UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22742
PRINCIPAL REAL ESTATE INCOME FUND
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1000
Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Jennifer Craig
Principal Real Estate Income Fund
1290 Broadway, Suite 1000
Denver, Colorado 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: October 31
Date of reporting period: July 1, 2020 - June 30, 2021
Item 1 – Proxy Voting Record.
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Dream Industrial Real Estate Investment Trust
| Meeting Date: 06/30/2020 | Country: Canada | Primary Security ID: 26153W109 |
| Record Date: 05/21/2020 | Meeting Type: Annual | Ticker: DIR.UN |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1A | Elect Trustee R. Sacha Bhatia | Mgmt | For | For | For |
| 1B | Elect Trustee Michael J. Cooper | Mgmt | For | For | For |
| 1C | Elect Trustee J. Michael Knowlton | Mgmt | For | For | For |
| 1D | Elect Trustee Ben Mulroney | Mgmt | For | For | For |
| 1E | Elect Trustee Brian Pauls | Mgmt | For | For | For |
| 1F | Elect Trustee Vicky Schiff | Mgmt | For | For | For |
| 1G | Elect Trustee Vincenza Sera | Mgmt | For | For | For |
| 1H | Elect Trustee Sheldon Wiseman | Mgmt | For | For | For |
| 2 | Approve Pricewaterhousecoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Mgmt | For | For | For |
Healthcare Trust of America, Inc.
| Meeting Date: 07/07/2020 | Country: USA | Primary Security ID: 42225P501 |
| Record Date: 04/15/2020 | Meeting Type: Annual | Ticker: HTA |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director Scott D. Peters | Mgmt | For | For | For |
| 1b | Elect Director W. Bradley Blair, II | Mgmt | For | For | For |
| 1c | Elect Director Vicki U. Booth | Mgmt | For | For | For |
| 1d | Elect Director H. Lee Cooper | Mgmt | For | For | For |
| 1e | Elect Director Warren D. Fix | Mgmt | For | For | For |
| 1f | Elect Director Peter N. Foss | Mgmt | For | For | For |
| 1g | Elect Director Jay P. Leupp | Mgmt | For | For | For |
| 1h | Elect Director Gary T. Wescombe | Mgmt | For | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Healthcare Trust of America, Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Mapletree Logistics Trust
| Meeting Date: 07/14/2020 | Country: Singapore | Primary Security ID: Y5759Q107 |
| Record Date: | Meeting Type: Annual | Ticker: M44U |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Mgmt | For | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Manager to Fix Their Remuneration | Mgmt | For | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For |
Link Real Estate Investment Trust
| Meeting Date: 07/22/2020 | Country: Hong Kong | Primary Security ID: Y5281M111 |
| Record Date: 07/16/2020 | Meeting Type: Annual | Ticker: 823 |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Note the Financial Statements and Statutory Reports | Mgmt | | | |
| 2 | Note the Appointment of Auditor and Fixing of Their Remuneration | Mgmt | | | |
| 3.1 | Elect Peter Tse Pak Wing as Director | Mgmt | For | For | For |
| 3.2 | Elect Nancy Tse Sau Ling as Director | Mgmt | For | For | For |
| 3.3 | Elect Elaine Carole Young as Director | Mgmt | For | For | For |
| 4.1 | Elect Ng Kok Siong as Director | Mgmt | For | For | For |
| 5 | Authorize Repurchase of Issued Units | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Link Real Estate Investment Trust
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 6 | Approve Amended Scope of Permitted Investments and the Corresponding Investment Scope Trust Deed Amendments | Mgmt | For | For | For |
LondonMetric Property Plc
| Meeting Date: 07/22/2020 | Country: United Kingdom | Primary Security ID: G5689W109 |
| Record Date: 07/20/2020 | Meeting Type: Annual | Ticker: LMP |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 2 | Approve Remuneration Report | Mgmt | For | For | For |
| 3 | Approve Remuneration Policy | Mgmt | For | For | For |
| 4 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
| 6 | Re-elect Patrick Vaughan as Director | Mgmt | For | For | For |
| 7 | Re-elect Andrew Jones as Director | Mgmt | For | For | For |
| 8 | Re-elect Martin McGann as Director | Mgmt | For | For | For |
| 9 | Re-elect James Dean as Director | Mgmt | For | For | For |
| 10 | Re-elect Rosalyn Wilton as Director | Mgmt | For | For | For |
| 11 | Re-elect Andrew Livingston as Director | Mgmt | For | For | For |
| 12 | Re-elect Suzanne Avery as Director | Mgmt | For | For | For |
| 13 | Re-elect Robert Fowlds as Director | Mgmt | For | For | For |
| 14 | Authorise Issue of Equity | Mgmt | For | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Taubman Centers, Inc.
| Meeting Date: 07/28/2020 | Country: USA | Primary Security ID: 876664103 |
| Record Date: 06/30/2020 | Meeting Type: Annual | Ticker: TCO |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Mayree C. Clark | Mgmt | For | For | For |
| 1.2 | Elect Director Michael J. Embler | Mgmt | For | For | For |
| 1.3 | Elect Director Janice L. Fields | Mgmt | For | For | For |
| 1.4 | Elect Director Michelle J. Goldberg | Mgmt | For | For | For |
| 1.5 | Elect Director Nancy Killefer | Mgmt | For | For | For |
| 1.6 | Elect Director Cia Buckley Marakovits | Mgmt | For | For | For |
| 1.7 | Elect Director Robert S. Taubman | Mgmt | For | For | For |
| 1.8 | Elect Director Ronald W. Tysoe | Mgmt | For | For | For |
| 1.9 | Elect Director Myron E. Ullman, III | Mgmt | For | For | For |
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Big Yellow Group Plc
| Meeting Date: 08/05/2020 | Country: United Kingdom | Primary Security ID: G1093E108 |
| Record Date: 08/03/2020 | Meeting Type: Annual | Ticker: BYG |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 2 | Approve Remuneration Report | Mgmt | For | For | For |
| 3 | Approve Final Dividend | Mgmt | For | For | For |
| 4 | Re-elect Richard Cotton as Director | Mgmt | For | For | For |
| 5 | Re-elect James Gibson as Director | Mgmt | For | For | For |
| 6 | Re-elect Dr Anna Keay as Director | Mgmt | For | For | For |
| 7 | Re-elect Adrian Lee as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Big Yellow Group Plc
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 8 | Re-elect Vince Niblett as Director | Mgmt | For | For | For |
| 9 | Re-elect John Trotman as Director | Mgmt | For | For | For |
| 10 | Re-elect Nicholas Vetch as Director | Mgmt | For | For | For |
| 11 | Elect Julia Hailes as Director | Mgmt | For | For | For |
| 12 | Elect Laela Pakpour Tabrizi as Director | Mgmt | For | For | For |
| 13 | Reappoint KPMG LLP as Auditors | Mgmt | For | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
| 15 | Authorise Issue of Equity | Mgmt | For | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
| 19 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
Echo Investment SA
| Meeting Date: 08/13/2020 | Country: Poland | Primary Security ID: X1896T105 |
| Record Date: 07/28/2020 | Meeting Type: Annual | Ticker: ECH |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | Management Proposals | Mgmt | | | |
| 1 | Open Meeting | Mgmt | | | |
| 2 | Elect Meeting Chairman | Mgmt | For | For | For |
| 3 | Prepare List of Shareholders | Mgmt | | | |
| 4 | Acknowledge Proper Convening of Meeting | Mgmt | | | |
| 5 | Approve Agenda of Meeting | Mgmt | For | For | For |
| 6 | Receive Management Board Report on Company's and Group's Operations, Standalone and Consolidated Financial Statements | Mgmt | | | |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Echo Investment SA
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 7 | Receive Supervisory Board Report | Mgmt | | | |
| 8.1 | Approve Management Board Report on Company's and Group's Operations | Mgmt | For | For | For |
| 8.2 | Approve Financial Statements | Mgmt | For | For | For |
| 8.3 | Approve Consolidated Financial Statements | Mgmt | For | For | For |
| 8.4 | Approve Allocation of Income | Mgmt | For | For | For |
| 8.5a | Approve Discharge of Nicklas Lindberg (CEO) | Mgmt | For | For | For |
| 8.5b | Approve Discharge of Maciej Drozd (Deputy CEO) | Mgmt | For | For | For |
| 8.5c | Approve Discharge of Artur Langner (Deputy CEO) | Mgmt | For | For | For |
| 8.5d | Approve Discharge of Waldemar Olbryk (Management Board Member) | Mgmt | For | For | For |
| 8.5e | Approve Discharge of Marcin Materny (Management Board Member) | Mgmt | For | For | For |
| 8.5f | Approve Discharge of Rafal Mazurczak (Management Board Member) | Mgmt | For | For | For |
| 8.5g | Approve Discharge of Malgorzata Turek (Management Board Member) | Mgmt | For | For | For |
| 8.6a | Approve Discharge of Karim Khairallah (Supervisory Board Chairman) | Mgmt | For | For | For |
| 8.6b | Approve Discharge of Laurent Luccioni (Supervisory Board Deputy Chairman) | Mgmt | For | For | For |
| 8.6c | Approve Discharge of Maciej Dyjas (Supervisory Board Member) | Mgmt | For | For | For |
| 8.6d | Approve Discharge of Stefan Kawalec (Supervisory Board Member) | Mgmt | For | For | For |
| 8.6e | Approve Discharge of Nebil Senman (Supervisory Board Member) | Mgmt | For | For | For |
| 8.6f | Approve Discharge of Sebastian Zilles (Supervisory Board Member) | Mgmt | For | For | For |
| 8.6g | Approve Discharge of Mark Abramson (Supervisory Board Member) | Mgmt | For | For | For |
| | Shareholder Proposals Submitted by Lisala Sp. z o.o. | Mgmt | | | |
| 8.7 | Elect Margaret Dezse as Supervisory Board Member | SH | None | For | For |
| 8.8 | Recall Stefan Kawalec as Supervisory Board Member | SH | None | Against | Against |
| 8.9 | Elect Slawomir Jedrzejczyk as Supervisory Board Member | SH | None | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Echo Investment SA
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | Management Proposals | Mgmt | | | |
| 8.10 | Fix Number of Supervisory Board Members at Eight | Mgmt | For | For | For |
| 8.11 | Amend Statute | Mgmt | For | For | For |
| 8.12 | Approve Consolidated Text of Statute | Mgmt | For | For | For |
| 8.13 | Approve Remuneration Policy | Mgmt | For | Against | Against |
| 8.14 | Appoint Company's Representative to Conclude Agreement with Management Board Member | Mgmt | For | Against | Against |
| 9 | Transact Other Business | Mgmt | For | Against | Against |
| 10 | Close Meeting | Mgmt | | | |
Investec Australia Property Fund
| Meeting Date: 08/13/2020 | Country: Australia | Primary Security ID: Q496B8136 |
| Record Date: 08/11/2020 | Meeting Type: Annual | Ticker: IAP |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve the Issuance of Units for Cash | Mgmt | For | For | For |
| 2 | Ratify Past Issuance of Units to Certain Institutional, Professional and Other Wholesale Investors | Mgmt | For | For | For |
| 3 | Approve the Amendments to the Company's Constitution | Mgmt | For | For | For |
NewRiver REIT Plc
| Meeting Date: 08/14/2020 | Country: United Kingdom | Primary Security ID: G64950101 |
| Record Date: 08/12/2020 | Meeting Type: Annual | Ticker: NRR |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
NewRiver REIT Plc
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 2 | Approve Remuneration Report | Mgmt | For | For | For |
| 3 | Re-elect Margaret Ford as Director | Mgmt | For | For | For |
| 4 | Re-elect Colin Rutherford as Director | Mgmt | For | For | For |
| 5 | Re-elect Allan Lockhart as Director | Mgmt | For | For | For |
| 6 | Re-elect Mark Davies as Director | Mgmt | For | For | For |
| 7 | Re-elect Kay Chaldecott as Director | Mgmt | For | For | For |
| 8 | Re-elect Alastair Miller as Director | Mgmt | For | For | For |
| 9 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| 10 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For |
| 11 | Authorise the Directors to Declare and Pay All Dividends of the Company as Interim Dividends | Mgmt | For | For | For |
| 12 | Approve Remuneration Policy | Mgmt | For | For | For |
| 13 | Authorise Issue of Equity | Mgmt | For | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For |
| 16 | Approve Scrip Dividend Scheme | Mgmt | For | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
AIMS APAC REIT
| Meeting Date: 08/17/2020 | Country: Singapore | Primary Security ID: Y0029Z136 |
| Record Date: | Meeting Type: Annual | Ticker: O5RU |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Adopt Report of the Trustee, Statement by the Manager, and Audited Financial Statements and Auditors' Report | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
AIMS APAC REIT
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 2 | Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | Mgmt | For | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For |
LEG Immobilien AG
| Meeting Date: 08/19/2020 | Country: Germany | Primary Security ID: D4960A103 |
| Record Date: | Meeting Type: Annual | Ticker: LEG |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | Mgmt | | | |
| 2 | Approve Allocation of Income and Dividends of EUR 3.60 per Share | Mgmt | For | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2019 | Mgmt | For | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | Mgmt | For | For | For |
| 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | Mgmt | For | For | For |
| 6 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 35.7 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For |
| 7 | Approve Creation of EUR 21.4 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For |
| 8 | Approve Remuneration Policy | Mgmt | For | For | For |
| 9 | Approve Increase in Size of Board to Seven Members | Mgmt | For | For | For |
| 10 | Elect Martin Wiesmann to the Supervisory Board | Mgmt | For | For | For |
| 11 | Approve Affiliation Agreement with EnergieServicePlus GmbH | Mgmt | For | For | For |
| 12 | Approve Merger by Absorption of LEG Immobilien N.V. and Change of Corporate Form to Societas Europaea (SE) | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Centuria Industrial REIT
| Meeting Date: 08/24/2020 | Country: Australia | Primary Security ID: Q2227X102 |
| Record Date: 08/22/2020 | Meeting Type: Special | Ticker: CIP |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Ratify Past Issuance of Securities to Existing and New Institutional Investors | Mgmt | For | For | For |
| 2 | Approve the Amendments to the CIP's Constitution | Mgmt | For | For | For |
Daiwa Office Investment Corp.
