COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 |
| | | VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY |
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA-PACIFIC INCOME | COM | 003009107 | 1,188 | 290,572 | SH | | SOLE | | 290,572 | 0 | 0 |
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 217 | 19,500 | SH | | SOLE | | 19,500 | 0 | 0 |
ABERDEEN GLOBAL PREMIER PPTY | COM SH BEN INT | 00302L108 | 380 | 63,788 | SH | | SOLE | | 63,788 | 0 | 0 |
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 2,112 | 221,626 | SH | | SOLE | | 221,626 | 0 | 0 |
ADAM NAT RES FD INC | COM | 00548F105 | 1,736 | 117,995 | SH | | SOLE | | 117,995 | 0 | 0 |
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 4,332 | 237,242 | SH | | SOLE | | 237,242 | 0 | 0 |
ADVENT CONVERTIBLE & INCOME | COM | 00764C109 | 2,440 | 138,100 | SH | | SOLE | | 138,100 | 0 | 0 |
ALLIANCEBERNSTEIN GLOBAL HIG | COM | 01879R106 | 145 | 12,219 | SH | | SOLE | | 12,219 | 0 | 0 |
APOLLO SR FLOATING RATE FD I | COM | 037636107 | 340 | 22,894 | SH | | SOLE | | 22,894 | 0 | 0 |
APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 401 | 26,952 | SH | | SOLE | | 26,952 | 0 | 0 |
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 244 | 16,205 | SH | | SOLE | | 16,205 | 0 | 0 |
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 2,549 | 127,764 | SH | | SOLE | | 127,764 | 0 | 0 |
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 383 | 26,664 | SH | | SOLE | | 26,664 | 0 | 0 |
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 222 | 25,053 | SH | | SOLE | | 25,053 | 0 | 0 |
BLACKROCK ENHANCED EQUITY DI | COM | 09251A104 | 130 | 13,700 | SH | | SOLE | | 13,700 | 0 | 0 |
BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 | 470 | 40,881 | SH | | SOLE | | 40,881 | 0 | 0 |
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 211 | 16,217 | SH | | SOLE | | 16,217 | 0 | 0 |
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 827 | 93,287 | SH | | SOLE | | 93,287 | 0 | 0 |
BLACKROCK SCIENCE & TECH TR | SHS BEN INT | 09260K101 | 1,395 | 39,100 | SH | | SOLE | | 39,100 | 0 | 0 |
BLACKSTONE STRATEGIC CREDIT | COM SHS BEN IN | 09257R101 | 197 | 14,800 | SH | | SOLE | | 14,800 | 0 | 0 |
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 4,751 | 377,692 | SH | | SOLE | | 377,692 | 0 | 0 |
BRANDYWINEGBL GBL INCM OPP F | COM | 10537L104 | 814 | 67,471 | SH | | SOLE | | 67,471 | 0 | 0 |
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 242 | 11,700 | SH | | SOLE | | 11,700 | 0 | 0 |
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 2,172 | 278,136 | SH | | SOLE | | 278,136 | 0 | 0 |
CENTER COAST BRKFLD MLP ENRG | SHS BEN INT | 151461209 | 1,148 | 104,864 | SH | | SOLE | | 104,864 | 0 | 0 |
CLEARBRIDGE ENERGY MIDSTRM O | COM | 18469P209 | 3,330 | 178,246 | SH | | SOLE | | 178,246 | 0 | 0 |
CLEARBRIDGE MLP AND MIDSTRM | COM | 184692200 | 4,103 | 175,724 | SH | | SOLE | | 175,724 | 0 | 0 |
CLEARBRIDGE MLP AND MIDSTRM | COM | 18469Q207 | 2,017 | 100,669 | SH | | SOLE | | 100,669 | 0 | 0 |
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 380 | 25,004 | SH | | SOLE | | 25,004 | 0 | 0 |
COHEN & STEERS MLP INCOME & | COM SHS | 19249B106 | 139 | 43,369 | SH | | SOLE | | 43,369 | 0 | 0 |
CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 22544F103 | 24 | 10,045 | SH | | SOLE | | 10,045 | 0 | 0 |
CUSHING NEXTGEN INFRA INCM F | COM | 231647207 | 1,622 | 40,157 | SH | | SOLE | | 40,157 | 0 | 0 |
DUFF & PHELPS UTLITY AND INF | COM | 26433C105 | 156 | 11,752 | SH | | SOLE | | 11,752 | 0 | 0 |
FIDUCIARY CLAYMORE ENGRY INF | COM | 31647Q205 | 1,195 | 121,066 | SH | | SOLE | | 121,066 | 0 | 0 |
FIRST TR DYNAMIC EUROPE EQUI | COM SHS | 33740D107 | 758 | 59,648 | SH | | SOLE | | 59,648 | 0 | 0 |
FIRST TR ENERGY INCOME & GRO | COM | 33738G104 | 691 | 51,581 | SH | | SOLE | | 51,581 | 0 | 0 |
