Regent Investment Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3M CO	COM	88579y101	1,347	7,633	SH		SOLE		7,383	0	250
3M CO	COM	88579y101	32	181	SH		OTR		0	0	181
A T & T INC	COM	00206r102	4,135	105,816	SH		SOLE		99,299	0	6,517
A T & T INC	COM	00206r102	64	1,650	SH		OTR		0	0	1,650
ABBOTT LABORATORIES	COM	002824100	1,645	18,941	SH		SOLE		17,541	0	1,400
ABBVIE INC	COM	00287y109	1,395	15,751	SH		SOLE		15,116	0	635
ABBVIE INC	COM	00287y109	113	1,280	SH		OTR		0	0	1,280
ACTIVISION BLIZZARD	COM	00507v109	411	6,909	SH		SOLE		4,355	0	2,554
ADOBE INC	COM	00724f101	732	2,220	SH		SOLE		2,220	0	0
ALBEMARLE CORP	COM	012653101	888	12,155	SH		SOLE		12,155	0	0
ALIBABA GROUP HOLDING F SPONSO	COM	01609w102	5,159	24,325	SH		SOLE		23,375	0	950
ALLERGAN PLC F	COM	g0177j108	301	1,573	SH		SOLE		1,393	0	180
ALPHABET INC. CLASS A	COM	02079k305	3,695	2,759	SH		SOLE		2,649	0	110
ALPHABET INC. CLASS C	COM	02079k107	8,951	6,695	SH		SOLE		6,530	0	165
ALTRIA GROUP INC	COM	02209s103	263	5,265	SH		SOLE		4,765	0	500
AMAZON.COM INC	COM	023135106	9,248	5,005	SH		SOLE		4,748	0	257
AMERICAN EXPRESS CO	COM	025816109	747	6,000	SH		SOLE		6,000	0	0
AMERICAN INTL GROUP	COM	026874784	633	12,340	SH		SOLE		12,340	0	0
AMERIPRISE FINL	COM	03076c106	1,934	11,613	SH		SOLE		11,363	0	250
AMERISOURCEBERGEN CORP	COM	03073e105	895	10,530	SH		SOLE		9,430	0	1,100
AMGEN INC.	COM	031162100	434	1,800	SH		SOLE		1,350	0	450
ANHEUSER BUSCH INBEV S F SPONS	COM	03524a108	1,265	15,414	SH		SOLE		14,914	0	500
ANI PHARMACEUTICALS	COM	00182c103	2,549	41,329	SH		SOLE		37,825	0	3,504
ANNALY CAPITAL MGMT REIT	COM	035710409	199	21,171	SH		SOLE		20,321	0	850
ANNALY CAPITAL MGMT REIT	COM	035710409	9	1,000	SH		OTR		0	0	1,000
ANTHEM INC	COM	036752103	760	2,515	SH		SOLE		2,515	0	0
APELLIS PHARMACEUTICALS	COM	03753u106	652	21,309	SH		SOLE		21,309	0	0
APOLLO COML REAL ESTATEFIN INC	COM	03762u105	80	4,400	SH		SOLE		4,400	0	0
APOLLO COML REAL ESTATEFIN INC	COM	03762u105	402	22,000	SH		OTR		0	0	22,000
APPLE INC	COM	037833100	16,988	57,851	SH		SOLE		55,566	0	2,285
APPLIED MATERIALS	COM	038222105	439	7,200	SH		SOLE		7,200	0	0
BAIDU COM INC F SPONSORED ADR	COM	056752108	305	2,410	SH		SOLE		2,410	0	0
BAIDU COM INC F SPONSORED ADR	COM	056752108	13	100	SH		OTR		0	0	100
BANK OF AMERICA CORP	COM	060505104	5,136	145,817	SH		SOLE		137,517	0	8,300
BECTON DICKINSON&CO	COM	075887109	1,398	5,141	SH		SOLE		4,936	0	205