| Meeting Date: 08/25/2020 | Country: Japan | Primary Security ID: J1250G109 |
| Record Date: 05/31/2020 | Meeting Type: Special | Ticker: 8976 |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Elect Executive Director Miyamoto, Seiya | Mgmt | For | For | For |
| 2 | Elect Alternate Executive Director Fukushima, Toshio | Mgmt | For | For | For |
| 3.1 | Elect Supervisory Director Hiraishi, Takayuki | Mgmt | For | For | For |
| 3.2 | Elect Supervisory Director Sakuma, Hiroshi | Mgmt | For | For | For |
Dexus
| Meeting Date: 10/23/2020 | Country: Australia | Primary Security ID: Q3190P134 |
| Record Date: 10/21/2020 | Meeting Type: Annual | Ticker: DXS |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve Remuneration Report | Mgmt | For | For | For |
| 2 | Approve Grant of Performance Rights to Darren Steinberg | Mgmt | For | For | For |
| 3.1 | Elect Patrick Allaway as Director | Mgmt | For | For | For |
| 3.2 | Elect Richard Sheppard as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Dexus
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 3.3 | Elect Peter St George as Director | Mgmt | For | For | For |
Lendlease Global Commercial REIT
| Meeting Date: 10/26/2020 | Country: Singapore | Primary Security ID: Y5229U100 |
| Record Date: | Meeting Type: Annual | Ticker: JYEU |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Adopt Report of the Trustee, Statement by the Manager, and Audited Financial Statements and Auditors' Report | Mgmt | For | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | Mgmt | For | For | For |
| 3 | Elect Anthony Peter Lombardo as Director | Mgmt | For | For | For |
| 4 | Elect Lee Ai Ming as Director | Mgmt | For | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For |
| 6 | Authorize Share Repurchase Program | Mgmt | For | For | For |
Industrial & Infrastructure Fund Investment Corp.
| Meeting Date: 10/30/2020 | Country: Japan | Primary Security ID: J24393118 |
| Record Date: 07/31/2020 | Meeting Type: Special | Ticker: 3249 |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Amend Articles to Change Japanese Era Year to Western Year | Mgmt | For | For | For |
| 2 | Elect Executive Director Honda, Kumi | Mgmt | For | For | For |
| 3.1 | Elect Supervisory Director Takiguchi, Katsuaki | Mgmt | For | For | For |
| 3.2 | Elect Supervisory Director Usami, Yutaka | Mgmt | For | For | For |
| 3.3 | Elect Supervisory Director Ohira, Koki | Mgmt | For | For | For |
| 4.1 | Elect Alternate Executive Director Ueda, Hidehiko | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Industrial & Infrastructure Fund Investment Corp.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 4.2 | Elect Alternate Executive Director Moritsu, Masa | Mgmt | For | For | For |
| 5 | Elect Alternate Supervisory Director Bansho, Fumito | Mgmt | For | For | For |
Sun Hung Kai Properties Limited
| Meeting Date: 11/05/2020 | Country: Hong Kong | Primary Security ID: Y82594121 |
| Record Date: 10/30/2020 | Meeting Type: Annual | Ticker: 16 |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 2 | Approve Final Dividend | Mgmt | For | For | For |
| 3.1a | Elect Yip Dicky Peter as Director | Mgmt | For | For | For |
| 3.1b | Elect Wong Yue-chim, Richard as Director | Mgmt | For | For | For |
| 3.1c | Elect Fung Kwok-lun, William as Director | Mgmt | For | For | For |
| 3.1d | Elect Leung Nai-pang, Norman as Director | Mgmt | For | For | For |
| 3.1e | Elect Fan Hung-ling, Henry as Director | Mgmt | For | For | For |
| 3.1f | Elect Kwan Cheuk-yin, William as Director | Mgmt | For | For | For |
| 3.1g | Elect Lui Ting, Victor as Director | Mgmt | For | For | For |
| 3.1h | Elect Fung Yuk-lun, Allen as Director | Mgmt | For | For | For |
| 3.2 | Approve Directors' Fees | Mgmt | For | For | For |
| 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Ingenia Communities Group
| Meeting Date: 11/10/2020 | Country: Australia | Primary Security ID: Q4912D185 |
| Record Date: 11/08/2020 | Meeting Type: Annual | Ticker: INA |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 2 | Approve Remuneration Report | Mgmt | For | For | For |
| 3.1 | Elect Amanda Heyworth as Director | Mgmt | For | For | For |
| 3.2 | Elect Pippa Downes as Director | Mgmt | For | For | For |
| 3.3 | Elect Greg Hayes as Director | Mgmt | For | For | For |
| 4 | Approve Issuance of Securities Under Ingenia Communities Group Rights Plan | Mgmt | For | For | For |
| 5.1 | Approve Grant of Amended FY20 Short-Term Incentive Plan Rights to Simon Owen | Mgmt | For | For | For |
| 5.2 | Approve Grant of FY21 Fixed Remuneration Rights, Short-Term Incentive Plan Rights and Long-Term Incentive Plan Rights to Simon Owen | Mgmt | For | For | For |
Charter Hall Group
| Meeting Date: 11/12/2020 | Country: Australia | Primary Security ID: Q2308A138 |
| Record Date: 11/10/2020 | Meeting Type: Annual | Ticker: CHC |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 2 | Elect David Ross as Director | Mgmt | For | For | For |
| 3 | Approve Remuneration Report | Mgmt | For | For | For |
| 4 | Approve Issuance of Service Rights to David Harrison | Mgmt | For | For | For |
| 5 | Approve Issuance of Performance Rights to David Harrison | Mgmt | For | For | For |
Investec Australia Property Fund
| Meeting Date: 11/17/2020 | Country: Australia | Primary Security ID: Q496B8136 |
| Record Date: 11/13/2020 | Meeting Type: Special | Ticker: IAP |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Investec Australia Property Fund
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve Proposal | Mgmt | For | For | For |
Arena REIT
| Meeting Date: 11/19/2020 | Country: Australia | Primary Security ID: Q0457C152 |
| Record Date: 11/17/2020 | Meeting Type: Annual | Ticker: ARF |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve Remuneration Report | Mgmt | For | Against | Against |
| 2 | Elect David Ross as Director | Mgmt | For | For | For |
| 3 | Ratify Past Issuance of Securities to Existing and New Institutional Investors | Mgmt | For | For | For |
| 4 | Approve Grant of Deferred STI Rights to Rob de Vos | Mgmt | For | For | For |
| 5 | Approve Grant of LTI Performance Rights to Rob de Vos | Mgmt | For | For | For |
| 6 | Approve Grant of Deferred STI Rights to Gareth Winter | Mgmt | For | For | For |
| 7 | Approve Grant of LTI Performance Rights to Gareth Winter | Mgmt | For | For | For |
| 8 | Approve the Amendment of Constitutions | Mgmt | For | Against | Against |
Goodman Group
| Meeting Date: 11/19/2020 | Country: Australia | Primary Security ID: Q4229W132 |
| Record Date: 11/17/2020 | Meeting Type: Annual | Ticker: GMG |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Appoint KPMG as Auditors of Goodman Logistics (HK) Limited and Authorize the Board to Fix Their Remuneration | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Goodman Group
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 2a | Elect Stephen Johns as Director of Goodman Limited | Mgmt | For | For | For |
| 2b | Elect Stephen Johns as Director of Goodman Logistics (HK) Ltd | Mgmt | For | For | For |
| 3 | Elect Mark Johnson as Director | Mgmt | For | For | For |
| 4 | Approve Remuneration Report | Mgmt | For | For | For |
| 5 | Approve Issuance of Performance Rights to Gregory Goodman | Mgmt | For | Against | For |
| 6 | Approve Issuance of Performance Rights to Danny Peeters | Mgmt | For | Against | For |
| 7 | Approve Issuance of Performance Rights to Anthony Rozic | Mgmt | For | Against | For |
Apartment Investment and Management Company
| Meeting Date: 11/20/2020 | Country: USA | Primary Security ID: 03748R747 |
| Record Date: 11/04/2020 | Meeting Type: Proxy Contest | Ticker: AIV |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | Management Proxy (White Proxy Card) | Mgmt | | | |
| 1 | Revoke Consent to Call a Special Meeting to Approve a Non-Binding Resolution Urging the Board to Put Any Proposed Separation or Spin-Off To a Vote At a Meeting of Stockholders | SH | For | Do Not Vote | Do Not Vote |
| | Dissident Proxy (Gold Proxy Card) | Mgmt | | | |
| 1 | Consent to Call a Special Meeting to Approve a Non-Binding Resolution Urging the Board to Put Any Proposed Separation or Spin-Off To a Vote At a Meeting of Stockholders | SH | For | For | For |
| 2 | Consent to Exercise All Rights of Common Shareholders Incidental to Calling the Special Meeting and Causing the Purposes of the Authority Expressly Granted Pursuant to the Written Requests to the Designated Agents to be Carried into Effect | SH | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Centuria Capital Group
| Meeting Date: 11/20/2020 | Country: Australia | Primary Security ID: Q2227W112 |
| Record Date: 11/18/2020 | Meeting Type: Annual | Ticker: CNI |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 2 | Approve Remuneration Report | Mgmt | None | For | For |
| 3 | Elect Nicholas Collishaw as Director | Mgmt | For | Against | Against |
| 4 | Elect Peter Done as Director | Mgmt | For | Against | Against |
| 5a | Approve Grant of Performance Rights to John McBain | Mgmt | For | For | For |
| 5b | Approve Grant of Performance Rights to Jason Huljich | Mgmt | For | For | For |
| 6 | Ratify Past Issuance of Securities to Existing and New Institutional Investors | Mgmt | For | For | For |
| 7 | Approve the Amendments to the Company Constitution | Mgmt | For | Against | Against |
| 8 | Approve the Amendments to the Fund Constitution | Mgmt | For | Against | Against |
Mapletree Logistics Trust
| Meeting Date: 11/23/2020 | Country: Singapore | Primary Security ID: Y5759Q107 |
| Record Date: | Meeting Type: Special | Ticker: M44U |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve Acquisition of Properties as Interested Person Transactions | Mgmt | For | For | For |
| 2 | Approve Proposed Issuance of New Units as Partial Consideration for the Acquisitions | Mgmt | For | For | For |
| 3 | Approve Whitewash Resolution | Mgmt | For | For | For |
New World Development Company Limited
| Meeting Date: 11/26/2020 | Country: Hong Kong | Primary Security ID: Y6266R109 |
| Record Date: 11/18/2020 | Meeting Type: Annual | Ticker: 17 |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
New World Development Company Limited
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 2 | Approve Final Dividend | Mgmt | For | For | For |
| 3a | Elect Cheng Kar-Shun, Henry as Director | Mgmt | For | For | For |
| 3b | Elect Doo Wai-Hoi, William as Director | Mgmt | For | For | For |
| 3c | Elect Cheng Kar-Shing, Peter as Director | Mgmt | For | For | For |
| 3d | Elect Liang Cheung-Biu, Thomas as Director | Mgmt | For | For | For |
| 3e | Elect Cheng Chi-Man, Sonia as Director | Mgmt | For | For | For |
| 3f | Elect Huang Shaomei, Echo as Director | Mgmt | For | For | For |
| 3g | Elect Chiu Wai-Han, Jenny as Director | Mgmt | For | For | For |
| 3h | Authorize Board to Fix Remuneration of Directors | Mgmt | For | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
| 5 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against |
| 7 | Approve Grant of Options Under the Share Option Scheme | Mgmt | For | Against | Against |
| 8 | Adopt New Articles of Association | Mgmt | For | For | For |
CapitaLand Retail China Trust
| Meeting Date: 12/22/2020 | Country: Singapore | Primary Security ID: Y1092E109 |
| Record Date: | Meeting Type: Special | Ticker: AU8U |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve Proposed Acquisition | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
ARA LOGOS LOGISTICS TRUST
| Meeting Date: 12/23/2020 | Country: Singapore | Primary Security ID: Y1072M105 |
| Record Date: | Meeting Type: Special | Ticker: K2LU |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve Proposed Acquisition of Four Logistics Properties | Mgmt | For | For | For |
| 2 | Approve Proposed Acquisition of Larapinta Property and Investment in the Respective Interests in Two Property Funds, Being the New LAIVS Trust and the Oxford Property Fund | Mgmt | For | For | For |
| 3 | Approve Proposed Ivanhoe Issuance and Proposed LOGOS Issuance | Mgmt | For | For | For |
| 4 | Approve Proposed Potential Transfer of a Controlling Interest to LOGOS Property Group Limited | Mgmt | For | For | For |
| 5 | Approve Proposed Issuance of New Units Under the Equity Fund Raising | Mgmt | For | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For |
Japan Hotel REIT Investment Corp.
