Regent Investment Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3M COMPANY	COM	88579y101	1,784	7,579	SH		SOLE		7,079	0	500
3M COMPANY	COM	88579y101	43	181	SH		OTR		0	0	181
A T & T INC	COM	00206r102	1,374	35,351	SH		SOLE		31,001	0	4,350
A T & T INC	COM	00206r102	64	1,650	SH		OTR		0	0	1,650
ABBOTT LABORATORIES	COM	002824100	1,902	33,330	SH		SOLE		31,930	0	1,400
ABBVIE INC	COM	00287y109	1,147	11,865	SH		SOLE		11,230	0	635
ABBVIE INC	COM	00287y109	124	1,280	SH		OTR		0	0	1,280
ACTIVISION BLIZZARD	COM	00507v109	387	6,108	SH		SOLE		3,554	0	2,554
ADIENT PLC F	COM	g0084w101	565	7,180	SH		SOLE		6,680	0	500
ADOBE SYSTEMS INC	COM	00724f101	596	3,400	SH		SOLE		3,400	0	0
AENA SME S.A. EUR10 ISIN#ES010	COM	e526k0106	406	2,000	SH		SOLE		2,000	0	0
ALIBABA GROUP HLDG F SPONSORED	COM	01609w102	4,266	24,740	SH		SOLE		24,490	0	250
ALLERGAN PLC F	COM	g0177j108	824	5,040	SH		SOLE		4,860	0	180
ALPHABET INC. CLASS A	COM	02079k305	3,515	3,337	SH		SOLE		3,132	0	205
ALPHABET INC. CLASS C	COM	02079k107	7,307	6,983	SH		SOLE		6,673	0	310
ALTRIA GROUP INC	COM	02209S103	411	5,757	SH		SOLE		5,257	0	500
AMAZON COM INC	COM	023135106	5,337	4,564	SH		SOLE		4,335	0	229
AMER MIDSTREAM PRTNR LP	COM	02752p100	170	12,756	SH		SOLE		10,756	0	2,000
AMERICAN AIRLS GROUP	COM	02376r102	332	6,375	SH		SOLE		6,375	0	0
AMERICAN EXPRESS CO	COM	025816109	646	6,500	SH		SOLE		6,500	0	0
AMERICAN INTL GROUP	COM	026874784	890	14,940	SH		SOLE		14,340	0	600
AMERIPRISE FINANCIAL	COM	03076c106	1,129	6,663	SH		SOLE		6,663	0	0
AMERISOURCEBERGEN CO	COM	03073e105	1,470	16,013	SH		SOLE		14,733	0	1,280
AMGEN INC.	COM	031162100	487	2,800	SH		SOLE		1,350	0	1,450
ANHEUSER-BUSCH INBEV F SPONSOR	COM	03524a108	2,068	18,537	SH		SOLE		18,537	0	0
ANI PHARMACEUTICALS	COM	00182c103	2,127	33,000	SH		SOLE		29,000	0	4,000
ANNALY CAPITAL MGMT REIT	COM	035710409	259	21,816	SH		SOLE		20,966	0	850
ANNALY CAPITAL MGMT REIT	COM	035710409	12	1,000	SH		OTR		0	0	1,000
ANTHEM INC	COM	036752103	608	2,700	SH		SOLE		2,700	0	0
APOLLO INVESTMENT CORP	COM	03761u106	306	54,100	SH		SOLE		45,700	0	8,400
APOLLO INVESTMENT CORP	COM	03761u106	17	3,000	SH		OTR		0	0	3,000
APPLE INC	COM	037833100	10,484	61,952	SH		SOLE		57,767	0	4,185
AUTO DATA PROCESSING	COM	053015103	1,029	8,777	SH		SOLE		8,777	0	0
BAIDU INC F SPONSORED ADR 1 AD	COM	056752108	667	2,850	SH		SOLE		2,850	0	0
BANK OF AMERICA CORP	COM	060505104	2,894	98,042	SH		SOLE		89,442	0	8,600
BERKSHIRE HATHAWAY CLASS B	COM	084670702	3,597	18,148	SH		SOLE		18,148	0	0
BGC PARTNERS INC CLA	COM	05541t101	121	8,000	SH		SOLE		8,000	0	0
BGC PARTNERS INC CLA	COM	05541t101	76	5,000	SH		OTR		0	0	5,000
BIOTIME INC COM	COM	09066l105	48	22,500	SH		OTR		0	0	22,500