BERKSHIRE HATHAWAY B NEW CLASS	COM	084670702	222	981	SH		SOLE		575	0	406
BERKSHIRE HATHAWAY CLASS B	COM	084670702	2,080	9,184	SH		SOLE		9,184	0	0
BGC PARTNERS INC COM USD0.01CL	COM	05541t101	77	13,000	SH		SOLE		13,000	0	0
BGC PARTNERS INC COM USD0.01CL	COM	05541t101	505	85,000	SH		OTR		0	0	85,000
BLACKSTONE GROUP INC	COM	09260d107	224	4,000	SH		SOLE		4,000	0	0
BOEING CO	COM	097023105	1,600	4,913	SH		SOLE		4,803	0	110
BOOKING HOLDINGS INC	COM	09857l108	3,017	1,469	SH		SOLE		1,293	0	176
BRISTOL-MYERS SQUIBB	COM	110122108	5,025	78,286	SH		SOLE		74,656	0	3,630
BRISTOL-MYERS SQUIBB	COM	110122108	83	1,300	SH		OTR		0	0	1,300
BRIXMOR PROPERTY GROUP I REIT	COM	11120u105	683	31,600	SH		SOLE		27,600	0	4,000
BROADCOM INC	COM	11135f101	2,138	6,765	SH		SOLE		6,665	0	100
BROWN FORMAN CORP CLASS A	COM	115637100	522	8,310	SH		SOLE		8,310	0	0
BROWN FORMAN CORP CLASS B	COM	115637209	6,852	101,355	SH		SOLE		101,355	0	0
CAPITALA FIN CO	COM	14054r106	114	13,050	SH		SOLE		13,050	0	0
CAPITALA FIN CO	COM	14054r106	505	57,900	SH		OTR		0	0	57,900
CARDINAL HEALTH INC	COM	14149y108	695	13,750	SH		SOLE		12,750	0	1,000
CARLYLE GROUP L P COMUTS LTD P	COM	14316J108	263	8,196	SH		SOLE		8,196	0	0
CARNIVAL CORP F	COM	143658300	1,836	36,123	SH		SOLE		33,123	0	3,000
CATERPILLAR INC	COM	149123101	366	2,475	SH		SOLE		2,475	0	0
CHARLES SCHWAB CORP	COM	808513105	341	7,175	SH		SOLE		7,175	0	0
CHEVRON CORP	COM	166764100	2,291	19,009	SH		SOLE		16,355	0	2,654
CHEVRON CORP	COM	166764100	72	600	SH		OTR		0	0	600
CHUBB LTD F	COM	h1467j104	1,065	6,841	SH		SOLE		5,191	0	1,650
CHURCHILL DOWNS INC	COM	171484108	481	3,505	SH		SOLE		3,505	0	0
CIENA CORP	COM	171779309	281	6,587	SH		SOLE		6,587	0	0
CIGNA CORP	COM	125523100	563	2,754	SH		SOLE		2,366	0	388
CINEDIGM CORP COM NEW	COM	172406209	8	11,137	SH		SOLE		11,137	0	0
CISCO SYSTEMS INC	COM	17275r102	4,688	97,754	SH		SOLE		88,054	0	9,700
CITIGROUP INC	COM	172967424	3,634	45,493	SH		SOLE		43,993	0	1,500
CLEVELAND-CLIFFS INC	COM	185899101	80	9,500	SH		SOLE		9,500	0	0
CLEVELAND-CLIFFS INC	COM	185899101	61	7,265	SH		OTR		0	0	7,265
COMCAST CORP CLASS A	COM	20030n101	2,372	52,742	SH		SOLE		52,742	0	0
CONAGRA BRANDS INC	COM	205887102	585	17,075	SH		SOLE		17,075	0	0
CONOCOPHILLIPS	COM	20825c104	1,093	16,805	SH		SOLE		14,405	0	2,400
CORTEVA INC	COM	22052l104	265	8,965	SH		SOLE		7,638	0	1,327
