Regent Investment Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3M CO	COM	88579y101	1,403	8,533	SH		SOLE		8,283	0	250
3M CO	COM	88579y101	30	181	SH		OTR		0	0	181
A T & T INC	COM	00206r102	3,782	99,941	SH		SOLE		93,424	0	6,517
A T & T INC	COM	00206r102	62	1,650	SH		OTR		0	0	1,650
ABBOTT LABORATORIES	COM	002824100	1,589	18,987	SH		SOLE		17,587	0	1,400
ABBVIE INC	COM	00287y109	1,385	18,286	SH		SOLE		17,651	0	635
ABBVIE INC	COM	00287y109	97	1,280	SH		OTR		0	0	1,280
ACTIVISION BLIZZARD	COM	00507v109	350	6,608	SH		SOLE		4,054	0	2,554
ADOBE INC	COM	00724f101	613	2,220	SH		SOLE		2,220	0	0
ALBEMARLE CORP	COM	012653101	909	13,070	SH		SOLE		12,570	0	500
ALIBABA GROUP HOLDING F SPONSO	COM	01609w102	4,107	24,560	SH		SOLE		23,610	0	950
ALLERGAN PLC F	COM	g0177j108	267	1,585	SH		SOLE		1,405	0	180
ALPHABET INC. CLASS A	COM	02079k305	3,361	2,752	SH		SOLE		2,642	0	110
ALPHABET INC. CLASS A	COM	02079k305	18	15	SH		OTR		0	0	15
ALPHABET INC. CLASS C	COM	02079k107	8,379	6,874	SH		SOLE		6,709	0	165
ALTRIA GROUP INC	COM	02209s103	260	6,357	SH		SOLE		5,857	0	500
AMAZON.COM INC	COM	023135106	8,725	5,026	SH		SOLE		4,769	0	257
AMAZON.COM INC	COM	023135106	17	10	SH		OTR		0	0	10
AMERICAN AIRLS GROUP	COM	02376r102	323	11,994	SH		SOLE		11,994	0	0
AMERICAN EXPRESS CO	COM	025816109	710	6,000	SH		SOLE		6,000	0	0
AMERICAN INTL GROUP	COM	026874784	637	11,440	SH		SOLE		11,440	0	0
AMERIPRISE FINL	COM	03076c106	1,668	11,338	SH		SOLE		11,088	0	250
AMERISOURCEBERGEN CORP	COM	03073e105	1,073	13,030	SH		SOLE		11,930	0	1,100
AMGEN INC.	COM	031162100	348	1,800	SH		SOLE		1,350	0	450
ANHEUSER BUSCH INBEV S F SPONS	COM	03524a108	1,322	13,894	SH		SOLE		13,394	0	500
ANI PHARMACEUTICALS	COM	00182c103	2,890	39,659	SH		SOLE		36,155	0	3,504
ANNALY CAPITAL MGMT REIT	COM	035710409	195	22,171	SH		SOLE		21,321	0	850
ANNALY CAPITAL MGMT REIT	COM	035710409	9	1,000	SH		OTR		0	0	1,000
ANTHEM INC	COM	036752103	604	2,515	SH		SOLE		2,515	0	0
APELLIS PHARMACEUTICALS	COM	03753u106	513	21,309	SH		SOLE		21,309	0	0
APOLLO COML REAL ESTATEFIN INC	COM	03762u105	84	4,400	SH		SOLE		4,400	0	0
APOLLO COML REAL ESTATEFIN INC	COM	03762u105	383	20,000	SH		OTR		0	0	20,000
APPLE INC	COM	037833100	13,576	60,615	SH		SOLE		58,330	0	2,285
APPLIED MATERIALS	COM	038222105	419	8,400	SH		SOLE		8,400	0	0
APPLIED MATERIALS	COM	038222105	20	400	SH		OTR		0	0	400
