COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 849 | 5,300 | SH | Call | SOLE | 5 | 0 | 0 | 5,300 |
3M CO | COM | 88579Y101 | 5,141 | 32,096 | SH | | SOLE | 5 | 26,781 | 0 | 5,315 |
ABBOTT LABS | COM | 002824100 | 4 | 36 | SH | | DFND | 3 | 0 | 36 | 0 |
ABBOTT LABS | COM | 002824100 | 1,590 | 14,606 | SH | | SOLE | 5 | 10,067 | 0 | 4,539 |
ABBVIE INC | COM | 00287Y109 | 15 | 166 | SH | | DFND | 4 | 0 | 166 | 0 |
ABBVIE INC | COM | 00287Y109 | 780 | 8,908 | SH | | SOLE | 5 | 6,178 | 0 | 2,730 |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 289 | 1,279 | SH | | SOLE | 5 | 1,279 | 0 | 0 |
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 4 | 16 | SH | | DFND | 3 | 0 | 16 | 0 |
AIR PRODS & CHEMS INC | COM | 009158106 | 264 | 886 | SH | | SOLE | 5 | 136 | 0 | 750 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 221 | 752 | SH | | SOLE | 5 | 752 | 0 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 29 | 98 | SH | | DFND | 3,4 | 0 | 98 | 0 |
ALPHABET INC | CAP STK CL C | 02079K107 | 755 | 514 | SH | | SOLE | 5 | 449 | 0 | 65 |
ALPHABET INC | CAP STK CL A | 02079K305 | 696 | 475 | SH | | SOLE | 5 | 403 | 0 | 72 |
ALPHABET INC | CAP STK CL C | 02079K107 | 48 | 33 | SH | | DFND | 3,4 | 0 | 33 | 0 |
AMAZON COM INC | COM | 023135106 | 7,173 | 2,278 | SH | | SOLE | 5 | 2,181 | 0 | 97 |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 351 | 1,450 | SH | | SOLE | 5 | 207 | 0 | 1,243 |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 9 | 37 | SH | | DFND | 3 | 0 | 37 | 0 |
AMGEN INC | COM | 031162100 | 1,773 | 6,977 | SH | | SOLE | 5 | 5,582 | 0 | 1,395 |
AMGEN INC | COM | 031162100 | 1,118 | 4,400 | SH | Call | SOLE | 5 | 0 | 0 | 4,400 |
ANAVEX LIFE SCIENCES CORP | COM NEW | 032797300 | 319 | 70,000 | SH | | SOLE | 5 | 70,000 | 0 | 0 |
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 126 | 17,721 | SH | | SOLE | 5 | 0 | 0 | 17,721 |
ANWORTH MTG ASSET CORP | COM | 037347101 | 19 | 11,885 | SH | | SOLE | 5 | 0 | 0 | 11,885 |
APPLE INC | COM | 037833100 | 19,823 | 171,169 | SH | | SOLE | 5 | 165,298 | 0 | 5,871 |
APPLE INC | COM | 037833100 | 17 | 147 | SH | | DFND | 4 | 0 | 147 | 0 |
APPLE INC | COM | 037833100 | 1,204 | 10,400 | SH | Call | SOLE | 5 | 0 | 0 | 10,400 |
AT&T INC | COM | 00206R102 | 365 | 12,785 | SH | | SOLE | 5 | 8,061 | 0 | 4,724 |
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 219 | 1,573 | SH | | SOLE | 5 | 1,573 | 0 | 0 |
BAIDU INC | SPON ADR REP A | 056752108 | 532 | 4,199 | SH | | SOLE | 5 | 6 | 0 | 4,193 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 9 | 43 | SH | | DFND | 3 | 0 | 43 | 0 |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,658 | 7,786 | SH | | SOLE | 5 | 6,965 | 0 | 821 |
BK OF AMERICA CORP | COM | 060505104 | 336 | 13,938 | SH | | SOLE | 5 | 333 | 0 | 13,605 |
BK OF AMERICA CORP | COM | 060505104 | 5 | 210 | SH | | DFND | 3 | 0 | 210 | 0 |