COSTCO WHOLESALE CO	COM	22160k105	436	1,485	SH		SOLE		1,485	0	0
COTY INC CLASS A	COM	222070203	163	14,527	SH		SOLE		12,602	0	1,925
COTY INC CLASS A	COM	222070203	1	100	SH		OTR		0	0	100
CVS HEALTH CORP	COM	126650100	5,259	70,792	SH		SOLE		63,607	0	7,185
D X C TECHNOLOGY CO	COM	23355l106	788	20,976	SH		SOLE		19,176	0	1,800
D X C TECHNOLOGY CO	COM	23355l106	11	300	SH		OTR		0	0	300
DANAHER CORP	COM	235851102	1,246	8,118	SH		SOLE		8,118	0	0
DELTA AIR LINES INC DEL	COM	247361702	1,399	23,917	SH		SOLE		22,460	0	1,457
DIAGEO PLC F SPONSORED ADR 1 A	COM	25243q205	909	5,400	SH		SOLE		4,750	0	650
DOMINION ENERGY INC	COM	25746u109	215	2,602	SH		SOLE		2,602	0	0
DOW INC	COM	260557103	393	7,178	SH		SOLE		5,851	0	1,327
DUPONT DE NEMOURS INC	COM	26614n102	575	8,963	SH		SOLE		7,636	0	1,327
EATON CORP PLC F	COM	g29183103	250	2,643	SH		SOLE		2,643	0	0
EATON CORP PLC F	COM	g29183103	115	1,214	SH		OTR		0	0	1,214
EBAY INC	COM	278642103	318	8,800	SH		SOLE		8,800	0	0
ELI LILLY AND CO COM	COM	532457108	602	4,580	SH		SOLE		4,580	0	0
ELI LILLY AND CO COM	COM	532457108	86	653	SH		OTR		0	0	653
EMERSON ELECTRIC CO	COM	291011104	931	12,207	SH		SOLE		12,207	0	0
ENBRIDGE INC F	COM	29250n105	472	11,864	SH		SOLE		8,621	0	3,243
ENERGY TRANSFER LP	COM	29273v100	806	62,849	SH		SOLE		56,089	0	6,760
ENERGY TRANSFER LP	COM	29273v100	44	3,419	SH		OTR		0	0	3,419
EXPEDIA GROUP INC.	COM	30212p303	1,462	13,515	SH		SOLE		13,515	0	0
EXXON MOBIL CORP	COM	30231g102	735	10,531	SH		SOLE		10,531	0	0
FACEBOOK INC CLASS A	COM	30303m102	9,719	47,350	SH		SOLE		45,520	0	1,830
FEDEX CORP	COM	31428x106	2,036	13,464	SH		SOLE		13,464	0	0
FORTIVE CORP DISC	COM	34959j108	270	3,534	SH		SOLE		3,534	0	0
GENERAL ELECTRIC CO	COM	369604103	167	14,940	SH		SOLE		12,940	0	2,000
GENERAL MILLS INC	COM	370334104	1,385	25,860	SH		SOLE		25,860	0	0
GENUINE PARTS CO COM USD1.00	COM	372460105	319	3,000	SH		SOLE		3,000	0	0
GILEAD SCIENCES INC	COM	375558103	490	7,545	SH		SOLE		6,970	0	575
GOLAR LNG PARTNERS LPCOM UNIT	COM	y2745c102	80	9,000	SH		SOLE		9,000	0	0
GOLAR LNG PARTNERS LPCOM UNIT	COM	y2745c102	62	7,000	SH		OTR		0	0	7,000
HALLIBURTON CO HLDG	COM	406216101	226	9,250	SH		SOLE		8,250	0	1,000
HARTFORD FINL SVC GP	COM	416515104	489	8,052	SH		SOLE		8,052	0	0
HILL ROM HLDGS COM	COM	431475102	204	1,800	SH		SOLE		1,800	0	0
HILLENBRAND INC COM	COM	431571108	257	7,713	SH		SOLE		7,713	0	0