BAIDU COM INC F SPONSORED ADR	COM	056752108	412	4,005	SH		SOLE		4,005	0	0
BAIDU COM INC F SPONSORED ADR	COM	056752108	10	100	SH		OTR		0	0	100
BANK OF AMERICA CORP	COM	060505104	4,640	159,063	SH		SOLE		150,763	0	8,300
BECTON DICKINSON&CO	COM	075887109	1,333	5,271	SH		SOLE		5,066	0	205
BERKSHIRE HATHAWAY CLASS B	COM	084670702	1,916	9,212	SH		SOLE		9,212	0	0
BGC PARTNERS INC COM USD0.01CL	COM	05541t101	72	13,000	SH		SOLE		13,000	0	0
BGC PARTNERS INC COM USD0.01CL	COM	05541t101	429	78,000	SH		OTR		0	0	78,000
BOEING CO	COM	097023105	2,215	5,823	SH		SOLE		5,713	0	110
BOOKING HOLDINGS INC	COM	09857l108	4,067	2,072	SH		SOLE		1,896	0	176
BRISTOL-MYERS SQUIBB	COM	110122108	824	16,252	SH		SOLE		15,932	0	320
BRISTOL-MYERS SQUIBB	COM	110122108	66	1,300	SH		OTR		0	0	1,300
BRIXMOR PROPERTY GROUP I REIT	COM	11120u105	562	27,700	SH		SOLE		23,700	0	4,000
BROADCOM INC	COM	11135f101	2,112	7,649	SH		SOLE		7,549	0	100
BROWN FORMAN CORP CLASS A	COM	115637100	497	8,310	SH		SOLE		8,310	0	0
BROWN FORMAN CORP CLASS B	COM	115637209	6,349	101,125	SH		SOLE		101,125	0	0
CAPITALA FIN CO	COM	14054r106	114	13,725	SH		SOLE		13,725	0	0
CAPITALA FIN CO	COM	14054r106	397	47,900	SH		OTR		0	0	47,900
CARDINAL HEALTH INC	COM	14149y108	1,029	21,800	SH		SOLE		20,800	0	1,000
CARLYLE GROUP L P COMUTS LTD P	COM	14309l102	212	8,289	SH		SOLE		8,289	0	0
CARNIVAL CORP F	COM	143658300	2,282	52,210	SH		SOLE		49,210	0	3,000
CATERPILLAR INC	COM	149123101	313	2,475	SH		SOLE		2,475	0	0
CBS CORP CLASS B	COM	124857202	522	12,937	SH		SOLE		12,937	0	0
CELGENE CORP	COM	151020104	4,218	42,473	SH		SOLE		39,463	0	3,010
CHARLES SCHWAB CORP	COM	808513105	867	20,725	SH		SOLE		20,725	0	0
CHEVRON CORP	COM	166764100	2,213	18,659	SH		SOLE		16,005	0	2,654
CHEVRON CORP	COM	166764100	71	600	SH		OTR		0	0	600
CHUBB LTD F	COM	h1467j104	1,124	6,964	SH		SOLE		5,314	0	1,650
CHURCHILL DOWNS INC	COM	171484108	408	3,305	SH		SOLE		3,305	0	0
CIENA CORP	COM	171779309	278	7,087	SH		SOLE		7,087	0	0
CIGNA CORP	COM	125523100	433	2,854	SH		SOLE		2,466	0	388
CINEDIGM CORP COM NEW	COM	172406209	10	11,137	SH		SOLE		11,137	0	0
CISCO SYSTEMS INC	COM	17275r102	5,492	111,153	SH		SOLE		101,453	0	9,700
CITIGROUP INC	COM	172967424	3,357	48,600	SH		SOLE		47,100	0	1,500
CLEVELAND-CLIFFS INC	COM	185899101	76	10,500	SH		SOLE		10,500	0	0
CLEVELAND-CLIFFS INC	COM	185899101	2	265	SH		OTR		0	0	265
