UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING | OMB APPROVAL OMB Number: . . . . . 3235-0058 Expires: . . . . . . August 31, 2015 Estimated average burden hours per response. . . . . . . . 2.50 SEC FILE NUMBER CUSIP NUMBER |
(CHECK ONE): | [X] | Form 10-K | [ ] | Form 20-F | [ ] | Form 11-K | [ ] | Form 10-Q |
[ ] | Form 10-D | [ ] | Form N-SAR | [ ] | Form N-CSR |
[ ] | Transition Report on Form 10-K | |
[ ] | Transition Report on Form 20-F | |
[ ] | Transition Report on Form 11-K | |
[ ] | Transition Report on Form 10-Q | |
For the Transition Period Ended: _______________________________________ |
SQN AIF IV, L.P.
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(a) | The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense | |
[X] | (b) | The subject annual report, semi-annual report, transition report on Form 10-Q, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and |
(c) | The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
SQN AIF IV, L.P. (the “Fund”) is unable to file, without unreasonable effort or expense, its Annual Report on Form 10-K for the year ended December 31, 2019 (the “Form 10-K”) which had been extended as part of the Form 8K filing on March 16, 2020 which identified delays resulting from the COVID 19 pandemic. Additional time is needed for the Fund to compile and analyze supporting documentation in order to complete the Form 10-K and in the financial statements included in the Form 10-K. The Fund anticipates that its Form 10-K will be filed within the prescribed extension period in accordance with Rule 12b-25(b).
SEC 1344 (04-09) | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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1. | Name and telephone number of person to contact in regard to this notification. |
JEREMIAH SILKOWSKI | 212 | 422-2166 | |||
(Name) | ( Telephone Number) | ( Telephone Number) |
2. | Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). |
Yes | [X] | No | [ ] |
3. | Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? |
Yes | [ ] | No | [X] |
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has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date | May 14, 2020 | By | /s/ JEREMIAH SILKOWSKI |
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