BOEING CO | COM | 097023105 | 2,744 | 16,603 | SH | | SOLE | 5 | 15,703 | 0 | 900 |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 321 | 5,317 | SH | | SOLE | 5 | 5,312 | 0 | 5 |
BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | 1,297 | 9,828 | SH | | SOLE | 5 | 7,575 | 0 | 2,253 |
BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | 10 | 77 | SH | | DFND | 1,3 | 0 | 77 | 0 |
CATERPILLAR INC DEL | COM | 149123101 | 2,846 | 19,081 | SH | | SOLE | 5 | 15,840 | 0 | 3,241 |
CATERPILLAR INC DEL | COM | 149123101 | 1 | 8 | SH | | DFND | 3 | 0 | 8 | 0 |
CATERPILLAR INC DEL | COM | 149123101 | 1,775 | 11,900 | SH | Call | SOLE | 5 | 0 | 0 | 11,900 |
CELCUITY INC | COM | 15102K100 | 122 | 21,053 | SH | | SOLE | 5 | 0 | 0 | 21,053 |
CHEMED CORP NEW | COM | 16359R103 | 238 | 495 | SH | | SOLE | 5 | 495 | 0 | 0 |
CIGNA CORP NEW | COM | 125523100 | 17 | 100 | SH | Call | SOLE | 5 | 0 | 0 | 100 |
CIGNA CORP NEW | COM | 125523100 | 186 | 1,097 | SH | | SOLE | 5 | 1,097 | 0 | 0 |
CISCO SYS INC | COM | 17275R102 | 910 | 23,100 | SH | Call | SOLE | 5 | 0 | 0 | 23,100 |
CISCO SYS INC | COM | 17275R102 | 4 | 94 | SH | | DFND | 3 | 0 | 94 | 0 |
CISCO SYS INC | COM | 17275R102 | 1,668 | 42,336 | SH | | SOLE | 5 | 36,224 | 0 | 6,112 |
CME GROUP INC | COM | 12572Q105 | 2,578 | 15,408 | SH | | SOLE | 5 | 14,031 | 0 | 1,377 |
COCA COLA CO | COM | 191216100 | 1,590 | 32,206 | SH | | SOLE | 5 | 26,669 | 0 | 5,537 |
COMCAST CORP NEW | CL A | 20030N101 | 544 | 11,752 | SH | | SOLE | 5 | 11,534 | 0 | 218 |
COMCAST CORP NEW | CL A | 20030N101 | 34 | 735 | SH | | DFND | 4 | 0 | 735 | 0 |
CONAGRA BRANDS INC | COM | 205887102 | 2,837 | 79,456 | SH | | SOLE | 5 | 63,443 | 0 | 16,013 |
CONOCOPHILLIPS | COM | 20825C104 | 364 | 11,086 | SH | | SOLE | 5 | 100 | 0 | 10,986 |
COSTCO WHSL CORP NEW | COM | 22160K105 | 1 | 4 | SH | | DFND | 3 | 0 | 4 | 0 |
COSTCO WHSL CORP NEW | COM | 22160K105 | 737 | 2,075 | SH | | SOLE | 5 | 1,287 | 0 | 788 |
DISNEY WALT CO | COM DISNEY | 254687106 | 7 | 57 | SH | | DFND | 3 | 0 | 57 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 3,024 | 24,374 | SH | | SOLE | 5 | 18,210 | 0 | 6,164 |
DISNEY WALT CO | COM DISNEY | 254687106 | 25 | 200 | SH | Call | SOLE | 5 | 0 | 0 | 200 |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 2,493 | 28,149 | SH | | SOLE | 5 | 20,212 | 0 | 7,937 |
DUNKIN BRANDS GROUP INC | COM | 265504100 | 2,373 | 28,972 | SH | | SOLE | 5 | 22,990 | 0 | 5,982 |
ECOLAB INC | COM | 278865100 | 579 | 2,895 | SH | | SOLE | 5 | 2,895 | 0 | 0 |
ECOLAB INC | COM | 278865100 | 200 | 1,000 | SH | Put | SOLE | 5 | 0 | 0 | 1,000 |
ECOLAB INC | COM | 278865100 | 10 | 50 | SH | | DFND | 3 | 0 | 50 | 0 |
EMERSON ELEC CO | COM | 291011104 | 252 | 3,841 | SH | | SOLE | 5 | 2,336 | 0 | 1,505 |
ENZO BIOCHEM INC | COM | 294100102 | 22 | 10,513 | SH | | SOLE | 5 | 513 | 0 | 10,000 |
EQUIFAX INC | COM | 294429105 | 3 | 18 | SH | | DFND | 1 | 0 | 18 | 0 |
EQUIFAX INC | COM | 294429105 | 228 | 1,453 | SH | | SOLE | 5 | 1,453 | 0 | 0 |