COMCAST CORP CLASS A	COM	20030n101	2,383	52,857	SH		SOLE		52,857	0	0
CONAGRA BRANDS INC	COM	205887102	511	16,665	SH		SOLE		16,665	0	0
CONOCOPHILLIPS	COM	20825c104	1,043	18,306	SH		SOLE		15,906	0	2,400
CORTEVA INC	COM	22052l104	259	9,244	SH		SOLE		7,682	0	1,562
COSTCO WHOLESALE CO	COM	22160k105	428	1,485	SH		SOLE		1,485	0	0
COTY INC CLASS A	COM	222070203	135	12,822	SH		SOLE		10,897	0	1,925
COTY INC CLASS A	COM	222070203	1	100	SH		OTR		0	0	100
CVS HEALTH CORP	COM	126650100	4,819	76,404	SH		SOLE		69,219	0	7,185
D X C TECHNOLOGY CO	COM	23355l106	1,060	35,939	SH		SOLE		33,139	0	2,800
D X C TECHNOLOGY CO	COM	23355l106	9	300	SH		OTR		0	0	300
DANAHER CORP	COM	235851102	1,172	8,118	SH		SOLE		8,118	0	0
DELTA AIR LINES INC	COM	247361702	1,280	22,217	SH		SOLE		20,760	0	1,457
DIAGEO PLC F SPONSORED ADR 1 A	COM	25243q205	883	5,400	SH		SOLE		4,750	0	650
DOMINION ENERGY INC	COM	25746u109	211	2,602	SH		SOLE		2,602	0	0
DOW INC	COM	260557103	440	9,231	SH		SOLE		7,669	0	1,562
DUPONT DE NEMOURS INC	COM	26614n102	673	9,439	SH		SOLE		7,877	0	1,562
EATON CORP PLC F	COM	g29183103	220	2,643	SH		SOLE		2,643	0	0
EATON CORP PLC F	COM	g29183103	101	1,214	SH		OTR		0	0	1,214
EBAY INC	COM	278642103	327	8,400	SH		SOLE		8,400	0	0
ELI LILLY AND CO COM	COM	532457108	512	4,580	SH		SOLE		4,580	0	0
ELI LILLY AND CO COM	COM	532457108	73	653	SH		OTR		0	0	653
EMERSON ELECTRIC CO	COM	291011104	816	12,207	SH		SOLE		12,207	0	0
ENBRIDGE INC F	COM	29250n105	516	14,701	SH		SOLE		11,458	0	3,243
ENERGY TRANSFER LP	COM	29273v100	833	63,699	SH		SOLE		56,939	0	6,760
ENERGY TRANSFER LP	COM	29273v100	45	3,419	SH		OTR		0	0	3,419
EXXON MOBIL CORP	COM	30231g102	730	10,331	SH		SOLE		10,331	0	0
FACEBOOK INC CLASS A	COM	30303m102	8,261	46,391	SH		SOLE		44,561	0	1,830
FEDEX CORP	COM	31428x106	2,428	16,679	SH		SOLE		16,679	0	0
FIRST SOLAR INC	COM	336433107	426	7,345	SH		SOLE		7,345	0	0
FISERV INC	COM	337738108	657	6,340	SH		SOLE		6,340	0	0
FORTIVE CORP DISC	COM	34959j108	242	3,534	SH		SOLE		3,534	0	0
GENERAL ELECTRIC CO	COM	369604103	133	14,886	SH		SOLE		12,886	0	2,000
GENERAL MILLS INC	COM	370334104	1,401	25,410	SH		SOLE		25,410	0	0
GENUINE PARTS CO COM USD1.00	COM	372460105	299	3,000	SH		SOLE		3,000	0	0
GILEAD SCIENCES INC	COM	375558103	478	7,545	SH		SOLE		6,970	0	575
HALLIBURTON CO HLDG	COM	406216101	201	10,650	SH		SOLE		9,650	0	1,000
