIGHTS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 15 | PROPOSAL TO AUTHORIZE THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 16 | PROPOSAL TO CANCEL SHARES | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 17 | APPROVE KPMG ACCOUNTANTS N.V AS AUDITORS | Management | F | 16-Apr-2023 | F | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 18 | ANY OTHER BUSINESS | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| WOLTERS KLUWER N.V. | | N9643A197 | 10-May-2023 | Annual General Meeting | 19 | CLOSING | Non-Voting | M | 16-Apr-2023 | M | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 906048 DUE TO CHANGE IN VOTING STATUS FOR RESOLUTION 26. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | M | 27-Apr-2023 | M | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 2 | ANNUAL REPORT AND ACCOUNTS BE RECEIVED | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 3 | APPROVAL OF DIRECTORS REMUNERATION POLICY | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 4 | APPROVAL OF DIRECTORS REMUNERATION REPORT | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 5 | APPOINTMENT OF WAEL SAWAN AS A DIRECTOR OF THE COMPANY | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 6 | APPOINTMENT OF CYRUS TARAPOREVALA AS A DIRECTOR OF THE COMPANY | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 7 | APPOINTMENT OF SIR CHARLES ROXBURGH AS A DIRECTOR OF THE COMPANY | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 8 | APPOINTMENT OF LEENA SRIVASTAVA AS A DIRECTOR OF THE COMPANY | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 9 | REAPPOINTMENT OF SINEAD GORMAN AS A DIRECTOR OF THE COMPANY | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 10 | REAPPOINTMENT OF DICK BOER AS A DIRECTOR OF THE COMPANY | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 11 | REAPPOINTMENT OF NEIL CARSON AS A DIRECTOR OF THE COMPANY | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 12 | REAPPOINTMENT OF ANN GODBEHERE AS A DIRECTOR OF THE COMPANY | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 13 | REAPPOINTMENT OF JANE HOLL LUTE AS A DIRECTOR OF THE COMPANY | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 14 | REAPPOINTMENT OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 15 | REAPPOINTMENT OF SIR ANDREW MACKENZIE AS A DIRECTOR OF THE COMPANY | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 16 | REAPPOINTMENT OF ABRAHAM BRAM SCOTT AS A DIRECTOR OF THE COMPANY | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 17 | REAPPOINT ERNST & YOUNG LLP AS AUDITORS | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 18 | REMUNERATION OF AUDITORS | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 19 | AUTHORITY TO ALLOT SHARES | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 20 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 21 | AUTHORITY TO MAKE ON MARKET PURCHASES OF OWN SHARES | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 22 | AUTHORITY TO MAKE OFF MARKET PURCHASES OF OWN SHARES | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 23 | AUTHORITY TO MAKE CERTAIN DONATIONS INCUR EXPENDITURE | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 24 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 25 | APPROVAL OF SHELLS SHARE PLAN RULES AND AUTHORITY TO ADOPT SCHEDULES TO THE PLAN | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 26 | APPROVE SHELLS ENERGY TRANSITION PROGRESS | Management | F | 27-Apr-2023 | F | Redwood Tactical Internal |
| SHELL PLC | | G80827101 | 23-May-2023 | Annual General Meeting | 27 | SHAREHOLDER RESOLUTION | Shareholder | N | 27-Apr-2023 | N | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Annual General Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2023/0504/2023050400643.pdf https://www1.hkexnews.hk/listedco/listconews/sehk/2023/0504/2023050400953.pdf | Non-Voting | M | 09-May-2023 | M | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Annual General Meeting | 2 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Annual General Meeting | 3 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Annual General Meeting | 4 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS AND THE AUDITORS REPORT OF THE COMPANY PREPARED IN ACCORDANCE WITH THE ACCOUNTING STANDARDS FOR BUSINESS ENTERPRISES AND HONG KONG FINANCIAL REPORTING STANDARDS, RESPECTIVELY, FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Annual General Meeting | 5 | TO CONSIDER AND APPROVE THE PROPOSED 2022 PROFIT DISTRIBUTION PLAN OF THE COMPANY AND THE PROPOSED PAYMENT OF A FINAL DIVIDEND OF RMB1.39 PER SHARE (INCLUSIVE OF APPLICABLE TAX) | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Annual General Meeting | 6 | TO APPROVE THE GUARANTEES MANDATE REGARDING THE PROVISION OF EXTERNAL GUARANTEES BY THE GROUP NOT EXCEEDING USD4.080 BILLION (OR OTHER CURRENCIES EQUIVALENT TO APPROXIMATELY RMB28.059 BILLION) FOR THE YEAR ENDED 31 DECEMBER 2023 | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Annual General Meeting | 7 | TO CONSIDER AND APPROVE (I) THE PROPOSED APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL AUDITORS OF THE COMPANY AND SHINEWING CERTIFIED PUBLIC ACCOUNTANTS, LLP AS THE DOMESTIC AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY; AND (II) THE REVIEW/AUDIT FEES OF THE COMPANY FOR THE YEAR ENDING 31 DECEMBER 2023 OF RMB14.98 MILLION (TAX INCLUSIVE) SHALL BE PAYABLE TO PRICEWATERHOUSECOOPERS AND RMB12.70 MILLION (TAX INCLUSIVE) SHALL BE PAYABLE TO SHINEWING CERTIFIED PUBLIC ACCOUNTANTS, LLP | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Annual General Meeting | 8 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY, THE RULES OF PROCEDURES OF SHAREHOLDERS GENERAL MEETINGS OF THE COMPANY AND THE RULES OF PROCEDURES OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Annual General Meeting | 9 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE RULES OF PROCEDURES OF THE SUPERVISORY COMMITTEE OF THE COMPANY | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Annual General Meeting | 10 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE A SHARES | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Annual General Meeting | 11 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE H SHARES | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 17 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 18 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 19 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 1 | OPENING | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 2 | ANNUAL REPORT AND ANNUAL ACCOUNTS 2022: BUSINESS OVERVIEW 2022 | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 3 | ANNUAL REPORT AND ANNUAL ACCOUNTS 2022: REMUNERATION REPORT 2022 (ADVISORY VOTE) | Management | F | 20-Apr-2023 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 4 | ANNUAL REPORT AND ANNUAL ACCOUNTS 2022: AEGON S DIVIDEND POLICY | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 5 | ANNUAL REPORT AND ANNUAL ACCOUNTS 2022: ADOPTION OF THE ANNUAL ACCOUNTS 2022 | Management | F | 20-Apr-2023 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 6 | ANNUAL REPORT AND ANNUAL ACCOUNTS 2022: APPROVAL OF THE FINAL DIVIDEND 2022 | Management | F | 20-Apr-2023 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 7 | RELEASE FROM LIABILITY: RELEASE FROM LIABILITY FOR THE MEMBERS OF THE EXECUTIVE BOARD FOR THEIR DUTIES PERFORMED DURING 2022 | Management | F | 20-Apr-2023 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 8 | RELEASE FROM LIABILITY: RELEASE FROM LIABILITY FOR THE MEMBERS OF THE SUPERVISORY BOARD FOR THEIR DUTIES PERFORMED DURING 2022 | Management | F | 20-Apr-2023 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 9 | APPOINTMENT INDEPENDENT AUDITOR AEGON N.V: PROPOSAL TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS INDEPENDENT AUDITOR FOR THE ANNUAL ACCOUNTS OF 2024 THROUGH 2028 | Management | F | 20-Apr-2023 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 10 | COMPOSITION OF THE SUPERVISORY BOARD: REAPPOINTMENT OF MS. DONA YOUNG AS MEMBER OF THE SUPERVISORY BOARD | Management | F | 20-Apr-2023 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 11 | CANCELLATION, ISSUANCE, AND ACQUISITION OF SHARES: PROPOSAL TO CANCEL COMMON SHARES AND COMMON SHARES B | Management | F | 20-Apr-2023 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 12 | CANCELLATION, ISSUANCE, AND ACQUISITION OF SHARES: AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE COMMON SHARES WITH OR WITHOUT PRE-EMPTIVE RIGHTS | Management | F | 20-Apr-2023 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 13 | CANCELLATION, ISSUANCE, AND ACQUISITION OF SHARES: AUTHORIZATION OF THE EXECUTIVE BOARD TO ISSUE SHARES IN CONNECTION WITH A RIGHTS ISSUE | Management | F | 20-Apr-2023 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 14 | CANCELLATION, ISSUANCE, AND ACQUISITION OF SHARES: AUTHORIZATION OF THE EXECUTIVE BOARD TO ACQUIRE SHARES IN THE COMPANY | Management | F | 20-Apr-2023 | F | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 15 | ANY OTHER BUSINESS | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| AEGON NV | | N00927298 | 25-May-2023 | Annual General Meeting | 16 | CLOSING | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Class Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2023/0504/2023050400835.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2023/0504/2023050401029.pdf | Non-Voting | M | 09-May-2023 | M | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Class Meeting | 2 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE A SHARES | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| COSCO SHIPPING HOLDINGS CO LTD | | Y1839M109 | 25-May-2023 | Class Meeting | 3 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD TO REPURCHASE H SHARES | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 1 | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | M | 09-May-2023 | M | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 2 | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | M | 09-May-2023 | M | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 3 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 09-May-2023 | M | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 4 | FOR SHAREHOLDERS HOLDING SHARES DIRECTLY REGISTERED IN THEIR OWN NAME ON THE COMPANY SHARE REGISTER, YOU SHOULD RECEIVE A PROXY CARD/VOTING FORM DIRECTLY FROM THE ISSUER. PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO THE ISSUER VIA THE PROXY CARD/VOTING FORM, DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 09-May-2023 | M | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 5 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 09-May-2023 | M | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 6 | 08 MAY 2023: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/telechargements/BALO/pdf/2023/0505/202305052301349.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 11. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID 918007, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | M | 09-May-2023 | M | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 7 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 913213 DUE TO RECEIVED UPDATED AGENDA WITH ADDITION OF RESOLUTION A PROPOSED BY A SHAREHOLDER. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | M | 09-May-2023 | M | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 26 | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | M | 09-May-2023 | M | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 27 | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | M | 09-May-2023 | M | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 8 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 9 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 10 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2022 - SETTING OF THE DIVIDEND | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 11 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, TO TRADE IN THE COMPANY'S SHARES | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 12 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 13 | RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE-CHRISTINE COISNE-ROQUETTE AS DIRECTOR | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 14 | RENEWAL OF THE TERM OF OFFICE OF MR. MARK CUTIFANI AS DIRECTOR | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 15 | APPOINTMENT OF MR. DIERK PASKERT AS DIRECTOR | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 16 | APPOINTMENT OF MRS. ANELISE LARA AS DIRECTOR | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 17 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS REFERRED TO IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 18 | SETTING OF THE AMOUNT OF THE OVERALL ANNUAL COMPENSATION OF DIRECTORS AND APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO DIRECTORS | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 19 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2022 OR ALLOCATED IN RESPECT OF THIS FINANCIAL YEAR TO MR. PATRICK POUYANNE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 20 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 21 | NOTICE ON THE SUSTAINABILITY & CLIMATE REPORT- PROGRESS REPORT 2023 REPORTING ON THE PROGRESS MADE IN IMPLEMENTING THE COMPANY'S AMBITION IN TERMS OF SUSTAINABLE DEVELOPMENT AND ENERGY TRANSITION TOWARDS CARBON NEUTRALITY, AND ITS TARGETS IN THIS FIELD BY 2030 AND COMPLEMENTING THIS AMBITION | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 22 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT MONTHS, TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY, OR TO SOME OF THEM, ENTAILING THE WAIVER BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT TO THE SHARES TO BE ISSUED | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 23 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO CARRY OUT CAPITAL INCREASES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, RESERVED FOR MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 24 | CANCELLATION OF DOUBLE VOTING RIGHTS - AMENDMENT TO ARTICLE 18 OF THE COMPANY'S BYLAWS - POWERS TO CARRY OUT FORMALITIES | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| TOTALENERGIES SE | | F92124100 | 26-May-2023 | MIX | 25 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDERS' RESOLUTION ON SCOPE 3 INDIRECT EMISSIONS TARGETS (ADVISORY VOTE) | Shareholder | N | 09-May-2023 | N | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 1 | AMENDMENT TO THE ARTICLES OF INCORPORATION. | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 2 | AMENDMENT TO THE RULES AND PROCEDURES OF SHAREHOLDERS MEETING. | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 3 | PRESENTING THE 2022 FINANCIAL STATEMENTS AND BUSINESS REPORT. | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 4 | PRESENTING THE 2022 EARNINGS APPROPRIATION. PROPOSED CASH DIVIDEND: TWD 5 PER SHARE. | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 5 | THE ELECTION OF THE DIRECTOR.:JIUFU GARDEN CO. LTD.,SHAREHOLDER NO.00175910 | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 6 | THE ELECTION OF THE DIRECTOR.:CHEN-YUNG FOUNDATION,SHAREHOLDER NO.00053808,RANDY CHEN AS REPRESENTATIVE | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 7 | THE ELECTION OF THE DIRECTOR.:CHEN-YUNG FOUNDATION,SHAREHOLDER NO.00053808,CHIH CHAO CHEN AS REPRESENTATIVE | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 8 | THE ELECTION OF THE DIRECTOR.:SUNSHINE CONSTRUCTION CO.LTD,SHAREHOLDER NO.00079923 | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 9 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:JUNG-NIEN LAI,SHAREHOLDER NO.C120773XXX | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 10 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:STEPHANIE LIN,SHAREHOLDER NO.00290720 | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 11 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:YI-SHENG TSENG,SHAREHOLDER NO.A123315XXX | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 12 | RELEASE THE PROHIBITION ON DIRECTORS FROM PARTICIPATION IN COMPETITIVE BUSINESS. - REPRESENTATIVE DIRECTOR MR. PO-TING CHEN | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 13 | RELEASE THE PROHIBITION ON DIRECTORS FROM PARTICIPATION IN COMPETITIVE BUSINESS. - REPRESENTATIVE DIRECTOR MR. RANDY CHEN | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| WAN HAI LINES LTD | | Y9507R102 | 30-May-2023 | Annual General Meeting | 14 | RELEASE THE PROHIBITION ON DIRECTORS FROM PARTICIPATION IN COMPETITIVE BUSINESS. - REPRESENTATIVE DIRECTOR MR. CHIH CHAO CHEN | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| EVERGREEN MARINE CORP (TAIWAN) LTD | | Y23632105 | 30-May-2023 | Annual General Meeting | 1 | RATIFICATION OF THE 2022 BUSINESS REPORT AND AUDITED FINANCIAL REPORT. | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| EVERGREEN MARINE CORP (TAIWAN) LTD | | Y23632105 | 30-May-2023 | Annual General Meeting | 2 | RATIFICATION OF THE 2022 EARNINGS DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD 70 PER SHARE. | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| EVERGREEN MARINE CORP (TAIWAN) LTD | | Y23632105 | 30-May-2023 | Annual General Meeting | 3 | THE ELECTION OF THE DIRECTOR.:HUI CORPORATION,SHAREHOLDER NO.573001,CHANG YEN-I AS REPRESENTATIVE | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| EVERGREEN MARINE CORP (TAIWAN) LTD | | Y23632105 | 30-May-2023 | Annual General Meeting | 4 | THE ELECTION OF THE DIRECTOR.:CHANG KUO-HUA,SHAREHOLDER NO.5 | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| EVERGREEN MARINE CORP (TAIWAN) LTD | | Y23632105 | 30-May-2023 | Annual General Meeting | 5 | THE ELECTION OF THE DIRECTOR.:SCEPT CORPORATION,SHAREHOLDER NO.584128,KO LEE-CHING AS REPRESENTATIVE | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| EVERGREEN MARINE CORP (TAIWAN) LTD | | Y23632105 | 30-May-2023 | Annual General Meeting | 6 | THE ELECTION OF THE DIRECTOR.:SCEPT CORPORATION,SHAREHOLDER NO.584128,HSIEH HUEY-CHUAN AS REPRESENTATIVE | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| EVERGREEN MARINE CORP (TAIWAN) LTD | | Y23632105 | 30-May-2023 | Annual General Meeting | 7 | THE ELECTION OF THE DIRECTOR.:HUI CORPORATION,SHAREHOLDER NO.573001,TAI JIIN-CHYUAN AS REPRESENTATIVE | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| EVERGREEN MARINE CORP (TAIWAN) LTD | | Y23632105 | 30-May-2023 | Annual General Meeting | 8 | THE ELECTION OF THE DIRECTOR.:EVERGREEN STEEL CORP.,SHAREHOLDER NO.10710,WU KUANG-HUI AS REPRESENTATIVE | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| EVERGREEN MARINE CORP (TAIWAN) LTD | | Y23632105 | 30-May-2023 | Annual General Meeting | 9 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:YU FANG-LAI,SHAREHOLDER NO.A102341XXX | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| EVERGREEN MARINE CORP (TAIWAN) LTD | | Y23632105 | 30-May-2023 | Annual General Meeting | 10 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:LI CHANG-CHOU,SHAREHOLDER NO.H121150XXX | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| EVERGREEN MARINE CORP (TAIWAN) LTD | | Y23632105 | 30-May-2023 | Annual General Meeting | 11 | THE ELECTION OF THE INDEPENDENT DIRECTOR.:CHANG CHIA-CHEE,SHAREHOLDER NO.A120220XXX | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| EVERGREEN MARINE CORP (TAIWAN) LTD | | Y23632105 | 30-May-2023 | Annual General Meeting | 12 | DISCUSSION ON APPROVING THE RELEASE OF RESTRICTIONS OF COMPETITIVE ACTIVITIES OF THE DIRECTORS TO BE ELECTED. | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 31-May-2023 | ExtraOrdinary General Meeting | 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 31-May-2023 | ExtraOrdinary General Meeting | 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 31-May-2023 | ExtraOrdinary General Meeting | 8 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 31-May-2023 | ExtraOrdinary General Meeting | 3 | OPENING AND ANNOUNCEMENTS | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 31-May-2023 | ExtraOrdinary General Meeting | 4 | ANNOUNCEMENT OF THE INTENDED APPOINTMENTS AS MEMBERS OF THE BOARD OF MANAGEMENT OF KPN OF: (A) MS. CHANTAL VERGOUW (B) MR. WOUTER STAMMEIJER | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 31-May-2023 | ExtraOrdinary General Meeting | 5 | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF A MEMBER OF THE SUPERVISORY BOARD OF KPN | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 31-May-2023 | ExtraOrdinary General Meeting | 6 | PROPOSAL TO APPOINT MS. MARGA DE JAGER AS MEMBER OF THE SUPERVISORY BOARD | Management | F | 20-Apr-2023 | F | Redwood Tactical Internal |
| KONINKLIJKE KPN NV | | N4297B146 | 31-May-2023 | ExtraOrdinary General Meeting | 7 | ANY OTHER BUSINESS AND CLOSURE OF THE MEETING | Non-Voting | M | 20-Apr-2023 | M | Redwood Tactical Internal |
| LARGAN PRECISION CO LTD | | Y52144105 | 07-Jun-2023 | Annual General Meeting | 1 | 2022 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | F | 11-May-2023 | F | Redwood Tactical Internal |
| LARGAN PRECISION CO LTD | | Y52144105 | 07-Jun-2023 | Annual General Meeting | 2 | 2022 EARNINGS DISTRIBUTION. PROPOSED CASH DIVIDEND : HALF OF A YEAR TWD 39.5 PER SHARE AND TWD 46 PER SHARE. | Management | F | 11-May-2023 | F | Redwood Tactical Internal |
| NETEASE INC | | G6427A102 | 15-Jun-2023 | Annual General Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2023/0428/2023042803091.pdf AND https://www1.hkexnews.hk/listedco/listconews/sehk/2023/0428/2023042803281.pdf | Non-Voting | M | 09-May-2023 | M | Redwood Tactical Internal |
| NETEASE INC | | G6427A102 | 15-Jun-2023 | Annual General Meeting | 2 | TO RE-ELECT WILLIAM LEI DING AS A DIRECTOR | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| NETEASE INC | | G6427A102 | 15-Jun-2023 | Annual General Meeting | 3 | TO RE-ELECT GRACE HUI TANG AS A DIRECTOR | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| NETEASE INC | | G6427A102 | 15-Jun-2023 | Annual General Meeting | 4 | TO RE-ELECT ALICE YU-FEN CHENG AS A DIRECTOR | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| NETEASE INC | | G6427A102 | 15-Jun-2023 | Annual General Meeting | 5 | TO RE-ELECT JOSEPH TZE KAY TONG AS A DIRECTOR | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| NETEASE INC | | G6427A102 | 15-Jun-2023 | Annual General Meeting | 6 | TO RE-ELECT MICHAEL MAN KIT LEUNG AS A DIRECTOR | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| NETEASE INC | | G6427A102 | 15-Jun-2023 | Annual General Meeting | 7 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS AS AUDITORS OF NETEASE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023 FOR U.S. FINANCIAL REPORTING AND HONG KONG FINANCIAL REPORTING PURPOSES, RESPECTIVELY | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| NETEASE INC | | G6427A102 | 15-Jun-2023 | Annual General Meeting | 8 | AMEND AND RESTATE THE COMPANYS AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION IN EFFECT, AS ADOPTED BY SPECIAL RESOLUTION PASSED ON JUNE 23, 2021, BY THE DELETION IN THEIR ENTIRETY AND BY THE SUBSTITUTION IN THEIR PLACE OF THE SECOND AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION WHICH ARE ANNEXED TO THE ACCOMPANYING PROXY STATEMENT FOR THE PURPOSES OF, AMONG OTHERS, (I) BRINGING THE EXISTING ARTICLES OF ASSOCIATION IN LINE WITH APPLICABLE AMENDMENTS MADE TO APPENDIX 3 TO THE HONG KONG LISTING RULES, AND (II) MAKING OTHER MODIFICATIONS AND UPDATES, AS SET FORTH IN THE PROXY STATEMENT | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| NETEASE INC | | G6427A102 | 15-Jun-2023 | Annual General Meeting | 9 | APPROVE THE COMPANYS AMENDED AND RESTATED 2019 SHARE INCENTIVE PLAN WHICH IS ANNEXED TO THE ACCOMPANYING PROXY STATEMENT | Management | F | 09-May-2023 | F | Redwood Tactical Internal |