BLACKSTONE GROUP LP LP	COM	09253u108	288	9,000	SH		SOLE		9,000	0	0
BRISTOL-MYERS SQUIBB	COM	110122108	1,468	23,952	SH		SOLE		21,902	0	2,050
BRISTOL-MYERS SQUIBB	COM	110122108	80	1,300	SH		OTR		0	0	1,300
BROWN FORMAN CORP CL A	COM	115637100	562	8,360	SH		SOLE		8,360	0	0
BROWN FORMAN CORP CLASS B	COM	115637209	5,423	78,978	SH		SOLE		78,978	0	0
CAPITALA FINANCE CO	COM	14054r106	317	43,540	SH		SOLE		41,540	0	2,000
CAPITALA FINANCE CO	COM	14054r106	91	12,500	SH		OTR		0	0	12,500
CARDINAL HEALTH INC	COM	14149y108	213	3,480	SH		SOLE		2,980	0	500
CARNIVAL CORP F	COM	143658300	2,542	38,298	SH		SOLE		34,298	0	4,000
CATERPILLAR INC	COM	149123101	390	2,475	SH		SOLE		2,475	0	0
CAVIUM INC	COM	14964u108	4,062	48,450	SH		SOLE		46,850	0	1,600
CBS CORP CLASS B	COM	124857202	339	5,752	SH		SOLE		5,752	0	0
CELGENE CORP	COM	151020104	5,225	50,063	SH		SOLE		45,743	0	4,320
CHARTER COMMUNICATIONSINC NEWC	COM	16119p108	911	2,712	SH		SOLE		2,685	0	27
CHEVRON CORPORATION	COM	166764100	2,919	23,316	SH		SOLE		19,262	0	4,054
CHEVRON CORPORATION	COM	166764100	75	600	SH		OTR		0	0	600
CHUBB LTD F	COM	h1467j104	1,220	8,348	SH		SOLE		6,698	0	1,650
CHURCHILL DOWNS INC DUTCH TEND	COM	171484108	250	1,075	SH		SOLE		1,075	0	0
CIENA CORP	COM	171779309	676	32,307	SH		SOLE		30,307	0	2,000
CISCO SYSTEMS INC	COM	17275r102	2,217	57,898	SH		SOLE		45,998	0	11,900
CITIGROUP INC	COM	172967424	1,952	26,230	SH		SOLE		26,230	0	0
COCA COLA COMPANY	COM	191216100	1,876	40,899	SH		SOLE		40,399	0	500
COMCAST CORPORATION CLASS A	COM	20030n101	3,893	97,215	SH		SOLE		97,215	0	0
CONAGRA BRANDS INC	COM	205887102	271	7,195	SH		SOLE		7,195	0	0
CONOCOPHILLIPS	COM	20825c104	1,145	20,856	SH		SOLE		17,656	0	3,200
CONOCOPHILLIPS	COM	20825c104	26	481	SH		OTR		0	0	481
COTY INC CLASS A	COM	222070203	657	33,028	SH		SOLE		29,926	0	3,102
COTY INC CLASS A	COM	222070203	12	585	SH		OTR		0	0	585
CVS HEALTH CORP	COM	126650100	4,884	67,364	SH		SOLE		59,954	0	7,410
D X C TECHNOLOGY COM	COM	23355l106	7,618	80,274	SH		SOLE		74,710	0	5,564
DANAHER CORP	COM	235851102	1,473	15,868	SH		SOLE		15,868	0	0
DELTA AIR LINES INC	COM	247361702	1,361	24,312	SH		SOLE		22,855	0	1,457
DEVON ENERGY CORP	COM	25179m103	356	8,590	SH		SOLE		7,790	0	800
DIAGEO PLC F SPONSORED ADR 1 A	COM	25243q205	1,141	7,812	SH		SOLE		6,762	0	1,050
DOMINION ENERGY INC	COM	25746u109	219	2,696	SH		SOLE		2,696	0	0
DOWDUPONT INC	COM	26078j100	2,712	38,078	SH		SOLE		32,223	0	5,855
EATON CORP PLC F	COM	g29183103	500	6,323	SH		SOLE		6,323	0	0
EATON CORP PLC F	COM	g29183103	96	1,214	SH		OTR		0	0	1,214
EBAY INC	COM	278642103	306	8,100	SH		SOLE		8,100	0	0
ELI LILLY & COMPANY	COM	532457108	244	2,890	SH		SOLE		2,890	0	0
ELI LILLY & COMPANY	COM	532457108	55	653	SH		OTR		0	0	653