| Meeting Date: 12/23/2020 | Country: Japan | Primary Security ID: J2761Q107 |
| Record Date: 11/15/2020 | Meeting Type: Special | Ticker: 8985 |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Amend Articles to Amend Provisions on Deemed Approval System | Mgmt | For | For | For |
Taubman Centers, Inc.
| Meeting Date: 12/28/2020 | Country: USA | Primary Security ID: 876664103 |
| Record Date: 12/15/2020 | Meeting Type: Special | Ticker: TCO |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Taubman Centers, Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve Merger Agreement | Mgmt | For | For | For |
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For |
| 3 | Adjourn Meeting | Mgmt | For | For | For |
Primary Health Properties Plc
| Meeting Date: 01/04/2021 | Country: United Kingdom | Primary Security ID: G7240B186 |
| Record Date: 12/30/2020 | Meeting Type: Special | Ticker: PHP |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve Matters Relating to the Acquisition by the Company of the Entire Issued Share Capital of Nexus Tradeco Holdings Limited | Mgmt | For | For | For |
| 2 | Adopt New Articles of Association | Mgmt | For | For | For |
Irish Residential Properties REIT Plc
| Meeting Date: 01/29/2021 | Country: Ireland | Primary Security ID: G49456109 |
| Record Date: 01/27/2021 | Meeting Type: Special | Ticker: IRES |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve Migration of the Migrating Shares to Euroclear Bank's Central Securities Depository | Mgmt | For | For | For |
| 2 | Adopt New Articles of Association | Mgmt | For | For | For |
| 3 | Authorise Company to Take All Actions to Implement the Migration | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Centuria Industrial REIT
| Meeting Date: 03/10/2021 | Country: Australia | Primary Security ID: Q2227X102 |
| Record Date: 03/08/2021 | Meeting Type: Special | Ticker: CIP |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Ratify Past Issuance of Securities to Existing and New Institutional Investors | Mgmt | For | For | For |
Safestore Holdings Plc
| Meeting Date: 03/17/2021 | Country: United Kingdom | Primary Security ID: G77733106 |
| Record Date: 03/15/2021 | Meeting Type: Annual | Ticker: SAFE |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 2 | Approve Remuneration Report | Mgmt | For | For | For |
| 3 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
| 5 | Approve Final Dividend | Mgmt | For | For | For |
| 6 | Elect Gert van de Weerdhof as Director | Mgmt | For | For | For |
| 7 | Re-elect David Hearn as Director | Mgmt | For | For | For |
| 8 | Re-elect Frederic Vecchioli as Director | Mgmt | For | For | For |
| 9 | Re-elect Andy Jones as Director | Mgmt | For | For | For |
| 10 | Re-elect Ian Krieger as Director | Mgmt | For | For | For |
| 11 | Re-elect Joanne Kenrick as Director | Mgmt | For | For | For |
| 12 | Re-elect Claire Balmforth as Director | Mgmt | For | For | For |
| 13 | Re-elect Bill Oliver as Director | Mgmt | For | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For |
| 15 | Authorise Issue of Equity | Mgmt | For | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Safestore Holdings Plc
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 17 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
| 18 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
Covivio SA
| Meeting Date: 04/20/2021 | Country: France | Primary Security ID: F2R22T119 |
| Record Date: 04/16/2021 | Meeting Type: Annual/Special | Ticker: COV |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | Ordinary Business | Mgmt | | | |
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.60 per Share | Mgmt | For | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | For |
| 5 | Approve Remuneration Policy of Chairman of the Board | Mgmt | For | For | For |
| 6 | Approve Remuneration Policy of CEO | Mgmt | For | For | For |
| 7 | Approve Remuneration Policy of Vice-CEOs | Mgmt | For | For | For |
| 8 | Approve Remuneration Policy of Directors | Mgmt | For | For | For |
| 9 | Approve Compensation Report of Corporate Officers | Mgmt | For | For | For |
| 10 | Approve Compensation of Jean Laurent, | Mgmt | For | For | For |
| | Chairman of the Board | | | | |
| 11 | Approve Compensation of Christophe Kullmann, CEO | Mgmt | For | For | For |
| 12 | Approve Compensation of Olivier Esteve, Vice-CEO | Mgmt | For | For | For |
| 13 | Approve Compensation of Dominique Ozanne, Vice-CEO | Mgmt | For | For | For |
| 14 | Reelect Sylvie Ouziel as Director | Mgmt | For | For | For |
| 15 | Reelect Jean-Luc Biamonti as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Covivio SA
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 16 | Reelect Predica as Director | Mgmt | For | For | For |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
| | Extraordinary Business | Mgmt | | | |
| 18 | Authorize Capitalization of Reserves of Up to EUR 28 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 70 Million | Mgmt | For | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 28 Million | Mgmt | For | For | For |
| 22 | Authorize Capital Increase of Up to 10 Percent of Issued Share Capital for Future Exchange Offers | Mgmt | For | For | For |
| 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For |
| 24 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For | For |
| 25 | Amend Articles 8 and 10 of Bylaws Re. Shareholding Disclosure Thresholds and Shares | Mgmt | For | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
NSI NV
| Meeting Date: 04/21/2021 | Country: Netherlands | Primary Security ID: N6S10A115 |
| Record Date: 03/24/2021 | Meeting Type: Annual | Ticker: NSI |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | Annual Meeting Agenda | Mgmt | | | |
| 1 | Open Meeting | Mgmt | | | |
| 2 | Receive Report of Management Board (Non-Voting) | Mgmt | | | |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
NSI NV
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Mgmt | | | |
| 3.a | Approve Remuneration Report | Mgmt | For | For | For |
| 4 | Adopt Financial Statements | Mgmt | For | For | For |
| 5 | Receive Explanation on Company's Dividend Policy | Mgmt | | | |
| 6 | Approve Dividends of EUR 2.16 Per Share | Mgmt | For | For | For |
| 7 | Approve Discharge of Management Board | Mgmt | For | For | For |
| 8 | Approve Discharge of Supervisory Board | Mgmt | For | For | For |
| 9 | Reelect Alianne de Jong to Management Board | Mgmt | For | For | For |
| 10 | Reelect Margreet Haandrikman to Supervisory Board | Mgmt | For | For | For |
| 11.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Mgmt | For | For | For |
| 11.b | Grant Board Authority to Issue Shares up to Additional 10 Percent of Issued Capital | Mgmt | For | Against | Against |
| 11.c | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.a | Mgmt | For | For | For |
| 11.d | Authorize Board to Exclude Preemptive Rights from Share Issuances under Item 11.b | Mgmt | For | Against | Against |
| 11.e | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
| 12 | Outlook for 2021 | Mgmt | | | |
| 13 | Other Business (Non-Voting) | Mgmt | | | |
| 14 | Close Meeting | Mgmt | | | |
Dexus
| Meeting Date: 04/22/2021 | Country: Australia | Primary Security ID: Q3190P134 |
| Record Date: 04/20/2021 | Meeting Type: Special | Ticker: DXS |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve Unstapling of the Units in DXO, DDF, DIT and DOT Pursuant to Each of Their Constitutions | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Dexus
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 2 | Approve Amendments to the Constitutions | Mgmt | For | For | For |
| 3 | Approve Simplification for All Purposes | Mgmt | For | For | For |
Far East Hospitality Trust
| Meeting Date: 04/22/2021 | Country: Singapore | Primary Security ID: Y24258108 |
| Record Date: | Meeting Type: Annual | Ticker: Q5T |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Adopt Report of the Trustee, Reports of the Manager and Trustee-Manager, Statement by the CEO of the Trustee-Manager, Audited Financial Statements and Auditors' Report | Mgmt | For | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Managers to Fix Their Remuneration | Mgmt | For | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For |
SEGRO Plc
| Meeting Date: 04/22/2021 | Country: United Kingdom | Primary Security ID: G80277141 |
| Record Date: 04/20/2021 | Meeting Type: Annual | Ticker: SGRO |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 2 | Approve Final Dividend | Mgmt | For | For | For |
| 3 | Approve Remuneration Report | Mgmt | For | For | For |
| 4 | Re-elect Gerald Corbett as Director | Mgmt | For | For | For |
| 5 | Re-elect Mary Barnard as Director | Mgmt | For | For | For |
| 6 | Re-elect Sue Clayton as Director | Mgmt | For | For | For |
| 7 | Re-elect Soumen Das as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
SEGRO Plc
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 8 | Re-elect Carol Fairweather as Director | Mgmt | For | For | For |
| 9 | Re-elect Christopher Fisher as Director | Mgmt | For | For | For |
| 10 | Re-elect Andy Gulliford as Director | Mgmt | For | For | For |
| 11 | Re-elect Martin Moore as Director | Mgmt | For | For | For |
| 12 | Re-elect David Sleath as Director | Mgmt | For | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For |
| 15 | Authorise UK Political Donations and Expenditure | Mgmt | For | For | For |
| 16 | Authorise Issue of Equity | Mgmt | For | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive
Rights in Connection with an Acquisition or
Other Capital Investment | Mgmt | For | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
| 21 | Approve Savings-Related Share Option Plan | Mgmt | For | For | For |
| 22 | Approve Share Incentive Plan | Mgmt | For | For | For |
| 23 | Authorise Board to Offer Scrip Dividend | Mgmt | For | For | For |
MERLIN Properties SOCIMI SA
| Meeting Date: 04/26/2021 | Country: Spain | Primary Security ID: E7390Z100 |
| Record Date: 04/21/2021 | Meeting Type: Annual | Ticker: MRL |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Approve Standalone Financial Statements | Mgmt | For | For | For |
| 1.2 | Approve Consolidated Financial Statements | Mgmt | For | For | For |
| 2.1 | Approve Treatment of Net Loss | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
MERLIN Properties SOCIMI SA
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 2.2 | Approve Application of Reserves to Offset Losses | Mgmt | For | For | For |
| 2.3 | Approve Dividends Charged Against Reserves | Mgmt | For | For | For |
| 3 | Approve Discharge of Board | Mgmt | For | For | For |
| 4 | Renew Appointment of Deloitte as Auditor | Mgmt | For | For | For |
| 5.1 | Fix Number of Directors at 13 | Mgmt | For | For | For |
| 5.2 | Reelect Javier Garcia-Carranza Benjumea as Director | Mgmt | For | For | For |
| 5.3 | Reelect Francisca Ortega Fernandez-Agero as Director | Mgmt | For | For | For |
| 5.4 | Reelect Pilar Cavero Mestre as Director | Mgmt | For | For | For |
| 5.5 | Reelect Juan Maria Aguirre Gonzalo as Director | Mgmt | For | For | For |
| 6 | Amend Remuneration Policy | Mgmt | For | For | For |
| 7 | Approve Extraordinary Incentive for Executive Directors | Mgmt | For | For | For |
| 8 | Advisory Vote on Remuneration Report | Mgmt | For | For | For |
| 9.1 | Amend Article 22 Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Mgmt | For | For | For |
| 9.2 | Amend Article 34 Re: Board | Mgmt | For | For | For |
| 10.1 | Amend Article 5 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Mgmt | For | For | For |