EXELON CORP | COM | 30161N101 | 219 | 6,116 | SH | | SOLE | 5 | 6,116 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 536 | 15,617 | SH | | SOLE | 5 | 15,603 | 0 | 14 |
FACEBOOK INC | CL A | 30303M102 | 31 | 118 | SH | | DFND | 4 | 0 | 118 | 0 |
FACEBOOK INC | CL A | 30303M102 | 1,219 | 4,653 | SH | | SOLE | 5 | 4,506 | 0 | 147 |
FASTENAL CO | COM | 311900104 | 260 | 5,757 | SH | | SOLE | 5 | 5,757 | 0 | 0 |
FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 | 663 | 39,059 | SH | | SOLE | 5 | 33,328 | 0 | 5,731 |
FIRST TR EXCHANGE-TRADED FD | DORSEY WRIGHT | 33738R886 | 190 | 10,123 | SH | | SOLE | 5 | 8,735 | 0 | 1,388 |
FIRST TR EXCHANGE-TRADED FD | DORSEY WRT 5 ETF | 33738R605 | 2,756 | 80,788 | SH | | SOLE | 5 | 68,678 | 0 | 12,110 |
FIRST TR EXCHNG TRADED FD VI | CBOE EQT DEP NOV | 33740F839 | 749 | 23,548 | SH | | SOLE | 5 | 23,548 | 0 | 0 |
FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 | 6,022 | 231,087 | SH | | SOLE | 5 | 226,087 | 0 | 5,000 |
FORD MTR CO DEL | COM | 345370860 | 772 | 115,878 | SH | | SOLE | 5 | 113,963 | 0 | 1,915 |
FORD MTR CO DEL | COM | 345370860 | 13 | 2,000 | SH | Call | SOLE | 5 | 0 | 0 | 2,000 |
FS KKR CAP CORP II | COM | 35952V303 | 916 | 62,248 | SH | | SOLE | 5 | 62,248 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 131 | 21,047 | SH | | SOLE | 5 | 21,047 | 0 | 0 |
GILEAD SCIENCES INC | COM | 375558103 | 231 | 3,655 | SH | | SOLE | 5 | 1,002 | 0 | 2,653 |
GREEN PLAINS PARTNERS LP | COM REP PTR IN | 393221106 | 617 | 88,189 | SH | | SOLE | 5 | 88,189 | 0 | 0 |
HOME DEPOT INC | COM | 437076102 | 56 | 200 | SH | Call | SOLE | 5 | 0 | 0 | 200 |
HOME DEPOT INC | COM | 437076102 | 649 | 2,337 | SH | | SOLE | 5 | 2,292 | 0 | 45 |
HONEYWELL INTL INC | COM | 438516106 | 1,200 | 7,287 | SH | | SOLE | 5 | 7,162 | 0 | 125 |
HORMEL FOODS CORP | COM | 440452100 | 316 | 6,473 | SH | | SOLE | 5 | 1,217 | 0 | 5,256 |
INSULET CORP | COM | 45784P101 | 206 | 870 | SH | | SOLE | 5 | 870 | 0 | 0 |
INTEL CORP | COM | 458140100 | 1,133 | 21,874 | SH | | SOLE | 5 | 15,956 | 0 | 5,918 |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 589 | 4,839 | SH | | SOLE | 5 | 4,637 | 0 | 202 |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB | 46138J866 | 13,301 | 610,404 | SH | | SOLE | 5 | 594,787 | 0 | 15,617 |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 | 15,002 | 686,894 | SH | | SOLE | 5 | 659,564 | 0 | 27,330 |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB | 46138J700 | 24,804 | 1,163,422 | SH | | SOLE | 5 | 1,131,920 | 0 | 31,502 |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB | 46138J841 | 227 | 10,235 | SH | | SOLE | 5 | 10,235 | 0 | 0 |
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB | 46138J502 | 9,340 | 440,139 | SH | | SOLE | 5 | 430,351 | 0 | 9,788 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,332 | 4,796 | SH | | SOLE | 5 | 4,796 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 223 | 800 | SH | Call | SOLE | 5 | 0 | 0 | 800 |