HOME DEPOT INC	COM	437076102	1,820	8,336	SH		SOLE		8,336	0	0
HONEYWELL INTL INC	COM	438516106	1,891	10,684	SH		SOLE		9,554	0	1,130
HORIZON THERAPEUTICS P F	COM	g46188101	4,798	132,548	SH		SOLE		123,198	0	9,350
HUMANA INC	COM	444859102	1,207	3,293	SH		SOLE		3,293	0	0
IAC/INTERACTIVE CORP	COM	44919p508	4,043	16,230	SH		SOLE		15,505	0	725
ILLUMINA INC	COM	452327109	695	2,095	SH		SOLE		2,095	0	0
INTEL CORP	COM	458140100	1,635	27,321	SH		SOLE		25,321	0	2,000
INTEL CORP	COM	458140100	132	2,200	SH		OTR		0	0	2,200
J M SMUCKER CO	COM	832696405	924	8,874	SH		SOLE		7,365	0	1,509
J P MORGAN CHASE & CO	COM	46625h100	13,599	97,556	SH		SOLE		92,046	0	5,510
JABIL INC	COM	466313103	432	10,450	SH		SOLE		8,450	0	2,000
JOHNSON & JOHNSON	COM	478160104	7,098	48,662	SH		SOLE		44,949	0	3,713
JOHNSON & JOHNSON	COM	478160104	58	400	SH		OTR		0	0	400
KIMBERLY-CLARK CORP	COM	494368103	1,110	8,073	SH		SOLE		7,573	0	500
KIMBERLY-CLARK CORP	COM	494368103	110	800	SH		OTR		0	0	800
KINDER MORGAN INC	COM	49456b101	2,160	102,034	SH		SOLE		95,034	0	7,000
KRAFT HEINZ CO	COM	500754106	367	11,414	SH		SOLE		10,914	0	500
KRAFT HEINZ CO	COM	500754106	10	300	SH		OTR		0	0	300
KROGER CO	COM	501044101	391	13,500	SH		SOLE		12,500	0	1,000
L H C GROUP	COM	50187a107	252	1,830	SH		SOLE		1,830	0	0
LAMAR ADVERTISING CO0050 REIT	COM	512816109	622	6,965	SH		SOLE		6,765	0	200
LANDMARK INFRASTRUCTU LP	COM	51508j108	738	44,984	SH		SOLE		41,784	0	3,200
LIBERTY ALL STAR EQUITYFD SH B	COM	530158104	396	58,500	SH		SOLE		58,500	0	0
LIBERTY ALL STAR EQUITYFD SH B	COM	530158104	518	76,500	SH		OTR		0	0	76,500
LINCOLN NTNL CO	COM	534187109	460	7,800	SH		SOLE		7,800	0	0
LINEAGE CELL THERAPEUTICSINC C	COM	53566p109	18	20,000	SH		OTR		0	0	20,000
LIVENT CORP 00500	COM	53814l108	816	95,425	SH		SOLE		92,425	0	3,000
LOWES COMPANIES INC	COM	548661107	1,107	9,245	SH		SOLE		8,615	0	630
MALIN CORP PLC ORDF	COM	g5s5fh107	51	10,000	SH		SOLE		10,000	0	0
MASTERCARD INC CLASS A	COM	57636q104	646	2,165	SH		SOLE		2,165	0	0
MAXIM INTEGRATED PRO	COM	57772k101	391	6,350	SH		SOLE		3,100	0	3,250
MC DONALDS CORP	COM	580135101	433	2,189	SH		SOLE		2,189	0	0
MCKESSON CORP	COM	58155q103	1,080	7,810	SH		SOLE		7,160	0	650
MERCK & CO. INC.	COM	58933y105	4,815	52,936	SH		SOLE		48,386	0	4,550
MERCK & CO. INC.	COM	58933y105	82	901	SH		OTR		0	0	901
METLIFE INC	COM	59156r108	1,046	20,531	SH		SOLE		18,725	0	1,806