HARTFORD FINL SVC GP	COM	416515104	518	8,549	SH		SOLE		8,549	0	0
HILLENBRAND INC COM	COM	431571108	238	7,713	SH		SOLE		7,713	0	0
HOME DEPOT INC	COM	437076102	1,965	8,469	SH		SOLE		8,469	0	0
HONEYWELL INTL INC	COM	438516106	1,808	10,687	SH		SOLE		9,557	0	1,130
HORIZON THERAPEUTICS P F	COM	g46188101	3,549	130,335	SH		SOLE		120,985	0	9,350
HUMANA INC	COM	444859102	924	3,613	SH		SOLE		3,613	0	0
IAC/INTERACTIVE CORP	COM	44919p508	3,631	16,660	SH		SOLE		15,935	0	725
ILLUMINA INC	COM	452327109	691	2,270	SH		SOLE		2,270	0	0
INTEL CORP	COM	458140100	1,413	27,421	SH		SOLE		25,421	0	2,000
INTEL CORP	COM	458140100	113	2,200	SH		OTR		0	0	2,200
J M SMUCKER CO	COM	832696405	1,263	11,479	SH		SOLE		9,970	0	1,509
J P MORGAN CHASE & CO	COM	46625h100	11,918	101,268	SH		SOLE		95,758	0	5,510
JABIL INC	COM	466313103	376	10,500	SH		SOLE		8,500	0	2,000
JOHNSON & JOHNSON	COM	478160104	6,457	49,906	SH		SOLE		46,193	0	3,713
JOHNSON & JOHNSON	COM	478160104	52	400	SH		OTR		0	0	400
KIMBERLY-CLARK CORP	COM	494368103	1,147	8,073	SH		SOLE		7,573	0	500
KIMBERLY-CLARK CORP	COM	494368103	114	800	SH		OTR		0	0	800
KINDER MORGAN INC	COM	49456b101	2,078	100,834	SH		SOLE		93,834	0	7,000
KRAFT HEINZ CO	COM	500754106	341	12,199	SH		SOLE		11,699	0	500
KRAFT HEINZ CO	COM	500754106	8	300	SH		OTR		0	0	300
KROGER CO	COM	501044101	348	13,500	SH		SOLE		12,500	0	1,000
L H C GROUP	COM	50187a107	208	1,830	SH		SOLE		1,830	0	0
LAMAR ADVERTISING CO0050 REIT	COM	512816109	571	6,965	SH		SOLE		6,765	0	200
LANDMARK INFRASTRUCTU LP	COM	51508j108	822	45,548	SH		SOLE		41,548	0	4,000
LIBERTY ALL STAR EQUITYFD SH B	COM	530158104	374	58,500	SH		SOLE		58,500	0	0
LIBERTY ALL STAR EQUITYFD SH B	COM	530158104	586	91,500	SH		OTR		0	0	91,500
LINCOLN NTNL CO	COM	534187109	470	7,800	SH		SOLE		7,800	0	0
LINEAGE CELL THERAPEUTICSINC C	COM	53566p109	20	20,000	SH		OTR		0	0	20,000
LIVENT CORP 00500	COM	53814l108	775	115,775	SH		SOLE		112,775	0	3,000
LOWES COMPANIES INC	COM	548661107	1,010	9,183	SH		SOLE		8,553	0	630
MALIN CORP PLC ORDF	COM	g5s5fh107	44	10,000	SH		SOLE		10,000	0	0
MASTERCARD INC CLASS A	COM	57636q104	593	2,185	SH		SOLE		2,185	0	0
MAXIM INTEGRATED PRO	COM	57772k101	501	8,650	SH		SOLE		5,400	0	3,250
MC DONALDS CORP	COM	580135101	470	2,189	SH		SOLE		2,189	0	0
MCKESSON CORP	COM	58155q103	1,040	7,610	SH		SOLE		6,960	0	650