ISHARES TR | SELECT DIVID ETF | 464287168 | 283 | 3,475 | SH | | SOLE | 5 | 3,303 | 0 | 172 |
ISHARES TR | MSCI EAFE ETF | 464287465 | 14,062 | 220,924 | SH | | SOLE | 5 | 200,175 | 0 | 20,749 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 899 | 6,000 | SH | Put | SOLE | 5 | 0 | 0 | 6,000 |
ISHARES TR | RUS 1000 ETF | 464287622 | 201 | 1,075 | SH | | SOLE | 5 | 1,075 | 0 | 0 |
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 565 | 6,983 | SH | | SOLE | 5 | 6,983 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 7,288 | 165,290 | SH | | SOLE | 5 | 137,516 | 0 | 27,774 |
ISHARES TR | CORE S&P500 ETF | 464287200 | 3,155 | 9,388 | SH | | SOLE | 5 | 9,388 | 0 | 0 |
ISHARES TR | SP SMCP600VL ETF | 464287879 | 704 | 5,749 | SH | | SOLE | 5 | 5,187 | 0 | 562 |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 375 | 5,343 | SH | | SOLE | 5 | 5,193 | 0 | 150 |
ISHARES TR | MSCI USA QLT FCT | 46432F339 | 42,836 | 412,915 | SH | | SOLE | 5 | 397,818 | 0 | 15,097 |
ISHARES TR | MSCI EAFE ETF | 464287465 | 1 | 12 | SH | | DFND | 3 | 0 | 12 | 0 |
ISHARES TR | CORE S&P MCP ETF | 464287507 | 201 | 1,087 | SH | | SOLE | 5 | 1,087 | 0 | 0 |
ISHARES TR | CORE US AGGBD ET | 464287226 | 1,531 | 12,968 | SH | | SOLE | 5 | 10,615 | 0 | 2,353 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 180 | 1,200 | SH | Call | SOLE | 5 | 0 | 0 | 1,200 |
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 13,888 | 172,563 | SH | | SOLE | 5 | 162,580 | 0 | 9,983 |
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 1,216 | 14,061 | SH | | SOLE | 5 | 13,028 | 0 | 1,033 |
ISHARES TR | S&P MC 400VL ETF | 464287705 | 2,711 | 20,102 | SH | | SOLE | 5 | 19,586 | 0 | 516 |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 69,224 | 518,185 | SH | | SOLE | 5 | 502,738 | 0 | 15,447 |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 337 | 1,553 | SH | | SOLE | 5 | 1,553 | 0 | 0 |
ISHARES TR | TRANS AVG ETF | 464287192 | 398 | 2,000 | SH | | SOLE | 5 | 2,000 | 0 | 0 |
ISHARES TR | MSCI ACWI ETF | 464288257 | 4,731 | 59,203 | SH | | SOLE | 5 | 58,720 | 0 | 483 |
ISHARES TR | GLOBAL ENERG ETF | 464287341 | 1,207 | 73,573 | SH | | SOLE | 5 | 58,789 | 0 | 14,784 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 8,527 | 56,928 | SH | | SOLE | 5 | 48,606 | 0 | 8,322 |
ISHARES TR | NATIONAL MUN ETF | 464288414 | 1,141 | 9,845 | SH | | SOLE | 5 | 9,845 | 0 | 0 |
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 329 | 1,424 | SH | | SOLE | 5 | 1,424 | 0 | 0 |
ISHARES TR | S&P 100 ETF | 464287101 | 395 | 2,538 | SH | | SOLE | 5 | 2,538 | 0 | 0 |
ISHARES TR | MSCI USA ESG SLC | 464288802 | 482 | 3,274 | SH | | SOLE | 5 | 3,274 | 0 | 0 |
J P MORGAN EXCHANGE-TRADED F | DIV RTN INT EQ | 46641Q209 | 333 | 6,455 | SH | | SOLE | 5 | 1,148 | 0 | 5,307 |
JOHNSON & JOHNSON | COM | 478160104 | 1,268 | 8,518 | SH | | SOLE | 5 | 6,371 | 0 | 2,147 |