MICROCHIP TECHNOLOGY	COM	595017104	278	2,659	SH		SOLE		1,159	0	1,500
MICRON TECHNOLOGY	COM	595112103	3,036	56,459	SH		SOLE		56,459	0	0
MICROSOFT CORP	COM	594918104	9,168	58,136	SH		SOLE		54,986	0	3,150
MICROSOFT CORP	COM	594918104	252	1,600	SH		OTR		0	0	1,600
MONDELEZ INTL CLASS A	COM	609207105	882	16,009	SH		SOLE		14,888	0	1,121
MONDELEZ INTL CLASS A	COM	609207105	50	900	SH		OTR		0	0	900
MOODYS CORP COM	COM	615369105	271	1,141	SH		SOLE		1,141	0	0
MORGAN STANLEY	COM	617446448	3,470	67,882	SH		SOLE		62,532	0	5,350
MYLAN NV F	COM	n59465109	977	48,625	SH		SOLE		46,625	0	2,000
NEWELL BRANDS INC	COM	651229106	204	10,600	SH		SOLE		10,600	0	0
NEWMARK GROUP INC CL A	COM	65158n102	44	3,247	SH		SOLE		3,247	0	0
NEWMARK GROUP INC CL A	COM	65158n102	300	22,318	SH		OTR		0	0	22,318
NEXTERA ENERGY INC	COM	65339f101	745	3,078	SH		SOLE		2,228	0	850
NEXTERA ENERGY INC	COM	65339f101	104	430	SH		OTR		0	0	430
NORFOLK SOUTHERN CO	COM	655844108	685	3,530	SH		SOLE		3,530	0	0
ON SEMICONDUCTOR CO	COM	682189105	907	37,198	SH		SOLE		30,698	0	6,500
ORACLE CORP	COM	68389x105	1,393	26,293	SH		SOLE		22,193	0	4,100
PALO ALTO NETWORKS INCCOM USD0	COM	697435105	931	4,025	SH		SOLE		4,025	0	0
PAYPAL HOLDINGS INCORPOR	COM	70450y103	648	5,990	SH		SOLE		5,990	0	0
PEPSICO INC	COM	713448108	1,058	7,741	SH		SOLE		6,741	0	1,000
PERSPECTA INC	COM	715347100	310	11,725	SH		SOLE		10,075	0	1,650
PFIZER INC	COM	717081103	2,014	51,409	SH		SOLE		50,409	0	1,000
PFIZER INC	COM	717081103	115	2,929	SH		OTR		0	0	2,929
PHILIP MORRIS INTL	COM	718172109	594	6,985	SH		SOLE		6,985	0	0
PHILIP MORRIS INTL	COM	718172109	41	481	SH		OTR		0	0	481
PHILLIPS 66	COM	718546104	742	6,658	SH		SOLE		5,258	0	1,400
PLAINS ALL AMERICAN P LP	COM	726503105	335	18,200	SH		SOLE		18,200	0	0
PNC FINL SERVICES	COM	693475105	595	3,725	SH		SOLE		3,725	0	0
PNC FINL SERVICES	COM	693475105	112	700	SH		OTR		0	0	700
PPL CORP	COM	69351t106	896	24,975	SH		SOLE		22,475	0	2,500
PROCTER & GAMBLE	COM	742718109	6,268	50,181	SH		SOLE		45,037	0	5,144
PROCTER & GAMBLE	COM	742718109	106	850	SH		OTR		0	0	850
PRUDENTIAL FINL	COM	744320102	2,031	21,665	SH		SOLE		20,165	0	1,500
QUALCOMM INC	COM	747525103	4,804	54,443	SH		SOLE		51,518	0	2,925
RAYTHEON CO	COM	755111507	220	1,000	SH		SOLE		1,000	0	0
RIO TINTO PLC F SPONSORED ADR	COM	767204100	695	11,700	SH		SOLE		10,700	0	1,000
ROYAL CARIBBEAN CRUISE F	COM	v7780t103	3,177	23,793	SH		SOLE		23,333	0	460