EMERSON ELECTRIC CO	COM	291011104	830	11,905	SH		SOLE		11,905	0	0
ENBRIDGE INC F	COM	29250n105	2,566	65,613	SH		SOLE		57,598	0	8,015
ENERGY TRANSFER PART LP	COM	29278n103	705	39,336	SH		SOLE		34,836	0	4,500
ENERGY TRANSFER PART LP	COM	29278n103	30	1,649	SH		OTR		0	0	1,649
EXPRESS SCRIPTS HLDG	COM	30219g108	934	12,510	SH		SOLE		10,910	0	1,600
EXXON MOBIL CORP	COM	30231g102	918	10,970	SH		SOLE		10,970	0	0
FACEBOOK INC CLASS A	COM	30303m102	10,579	59,951	SH		SOLE		57,076	0	2,875
FARMERS CAP BANK CO	COM	309562106	6,326	164,318	SH		SOLE		164,318	0	0
FEDEX CORPORATION	COM	31428x106	3,746	15,010	SH		SOLE		15,010	0	0
FISERV INC	COM	337738108	994	7,582	SH		SOLE		7,582	0	0
FLEXTRONICS INTL LTD F	COM	y2573f102	215	11,950	SH		SOLE		11,950	0	0
FORTIVE CORPORATION	COM	34959j108	256	3,534	SH		SOLE		3,534	0	0
GENERAL ELECTRIC CO	COM	369604103	887	50,819	SH		SOLE		43,019	0	7,800
GENERAL MILLS INC	COM	370334104	1,007	16,980	SH		SOLE		15,980	0	1,000
GENUINE PARTS CO	COM	372460105	301	3,165	SH		SOLE		3,165	0	0
GILEAD SCIENCES INC	COM	375558103	1,339	18,690	SH		SOLE		17,040	0	1,650
GOODYEAR TIRE&RUBBER	COM	382550101	568	17,576	SH		SOLE		16,576	0	1,000
HALLIBURTON CO HLDG	COM	406216101	502	10,270	SH		SOLE		9,520	0	750
HARTFORD FINL SVC GP	COM	416515104	450	8,000	SH		SOLE		8,000	0	0
HERSHEY COMPANY	COM	427866108	229	2,020	SH		SOLE		2,020	0	0
HEWLETT PACKARD ENTE	COM	42824c109	489	34,043	SH		SOLE		33,393	0	650
HILLENBRAND INC COM	COM	431571108	345	7,713	SH		SOLE		7,713	0	0
HOME DEPOT INC	COM	437076102	1,489	7,857	SH		SOLE		7,857	0	0
HONEYWELL INTL INC	COM	438516106	2,056	13,407	SH		SOLE		12,167	0	1,240
HUMANA INC	COM	444859102	1,296	5,224	SH		SOLE		5,224	0	0
IAC/INTERACTIVE CORP	COM	44919p508	2,307	18,870	SH		SOLE		18,870	0	0
IBM CORP	COM	459200101	229	1,493	SH		SOLE		1,193	0	300
ILLUMINA INC	COM	452327109	868	3,975	SH		SOLE		3,475	0	500
INTEL CORPORATION	COM	458140100	1,424	30,846	SH		SOLE		28,846	0	2,000
INTEL CORPORATION	COM	458140100	102	2,200	SH		OTR		0	0	2,200
J M SMUCKER CO	COM	832696405	372	2,994	SH		SOLE		2,100	0	894
JABIL INC	COM	466313103	365	13,900	SH		SOLE		11,900	0	2,000
JOHNSON & JOHNSON	COM	478160104	6,535	46,771	SH		SOLE		42,148	0	4,623
JOHNSON & JOHNSON	COM	478160104	56	400	SH		OTR		0	0	400
JPMORGAN CHASE & CO	COM	46625h100	11,170	104,450	SH		SOLE		97,365	0	7,085
KIMBERLY-CLARK CORP	COM	494368103	997	8,263	SH		SOLE		7,363	0	900
KIMBERLY-CLARK CORP	COM	494368103	97	800	SH		OTR		0	0	800
KINDER MORGAN INC	COM	49456b101	512	28,325	SH		SOLE		28,325	0	0
KKR & CO LP LP	COM	48248m102	284	13,500	SH		SOLE		11,500	0	2,000
KRAFT HEINZ COMPANY	COM	500754106	1,284	16,515	SH		SOLE		15,178	0	1,337
KRAFT HEINZ COMPANY	COM	500754106	47	600	SH		OTR		0	0	600
