UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT
Commission File Number 000-54905
CAPSTONE FINANCIAL GROUP, INC.
(Exact name of registrant as specified in its charter)
8600 Transit Road
East Amherst, New York 14051
(866) 798-4478
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Common Stock, $.001 par value
(Title of each class of securities covered by this Form)
None
(Title of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:
| Rule 12g-4(a)(1) | ☒ | |
| Rule 12g-4(a)(2) | ☐ | |
| Rule 12h-3(b)(1)(i) | ☒ | |
| Rule 12h-3(b)(1)(ii) | ☐ | |
| Rule 15d-6 | ☐ |
Approximate number of holders of record as of the certification or notice date:115
Pursuant to the requirements of the Securities Exchange Act of 1934, Capstone Financial Group, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.
| Date: December 30, 2016 | By: | /s/ Darin Pastor | |
| Darin Pastor | |||
| Chief Executive Officer |