JOHNSON & JOHNSON | COM | 478160104 | 8 | 55 | SH | | DFND | 3 | 0 | 55 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 412 | 4,281 | SH | | SOLE | 5 | 1,859 | 0 | 2,422 |
JPMORGAN CHASE & CO | COM | 46625H100 | 31 | 322 | SH | | DFND | 3,4 | 0 | 322 | 0 |
KIMBERLY CLARK CORP | COM | 494368103 | 224 | 1,520 | SH | | SOLE | 5 | 1,520 | 0 | 0 |
KINDER MORGAN INC DEL | COM | 49456B101 | 162 | 13,122 | SH | | SOLE | 5 | 7,939 | 0 | 5,183 |
LILLY ELI & CO | COM | 532457108 | 1,317 | 8,900 | SH | Call | SOLE | 5 | 0 | 0 | 8,900 |
LILLY ELI & CO | COM | 532457108 | 1,643 | 11,098 | SH | | SOLE | 5 | 8,638 | 0 | 2,460 |
LOWES COS INC | COM | 548661107 | 10 | 60 | SH | | DFND | 3 | 0 | 60 | 0 |
LOWES COS INC | COM | 548661107 | 271 | 1,634 | SH | | SOLE | 5 | 1,634 | 0 | 0 |
LUMEN TECHNOLOGIES INC | COM | 156700106 | 150 | 14,820 | SH | | SOLE | 5 | 107 | 0 | 14,713 |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 219 | 648 | SH | | SOLE | 5 | 648 | 0 | 0 |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 26 | 76 | SH | | DFND | 3,4 | 0 | 76 | 0 |
MCDONALDS CORP | COM | 580135101 | 645 | 2,941 | SH | | SOLE | 5 | 2,941 | 0 | 0 |
MCDONALDS CORP | COM | 580135101 | 22 | 100 | SH | Call | SOLE | 5 | 0 | 0 | 100 |
MEDTRONIC PLC | SHS | G5960L103 | 27 | 260 | SH | | DFND | 3,4 | 0 | 260 | 0 |
MEDTRONIC PLC | SHS | G5960L103 | 1,371 | 13,193 | SH | | SOLE | 5 | 12,228 | 0 | 965 |
MERCK & CO. INC | COM | 58933Y105 | 593 | 7,146 | SH | | SOLE | 5 | 6,156 | 0 | 990 |
MICROSOFT CORP | COM | 594918104 | 12 | 56 | SH | | DFND | 3 | 0 | 56 | 0 |
MICROSOFT CORP | COM | 594918104 | 4,476 | 21,282 | SH | | SOLE | 5 | 19,133 | 0 | 2,149 |
MONDELEZ INTL INC | CL A | 609207105 | 11 | 200 | SH | Call | SOLE | 5 | 0 | 0 | 200 |
MONDELEZ INTL INC | CL A | 609207105 | 316 | 5,495 | SH | | SOLE | 5 | 4,495 | 0 | 1,000 |
MONDELEZ INTL INC | CL A | 609207105 | 10 | 169 | SH | | DFND | 3 | 0 | 169 | 0 |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 2,026 | 12,921 | SH | | SOLE | 5 | 10,178 | 0 | 2,743 |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 1,302 | 8,300 | SH | Call | SOLE | 5 | 0 | 0 | 8,300 |
NETFLIX INC | COM | 64110L106 | 13 | 26 | SH | | DFND | 4 | 0 | 26 | 0 |
NETFLIX INC | COM | 64110L106 | 777 | 1,554 | SH | | SOLE | 5 | 1,549 | 0 | 5 |
NEXTERA ENERGY INC | COM | 65339F101 | 234 | 843 | SH | | SOLE | 5 | 643 | 0 | 200 |
NEXTERA ENERGY INC | COM | 65339F101 | 7 | 25 | SH | | DFND | 3 | 0 | 25 | 0 |
NIKE INC | CL B | 654106103 | 5 | 38 | SH | | DFND | 3 | 0 | 38 | 0 |
NIKE INC | CL B | 654106103 | 307 | 2,446 | SH | | SOLE | 5 | 2,446 | 0 | 0 |
ORACLE CORP | COM | 68389X105 | 405 | 6,778 | SH | | SOLE | 5 | 6,776 | 0 | 2 |
OTTER TAIL CORP | COM | 689648103 | 379 | 10,471 | SH | | SOLE | 5 | 0 | 0 | 10,471 |
PAYCHEX INC | COM | 704326107 | 260 | 3,263 | SH | | SOLE | 5 | 3,263 | 0 | 0 |
PEPSICO INC | COM | 713448108 | 5 | 36 | SH | | DFND | 3 | 0 | 36 | 0 |