| 10.2 | Amend Article 7 of General Meeting Regulations Re: Shareholders' Right to Information | Mgmt | For | For | For |
| 10.3 | Amend Article 11 of General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Mgmt | For | For | For |
| 11 | Authorize Company to Call EGM with 15 Days' Notice | Mgmt | For | For | For |
| 12 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For |
Cousins Properties Incorporated
| Meeting Date: 04/27/2021 | Country: USA | Primary Security ID: 222795502 |
| Record Date: 02/26/2021 | Meeting Type: Annual | Ticker: CUZ |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Cousins Properties Incorporated
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director Charles T. Cannada | Mgmt | For | For | For |
| 1b | Elect Director Robert M. Chapman | Mgmt | For | For | For |
| 1c | Elect Director M. Colin Connolly | Mgmt | For | For | For |
| 1d | Elect Director Scott W. Fordham | Mgmt | For | For | For |
| 1e | Elect Director Lillian C. Giornelli | Mgmt | For | For | For |
| 1f | Elect Director R. Kent Griffin, Jr. | Mgmt | For | For | For |
| 1g | Elect Director Donna W. Hyland | Mgmt | For | For | For |
| 1h | Elect Director R. Dary Stone | Mgmt | For | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Cromwell European Real Estate Investment Trust
| Meeting Date: 04/27/2021 | Country: Singapore | Primary Security ID: Y1867K108 |
| Record Date: | Meeting Type: Annual | Ticker: CNNU |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Adopt Trustee's Report, Statement by the Manager, Audited Financial Statements and Auditors' Report | Mgmt | For | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Manager to Fix Their Remuneration | Mgmt | For | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For |
| 4 | Authorize Unit Repurchase Program | Mgmt | For | For | For |
Cromwell European Real Estate Investment Trust
| Meeting Date: 04/27/2021 | Country: Singapore | Primary Security ID: Y1867K108 |
| Record Date: | Meeting Type: Special | Ticker: CNNU |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Cromwell European Real Estate Investment Trust
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve Unit Consolidation | Mgmt | For | For | For |
American Campus Communities, Inc.
| Meeting Date: 04/28/2021 | Country: USA | Primary Security ID: 024835100 |
| Record Date: 03/08/2021 | Meeting Type: Annual | Ticker: ACC |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director William C. Bayless, Jr. | Mgmt | For | For | For |
| 1b | Elect Director Herman E. Bulls | Mgmt | For | For | For |
| 1c | Elect Director G. Steven Dawson | Mgmt | For | For | For |
| 1d | Elect Director Cydney C. Donnell | Mgmt | For | For | For |
| 1e | Elect Director Mary C. Egan | Mgmt | For | For | For |
| 1f | Elect Director Alison M. Hill | Mgmt | For | For | For |
| 1g | Elect Director Craig A. Leupold | Mgmt | For | For | For |
| 1h | Elect Director Oliver Luck | Mgmt | For | For | For |
| 1i | Elect Director C. Patrick Oles, Jr. | Mgmt | For | For | For |
| 1j | Elect Director John T. Rippel | Mgmt | For | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive | Mgmt | For | For | For |
| | Officers' Compensation | | | | |
Healthpeak Properties, Inc.
| Meeting Date: 04/28/2021 | Country: USA | Primary Security ID: 42250P103 |
| Record Date: 03/01/2021 | Meeting Type: Annual | Ticker: PEAK |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Healthpeak Properties, Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director Brian G. Cartwright | Mgmt | For | For | For |
| 1b | Elect Director Christine N. Garvey | Mgmt | For | For | For |
| 1c | Elect Director R. Kent Griffin, Jr. | Mgmt | For | For | For |
| 1d | Elect Director David B. Henry | Mgmt | For | For | For |
| 1e | Elect Director Thomas M. Herzog | Mgmt | For | For | For |
| 1f | Elect Director Lydia H. Kennard | Mgmt | For | For | For |
| 1g | Elect Director Sara G. Lewis | Mgmt | For | For | For |
| 1h | Elect Director Katherine M. Sandstrom | Mgmt | For | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
VICI Properties Inc.
| Meeting Date: 04/28/2021 | Country: USA | Primary Security ID: 925652109 |
| Record Date: 03/01/2021 | Meeting Type: Annual | Ticker: VICI |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director James R. Abrahamson | Mgmt | For | For | For |
| 1b | Elect Director Diana F. Cantor | Mgmt | For | For | For |
| 1c | Elect Director Monica H. Douglas | Mgmt | For | For | For |
| 1d | Elect Director Elizabeth I. Holland | Mgmt | For | For | For |
| 1e | Elect Director Craig Macnab | Mgmt | For | For | For |
| 1f | Elect Director Edward B. Pitoniak | Mgmt | For | For | For |
| 1g | Elect Director Michael D. Rumbolz | Mgmt | For | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Prologis, Inc.
| Meeting Date: 04/29/2021 | Country: USA | Primary Security ID: 74340W103 |
| Record Date: 03/08/2021 | Meeting Type: Annual | Ticker: PLD |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director Hamid R. Moghadam | Mgmt | For | For | For |
| 1b | Elect Director Cristina G. Bita | Mgmt | For | For | For |
| 1c | Elect Director George L. Fotiades | Mgmt | For | For | For |
| 1d | Elect Director Lydia H. Kennard | Mgmt | For | For | For |
| 1e | Elect Director Irving F. Lyons, III | Mgmt | For | For | For |
| 1f | Elect Director Avid Modjtabai | Mgmt | For | For | For |
| 1g | Elect Director David P. O'Connor | Mgmt | For | For | For |
| 1h | Elect Director Olivier Piani | Mgmt | For | For | For |
| 1i | Elect Director Jeffrey L. Skelton | Mgmt | For | For | For |
| 1j | Elect Director Carl B. Webb | Mgmt | For | For | For |
| 1k | Elect Director William D. Zollars | Mgmt | For | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | For |
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Sunstone Hotel Investors, Inc.
| Meeting Date: 04/29/2021 | Country: USA | Primary Security ID: 867892101 |
| Record Date: 03/03/2021 | Meeting Type: Annual | Ticker: SHO |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director John V. Arabia | Mgmt | For | For | For |
| 1b | Elect Director W. Blake Baird | Mgmt | For | For | For |
| 1c | Elect Director Andrew Batinovich | Mgmt | For | For | For |
| 1d | Elect Director Monica S. Digilio | Mgmt | For | For | For |
| 1e | Elect Director Kristina M. Leslie | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Sunstone Hotel Investors, Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1f | Elect Director Murray J. McCabe | Mgmt | For | For | For |
| 1g | Elect Director Verett Mims | Mgmt | For | For | For |
| 1h | Elect Director Douglas M. Pasquale | Mgmt | For | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
ARA LOGOS LOGISTICS TRUST
| Meeting Date: 04/30/2021 | Country: Singapore | Primary Security ID: Y1072M105 |
| Record Date: | Meeting Type: Annual | Ticker: K2LU |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Adopt Trustee's Report, Statement by the Manager, Audited Financial Statements and Auditors' Report | Mgmt | For | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | Mgmt | For | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For |
| 4 | Approve Proposed Development Management Fee Supplement and Authorize Issuance of Units in Payment of the Development Management Fee | Mgmt | For | For | For |
Park Hotels & Resorts Inc.
| Meeting Date: 04/30/2021 | Country: USA | Primary Security ID: 700517105 |
| Record Date: 03/05/2021 | Meeting Type: Annual | Ticker: PK |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1A | Elect Director Thomas J. Baltimore, Jr. | Mgmt | For | For | For |
| 1B | Elect Director Gordon M. Bethune | Mgmt | For | For | For |
| 1C | Elect Director Patricia M. Bedient | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Park Hotels & Resorts Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1D | Elect Director Thomas D. Eckert | Mgmt | For | For | For |
| 1E | Elect Director Geoffrey M. Garrett | Mgmt | For | For | For |
| 1F | Elect Director Christie B. Kelly | Mgmt | For | For | For |
| 1G | Elect Director Joseph I. Lieberman | Mgmt | For | For | For |
| 1H | Elect Director Thomas A. Natelli | Mgmt | For | For | For |
| 1I | Elect Director Timothy J. Naughton | Mgmt | For | For | For |
| 1J | Elect Director Stephen I. Sadove | Mgmt | For | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
MGM Growth Properties LLC
| Meeting Date: 05/05/2021 | Country: USA | Primary Security ID: 55303A105 |
| Record Date: 03/12/2021 | Meeting Type: Annual | Ticker: MGP |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director Kathryn Coleman | Mgmt | For | For | For |
| 1b | Elect Director Charles Irving | Mgmt | For | For | For |
| 1c | Elect Director Paul Salem | Mgmt | For | Against | Against |
| 1d | Elect Director Thomas Roberts | Mgmt | For | Against | Against |
| 1e | Elect Director Daniel J. Taylor | Mgmt | For | Against | Against |
| 1f | Elect Director Corey Sanders | Mgmt | For | Against | Against |
| 1g | Elect Director John M. McManus | Mgmt | For | Against | Against |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Physicians Realty Trust
| Meeting Date: 05/05/2021 | Country: USA | Primary Security ID: 71943U104 |
| Record Date: 02/25/2021 | Meeting Type: Annual | Ticker: DOC |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director John T. Thomas | Mgmt | For | For | For |
| 1.2 | Elect Director Tommy G. Thompson | Mgmt | For | For | For |
| 1.3 | Elect Director Stanton D. Anderson | Mgmt | For | For | For |
| 1.4 | Elect Director Mark A. Baumgartner | Mgmt | For | For | For |
| 1.5 | Elect Director Albert C. Black, Jr. | Mgmt | For | For | For |
| 1.6 | Elect Director William A. Ebinger | Mgmt | For | For | For |
| 1.7 | Elect Director Pamela J. Kessler | Mgmt | For | For | For |
| 1.8 | Elect Director Richard A. Weiss | Mgmt | For | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Tritax Big Box REIT Plc
| Meeting Date: 05/05/2021 | Country: United Kingdom | Primary Security ID: G9101W101 |
| Record Date: 04/30/2021 | Meeting Type: Annual | Ticker: BBOX |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 2 | Approve Remuneration Report | Mgmt | For | For | For |
| 3 | Approve Remuneration Policy | Mgmt | For | For | For |
| 4 | Re-elect Aubrey Adams as Director | Mgmt | For | For | For |
| 5 | Re-elect Richard Laing as Director | Mgmt | For | For | For |
| 6 | Re-elect Susanne Given as Director | Mgmt | For | For | For |
| 7 | Re-elect Alastair Hughes as Director | Mgmt | For | For | For |
| 8 | Re-elect Karen Whitworth as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Tritax Big Box REIT Plc
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 9 | Reappoint BDO LLP as Auditors | Mgmt | For | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For |
| 11 | Approve Dividend Policy | Mgmt | For | For | For |
| 12 | Authorise Issue of Equity | Mgmt | For | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For |
| 16 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
Agree Realty Corporation
| Meeting Date: 05/06/2021 | Country: USA | Primary Security ID: 008492100 |
| Record Date: 03/08/2021 | Meeting Type: Annual | Ticker: ADC |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Richard Agree | Mgmt | For | For | For |
| 1.2 | Elect Director Karen Dearing | Mgmt | For | For | For |
| 1.3 | Elect Director Michael Hollman | Mgmt | For | For | For |
| 1.4 | Elect Director John Rakolta, Jr. | Mgmt | For | For | For |
| 1.5 | Elect Director Jerome Rossi | Mgmt | For | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| 4 | Increase Authorized Common Stock | Mgmt | For | For | For |
City Office REIT, Inc.