MEDTRONIC PLC USD0.0001	COM	g5960l103	219	2,012	SH		SOLE		2,012	0	0
MERCK & CO. INC.	COM	58933y105	4,339	51,546	SH		SOLE		46,996	0	4,550
MERCK & CO. INC.	COM	58933y105	76	901	SH		OTR		0	0	901
METLIFE INC	COM	59156r108	968	20,531	SH		SOLE		18,725	0	1,806
MICROCHIP TECHNOLOGY	COM	595017104	247	2,659	SH		SOLE		1,159	0	1,500
MICRON TECHNOLOGY	COM	595112103	2,403	56,070	SH		SOLE		56,070	0	0
MICROSOFT CORP	COM	594918104	8,395	60,381	SH		SOLE		57,231	0	3,150
MICROSOFT CORP	COM	594918104	222	1,600	SH		OTR		0	0	1,600
MONDELEZ INTL CLASS A	COM	609207105	869	15,709	SH		SOLE		14,588	0	1,121
MONDELEZ INTL CLASS A	COM	609207105	50	900	SH		OTR		0	0	900
MOODYS CORP COM USD0.01	COM	615369105	239	1,168	SH		SOLE		1,168	0	0
MORGAN STANLEY	COM	617446448	3,277	76,790	SH		SOLE		71,440	0	5,350
MR COOPER GROUP INC	COM	62482r107	117	11,024	SH		SOLE		11,024	0	0
MYLAN NV F	COM	n59465109	962	48,625	SH		SOLE		46,625	0	2,000
NEWMARK GROUP INC CL A	COM	65158n102	29	3,247	SH		SOLE		3,247	0	0
NEWMARK GROUP INC CL A	COM	65158n102	202	22,318	SH		OTR		0	0	22,318
NEXTERA ENERGY INC	COM	65339f101	722	3,100	SH		SOLE		2,250	0	850
NEXTERA ENERGY INC	COM	65339f101	100	430	SH		OTR		0	0	430
NORFOLK SOUTHERN CO	COM	655844108	648	3,605	SH		SOLE		3,605	0	0
ON SEMICONDUCTOR CO	COM	682189105	851	44,298	SH		SOLE		37,798	0	6,500
ORACLE CORP	COM	68389x105	1,450	26,343	SH		SOLE		22,243	0	4,100
PALO ALTO NETWORKS INCCOM USD0	COM	697435105	820	4,025	SH		SOLE		4,025	0	0
PALO ALTO NETWORKS INCCOM USD0	COM	697435105	15	75	SH		OTR		0	0	75
PAYPAL HOLDINGS INCORPOR	COM	70450y103	586	5,660	SH		SOLE		5,660	0	0
PEPSICO INC	COM	713448108	1,061	7,741	SH		SOLE		6,741	0	1,000
PERSPECTA INC	COM	715347100	410	15,678	SH		SOLE		13,802	0	1,876
PFIZER INC	COM	717081103	1,925	53,580	SH		SOLE		52,580	0	1,000
PFIZER INC	COM	717081103	105	2,929	SH		OTR		0	0	2,929
PHILIP MORRIS INTL	COM	718172109	530	6,985	SH		SOLE		6,985	0	0
PHILIP MORRIS INTL	COM	718172109	37	481	SH		OTR		0	0	481
PHILLIPS 66	COM	718546104	798	7,795	SH		SOLE		6,395	0	1,400
PLAINS ALL AMERICAN P LP	COM	726503105	336	16,200	SH		SOLE		16,200	0	0
PNC FINL SERVICES	COM	693475105	522	3,725	SH		SOLE		3,725	0	0
PNC FINL SERVICES	COM	693475105	98	700	SH		OTR		0	0	700
PPL CORP	COM	69351t106	912	28,975	SH		SOLE		26,475	0	2,500
PROCTER & GAMBLE	COM	742718109	6,412	51,555	SH		SOLE		46,411	0	5,144
PROCTER & GAMBLE	COM	742718109	106	850	SH		OTR		0	0	850