ROYAL DUTCH SHELL F SPONSORED	COM	780259107	546	9,110	SH		SOLE		8,610	0	500
S&P GLOBAL INC COM	COM	78409v104	337	1,233	SH		SOLE		1,233	0	0
SCHEIN HENRY INC	COM	806407102	467	7,000	SH		SOLE		7,000	0	0
SCHLUMBERGER LTD F	COM	806857108	281	6,986	SH		SOLE		6,886	0	100
SEAGATE TECHNOLOGY F	COM	g7945m107	268	4,500	SH		SOLE		4,500	0	0
SHERWIN WILLIAMS CO	COM	824348106	239	409	SH		SOLE		409	0	0
SKYWORKS SOLUTIONS	COM	83088m102	3,234	26,750	SH		SOLE		26,195	0	555
STARBUCKS CORP	COM	855244109	274	3,114	SH		SOLE		3,114	0	0
STRYKER CORP	COM	863667101	1,323	6,300	SH		SOLE		6,300	0	0
TAIWAN SEMICONDUCTR F SPONSORE	COM	874039100	782	13,453	SH		SOLE		10,951	0	2,502
TAKE TWO INTERACTV	COM	874054109	245	2,000	SH		SOLE		2,000	0	0
TEMPLETON DRAGON CF	COM	88018t101	243	12,500	SH		SOLE		7,500	0	5,000
TESLA INC	COM	88160r101	202	484	SH		SOLE		484	0	0
TEXAS INSTRUMENTS	COM	882508104	1,546	12,050	SH		SOLE		10,050	0	2,000
THE COCA-COLA CO	COM	191216100	2,181	39,399	SH		SOLE		38,899	0	500
THE MOSAIC CO	COM	61945c103	258	11,900	SH		SOLE		10,900	0	1,000
THERMO FISHER SCNTFC	COM	883556102	2,646	8,145	SH		SOLE		7,970	0	175
TJX COMPANIES INC	COM	872540109	2,477	40,569	SH		SOLE		37,369	0	3,200
TRAVELERS COMPANIES	COM	89417e109	817	5,963	SH		SOLE		5,638	0	325
U S BANCORP	COM	902973304	872	14,712	SH		SOLE		13,712	0	1,000
ULTA BEAUTY INC.	COM	90384s303	317	1,253	SH		SOLE		1,153	0	100
UNILEVER PLC F SPONSORED ADR 1	COM	904767704	2,605	45,566	SH		SOLE		43,362	0	2,204
UNION PACIFIC CORP	COM	907818108	1,010	5,588	SH		SOLE		5,588	0	0
UNITED AIRLINES HLDGS	COM	910047109	766	8,690	SH		SOLE		8,190	0	500
UNITED PARCEL SRVC CLASS B	COM	911312106	243	2,080	SH		SOLE		2,080	0	0
UNITED TECHNOLOGIES	COM	913017109	965	6,445	SH		SOLE		5,545	0	900
UNITEDHEALTH GRP INC	COM	91324p102	3,815	12,978	SH		SOLE		10,593	0	2,385
VERISIGN INC	COM	92343e102	1,280	6,645	SH		SOLE		6,645	0	0
VERIZON COMMUNICATN	COM	92343v104	4,817	78,445	SH		SOLE		74,107	0	4,338
VERIZON COMMUNICATN	COM	92343v104	52	841	SH		OTR		0	0	841
VERTEX PHARMACEUTICA	COM	92532f100	208	950	SH		SOLE		950	0	0
VF CORP	COM	918204108	2,326	23,339	SH		SOLE		22,439	0	900
VIACOMCBS INC CLASS B	COM	92556h206	234	5,582	SH		SOLE		5,582	0	0
VICI PROPERTIES INC	COM	925652109	309	12,100	SH		SOLE		10,600	0	1,500
VISA INC CLASS A	COM	92826c839	3,246	17,277	SH		SOLE		17,277	0	0