| Meeting Date: 05/06/2021 | Country: USA | Primary Security ID: 178587101 |
| Record Date: 03/01/2021 | Meeting Type: Annual | Ticker: CIO |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
City Office REIT, Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director John McLernon | Mgmt | For | For | For |
| 1.2 | Elect Director James Farrar | Mgmt | For | For | For |
| 1.3 | Elect Director William Flatt | Mgmt | For | For | For |
| 1.4 | Elect Director Sabah Mirza | Mgmt | For | For | For |
| 1.5 | Elect Director Mark Murski | Mgmt | For | For | For |
| 1.6 | Elect Director John Sweet | Mgmt | For | For | For |
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Saul Centers, Inc.
| Meeting Date: 05/07/2021 | Country: USA | Primary Security ID: 804395101 |
| Record Date: 03/02/2021 | Meeting Type: Annual | Ticker: BFS |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Philip D. Caraci | Mgmt | For | For | For |
| 1.2 | Elect Director Willoughby B. Laycock | Mgmt | For | For | For |
| 1.3 | Elect Director Earl A. Powell, III | Mgmt | For | For | For |
| 1.4 | Elect Director Mark Sullivan, III | Mgmt | For | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Allied Properties Real Estate Investment Trust
| Meeting Date: 05/10/2021 | Country: Canada | Primary Security ID: 019456102 |
| Record Date: 03/22/2021 | Meeting Type: Annual/Special | Ticker: AP.UN |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Allied Properties Real Estate Investment Trust
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Amend Declaration of Trust | Mgmt | For | For | For |
| 2A | Elect Trustee Kay Brekken | Mgmt | For | For | For |
| 2B | Elect Trustee Gerald R. Connor | Mgmt | For | For | For |
| 2C | Elect Trustee Lois Cormack | Mgmt | For | For | For |
| 2D | Elect Trustee Gordon R. Cunningham | Mgmt | For | For | For |
| 2E | Elect Trustee Michael R. Emory | Mgmt | For | For | For |
| 2F | Elect Trustee James Griffiths | Mgmt | For | For | For |
| 2G | Elect Trustee Margaret T. Nelligan | Mgmt | For | For | For |
| 2H | Elect Trustee Stephen L. Sender | Mgmt | For | For | For |
| 2I | Elect Trustee Peter Sharpe | Mgmt | For | For | For |
| 2J | Elect Trustee Jennifer A. Tory | Mgmt | For | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Mgmt | For | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
CubeSmart
| Meeting Date: 05/11/2021 | Country: USA | Primary Security ID: 229663109 |
| Record Date: 03/15/2021 | Meeting Type: Annual | Ticker: CUBE |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Piero Bussani | Mgmt | For | For | For |
| 1.2 | Elect Director Dorothy Dowling | Mgmt | For | For | For |
| 1.3 | Elect Director John W. Fain | Mgmt | For | For | For |
| 1.4 | Elect Director Marianne M. Keler | Mgmt | For | For | For |
| 1.5 | Elect Director Christopher P. Marr | Mgmt | For | For | For |
| 1.6 | Elect Director Deborah R. Salzberg | Mgmt | For | For | For |
| 1.7 | Elect Director John F. Remondi | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
CubeSmart
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| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.8 | Elect Director Jeffrey F. Rogatz | Mgmt | For | For | For |
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Essex Property Trust, Inc.
| Meeting Date: 05/11/2021 | Country: USA | Primary Security ID: 297178105 |
| Record Date: 02/26/2021 | Meeting Type: Annual | Ticker: ESS |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Keith R. Guericke | Mgmt | For | For | For |
| 1.2 | Elect Director Maria R. Hawthorne | Mgmt | For | For | For |
| 1.3 | Elect Director Amal M. Johnson | Mgmt | For | For | For |
| 1.4 | Elect Director Mary Kasaris | Mgmt | For | For | For |
| 1.5 | Elect Director Irving F. Lyons, III | Mgmt | For | For | For |
| 1.6 | Elect Director George M. Marcus | Mgmt | For | For | For |
| 1.7 | Elect Director Thomas E. Robinson | Mgmt | For | For | For |
| 1.8 | Elect Director Michael J. Schall | Mgmt | For | For | For |
| 1.9 | Elect Director Byron A. Scordelis | Mgmt | For | For | For |
| 2 | Ratify KPMG LLP as Auditor | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Irish Residential Properties REIT Plc
| Meeting Date: 05/11/2021 | Country: Ireland | Primary Security ID: G49456109 |
| Record Date: 05/07/2021 | Meeting Type: Annual | Ticker: IRES |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Irish Residential Properties REIT Plc
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | Do Not Vote |
| 2a | Re-elect Phillip Burns as Director | Mgmt | For | For | Do Not Vote |
| 2b | Re-elect Joan Garahy as Director | Mgmt | For | For | Do Not Vote |
| 2c | Re-elect Tom Kavanagh as Director | Mgmt | For | For | Do Not Vote |
| 2d | Re-elect Mark Kenney as Director | Mgmt | For | For | Do Not Vote |
| 2e | Re-elect Declan Moylan as Director | Mgmt | For | For | Do Not Vote |
| 2f | Re-elect Aidan O'Hogan as Director | Mgmt | For | For | Do Not Vote |
| 2g | Re-elect Margaret Sweeney as Director | Mgmt | For | For | Do Not Vote |
| 3 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | Do Not Vote |
| 4 | Ratify KPMG as Auditors | Mgmt | For | For | Do Not Vote |
| 5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | Do Not Vote |
| 6 | Approve Remuneration Report | Mgmt | For | For | Do Not Vote |
| 7 | Authorise Issue of Equity | Mgmt | For | For | Do Not Vote |
| 8a | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | Do Not Vote |
| 8b | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | Do Not Vote |
| 9 | Authorise Issue of Equity Pursuant to the 2014 Long Term Incentive Plan | Mgmt | For | For | Do Not Vote |
| 10 | Authorise Issue of Equity without Pre-emptive Rights Pursuant to the 2014 Long Term Incentive Plan | Mgmt | For | For | Do Not Vote |
| 11 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | Do Not Vote |
| 12 | Authorise Reissuance of Treasury Shares | Mgmt | For | For | Do Not Vote |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
TAG Immobilien AG
| Meeting Date: 05/11/2021 | Country: Germany | Primary Security ID: D8283Q174 |
| Record Date: 04/19/2021 | Meeting Type: Annual | Ticker: TEG |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | Mgmt | | | |
| 2 | Approve Allocation of Income and Dividends of EUR 0.88 per Share | Mgmt | For | For | For |
| 3 | Approve Discharge of Management Board for Fiscal Year 2020 | Mgmt | For | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | Mgmt | For | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal Year 2021 | Mgmt | For | For | For |
| 6 | Approve Remuneration of Supervisory Board | Mgmt | For | For | For |
| 7 | Approve Remuneration Policy | Mgmt | For | For | For |
| 8 | Approve Creation of EUR 29 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Mgmt | For | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 1.2 Billion; Approve Creation of EUR 29 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For |
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For |
Independence Realty Trust, Inc.
| Meeting Date: 05/12/2021 | Country: USA | Primary Security ID: 45378A106 |
| Record Date: 03/25/2021 | Meeting Type: Annual | Ticker: IRT |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Scott F. Schaeffer | Mgmt | For | For | For |
| 1.2 | Elect Director William C. Dunkelberg | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Independence Realty Trust, Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.3 | Elect Director Richard D. Gebert | Mgmt | For | For | For |
| 1.4 | Elect Director Melinda H. McClure | Mgmt | For | For | For |
| 1.5 | Elect Director Mack D. Pridgen, III | Mgmt | For | For | For |
| 1.6 | Elect Director DeForest B. Soaries, Jr. | Mgmt | For | For | For |
| 1.7 | Elect Director Lisa Washington | Mgmt | For | For | For |
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Summit Industrial Income REIT
| Meeting Date: 05/12/2021 | Country: Canada | Primary Security ID: 866120116 |
| Record Date: 03/16/2021 | Meeting Type: Annual | Ticker: SMU.UN |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Trustee Paul Dykeman | Mgmt | For | For | For |
| 1.2 | Elect Trustee Louis Maroun | Mgmt | For | For | For |
| 1.3 | Elect Trustee Saul Shulman | Mgmt | For | For | For |
| 1.4 | Elect Trustee Larry Morassutti | Mgmt | For | For | For |
| 1.5 | Elect Trustee Michael Catford | Mgmt | For | For | For |
| 1.6 | Elect Trustee Anne McLellan | Mgmt | For | For | For |
| 1.7 | Elect Trustee Jo-Ann Lempert | Mgmt | For | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Mgmt | For | For | For |
Camden Property Trust
| Meeting Date: 05/13/2021 | Country: USA | Primary Security ID: 133131102 |
| Record Date: 03/16/2021 | Meeting Type: Annual | Ticker: CPT |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Camden Property Trust
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Richard J. Campo | Mgmt | For | For | For |
| 1.2 | Elect Director Heather J. Brunner | Mgmt | For | For | For |
| 1.3 | Elect Director Mark D. Gibson | Mgmt | For | For | For |
| 1.4 | Elect Director Scott S. Ingraham | Mgmt | For | For | For |
| 1.5 | Elect Director Renu Khator | Mgmt | For | For | For |
| 1.6 | Elect Director D. Keith Oden | Mgmt | For | For | For |
| 1.7 | Elect Director William F. Paulsen | Mgmt | For | For | For |
| 1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Mgmt | For | For | For |
| 1.9 | Elect Director Steven A. Webster | Mgmt | For | For | For |
| 1.10 | Elect Director Kelvin R. Westbrook | Mgmt | For | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
The UNITE Group Plc
| Meeting Date: 05/13/2021 | Country: United Kingdom | Primary Security ID: G9283N101 |
| Record Date: 05/11/2021 | Meeting Type: Annual | Ticker: UTG |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 2 | Approve Remuneration Report | Mgmt | For | For | For |
| 3 | Approve Final Dividend | Mgmt | For | For | For |
| 4 | Approve Scrip Dividend Scheme | Mgmt | For | For | For |
| 5 | Elect Richard Huntingford as Director | Mgmt | For | For | For |
| 6 | Re-elect Richard Smith as Director | Mgmt | For | For | For |
| 7 | Re-elect Joe Lister as Director | Mgmt | For | For | For |
| 8 | Re-elect Elizabeth McMeikan as Director | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
The UNITE Group Plc
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 9 | Re-elect Ross Paterson as Director | Mgmt | For | For | For |
| 10 | Re-elect Richard Akers as Director | Mgmt | For | For | For |
| 11 | Re-elect Ilaria del Beato as Director | Mgmt | For | For | For |
| 12 | Re-elect Dame Shirley Peace as Director | Mgmt | For | For | For |
| 13 | Re-elect Thomas Jackson as Director | Mgmt | For | For | For |
| 14 | Re-elect Steve Smith as Director | Mgmt | For | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For |
| 17 | Authorise Issue of Equity | Mgmt | For | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Mgmt | For | For | For |
| 20 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Mgmt | For | For | For |
| 21 | Adopt New Articles of Association | Mgmt | For | For | For |
Travel + Leisure Co.