| SOFTBANK GROUP CORP. | | J7596P109 | 21-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 06-Jun-2023 | M | Redwood Tactical Internal |
| SOFTBANK GROUP CORP. | | J7596P109 | 21-Jun-2023 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| SOFTBANK GROUP CORP. | | J7596P109 | 21-Jun-2023 | Annual General Meeting | 3 | Appoint a Director Son, Masayoshi | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| SOFTBANK GROUP CORP. | | J7596P109 | 21-Jun-2023 | Annual General Meeting | 4 | Appoint a Director Goto, Yoshimitsu | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| SOFTBANK GROUP CORP. | | J7596P109 | 21-Jun-2023 | Annual General Meeting | 5 | Appoint a Director Miyauchi, Ken | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| SOFTBANK GROUP CORP. | | J7596P109 | 21-Jun-2023 | Annual General Meeting | 6 | Appoint a Director Rene Haas | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| SOFTBANK GROUP CORP. | | J7596P109 | 21-Jun-2023 | Annual General Meeting | 7 | Appoint a Director Iijima, Masami | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| SOFTBANK GROUP CORP. | | J7596P109 | 21-Jun-2023 | Annual General Meeting | 8 | Appoint a Director Matsuo, Yutaka | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| SOFTBANK GROUP CORP. | | J7596P109 | 21-Jun-2023 | Annual General Meeting | 9 | Appoint a Director Erikawa, Keiko | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| SOFTBANK GROUP CORP. | | J7596P109 | 21-Jun-2023 | Annual General Meeting | 10 | Appoint a Director Kenneth A. Siegel | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| SOFTBANK GROUP CORP. | | J7596P109 | 21-Jun-2023 | Annual General Meeting | 11 | Appoint a Director David Chao | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| SOFTBANK GROUP CORP. | | J7596P109 | 21-Jun-2023 | Annual General Meeting | 12 | Appoint a Corporate Auditor Toyama, Atsushi | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| SOFTBANK GROUP CORP. | | J7596P109 | 21-Jun-2023 | Annual General Meeting | 13 | Approve Business Transfer Agreement to the Company's Subsidiary | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 30-May-2023 | M | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 3 | Appoint a Director Yasunaga, Tatsuo | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 4 | Appoint a Director Hori, Kenichi | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 5 | Appoint a Director Uno, Motoaki | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 6 | Appoint a Director Takemasu, Yoshiaki | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 7 | Appoint a Director Nakai, Kazumasa | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 8 | Appoint a Director Shigeta, Tetsuya | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 9 | Appoint a Director Sato, Makoto | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 10 | Appoint a Director Matsui, Toru | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 11 | Appoint a Director Daikoku, Tetsuya | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 12 | Appoint a Director Samuel Walsh | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 13 | Appoint a Director Uchiyamada, Takeshi | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 14 | Appoint a Director Egawa, Masako | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 15 | Appoint a Director Ishiguro, Fujiyo | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 16 | Appoint a Director Sarah L. Casanova | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 17 | Appoint a Director Jessica Tan Soon Neo | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 18 | Appoint a Corporate Auditor Fujiwara, Hirotatsu | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 19 | Appoint a Corporate Auditor Hayashi, Makoto | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| MITSUI & CO.,LTD. | | J44690139 | 21-Jun-2023 | Annual General Meeting | 20 | Appoint a Corporate Auditor Shiotani, Kimiro | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 30-May-2023 | M | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 3 | Amend Articles to: Amend Business Lines | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 4 | Appoint a Director Tanaka, Takashi | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 5 | Appoint a Director Takahashi, Makoto | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 6 | Appoint a Director Amamiya, Toshitake | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 7 | Appoint a Director Yoshimura, Kazuyuki | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 8 | Appoint a Director Kuwahara, Yasuaki | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 9 | Appoint a Director Matsuda, Hiromichi | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 10 | Appoint a Director Yamaguchi, Goro | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 11 | Appoint a Director Yamamoto, Keiji | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 12 | Appoint a Director Goto, Shigeki | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 13 | Appoint a Director Tannowa, Tsutomu | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 14 | Appoint a Director Okawa, Junko | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| KDDI CORPORATION | | J31843105 | 21-Jun-2023 | Annual General Meeting | 15 | Appoint a Director Okumiya, Kyoko | Management | F | 30-May-2023 | F | Redwood Tactical Internal |
| HONDA MOTOR CO.,LTD. | | J22302111 | 21-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 06-Jun-2023 | M | Redwood Tactical Internal |
| HONDA MOTOR CO.,LTD. | | J22302111 | 21-Jun-2023 | Annual General Meeting | 2 | Appoint a Director Kuraishi, Seiji | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| HONDA MOTOR CO.,LTD. | | J22302111 | 21-Jun-2023 | Annual General Meeting | 3 | Appoint a Director Mibe, Toshihiro | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| HONDA MOTOR CO.,LTD. | | J22302111 | 21-Jun-2023 | Annual General Meeting | 4 | Appoint a Director Aoyama, Shinji | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| HONDA MOTOR CO.,LTD. | | J22302111 | 21-Jun-2023 | Annual General Meeting | 5 | Appoint a Director Kaihara, Noriya | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| HONDA MOTOR CO.,LTD. | | J22302111 | 21-Jun-2023 | Annual General Meeting | 6 | Appoint a Director Suzuki, Asako | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| HONDA MOTOR CO.,LTD. | | J22302111 | 21-Jun-2023 | Annual General Meeting | 7 | Appoint a Director Suzuki, Masafumi | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| HONDA MOTOR CO.,LTD. | | J22302111 | 21-Jun-2023 | Annual General Meeting | 8 | Appoint a Director Sakai, Kunihiko | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| HONDA MOTOR CO.,LTD. | | J22302111 | 21-Jun-2023 | Annual General Meeting | 9 | Appoint a Director Kokubu, Fumiya | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| HONDA MOTOR CO.,LTD. | | J22302111 | 21-Jun-2023 | Annual General Meeting | 10 | Appoint a Director Ogawa, Yoichiro | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| HONDA MOTOR CO.,LTD. | | J22302111 | 21-Jun-2023 | Annual General Meeting | 11 | Appoint a Director Higashi, Kazuhiro | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| HONDA MOTOR CO.,LTD. | | J22302111 | 21-Jun-2023 | Annual General Meeting | 12 | Appoint a Director Nagata, Ryoko | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 1 | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 17-May-2023 | M | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 2 | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | M | 17-May-2023 | M | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 3 | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | M | 17-May-2023 | M | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 4 | OPEN MEETING | Non-Voting | M | 17-May-2023 | M | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 5 | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | M | 17-May-2023 | M | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 6 | RECEIVE REPORT OF SUPERVISORY BOARD | Non-Voting | M | 17-May-2023 | M | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 7 | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 8 | APPROVE REMUNERATION REPORT | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 9 | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | Non-Voting | M | 17-May-2023 | M | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 10 | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 11 | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 12 | REELECT METIN COLPAN TO SUPERVISORY BOARD | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 13 | REELECT TORALF HAAG TO SUPERVISORY BOARD | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 14 | REELECT ROSS L. LEVINE TO SUPERVISORY BOARD | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 15 | REELECT ELAINE MARDIS TO SUPERVISORY BOARD | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 16 | REELECT EVA PISA TO SUPERVISORY BOARD | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 17 | REELECT LAWRENCE A. ROSEN TO SUPERVISORY BOARD | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 18 | REELECT STEPHEN H. RUSCKOWSKI TO SUPERVISORY BOARD | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 19 | REELECT ELIZABETH E. TALLETT TO SUPERVISORY BOARD | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 20 | REELECT THIERRY BERNARD TO MANAGEMENT BOARD | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 21 | REELECT ROLAND SACKERS TO MANAGEMENT BOARD | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 22 | REAPPOINT KPMG ACCOUNTANTS N.V. AS AUDITORS | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 23 | GRANT SUPERVISORY BOARD AUTHORITY TO ISSUE SHARES | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 24 | AUTHORIZE SUPERVISORY BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 25 | AUTHORIZE REPURCHASE OF SHARES | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 26 | APPROVE DISCRETIONARY RIGHTS FOR THE MANAGING BOARD TO IMPLEMENT CAPITAL REPAYMENT BY MEANS OF SYNTHETIC SHARE REPURCHASE | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 27 | APPROVE CANCELLATION OF SHARES | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 28 | APPROVE QIAGEN N.V. 2023 STOCK PLAN | Management | F | 17-May-2023 | F | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 29 | ALLOW QUESTIONS | Non-Voting | M | 17-May-2023 | M | Redwood Tactical Internal |
| QIAGEN NV | | N72482123 | 22-Jun-2023 | Annual General Meeting | 30 | CLOSE MEETING | Non-Voting | M | 17-May-2023 | M | Redwood Tactical Internal |
| ONO PHARMACEUTICAL CO.,LTD. | | J61546115 | 22-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 02-Jun-2023 | M | Redwood Tactical Internal |
| ONO PHARMACEUTICAL CO.,LTD. | | J61546115 | 22-Jun-2023 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ONO PHARMACEUTICAL CO.,LTD. | | J61546115 | 22-Jun-2023 | Annual General Meeting | 3 | Appoint a Director Sagara, Gyo | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ONO PHARMACEUTICAL CO.,LTD. | | J61546115 | 22-Jun-2023 | Annual General Meeting | 4 | Appoint a Director Tsujinaka, Toshihiro | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ONO PHARMACEUTICAL CO.,LTD. | | J61546115 | 22-Jun-2023 | Annual General Meeting | 5 | Appoint a Director Takino, Toichi | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ONO PHARMACEUTICAL CO.,LTD. | | J61546115 | 22-Jun-2023 | Annual General Meeting | 6 | Appoint a Director Idemitsu, Kiyoaki | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ONO PHARMACEUTICAL CO.,LTD. | | J61546115 | 22-Jun-2023 | Annual General Meeting | 7 | Appoint a Director Nomura, Masao | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ONO PHARMACEUTICAL CO.,LTD. | | J61546115 | 22-Jun-2023 | Annual General Meeting | 8 | Appoint a Director Okuno, Akiko | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ONO PHARMACEUTICAL CO.,LTD. | | J61546115 | 22-Jun-2023 | Annual General Meeting | 9 | Appoint a Director Nagae, Shusaku | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ONO PHARMACEUTICAL CO.,LTD. | | J61546115 | 22-Jun-2023 | Annual General Meeting | 10 | Appoint a Corporate Auditor Tanisaka, Hironobu | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ONO PHARMACEUTICAL CO.,LTD. | | J61546115 | 22-Jun-2023 | Annual General Meeting | 11 | Appoint a Corporate Auditor Tanabe, Akiko | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ONO PHARMACEUTICAL CO.,LTD. | | J61546115 | 22-Jun-2023 | Annual General Meeting | 12 | Approve Details of the Compensation to be received by Corporate Auditors | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ASTELLAS PHARMA INC. | | J03393105 | 22-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 02-Jun-2023 | M | Redwood Tactical Internal |
| ASTELLAS PHARMA INC. | | J03393105 | 22-Jun-2023 | Annual General Meeting | 2 | Appoint a Director who is not Audit and Supervisory Committee Member Yasukawa, Kenji | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ASTELLAS PHARMA INC. | | J03393105 | 22-Jun-2023 | Annual General Meeting | 3 | Appoint a Director who is not Audit and Supervisory Committee Member Okamura, Naoki | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ASTELLAS PHARMA INC. | | J03393105 | 22-Jun-2023 | Annual General Meeting | 4 | Appoint a Director who is not Audit and Supervisory Committee Member Sugita, Katsuyoshi | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ASTELLAS PHARMA INC. | | J03393105 | 22-Jun-2023 | Annual General Meeting | 5 | Appoint a Director who is not Audit and Supervisory Committee Member Tanaka, Takashi | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ASTELLAS PHARMA INC. | | J03393105 | 22-Jun-2023 | Annual General Meeting | 6 | Appoint a Director who is not Audit and Supervisory Committee Member Sakurai, Eriko | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ASTELLAS PHARMA INC. | | J03393105 | 22-Jun-2023 | Annual General Meeting | 7 | Appoint a Director who is not Audit and Supervisory Committee Member Miyazaki, Masahiro | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ASTELLAS PHARMA INC. | | J03393105 | 22-Jun-2023 | Annual General Meeting | 8 | Appoint a Director who is not Audit and Supervisory Committee Member Ono, Yoichi | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ASTELLAS PHARMA INC. | | J03393105 | 22-Jun-2023 | Annual General Meeting | 9 | Appoint a Director who is Audit and Supervisory Committee Member Akiyama, Rie | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 02-Jun-2023 | M | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 2 | Amend Articles to: Amend Business Lines, Adopt Reduction of Liability System for Corporate Officers | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 3 | Appoint a Director Kokubu, Fumiya | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 4 | Appoint a Director Kakinoki, Masumi | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 5 | Appoint a Director Terakawa, Akira | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 6 | Appoint a Director Furuya, Takayuki | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 7 | Appoint a Director Takahashi, Kyohei | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 8 | Appoint a Director Okina, Yuri | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 9 | Appoint a Director Kitera, Masato | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 10 | Appoint a Director Ishizuka, Shigeki | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 11 | Appoint a Director Ando, Hisayoshi | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 12 | Appoint a Director Hatano, Mutsuko | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 13 | Appoint a Corporate Auditor Ando, Takao | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 14 | Approve Details of the Compensation to be received by Directors | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| MARUBENI CORPORATION | | J39788138 | 23-Jun-2023 | Annual General Meeting | 15 | Approve Details of the Compensation to be received by Corporate Auditors | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| HOYA CORPORATION | | J22848105 | 23-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 02-Jun-2023 | M | Redwood Tactical Internal |
| HOYA CORPORATION | | J22848105 | 23-Jun-2023 | Annual General Meeting | 2 | Appoint a Director Yoshihara, Hiroaki | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| HOYA CORPORATION | | J22848105 | 23-Jun-2023 | Annual General Meeting | 3 | Appoint a Director Abe, Yasuyuki | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| HOYA CORPORATION | | J22848105 | 23-Jun-2023 | Annual General Meeting | 4 | Appoint a Director Hasegawa, Takayo | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| HOYA CORPORATION | | J22848105 | 23-Jun-2023 | Annual General Meeting | 5 | Appoint a Director Nishimura, Mika | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| HOYA CORPORATION | | J22848105 | 23-Jun-2023 | Annual General Meeting | 6 | Appoint a Director Sato, Mototsugu | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| HOYA CORPORATION | | J22848105 | 23-Jun-2023 | Annual General Meeting | 7 | Appoint a Director Ikeda, Eiichiro | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| HOYA CORPORATION | | J22848105 | 23-Jun-2023 | Annual General Meeting | 8 | Appoint a Director Hirooka, Ryo | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 02-Jun-2023 | M | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 3 | Appoint a Director Okafuji, Masahiro | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 4 | Appoint a Director Ishii, Keita | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 5 | Appoint a Director Kobayashi, Fumihiko | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 6 | Appoint a Director Hachimura, Tsuyoshi | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 7 | Appoint a Director Tsubai, Hiroyuki | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 8 | Appoint a Director Naka, Hiroyuki | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 9 | Appoint a Director Kawana, Masatoshi | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 10 | Appoint a Director Nakamori, Makiko | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 11 | Appoint a Director Ishizuka, Kunio | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 12 | Appoint a Director Ito, Akiko | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 13 | Appoint a Corporate Auditor Matoba, Yoshiko | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 14 | Appoint a Corporate Auditor Uryu, Kentaro | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 15 | Appoint a Corporate Auditor Fujita, Tsutomu | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| ITOCHU CORPORATION | | J2501P104 | 23-Jun-2023 | Annual General Meeting | 16 | Appoint a Corporate Auditor Kobayashi, Kumi | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| RECRUIT HOLDINGS CO.,LTD. | | J6433A101 | 26-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 02-Jun-2023 | M | Redwood Tactical Internal |
| RECRUIT HOLDINGS CO.,LTD. | | J6433A101 | 26-Jun-2023 | Annual General Meeting | 2 | Appoint a Director Minegishi, Masumi | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| RECRUIT HOLDINGS CO.,LTD. | | J6433A101 | 26-Jun-2023 | Annual General Meeting | 3 | Appoint a Director Idekoba, Hisayuki | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| RECRUIT HOLDINGS CO.,LTD. | | J6433A101 | 26-Jun-2023 | Annual General Meeting | 4 | Appoint a Director Senaha, Ayano | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| RECRUIT HOLDINGS CO.,LTD. | | J6433A101 | 26-Jun-2023 | Annual General Meeting | 5 | Appoint a Director Rony Kahan | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| RECRUIT HOLDINGS CO.,LTD. | | J6433A101 | 26-Jun-2023 | Annual General Meeting | 6 | Appoint a Director Izumiya, Naoki | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| RECRUIT HOLDINGS CO.,LTD. | | J6433A101 | 26-Jun-2023 | Annual General Meeting | 7 | Appoint a Director Totoki, Hiroki | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| RECRUIT HOLDINGS CO.,LTD. | | J6433A101 | 26-Jun-2023 | Annual General Meeting | 8 | Appoint a Director Honda, Keiko | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| RECRUIT HOLDINGS CO.,LTD. | | J6433A101 | 26-Jun-2023 | Annual General Meeting | 9 | Appoint a Director Katrina Lake | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| RECRUIT HOLDINGS CO.,LTD. | | J6433A101 | 26-Jun-2023 | Annual General Meeting | 10 | Appoint a Substitute Corporate Auditor Tanaka, Miho | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| RECRUIT HOLDINGS CO.,LTD. | | J6433A101 | 26-Jun-2023 | Annual General Meeting | 11 | Approve Details of the Compensation to be received by Outside Directors | Management | F | 02-Jun-2023 | F | Redwood Tactical Internal |
| NISSAN MOTOR CO.,LTD. | | J57160129 | 27-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 08-Jun-2023 | M | Redwood Tactical Internal |
