UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
March 9, 2021
Date of Report (Date of earliest event reported)
Rocky Mountain Industrials, Inc.
(formerly RMR Industrials, Inc.)
(Exact Name of Registrant as Specified in Charter)
| Nevada | 333-185046 | 46-0750094 |
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
4601 DTC Blvd., Suite 130
Denver, CO 80237
(Address of Principal Executive Offices)
(720) 614-5213
(Registrant's telephone number, including area code)
N/A
(Former Name or Former Address, if Changed Since Last Report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act: None
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
| None | N/A | N/A |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company x
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
ITEM 7.01 Regulation FD Disclosure
On March 9, 2021 Rocky Mountain Industrials Inc. (RMI) issued a press release announcing the closing of a $12,189,000 Financing for Rocky Mountain Rail Park. The press release is detailed below and a copy of the press release is attached hereto in exhibit 99.1.
ROCKY MOUNTAIN INDUSTRIALS CLOSES $12,189,000 FINANCING
Construction financing propels 620-acre Rocky Mountain Rail Park
Denver, Colorado (March 9, 2021) – Rocky Mountain Industrials Inc. (RMI), Colorado’s next generation infrastructure company, announced today a $12,189,000 construction financing for its 620-acre Rocky Mountain Rail Park, located in Adams County.
The closing of this transaction coincides with construction of the south parcel where their 83-acre, Fortune 500 tenant will reside.
“We have commenced the construction process for the first phase of our Rail Park serving the Front Range,” said Brian Fallin, CEO of RMI. “We are seeing the benefit of being unique in the marketplace with an array of rail served industrial components. Rocky Mountain Rail Park is a fortress asset with significant advantages for our partners and customers.”
The construction path begins with Rail Park’s southern property and follows a phased approach to the Union Pacific rail-served northern properties. Both rail and non-rail served sites are available throughout construction in 2021.
ITEM 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | Description* | |
| 99.1* | Press release dated March 9, 2021 |
*Furnished herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Dated: March 9, 2021 | By: | /s/ Brian Fallin |
| Brian Fallin | ||
| Chief Executive Officer | ||
| (Principal Executive Officer) | ||