| Meeting Date: 05/13/2021 | Country: USA | Primary Security ID: 894164102 |
| Record Date: 03/22/2021 | Meeting Type: Annual | Ticker: TNL |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Louise F. Brady | Mgmt | For | For | For |
| 1.2 | Elect Director Michael D. Brown | Mgmt | For | For | For |
| 1.3 | Elect Director James E. Buckman | Mgmt | For | For | For |
| 1.4 | Elect Director George Herrera | Mgmt | For | For | For |
| 1.5 | Elect Director Stephen P. Holmes | Mgmt | For | For | For |
| 1.6 | Elect Director Denny Marie Post | Mgmt | For | For | For |
| 1.7 | Elect Director Ronald L. Rickles | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Travel + Leisure Co.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.8 | Elect Director Michael H. Wargotz | Mgmt | For | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Weyerhaeuser Company
| Meeting Date: 05/14/2021 | Country: USA | Primary Security ID: 962166104 |
| Record Date: 03/18/2021 | Meeting Type: Annual | Ticker: WY |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director Mark A. Emmert | Mgmt | For | For | For |
| 1b | Elect Director Rick R. Holley | Mgmt | For | For | For |
| 1c | Elect Director Sara Grootwassink Lewis | Mgmt | For | For | For |
| 1d | Elect Director Deidra C. Merriwether | Mgmt | For | For | For |
| 1e | Elect Director Al Monaco | Mgmt | For | For | For |
| 1f | Elect Director Nicole W. Piasecki | Mgmt | For | For | For |
| 1g | Elect Director Lawrence A. Selzer | Mgmt | For | For | For |
| 1h | Elect Director Devin W. Stockfish | Mgmt | For | For | For |
| 1i | Elect Director Kim Williams | Mgmt | For | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| 3 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
Alexandria Real Estate Equities, Inc.
| Meeting Date: 05/18/2021 | Country: USA | Primary Security ID: 015271109 |
| Record Date: 03/31/2021 | Meeting Type: Annual | Ticker: ARE |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Alexandria Real Estate Equities, Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Joel S. Marcus | Mgmt | For | For | For |
| 1.2 | Elect Director Steven R. Hash | Mgmt | For | For | For |
| 1.3 | Elect Director James P. Cain | Mgmt | For | Against | For |
| 1.4 | Elect Director Maria C. Freire | Mgmt | For | Against | For |
| 1.5 | Elect Director Jennifer Friel Goldstein | Mgmt | For | For | For |
| 1.6 | Elect Director Richard H. Klein | Mgmt | For | For | For |
| 1.7 | Elect Director Michael A. Woronoff | Mgmt | For | Against | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Brandywine Realty Trust
| Meeting Date: 05/18/2021 | Country: USA | Primary Security ID: 105368203 |
| Record Date: 03/22/2021 | Meeting Type: Annual | Ticker: BDN |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director James C. Diggs | Mgmt | For | For | For |
| 1b | Elect Director Reginald DesRoches | Mgmt | For | For | For |
| 1c | Elect Director H. Richard Haverstick, Jr. | Mgmt | For | For | For |
| 1d | Elect Director Terri A. Herubin | Mgmt | For | For | For |
| 1e | Elect Director Michael J. Joyce | Mgmt | For | For | For |
| 1f | Elect Director Charles P. Pizzi | Mgmt | For | For | For |
| 1g | Elect Director Gerard H. Sweeney | Mgmt | For | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
CyrusOne Inc.
| Meeting Date: 05/18/2021 | Country: USA | Primary Security ID: 23283R100 |
| Record Date: 03/18/2021 | Meeting Type: Annual | Ticker: CONE |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Bruce W. Duncan | Mgmt | For | For | For |
| 1.2 | Elect Director David H. Ferdman | Mgmt | For | For | For |
| 1.3 | Elect Director John W. Gamble, Jr. | Mgmt | For | For | For |
| 1.4 | Elect Director T. Tod Nielsen | Mgmt | For | For | For |
| 1.5 | Elect Director Denise Olsen | Mgmt | For | For | For |
| 1.6 | Elect Director Alex Shumate | Mgmt | For | For | For |
| 1.7 | Elect Director William E. Sullivan | Mgmt | For | For | For |
| 1.8 | Elect Director Lynn A. Wentworth | Mgmt | For | For | For |
| 2 | Advisory Vote to Ratify Named Executive | Mgmt | For | For | For |
| | Officers' Compensation | | | | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Invitation Homes, Inc.
| Meeting Date: 05/18/2021 | Country: USA | Primary Security ID: 46187W107 |
| Record Date: 03/23/2021 | Meeting Type: Annual | Ticker: INVH |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Michael D. Fascitelli | Mgmt | For | For | For |
| 1.2 | Elect Director Dallas B. Tanner | Mgmt | For | For | For |
| 1.3 | Elect Director Jana Cohen Barbe | Mgmt | For | For | For |
| 1.4 | Elect Director Richard D. Bronson | Mgmt | For | For | For |
| 1.5 | Elect Director Jeffrey E. Kelter | Mgmt | For | For | For |
| 1.6 | Elect Director Joseph D. Margolis | Mgmt | For | For | For |
| 1.7 | Elect Director John B. Rhea | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Invitation Homes, Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.8 | Elect Director J. Heidi Roizen | Mgmt | For | For | For |
| 1.9 | Elect Director Janice L. Sears | Mgmt | For | For | For |
| 1.10 | Elect Director William J. Stein | Mgmt | For | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
CoreSite Realty Corporation
| Meeting Date: 05/19/2021 | Country: USA | Primary Security ID: 21870Q105 |
| Record Date: 03/19/2021 | Meeting Type: Annual | Ticker: COR |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Robert G. Stuckey | Mgmt | For | For | For |
| 1.2 | Elect Director Paul E. Szurek | Mgmt | For | For | For |
| 1.3 | Elect Director Jean A. Bua | Mgmt | For | For | For |
| 1.4 | Elect Director Kelly C. Chambliss | Mgmt | For | For | For |
| 1.5 | Elect Director Patricia L. Higgins | Mgmt | For | For | For |
| 1.6 | Elect Director Michael R. Koehler | Mgmt | For | For | For |
| 1.7 | Elect Director Michael H. Millegan | Mgmt | For | For | For |
| 1.8 | Elect Director David A. Wilson | Mgmt | For | For | For |
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive | Mgmt | For | For | For |
| | Officers' Compensation | | | | |
Sun Communities, Inc.
| Meeting Date: 05/19/2021 | Country: USA | Primary Security ID: 866674104 |
| Record Date: 03/12/2021 | Meeting Type: Annual | Ticker: SUI |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Sun Communities, Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director Gary A. Shiffman | Mgmt | For | For | For |
| 1b | Elect Director Tonya Allen | Mgmt | For | For | For |
| 1c | Elect Director Meghan G. Baivier | Mgmt | For | For | For |
| 1d | Elect Director Stephanie W. Bergeron | Mgmt | For | For | For |
| 1e | Elect Director Brian M. Hermelin | Mgmt | For | For | For |
| 1f | Elect Director Ronald A. Klein | Mgmt | For | For | For |
| 1g | Elect Director Clunet R. Lewis | Mgmt | For | For | For |
| 1h | Elect Director Arthur A. Weiss | Mgmt | For | For | For |
| 2 | Advisory Vote to Ratify Named Executive | Mgmt | For | For | For |
| | Officers' Compensation | | | | |
| 3 | Ratify Grant Thornton LLP as Auditor | Mgmt | For | For | For |
AvalonBay Communities, Inc.
| Meeting Date: 05/20/2021 | Country: USA | Primary Security ID: 053484101 |
| Record Date: 03/25/2021 | Meeting Type: Annual | Ticker: AVB |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director Glyn F. Aeppel | Mgmt | For | For | For |
| 1b | Elect Director Terry S. Brown | Mgmt | For | For | For |
| 1c | Elect Director Alan B. Buckelew | Mgmt | For | For | For |
| 1d | Elect Director Ronald L. Havner, Jr. | Mgmt | For | For | For |
| 1e | Elect Director Stephen P. Hills | Mgmt | For | For | For |
| 1f | Elect Director Christopher B. Howard | Mgmt | For | For | For |
| 1g | Elect Director Richard J. Lieb | Mgmt | For | For | For |
| 1h | Elect Director Nnenna Lynch | Mgmt | For | For | For |
| 1i | Elect Director Timothy J. Naughton | Mgmt | For | For | For |
| 1j | Elect Director Benjamin W. Schall | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
AvalonBay Communities, Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1k | Elect Director Susan Swanezy | Mgmt | For | For | For |
| 1l | Elect Director W. Edward Walter | Mgmt | For | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive | Mgmt | For | For | For |
| | Officers' Compensation | | | | |
Broadstone Net Lease, Inc.
| Meeting Date: 05/20/2021 | Country: USA | Primary Security ID: 11135E203 |
| Record Date: 03/29/2021 | Meeting Type: Annual | Ticker: BNL |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Laurie A. Hawkes | Mgmt | For | For | For |
| 1.2 | Elect Director Christopher J. Czarnecki | Mgmt | For | For | For |
| 1.3 | Elect Director Denise Brooks-Williams | Mgmt | For | For | For |
| 1.4 | Elect Director Michael A. Coke | Mgmt | For | For | For |
| 1.5 | Elect Director David M. Jacobstein | Mgmt | For | For | For |
| 1.6 | Elect Director Agha S. Khan | Mgmt | For | For | For |
| 1.7 | Elect Director Shekar Narasimhan | Mgmt | For | For | For |
| 1.8 | Elect Director Geoffrey H. Rosenberger | Mgmt | For | For | For |
| 1.9 | Elect Director James H. Watters | Mgmt | For | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Crown Castle International Corp.
| Meeting Date: 05/21/2021 | Country: USA | Primary Security ID: 22822V101 |
| Record Date: 03/22/2021 | Meeting Type: Annual | Ticker: CCI |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director P. Robert Bartolo | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Crown Castle International Corp.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1b | Elect Director Jay A. Brown | Mgmt | For | For | For |
| 1c | Elect Director Cindy Christy | Mgmt | For | For | For |
| 1d | Elect Director Ari Q. Fitzgerald | Mgmt | For | For | For |
| 1e | Elect Director Andrea J. Goldsmith | Mgmt | For | For | For |
| 1f | Elect Director Lee W. Hogan | Mgmt | For | For | For |
| 1g | Elect Director Tammy K. Jones | Mgmt | For | For | For |
| 1h | Elect Director J. Landis Martin | Mgmt | For | For | For |
| 1i | Elect Director Anthony J. Melone | Mgmt | For | For | For |
| 1j | Elect Director W. Benjamin Moreland | Mgmt | For | For | For |
| 1k | Elect Director Kevin A. Stephens | Mgmt | For | For | For |
| 1l | Elect Director Matthew Thornton, III | Mgmt | For | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | One Year |
Equinix, Inc.