KROGER COMPANY	COM	501044101	445	16,200	SH		SOLE		13,200	0	3,000
LABORATORY CORP AMER HLDGSCOM	COM	50540r409	389	2,439	SH		SOLE		2,439	0	0
LAMAR ADVERTISING CO REIT	COM	512816109	651	8,765	SH		SOLE		8,565	0	200
LANDMARK INFRASTRUCT LP	COM	51508j108	1,629	90,025	SH		SOLE		84,825	0	5,200
LIBERTY ALL STAR EQUITYFD SH B	COM	530158104	287	45,587	SH		SOLE		45,587	0	0
LIBERTY ALL STAR EQUITYFD SH B	COM	530158104	212	33,700	SH		OTR		0	0	33,700
LIFE STORAGE INC	COM	53223x107	494	5,550	SH		SOLE		4,650	0	900
LINCOLN NATIONAL CO	COM	534187109	615	8,000	SH		SOLE		8,000	0	0
LOWES COMPANIES INC	COM	548661107	3,286	35,361	SH		SOLE		33,931	0	1,430
MACQUARIE INFRASTRUC	COM	55608b105	610	9,500	SH		SOLE		9,000	0	500
MAGNA INTL INC F	COM	559222401	286	5,050	SH		SOLE		5,050	0	0
MAGNA INTL INC F	COM	559222401	130	2,300	SH		OTR		0	0	2,300
MASTERCARD INC CLASS A	COM	57636q104	527	3,480	SH		SOLE		3,480	0	0
MAXIM INTEGRATED PRO	COM	57772k101	635	12,150	SH		SOLE		7,900	0	4,250
MC DONALDS CORP	COM	580135101	444	2,579	SH		SOLE		2,579	0	0
MCKESSON CORPORATION	COM	58155q103	2,617	16,784	SH		SOLE		15,759	0	1,025
MEDTRONIC PLC F	COM	g5960l103	355	4,400	SH		SOLE		4,000	0	400
MERCK & CO INC	COM	58933y105	2,340	41,594	SH		SOLE		37,544	0	4,050
MERCK & CO INC	COM	58933y105	51	901	SH		OTR		0	0	901
METLIFE INC	COM	59156r108	985	19,481	SH		SOLE		17,175	0	2,306
MICROCHIP TECHNOLOGY	COM	595017104	260	2,959	SH		SOLE		1,459	0	1,500
MICRON TECHNOLOGY	COM	595112103	1,826	44,415	SH		SOLE		44,415	0	0
MICROSOFT CORP	COM	594918104	2,325	27,183	SH		SOLE		25,683	0	1,500
MICROSOFT CORP	COM	594918104	137	1,600	SH		OTR		0	0	1,600
MID AMERICA APARTMEN REIT	COM	59522j103	546	5,425	SH		SOLE		4,425	0	1,000
MOLSON COORS BREWING CLASS B	COM	60871r209	222	2,700	SH		SOLE		2,200	0	500
MONDELEZ INTL CLASS A	COM	609207105	724	16,921	SH		SOLE		15,800	0	1,121
MONDELEZ INTL CLASS A	COM	609207105	39	900	SH		OTR		0	0	900
MOODYS CORP	COM	615369105	803	5,441	SH		SOLE		5,441	0	0
MORGAN STANLEY	COM	617446448	4,836	92,175	SH		SOLE		86,025	0	6,150
MOSAIC CO	COM	61945c103	304	11,846	SH		SOLE		10,846	0	1,000
MYLAN NV F	COM	n59465109	2,389	56,470	SH		SOLE		54,360	0	2,110
NEWELL BRANDS INC	COM	651229106	871	28,175	SH		SOLE		27,175	0	1,000
NEXTERA ENERGY INC	COM	65339f101	673	4,306	SH		SOLE		3,456	0	850
NEXTERA ENERGY INC	COM	65339f101	67	430	SH		OTR		0	0	430
NORFOLK SOUTHERN CO	COM	655844108	605	4,175	SH		SOLE		4,175	0	0
NXP SEMICONDUCTORS XXX SUBMITT	COM	n65990017	242	2,070	SH		SOLE		2,070	0	0
OCCIDENTAL PETROL CO	COM	674599105	295	4,000	SH		SOLE		4,000	0	0
ON SEMICONDUCTOR CO	COM	682189105	1,295	61,840	SH		SOLE		54,340	0	7,500
ORACLE CORPORATION	COM	68389x105	1,566	33,119	SH		SOLE		28,019	0	5,100