| NISSAN MOTOR CO.,LTD. | | J57160129 | 27-Jun-2023 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| NISSAN MOTOR CO.,LTD. | | J57160129 | 27-Jun-2023 | Annual General Meeting | 3 | Appoint a Director Kimura, Yasushi | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| NISSAN MOTOR CO.,LTD. | | J57160129 | 27-Jun-2023 | Annual General Meeting | 4 | Appoint a Director Jean-Dominique Senard | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| NISSAN MOTOR CO.,LTD. | | J57160129 | 27-Jun-2023 | Annual General Meeting | 5 | Appoint a Director Ihara, Keiko | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| NISSAN MOTOR CO.,LTD. | | J57160129 | 27-Jun-2023 | Annual General Meeting | 6 | Appoint a Director Nagai, Motoo | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| NISSAN MOTOR CO.,LTD. | | J57160129 | 27-Jun-2023 | Annual General Meeting | 7 | Appoint a Director Bernard Delmas | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| NISSAN MOTOR CO.,LTD. | | J57160129 | 27-Jun-2023 | Annual General Meeting | 8 | Appoint a Director Andrew House | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| NISSAN MOTOR CO.,LTD. | | J57160129 | 27-Jun-2023 | Annual General Meeting | 9 | Appoint a Director Pierre Fleuriot | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| NISSAN MOTOR CO.,LTD. | | J57160129 | 27-Jun-2023 | Annual General Meeting | 10 | Appoint a Director Brenda Harvey | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| NISSAN MOTOR CO.,LTD. | | J57160129 | 27-Jun-2023 | Annual General Meeting | 11 | Appoint a Director Uchida, Makoto | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| NISSAN MOTOR CO.,LTD. | | J57160129 | 27-Jun-2023 | Annual General Meeting | 12 | Appoint a Director Sakamoto, Hideyuki | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| NISSAN MOTOR CO.,LTD. | | J57160129 | 27-Jun-2023 | Annual General Meeting | 13 | Shareholder Proposal: Approve Appropriation of Surplus | Shareholder | N | 08-Jun-2023 | N | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 06-Jun-2023 | M | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 3 | Appoint a Director who is not Audit and Supervisory Committee Member Christophe Weber | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 4 | Appoint a Director who is not Audit and Supervisory Committee Member Andrew Plump | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 5 | Appoint a Director who is not Audit and Supervisory Committee Member Constantine Saroukos | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 6 | Appoint a Director who is not Audit and Supervisory Committee Member Iijima, Masami | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 7 | Appoint a Director who is not Audit and Supervisory Committee Member Olivier Bohuon | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 8 | Appoint a Director who is not Audit and Supervisory Committee Member Jean-Luc Butel | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 9 | Appoint a Director who is not Audit and Supervisory Committee Member Ian Clark | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 10 | Appoint a Director who is not Audit and Supervisory Committee Member Steven Gillis | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 11 | Appoint a Director who is not Audit and Supervisory Committee Member John Maraganore | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 12 | Appoint a Director who is not Audit and Supervisory Committee Member Michel Orsinger | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 13 | Appoint a Director who is not Audit and Supervisory Committee Member Tsusaka, Miki | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| TAKEDA PHARMACEUTICAL COMPANY LIMITED | | J8129E108 | 28-Jun-2023 | Annual General Meeting | 14 | Approve Payment of Bonuses to Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| KONAMI GROUP CORPORATION | | J3600L101 | 28-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 06-Jun-2023 | M | Redwood Tactical Internal |
| KONAMI GROUP CORPORATION | | J3600L101 | 28-Jun-2023 | Annual General Meeting | 2 | Appoint a Director who is not Audit and Supervisory Committee Member Kozuki, Kagemasa | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| KONAMI GROUP CORPORATION | | J3600L101 | 28-Jun-2023 | Annual General Meeting | 3 | Appoint a Director who is not Audit and Supervisory Committee Member Higashio, Kimihiko | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| KONAMI GROUP CORPORATION | | J3600L101 | 28-Jun-2023 | Annual General Meeting | 4 | Appoint a Director who is not Audit and Supervisory Committee Member Hayakawa, Hideki | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| KONAMI GROUP CORPORATION | | J3600L101 | 28-Jun-2023 | Annual General Meeting | 5 | Appoint a Director who is not Audit and Supervisory Committee Member Okita, Katsunori | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| KONAMI GROUP CORPORATION | | J3600L101 | 28-Jun-2023 | Annual General Meeting | 6 | Appoint a Director who is not Audit and Supervisory Committee Member Matsuura, Yoshihiro | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| KONAMI GROUP CORPORATION | | J3600L101 | 28-Jun-2023 | Annual General Meeting | 7 | Appoint a Director who is Audit and Supervisory Committee Member Yamaguchi, Kaori | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| KONAMI GROUP CORPORATION | | J3600L101 | 28-Jun-2023 | Annual General Meeting | 8 | Appoint a Director who is Audit and Supervisory Committee Member Kubo, Kimito | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| KONAMI GROUP CORPORATION | | J3600L101 | 28-Jun-2023 | Annual General Meeting | 9 | Appoint a Director who is Audit and Supervisory Committee Member Higuchi, Yasushi | Management | F | 06-Jun-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 29-Jun-2023 | Annual General Meeting | 1 | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews/sehk/2023/0606/2023060600712.pdf https://www1.hkexnews.hk/listedco/listconews/sehk/2023/0606/2023060600736.pdf | Non-Voting | M | 10-Jun-2023 | M | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 29-Jun-2023 | Annual General Meeting | 2 | TO CONSIDER AND APPROVE THE FINAL ACCOUNTS PLAN OF THE COMPANY FOR 2022 | Management | F | 10-Jun-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 29-Jun-2023 | Annual General Meeting | 3 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2022 | Management | F | 10-Jun-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 29-Jun-2023 | Annual General Meeting | 4 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR 2022 | Management | F | 10-Jun-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 29-Jun-2023 | Annual General Meeting | 5 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR 2022 | Management | F | 10-Jun-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 29-Jun-2023 | Annual General Meeting | 6 | TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2022 | Management | F | 10-Jun-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 29-Jun-2023 | Annual General Meeting | 7 | TO CONSIDER AND APPROVE THE CAPITAL EXPENDITURE BUDGET OF THE COMPANY FOR 2023 | Management | F | 10-Jun-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 29-Jun-2023 | Annual General Meeting | 8 | TO CONSIDER AND APPROVE THE APPOINTMENT OF THE EXTERNAL AUDITORS OF THE COMPANY FOR 2023 | Management | F | 10-Jun-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 29-Jun-2023 | Annual General Meeting | 9 | TO CONSIDER AND APPROVE THE SECURITIES AND FINANCIAL PRODUCTS TRANSACTIONS FRAMEWORK AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND CHINA GALAXY FINANCIAL HOLDINGS COMPANY LIMITED, THE TRANSACTIONS THEREUNDER, AND THE CAP AMOUNTS FOR THE THREE YEARS ENDING 31 DECEMBER 2025 | Management | F | 10-Jun-2023 | F | Redwood Tactical Internal |
| CHINA GALAXY SECURITIES CO LTD | | Y1R92J109 | 29-Jun-2023 | Annual General Meeting | 10 | TO RECEIVE THE DUTY REPORT OF THE INDEPENDENT DIRECTORS FOR 2022 | Non-Voting | M | 10-Jun-2023 | M | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 1 | Please reference meeting materials. | Non-Voting | M | 08-Jun-2023 | M | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 2 | Approve Appropriation of Surplus | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 3 | Appoint a Director Akiya, Fumio | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 4 | Appoint a Director Saito, Yasuhiko | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 5 | Appoint a Director Ueno, Susumu | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 6 | Appoint a Director Todoroki, Masahiko | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 7 | Appoint a Director Fukui, Toshihiko | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 8 | Appoint a Director Komiyama, Hiroshi | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 9 | Appoint a Director Nakamura, Kuniharu | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 10 | Appoint a Director Michael H. McGarry | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 11 | Appoint a Director Hasegawa, Mariko | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 12 | Appoint a Corporate Auditor Onezawa, Hidenori | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 13 | Appoint a Corporate Auditor Kaneko, Hiroko | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| SHIN-ETSU CHEMICAL CO.,LTD. | | J72810120 | 29-Jun-2023 | Annual General Meeting | 14 | Approve Issuance of Share Acquisition Rights as Stock Options for Employees | Management | F | 08-Jun-2023 | F | Redwood Tactical Internal |
| Registrant: Hypatia Women CEO ETF | | | | | Item 1, Exhibit 26 | | | | | |
| Investment Company Act file number: 811-22718 | | | | | | | | | |
| Reporting Period: July 1, 2022-June 30, 2023 | | | | | | | | | | |
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| Issuer Name | Ticker | Meeting Date | Primary Security ID | Meeting Type | Record Date | Proposal Number | Proposal Text | Proponent | Mgmt Rec | Vote Instruction | Vote Against Mgmt |
| Abercrombie & Fitch Co. | ANF | 06/08/2023 | 002896207 | Annual | 04/10/2023 | 1a | Elect Director Kerrii B. Anderson | Mgmt | For | For | No |
| Abercrombie & Fitch Co. | ANF | 06/08/2023 | 002896207 | Annual | 04/10/2023 | 1b | Elect Director Susie Coulter | Mgmt | For | For | No |
| Abercrombie & Fitch Co. | ANF | 06/08/2023 | 002896207 | Annual | 04/10/2023 | 1c | Elect Director Sarah M. Gallagher | Mgmt | For | For | No |
| Abercrombie & Fitch Co. | ANF | 06/08/2023 | 002896207 | Annual | 04/10/2023 | 1d | Elect Director James A. Goldman | Mgmt | For | For | No |
| Abercrombie & Fitch Co. | ANF | 06/08/2023 | 002896207 | Annual | 04/10/2023 | 1e | Elect Director Fran Horowitz | Mgmt | For | For | No |
| Abercrombie & Fitch Co. | ANF | 06/08/2023 | 002896207 | Annual | 04/10/2023 | 1f | Elect Director Helen E. McCluskey | Mgmt | For | For | No |
| Abercrombie & Fitch Co. | ANF | 06/08/2023 | 002896207 | Annual | 04/10/2023 | 1g | Elect Director Kenneth B. Robinson | Mgmt | For | For | No |
| Abercrombie & Fitch Co. | ANF | 06/08/2023 | 002896207 | Annual | 04/10/2023 | 1h | Elect Director Nigel Travis | Mgmt | For | For | No |
| Abercrombie & Fitch Co. | ANF | 06/08/2023 | 002896207 | Annual | 04/10/2023 | 1i | Elect Director Helen Vaid | Mgmt | For | For | No |
| Abercrombie & Fitch Co. | ANF | 06/08/2023 | 002896207 | Annual | 04/10/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Abercrombie & Fitch Co. | ANF | 06/08/2023 | 002896207 | Annual | 04/10/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Abercrombie & Fitch Co. | ANF | 06/08/2023 | 002896207 | Annual | 04/10/2023 | 4 | Amend Omnibus Stock Plan | Mgmt | For | For | No |
| Abercrombie & Fitch Co. | ANF | 06/08/2023 | 002896207 | Annual | 04/10/2023 | 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | No |
| Advanced Micro Devices, Inc. | AMD | 05/18/2023 | 007903107 | Annual | 03/22/2023 | 1a | Elect Director Nora M. Denzel | Mgmt | For | For | No |
| Advanced Micro Devices, Inc. | AMD | 05/18/2023 | 007903107 | Annual | 03/22/2023 | 1b | Elect Director Mark Durcan | Mgmt | For | For | No |
| Advanced Micro Devices, Inc. | AMD | 05/18/2023 | 007903107 | Annual | 03/22/2023 | 1c | Elect Director Michael P. Gregoire | Mgmt | For | For | No |
| Advanced Micro Devices, Inc. | AMD | 05/18/2023 | 007903107 | Annual | 03/22/2023 | 1d | Elect Director Joseph A. Householder | Mgmt | For | For | No |
| Advanced Micro Devices, Inc. | AMD | 05/18/2023 | 007903107 | Annual | 03/22/2023 | 1e | Elect Director John W. Marren | Mgmt | For | For | No |
| Advanced Micro Devices, Inc. | AMD | 05/18/2023 | 007903107 | Annual | 03/22/2023 | 1f | Elect Director Jon A. Olson | Mgmt | For | For | No |
| Advanced Micro Devices, Inc. | AMD | 05/18/2023 | 007903107 | Annual | 03/22/2023 | 1g | Elect Director Lisa T. Su | Mgmt | For | For | No |
| Advanced Micro Devices, Inc. | AMD | 05/18/2023 | 007903107 | Annual | 03/22/2023 | 1h | Elect Director Abhi Y. Talwalkar | Mgmt | For | For | No |
| Advanced Micro Devices, Inc. | AMD | 05/18/2023 | 007903107 | Annual | 03/22/2023 | 1i | Elect Director Elizabeth W. Vanderslice | Mgmt | For | For | No |
| Advanced Micro Devices, Inc. | AMD | 05/18/2023 | 007903107 | Annual | 03/22/2023 | 2 | Approve Omnibus Stock Plan | Mgmt | For | For | No |
| Advanced Micro Devices, Inc. | AMD | 05/18/2023 | 007903107 | Annual | 03/22/2023 | 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Advanced Micro Devices, Inc. | AMD | 05/18/2023 | 007903107 | Annual | 03/22/2023 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Advanced Micro Devices, Inc. | AMD | 05/18/2023 | 007903107 | Annual | 03/22/2023 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| AdvanSix Inc. | ASIX | 06/15/2023 | 00773T101 | Annual | 04/21/2023 | 1a | Elect Director Erin N. Kane | Mgmt | For | For | No |
| AdvanSix Inc. | ASIX | 06/15/2023 | 00773T101 | Annual | 04/21/2023 | 1b | Elect Director Farha Aslam | Mgmt | For | For | No |
| AdvanSix Inc. | ASIX | 06/15/2023 | 00773T101 | Annual | 04/21/2023 | 1c | Elect Director Darrell K. Hughes | Mgmt | For | For | No |
| AdvanSix Inc. | ASIX | 06/15/2023 | 00773T101 | Annual | 04/21/2023 | 1d | Elect Director Todd D. Karran | Mgmt | For | For | No |
| AdvanSix Inc. | ASIX | 06/15/2023 | 00773T101 | Annual | 04/21/2023 | 1e | Elect Director Gena C. Lovett | Mgmt | For | For | No |
| AdvanSix Inc. | ASIX | 06/15/2023 | 00773T101 | Annual | 04/21/2023 | 1f | Elect Director Daniel F. Sansone | Mgmt | For | For | No |
| AdvanSix Inc. | ASIX | 06/15/2023 | 00773T101 | Annual | 04/21/2023 | 1g | Elect Director Sharon S. Spurlin | Mgmt | For | For | No |
| AdvanSix Inc. | ASIX | 06/15/2023 | 00773T101 | Annual | 04/21/2023 | 1h | Elect Director Patrick S. Williams | Mgmt | For | For | No |
| AdvanSix Inc. | ASIX | 06/15/2023 | 00773T101 | Annual | 04/21/2023 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | No |
| AdvanSix Inc. | ASIX | 06/15/2023 | 00773T101 | Annual | 04/21/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| AdvanSix Inc. | ASIX | 06/15/2023 | 00773T101 | Annual | 04/21/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Aerojet Rocketdyne Holdings, Inc. | AJRD | 03/16/2023 | 007800105 | Special | 02/09/2023 | 1 | Approve Merger Agreement | Mgmt | For | For | No |
| Aerojet Rocketdyne Holdings, Inc. | AJRD | 03/16/2023 | 007800105 | Special | 02/09/2023 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | Against | Yes |
| Aerojet Rocketdyne Holdings, Inc. | AJRD | 03/16/2023 | 007800105 | Special | 02/09/2023 | 3 | Adjourn Meeting | Mgmt | For | For | No |
| ALLETE, Inc. | ALE | 05/09/2023 | 018522300 | Annual | 03/10/2023 | 1a | Elect Director Bethany M. Owen | Mgmt | For | For | No |
| ALLETE, Inc. | ALE | 05/09/2023 | 018522300 | Annual | 03/10/2023 | 1b | Elect Director Susan K. Nestegard | Mgmt | For | For | No |
| ALLETE, Inc. | ALE | 05/09/2023 | 018522300 | Annual | 03/10/2023 | 1c | Elect Director George G. Goldfarb | Mgmt | For | For | No |
| ALLETE, Inc. | ALE | 05/09/2023 | 018522300 | Annual | 03/10/2023 | 1d | Elect Director James J. Hoolihan | Mgmt | For | For | No |
| ALLETE, Inc. | ALE | 05/09/2023 | 018522300 | Annual | 03/10/2023 | 1e | Elect Director Madeleine W. Ludlow | Mgmt | For | For | No |
| ALLETE, Inc. | ALE | 05/09/2023 | 018522300 | Annual | 03/10/2023 | 1f | Elect Director Charles R. Matthews | Mgmt | For | For | No |
| ALLETE, Inc. | ALE | 05/09/2023 | 018522300 | Annual | 03/10/2023 | 1g | Elect Director Douglas C. Neve | Mgmt | For | For | No |
| ALLETE, Inc. | ALE | 05/09/2023 | 018522300 | Annual | 03/10/2023 | 1h | Elect Director Barbara A. Nick | Mgmt | For | For | No |
| ALLETE, Inc. | ALE | 05/09/2023 | 018522300 | Annual | 03/10/2023 | 1i | Elect Director Robert P. Powers | Mgmt | For | For | No |
| ALLETE, Inc. | ALE | 05/09/2023 | 018522300 | Annual | 03/10/2023 | 1j | Elect Director Charlene A. Thomas | Mgmt | For | For | No |
| ALLETE, Inc. | ALE | 05/09/2023 | 018522300 | Annual | 03/10/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| ALLETE, Inc. | ALE | 05/09/2023 | 018522300 | Annual | 03/10/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| ALLETE, Inc. | ALE | 05/09/2023 | 018522300 | Annual | 03/10/2023 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | No |
| Alnylam Pharmaceuticals, Inc. | ALNY | 05/18/2023 | 02043Q107 | Annual | 03/24/2023 | 1a | Elect Director Michael W. Bonney | Mgmt | For | For | No |
| Alnylam Pharmaceuticals, Inc. | ALNY | 05/18/2023 | 02043Q107 | Annual | 03/24/2023 | 1b | Elect Director Yvonne L. Greenstreet | Mgmt | For | For | No |
| Alnylam Pharmaceuticals, Inc. | ALNY | 05/18/2023 | 02043Q107 | Annual | 03/24/2023 | 1c | Elect Director Phillip A. Sharp | Mgmt | For | For | No |
| Alnylam Pharmaceuticals, Inc. | ALNY | 05/18/2023 | 02043Q107 | Annual | 03/24/2023 | 1d | Elect Director Elliott Sigal | Mgmt | For | For | No |
| Alnylam Pharmaceuticals, Inc. | ALNY | 05/18/2023 | 02043Q107 | Annual | 03/24/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Alnylam Pharmaceuticals, Inc. | ALNY | 05/18/2023 | 02043Q107 | Annual | 03/24/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Alnylam Pharmaceuticals, Inc. | ALNY | 05/18/2023 | 02043Q107 | Annual | 03/24/2023 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | No |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 1a | Elect Director Lynne P. Fox | Mgmt | For | For | No |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 1b | Elect Director Priscilla Sims Brown | Mgmt | For | For | No |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 1c | Elect Director Maryann Bruce | Mgmt | For | For | No |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 1d | Elect Director Mark A. Finser | Mgmt | For | For | No |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 1e | Elect Director Darrell Jackson | Mgmt | For | Against | Yes |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 1f | Elect Director Julie Kelly | Mgmt | For | For | No |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 1g | Elect Director JoAnn Lilek | Mgmt | For | For | No |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 1h | Elect Director John McDonagh | Mgmt | For | For | No |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 1i | Elect Director Meredith Miller | Mgmt | For | For | No |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 1j | Elect Director Robert G. Romasco | Mgmt | For | For | No |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 1k | Elect Director Edgar Romney, Sr. | Mgmt | For | For | No |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 2 | Ratify Crowe LLP as Auditors | Mgmt | For | For | No |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 3 | Approve Restricted Stock Plan | Mgmt | For | For | No |
| Amalgamated Financial Corp. | AMAL | 05/24/2023 | 022671101 | Annual | 03/29/2023 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 1.1 | Elect Director Nicholas K. Akins | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 1.2 | Elect Director J. Barnie Beasley, Jr. | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 1.3 | Elect Director Ben Fowke | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 1.4 | Elect Director Art A. Garcia | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 1.5 | Elect Director Linda A. Goodspeed | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 1.6 | Elect Director Donna A. James | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 1.7 | Elect Director Sandra Beach Lin | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 1.8 | Elect Director Margaret M. McCarthy | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 1.9 | Elect Director Oliver G. 'Rick' Richard, III | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 1.10 | Elect Director Daryl Roberts | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 1.11 | Elect Director Julia A. Sloat | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 1.12 | Elect Director Sara Martinez Tucker | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 1.13 | Elect Director Lewis Von Thaer | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 3 | Reduce Supermajority Vote Requirement | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| American Electric Power Company, Inc. | AEP | 04/25/2023 | 025537101 | Annual | 02/28/2023 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| AMN Healthcare Services, Inc. | AMN | 05/17/2023 | 001744101 | Annual | 03/21/2023 | 1a | Elect Director Jorge A. Caballero | Mgmt | For | For | No |
| AMN Healthcare Services, Inc. | AMN | 05/17/2023 | 001744101 | Annual | 03/21/2023 | 1b | Elect Director Mark G. Foletta | Mgmt | For | For | No |
| AMN Healthcare Services, Inc. | AMN | 05/17/2023 | 001744101 | Annual | 03/21/2023 | 1c | Elect Director Teri G. Fontenot | Mgmt | For | For | No |
| AMN Healthcare Services, Inc. | AMN | 05/17/2023 | 001744101 | Annual | 03/21/2023 | 1d | Elect Director Cary S. Grace | Mgmt | For | For | No |
| AMN Healthcare Services, Inc. | AMN | 05/17/2023 | 001744101 | Annual | 03/21/2023 | 1e | Elect Director R. Jeffrey Harris | Mgmt | For | For | No |
| AMN Healthcare Services, Inc. | AMN | 05/17/2023 | 001744101 | Annual | 03/21/2023 | 1f | Elect Director Daphne E. Jones | Mgmt | For | For | No |
| AMN Healthcare Services, Inc. | AMN | 05/17/2023 | 001744101 | Annual | 03/21/2023 | 1g | Elect Director Martha H. Marsh | Mgmt | For | For | No |
| AMN Healthcare Services, Inc. | AMN | 05/17/2023 | 001744101 | Annual | 03/21/2023 | 1h | Elect Director Sylvia Trent-Adams | Mgmt | For | For | No |
| AMN Healthcare Services, Inc. | AMN | 05/17/2023 | 001744101 | Annual | 03/21/2023 | 1i | Elect Director Douglas D. Wheat | Mgmt | For | For | No |
| AMN Healthcare Services, Inc. | AMN | 05/17/2023 | 001744101 | Annual | 03/21/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| AMN Healthcare Services, Inc. | AMN | 05/17/2023 | 001744101 | Annual | 03/21/2023 | 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| AMN Healthcare Services, Inc. | AMN | 05/17/2023 | 001744101 | Annual | 03/21/2023 | 4 | Amend Right to Call Special Meeting | SH | Against | Against | No |
| ArcBest Corporation | ARCB | 04/26/2023 | 03937C105 | Annual | 02/27/2023 | 1a | Elect Director Salvatore A. Abbate | Mgmt | For | For | No |
| ArcBest Corporation | ARCB | 04/26/2023 | 03937C105 | Annual | 02/27/2023 | 1b | Elect Director Eduardo F. Conrado | Mgmt | For | Against | Yes |
| ArcBest Corporation | ARCB | 04/26/2023 | 03937C105 | Annual | 02/27/2023 | 1c | Elect Director Fredrik J. Eliasson | Mgmt | For | For | No |
| ArcBest Corporation | ARCB | 04/26/2023 | 03937C105 | Annual | 02/27/2023 | 1d | Elect Director Michael P. Hogan | Mgmt | For | For | No |
| ArcBest Corporation | ARCB | 04/26/2023 | 03937C105 | Annual | 02/27/2023 | 1e | Elect Director Kathleen D. McElligott | Mgmt | For | For | No |
| ArcBest Corporation | ARCB | 04/26/2023 | 03937C105 | Annual | 02/27/2023 | 1f | Elect Director Judy R. McReynolds | Mgmt | For | For | No |
| ArcBest Corporation | ARCB | 04/26/2023 | 03937C105 | Annual | 02/27/2023 | 1g | Elect Director Craig E. Philip | Mgmt | For | For | No |