| Meeting Date: 05/26/2021 | Country: USA | Primary Security ID: 29444U700 |
| Record Date: 04/01/2021 | Meeting Type: Annual | Ticker: EQIX |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Thomas Bartlett | Mgmt | For | For | For |
| 1.2 | Elect Director Nanci Caldwell | Mgmt | For | For | For |
| 1.3 | Elect Director Adaire Fox-Martin | Mgmt | For | For | For |
| 1.4 | Elect Director Gary Hromadko | Mgmt | For | For | For |
| 1.5 | Elect Director Irving Lyons, III | Mgmt | For | For | For |
| 1.6 | Elect Director Charles Meyers | Mgmt | For | For | For |
| 1.7 | Elect Director Christopher Paisley | Mgmt | For | For | For |
| 1.8 | Elect Director Sandra Rivera | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Equinix, Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.9 | Elect Director Peter Van Camp | Mgmt | For | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| 4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | SH | Against | For | For |
Nomura Real Estate Master Fund, Inc.
| Meeting Date: 05/26/2021 | Country: Japan | Primary Security ID: J589D3119 |
| Record Date: 02/28/2021 | Meeting Type: Special | Ticker: 3462 |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Amend Articles to Amend Provisions on | Mgmt | For | For | For |
| | Deemed Approval System | | | | |
| 2 | Elect Executive Director Yoshida, Shuhei | Mgmt | For | For | For |
| 3.1 | Elect Supervisory Director Uchiyama, Mineo | Mgmt | For | For | For |
| 3.2 | Elect Supervisory Director Owada, Koichi | Mgmt | For | For | For |
| 3.3 | Elect Supervisory Director Okada, Mika | Mgmt | For | For | For |
Welltower Inc.
| Meeting Date: 05/26/2021 | Country: USA | Primary Security ID: 95040Q104 |
| Record Date: 03/30/2021 | Meeting Type: Annual | Ticker: WELL |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director Kenneth J. Bacon | Mgmt | For | For | For |
| 1b | Elect Director Karen B. DeSalvo | Mgmt | For | For | For |
| 1c | Elect Director Jeffrey H. Donahue | Mgmt | For | For | For |
| 1d | Elect Director Philip L. Hawkins | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Welltower Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1e | Elect Director Dennis G. Lopez | Mgmt | For | For | For |
| 1f | Elect Director Shankh Mitra | Mgmt | For | For | For |
| 1g | Elect Director Ade J. Patton | Mgmt | For | For | For |
| 1h | Elect Director Diana W. Reid | Mgmt | For | For | For |
| 1i | Elect Director Sergio D. Rivera | Mgmt | For | For | For |
| 1j | Elect Director Johnese M. Spisso | Mgmt | For | For | For |
| 1k | Elect Director Kathryn M. Sullivan | Mgmt | For | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive | Mgmt | For | For | For |
| | Officers' Compensation | | | | |
LEG Immobilien AG
| Meeting Date: 05/27/2021 | Country: Germany | Primary Security ID: D4960A103 |
| Record Date: | Meeting Type: Annual | Ticker: LEG |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Receive Financial Statements and Statutory | Mgmt | | | |
| | Reports for Fiscal Year 2020 (Non-Voting) | | | | |
| 2 | Approve Allocation of Income and Dividends | Mgmt | For | For | For |
| | of EUR 3.78 per Share | | | | |
| 3 | Approve Discharge of Management Board for | Mgmt | For | For | For |
| | Fiscal Year 2020 | | | | |
| 4 | Approve Discharge of Supervisory Board for | Mgmt | For | For | For |
| | Fiscal Year 2020 | | | | |
| 5 | Ratify Deloitte GmbH as Auditors for Fiscal | Mgmt | For | For | For |
| | Year 2021 | | | | |
| 6 | Elect Sylvia Eichelberg to the Supervisory | Mgmt | For | For | For |
| | Board | | | | |
| 7 | Approve Remuneration of Supervisory Board | Mgmt | For | For | For |
STORE Capital Corporation
| Meeting Date: 05/27/2021 | Country: USA | Primary Security ID: 862121100 |
| Record Date: 03/31/2021 | Meeting Type: Annual | Ticker: STOR |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
STORE Capital Corporation
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Joseph M. Donovan | Mgmt | For | For | For |
| 1.2 | Elect Director Mary B. Fedewa | Mgmt | For | For | For |
| 1.3 | Elect Director Morton H. Fleischer | Mgmt | For | For | For |
| 1.4 | Elect Director William F. Hipp | Mgmt | For | For | For |
| 1.5 | Elect Director Tawn Kelley | Mgmt | For | For | For |
| 1.6 | Elect Director Catherine D. Rice | Mgmt | For | For | For |
| 1.7 | Elect Director Einar A. Seadler | Mgmt | For | For | For |
| 1.8 | Elect Director Quentin P. Smith, Jr. | Mgmt | For | For | For |
| 1.9 | Elect Director Christopher H. Volk | Mgmt | For | For | For |
| 2 | Advisory Vote to Ratify Named Executive | Mgmt | For | Against | Against |
| | Officers' Compensation | | | | |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
Industrial Logistics Properties Trust
| Meeting Date: 06/02/2021 | Country: USA | Primary Security ID: 456237106 |
| Record Date: 03/24/2021 | Meeting Type: Annual | Ticker: ILPT |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Elect Director Joseph L. Morea | Mgmt | For | Withhold | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | For | For |
Zhongliang Holdings Group Company Limited
| Meeting Date: 06/03/2021 | Country: Cayman Islands | Primary Security ID: G9898C102 |
| Record Date: 05/28/2021 | Meeting Type: Annual | Ticker: 2772 |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Zhongliang Holdings Group Company Limited
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 2 | Approve Final Dividend | Mgmt | For | For | For |
| 3A | Elect Yang Jian as Director | Mgmt | For | For | For |
| 3B | Elect Wu Xiaobo as Director | Mgmt | For | For | For |
| 3C | Elect Au Yeung Po Fung as Director | Mgmt | For | Against | Against |
| 3D | Authorize Board to Fix Remuneration of | Mgmt | For | For | For |
| | Directors | | | | |
| 4 | Approve Ernst & Young as Auditor and | Mgmt | For | For | For |
| | Authorize Board to Fix Their Remuneration | | | | |
| 5 | Approve Issuance of Equity or Equity-Linked | Mgmt | For | Against | Against |
| | Securities without Preemptive Rights | | | | |
| 6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
Midea Real Estate Holding Limited
| Meeting Date: 06/04/2021 | Country: Cayman Islands | Primary Security ID: G60920108 |
| Record Date: 05/31/2021 | Meeting Type: Annual | Ticker: 3990 |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 2 | Approve Final Dividend | Mgmt | For | For | For |
| 3a | Elect Yao Wei as Director | Mgmt | For | For | For |
| 3b | Elect Zhao Jun as Director | Mgmt | For | For | For |
| 3c | Elect Lu Qi as Director | Mgmt | For | For | For |
| 3d | Elect Wang Quanhui as Director | Mgmt | For | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Midea Real Estate Holding Limited
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against |
| 6 | Authorize Repurchase of Issued Share Capital | Mgmt | For | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against |
Dream Industrial Real Estate Investment Trust
| Meeting Date: 06/07/2021 | Country: Canada | Primary Security ID: 26153W109 |
| Record Date: 04/16/2021 | Meeting Type: Annual | Ticker: DIR.UN |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1A | Elect Trustee R. Sacha Bhatia | Mgmt | For | For | For |
| 1B | Elect Trustee Michael J. Cooper | Mgmt | For | For | For |
| 1C | Elect Trustee J. Michael Knowlton | Mgmt | For | For | For |
| 1D | Elect Trustee Ben Mulroney | Mgmt | For | For | For |
| 1E | Elect Trustee Brian Pauls | Mgmt | For | For | For |
| 1F | Elect Trustee Vicky Schiff | Mgmt | For | For | For |
| 1G | Elect Trustee Vincenza Sera | Mgmt | For | For | For |
| 1H | Elect Trustee Sheldon Wiseman | Mgmt | For | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Mgmt | For | For | For |
American Assets Trust, Inc.
| Meeting Date: 06/08/2021 | Country: USA | Primary Security ID: 024013104 |
| Record Date: 04/01/2021 | Meeting Type: Annual | Ticker: AAT |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
American Assets Trust, Inc.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Ernest S. Rady | Mgmt | For | For | For |
| 1.2 | Elect Director Robert S. Sullivan | Mgmt | For | Withhold | Withhold |
| 1.3 | Elect Director Thomas S. Olinger | Mgmt | For | For | For |
| 1.4 | Elect Director Joy L. Schaefer | Mgmt | For | Withhold | Withhold |
| 1.5 | Elect Director Nina A. Tran | Mgmt | For | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Plymouth Industrial REIT, Inc.
| Meeting Date: 06/10/2021 | Country: USA | Primary Security ID: 729640102 |
| Record Date: 04/09/2021 | Meeting Type: Annual | Ticker: PLYM |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Director Martin Barber | Mgmt | For | Withhold | Withhold |
| 1.2 | Elect Director Philip S. Cottone | Mgmt | For | Withhold | Withhold |
| 1.3 | Elect Director Richard J. DeAgazio | Mgmt | For | Withhold | Withhold |
| 1.4 | Elect Director David G. Gaw | Mgmt | For | Withhold | Withhold |
| 1.5 | Elect Director John W. Guinee | Mgmt | For | For | For |
| 1.6 | Elect Director Caitlin Murphy | Mgmt | For | For | For |
| 1.7 | Elect Director Pendleton P. White, Jr. | Mgmt | For | Withhold | Withhold |
| 1.8 | Elect Director Jeffrey E. Witherell | Mgmt | For | Withhold | Withhold |
| 2 | Approve Issuance of Common Stock Upon Conversion of Series B Convertible Redeemable Preferred Stock | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Sabra Health Care REIT, Inc.