PALO ALTO NETWORKS INCCOM USD0	COM	697435105	1,102	7,600	SH		SOLE		7,600	0	0
PAYPAL HOLDINGS INCO	COM	70450y103	456	6,200	SH		SOLE		6,200	0	0
PEPSICO INCORPORATED	COM	713448108	974	8,121	SH		SOLE		7,621	0	500
PFIZER INCORPORATED	COM	717081103	2,242	61,903	SH		SOLE		59,903	0	2,000
PFIZER INCORPORATED	COM	717081103	106	2,929	SH		OTR		0	0	2,929
PHILIP MORRIS INTL	COM	718172109	722	6,830	SH		SOLE		6,830	0	0
PHILIP MORRIS INTL	COM	718172109	51	481	SH		OTR		0	0	481
PHILLIPS 66	COM	718546104	1,008	9,970	SH		SOLE		8,170	0	1,800
PNC FINANCIAL SRVCS	COM	693475105	539	3,738	SH		SOLE		3,738	0	0
PNC FINANCIAL SRVCS	COM	693475105	101	700	SH		OTR		0	0	700
PRICELINE GROUP	COM	741503403	5,578	3,210	SH		SOLE		3,019	0	191
PROCTER & GAMBLE	COM	742718109	4,784	52,066	SH		SOLE		45,893	0	6,173
PROCTER & GAMBLE	COM	742718109	78	850	SH		OTR		0	0	850
PRUDENTIAL FINANCIAL	COM	744320102	2,172	18,890	SH		SOLE		16,890	0	2,000
RIO TINTO PLC F SPONSORED ADR	COM	767204100	933	17,625	SH		SOLE		15,625	0	2,000
ROYAL CARIBBEAN CRUI F	COM	v7780t103	1,950	16,350	SH		SOLE		16,350	0	0
ROYAL DUTCH SHELL A ADRF SPONS	COM	780259206	307	4,600	SH		SOLE		4,600	0	0
ROYAL DUTCH SHELL F SPONSORED	COM	780259206	262	3,934	SH		SOLE		1,434	0	2,500
ROYAL DUTCH SHELL PL F SPONSOR	COM	780259107	781	11,435	SH		SOLE		10,935	0	500
S&P GLOBAL INC COM	COM	78409v104	279	1,649	SH		SOLE		1,649	0	0
SCHEIN HENRY INC	COM	806407102	489	7,000	SH		SOLE		7,000	0	0
SCHLUMBERGER LTD F	COM	806857108	633	9,387	SH		SOLE		8,382	0	1,005
SEAGATE TECHNOLOGY F	COM	g7945m107	209	5,000	SH		SOLE		5,000	0	0
SHERWIN WILLIAMS CO	COM	824348106	236	575	SH		SOLE		575	0	0
SKYWORKS SOLUTIONS	COM	83088m102	716	7,540	SH		SOLE		7,485	0	55
STARBUCKS CORP	COM	855244109	234	4,083	SH		SOLE		4,083	0	0
STONEMOR PARTNERS LP	COM	86183q100	192	29,307	SH		SOLE		24,307	0	5,000
STRYKER CORP	COM	863667101	975	6,300	SH		SOLE		6,300	0	0
TAIWAN SEMICONDUCTR F SPONSORE	COM	874039100	487	12,285	SH		SOLE		9,783	0	2,502
TECK RESOURCES	COM	878742204	215	8,200	SH		SOLE		8,200	0	0
TEMPLETON DRAGON CF	COM	88018t101	396	18,400	SH		SOLE		12,400	0	6,000
TENNECO INC	COM	880349105	211	3,600	SH		SOLE		3,600	0	0
TEXAS INSTRUMENTS	COM	882508104	1,708	16,350	SH		SOLE		11,350	0	5,000
TEXAS ROADHOUSE CLASS A	COM	882681109	279	5,300	SH		SOLE		4,300	0	1,000
THE CHARLES SCHWAB CORP	COM	808513105	1,884	36,683	SH		SOLE		36,683	0	0
THERMO FISHER SCNTFC	COM	883556102	1,682	8,860	SH		SOLE		7,810	0	1,050
TIME WARNER INC	COM	887317303	3,014	32,947	SH		SOLE		28,844	0	4,103
TJX COMPANIES INC	COM	872540109	1,762	23,040	SH		SOLE		20,440	0	2,600
TRACTOR SUPPLY COMP	COM	892356106	256	3,420	SH		SOLE		2,520	0	900