PEPSICO INC | COM | 713448108 | 513 | 3,699 | SH | | SOLE | 5 | 3,696 | 0 | 3 |
PFIZER INC | COM | 717081103 | 3,516 | 95,805 | SH | | SOLE | 5 | 80,644 | 0 | 15,161 |
PHILIP MORRIS INTL INC | COM | 718172109 | 203 | 2,701 | SH | | SOLE | 5 | 2,701 | 0 | 0 |
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 201 | 1,785 | SH | | SOLE | 5 | 1,785 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 1,055 | 7,590 | SH | | SOLE | 5 | 7,350 | 0 | 240 |
PROCTER AND GAMBLE CO | COM | 742718109 | 14 | 100 | SH | Call | SOLE | 5 | 0 | 0 | 100 |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 300 | 5,213 | SH | | SOLE | 5 | 2,323 | 0 | 2,890 |
SCHWAB CHARLES CORP | COM | 808513105 | 3 | 79 | SH | | DFND | 3 | 0 | 79 | 0 |
SCHWAB CHARLES CORP | COM | 808513105 | 310 | 8,546 | SH | | SOLE | 5 | 2,196 | 0 | 6,350 |
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 1,167 | 17,081 | SH | | SOLE | 2,5 | 16,539 | 0 | 542 |
SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | 3,153 | 56,222 | SH | | SOLE | 5 | 55,856 | 0 | 366 |
SCHWAB STRATEGIC TR | SCHWAB FDT US BM | 808524789 | 228 | 5,985 | SH | | SOLE | 5 | 5,985 | 0 | 0 |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 3,423 | 61,898 | SH | | SOLE | 5 | 60,174 | 0 | 1,724 |
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 4,654 | 173,918 | SH | | SOLE | 5 | 168,188 | 0 | 5,730 |
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 1,534 | 19,027 | SH | | SOLE | 5 | 19,027 | 0 | 0 |
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 205 | 5,300 | SH | | SOLE | 5 | 5,300 | 0 | 0 |
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 33,130 | 1,055,103 | SH | | SOLE | 5 | 1,038,159 | 0 | 16,944 |
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 32,723 | 410,883 | SH | | SOLE | 5 | 397,807 | 0 | 13,076 |
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 603 | 5,169 | SH | | SOLE | 5 | 5,169 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 834 | 14,045 | SH | | SOLE | 5 | 7,283 | 0 | 6,762 |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 227 | 7,595 | SH | | SOLE | 5 | 4,595 | 0 | 3,000 |
SIENTRA INC | COM | 82621J105 | 34 | 10,000 | SH | | SOLE | 5 | 10,000 | 0 | 0 |
SLEEP NUMBER CORP | COM | 83125X103 | 348 | 7,120 | SH | | SOLE | 5 | 7,120 | 0 | 0 |
SOUTHERN CO | COM | 842587107 | 443 | 8,166 | SH | | SOLE | 5 | 6,726 | 0 | 1,440 |
SOUTHWEST AIRLS CO | COM | 844741108 | 266 | 7,091 | SH | | SOLE | 5 | 7,000 | 0 | 91 |
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 6,115 | 22,034 | SH | | SOLE | 5 | 18,480 | 0 | 3,554 |
SPDR GOLD TR | GOLD SHS | 78463V107 | 978 | 5,524 | SH | | SOLE | 5 | 5,524 | 0 | 0 |
SPDR GOLD TR | GOLD SHS | 78463V107 | 18 | 100 | SH | Call | SOLE | 5 | 0 | 0 | 100 |
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 1,421 | 48,573 | SH | | SOLE | 5 | 35,514 | 0 | 13,059 |
SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 78463X509 | 513 | 14,034 | SH | | SOLE | 5 | 13,294 | 0 | 740 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 35,839 | 107,016 | SH | | SOLE | 5 | 99,804 | 0 | 7,212 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,357 | 18,000 | SH | Call | SOLE | 5 | 0 | 0 | 18,000 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 469 | 1,400 | SH | Put | SOLE | 5 | 0 | 0 | 1,400 |
SPDR SER TR | PORTFOLIO S&P600 | 78468R853 | 227 | 8,273 | SH | | SOLE | 5 | 3,183 | 0 | 5,090 |
SPDR SER TR | WELLS FG PFD ETF | 78464A292 | 1,224 | 28,153 | SH | | SOLE | 5 | 27,081 | 0 | 1,072 |
SPDR SER TR | PORTFOLI S&P1500 | 78464A805 | 2,801 | 68,498 | SH | | SOLE | 5 | 64,629 | 0 | 3,869 |
SPDR SER TR | S&P DIVID ETF | 78464A763 | 303 | 3,279 | SH | | SOLE | 5 | 279 | 0 | 3,000 |
SPDR SER TR | PORTFOLIO AGRGTE | 78464A649 | 1,286 | 41,730 | SH | | SOLE | 5 | 38,074 | 0 | 3,656 |
SPDR SER TR | NUVEEN BRC MUNIC | 78468R721 | 230 | 4,429 | SH | | SOLE | 5 | 4,429 | 0 | 0 |
SPDR SER TR | DJ REIT ETF | 78464A607 | 1,589 | 20,379 | SH | | SOLE | 5 | 16,092 | 0 | 4,287 |
SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 1,031 | 32,850 | SH | | SOLE | 5 | 30,580 | 0 | 2,270 |
SSGA ACTIVE ETF TR | SPDR TR TACTIC | 78467V848 | 905 | 18,363 | SH | | SOLE | 5 | 17,312 | 0 | 1,051 |
STARBUCKS CORP | COM | 855244109 | 16 | 187 | SH | | DFND | 3,4 | 0 | 187 | 0 |
STARBUCKS CORP | COM | 855244109 | 417 | 4,856 | SH | | SOLE | 5 | 3,356 | 0 | 1,500 |
TARGET CORP | COM | 87612E106 | 1,544 | 9,808 | SH | | SOLE | 5 | 9,478 | 0 | 330 |
TERADYNE INC | COM | 880770102 | 617 | 7,770 | SH | | SOLE | 5 | 7,770 | 0 | 0 |
TESLA INC | COM | 88160R101 | 1,635 | 3,812 | SH | | SOLE | 5 | 3,647 | 0 | 165 |
TEXAS INSTRS INC | COM | 882508104 | 4 | 29 | SH | | DFND | 3 | 0 | 29 | 0 |
TEXAS INSTRS INC | COM | 882508104 | 1,589 | 11,129 | SH | | SOLE | 5 | 8,814 | 0 | 2,315 |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 68 | 154 | SH | | DFND | 3,4 | 0 | 154 | 0 |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 354 | 802 | SH | | SOLE | 5 | 802 | 0 | 0 |
TRAVELERS COMPANIES INC | COM | 89417E109 | 3 | 29 | SH | | DFND | 3 | 0 | 29 | 0 |
TRAVELERS COMPANIES INC | COM | 89417E109 | 245 | 2,267 | SH | | SOLE | 5 | 2,267 | 0 | 0 |
TYSON FOODS INC | CL A | 902494103 | 1,242 | 20,873 | SH | | SOLE | 5 | 20,766 | 0 | 107 |
UNION PAC CORP | COM | 907818108 | 3,045 | 15,468 | SH | | SOLE | 5 | 7,534 | 0 | 7,934 |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 14,314 | 85,904 | SH | | SOLE | 5 | 1,244 | 0 | 84,660 |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,637 | 8,458 | SH | | SOLE | 5 | 8,458 | 0 | 0 |
US BANCORP DEL | COM NEW | 902973304 | 259 | 7,225 | SH | | SOLE | 5 | 7,225 | 0 | 0 |
VANECK VECTORS ETF TR | INVT GRADE FLTG | 92189F486 | 578 | 22,913 | SH | | SOLE | 5 | 21,590 | 0 | 1,323 |
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 21,198 | 240,288 | SH | | SOLE | 2,5 | 228,108 | 0 | 12,180 |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 593 | 7,144 | SH | | SOLE | 5 | 7,144 | 0 | 0 |
