Attachment to Form 4
JOINT FILER INFORMATION
Name and Address: | Third Point LLC |
390 Park Avenue | |
New York, NY 10022 | |
Date of Event Requiring Statement: | 03/13/17 |
Issuer and Ticker Symbol: | Kadmon Holdings, Inc. [KDMN] |
Relationship to Issuer: | 10% Owner |
Designated Filer: | Daniel S. Loeb |
TABLE I INFORMATION | |
Title of Security: | Common Stock |
Transaction Date: | March 13, 2017 |
Transaction Code: | P |
Amount of Securities and Price: | 1,488,095 at $3.36 per share |
Securities Acquired (A) or Disposed of (D): | A |
Amount of Securities Beneficially Owned Following Reported Transactions: | 9,407,745 |
Ownership Form: | I |
Nature of Indirect Beneficial Ownership: | See Footnote (1) in the Form 4 |
TABLE II INFORMATION | |
Title of Derivative Security: | Warrant to Purchase Common Stock |
Conversion or Exercise Price of Derivative Security: | $4.50 |
Transaction Date: | March 13, 2017 |
Transaction Code: | P |
Number of Derivative Securities Acquired (A) or Disposed of (D): | 595,238 |
Date Exercisable: | March 13, 2017 |
Expiration Date: | April 13, 2018 |
Title of Securities Underlying Derivative Security: | Common Stock |
Amount or Number of Shares: | 595,238 |
Price of Derivative Security: | See Footnote (2) in the Form 4 |
Number of Derivative Securities Beneficially Owned Following Reported Transaction: | 595,238 |
Ownership Form: | I |
Nature of Indirect Beneficial Ownership: | See Footnote (1) in the Form 4 |
Signature | THIRD POINT LLC |
By: DANIEL S. LOEB, Chief Executive Officer | |
By: /s/ William Song | |
Name: William Song | |
Title: Attorney-in-Fact | |
/s/ William Song | |
WILLIAM SONG, as attorney-in-fact for DANIEL S. LOEB |