TRAVELERS COMPANIES	COM	89417e109	690	5,089	SH		SOLE		5,039	0	50
U S BANCORP	COM	902973304	854	15,930	SH		SOLE		13,930	0	2,000
UNILEVER PLC F SPONSORED ADR 1	COM	904767704	2,273	41,080	SH		SOLE		38,080	0	3,000
UNION PACIFIC CORP	COM	907818108	522	3,892	SH		SOLE		3,892	0	0
UNITED CONTL HLDGS	COM	910047109	398	5,900	SH		SOLE		5,400	0	500
UNITED PARCEL SRVC CLASS B	COM	911312106	213	1,789	SH		SOLE		1,789	0	0
UNITED PARCEL SRVC CLASS B	COM	911312106	24	200	SH		OTR		0	0	200
UNITED TECHNOLOGIES	COM	913017109	938	7,355	SH		SOLE		6,455	0	900
UNITEDHEALTH GRP INC	COM	91324p102	2,494	11,314	SH		SOLE		7,514	0	3,800
VENTAS INC REIT	COM	92276f100	378	6,296	SH		SOLE		4,046	0	2,250
VENTAS INC REIT	COM	92276f100	60	1,000	SH		OTR		0	0	1,000
VERIZON COMMUNICATN	COM	92343v104	1,455	27,498	SH		SOLE		23,320	0	4,178
VERIZON COMMUNICATN	COM	92343v104	45	841	SH		OTR		0	0	841
VF CORPORATION	COM	918204108	2,684	36,264	SH		SOLE		32,364	0	3,900
VISA INC CLASS A	COM	92826c839	1,894	16,610	SH		SOLE		16,610	0	0
WALGREENS BOOTS ALLI	COM	931427108	5,835	80,354	SH		SOLE		72,784	0	7,570
WALT DISNEY CO	COM	254687106	1,217	11,320	SH		SOLE		11,320	0	0
WASHINGTON PRIME GRO	COM	93964w108	100	14,000	SH		SOLE		14,000	0	0
WATERS CORP	COM	941848103	433	2,240	SH		SOLE		2,240	0	0
WELLS FARGO BK N A	COM	949746101	840	13,853	SH		SOLE		12,283	0	1,570
WELLTOWER INC REIT	COM	95040q104	223	3,500	SH		SOLE		3,000	0	500
WESTERN DIGITAL CORP	COM	958102105	2,977	37,430	SH		SOLE		33,080	0	4,350
WHIRLPOOL CORP	COM	963320106	2,437	14,450	SH		SOLE		13,430	0	1,020
WILLIAMS COMPANIES	COM	969457100	2,651	86,950	SH		SOLE		78,050	0	8,900
WONDER AUTO TECH INC XXX ESCRO	COM	978esc101	0	10,000	SH		SOLE		10,000	0	0
WORKDAY INC COM USD0.001CL A	COM	98138h101	1,988	19,539	SH		SOLE		19,539	0	0
YUM BRANDS INC	COM	988498101	922	11,300	SH		SOLE		7,950	0	3,350
YUM CHINA HOLDINGS I	COM	98850p109	452	11,300	SH		SOLE		7,950	0	3,350
ZIMMER BIOMET HLDGS	COM	98956p102	217	1,800	SH		SOLE		1,800	0	0
ISHARES CHINA LARGE CAP ETF	ETF	464287184	1,041	22,550	SH		SOLE		22,550	0	0
ISHARES MSCI EAFE ETF	ETF	464287465	259	3,685	SH		SOLE		3,685	0	0
ISHARES MSCI EAFE ETF	ETF	464287465	68	971	SH		OTR		0	0	971
ISHARES MSCI EMERGING MARKETS	ETF	464287234	405	8,594	SH		SOLE		5,944	0	2,650
ISHARES RUSSELL 2000 GROWTH ET	ETF	464287648	1,054	5,645	SH		SOLE		5,645	0	0
ISHARES RUSSELL 2000 VALUE ETF	ETF	464287630	253	2,011	SH		SOLE		2,011	0	0
ISHARES RUSSELL GROWTH MIDCAP	ETF	464287481	311	2,575	SH		SOLE		2,575	0	0
SCHWAB EMERGING MARKETS EQUITY	ETF	808524706	1,631	58,365	SH		SOLE		58,365	0	0
VANGUARD FTSE EMERGING MARKETS	ETF	922042858	1,343	29,250	SH		SOLE		25,250	0	4,000
WISDOMTREE TRUST JAPANHEDGE EQ	ETF	97717w851	967	16,300	SH		SOLE		16,300	0	0