SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol GGP Inc. [ GGP ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 07/27/2018 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.01 per share | 07/27/2018 | J | 79,094,965 | D | (1) | 0 | I | See footnote(1)(11) | ||
Common Stock, par value $0.01 per share | 07/27/2018 | J | 351,958 | D | (2) | 0 | I | See footnote(2)(11) | ||
Common Stock, par value $0.01 per share | 07/27/2018 | J | 12,989,228 | D | (3) | 0 | I | See footnote(3)(11) | ||
Common Stock, par value $0.01 per share | 07/27/2018 | J | 24,063,298 | D | (4) | 0 | I | See footnote(4)(11) | ||
Common Stock, par value $0.01 per share | 07/27/2018 | J | 53,000,412 | D | (5) | 0 | I | See footnote(5)(11) | ||
Common Stock, par value $0.01 per share | 07/27/2018 | J | 6,985,772 | D | (6) | 0 | I | See footnote(6)(11) | ||
Common Stock, par value $0.01 per share | 07/27/2018 | J | 70,114,877 | D | (7) | 0 | I | See footnote(7)(11) | ||
Common Stock, par value $0.01 per share | 07/27/2018 | J | 28,573,419 | D | (8) | 0 | I | See footnote(8)(11) | ||
Common Stock, par value $0.01 per share | 07/27/2018 | J | 2,577,297 | D | (9) | 0 | I | See footnote(9)(11) | ||
Common Stock, par value $0.01 per share | 07/27/2018 | J | 45,890,612 | D | (10) | 0 | I | See footnote(10)(11) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series B Preferred Stock | (11) | 07/27/2018 | J | 79,094,965 | (11) | (11) | Common Stock | 79,094,965 | (11) | 79,094,965 | I | See footnote(1)(11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 351,958 | (11) | (11) | Common Stock | 351,958 | (11) | 351,958 | I | See footnote(2)(11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 12,989,228 | (11) | (11) | Common Stock | 12,989,228 | (11) | 12,989,228 | I | See footnote(3)(11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 24,063,298 | (11) | (11) | Common Stock | 24,063,298 | (11) | 24,063,298 | I | See footnote(4)(11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 53,000,412 | (11) | (11) | Common Stock | 53,000,412 | (11) | 53,000,412 | I | See footnote(5)(11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 6,985,772 | (11) | (11) | Common Stock | 6,985,772 | (11) | 6,985,772 | I | See footnote(6)(11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 70,114,877 | (11) | (11) | Common Stock | 70,114,877 | (11) | 70,114,877 | I | See footnote(7)(11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 28,573,419 | (11) | (11) | Common Stock | 28,573,419 | (11) | 28,573,419 | I | See footnote(8)(11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 2,577,297 | (11) | (11) | Common Stock | 2,577,297 | (11) | 2,577,297 | I | See footnote(9)(11) | |||
Series B Preferred Stock | (11) | 07/27/2018 | J | 45,890,612 | (11) | (11) | Common Stock | 45,890,612 | (11) | 45,890,612 | I | See footnote(10)(11) |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. See Exhibit 99.1; Note 1. |
2. See Exhibit 99.1; Note 2. |
3. See Exhibit 99.1; Note 3. |
4. See Exhibit 99.1; Note 4. |
5. See Exhibit 99.1; Note 5. |
6. See Exhibit 99.1; Note 6. |
7. See Exhibit 99.1; Note 7. |
8. See Exhibit 99.1; Note 8. |
9. See Exhibit 99.1; Note 9. |
10. See Exhibit 99.1; Note 10. |
11. See Exhibit 99.1; Note 11. |
Remarks: |
*** Brian Kingston, a Senior Managing Partner of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), serves on the board of directors of the Issuer as a representative of BAM and certain of its affiliates, including the Reporting Persons. The Reporting Persons are "directors by deputization" solely for purposes of Section 16 of the Securities Exchange Act of 1934. |
BPG HOLDINGS GROUP INC /s/ Sujoy Gupta, Vice President | 07/31/2018 | |
BPG HOLDINGS GROUP (US) HOLDINGS INC /s/ Sujoy Gupta, Vice President | 07/31/2018 | |
BROOKFIELD PROPERTY PARTNERS LIMITED /s/ Jane Sheere, Secretary | 07/31/2018 | |
BROOKFIELD PROPERTY PARTNERS L.P. By: Brookfield Property Partners Limited, its general partner /s/ Jane Sheere, Secretary | 07/31/2018 | |
BROOKFIELD PROPERTY L.P. By: Brookfield Property Partners L.P., its managing general partner By: Brookfield Property Partners Limited, its general partner /s/ Jane Sheere, Secretary | 07/31/2018 | |
BROOKFIELD BPY HOLDINGS INC /s/ Allen Yi, Assistant Secretary | 07/31/2018 | |
BPY CANADA SUBHOLDINGS 1 ULC /s/ Keith Hyde, President | 07/31/2018 | |
BROOKFIELD PROPERTY SPLIT CORP /s/ Michelle L. Campbell, Secretary | 07/31/2018 | |
BROOKFIELD OFFICE PROPERTIES INC /s/ Keith Hyde, Vice President, Taxation | 07/31/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |