This Registration Statement may be executed in any number of counterparts, each of which shall be deemed an original, and all of such counterparts together shall constitute one and the same instrument.
PART I
INFORMATION REQUIRED IN PROSPECTUS
Cross Reference Sheet
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED
Item Number and Caption | | Location in Form of American Depositary Receipt (“Receipt”) Filed Herewith as Prospectus |
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1. | Name of Depositary and address of its principal executive office | | Face of Receipt, Introductory Article and bottom center. |
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2. | Title of Receipts and identity of deposited securities | | Face of Receipt, top center. |
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Terms of Deposit: | | |
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| (i) | The amount of deposited securities represented by one American Depositary Share ("ADSs") | | Face of Receipt, upper right corner. |
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| (ii) | The procedure for voting, if any, the deposited securities | | Articles (7), (8), (17) and (18) |
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| (iii) | The collection and distribution of dividends | | Articles (14) and (17) |
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| (iv) | The transmission of notices, reports and proxy soliciting material | | Articles (13) and (18). |
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| (v) | The sale or exercise of rights | | Articles (16) and (17) |
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| (vi) | The deposit or sale of securities resulting from dividends, splits or plans of reorganization | | Articles (3), (14) and (19) |
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| (vii) | Amendment, extension or termination of the deposit agreement | | Articles (22) and (23) (no provision for extensions). |
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| (viii) | Rights of holders of Receipts to inspect the transfer books of the Depositary and the list of holders of ADSs | | Article (13) |
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| (ix) | Restrictions upon the right to deposit or withdraw the underlying securities | | Articles (2), (3), (4), (6), (7), (8), (9) and (26). |
Item Number and Caption | | Location in Form of American Depositary Receipt (“Receipt”) Filed Herewith as Prospectus |
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| (x) | Limitation upon the liability of the Depositary | | Articles (4), (11) and (20) |
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3. | Fees and charges which may be imposed directly or indirectly on holders of ADSs | | |
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Item 2. AVAILABLE INFORMATION | | Article (13) |
The Company is subject to the periodic reporting requirements of the United States Securities Exchange Act of 1934, as amended, and, accordingly, files certain reports with, and submits certain reports to, the United States Securities and Exchange Commission (the “Commission”). These reports can be retrieved from the Commission’s internet website (www.sec.gov), and can be inspected and copied at the public reference facilities maintained by the Commission at 100 F Street, N.E., Washington D.C. 20549.
PROSPECTUS
The Prospectus consists of the proposed form of American Depositary Receipt included as Exhibit A to the Form of Deposit Agreement filed as Exhibit (a) to this Registration Statement on Form F-6 and is incorporated herein by reference.
PART II
INFORMATION NOT REQUIRED IN PROSPECTUS
Item 3. EXHIBITS
(a) | Form of Deposit Agreement, by and among Coca-Cola HBC AG (the “Company”), Citibank, N.A., as depositary (the “Depositary”), and Owners and Beneficial Owners of American Depositary Receipts issued thereunder (“Deposit Agreement”). ___ Filed herewith as Exhibit (a). |
(b) | Any other agreement to which the Depositary is a party relating to the issuance of the American Depositary Shares registered hereunder or the custody of the deposited securities represented thereby. ___ None. |
(c) | Every material contract relating to the deposited securities between the Depositary and the issuer of the deposited securities in effect at any time within the last three years. ___ None. |
(d) | Opinion of counsel for the Depositary as to the legality of the securities to be registered. ___ Previously Filed. |
(e) | Certificate under Rule 466. ___ None. |
(f) | Powers of Attorney for certain officers and directors and the authorized representative of the Company. ___ Previously Filed. |
Item 4. UNDERTAKINGS
(a) | The Depositary undertakes to make available at the principal office of the Depositary in the United States, for inspection by holders of ADSs, any reports and communications received from the issuer of the deposited securities which are both (1) received by the Depositary as the holder of the deposited securities, and (2) made generally available to the holders of the underlying securities by the issuer. |
(b) | If the amount of fees charged is not disclosed in the prospectus, the Depositary undertakes to prepare a separate document stating the amount of any fee charged and describing the service for which it is charged and to deliver promptly a copy of such fee schedule without charge to anyone upon request. The Depositary undertakes to notify each registered holder of an ADS thirty (30) days before any change in the fee schedule. |
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, Citibank, N.A., acting solely on behalf of the legal entity created by the Deposit Agreement, by and among Coca-Cola HBC AG, Citibank, N.A., as depositary, and all Owners and Beneficial Owners from time to time of American Depositary Receipts to be issued thereunder, certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Pre-Effective Amendment No. 1 to Registration Statement on Form F-6 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 8th day of March, 2013.
| Legal entity created by the Deposit Agreement under which the American Depositary Shares registered hereunder are to be issued, each American Depositary Share representing the right to receive one (1) ordinary share of Coca Cola HBC AG CITIBANK, N.A., solely in its capacity as Depositary | |
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| By: | /s/ Keith Galfo | |
| | Name: Keith Galfo | |
| | Title: Vice President | |
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, Coca-Cola HBC AG certifies that it has reasonable grounds to believe that all the requirements for filing on Form F-6 are met and has duly caused this Pre-Effective Amendment No. 1 to Registration Statement on Form F-6 to be signed on its behalf by the undersigned thereunto duly authorized, in Zurich, on March 8, 2013.
| COCA-COLA HBC AG | |
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| By: | /s/ Robert Ryan Rudolph | |
| | Name: Robert Ryan Rudolph | |
| | Title: Director, Principal Executive, | |
| | Financial and Accounting Officer | |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Pre-Effective Amendment No. 1 to Registration Statement on Form F-6 has been signed by the following persons in the following capacities on March 8, 2013.
Signatures | | Title |
| | |
* | | Chairman, Non-Executive Member |
George A. David | | (Director) |
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* | | Vice Chairman, Non-Executive Member |
Anastasios P. Leventis | | (Director) |
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* | | Non-Executive Member |
Anastassis G. David | | (Director) |
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* | | Non-Executive Member |
Haralambos K. Leventis | | (Director) |
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/s/ Robert Ryan Rudolph | | Member |
Robert Ryan Rudolph | | (Director and Principal Executive, Financial and Accounting Officer) |
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* | | Non-Executive Member (Director) |
Patrick K. Oesch | | |
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* | | Non-Executive Member (Director) |
Claudia Goebel | | |
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* | | Authorized Representative in the United States |
Donald J. Puglisi Puglisi & Associates | | |
* By: | /s/ Robert Ryan Rudolph | | |
| Robert Ryan Rudolph | | |
| Attorney-in-Fact | | |
Index to Exhibits
Exhibit | Document | Sequentially Numbered Page |
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(a) | Form of Deposit Agreement | |