| ArcBest Corporation | ARCB | 04/26/2023 | 03937C105 | Annual | 02/27/2023 | 1h | Elect Director Steven L. Spinner | Mgmt | For | For | No |
| ArcBest Corporation | ARCB | 04/26/2023 | 03937C105 | Annual | 02/27/2023 | 1i | Elect Director Janice E. Stipp | Mgmt | For | For | No |
| ArcBest Corporation | ARCB | 04/26/2023 | 03937C105 | Annual | 02/27/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| ArcBest Corporation | ARCB | 04/26/2023 | 03937C105 | Annual | 02/27/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| ArcBest Corporation | ARCB | 04/26/2023 | 03937C105 | Annual | 02/27/2023 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| ArcBest Corporation | ARCB | 04/26/2023 | 03937C105 | Annual | 02/27/2023 | 5 | Amend Charter to Permit the Exculpation of Officers Consistent with Changes to Delaware General Corporation Law | Mgmt | For | For | No |
| Arista Networks, Inc. | ANET | 06/14/2023 | 040413106 | Annual | 04/20/2023 | 1.1 | Elect Director Lewis Chew | Mgmt | For | Withhold | Yes |
| Arista Networks, Inc. | ANET | 06/14/2023 | 040413106 | Annual | 04/20/2023 | 1.2 | Elect Director Douglas Merritt *Withdrawn Resolution* | Mgmt | | | |
| Arista Networks, Inc. | ANET | 06/14/2023 | 040413106 | Annual | 04/20/2023 | 1.3 | Elect Director Mark B. Templeton | Mgmt | For | Withhold | Yes |
| Arista Networks, Inc. | ANET | 06/14/2023 | 040413106 | Annual | 04/20/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Arista Networks, Inc. | ANET | 06/14/2023 | 040413106 | Annual | 04/20/2023 | 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Axcelis Technologies, Inc. | ACLS | 05/11/2023 | 054540208 | Annual | 03/15/2023 | 1.1 | Elect Director Tzu-Yin ("TY") Chiu | Mgmt | For | For | No |
| Axcelis Technologies, Inc. | ACLS | 05/11/2023 | 054540208 | Annual | 03/15/2023 | 1.2 | Elect Director Joseph P. Keithley | Mgmt | For | For | No |
| Axcelis Technologies, Inc. | ACLS | 05/11/2023 | 054540208 | Annual | 03/15/2023 | 1.3 | Elect Director John T. Kurtzweil | Mgmt | For | For | No |
| Axcelis Technologies, Inc. | ACLS | 05/11/2023 | 054540208 | Annual | 03/15/2023 | 1.4 | Elect Director Russell J. Low | Mgmt | For | For | No |
| Axcelis Technologies, Inc. | ACLS | 05/11/2023 | 054540208 | Annual | 03/15/2023 | 1.5 | Elect Director Mary G. Puma | Mgmt | For | For | No |
| Axcelis Technologies, Inc. | ACLS | 05/11/2023 | 054540208 | Annual | 03/15/2023 | 1.6 | Elect Director Jeanne Quirk | Mgmt | For | For | No |
| Axcelis Technologies, Inc. | ACLS | 05/11/2023 | 054540208 | Annual | 03/15/2023 | 1.7 | Elect Director Thomas St. Dennis | Mgmt | For | For | No |
| Axcelis Technologies, Inc. | ACLS | 05/11/2023 | 054540208 | Annual | 03/15/2023 | 1.8 | Elect Director Jorge Titinger | Mgmt | For | For | No |
| Axcelis Technologies, Inc. | ACLS | 05/11/2023 | 054540208 | Annual | 03/15/2023 | 1.9 | Elect Director Dipti Vachani | Mgmt | For | For | No |
| Axcelis Technologies, Inc. | ACLS | 05/11/2023 | 054540208 | Annual | 03/15/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Axcelis Technologies, Inc. | ACLS | 05/11/2023 | 054540208 | Annual | 03/15/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Axcelis Technologies, Inc. | ACLS | 05/11/2023 | 054540208 | Annual | 03/15/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 1.1 | Elect Director Patricia S. Bellinger | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 1.2 | Elect Director Alessandro Bogliolo | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 1.3 | Elect Director Gina R. Boswell | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 1.4 | Elect Director Lucy O. Brady | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 1.5 | Elect Director Francis A. Hondal | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 1.6 | Elect Director Thomas J. Kuhn | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 1.7 | Elect Director Danielle M. Lee | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 1.8 | Elect Director Michael G. Morris | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 1.9 | Elect Director Sarah E. Nash | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 1.10 | Elect Director Juan Rajlin | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 1.11 | Elect Director Stephen D. Steinour | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 1.12 | Elect Director J.K. Symancyk | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 1.13 | Elect Director Steven E. Voskuil | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Yes |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Bath & Body Works, Inc. | BBWI | 06/08/2023 | 070830104 | Annual | 04/10/2023 | 5 | Require Independent Board Chair | SH | Against | For | Yes |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 1a | Elect Director Corie S. Barry | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 1b | Elect Director Lisa M. Caputo | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 1c | Elect Director J. Patrick Doyle | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 1d | Elect Director David W. Kenny | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 1e | Elect Director Mario J. Marte | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 1f | Elect Director Karen A. McLoughlin | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 1g | Elect Director Claudia F. Munce | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 1h | Elect Director Richelle P. Parham | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 1i | Elect Director Steven E. Rendle | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 1j | Elect Director Sima D. Sistani | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 1k | Elect Director Melinda D. Whittington | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 1l | Elect Director Eugene A. Woods | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Best Buy Co., Inc. | BBY | 06/14/2023 | 086516101 | Annual | 04/17/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Blackstone Mortgage Trust, Inc. | BXMT | 06/23/2023 | 09257W100 | Annual | 04/14/2023 | 1.1 | Elect Director Michael B. Nash | Mgmt | For | For | No |
| Blackstone Mortgage Trust, Inc. | BXMT | 06/23/2023 | 09257W100 | Annual | 04/14/2023 | 1.2 | Elect Director Katharine A. Keenan | Mgmt | For | For | No |
| Blackstone Mortgage Trust, Inc. | BXMT | 06/23/2023 | 09257W100 | Annual | 04/14/2023 | 1.3 | Elect Director Leonard W. Cotton | Mgmt | For | For | No |
| Blackstone Mortgage Trust, Inc. | BXMT | 06/23/2023 | 09257W100 | Annual | 04/14/2023 | 1.4 | Elect Director Thomas E. Dobrowski | Mgmt | For | For | No |
| Blackstone Mortgage Trust, Inc. | BXMT | 06/23/2023 | 09257W100 | Annual | 04/14/2023 | 1.5 | Elect Director Timothy Johnson | Mgmt | For | For | No |
| Blackstone Mortgage Trust, Inc. | BXMT | 06/23/2023 | 09257W100 | Annual | 04/14/2023 | 1.6 | Elect Director Nnenna Lynch | Mgmt | For | For | No |
| Blackstone Mortgage Trust, Inc. | BXMT | 06/23/2023 | 09257W100 | Annual | 04/14/2023 | 1.7 | Elect Director Henry N. Nassau | Mgmt | For | For | No |
| Blackstone Mortgage Trust, Inc. | BXMT | 06/23/2023 | 09257W100 | Annual | 04/14/2023 | 1.8 | Elect Director Gilda Perez-Alvarado | Mgmt | For | For | No |
| Blackstone Mortgage Trust, Inc. | BXMT | 06/23/2023 | 09257W100 | Annual | 04/14/2023 | 1.9 | Elect Director Jonathan L. Pollack | Mgmt | For | For | No |
| Blackstone Mortgage Trust, Inc. | BXMT | 06/23/2023 | 09257W100 | Annual | 04/14/2023 | 1.10 | Elect Director Lynne B. Sagalyn | Mgmt | For | For | No |
| Blackstone Mortgage Trust, Inc. | BXMT | 06/23/2023 | 09257W100 | Annual | 04/14/2023 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Blackstone Mortgage Trust, Inc. | BXMT | 06/23/2023 | 09257W100 | Annual | 04/14/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Blueprint Medicines Corporation | BPMC | 06/21/2023 | 09627Y109 | Annual | 04/24/2023 | 1.1 | Elect Director Alexis Borisy | Mgmt | For | Withhold | Yes |
| Blueprint Medicines Corporation | BPMC | 06/21/2023 | 09627Y109 | Annual | 04/24/2023 | 1.2 | Elect Director Lonnel Coats | Mgmt | For | Withhold | Yes |
| Blueprint Medicines Corporation | BPMC | 06/21/2023 | 09627Y109 | Annual | 04/24/2023 | 1.3 | Elect Director Kathryn Haviland | Mgmt | For | For | No |
| Blueprint Medicines Corporation | BPMC | 06/21/2023 | 09627Y109 | Annual | 04/24/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Blueprint Medicines Corporation | BPMC | 06/21/2023 | 09627Y109 | Annual | 04/24/2023 | 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Bumble Inc. | BMBL | 06/06/2023 | 12047B105 | Annual | 04/10/2023 | 1.1 | Elect Director R. Lynn Atchison | Mgmt | For | For | No |
| Bumble Inc. | BMBL | 06/06/2023 | 12047B105 | Annual | 04/10/2023 | 1.2 | Elect Director Matthew S. Bromberg | Mgmt | For | For | No |
| Bumble Inc. | BMBL | 06/06/2023 | 12047B105 | Annual | 04/10/2023 | 1.3 | Elect Director Amy M. Griffin | Mgmt | For | Withhold | Yes |
| Bumble Inc. | BMBL | 06/06/2023 | 12047B105 | Annual | 04/10/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Bumble Inc. | BMBL | 06/06/2023 | 12047B105 | Annual | 04/10/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Yes |
| Bumble Inc. | BMBL | 06/06/2023 | 12047B105 | Annual | 04/10/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Cable One, Inc. | CABO | 05/19/2023 | 12685J105 | Annual | 04/03/2023 | 1a | Elect Director Brad D. Brian | Mgmt | For | For | No |
| Cable One, Inc. | CABO | 05/19/2023 | 12685J105 | Annual | 04/03/2023 | 1b | Elect Director Deborah J. Kissire | Mgmt | For | For | No |
| Cable One, Inc. | CABO | 05/19/2023 | 12685J105 | Annual | 04/03/2023 | 1c | Elect Director Julia M. Laulis | Mgmt | For | For | No |
| Cable One, Inc. | CABO | 05/19/2023 | 12685J105 | Annual | 04/03/2023 | 1d | Elect Director Mary E. Meduski | Mgmt | For | For | No |
| Cable One, Inc. | CABO | 05/19/2023 | 12685J105 | Annual | 04/03/2023 | 1e | Elect Director Thomas O. Might | Mgmt | For | For | No |
| Cable One, Inc. | CABO | 05/19/2023 | 12685J105 | Annual | 04/03/2023 | 1f | Elect Director Sherrese M. Smith | Mgmt | For | For | No |
| Cable One, Inc. | CABO | 05/19/2023 | 12685J105 | Annual | 04/03/2023 | 1g | Elect Director Wallace R. Weitz | Mgmt | For | For | No |
| Cable One, Inc. | CABO | 05/19/2023 | 12685J105 | Annual | 04/03/2023 | 1h | Elect Director Katharine B. Weymouth | Mgmt | For | For | No |
| Cable One, Inc. | CABO | 05/19/2023 | 12685J105 | Annual | 04/03/2023 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | No |
| Cable One, Inc. | CABO | 05/19/2023 | 12685J105 | Annual | 04/03/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Cable One, Inc. | CABO | 05/19/2023 | 12685J105 | Annual | 04/03/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 1a | Elect Director Virginia C. Addicott | Mgmt | For | For | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 1b | Elect Director James A. Bell | Mgmt | For | For | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 1c | Elect Director Lynda M. Clarizio | Mgmt | For | For | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 1d | Elect Director Anthony R. Foxx | Mgmt | For | For | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 1e | Elect Director Marc E. Jones | Mgmt | For | For | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 1f | Elect Director Christine A. Leahy | Mgmt | For | For | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 1g | Elect Director Sanjay Mehrotra | Mgmt | For | For | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 1h | Elect Director David W. Nelms | Mgmt | For | For | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 1i | Elect Director Joseph R. Swedish | Mgmt | For | For | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 1j | Elect Director Donna F. Zarcone | Mgmt | For | For | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 5 | Provide Right to Call Special Meeting | Mgmt | For | For | No |
| CDW Corporation | CDW | 05/18/2023 | 12514G108 | Annual | 03/22/2023 | 6 | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Mgmt | For | For | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 1a | Elect Director Jean S. Blackwell | Mgmt | For | For | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 1b | Elect Director William M. Brown | Mgmt | For | For | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 1c | Elect Director Edward G. Galante | Mgmt | For | For | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 1d | Elect Director Kathryn M. Hill | Mgmt | For | For | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 1e | Elect Director David F. Hoffmeister | Mgmt | For | For | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 1f | Elect Director Jay V. Ihlenfeld | Mgmt | For | For | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 1g | Elect Director Deborah J. Kissire | Mgmt | For | For | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 1h | Elect Director Michael Koenig | Mgmt | For | For | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 1i | Elect Director Kim K.W. Rucker | Mgmt | For | For | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 1j | Elect Director Lori J. Ryerkerk | Mgmt | For | For | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Celanese Corporation | CE | 04/20/2023 | 150870103 | Annual | 02/22/2023 | 5 | Amend Omnibus Stock Plan | Mgmt | For | For | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 1a | Elect Director Jessica L. Blume | Mgmt | For | For | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 1b | Elect Director Kenneth A. Burdick | Mgmt | For | For | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 1c | Elect Director Christopher J. Coughlin | Mgmt | For | For | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 1d | Elect Director H. James Dallas | Mgmt | For | For | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 1e | Elect Director Wayne S. DeVeydt | Mgmt | For | For | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 1f | Elect Director Frederick H. Eppinger | Mgmt | For | For | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 1g | Elect Director Monte E. Ford | Mgmt | For | For | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 1h | Elect Director Sarah M. London | Mgmt | For | For | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 1i | Elect Director Lori J. Robinson | Mgmt | For | For | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 1j | Elect Director Theodore R. Samuels | Mgmt | For | For | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | Against | No |
| Centene Corporation | CNC | 05/10/2023 | 15135B101 | Annual | 03/13/2023 | 6 | Report on Maternal Morbidity Reduction Metrics in Executive Compensation | SH | Against | Against | No |
| Ceridian HCM Holding Inc. | CDAY | 04/28/2023 | 15677J108 | Annual | 03/01/2023 | 1.1 | Elect Director Brent B. Bickett | Mgmt | For | For | No |
| Ceridian HCM Holding Inc. | CDAY | 04/28/2023 | 15677J108 | Annual | 03/01/2023 | 1.2 | Elect Director Ronald F. Clarke | Mgmt | For | For | No |
| Ceridian HCM Holding Inc. | CDAY | 04/28/2023 | 15677J108 | Annual | 03/01/2023 | 1.3 | Elect Director Ganesh B. Rao | Mgmt | For | For | No |
| Ceridian HCM Holding Inc. | CDAY | 04/28/2023 | 15677J108 | Annual | 03/01/2023 | 1.4 | Elect Director Leagh E. Turner | Mgmt | For | For | No |
| Ceridian HCM Holding Inc. | CDAY | 04/28/2023 | 15677J108 | Annual | 03/01/2023 | 1.5 | Elect Director Deborah A. Farrington | Mgmt | For | For | No |
| Ceridian HCM Holding Inc. | CDAY | 04/28/2023 | 15677J108 | Annual | 03/01/2023 | 1.6 | Elect Director Thomas M. Hagerty | Mgmt | For | For | No |
| Ceridian HCM Holding Inc. | CDAY | 04/28/2023 | 15677J108 | Annual | 03/01/2023 | 1.7 | Elect Director Linda P. Mantia | Mgmt | For | For | No |
| Ceridian HCM Holding Inc. | CDAY | 04/28/2023 | 15677J108 | Annual | 03/01/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Ceridian HCM Holding Inc. | CDAY | 04/28/2023 | 15677J108 | Annual | 03/01/2023 | 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Chart Industries, Inc. | GTLS | 05/25/2023 | 16115Q308 | Annual | 03/28/2023 | 1.1 | Elect Director Jillian C. Evanko | Mgmt | For | For | No |
| Chart Industries, Inc. | GTLS | 05/25/2023 | 16115Q308 | Annual | 03/28/2023 | 1.2 | Elect Director Andrew R. Cichocki | Mgmt | For | For | No |
| Chart Industries, Inc. | GTLS | 05/25/2023 | 16115Q308 | Annual | 03/28/2023 | 1.3 | Elect Director Paula M. Harris | Mgmt | For | For | No |
| Chart Industries, Inc. | GTLS | 05/25/2023 | 16115Q308 | Annual | 03/28/2023 | 1.4 | Elect Director Linda A. Harty | Mgmt | For | For | No |
| Chart Industries, Inc. | GTLS | 05/25/2023 | 16115Q308 | Annual | 03/28/2023 | 1.5 | Elect Director Paul E. Mahoney | Mgmt | For | For | No |
| Chart Industries, Inc. | GTLS | 05/25/2023 | 16115Q308 | Annual | 03/28/2023 | 1.6 | Elect Director Singleton B. McAllister | Mgmt | For | For | No |
| Chart Industries, Inc. | GTLS | 05/25/2023 | 16115Q308 | Annual | 03/28/2023 | 1.7 | Elect Director Michael L. Molinini | Mgmt | For | For | No |
| Chart Industries, Inc. | GTLS | 05/25/2023 | 16115Q308 | Annual | 03/28/2023 | 1.8 | Elect Director David M. Sagehorn | Mgmt | For | For | No |
| Chart Industries, Inc. | GTLS | 05/25/2023 | 16115Q308 | Annual | 03/28/2023 | 1.9 | Elect Director Spencer S. Stiles | Mgmt | For | For | No |
| Chart Industries, Inc. | GTLS | 05/25/2023 | 16115Q308 | Annual | 03/28/2023 | 1.10 | Elect Director Roger A. Strauch | Mgmt | For | For | No |
| Chart Industries, Inc. | GTLS | 05/25/2023 | 16115Q308 | Annual | 03/28/2023 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Chart Industries, Inc. | GTLS | 05/25/2023 | 16115Q308 | Annual | 03/28/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Chart Industries, Inc. | GTLS | 05/25/2023 | 16115Q308 | Annual | 03/28/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Chico's FAS, Inc. | CHS | 06/22/2023 | 168615102 | Annual | 04/24/2023 | 1a | Elect Director Bonnie R. Brooks | Mgmt | For | For | No |
| Chico's FAS, Inc. | CHS | 06/22/2023 | 168615102 | Annual | 04/24/2023 | 1b | Elect Director Janice L. Fields | Mgmt | For | For | No |
| Chico's FAS, Inc. | CHS | 06/22/2023 | 168615102 | Annual | 04/24/2023 | 1c | Elect Director Deborah L. Kerr | Mgmt | For | For | No |
| Chico's FAS, Inc. | CHS | 06/22/2023 | 168615102 | Annual | 04/24/2023 | 1d | Elect Director Eli M. Kumekpor | Mgmt | For | For | No |
| Chico's FAS, Inc. | CHS | 06/22/2023 | 168615102 | Annual | 04/24/2023 | 1e | Elect Director Molly Langenstein | Mgmt | For | For | No |
| Chico's FAS, Inc. | CHS | 06/22/2023 | 168615102 | Annual | 04/24/2023 | 1f | Elect Director John J. Mahoney | Mgmt | For | For | No |
| Chico's FAS, Inc. | CHS | 06/22/2023 | 168615102 | Annual | 04/24/2023 | 1g | Elect Director Kevin Mansell | Mgmt | For | For | No |
| Chico's FAS, Inc. | CHS | 06/22/2023 | 168615102 | Annual | 04/24/2023 | 1h | Elect Director Kim Roy | Mgmt | For | For | No |
| Chico's FAS, Inc. | CHS | 06/22/2023 | 168615102 | Annual | 04/24/2023 | 1i | Elect Director David F. Walker | Mgmt | For | For | No |
| Chico's FAS, Inc. | CHS | 06/22/2023 | 168615102 | Annual | 04/24/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Chico's FAS, Inc. | CHS | 06/22/2023 | 168615102 | Annual | 04/24/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Chico's FAS, Inc. | CHS | 06/22/2023 | 168615102 | Annual | 04/24/2023 | 4 | Amend Omnibus Stock Plan | Mgmt | For | For | No |
| Chico's FAS, Inc. | CHS | 06/22/2023 | 168615102 | Annual | 04/24/2023 | 5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 1a | Elect Director Ellen M. Costello | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 1b | Elect Director Grace E. Dailey | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 1c | Elect Director Barbara J. Desoer | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 1d | Elect Director John C. Dugan | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 1e | Elect Director Jane N. Fraser | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 1f | Elect Director Duncan P. Hennes | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 1g | Elect Director Peter B. Henry | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 1h | Elect Director S. Leslie Ireland | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 1i | Elect Director Renee J. James | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 1j | Elect Director Gary M. Reiner | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 1k | Elect Director Diana L. Taylor | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 1l | Elect Director James S. Turley | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 1m | Elect Director Casper W. von Koskull | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 4 | Amend Omnibus Stock Plan | Mgmt | For | For | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | For | Yes |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 7 | Require Independent Board Chair | SH | Against | Against | No |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 8 | Report on Respecting Indigenous Peoples' Rights | SH | Against | For | Yes |
| Citigroup Inc. | C | 04/25/2023 | 172967424 | Annual | 02/27/2023 | 9 | Adopt Time-Bound Policy to Phase Out Underwriting and Lending for New Fossil Fuel Development | SH | Against | Against | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 1 | Elect Director N. Thomas Linebarger | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 2 | Elect Director Jennifer W. Rumsey | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 3 | Elect Director Gary L. Belske | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 4 | Elect Director Robert J. Bernhard | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 5 | Elect Director Bruno V. Di Leo Allen | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 6 | Elect Director Stephen B. Dobbs | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 7 | Elect Director Carla A. Harris | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 8 | Elect Director Thomas J. Lynch | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 9 | Elect Director William I. Miller | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 10 | Elect Director Georgia R. Nelson | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 11 | Elect Director Kimberly A. Nelson | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 12 | Elect Director Karen H. Quintos | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 15 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 16 | Amend Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | No |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 17 | Require Independent Board Chairman | SH | Against | For | Yes |