| Meeting Date: 06/16/2021 | Country: USA | Primary Security ID: 78573L106 |
| Record Date: 04/19/2021 | Meeting Type: Annual | Ticker: SBRA |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1a | Elect Director Craig A. Barbarosh | Mgmt | For | For | For |
| 1b | Elect Director Katie Cusack | Mgmt | For | For | For |
| 1c | Elect Director Michael J. Foster | Mgmt | For | For | For |
| 1d | Elect Director Ronald G. Geary | Mgmt | For | For | For |
| 1e | Elect Director Lynne S. Katzmann | Mgmt | For | For | For |
| 1f | Elect Director Ann Kono | Mgmt | For | For | For |
| 1g | Elect Director Raymond J. Lewis | Mgmt | For | For | For |
| 1h | Elect Director Jeffrey A. Malehorn | Mgmt | For | For | For |
| 1i | Elect Director Richard K. Matros | Mgmt | For | For | For |
| 1j | Elect Director Clifton J. Porter, II | Mgmt | For | For | For |
| 1k | Elect Director Milton J. Walters | Mgmt | For | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For |
Klepierre SA
| Meeting Date: 06/17/2021 | Country: France | Primary Security ID: F5396X102 |
| Record Date: 06/15/2021 | Meeting Type: Annual/Special | Ticker: LI |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| | Ordinary Business | Mgmt | | | |
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For |
| 3 | Approve Treatment of Losses | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Klepierre SA
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 4 | Approve Payment of EUR 1 per Share by Distribution of Equity Premiums | Mgmt | For | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Mgmt | For | For | For |
| 6 | Reelect David Simon as Supervisory Board Member | Mgmt | For | Against | Against |
| 7 | Reelect John Carrafiell as Supervisory Board Member | Mgmt | For | For | For |
| 8 | Reelect Steven Fivel as Supervisory Board Member | Mgmt | For | For | For |
| 9 | Reelect Robert Fowlds as Supervisory Board Member | Mgmt | For | For | For |
| 10 | Approve Remuneration Policy of Chairman and Supervisory Board Members | Mgmt | For | For | For |
| 11 | Approve Remuneration Policy of Chairman of the Management Board | Mgmt | For | For | For |
| 12 | Approve Remuneration Policy of Management Board Members | Mgmt | For | For | For |
| 13 | Approve Compensation Report of Corporate Officers | Mgmt | For | For | For |
| 14 | Approve Compensation of Chairman of the Supervisory Board | Mgmt | For | For | For |
| 15 | Approve Compensation of Chairman of the Management Board | Mgmt | For | For | For |
| 16 | Approve Compensation of CFO, Management Board Member | Mgmt | For | For | For |
| 17 | Approve Compensation of COO, Management Board Member | Mgmt | For | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For |
| | Extraordinary Business | Mgmt | | | |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For |
| 20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million | Mgmt | For | For | For |
| 21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million | Mgmt | For | For | For |
| 22 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 41 Million | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Klepierre SA
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 20 to 22 | Mgmt | For | For | For |
| 24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For |
| 25 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For |
| 26 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 20 to 25 at EUR 120 Million | Mgmt | For | For | For |
| 27 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For |
Inmobiliaria Colonial SOCIMI SA
| Meeting Date: 06/27/2021 | Country: Spain | Primary Security ID: E6451E105 |
| Record Date: 06/22/2021 | Meeting Type: Extraordinary | Ticker: COL |
| | Shareholders | |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve Issuance of Shares in Connection with the Acquisition of Societe Fonciere Lyonnaise (SFL) | Mgmt | For | For | For |
| 2 | Approve Issuance of Shares in Connection with the Acquisition of Societe Fonciere Lyonnaise (SFL) | Mgmt | For | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For |
Echo Investment SA
| Meeting Date: 06/28/2021 | Country: Poland | Primary Security ID: X1896T105 |
| Record Date: 06/12/2021 | Meeting Type: Annual | Ticker: ECH |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Open Meeting | Mgmt | | | |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Echo Investment SA
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 2 | Elect Meeting Chairman | Mgmt | For | For | For |
| 3 | Prepare List of Shareholders | Mgmt | | | |
| 4 | Acknowledge Proper Convening of Meeting | Mgmt | | | |
| 5 | Approve Agenda of Meeting | Mgmt | For | For | For |
| 6 | Receive Management Board Report on Company's and Group's Operations, Standalone and Consolidated Financial Statements | Mgmt | | | |
| 7 | Receive Supervisory Board Report | Mgmt | | | |
| 8.1 | Approve Management Board Report on | Mgmt | For | For | For |
| | Company's and Group's Operations | | | | |
| 8.2 | Approve Financial Statements | Mgmt | For | For | For |
| 8.3 | Approve Consolidated Financial Statements | Mgmt | For | For | For |
| 8.4 | Approve Allocation of Income and Dividends of PLN 0.20 per Share | Mgmt | For | For | For |
| 8.5 | Approve Transfer from Reserve Capital to Dividend Pool | Mgmt | For | For | For |
| 8.6a | Approve Discharge of Nicklas Lindberg (CEO) | Mgmt | For | For | For |
| 8.6b | Approve Discharge of Maciej Drozd (Deputy CEO) | Mgmt | For | For | For |
| 8.6c | Approve Discharge of Artur Langner (Deputy CEO) | Mgmt | For | For | For |
| 8.6d | Approve Discharge of Waldemar Olbryk (Management Board Member) | Mgmt | For | For | For |
| 8.6e | Approve Discharge of Marcin Materny (Management Board Member) | Mgmt | For | For | For |
| 8.6f | Approve Discharge of Rafal Mazurczak (Management Board Member) | Mgmt | For | For | For |
| 8.6g | Approve Discharge of Malgorzata Turek (Management Board Member) | Mgmt | For | For | For |
| 8.7a | Approve Discharge of Stefan Kawalec (Supervisory Board Member) | Mgmt | For | For | For |
| 8.7b | Approve Discharge of Marek Abramson (Supervisory Board Member) | Mgmt | For | For | For |
| 8.7c | Approve Discharge of Noah Steinberg (Supervisory Board Chairman) | Mgmt | For | For | For |
| 8.7d | Approve Discharge of Tibor Veres (Supervisory Board Deputy Chairman) | Mgmt | For | For | For |
| 8.7e | Approve Discharge of Nebil Senman (Supervisory Board Member) | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Echo Investment SA
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 8.7f | Approve Discharge of Maciej Dyjas (Supervisory Board Member) | Mgmt | For | For | For |
| 8.7g | Approve Discharge of Peter Kocsis (Supervisory Board Member) | Mgmt | For | For | For |
| 8.7h | Approve Discharge of Bence Sass (Supervisory Board Member) | Mgmt | For | For | For |
| 8.7i | Approve Discharge of Margaret Dezse (Supervisory Board Member) | Mgmt | For | For | For |
| 8.7j | Approve Discharge of Slawomir Jedrzejczyk (Supervisory Board Member) | Mgmt | For | For | For |
| 8.8 | Approve Remuneration Report | Mgmt | For | Against | Against |
| 9 | Transact Other Business | Mgmt | For | Against | Against |
WPT Industrial Real Estate Investment Trust
| Meeting Date: 06/28/2021 | Country: Canada | Primary Security ID: 92937G109 |
| Record Date: 05/11/2021 | Meeting Type: Annual/Special | Ticker: WIR.U |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Elect Trustee Scott T. Frederiksen | Mgmt | For | For | For |
| 1.2 | Elect Trustee Milo D. Arkema | Mgmt | For | For | For |
| 1.3 | Elect Trustee Sarah B. Kavanagh | Mgmt | For | For | For |
| 1.4 | Elect Trustee Louie DiNunzio | Mgmt | For | For | For |
| 1.5 | Elect Trustee Stuart H.B. Smith | Mgmt | For | For | For |
| 1.6 | Elect Trustee Pamela J. Spackman | Mgmt | For | For | For |
| 1.7 | Elect Trustee Robert T. Wolf | Mgmt | For | For | For |
| 1.8 | Elect Trustee Lori-Ann Beausoleil | Mgmt | For | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Mgmt | For | For | For |
| 3 | Amend Declaration of Trust | Mgmt | For | Against | Against |
| 4 | Amend Quorum Requirements | Mgmt | For | For | For |
| 5 | Amend Declaration of Trust Re: Holding of Annual Meeting of Unitholders | Mgmt | For | For | For |
| 6 | Amend Advance Notice Requirement | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
WPT Industrial Real Estate Investment Trust
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 7 | Amend Declaration of Trust Re: Gross Book Value | Mgmt | For | For | For |
| 8 | Amend Declaration of Trust Re: Operating Policy Requirement to Obtain Environmental Site Assessment | Mgmt | For | For | For |
| 9 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | For |
Inmobiliaria Colonial SOCIMI SA
| Meeting Date: 06/29/2021 | Country: Spain | Primary Security ID: E6451E105 |
| Record Date: 06/24/2021 | Meeting Type: Annual | Ticker: COL |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1.1 | Approve Consolidated Financial Statements | Mgmt | For | For | For |
| 1.2 | Approve Standalone Financial Statements | Mgmt | For | For | For |
| 2.1 | Approve Treatment of Net Loss | Mgmt | For | For | For |
| 2.2 | Approve Dividends | Mgmt | For | For | For |
| 3 | Approve Discharge of Board | Mgmt | For | For | For |
| 4 | Renew Appointment of PricewaterhouseCoopers as Auditor | Mgmt | For | For | For |
| 5 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Mgmt | For | Against | Against |
| 6 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 500 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital | Mgmt | For | Against | Against |
| 7 | Authorize Company to Call EGM with 15 Days' | Mgmt | For | For | For |
| | Notice | | | | |
| 8 | Approve Remuneration Policy | Mgmt | For | For | For |
| 9 | Approve Long-Term Incentive Plan | Mgmt | For | For | For |
| 10 | Advisory Vote on Remuneration Report | Mgmt | For | Against | Against |
| 11.1 | Amend Article 5 Re: Share Capital | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Inmobiliaria Colonial SOCIMI SA
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 11.2 | Amend Article 29 Re: Quorum, Constitution, Adoption of Resolutions, Internal Regime and Delegation of Powers | Mgmt | For | For | For |
| 11.3 | Amend Article 30 Re: Director Remuneration | Mgmt | For | For | For |
| 11.4 | Amend Article 32 Re: Audit and Control Committee | Mgmt | For | For | For |
| 11.5 | Add New Article 19 bis Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Mgmt | For | For | For |
| 12.1 | Amend Article 5 of General Meeting Regulations Re: Competences | Mgmt | For | For | For |
| 12.2 | Amend Article 10 of General Meeting Regulations Re: Shareholders' Right to Information | Mgmt | For | For | For |
| 12.3 | Amend Article 12 of General Meeting Regulations Re: Right to Attend and Voting | Mgmt | For | For | For |
| 12.4 | Amend Article 12 bis of General Meeting Regulations Re:Allow Shareholder Meetings to be Held in Virtual-Only Format | Mgmt | For | For | For |
| 12.5 | Amend Article 20 of General Meeting Regulations Re: Development of the Meeting and Intervention of Shareholders | Mgmt | For | For | For |
| 12.6 | Amend Article 22 of General Meeting Regulations Re: Adoption of Resolutions | Mgmt | For | For | For |
| 13 | Receive Amendments to Board of Directors Regulations | Mgmt | | | |
| 14 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For |
Mitsubishi Estate Co., Ltd.
| Meeting Date: 06/29/2021 | Country: Japan | Primary Security ID: J43916113 |
| Record Date: 03/31/2021 | Meeting Type: Annual | Ticker: 8802 |
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 19 | Mgmt | For | For | For |
| 2.1 | Elect Director Sugiyama, Hirotaka | Mgmt | For | For | For |
| 2.2 | Elect Director Yoshida, Junichi | Mgmt | For | For | For |
| 2.3 | Elect Director Tanisawa, Junichi | Mgmt | For | For | For |
Vote Summary Report
Reporting Period: 06/30/2020 to 06/30/2021
Location(s): All Locations
Institution Account(s): ALPS, Inc. - Principal Real Estate Income Fund
Mitsubishi Estate Co., Ltd.
| Proposal Number | Proposal Text | Proponent | Mgmt Rec | Voting Policy Rec | Vote Instruction |
| 2.4 | Elect Director Arimori, Tetsuji | Mgmt | For | For | For |
| 2.5 | Elect Director Katayama, Hiroshi | Mgmt | For | For | For |
| 2.6 | Elect Director Kubo, Hitoshi | Mgmt | For | For | For |
| 2.7 | Elect Director Kato, Jo | Mgmt | For | For | For |
| 2.8 | Elect Director Nishigai, Noboru | Mgmt | For | For | For |
| 2.9 | Elect Director Okamoto, Tsuyoshi | Mgmt | For | For | For |
| 2.10 | Elect Director Ebihara, Shin | Mgmt | For | For | For |
| 2.11 | Elect Director Narukawa, Tetsuo | Mgmt | For | For | For |
| 2.12 | Elect Director Shirakawa, Masaaki | Mgmt | For | For | For |
| 2.13 | Elect Director Nagase, Shin | Mgmt | For | For | For |
| 2.14 | Elect Director Egami, Setsuko | Mgmt | For | Against | Against |
| 2.15 | Elect Director Taka, Iwao | Mgmt | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | Principal Real Estate Income Fund | |
| | | | |
| | By: | /s/ Kathryn Burns | |
| | | Kathryn Burns | |
| | | President | |
| | | | |
| | Date: | July 15, 2021 | |