WALGREENS BOOTS ALLI	COM	931427108	3,562	60,414	SH		SOLE		56,894	0	3,520
WALT DISNEY CO	COM	254687106	2,542	17,576	SH		SOLE		17,576	0	0
WASTE MANAGEMENT INC	COM	94106l109	103	900	SH		SOLE		0	0	900
WASTE MANAGEMENT INC	COM	94106l109	148	1,300	SH		OTR		0	0	1,300
WATERS CORP	COM	941848103	290	1,240	SH		SOLE		1,240	0	0
WESBANCO INC	COM	950810101	5,956	157,607	SH		SOLE		157,607	0	0
WESTERN DIGITAL CORP	COM	958102105	1,207	19,013	SH		SOLE		15,663	0	3,350
WEYERHAEUSER CO REIT	COM	962166104	284	9,400	SH		SOLE		6,800	0	2,600
WHIRLPOOL CORP	COM	963320106	741	5,020	SH		SOLE		5,020	0	0
WILLIAMS COMPANIES	COM	969457100	3,235	136,380	SH		SOLE		127,795	0	8,585
WILLIAMS COMPANIES	COM	969457100	57	2,400	SH		OTR		0	0	2,400
WONDER AUTO TECH INC XXX ESCRO	COM	978esc101	0	10,000	SH		SOLE		10,000	0	0
WORKDAY INC CLASS A	COM	98138h101	2,047	12,450	SH		SOLE		12,450	0	0
YUM BRANDS INC	COM	988498101	904	8,970	SH		SOLE		6,820	0	2,150
YUM CHINA HOLDINGS INC	COM	98850p109	397	8,270	SH		SOLE		5,920	0	2,350
ZIMMER BIOMET HLDGS INCCOM	COM	98956p102	269	1,800	SH		SOLE		1,800	0	0
ETFIS SER TR I INFRACAPACTIVE	ETF	26923g103	11	2,500	SH		SOLE		2,500	0	0
ETFIS SER TR I INFRACAPACTIVE	ETF	26923g103	235	52,000	SH		OTR		0	0	52,000
ISHARES CORE S&P 500ETF	ETF	464287200	48	150	SH		SOLE		150	0	0
ISHARES CORE S&P 500ETF	ETF	464287200	171	528	SH		OTR		0	0	528
ISHARES EDGE MSCI MIN VOL USA	ETF	46429b697	291	4,434	SH		SOLE		4,434	0	0
ISHARES MSCI BRAZIL ETF	ETF	464286400	692	14,575	SH		SOLE		14,575	0	0
ISHARES MSCI EAFE ETF	ETF	464287465	216	3,110	SH		SOLE		3,110	0	0
ISHARES MSCI EAFE ETF	ETF	464287465	67	971	SH		OTR		0	0	971
ISHARES MSCI EMERGING MARKETS	ETF	464287234	327	7,279	SH		SOLE		4,629	0	2,650
ISHARES RUSSELL 2000 VALUE ETF	ETF	464287630	259	2,011	SH		SOLE		2,011	0	0
ISHARES RUSSELL 2000GROWTH ETF	ETF	464287648	939	4,385	SH		SOLE		4,385	0	0
ISHARES RUSSELL MIDCAPGROWTH	ETF	464287481	320	2,100	SH		SOLE		2,100	0	0
ISHARS EDG MSCI USA QLTY FCTR	ETF	46432f339	263	2,605	SH		SOLE		2,605	0	0
SCHWAB EMERGING MARKETS EQUITY	ETF	808524706	2,367	86,470	SH		SOLE		86,470	0	0
SCHWAB US LARGE CAP GROWTH ETF	ETF	808524300	388	4,175	SH		SOLE		4,175	0	0
VANGUARD FTSE EMERGING MARKETS	ETF	922042858	1,370	30,806	SH		SOLE		26,806	0	4,000
WISDOMTREE TRUST JAPANHEDGE EQ	ETF	97717w851	703	13,075	SH		SOLE		13,075	0	0
BRISTOL-MYERS SQUIBB RTS RIGHT	RIGHTS	110122157	107	35,628	SH		SOLE		32,618	0	3,010