| Cummins Inc. | CMI | 05/09/2023 | 231021106 | Annual | 03/07/2023 | 18 | Disclose Plan to Link Executive Compensation to GHG Emissions Reduction Goals | SH | Against | Against | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 1a | Elect Director Fernando Aguirre | Mgmt | For | For | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 1b | Elect Director Jeffrey R. Balser | Mgmt | For | For | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 1c | Elect Director C. David Brown, II | Mgmt | For | For | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 1d | Elect Director Alecia A. DeCoudreaux | Mgmt | For | For | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 1e | Elect Director Nancy-Ann M. DeParle | Mgmt | For | For | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 1f | Elect Director Roger N. Farah | Mgmt | For | For | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 1g | Elect Director Anne M. Finucane | Mgmt | For | For | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 1h | Elect Director Edward J. Ludwig | Mgmt | For | For | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 1i | Elect Director Karen S. Lynch | Mgmt | For | For | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 1j | Elect Director Jean-Pierre Millon | Mgmt | For | For | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 1k | Elect Director Mary L. Schapiro | Mgmt | For | For | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 5 | Adopt a Paid Sick Leave Policy | SH | Against | Against | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | Yes |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 7 | Amend Bylaws to Require Shareholder Approval of Certain Provisions Related to Director Nominations by Shareholders | SH | Against | Against | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 8 | Commission Third Party Assessment on Company's Commitment to Freedom of Association and Collective Bargaining Rights | SH | Against | Against | No |
| CVS Health Corporation | CVS | 05/18/2023 | 126650100 | Annual | 03/20/2023 | 9 | Adopt Policy Prohibiting Directors from Simultaneously Sitting on the Board of Directors of Any Other Company | SH | Against | Against | No |
| Denny's Corporation | DENN | 05/17/2023 | 24869P104 | Annual | 03/21/2023 | 1a | Elect Director Bernadette S. Aulestia | Mgmt | For | For | No |
| Denny's Corporation | DENN | 05/17/2023 | 24869P104 | Annual | 03/21/2023 | 1b | Elect Director Olu Beck | Mgmt | For | For | No |
| Denny's Corporation | DENN | 05/17/2023 | 24869P104 | Annual | 03/21/2023 | 1c | Elect Director Gregg R. Dedrick | Mgmt | For | For | No |
| Denny's Corporation | DENN | 05/17/2023 | 24869P104 | Annual | 03/21/2023 | 1d | Elect Director Jose M. Gutierrez | Mgmt | For | For | No |
| Denny's Corporation | DENN | 05/17/2023 | 24869P104 | Annual | 03/21/2023 | 1e | Elect Director Brenda J. Lauderback | Mgmt | For | For | No |
| Denny's Corporation | DENN | 05/17/2023 | 24869P104 | Annual | 03/21/2023 | 1f | Elect Director John C. Miller | Mgmt | For | For | No |
| Denny's Corporation | DENN | 05/17/2023 | 24869P104 | Annual | 03/21/2023 | 1g | Elect Director Kelli F. Valade | Mgmt | For | For | No |
| Denny's Corporation | DENN | 05/17/2023 | 24869P104 | Annual | 03/21/2023 | 1h | Elect Director Laysha Ward | Mgmt | For | For | No |
| Denny's Corporation | DENN | 05/17/2023 | 24869P104 | Annual | 03/21/2023 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Denny's Corporation | DENN | 05/17/2023 | 24869P104 | Annual | 03/21/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Denny's Corporation | DENN | 05/17/2023 | 24869P104 | Annual | 03/21/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Denny's Corporation | DENN | 05/17/2023 | 24869P104 | Annual | 03/21/2023 | 5 | Report on Paid Sick Leave | SH | Against | Against | No |
| Diamond Hill Investment Group, Inc. | DHIL | 05/11/2023 | 25264R207 | Annual | 03/13/2023 | 1a | Elect Director Heather E. Brilliant | Mgmt | For | For | No |
| Diamond Hill Investment Group, Inc. | DHIL | 05/11/2023 | 25264R207 | Annual | 03/13/2023 | 1b | Elect Director Richard S. Cooley | Mgmt | For | For | No |
| Diamond Hill Investment Group, Inc. | DHIL | 05/11/2023 | 25264R207 | Annual | 03/13/2023 | 1c | Elect Director James F. Laird | Mgmt | For | For | No |
| Diamond Hill Investment Group, Inc. | DHIL | 05/11/2023 | 25264R207 | Annual | 03/13/2023 | 1d | Elect Director Paula R. Meyer | Mgmt | For | For | No |
| Diamond Hill Investment Group, Inc. | DHIL | 05/11/2023 | 25264R207 | Annual | 03/13/2023 | 1e | Elect Director Nicole R. St. Pierre | Mgmt | For | For | No |
| Diamond Hill Investment Group, Inc. | DHIL | 05/11/2023 | 25264R207 | Annual | 03/13/2023 | 1f | Elect Director L'Quentus Thomas | Mgmt | For | For | No |
| Diamond Hill Investment Group, Inc. | DHIL | 05/11/2023 | 25264R207 | Annual | 03/13/2023 | 1g | Elect Director Mark Zinkula | Mgmt | For | For | No |
| Diamond Hill Investment Group, Inc. | DHIL | 05/11/2023 | 25264R207 | Annual | 03/13/2023 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Diamond Hill Investment Group, Inc. | DHIL | 05/11/2023 | 25264R207 | Annual | 03/13/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Diamond Hill Investment Group, Inc. | DHIL | 05/11/2023 | 25264R207 | Annual | 03/13/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 1a | Elect Director Mark J. Barrenechea | Mgmt | For | For | No |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 1b | Elect Director Emanuel Chirico | Mgmt | For | For | No |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 1c | Elect Director William J. Colombo | Mgmt | For | Withhold | Yes |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 1d | Elect Director Anne Fink | Mgmt | For | For | No |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 1e | Elect Director Larry Fitzgerald, Jr. | Mgmt | For | Withhold | Yes |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 1f | Elect Director Lauren R. Hobart | Mgmt | For | For | No |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 1g | Elect Director Sandeep Mathrani | Mgmt | For | For | No |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 1h | Elect Director Desiree Ralls-Morrison | Mgmt | For | Withhold | Yes |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 1i | Elect Director Lawrence J. Schorr | Mgmt | For | Withhold | Yes |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 1j | Elect Director Edward W. Stack | Mgmt | For | For | No |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 1k | Elect Director Larry D. Stone | Mgmt | For | Withhold | Yes |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Dick's Sporting Goods, Inc. | DKS | 06/14/2023 | 253393102 | Annual | 04/17/2023 | 5 | Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Mgmt | For | Against | Yes |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1a | Elect Director Derrick Burks | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1b | Elect Director Annette K. Clayton | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1c | Elect Director Theodore F. Craver, Jr. | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1d | Elect Director Robert M. Davis | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1e | Elect Director Caroline Dorsa | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1f | Elect Director W. Roy Dunbar | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1g | Elect Director Nicholas C. Fanandakis | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1h | Elect Director Lynn J. Good | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1i | Elect Director John T. Herron | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1j | Elect Director Idalene F. Kesner | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1k | Elect Director E. Marie McKee | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1l | Elect Director Michael J. Pacilio | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1m | Elect Director Thomas E. Skains | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 1n | Elect Director William E. Webster, Jr. | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 5 | Approve Omnibus Stock Plan | Mgmt | For | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 6 | Adopt Simple Majority Vote | SH | None | For | No |
| Duke Energy Corporation | DUK | 05/04/2023 | 26441C204 | Annual | 03/06/2023 | 7 | Create a Committee to Evaluate Decarbonization Risk | SH | Against | Against | No |
| Eagle Bancorp, Inc. | EGBN | 05/18/2023 | 268948106 | Annual | 03/22/2023 | 1.1 | Elect Director Matthew D. Brockwell | Mgmt | For | For | No |
| Eagle Bancorp, Inc. | EGBN | 05/18/2023 | 268948106 | Annual | 03/22/2023 | 1.2 | Elect Director Steven J. Freidkin | Mgmt | For | For | No |
| Eagle Bancorp, Inc. | EGBN | 05/18/2023 | 268948106 | Annual | 03/22/2023 | 1.3 | Elect Director Theresa G. LaPlaca | Mgmt | For | For | No |
| Eagle Bancorp, Inc. | EGBN | 05/18/2023 | 268948106 | Annual | 03/22/2023 | 1.4 | Elect Director A. Leslie Ludwig | Mgmt | For | For | No |
| Eagle Bancorp, Inc. | EGBN | 05/18/2023 | 268948106 | Annual | 03/22/2023 | 1.5 | Elect Director Norman R. Pozez | Mgmt | For | For | No |
| Eagle Bancorp, Inc. | EGBN | 05/18/2023 | 268948106 | Annual | 03/22/2023 | 1.6 | Elect Director Kathy A. Raffa | Mgmt | For | For | No |
| Eagle Bancorp, Inc. | EGBN | 05/18/2023 | 268948106 | Annual | 03/22/2023 | 1.7 | Elect Director Susan G. Riel | Mgmt | For | For | No |
| Eagle Bancorp, Inc. | EGBN | 05/18/2023 | 268948106 | Annual | 03/22/2023 | 1.8 | Elect Director James A. Soltesz | Mgmt | For | For | No |
| Eagle Bancorp, Inc. | EGBN | 05/18/2023 | 268948106 | Annual | 03/22/2023 | 1.9 | Elect Director Benjamin M. Soto | Mgmt | For | For | No |
| Eagle Bancorp, Inc. | EGBN | 05/18/2023 | 268948106 | Annual | 03/22/2023 | 2 | Ratify Crowe LLP as Auditors | Mgmt | For | For | No |
| Eagle Bancorp, Inc. | EGBN | 05/18/2023 | 268948106 | Annual | 03/22/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Yes |
| Eagle Bancorp, Inc. | EGBN | 05/18/2023 | 268948106 | Annual | 03/22/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Elevance Health, Inc. | ELV | 05/10/2023 | 036752103 | Annual | 03/17/2023 | 1.1 | Elect Director Gail K. Boudreaux | Mgmt | For | For | No |
| Elevance Health, Inc. | ELV | 05/10/2023 | 036752103 | Annual | 03/17/2023 | 1.2 | Elect Director R. Kerry Clark | Mgmt | For | For | No |
| Elevance Health, Inc. | ELV | 05/10/2023 | 036752103 | Annual | 03/17/2023 | 1.3 | Elect Director Robert L. Dixon, Jr. | Mgmt | For | For | No |
| Elevance Health, Inc. | ELV | 05/10/2023 | 036752103 | Annual | 03/17/2023 | 1.4 | Elect Director Deanna D. Strable | Mgmt | For | For | No |
| Elevance Health, Inc. | ELV | 05/10/2023 | 036752103 | Annual | 03/17/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Elevance Health, Inc. | ELV | 05/10/2023 | 036752103 | Annual | 03/17/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Elevance Health, Inc. | ELV | 05/10/2023 | 036752103 | Annual | 03/17/2023 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Elevance Health, Inc. | ELV | 05/10/2023 | 036752103 | Annual | 03/17/2023 | 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | SH | Against | For | Yes |
| Elevance Health, Inc. | ELV | 05/10/2023 | 036752103 | Annual | 03/17/2023 | 6 | Annually Report Third Party Political Contributions | SH | Against | Against | No |
| Employers Holdings, Inc. | EIG | 05/25/2023 | 292218104 | Annual | 03/27/2023 | 1.1 | Elect Director Katherine H. Antonello | Mgmt | For | For | No |
| Employers Holdings, Inc. | EIG | 05/25/2023 | 292218104 | Annual | 03/27/2023 | 1.2 | Elect Director Joao (John) M. de Figueiredo | Mgmt | For | Against | Yes |
| Employers Holdings, Inc. | EIG | 05/25/2023 | 292218104 | Annual | 03/27/2023 | 1.3 | Elect Director Prasanna G. Dhore | Mgmt | For | Against | Yes |
| Employers Holdings, Inc. | EIG | 05/25/2023 | 292218104 | Annual | 03/27/2023 | 1.4 | Elect Director Barbara A. Higgins | Mgmt | For | Against | Yes |
| Employers Holdings, Inc. | EIG | 05/25/2023 | 292218104 | Annual | 03/27/2023 | 1.5 | Elect Director James R. Kroner | Mgmt | For | For | No |
| Employers Holdings, Inc. | EIG | 05/25/2023 | 292218104 | Annual | 03/27/2023 | 1.6 | Elect Director Michael J. McColgan | Mgmt | For | For | No |
| Employers Holdings, Inc. | EIG | 05/25/2023 | 292218104 | Annual | 03/27/2023 | 1.7 | Elect Director Michael J. McSally | Mgmt | For | For | No |
| Employers Holdings, Inc. | EIG | 05/25/2023 | 292218104 | Annual | 03/27/2023 | 1.8 | Elect Director Jeanne L. Mockard | Mgmt | For | For | No |
| Employers Holdings, Inc. | EIG | 05/25/2023 | 292218104 | Annual | 03/27/2023 | 1.9 | Elect Director Alejandro (Alex) Perez-Tenessa | Mgmt | For | For | No |
| Employers Holdings, Inc. | EIG | 05/25/2023 | 292218104 | Annual | 03/27/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Employers Holdings, Inc. | EIG | 05/25/2023 | 292218104 | Annual | 03/27/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Employers Holdings, Inc. | EIG | 05/25/2023 | 292218104 | Annual | 03/27/2023 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 1.1 | Elect Director Jeffrey W. Bolton | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 1.2 | Elect Director Tina L. Brown-Stevenson | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 1.3 | Elect Director Yvonne M. Curl | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 1.4 | Elect Director Charles M. Elson | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 1.5 | Elect Director Leo I. Higdon, Jr. | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 1.6 | Elect Director Erin P. Hoeflinger | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 1.7 | Elect Director Barbara A. Jacobsmeyer | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 1.8 | Elect Director Susan A. La Monica | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 1.9 | Elect Director John E. Maupin, Jr. | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 1.10 | Elect Director Stuart M. McGuigan | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 1.11 | Elect Director Gregory S. Rush | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 1.12 | Elect Director Barry P. Schochet | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 1.13 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Enhabit, Inc. | EHAB | 06/28/2023 | 29332G102 | Annual | 05/10/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Equity LifeStyle Properties, Inc. | ELS | 04/25/2023 | 29472R108 | Annual | 02/17/2023 | 1.1 | Elect Director Andrew Berkenfield | Mgmt | For | For | No |
| Equity LifeStyle Properties, Inc. | ELS | 04/25/2023 | 29472R108 | Annual | 02/17/2023 | 1.2 | Elect Director Derrick Burks | Mgmt | For | For | No |
| Equity LifeStyle Properties, Inc. | ELS | 04/25/2023 | 29472R108 | Annual | 02/17/2023 | 1.3 | Elect Director Philip Calian | Mgmt | For | For | No |
| Equity LifeStyle Properties, Inc. | ELS | 04/25/2023 | 29472R108 | Annual | 02/17/2023 | 1.4 | Elect Director David Contis | Mgmt | For | Withhold | Yes |
| Equity LifeStyle Properties, Inc. | ELS | 04/25/2023 | 29472R108 | Annual | 02/17/2023 | 1.5 | Elect Director Constance Freedman | Mgmt | For | For | No |
| Equity LifeStyle Properties, Inc. | ELS | 04/25/2023 | 29472R108 | Annual | 02/17/2023 | 1.6 | Elect Director Thomas Heneghan | Mgmt | For | For | No |
| Equity LifeStyle Properties, Inc. | ELS | 04/25/2023 | 29472R108 | Annual | 02/17/2023 | 1.7 | Elect Director Marguerite Nader | Mgmt | For | For | No |
| Equity LifeStyle Properties, Inc. | ELS | 04/25/2023 | 29472R108 | Annual | 02/17/2023 | 1.8 | Elect Director Scott Peppet | Mgmt | For | For | No |
| Equity LifeStyle Properties, Inc. | ELS | 04/25/2023 | 29472R108 | Annual | 02/17/2023 | 1.9 | Elect Director Sheli Rosenberg | Mgmt | For | For | No |
| Equity LifeStyle Properties, Inc. | ELS | 04/25/2023 | 29472R108 | Annual | 02/17/2023 | 1.10 | Elect Director Samuel Zell | Mgmt | For | For | No |
| Equity LifeStyle Properties, Inc. | ELS | 04/25/2023 | 29472R108 | Annual | 02/17/2023 | 2 | Ratify Ernst & Young, LLP as Auditors | Mgmt | For | For | No |
| Equity LifeStyle Properties, Inc. | ELS | 04/25/2023 | 29472R108 | Annual | 02/17/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Equity LifeStyle Properties, Inc. | ELS | 04/25/2023 | 29472R108 | Annual | 02/17/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Eventbrite, Inc. | EB | 06/08/2023 | 29975E109 | Annual | 04/10/2023 | 1.1 | Elect Director Katherine August-deWilde | Mgmt | For | Withhold | Yes |
| Eventbrite, Inc. | EB | 06/08/2023 | 29975E109 | Annual | 04/10/2023 | 1.2 | Elect Director Julia Hartz | Mgmt | For | For | No |
| Eventbrite, Inc. | EB | 06/08/2023 | 29975E109 | Annual | 04/10/2023 | 1.3 | Elect Director Helen Riley | Mgmt | For | For | No |
| Eventbrite, Inc. | EB | 06/08/2023 | 29975E109 | Annual | 04/10/2023 | 2 | Ratify Moss Adams LLP as Auditors | Mgmt | For | For | No |
| Eventbrite, Inc. | EB | 06/08/2023 | 29975E109 | Annual | 04/10/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Yes |
| EVgo Inc. | EVGO | 05/17/2023 | 30052F100 | Annual | 03/22/2023 | 1.1 | Elect Director Darpan Kapadia | Mgmt | For | Withhold | Yes |
| EVgo Inc. | EVGO | 05/17/2023 | 30052F100 | Annual | 03/22/2023 | 1.2 | Elect Director Jonathan Seelig | Mgmt | For | For | No |
| EVgo Inc. | EVGO | 05/17/2023 | 30052F100 | Annual | 03/22/2023 | 1.3 | Elect Director Paul Segal | Mgmt | For | Withhold | Yes |
| EVgo Inc. | EVGO | 05/17/2023 | 30052F100 | Annual | 03/22/2023 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| EVgo Inc. | EVGO | 05/17/2023 | 30052F100 | Annual | 03/22/2023 | 3 | Amend Certificate of Incorporation to Eliminate or Limit Personal Liability of Certain Officers | Mgmt | For | Against | Yes |
| Exponent, Inc. | EXPO | 06/08/2023 | 30214U102 | Annual | 04/12/2023 | 1.1 | Elect Director George H. Brown | Mgmt | For | For | No |
| Exponent, Inc. | EXPO | 06/08/2023 | 30214U102 | Annual | 04/12/2023 | 1.2 | Elect Director Catherine Ford Corrigan | Mgmt | For | For | No |
| Exponent, Inc. | EXPO | 06/08/2023 | 30214U102 | Annual | 04/12/2023 | 1.3 | Elect Director Paul R. Johnston | Mgmt | For | For | No |
| Exponent, Inc. | EXPO | 06/08/2023 | 30214U102 | Annual | 04/12/2023 | 1.4 | Elect Director Carol Lindstrom | Mgmt | For | For | No |
| Exponent, Inc. | EXPO | 06/08/2023 | 30214U102 | Annual | 04/12/2023 | 1.5 | Elect Director Karen A. Richardson | Mgmt | For | For | No |
| Exponent, Inc. | EXPO | 06/08/2023 | 30214U102 | Annual | 04/12/2023 | 1.6 | Elect Director Debra L. Zumwalt | Mgmt | For | For | No |
| Exponent, Inc. | EXPO | 06/08/2023 | 30214U102 | Annual | 04/12/2023 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Exponent, Inc. | EXPO | 06/08/2023 | 30214U102 | Annual | 04/12/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Exponent, Inc. | EXPO | 06/08/2023 | 30214U102 | Annual | 04/12/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Federal Signal Corporation | FSS | 04/25/2023 | 313855108 | Annual | 02/27/2023 | 1.1 | Elect Director Eugene J. Lowe, III | Mgmt | For | For | No |
| Federal Signal Corporation | FSS | 04/25/2023 | 313855108 | Annual | 02/27/2023 | 1.2 | Elect Director Dennis J. Martin | Mgmt | For | For | No |
| Federal Signal Corporation | FSS | 04/25/2023 | 313855108 | Annual | 02/27/2023 | 1.3 | Elect Director Bill Owens | Mgmt | For | For | No |
| Federal Signal Corporation | FSS | 04/25/2023 | 313855108 | Annual | 02/27/2023 | 1.4 | Elect Director Shashank Patel | Mgmt | For | For | No |
| Federal Signal Corporation | FSS | 04/25/2023 | 313855108 | Annual | 02/27/2023 | 1.5 | Elect Director Brenda L. Reichelderfer | Mgmt | For | For | No |
| Federal Signal Corporation | FSS | 04/25/2023 | 313855108 | Annual | 02/27/2023 | 1.6 | Elect Director Jennifer L. Sherman | Mgmt | For | For | No |
| Federal Signal Corporation | FSS | 04/25/2023 | 313855108 | Annual | 02/27/2023 | 1.7 | Elect Director John L. Workman | Mgmt | For | For | No |
| Federal Signal Corporation | FSS | 04/25/2023 | 313855108 | Annual | 02/27/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Federal Signal Corporation | FSS | 04/25/2023 | 313855108 | Annual | 02/27/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Federal Signal Corporation | FSS | 04/25/2023 | 313855108 | Annual | 02/27/2023 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 1a | Elect Director Lee Adrean | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 1b | Elect Director Ellen R. Alemany | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 1c | Elect Director Mark D. Benjamin | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 1d | Elect Director Vijay G. D'Silva | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 1e | Elect Director Stephanie L. Ferris | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 1f | Elect Director Jeffrey A. Goldstein | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 1g | Elect Director Lisa A. Hook | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 1h | Elect Director Kenneth T. Lamneck | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 1i | Elect Director Gary L. Lauer | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 1j | Elect Director Louise M. Parent | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 1k | Elect Director Brian T. Shea | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 1l | Elect Director James B. Stallings, Jr. | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Fidelity National Information Services, Inc. | FIS | 05/24/2023 | 31620M106 | Annual | 03/31/2023 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| FIGS, Inc. | FIGS | 06/07/2023 | 30260D103 | Annual | 04/12/2023 | 1.1 | Elect Director Heather Hasson | Mgmt | For | Withhold | Yes |
| FIGS, Inc. | FIGS | 06/07/2023 | 30260D103 | Annual | 04/12/2023 | 1.2 | Elect Director Kenneth Lin | Mgmt | For | Withhold | Yes |
| FIGS, Inc. | FIGS | 06/07/2023 | 30260D103 | Annual | 04/12/2023 | 1.3 | Elect Director Michael Soenen | Mgmt | For | Withhold | Yes |
| FIGS, Inc. | FIGS | 06/07/2023 | 30260D103 | Annual | 04/12/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| FIGS, Inc. | FIGS | 06/07/2023 | 30260D103 | Annual | 04/12/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Yes |
| FIGS, Inc. | FIGS | 06/07/2023 | 30260D103 | Annual | 04/12/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 1a | Elect Director Mary N. Dillon | Mgmt | For | For | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 1b | Elect Director Virginia C. Drosos | Mgmt | For | For | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 1c | Elect Director Alan D. Feldman | Mgmt | For | For | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 1d | Elect Director Guillermo G. Marmol | Mgmt | For | For | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 1e | Elect Director Darlene Nicosia | Mgmt | For | For | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 1f | Elect Director Steven Oakland | Mgmt | For | For | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 1g | Elect Director Ulice Payne, Jr. | Mgmt | For | For | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 1h | Elect Director Kimberly Underhill | Mgmt | For | For | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 1i | Elect Director Tristan Walker | Mgmt | For | For | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 1j | Elect Director Dona D. Young | Mgmt | For | For | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 3 | Amend Omnibus Stock Plan | Mgmt | For | For | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | No |