PRUDENTIAL FINL	COM	744320102	2,201	24,465	SH		SOLE		22,965	0	1,500
QUALCOMM INC	COM	747525103	2,380	31,202	SH		SOLE		31,202	0	0
RAYTHEON CO	COM	755111507	216	1,100	SH		SOLE		1,100	0	0
RIO TINTO PLC F SPONSORED ADR	COM	767204100	609	11,700	SH		SOLE		10,700	0	1,000
ROYAL CARIBBEAN CRUISE F	COM	v7780t103	2,203	20,333	SH		SOLE		19,873	0	460
ROYAL DUTCH SHELL F SPONSORED	COM	780259107	552	9,210	SH		SOLE		8,710	0	500
S&P GLOBAL INC COM	COM	78409v104	302	1,233	SH		SOLE		1,233	0	0
SCHEIN HENRY INC	COM	806407102	445	7,000	SH		SOLE		7,000	0	0
SCHLUMBERGER LTD F	COM	806857108	228	6,686	SH		SOLE		6,586	0	100
SEAGATE TECHNOLOGY F	COM	g7945m107	272	5,062	SH		SOLE		5,062	0	0
SHERWIN WILLIAMS CO	COM	824348106	234	425	SH		SOLE		425	0	0
SKYWORKS SOLUTIONS	COM	83088m102	2,329	29,385	SH		SOLE		28,830	0	555
STARBUCKS CORP	COM	855244109	286	3,234	SH		SOLE		3,234	0	0
STRYKER CORP	COM	863667101	1,363	6,300	SH		SOLE		6,300	0	0
TAIWAN SEMICONDUCTR F SPONSORE	COM	874039100	625	13,453	SH		SOLE		10,951	0	2,502
TEMPLETON DRAGON CF	COM	88018t101	224	12,500	SH		SOLE		7,500	0	5,000
TEXAS INSTRUMENTS	COM	882508104	1,557	12,050	SH		SOLE		10,050	0	2,000
THE COCA-COLA CO	COM	191216100	2,145	39,399	SH		SOLE		38,899	0	500
THE MOSAIC CO	COM	61945c103	256	12,500	SH		SOLE		11,500	0	1,000
THERMO FISHER SCNTFC	COM	883556102	2,353	8,080	SH		SOLE		7,905	0	175
TJX COMPANIES INC	COM	872540109	2,260	40,545	SH		SOLE		37,345	0	3,200
TRAVELERS COMPANIES	COM	89417e109	887	5,963	SH		SOLE		5,638	0	325
U S BANCORP	COM	902973304	829	14,980	SH		SOLE		13,980	0	1,000
ULTA BEAUTY INC.	COM	90384s303	304	1,213	SH		SOLE		1,113	0	100
UNILEVER PLC F SPONSORED ADR 1	COM	904767704	2,904	48,314	SH		SOLE		46,110	0	2,204
UNION PACIFIC CORP	COM	907818108	986	6,087	SH		SOLE		6,087	0	0
UNITED AIRLINES HLDGS	COM	910047109	768	8,690	SH		SOLE		8,190	0	500
UNITED PARCEL SRVC CLASS B	COM	911312106	243	2,030	SH		SOLE		2,030	0	0
UNITED TECHNOLOGIES	COM	913017109	907	6,645	SH		SOLE		5,745	0	900
UNITEDHEALTH GRP INC	COM	91324p102	2,779	12,787	SH		SOLE		10,402	0	2,385
VERISIGN INC	COM	92343e102	1,391	7,375	SH		SOLE		7,375	0	0
VERIZON COMMUNICATN	COM	92343v104	4,522	74,920	SH		SOLE		70,582	0	4,338
VERIZON COMMUNICATN	COM	92343v104	51	841	SH		OTR		0	0	841
VF CORP	COM	918204108	2,077	23,339	SH		SOLE		22,439	0	900