VANGUARD BD INDEX FDS | INTERMED TERM | 921937819 | 675 | 7,216 | SH | | SOLE | 5 | 7,216 | 0 | 0 |
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 8,136 | 80,260 | SH | | SOLE | 5 | 77,740 | 0 | 2,520 |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 673 | 2,186 | SH | | SOLE | 5 | 2,186 | 0 | 0 |
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 360 | 3,449 | SH | | SOLE | 5 | 3,298 | 0 | 151 |
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 299 | 1,696 | SH | | SOLE | 5 | 1,688 | 0 | 8 |
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 6,828 | 61,721 | SH | | SOLE | 5 | 58,925 | 0 | 2,796 |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 806 | 10,214 | SH | | SOLE | 5 | 8,570 | 0 | 1,644 |
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 362 | 2,353 | SH | | SOLE | 5 | 2,298 | 0 | 55 |
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 12,491 | 54,881 | SH | | SOLE | 5 | 53,590 | 0 | 1,291 |
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 10,994 | 64,552 | SH | | SOLE | 2,5 | 63,401 | 0 | 1,151 |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 19,039 | 440,303 | SH | | SOLE | 5 | 424,714 | 0 | 15,589 |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 7,861 | 97,482 | SH | | SOLE | 5 | 92,590 | 0 | 4,892 |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 1 | 19 | SH | | DFND | 3 | 0 | 19 | 0 |
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 4,553 | 90,239 | SH | | SOLE | 5 | 88,232 | 0 | 2,007 |
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 1,084 | 8,429 | SH | | SOLE | 5 | 8,314 | 0 | 115 |
VANGUARD TAX-MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 1,203 | 29,402 | SH | | SOLE | 5 | 27,534 | 0 | 1,868 |
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 241 | 773 | SH | | SOLE | 5 | 773 | 0 | 0 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,572 | 26,423 | SH | | SOLE | 5 | 19,262 | 0 | 7,161 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 12 | 200 | SH | Call | SOLE | 5 | 0 | 0 | 200 |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 9 | 147 | SH | | DFND | 3 | 0 | 147 | 0 |
VISA INC | COM CL A | 92826C839 | 12 | 58 | SH | | DFND | 3 | 0 | 58 | 0 |
VISA INC | COM CL A | 92826C839 | 645 | 3,223 | SH | | SOLE | 5 | 1,898 | 0 | 1,325 |
WALMART INC | COM | 931142103 | 6 | 40 | SH | | DFND | 3 | 0 | 40 | 0 |
WALMART INC | COM | 931142103 | 210 | 1,498 | SH | | SOLE | 5 | 1,498 | 0 | 0 |
WELLS FARGO CO NEW | COM | 949746101 | 213 | 9,043 | SH | | SOLE | 5 | 9,043 | 0 | 0 |
WISDOMTREE TR | YIELD ENHANCD US | 97717X511 | 431 | 8,008 | SH | | SOLE | 5 | 8,008 | 0 | 0 |
WYNN RESORTS LTD | COM | 983134107 | 2,154 | 30,000 | SH | Call | SOLE | 5 | 0 | 0 | 30,000 |
XCEL ENERGY INC | COM | 98389B100 | 592 | 8,582 | SH | | SOLE | 5 | 5,832 | 0 | 2,750 |
XCEL ENERGY INC | COM | 98389B100 | 4 | 65 | SH | | DFND | 1 | 0 | 65 | 0 |