| Foot Locker, Inc. | FL | 05/17/2023 | 344849104 | Annual | 03/20/2023 | 5 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 1a | Elect Director Richard D. Clarke | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 1b | Elect Director James S. Crown | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 1c | Elect Director Rudy F. deLeon | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 1d | Elect Director Cecil D. Haney | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 1e | Elect Director Mark M. Malcolm | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 1f | Elect Director James N. Mattis | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 1g | Elect Director Phebe N. Novakovic | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 1h | Elect Director C. Howard Nye | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 1i | Elect Director Catherine B. Reynolds | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 1j | Elect Director Laura J. Schumacher | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 1k | Elect Director Robert K. Steel | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 1l | Elect Director John G. Stratton | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 1m | Elect Director Peter A. Wall | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 2 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 6 | Report on Human Rights Risk Assessment | SH | Against | For | Yes |
| General Dynamics Corporation | GD | 05/03/2023 | 369550108 | Annual | 03/08/2023 | 7 | Require Independent Board Chair | SH | Against | For | Yes |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 1a | Elect Director Mary T. Barra | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 1b | Elect Director Aneel Bhusri | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 1c | Elect Director Wesley G. Bush | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 1d | Elect Director Joanne C. Crevoiserat | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 1e | Elect Director Linda R. Gooden | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 1f | Elect Director Joseph Jimenez | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 1g | Elect Director Jonathan McNeill | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 1h | Elect Director Judith A. Miscik | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 1i | Elect Director Patricia F. Russo | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 1j | Elect Director Thomas M. Schoewe | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 1k | Elect Director Mark A. Tatum | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 1l | Elect Director Jan E. Tighe | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 1m | Elect Director Devin N. Wenig | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 4 | Amend Omnibus Stock Plan | Mgmt | For | For | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 5 | Report on Risks Related to Operations in China | SH | Against | Against | No |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 6 | Provide Right to Act by Written Consent | SH | Against | For | Yes |
| General Motors Company | GM | 06/20/2023 | 37045V100 | Annual | 04/21/2023 | 7 | Report on Setting Sustainable Sourcing Targets | SH | Against | Against | No |
| H.B. Fuller Company | FUL | 04/06/2023 | 359694106 | Annual | 02/08/2023 | 1.1 | Elect Director Daniel L. Florness | Mgmt | For | For | No |
| H.B. Fuller Company | FUL | 04/06/2023 | 359694106 | Annual | 02/08/2023 | 1.2 | Elect Director Lee R. Mitau | Mgmt | For | For | No |
| H.B. Fuller Company | FUL | 04/06/2023 | 359694106 | Annual | 02/08/2023 | 1.3 | Elect Director Teresa J. Rasmussen | Mgmt | For | For | No |
| H.B. Fuller Company | FUL | 04/06/2023 | 359694106 | Annual | 02/08/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| H.B. Fuller Company | FUL | 04/06/2023 | 359694106 | Annual | 02/08/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| H.B. Fuller Company | FUL | 04/06/2023 | 359694106 | Annual | 02/08/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| H.B. Fuller Company | FUL | 04/06/2023 | 359694106 | Annual | 02/08/2023 | 5 | Amend Omnibus Stock Plan | Mgmt | For | Against | Yes |
| Halozyme Therapeutics, Inc. | HALO | 05/05/2023 | 40637H109 | Annual | 03/06/2023 | 1A | Elect Director Bernadette Connaughton | Mgmt | For | For | No |
| Halozyme Therapeutics, Inc. | HALO | 05/05/2023 | 40637H109 | Annual | 03/06/2023 | 1B | Elect Director Moni Miyashita | Mgmt | For | For | No |
| Halozyme Therapeutics, Inc. | HALO | 05/05/2023 | 40637H109 | Annual | 03/06/2023 | 1C | Elect Director Matthew L. Posard | Mgmt | For | For | No |
| Halozyme Therapeutics, Inc. | HALO | 05/05/2023 | 40637H109 | Annual | 03/06/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Halozyme Therapeutics, Inc. | HALO | 05/05/2023 | 40637H109 | Annual | 03/06/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Halozyme Therapeutics, Inc. | HALO | 05/05/2023 | 40637H109 | Annual | 03/06/2023 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Hanmi Financial Corporation | HAFC | 05/24/2023 | 410495204 | Annual | 03/31/2023 | 1a | Elect Director John J. Ahn | Mgmt | For | For | No |
| Hanmi Financial Corporation | HAFC | 05/24/2023 | 410495204 | Annual | 03/31/2023 | 1b | Elect Director Christie K. Chu | Mgmt | For | For | No |
| Hanmi Financial Corporation | HAFC | 05/24/2023 | 410495204 | Annual | 03/31/2023 | 1c | Elect Director Harry H. Chung | Mgmt | For | For | No |
| Hanmi Financial Corporation | HAFC | 05/24/2023 | 410495204 | Annual | 03/31/2023 | 1d | Elect Director Bonita I. Lee | Mgmt | For | For | No |
| Hanmi Financial Corporation | HAFC | 05/24/2023 | 410495204 | Annual | 03/31/2023 | 1e | Elect Director Gloria J. Lee | Mgmt | For | For | No |
| Hanmi Financial Corporation | HAFC | 05/24/2023 | 410495204 | Annual | 03/31/2023 | 1f | Elect Director David L. Rosenblum | Mgmt | For | For | No |
| Hanmi Financial Corporation | HAFC | 05/24/2023 | 410495204 | Annual | 03/31/2023 | 1g | Elect Director Thomas J. Williams | Mgmt | For | For | No |
| Hanmi Financial Corporation | HAFC | 05/24/2023 | 410495204 | Annual | 03/31/2023 | 1h | Elect Director Michael M. Yang | Mgmt | For | For | No |
| Hanmi Financial Corporation | HAFC | 05/24/2023 | 410495204 | Annual | 03/31/2023 | 1i | Elect Director Gideon Yu | Mgmt | For | For | No |
| Hanmi Financial Corporation | HAFC | 05/24/2023 | 410495204 | Annual | 03/31/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Hanmi Financial Corporation | HAFC | 05/24/2023 | 410495204 | Annual | 03/31/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Hanmi Financial Corporation | HAFC | 05/24/2023 | 410495204 | Annual | 03/31/2023 | 4 | Ratify Crowe LLP as Auditors | Mgmt | For | For | No |
| Horace Mann Educators Corporation | HMN | 05/24/2023 | 440327104 | Annual | 03/28/2023 | 1a | Elect Director Thomas A. Bradley | Mgmt | For | For | No |
| Horace Mann Educators Corporation | HMN | 05/24/2023 | 440327104 | Annual | 03/28/2023 | 1b | Elect Director Victor P. Fetter | Mgmt | For | For | No |
| Horace Mann Educators Corporation | HMN | 05/24/2023 | 440327104 | Annual | 03/28/2023 | 1c | Elect Director Perry G. Hines | Mgmt | For | For | No |
| Horace Mann Educators Corporation | HMN | 05/24/2023 | 440327104 | Annual | 03/28/2023 | 1d | Elect Director Mark E. Konen | Mgmt | For | For | No |
| Horace Mann Educators Corporation | HMN | 05/24/2023 | 440327104 | Annual | 03/28/2023 | 1e | Elect Director Beverley J. McClure | Mgmt | For | For | No |
| Horace Mann Educators Corporation | HMN | 05/24/2023 | 440327104 | Annual | 03/28/2023 | 1f | Elect Director H. Wade Reece | Mgmt | For | For | No |
| Horace Mann Educators Corporation | HMN | 05/24/2023 | 440327104 | Annual | 03/28/2023 | 1g | Elect Director Aaliyah A. Samuel | Mgmt | For | For | No |
| Horace Mann Educators Corporation | HMN | 05/24/2023 | 440327104 | Annual | 03/28/2023 | 1h | Elect Director Elaine A. Sarsynski | Mgmt | For | For | No |
| Horace Mann Educators Corporation | HMN | 05/24/2023 | 440327104 | Annual | 03/28/2023 | 1i | Elect Director Marita Zuraitis | Mgmt | For | For | No |
| Horace Mann Educators Corporation | HMN | 05/24/2023 | 440327104 | Annual | 03/28/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Horace Mann Educators Corporation | HMN | 05/24/2023 | 440327104 | Annual | 03/28/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Horace Mann Educators Corporation | HMN | 05/24/2023 | 440327104 | Annual | 03/28/2023 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 1.1 | Elect Director Douglas D. Wheat | Mgmt | For | For | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 1.2 | Elect Director Timothy J. Bernlohr | Mgmt | For | For | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 1.3 | Elect Director Ian T. Blackley | Mgmt | For | For | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 1.4 | Elect Director Alexandra K. Blankenship | Mgmt | For | For | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 1.5 | Elect Director Randee E. Day | Mgmt | For | For | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 1.6 | Elect Director David I. Greenberg | Mgmt | For | For | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 1.7 | Elect Director Joseph I. Kronsberg | Mgmt | For | For | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 1.8 | Elect Director Nadim Z. Qureshi | Mgmt | For | For | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 1.9 | Elect Director Craig H. Stevenson, Jr. | Mgmt | For | For | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 1.10 | Elect Director Lois K. Zabrocky | Mgmt | For | For | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| International Seaways, Inc. | INSW | 06/06/2023 | Y41053102 | Annual | 04/10/2023 | 5 | Ratify Shareholder Rights Plan (Poison Pill) | Mgmt | For | For | No |
| Intra-Cellular Therapies, Inc. | ITCI | 06/23/2023 | 46116X101 | Annual | 04/27/2023 | 1 | Elect Director Eduardo Rene Salas | Mgmt | For | For | No |
| Intra-Cellular Therapies, Inc. | ITCI | 06/23/2023 | 46116X101 | Annual | 04/27/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Intra-Cellular Therapies, Inc. | ITCI | 06/23/2023 | 46116X101 | Annual | 04/27/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Jackson Financial Inc. | JXN | 05/19/2023 | 46817M107 | Annual | 03/24/2023 | 1a | Elect Director Lily Fu Claffee | Mgmt | For | For | No |
| Jackson Financial Inc. | JXN | 05/19/2023 | 46817M107 | Annual | 03/24/2023 | 1b | Elect Director Gregory T. Durant | Mgmt | For | For | No |
| Jackson Financial Inc. | JXN | 05/19/2023 | 46817M107 | Annual | 03/24/2023 | 1c | Elect Director Steven A. Kandarian | Mgmt | For | For | No |
| Jackson Financial Inc. | JXN | 05/19/2023 | 46817M107 | Annual | 03/24/2023 | 1d | Elect Director Derek G. Kirkland | Mgmt | For | For | No |
| Jackson Financial Inc. | JXN | 05/19/2023 | 46817M107 | Annual | 03/24/2023 | 1e | Elect Director Drew E. Lawton | Mgmt | For | For | No |
| Jackson Financial Inc. | JXN | 05/19/2023 | 46817M107 | Annual | 03/24/2023 | 1f | Elect Director Martin J. Lippert | Mgmt | For | For | No |
| Jackson Financial Inc. | JXN | 05/19/2023 | 46817M107 | Annual | 03/24/2023 | 1g | Elect Director Russell G. Noles | Mgmt | For | For | No |
| Jackson Financial Inc. | JXN | 05/19/2023 | 46817M107 | Annual | 03/24/2023 | 1h | Elect Director Laura L. Prieskorn | Mgmt | For | For | No |
| Jackson Financial Inc. | JXN | 05/19/2023 | 46817M107 | Annual | 03/24/2023 | 1i | Elect Director Esta E. Stecher | Mgmt | For | For | No |
| Jackson Financial Inc. | JXN | 05/19/2023 | 46817M107 | Annual | 03/24/2023 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Jackson Financial Inc. | JXN | 05/19/2023 | 46817M107 | Annual | 03/24/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Lantheus Holdings, Inc. | LNTH | 04/27/2023 | 516544103 | Annual | 03/06/2023 | 1.1 | Elect Director Minnie Baylor-Henry | Mgmt | For | For | No |
| Lantheus Holdings, Inc. | LNTH | 04/27/2023 | 516544103 | Annual | 03/06/2023 | 1.2 | Elect Director Heinz Mausli | Mgmt | For | For | No |
| Lantheus Holdings, Inc. | LNTH | 04/27/2023 | 516544103 | Annual | 03/06/2023 | 1.3 | Elect Director Julie McHugh | Mgmt | For | Against | Yes |
| Lantheus Holdings, Inc. | LNTH | 04/27/2023 | 516544103 | Annual | 03/06/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Lantheus Holdings, Inc. | LNTH | 04/27/2023 | 516544103 | Annual | 03/06/2023 | 3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | No |
| Lantheus Holdings, Inc. | LNTH | 04/27/2023 | 516544103 | Annual | 03/06/2023 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| LTC Properties, Inc. | LTC | 05/24/2023 | 502175102 | Annual | 04/10/2023 | 1a | Elect Director Cornelia Cheng | Mgmt | For | For | No |
| LTC Properties, Inc. | LTC | 05/24/2023 | 502175102 | Annual | 04/10/2023 | 1b | Elect Director Boyd W. Hendrickson | Mgmt | For | For | No |
| LTC Properties, Inc. | LTC | 05/24/2023 | 502175102 | Annual | 04/10/2023 | 1c | Elect Director James J. Pieczynski | Mgmt | For | For | No |
| LTC Properties, Inc. | LTC | 05/24/2023 | 502175102 | Annual | 04/10/2023 | 1d | Elect Director Devra G. Shapiro | Mgmt | For | For | No |
| LTC Properties, Inc. | LTC | 05/24/2023 | 502175102 | Annual | 04/10/2023 | 1e | Elect Director Wendy L. Simpson | Mgmt | For | For | No |
| LTC Properties, Inc. | LTC | 05/24/2023 | 502175102 | Annual | 04/10/2023 | 1f | Elect Director Timothy J. Triche | Mgmt | For | For | No |
| LTC Properties, Inc. | LTC | 05/24/2023 | 502175102 | Annual | 04/10/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| LTC Properties, Inc. | LTC | 05/24/2023 | 502175102 | Annual | 04/10/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| LTC Properties, Inc. | LTC | 05/24/2023 | 502175102 | Annual | 04/10/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 1a | Elect Director Quincy L. Allen | Mgmt | For | For | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 1b | Elect Director Martha Helena Bejar | Mgmt | For | For | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 1c | Elect Director Peter C. Brown | Mgmt | For | For | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 1d | Elect Director Kevin P. Chilton | Mgmt | For | For | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 1e | Elect Director Steven T. "Terry" Clontz | Mgmt | For | For | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 1f | Elect Director T. Michael Glenn | Mgmt | For | For | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 1g | Elect Director Kate Johnson | Mgmt | For | For | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 1h | Elect Director Hal Stanley Jones | Mgmt | For | For | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 1i | Elect Director Michael J. Roberts | Mgmt | For | For | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 1j | Elect Director Laurie A. Siegel | Mgmt | For | For | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 3 | Amend Omnibus Stock Plan | Mgmt | For | For | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Lumen Technologies, Inc. | LUMN | 05/17/2023 | 550241103 | Annual | 03/23/2023 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Luther Burbank Corporation | LBC | 05/04/2023 | 550550107 | Special | 03/23/2023 | 1 | Approve Merger Agreement | Mgmt | For | For | No |
| Luther Burbank Corporation | LBC | 05/04/2023 | 550550107 | Special | 03/23/2023 | 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | No |
| Luther Burbank Corporation | LBC | 05/04/2023 | 550550107 | Special | 03/23/2023 | 3 | Adjourn Meeting | Mgmt | For | For | No |
| Lyell Immunopharma, Inc. | LYEL | 06/16/2023 | 55083R104 | Annual | 04/18/2023 | 1a | Elect Director Richard Klausner | Mgmt | For | For | No |
| Lyell Immunopharma, Inc. | LYEL | 06/16/2023 | 55083R104 | Annual | 04/18/2023 | 1b | Elect Director Otis Brawley | Mgmt | For | Withhold | Yes |
| Lyell Immunopharma, Inc. | LYEL | 06/16/2023 | 55083R104 | Annual | 04/18/2023 | 1c | Elect Director William Rieflin | Mgmt | For | For | No |
| Lyell Immunopharma, Inc. | LYEL | 06/16/2023 | 55083R104 | Annual | 04/18/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Lyell Immunopharma, Inc. | LYEL | 06/16/2023 | 55083R104 | Annual | 04/18/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Lyell Immunopharma, Inc. | LYEL | 06/16/2023 | 55083R104 | Annual | 04/18/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Mativ Holdings, Inc. | MATV | 04/20/2023 | 808541106 | Annual | 03/01/2023 | 1.1 | Elect Director William M. Cook | Mgmt | For | For | No |
| Mativ Holdings, Inc. | MATV | 04/20/2023 | 808541106 | Annual | 03/01/2023 | 1.2 | Elect Director Jeffrey J. Keenan | Mgmt | For | For | No |
| Mativ Holdings, Inc. | MATV | 04/20/2023 | 808541106 | Annual | 03/01/2023 | 1.3 | Elect Director Marco Levi | Mgmt | For | For | No |
| Mativ Holdings, Inc. | MATV | 04/20/2023 | 808541106 | Annual | 03/01/2023 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Mativ Holdings, Inc. | MATV | 04/20/2023 | 808541106 | Annual | 03/01/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Mativ Holdings, Inc. | MATV | 04/20/2023 | 808541106 | Annual | 03/01/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 1a | Elect Director Melissa M. Arnoldi | Mgmt | For | For | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 1b | Elect Director Charlene T. Begley | Mgmt | For | For | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 1c | Elect Director Steven D. Black | Mgmt | For | For | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 1d | Elect Director Adena T. Friedman | Mgmt | For | For | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 1e | Elect Director Essa Kazim | Mgmt | For | For | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 1f | Elect Director Thomas A. Kloet | Mgmt | For | For | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 1g | Elect Director Michael R. Splinter | Mgmt | For | For | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 1h | Elect Director Johan Torgeby | Mgmt | For | For | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 1i | Elect Director Toni Townes-Whitley | Mgmt | For | For | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 1j | Elect Director Jeffery W. Yabuki | Mgmt | For | For | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 1k | Elect Director Alfred W. Zollar | Mgmt | For | For | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Nasdaq, Inc. | NDAQ | 06/21/2023 | 631103108 | Annual | 04/24/2023 | 5 | Require Independent Board Chair | SH | Against | Against | No |
| National Presto Industries, Inc. | NPK | 05/16/2023 | 637215104 | Annual | 03/24/2023 | 1.1 | Elect Director Randy F. Lieble | Mgmt | For | For | No |
| National Presto Industries, Inc. | NPK | 05/16/2023 | 637215104 | Annual | 03/24/2023 | 1.2 | Elect Director Joseph G. Stienessen | Mgmt | For | Withhold | Yes |
| National Presto Industries, Inc. | NPK | 05/16/2023 | 637215104 | Annual | 03/24/2023 | 2 | Ratify RSM US LLP as Auditors | Mgmt | For | For | No |
| National Presto Industries, Inc. | NPK | 05/16/2023 | 637215104 | Annual | 03/24/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| National Presto Industries, Inc. | NPK | 05/16/2023 | 637215104 | Annual | 03/24/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | Yes |
| National Storage Affiliates Trust | NSA | 05/22/2023 | 637870106 | Annual | 03/23/2023 | 1a | Elect Director Tamara D. Fischer | Mgmt | For | For | No |
| National Storage Affiliates Trust | NSA | 05/22/2023 | 637870106 | Annual | 03/23/2023 | 1b | Elect Director Arlen D. Nordhagen | Mgmt | For | For | No |
| National Storage Affiliates Trust | NSA | 05/22/2023 | 637870106 | Annual | 03/23/2023 | 1c | Elect Director David G. Cramer | Mgmt | For | For | No |
| National Storage Affiliates Trust | NSA | 05/22/2023 | 637870106 | Annual | 03/23/2023 | 1d | Elect Director Paul W. Hylbert, Jr. | Mgmt | For | For | No |
| National Storage Affiliates Trust | NSA | 05/22/2023 | 637870106 | Annual | 03/23/2023 | 1e | Elect Director Chad L. Meisinger | Mgmt | For | For | No |
| National Storage Affiliates Trust | NSA | 05/22/2023 | 637870106 | Annual | 03/23/2023 | 1f | Elect Director Steven G. Osgood | Mgmt | For | For | No |
| National Storage Affiliates Trust | NSA | 05/22/2023 | 637870106 | Annual | 03/23/2023 | 1g | Elect Director Dominic M. Palazzo | Mgmt | For | For | No |
| National Storage Affiliates Trust | NSA | 05/22/2023 | 637870106 | Annual | 03/23/2023 | 1h | Elect Director Rebecca L. Steinfort | Mgmt | For | For | No |
| National Storage Affiliates Trust | NSA | 05/22/2023 | 637870106 | Annual | 03/23/2023 | 1i | Elect Director Mark Van Mourick | Mgmt | For | For | No |
| National Storage Affiliates Trust | NSA | 05/22/2023 | 637870106 | Annual | 03/23/2023 | 1j | Elect Director Charles F. Wu | Mgmt | For | For | No |
| National Storage Affiliates Trust | NSA | 05/22/2023 | 637870106 | Annual | 03/23/2023 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| National Storage Affiliates Trust | NSA | 05/22/2023 | 637870106 | Annual | 03/23/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Nextdoor Holdings, Inc. | KIND | 06/06/2023 | 65345M108 | Annual | 04/10/2023 | 1.1 | Elect Director Sarah Friar | Mgmt | For | Withhold | Yes |
| Nextdoor Holdings, Inc. | KIND | 06/06/2023 | 65345M108 | Annual | 04/10/2023 | 1.2 | Elect Director Leslie Kilgore | Mgmt | For | Withhold | Yes |
| Nextdoor Holdings, Inc. | KIND | 06/06/2023 | 65345M108 | Annual | 04/10/2023 | 1.3 | Elect Director David Sze | Mgmt | For | Withhold | Yes |
| Nextdoor Holdings, Inc. | KIND | 06/06/2023 | 65345M108 | Annual | 04/10/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Nextdoor Holdings, Inc. | KIND | 06/06/2023 | 65345M108 | Annual | 04/10/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Nextdoor Holdings, Inc. | KIND | 06/06/2023 | 65345M108 | Annual | 04/10/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 1.1 | Elect Director Kathy J. Warden | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 1.2 | Elect Director David P. Abney | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 1.3 | Elect Director Marianne C. Brown | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 1.4 | Elect Director Ann M. Fudge | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 1.5 | Elect Director Madeleine A. Kleiner | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 1.6 | Elect Director Arvind Krishna | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 1.7 | Elect Director Graham N. Robinson | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 1.8 | Elect Director Kimberly A. Ross | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 1.9 | Elect Director Gary Roughead | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 1.10 | Elect Director Thomas M. Schoewe | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 1.11 | Elect Director James S. Turley | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 1.12 | Elect Director Mark A. Welsh, III | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 1.13 | Elect Director Mary A. Winston | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Mgmt | For | For | No |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 6 | Report on Congruency of Political Spending with Company Stated Values on Human Rights | SH | Against | For | Yes |
| Northrop Grumman Corporation | NOC | 05/17/2023 | 666807102 | Annual | 03/21/2023 | 7 | Require Independent Board Chair | SH | Against | Against | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 1a | Elect Director Sherry A. Aaholm | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 1b | Elect Director Jerry W. Burris | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 1c | Elect Director Susan M. Cameron | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 1d | Elect Director Michael L. Ducker | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 1e | Elect Director Randall J. Hogan | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 1f | Elect Director Danita K. Ostling | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 1g | Elect Director Nicola Palmer | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 1h | Elect Director Herbert K. Parker | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 1i | Elect Director Greg Scheu | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 1j | Elect Director Beth A. Wozniak | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 4 | Authorize Board to Issue of Shares under Irish Law | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 5 | Authorize the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Mgmt | For | For | No |
| nVent Electric Plc | NVT | 05/12/2023 | G6700G107 | Annual | 03/17/2023 | 6 | Authorize Price Range for Reissuance of Treasury Shares | Mgmt | For | For | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 1a | Elect Director Vicky A. Bailey | Mgmt | For | For | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 1b | Elect Director Andrew Gould | Mgmt | For | For | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 1c | Elect Director Carlos M. Gutierrez | Mgmt | For | For | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 1d | Elect Director Vicki Hollub | Mgmt | For | For | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 1e | Elect Director William R. Klesse | Mgmt | For | For | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 1f | Elect Director Jack B. Moore | Mgmt | For | For | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 1g | Elect Director Claire O'Neill | Mgmt | For | For | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 1h | Elect Director Avedick B. Poladian | Mgmt | For | For | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 1i | Elect Director Ken Robinson | Mgmt | For | For | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 1j | Elect Director Robert M. Shearer | Mgmt | For | For | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 2 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Occidental Petroleum Corporation | OXY | 05/05/2023 | 674599105 | Annual | 03/10/2023 | 5 | Require Independent Board Chair | SH | Against | Against | No |
| Oil States International, Inc. | OIS | 05/09/2023 | 678026105 | Annual | 03/15/2023 | 1.1 | Elect Director Lawrence R. Dickerson | Mgmt | For | For | No |
| Oil States International, Inc. | OIS | 05/09/2023 | 678026105 | Annual | 03/15/2023 | 1.2 | Elect Director Cindy B. Taylor | Mgmt | For | For | No |
| Oil States International, Inc. | OIS | 05/09/2023 | 678026105 | Annual | 03/15/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Oil States International, Inc. | OIS | 05/09/2023 | 678026105 | Annual | 03/15/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Oil States International, Inc. | OIS | 05/09/2023 | 678026105 | Annual | 03/15/2023 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Oil States International, Inc. | OIS | 05/09/2023 | 678026105 | Annual | 03/15/2023 | 5 | Amend Certificate of Incorporation to Provide for the Limitation of Liability of Certain Officers in Limited Circumstances | Mgmt | For | For | No |
| Olaplex Holdings, Inc. | OLPX | 06/22/2023 | 679369108 | Annual | 04/26/2023 | 1.1 | Elect Director Janet Gurwitch | Mgmt | For | Withhold | Yes |
| Olaplex Holdings, Inc. | OLPX | 06/22/2023 | 679369108 | Annual | 04/26/2023 | 1.2 | Elect Director Martha (Marti) Morfitt | Mgmt | For | For | No |
| Olaplex Holdings, Inc. | OLPX | 06/22/2023 | 679369108 | Annual | 04/26/2023 | 1.3 | Elect Director David Mussafer | Mgmt | For | Withhold | Yes |
| Olaplex Holdings, Inc. | OLPX | 06/22/2023 | 679369108 | Annual | 04/26/2023 | 1.4 | Elect Director Emily White | Mgmt | For | Withhold | Yes |
| Olaplex Holdings, Inc. | OLPX | 06/22/2023 | 679369108 | Annual | 04/26/2023 | 2 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Olaplex Holdings, Inc. | OLPX | 06/22/2023 | 679369108 | Annual | 04/26/2023 | 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Opendoor Technologies Inc. | OPEN | 06/14/2023 | 683712103 | Annual | 04/17/2023 | 1.1 | Elect Director Jason Kilar | Mgmt | For | Withhold | Yes |
| Opendoor Technologies Inc. | OPEN | 06/14/2023 | 683712103 | Annual | 04/17/2023 | 1.2 | Elect Director Carrie Wheeler | Mgmt | For | For | No |
| Opendoor Technologies Inc. | OPEN | 06/14/2023 | 683712103 | Annual | 04/17/2023 | 1.3 | Elect Director Eric Wu | Mgmt | For | For | No |
| Opendoor Technologies Inc. | OPEN | 06/14/2023 | 683712103 | Annual | 04/17/2023 | 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Opendoor Technologies Inc. | OPEN | 06/14/2023 | 683712103 | Annual | 04/17/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Yes |
| PagerDuty, Inc. | PD | 06/14/2023 | 69553P100 | Annual | 04/18/2023 | 1.1 | Elect Director Sameer Dholakia | Mgmt | For | Withhold | Yes |
| PagerDuty, Inc. | PD | 06/14/2023 | 69553P100 | Annual | 04/18/2023 | 1.2 | Elect Director William Losch | Mgmt | For | For | No |
| PagerDuty, Inc. | PD | 06/14/2023 | 69553P100 | Annual | 04/18/2023 | 1.3 | Elect Director Jennifer Tejada | Mgmt | For | Withhold | Yes |
| PagerDuty, Inc. | PD | 06/14/2023 | 69553P100 | Annual | 04/18/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| PagerDuty, Inc. | PD | 06/14/2023 | 69553P100 | Annual | 04/18/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| PNM Resources, Inc. | PNM | 05/09/2023 | 69349H107 | Annual | 03/20/2023 | 1A | Elect Director Vicky A. Bailey | Mgmt | For | For | No |
| PNM Resources, Inc. | PNM | 05/09/2023 | 69349H107 | Annual | 03/20/2023 | 1B | Elect Director Norman P. Becker | Mgmt | For | For | No |
| PNM Resources, Inc. | PNM | 05/09/2023 | 69349H107 | Annual | 03/20/2023 | 1C | Elect Director Patricia K. Collawn | Mgmt | For | For | No |
| PNM Resources, Inc. | PNM | 05/09/2023 | 69349H107 | Annual | 03/20/2023 | 1D | Elect Director E. Renae Conley | Mgmt | For | For | No |
| PNM Resources, Inc. | PNM | 05/09/2023 | 69349H107 | Annual | 03/20/2023 | 1E | Elect Director Alan J. Fohrer | Mgmt | For | For | No |
| PNM Resources, Inc. | PNM | 05/09/2023 | 69349H107 | Annual | 03/20/2023 | 1F | Elect Director Sidney M. Gutierrez | Mgmt | For | For | No |
| PNM Resources, Inc. | PNM | 05/09/2023 | 69349H107 | Annual | 03/20/2023 | 1G | Elect Director James A. Hughes | Mgmt | For | For | No |
| PNM Resources, Inc. | PNM | 05/09/2023 | 69349H107 | Annual | 03/20/2023 | 1H | Elect Director Maureen T. Mullarkey | Mgmt | For | For | No |
| PNM Resources, Inc. | PNM | 05/09/2023 | 69349H107 | Annual | 03/20/2023 | 1I | Elect Director Donald K. Schwanz | Mgmt | For | For | No |
| PNM Resources, Inc. | PNM | 05/09/2023 | 69349H107 | Annual | 03/20/2023 | 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| PNM Resources, Inc. | PNM | 05/09/2023 | 69349H107 | Annual | 03/20/2023 | 3 | Approve Omnibus Stock Plan | Mgmt | For | For | No |
| PNM Resources, Inc. | PNM | 05/09/2023 | 69349H107 | Annual | 03/20/2023 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| PNM Resources, Inc. | PNM | 05/09/2023 | 69349H107 | Annual | 03/20/2023 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 1a | Elect Director Dawn Farrell | Mgmt | For | For | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 1b | Elect Director Mark Ganz | Mgmt | For | For | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 1c | Elect Director Marie Oh Huber | Mgmt | For | For | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 1d | Elect Director Kathryn Jackson | Mgmt | For | For | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 1e | Elect Director Michael Lewis | Mgmt | For | For | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 1f | Elect Director Michael Millegan | Mgmt | For | For | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 1g | Elect Director Lee Pelton | Mgmt | For | For | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 1h | Elect Director Patricia Salas Pineda | Mgmt | For | For | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 1i | Elect Director Maria Pope | Mgmt | For | For | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 1j | Elect Director James Torgerson | Mgmt | For | For | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 4 | Amend Omnibus Stock Plan | Mgmt | For | For | No |
| Portland General Electric Company | POR | 04/21/2023 | 736508847 | Annual | 02/21/2023 | 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 1a | Elect Director Martin E. Stein, Jr. | Mgmt | For | For | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 1b | Elect Director Bryce Blair | Mgmt | For | For | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 1c | Elect Director C. Ronald Blankenship | Mgmt | For | For | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 1d | Elect Director Kristin A. Campbell | Mgmt | For | For | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 1e | Elect Director Deirdre J. Evens | Mgmt | For | For | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 1f | Elect Director Thomas W. Furphy | Mgmt | For | For | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 1g | Elect Director Karin M. Klein | Mgmt | For | For | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 1h | Elect Director Peter D. Linneman | Mgmt | For | For | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 1i | Elect Director David P. O'Connor | Mgmt | For | For | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 1j | Elect Director Lisa Palmer | Mgmt | For | For | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 1k | Elect Director James H. Simmons, III | Mgmt | For | For | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 2 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Regency Centers Corporation | REG | 05/03/2023 | 758849103 | Annual | 03/10/2023 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Reliance Steel & Aluminum Co. | RS | 05/17/2023 | 759509102 | Annual | 03/28/2023 | 1a | Elect Director Lisa L. Baldwin | Mgmt | For | For | No |
| Reliance Steel & Aluminum Co. | RS | 05/17/2023 | 759509102 | Annual | 03/28/2023 | 1b | Elect Director Karen W. Colonias | Mgmt | For | For | No |
| Reliance Steel & Aluminum Co. | RS | 05/17/2023 | 759509102 | Annual | 03/28/2023 | 1c | Elect Director Frank J. Dellaquila | Mgmt | For | For | No |
| Reliance Steel & Aluminum Co. | RS | 05/17/2023 | 759509102 | Annual | 03/28/2023 | 1d | Elect Director James D. Hoffman | Mgmt | For | For | No |
| Reliance Steel & Aluminum Co. | RS | 05/17/2023 | 759509102 | Annual | 03/28/2023 | 1e | Elect Director Mark V. Kaminski | Mgmt | For | For | No |
| Reliance Steel & Aluminum Co. | RS | 05/17/2023 | 759509102 | Annual | 03/28/2023 | 1f | Elect Director Karla R. Lewis | Mgmt | For | For | No |
| Reliance Steel & Aluminum Co. | RS | 05/17/2023 | 759509102 | Annual | 03/28/2023 | 1g | Elect Director Robert A. McEvoy | Mgmt | For | For | No |
| Reliance Steel & Aluminum Co. | RS | 05/17/2023 | 759509102 | Annual | 03/28/2023 | 1h | Elect Director David W. Seeger | Mgmt | For | For | No |
| Reliance Steel & Aluminum Co. | RS | 05/17/2023 | 759509102 | Annual | 03/28/2023 | 1i | Elect Director Douglas W. Stotlar | Mgmt | For | For | No |
| Reliance Steel & Aluminum Co. | RS | 05/17/2023 | 759509102 | Annual | 03/28/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Reliance Steel & Aluminum Co. | RS | 05/17/2023 | 759509102 | Annual | 03/28/2023 | 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Reliance Steel & Aluminum Co. | RS | 05/17/2023 | 759509102 | Annual | 03/28/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Reliance Steel & Aluminum Co. | RS | 05/17/2023 | 759509102 | Annual | 03/28/2023 | 5 | Require Independent Board Chairman | SH | Against | Against | No |
| RLJ Lodging Trust | RLJ | 04/28/2023 | 74965L101 | Annual | 03/16/2023 | 1.1 | Elect Director Robert L. Johnson | Mgmt | For | For | No |
| RLJ Lodging Trust | RLJ | 04/28/2023 | 74965L101 | Annual | 03/16/2023 | 1.2 | Elect Director Leslie D. Hale | Mgmt | For | For | No |
| RLJ Lodging Trust | RLJ | 04/28/2023 | 74965L101 | Annual | 03/16/2023 | 1.3 | Elect Director Evan Bayh | Mgmt | For | For | No |
| RLJ Lodging Trust | RLJ | 04/28/2023 | 74965L101 | Annual | 03/16/2023 | 1.4 | Elect Director Arthur R. Collins | Mgmt | For | For | No |
| RLJ Lodging Trust | RLJ | 04/28/2023 | 74965L101 | Annual | 03/16/2023 | 1.5 | Elect Director Nathaniel A. Davis | Mgmt | For | For | No |
| RLJ Lodging Trust | RLJ | 04/28/2023 | 74965L101 | Annual | 03/16/2023 | 1.6 | Elect Director Patricia L. Gibson | Mgmt | For | For | No |
| RLJ Lodging Trust | RLJ | 04/28/2023 | 74965L101 | Annual | 03/16/2023 | 1.7 | Elect Director Robert M. La Forgia | Mgmt | For | For | No |
| RLJ Lodging Trust | RLJ | 04/28/2023 | 74965L101 | Annual | 03/16/2023 | 1.8 | Elect Director Robert J. McCarthy | Mgmt | For | For | No |
| RLJ Lodging Trust | RLJ | 04/28/2023 | 74965L101 | Annual | 03/16/2023 | 1.9 | Elect Director Robin Zeigler | Mgmt | For | For | No |
| RLJ Lodging Trust | RLJ | 04/28/2023 | 74965L101 | Annual | 03/16/2023 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | No |
| RLJ Lodging Trust | RLJ | 04/28/2023 | 74965L101 | Annual | 03/16/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 1a | Elect Director K. Gunnar Bjorklund | Mgmt | For | For | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 1b | Elect Director Michael J. Bush | Mgmt | For | For | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 1c | Elect Director Edward G. Cannizzaro | Mgmt | For | For | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 1d | Elect Director Sharon D. Garrett | Mgmt | For | For | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 1e | Elect Director Michael J. Hartshorn | Mgmt | For | For | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 1f | Elect Director Stephen D. Milligan | Mgmt | For | For | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 1g | Elect Director Patricia H. Mueller | Mgmt | For | For | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 1h | Elect Director George P. Orban | Mgmt | For | For | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 1i | Elect Director Larree M. Renda | Mgmt | For | For | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 1j | Elect Director Barbara Rentler | Mgmt | For | For | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 1k | Elect Director Doniel N. Sutton | Mgmt | For | For | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Ross Stores, Inc. | ROST | 05/17/2023 | 778296103 | Annual | 03/21/2023 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Ruth's Hospitality Group, Inc. | RUTH | 05/23/2023 | 783332109 | Annual | 03/29/2023 | 1.1 | Elect Director Giannella Alvarez | Mgmt | For | For | No |
| Ruth's Hospitality Group, Inc. | RUTH | 05/23/2023 | 783332109 | Annual | 03/29/2023 | 1.2 | Elect Director Mary L. Baglivo | Mgmt | For | For | No |
| Ruth's Hospitality Group, Inc. | RUTH | 05/23/2023 | 783332109 | Annual | 03/29/2023 | 1.3 | Elect Director Carla R. Cooper | Mgmt | For | For | No |
| Ruth's Hospitality Group, Inc. | RUTH | 05/23/2023 | 783332109 | Annual | 03/29/2023 | 1.4 | Elect Director Cheryl J. Henry | Mgmt | For | For | No |
| Ruth's Hospitality Group, Inc. | RUTH | 05/23/2023 | 783332109 | Annual | 03/29/2023 | 1.5 | Elect Director Stephen M. King | Mgmt | For | For | No |
| Ruth's Hospitality Group, Inc. | RUTH | 05/23/2023 | 783332109 | Annual | 03/29/2023 | 1.6 | Elect Director Michael P. O'Donnell | Mgmt | For | For | No |
| Ruth's Hospitality Group, Inc. | RUTH | 05/23/2023 | 783332109 | Annual | 03/29/2023 | 1.7 | Elect Director Marie L. Perry | Mgmt | For | For | No |
| Ruth's Hospitality Group, Inc. | RUTH | 05/23/2023 | 783332109 | Annual | 03/29/2023 | 1.8 | Elect Director Robin P. Selati | Mgmt | For | For | No |
| Ruth's Hospitality Group, Inc. | RUTH | 05/23/2023 | 783332109 | Annual | 03/29/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Ruth's Hospitality Group, Inc. | RUTH | 05/23/2023 | 783332109 | Annual | 03/29/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Ruth's Hospitality Group, Inc. | RUTH | 05/23/2023 | 783332109 | Annual | 03/29/2023 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| SecureWorks Corp. | SCWX | 06/27/2023 | 81374A105 | Annual | 04/28/2023 | 1.1 | Elect Director Yagyensh (Buno) C. Pati | Mgmt | For | Withhold | Yes |
| SecureWorks Corp. | SCWX | 06/27/2023 | 81374A105 | Annual | 04/28/2023 | 1.2 | Elect Director Wendy K. Thomas | Mgmt | For | Withhold | Yes |
| SecureWorks Corp. | SCWX | 06/27/2023 | 81374A105 | Annual | 04/28/2023 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | No |
| SecureWorks Corp. | SCWX | 06/27/2023 | 81374A105 | Annual | 04/28/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| SecureWorks Corp. | SCWX | 06/27/2023 | 81374A105 | Annual | 04/28/2023 | 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Yes |
| SI-BONE, Inc. | SIBN | 06/09/2023 | 825704109 | Annual | 04/14/2023 | 1a | Elect Director Jeffrey W. Dunn | Mgmt | For | Withhold | Yes |
| SI-BONE, Inc. | SIBN | 06/09/2023 | 825704109 | Annual | 04/14/2023 | 1b | Elect Director John G. Freund | Mgmt | For | Withhold | Yes |
| SI-BONE, Inc. | SIBN | 06/09/2023 | 825704109 | Annual | 04/14/2023 | 1c | Elect Director Gregory K. Hinckley | Mgmt | For | Withhold | Yes |
| SI-BONE, Inc. | SIBN | 06/09/2023 | 825704109 | Annual | 04/14/2023 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | No |
| SI-BONE, Inc. | SIBN | 06/09/2023 | 825704109 | Annual | 04/14/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 1a | Elect Director H. Todd Stitzer | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 1b | Elect Director Virginia "Gina" C. Drosos | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 1c | Elect Director Andre V. Branch | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 1d | Elect Director R. Mark Graf | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 1e | Elect Director Zackery A. Hicks | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 1f | Elect Director Sharon L. McCollam | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 1g | Elect Director Helen McCluskey | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 1h | Elect Director Nancy A. Reardon | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 1i | Elect Director Jonathan Seiffer | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 1j | Elect Director Brian Tilzer | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 1k | Elect Director Eugenia Ulasewicz | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 1l | Elect Director Donta L. Wilson | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Signet Jewelers Limited | SIG | 06/16/2023 | G81276100 | Annual | 04/21/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Silk Road Medical, Inc. | SILK | 06/21/2023 | 82710M100 | Annual | 04/24/2023 | 1a | Elect Director Rick D. Anderson | Mgmt | For | For | No |
| Silk Road Medical, Inc. | SILK | 06/21/2023 | 82710M100 | Annual | 04/24/2023 | 1b | Elect Director Jack W. Lasersohn | Mgmt | For | For | No |
| Silk Road Medical, Inc. | SILK | 06/21/2023 | 82710M100 | Annual | 04/24/2023 | 1c | Elect Director Erica J. Rogers | Mgmt | For | For | No |
| Silk Road Medical, Inc. | SILK | 06/21/2023 | 82710M100 | Annual | 04/24/2023 | 1d | Elect Director Elizabeth H. Weatherman | Mgmt | For | Withhold | Yes |
| Silk Road Medical, Inc. | SILK | 06/21/2023 | 82710M100 | Annual | 04/24/2023 | 1e | Elect Director Donald J. Zurbay | Mgmt | For | For | No |
| Silk Road Medical, Inc. | SILK | 06/21/2023 | 82710M100 | Annual | 04/24/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Yes |
| Silk Road Medical, Inc. | SILK | 06/21/2023 | 82710M100 | Annual | 04/24/2023 | 3 | Amend Certificate of Incorporation to Limit the Liability of Certain Officers | Mgmt | For | For | No |
| Silk Road Medical, Inc. | SILK | 06/21/2023 | 82710M100 | Annual | 04/24/2023 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | No |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 1.1 | Elect Director David A. Blau | Mgmt | For | Withhold | Yes |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 1.2 | Elect Director Eddy W. Hartenstein | Mgmt | For | For | No |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 1.3 | Elect Director Robin P. Hickenlooper | Mgmt | For | Withhold | Yes |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 1.4 | Elect Director James P. Holden | Mgmt | For | For | No |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 1.5 | Elect Director Gregory B. Maffei | Mgmt | For | Withhold | Yes |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 1.6 | Elect Director Evan D. Malone | Mgmt | For | For | No |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 1.7 | Elect Director James E. Meyer | Mgmt | For | Withhold | Yes |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 1.8 | Elect Director Jonelle Procope | Mgmt | For | For | No |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 1.9 | Elect Director Michael Rapino | Mgmt | For | For | No |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 1.10 | Elect Director Kristina M. Salen | Mgmt | For | For | No |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 1.11 | Elect Director Carl E. Vogel | Mgmt | For | For | No |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 1.12 | Elect Director Jennifer C. Witz | Mgmt | For | For | No |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 1.13 | Elect Director David M. Zaslav | Mgmt | For | For | No |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | Yes |