VICI PROPERTIES INC	COM	925652109	270	11,900	SH		SOLE		10,400	0	1,500
VISA INC CLASS A	COM	92826c839	3,292	19,140	SH		SOLE		19,140	0	0
WALGREENS BOOTS ALLI	COM	931427108	3,573	64,592	SH		SOLE		61,072	0	3,520
WALT DISNEY CO	COM	254687106	1,933	14,833	SH		SOLE		14,833	0	0
WASHINGTON PRIME GROUP N	COM	93964w108	46	11,000	SH		SOLE		11,000	0	0
WASTE MANAGEMENT INC	COM	94106l109	104	900	SH		SOLE		0	0	900
WASTE MANAGEMENT INC	COM	94106l109	150	1,300	SH		OTR		0	0	1,300
WATERS CORP	COM	941848103	500	2,240	SH		SOLE		2,240	0	0
WELLS FARGO BK N A	COM	949746101	396	7,841	SH		SOLE		6,271	0	1,570
WESBANCO INC	COM	950810101	5,965	159,607	SH		SOLE		159,607	0	0
WESTERN DIGITAL CORP	COM	958102105	1,295	21,713	SH		SOLE		18,363	0	3,350
WEYERHAEUSER CO REIT	COM	962166104	260	9,400	SH		SOLE		6,800	0	2,600
WHIRLPOOL CORP	COM	963320106	915	5,780	SH		SOLE		5,780	0	0
WILLIAMS COMPANIES	COM	969457100	3,289	136,680	SH		SOLE		128,095	0	8,585
WILLIAMS COMPANIES	COM	969457100	58	2,400	SH		OTR		0	0	2,400
WONDER AUTO TECH INC XXX ESCRO	COM	978esc101	0	10,000	SH		SOLE		10,000	0	0
WORKDAY INC CLASS A	COM	98138h101	2,116	12,450	SH		SOLE		12,450	0	0
YUM BRANDS INC	COM	988498101	981	8,650	SH		SOLE		6,500	0	2,150
YUM CHINA HOLDINGS INC	COM	98850p109	361	7,950	SH		SOLE		5,600	0	2,350
ZIMMER BIOMET HLDGS INCCOM	COM	98956p102	247	1,800	SH		SOLE		1,800	0	0
ETFIS SER TR I INFRACAPACTIVE	ETF	26923g103	12	2,500	SH		SOLE		2,500	0	0
ETFIS SER TR I INFRACAPACTIVE	ETF	26923g103	256	52,000	SH		OTR		0	0	52,000
ISHARES CORE S&P 500ETF	ETF	464287200	45	150	SH		SOLE		150	0	0
ISHARES CORE S&P 500ETF	ETF	464287200	158	528	SH		OTR		0	0	528
ISHARES MSCI EAFE ETF	ETF	464287465	203	3,110	SH		SOLE		3,110	0	0
ISHARES MSCI EAFE ETF	ETF	464287465	63	971	SH		OTR		0	0	971
ISHARES MSCI EMERGING MARKETS	ETF	464287234	297	7,279	SH		SOLE		4,629	0	2,650
ISHARES RUSSELL 2000 VALUE ETF	ETF	464287630	972	8,141	SH		SOLE		8,141	0	0
ISHARES RUSSELL 2000GROWTH ETF	ETF	464287648	241	1,250	SH		SOLE		1,250	0	0
ISHARES RUSSELL MIDCAPGROWTH	ETF	464287481	297	2,100	SH		SOLE		2,100	0	0
SCHWAB EMERGING MARKETS EQUITY	ETF	808524706	2,161	85,990	SH		SOLE		85,990	0	0
SCHWAB US LARGE CAP GROWTH ETF	ETF	808524300	363	4,320	SH		SOLE		4,320	0	0
VANGUARD FTSE EMERGING MARKETS	ETF	922042858	1,372	34,070	SH		SOLE		30,070	0	4,000
WISDOMTREE TRUST JAPANHEDGE EQ	ETF	97717w851	710	14,075	SH		SOLE		14,075	0	0