| Sirius XM Holdings Inc. | SIRI | 06/01/2023 | 82968B103 | Annual | 04/06/2023 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Sleep Number Corporation | SNBR | 05/11/2023 | 83125X103 | Annual | 03/14/2023 | 1.1 | Elect Director Phillip M. Eyler | Mgmt | For | For | No |
| Sleep Number Corporation | SNBR | 05/11/2023 | 83125X103 | Annual | 03/14/2023 | 1.2 | Elect Director Julie M. Howard | Mgmt | For | For | No |
| Sleep Number Corporation | SNBR | 05/11/2023 | 83125X103 | Annual | 03/14/2023 | 1.3 | Elect Director Angel L. Mendez | Mgmt | For | For | No |
| Sleep Number Corporation | SNBR | 05/11/2023 | 83125X103 | Annual | 03/14/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Sleep Number Corporation | SNBR | 05/11/2023 | 83125X103 | Annual | 03/14/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Sleep Number Corporation | SNBR | 05/11/2023 | 83125X103 | Annual | 03/14/2023 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 1a | Elect Director Robert S. Murley | Mgmt | For | For | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 1b | Elect Director Cindy J. Miller | Mgmt | For | For | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 1c | Elect Director Brian P. Anderson | Mgmt | For | For | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 1d | Elect Director Lynn D. Bleil | Mgmt | For | For | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 1e | Elect Director Thomas F. Chen | Mgmt | For | For | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 1f | Elect Director Victoria L. Dolan | Mgmt | For | For | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 1g | Elect Director Naren K. Gursahaney | Mgmt | For | For | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 1h | Elect Director J. Joel Hackney, Jr. | Mgmt | For | For | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 1i | Elect Director Stephen C. Hooley | Mgmt | For | For | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 1j | Elect Director James L. Welch | Mgmt | For | For | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 5 | Report on Political Contributions | SH | Against | Against | No |
| Stericycle, Inc. | SRCL | 05/16/2023 | 858912108 | Annual | 03/20/2023 | 6 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | SH | Against | For | Yes |
| Summit Materials, Inc. | SUM | 05/25/2023 | 86614U100 | Annual | 03/27/2023 | 1.1 | Elect Director Joseph S. Cantie | Mgmt | For | For | No |
| Summit Materials, Inc. | SUM | 05/25/2023 | 86614U100 | Annual | 03/27/2023 | 1.2 | Elect Director Anne M. Cooney | Mgmt | For | For | No |
| Summit Materials, Inc. | SUM | 05/25/2023 | 86614U100 | Annual | 03/27/2023 | 1.3 | Elect Director John R. Murphy | Mgmt | For | For | No |
| Summit Materials, Inc. | SUM | 05/25/2023 | 86614U100 | Annual | 03/27/2023 | 1.4 | Elect Director Anne P. Noonan | Mgmt | For | For | No |
| Summit Materials, Inc. | SUM | 05/25/2023 | 86614U100 | Annual | 03/27/2023 | 1.5 | Elect Director Tamla D. Oates-Forney | Mgmt | For | For | No |
| Summit Materials, Inc. | SUM | 05/25/2023 | 86614U100 | Annual | 03/27/2023 | 1.6 | Elect Director Steven H. Wunning | Mgmt | For | For | No |
| Summit Materials, Inc. | SUM | 05/25/2023 | 86614U100 | Annual | 03/27/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Summit Materials, Inc. | SUM | 05/25/2023 | 86614U100 | Annual | 03/27/2023 | 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Taylor Morrison Home Corporation | TMHC | 05/25/2023 | 87724P106 | Annual | 03/28/2023 | 1a | Elect Director Peter Lane | Mgmt | For | For | No |
| Taylor Morrison Home Corporation | TMHC | 05/25/2023 | 87724P106 | Annual | 03/28/2023 | 1b | Elect Director William H. Lyon | Mgmt | For | For | No |
| Taylor Morrison Home Corporation | TMHC | 05/25/2023 | 87724P106 | Annual | 03/28/2023 | 1c | Elect Director Anne L. Mariucci | Mgmt | For | For | No |
| Taylor Morrison Home Corporation | TMHC | 05/25/2023 | 87724P106 | Annual | 03/28/2023 | 1d | Elect Director David C. Merritt | Mgmt | For | For | No |
| Taylor Morrison Home Corporation | TMHC | 05/25/2023 | 87724P106 | Annual | 03/28/2023 | 1e | Elect Director Andrea (Andi) Owen | Mgmt | For | For | No |
| Taylor Morrison Home Corporation | TMHC | 05/25/2023 | 87724P106 | Annual | 03/28/2023 | 1f | Elect Director Sheryl D. Palmer | Mgmt | For | For | No |
| Taylor Morrison Home Corporation | TMHC | 05/25/2023 | 87724P106 | Annual | 03/28/2023 | 1g | Elect Director Denise F. Warren | Mgmt | For | For | No |
| Taylor Morrison Home Corporation | TMHC | 05/25/2023 | 87724P106 | Annual | 03/28/2023 | 1h | Elect Director Christopher Yip | Mgmt | For | For | No |
| Taylor Morrison Home Corporation | TMHC | 05/25/2023 | 87724P106 | Annual | 03/28/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Taylor Morrison Home Corporation | TMHC | 05/25/2023 | 87724P106 | Annual | 03/28/2023 | 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 1.1 | Elect Director John E. Bachman | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 1.2 | Elect Director Marla Beck | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 1.3 | Elect Director Elizabeth J. Boland | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 1.4 | Elect Director Jane Elfers | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 1.5 | Elect Director John A. Frascotti | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 1.6 | Elect Director Tracey R. Griffin | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 1.7 | Elect Director Katherine Kountze | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 1.8 | Elect Director Norman Matthews | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 1.9 | Elect Director Wesley S. McDonald | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 1.10 | Elect Director Debby Reiner | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 1.11 | Elect Director Michael Shaffer | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| The Children's Place, Inc. | PLCE | 05/10/2023 | 168905107 | Annual | 03/22/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 1.1 | Elect Director Pamela M. Arway | Mgmt | For | For | No |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 1.2 | Elect Director Michele G. Buck | Mgmt | For | For | No |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 1.3 | Elect Director Victor L. Crawford | Mgmt | For | For | No |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 1.4 | Elect Director Robert M. Dutkowsky | Mgmt | For | Withhold | Yes |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 1.5 | Elect Director Mary Kay Haben | Mgmt | For | For | No |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 1.6 | Elect Director James C. Katzman | Mgmt | For | Withhold | Yes |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 1.7 | Elect Director M. Diane Koken | Mgmt | For | For | No |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 1.8 | Elect Director Huong Maria T. Kraus | Mgmt | For | For | No |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 1.9 | Elect Director Robert M. Malcolm | Mgmt | For | Withhold | Yes |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 1.10 | Elect Director Anthony J. Palmer | Mgmt | For | Withhold | Yes |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 1.11 | Elect Director Juan R. Perez | Mgmt | For | Withhold | Yes |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| The Hershey Company | HSY | 05/16/2023 | 427866108 | Annual | 03/20/2023 | 5 | Report on Human Rights Impacts of Living Wage & Income Position Statement | SH | Against | Against | No |
| The New York Times Company | NYT | 04/26/2023 | 650111107 | Annual | 02/28/2023 | 1.1 | Elect Director Beth Brooke | Mgmt | For | For | No |
| The New York Times Company | NYT | 04/26/2023 | 650111107 | Annual | 02/28/2023 | 1.2 | Elect Director Rachel Glaser | Mgmt | For | For | No |
| The New York Times Company | NYT | 04/26/2023 | 650111107 | Annual | 02/28/2023 | 1.3 | Elect Director Brian P. McAndrews | Mgmt | For | For | No |
| The New York Times Company | NYT | 04/26/2023 | 650111107 | Annual | 02/28/2023 | 1.4 | Elect Director John W. Rogers, Jr. | Mgmt | For | For | No |
| The New York Times Company | NYT | 04/26/2023 | 650111107 | Annual | 02/28/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| The New York Times Company | NYT | 04/26/2023 | 650111107 | Annual | 02/28/2023 | 3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 1a | Elect Director Danelle M. Barrett | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 1b | Elect Director Philip Bleser | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 1c | Elect Director Stuart B. Burgdoerfer | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 1d | Elect Director Pamela J. Craig | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 1e | Elect Director Charles A. Davis | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 1f | Elect Director Roger N. Farah | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 1g | Elect Director Lawton W. Fitt | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 1h | Elect Director Susan Patricia Griffith | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 1i | Elect Director Devin C. Johnson | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 1j | Elect Director Jeffrey D. Kelly | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 1k | Elect Director Barbara R. Snyder | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 1l | Elect Director Kahina Van Dyke | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| The Progressive Corporation | PGR | 05/12/2023 | 743315103 | Annual | 03/17/2023 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | No |
| Tootsie Roll Industries, Inc. | TR | 05/01/2023 | 890516107 | Annual | 03/06/2023 | 1.1 | Elect Director Ellen R. Gordon | Mgmt | For | Withhold | Yes |
| Tootsie Roll Industries, Inc. | TR | 05/01/2023 | 890516107 | Annual | 03/06/2023 | 1.2 | Elect Director Virginia L. Gordon | Mgmt | For | Withhold | Yes |
| Tootsie Roll Industries, Inc. | TR | 05/01/2023 | 890516107 | Annual | 03/06/2023 | 1.3 | Elect Director Lana Jane Lewis-Brent | Mgmt | For | Withhold | Yes |
| Tootsie Roll Industries, Inc. | TR | 05/01/2023 | 890516107 | Annual | 03/06/2023 | 1.4 | Elect Director Barre A. Seibert | Mgmt | For | Withhold | Yes |
| Tootsie Roll Industries, Inc. | TR | 05/01/2023 | 890516107 | Annual | 03/06/2023 | 1.5 | Elect Director Paula M. Wardynski | Mgmt | For | Withhold | Yes |
| Tootsie Roll Industries, Inc. | TR | 05/01/2023 | 890516107 | Annual | 03/06/2023 | 2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | No |
| Tootsie Roll Industries, Inc. | TR | 05/01/2023 | 890516107 | Annual | 03/06/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Yes |
| Tootsie Roll Industries, Inc. | TR | 05/01/2023 | 890516107 | Annual | 03/06/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | Yes |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 1a | Elect Director Carol Tome | Mgmt | For | For | No |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 1b | Elect Director Rodney Adkins | Mgmt | For | For | No |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 1c | Elect Director Eva Boratto | Mgmt | For | For | No |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 1d | Elect Director Michael Burns | Mgmt | For | For | No |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 1e | Elect Director Wayne Hewett | Mgmt | For | For | No |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 1f | Elect Director Angela Hwang | Mgmt | For | For | No |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 1g | Elect Director Kate Johnson | Mgmt | For | Against | Yes |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 1h | Elect Director William Johnson | Mgmt | For | Against | Yes |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 1i | Elect Director Franck Moison | Mgmt | For | Against | Yes |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 1j | Elect Director Christiana Smith Shi | Mgmt | For | For | No |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 1k | Elect Director Russell Stokes | Mgmt | For | Against | Yes |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 1l | Elect Director Kevin Warsh | Mgmt | For | Against | Yes |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Against | For | Yes |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 6 | Adopt Independently Verified Science-Based Greenhouse Gas Emissions Reduction Targets in Line with the Paris Climate Agreement | SH | Against | For | Yes |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 7 | Report on Integrating GHG Emissions Reductions Targets into Executive Compensation | SH | Against | For | Yes |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 8 | Report on Just Transition | SH | Against | For | Yes |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 9 | Report on Risk Due to Restrictions on Reproductive Rights | SH | Against | Against | No |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 10 | Oversee and Report a Civil Rights Audit | SH | Against | Against | No |
| United Parcel Service, Inc. | UPS | 05/04/2023 | 911312106 | Annual | 03/09/2023 | 11 | Report on Effectiveness of Diversity, Equity, and Inclusion Efforts | SH | Against | For | Yes |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 1a | Elect Director Christopher Causey | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 1b | Elect Director Raymond Dwek | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 1c | Elect Director Richard Giltner | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 1d | Elect Director Katherine Klein | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 1e | Elect Director Ray Kurzweil | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 1f | Elect Director Linda Maxwell | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 1g | Elect Director Nilda Mesa | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 1h | Elect Director Judy Olian | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 1i | Elect Director Christopher Patusky | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 1j | Elect Director Martine Rothblatt | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 1k | Elect Director Louis Sullivan | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 1l | Elect Director Tommy Thompson | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 4 | Amend Omnibus Stock Plan | Mgmt | For | For | No |
| United Therapeutics Corporation | UTHR | 06/26/2023 | 91307C102 | Annual | 04/27/2023 | 5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 1a | Elect Director Melody C. Barnes | Mgmt | For | For | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 1b | Elect Director Debra A. Cafaro | Mgmt | For | For | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 1c | Elect Director Michael J. Embler | Mgmt | For | For | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 1d | Elect Director Matthew J. Lustig | Mgmt | For | For | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 1e | Elect Director Roxanne M. Martino | Mgmt | For | For | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 1f | Elect Director Marguerite M. Nader | Mgmt | For | For | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 1g | Elect Director Sean P. Nolan | Mgmt | For | For | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 1h | Elect Director Walter C. Rakowich | Mgmt | For | For | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 1i | Elect Director Sumit Roy | Mgmt | For | For | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 1j | Elect Director James D. Shelton | Mgmt | For | For | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 1k | Elect Director Maurice S. Smith | Mgmt | For | For | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Ventas Inc. | VTR | 05/16/2023 | 92276F100 | Annual | 03/24/2023 | 4 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Vertex Pharmaceuticals Incorporated | VRTX | 05/17/2023 | 92532F100 | Annual | 03/23/2023 | 1.1 | Elect Director Sangeeta Bhatia | Mgmt | For | For | No |
| Vertex Pharmaceuticals Incorporated | VRTX | 05/17/2023 | 92532F100 | Annual | 03/23/2023 | 1.2 | Elect Director Lloyd Carney | Mgmt | For | For | No |
| Vertex Pharmaceuticals Incorporated | VRTX | 05/17/2023 | 92532F100 | Annual | 03/23/2023 | 1.3 | Elect Director Alan Garber | Mgmt | For | For | No |
| Vertex Pharmaceuticals Incorporated | VRTX | 05/17/2023 | 92532F100 | Annual | 03/23/2023 | 1.4 | Elect Director Terrence Kearney | Mgmt | For | For | No |
| Vertex Pharmaceuticals Incorporated | VRTX | 05/17/2023 | 92532F100 | Annual | 03/23/2023 | 1.5 | Elect Director Reshma Kewalramani | Mgmt | For | For | No |
| Vertex Pharmaceuticals Incorporated | VRTX | 05/17/2023 | 92532F100 | Annual | 03/23/2023 | 1.6 | Elect Director Jeffrey Leiden | Mgmt | For | For | No |
| Vertex Pharmaceuticals Incorporated | VRTX | 05/17/2023 | 92532F100 | Annual | 03/23/2023 | 1.7 | Elect Director Diana McKenzie | Mgmt | For | For | No |
| Vertex Pharmaceuticals Incorporated | VRTX | 05/17/2023 | 92532F100 | Annual | 03/23/2023 | 1.8 | Elect Director Bruce Sachs | Mgmt | For | For | No |
| Vertex Pharmaceuticals Incorporated | VRTX | 05/17/2023 | 92532F100 | Annual | 03/23/2023 | 1.9 | Elect Director Suketu Upadhyay | Mgmt | For | For | No |
| Vertex Pharmaceuticals Incorporated | VRTX | 05/17/2023 | 92532F100 | Annual | 03/23/2023 | 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | No |
| Vertex Pharmaceuticals Incorporated | VRTX | 05/17/2023 | 92532F100 | Annual | 03/23/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Vertex Pharmaceuticals Incorporated | VRTX | 05/17/2023 | 92532F100 | Annual | 03/23/2023 | 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| WEX Inc. | WEX | 05/11/2023 | 96208T104 | Annual | 03/22/2023 | 1.1 | Elect Director Daniel Callahan | Mgmt | For | For | No |
| WEX Inc. | WEX | 05/11/2023 | 96208T104 | Annual | 03/22/2023 | 1.2 | Elect Director Shikhar Ghosh | Mgmt | For | For | No |
| WEX Inc. | WEX | 05/11/2023 | 96208T104 | Annual | 03/22/2023 | 1.3 | Elect Director James Groch | Mgmt | For | For | No |
| WEX Inc. | WEX | 05/11/2023 | 96208T104 | Annual | 03/22/2023 | 1.4 | Elect Director James (Jim) Neary | Mgmt | For | For | No |
| WEX Inc. | WEX | 05/11/2023 | 96208T104 | Annual | 03/22/2023 | 1.5 | Elect Director Melissa Smith | Mgmt | For | For | No |
| WEX Inc. | WEX | 05/11/2023 | 96208T104 | Annual | 03/22/2023 | 1.6 | Elect Director Stephen Smith | Mgmt | For | For | No |
| WEX Inc. | WEX | 05/11/2023 | 96208T104 | Annual | 03/22/2023 | 1.7 | Elect Director Susan Sobbott | Mgmt | For | For | No |
| WEX Inc. | WEX | 05/11/2023 | 96208T104 | Annual | 03/22/2023 | 1.8 | Elect Director Regina O. Sommer | Mgmt | For | For | No |
| WEX Inc. | WEX | 05/11/2023 | 96208T104 | Annual | 03/22/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| WEX Inc. | WEX | 05/11/2023 | 96208T104 | Annual | 03/22/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| WEX Inc. | WEX | 05/11/2023 | 96208T104 | Annual | 03/22/2023 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| WideOpenWest, Inc. | WOW | 05/16/2023 | 96758W101 | Annual | 03/17/2023 | 1a | Elect Director Gunjan Bhow | Mgmt | For | For | No |
| WideOpenWest, Inc. | WOW | 05/16/2023 | 96758W101 | Annual | 03/17/2023 | 1b | Elect Director Jill Bright | Mgmt | For | Against | Yes |
| WideOpenWest, Inc. | WOW | 05/16/2023 | 96758W101 | Annual | 03/17/2023 | 1c | Elect Director Brian Cassidy | Mgmt | For | Against | Yes |
| WideOpenWest, Inc. | WOW | 05/16/2023 | 96758W101 | Annual | 03/17/2023 | 2 | Ratify BDO USA, LLP as Auditors | Mgmt | For | For | No |
| WideOpenWest, Inc. | WOW | 05/16/2023 | 96758W101 | Annual | 03/17/2023 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| WideOpenWest, Inc. | WOW | 05/16/2023 | 96758W101 | Annual | 03/17/2023 | 4 | Amend Omnibus Stock Plan | Mgmt | For | For | No |
| Williams-Sonoma, Inc. | WSM | 05/31/2023 | 969904101 | Annual | 04/05/2023 | 1.1 | Elect Director Laura Alber | Mgmt | For | For | No |
| Williams-Sonoma, Inc. | WSM | 05/31/2023 | 969904101 | Annual | 04/05/2023 | 1.2 | Elect Director Esi Eggleston Bracey | Mgmt | For | For | No |
| Williams-Sonoma, Inc. | WSM | 05/31/2023 | 969904101 | Annual | 04/05/2023 | 1.3 | Elect Director Scott Dahnke | Mgmt | For | For | No |
| Williams-Sonoma, Inc. | WSM | 05/31/2023 | 969904101 | Annual | 04/05/2023 | 1.4 | Elect Director Anne Finucane | Mgmt | For | For | No |
| Williams-Sonoma, Inc. | WSM | 05/31/2023 | 969904101 | Annual | 04/05/2023 | 1.5 | Elect Director Paula Pretlow | Mgmt | For | For | No |
| Williams-Sonoma, Inc. | WSM | 05/31/2023 | 969904101 | Annual | 04/05/2023 | 1.6 | Elect Director William Ready | Mgmt | For | For | No |
| Williams-Sonoma, Inc. | WSM | 05/31/2023 | 969904101 | Annual | 04/05/2023 | 1.7 | Elect Director Frits van Paasschen | Mgmt | For | For | No |
| Williams-Sonoma, Inc. | WSM | 05/31/2023 | 969904101 | Annual | 04/05/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Williams-Sonoma, Inc. | WSM | 05/31/2023 | 969904101 | Annual | 04/05/2023 | 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | No |
| Williams-Sonoma, Inc. | WSM | 05/31/2023 | 969904101 | Annual | 04/05/2023 | 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | No |
| Zoetis Inc. | ZTS | 05/18/2023 | 98978V103 | Annual | 03/24/2023 | 1a | Elect Director Paul M. Bisaro | Mgmt | For | For | No |
| Zoetis Inc. | ZTS | 05/18/2023 | 98978V103 | Annual | 03/24/2023 | 1b | Elect Director Vanessa Broadhurst | Mgmt | For | For | No |
| Zoetis Inc. | ZTS | 05/18/2023 | 98978V103 | Annual | 03/24/2023 | 1c | Elect Director Frank A. D'Amelio | Mgmt | For | For | No |
| Zoetis Inc. | ZTS | 05/18/2023 | 98978V103 | Annual | 03/24/2023 | 1d | Elect Director Michael B. McCallister | Mgmt | For | For | No |
| Zoetis Inc. | ZTS | 05/18/2023 | 98978V103 | Annual | 03/24/2023 | 1e | Elect Director Gregory Norden | Mgmt | For | For | No |
| Zoetis Inc. | ZTS | 05/18/2023 | 98978V103 | Annual | 03/24/2023 | 1f | Elect Director Louise M. Parent | Mgmt | For | For | No |
| Zoetis Inc. | ZTS | 05/18/2023 | 98978V103 | Annual | 03/24/2023 | 1g | Elect Director Kristin C. Peck | Mgmt | For | For | No |
| Zoetis Inc. | ZTS | 05/18/2023 | 98978V103 | Annual | 03/24/2023 | 1h | Elect Director Robert W. Scully | Mgmt | For | For | No |
| Zoetis Inc. | ZTS | 05/18/2023 | 98978V103 | Annual | 03/24/2023 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | No |
| Zoetis Inc. | ZTS | 05/18/2023 | 98978V103 | Annual | 03/24/2023 | 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | No |
| Zoetis Inc. | ZTS | 05/18/2023 | 98978V103 | Annual | 03/24/2023 | 4 | Provide Right to Call Special Meeting | Mgmt | For | For | No |
| Zoetis Inc. | ZTS | 05/18/2023 | 98978V103 | Annual | 03/24/2023 | 5 | Provide Right to Call a Special Meeting at a 10 Percent Ownership Threshold | SH | Against | For | Yes |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