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 1,263 | 102,030 | SH | | SOLE | | 102,030 | 0 | 0 |
FIRST TR MLP & ENERGY INCOM | COM | 33739B104 | 1,389 | 200,953 | SH | | SOLE | | 200,953 | 0 | 0 |
FST TR NEW OPPORT MLP & ENE | COM | 33739M100 | 884 | 165,822 | SH | | SOLE | | 165,822 | 0 | 0 |
GABELLI DIVID & INCOME TR | COM | 36242H104 | 4,815 | 200,961 | SH | | SOLE | | 200,961 | 0 | 0 |
GABELLI HLTHCARE & WELLNESS | SHS | 36246K103 | 590 | 47,380 | SH | | SOLE | | 47,380 | 0 | 0 |
GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 36465A109 | 1,991 | 573,900 | SH | | SOLE | | 573,900 | 0 | 0 |
GAMCO NAT RES GOLD & INCOME | SH BEN INT | 36465E101 | 571 | 113,762 | SH | | SOLE | | 113,762 | 0 | 0 |
GENERAL AMERN INVS CO INC | COM | 368802104 | 2,047 | 51,388 | SH | | SOLE | | 51,388 | 0 | 0 |
GOLDMAN SACHS MLP ENERGY REN | COM | 38148G206 | 1,848 | 190,912 | SH | | SOLE | | 190,912 | 0 | 0 |
GUGGENHEIM ENHANCED EQUITY I | COM | 40167B100 | 884 | 122,600 | SH | | SOLE | | 122,600 | 0 | 0 |
HIGHLAND GLOBAL ALLOCATION F | COM | 43010T104 | 2,406 | 312,114 | SH | | SOLE | | 312,114 | 0 | 0 |
HIGHLAND INCOME FD | HIGHLAND INCOME | 43010E404 | 10,153 | 915,547 | SH | | SOLE | | 915,547 | 0 | 0 |
INDIA FD INC | COM | 454089103 | 898 | 41,873 | SH | | SOLE | | 41,873 | 0 | 0 |
INVESCO DYNAMIC CR OPPORTUNI | COM | 46132R104 | 279 | 24,531 | SH | | SOLE | | 24,531 | 0 | 0 |
INVESCO SR INCOME TR | COM | 46131H107 | 277 | 66,007 | SH | | SOLE | | 66,007 | 0 | 0 |
JOHN HANCOCK HEDGED EQUITY & | COM | 47804L102 | 125 | 10,400 | SH | | SOLE | | 10,400 | 0 | 0 |
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 9,077 | 1,265,967 | SH | | SOLE | | 1,265,967 | 0 | 0 |
KAYNE ANDERSON NEXTGEN ENRGY | COM | 48661E108 | 3,802 | 570,933 | SH | | SOLE | | 570,933 | 0 | 0 |
MACQUARIE GLOBAL INFRASTRUCT | COM | 55608D101 | 1,942 | 88,856 | SH | | SOLE | | 88,856 | 0 | 0 |
MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 600379101 | 150 | 15,615 | SH | | SOLE | | 15,615 | 0 | 0 |
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 1,735 | 76,930 | SH | | SOLE | | 76,930 | 0 | 0 |
MORGAN STANLEY EMER MKTS DEB | COM | 61744H105 | 384 | 42,890 | SH | | SOLE | | 42,890 | 0 | 0 |
MORGAN STANLEY EMERGING MKTS | COM | 617477104 | 1,463 | 243,024 | SH | | SOLE | | 243,024 | 0 | 0 |
MORGAN STANLEY INDIA INVT FD | COM | 61745C105 | 1,000 | 42,890 | SH | | SOLE | | 42,890 | 0 | 0 |
NEUBERGER BERMAN MLP & ENERG | COM | 64129H104 | 2,817 | 670,628 | SH | | SOLE | | 670,628 | 0 | 0 |
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 205 | 31,503 | SH | | SOLE | | 31,503 | 0 | 0 |
NUVEEN DOW 30 DYNAMIC OVERWR | SHS | 67075F105 | 169 | 10,400 | SH | | SOLE | | 10,400 | 0 | 0 |
NUVEEN FLOATING RATE INCOME | COM | 67072T108 | 279 | 28,912 | SH | | SOLE | | 28,912 | 0 | 0 |
NUVEEN FLTNG RTE INCM OPP FD | COM SHS | 6706EN100 | 225 | 23,589 | SH | | SOLE | | 23,589 | 0 | 0 |
NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 | 1,403 | 96,897 | SH | | SOLE | | 96,897 | 0 | 0 |
NUVEEN REAL ASSET INCOME & G | COM | 67074Y105 | 975 | 66,257 | SH | | SOLE | | 66,257 | 0 | 0 |
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 279 | 29,053 | SH | | SOLE | | 29,053 | 0 | 0 |
NUVEEN SR INCOME FD | COM | 67067Y104 | 84 | 14,936 | SH | | SOLE | | 14,936 | 0 | 0 |
NUVEEN TAX-ADVANTAGED DIVID | COM | 67073G105 | 390 | 25,800 | SH | | SOLE | | 25,800 | 0 | 0 |
NUVEEN TX ADV TOTAL RET STRG | COM | 67090H102 | 162 | 15,100 | SH | | SOLE | | 15,100 | 0 | 0 |
PGIM GLOBAL HIGH YIELD FD FO | COM | 69346J106 | 375 | 25,127 | SH | | SOLE | | 25,127 | 0 | 0 |
PIMCO ENRGY TACTICAL CR OPP | COM SHS BEN INT | 69346N107 | 4,202 | 405,984 | SH | | SOLE | | 405,984 | 0 | 0 |
PRINCIPAL REAL ESTATE INCOME | SHS BEN INT | 74255X104 | 1,129 | 83,568 | SH | | SOLE | | 83,568 | 0 | 0 |
ROYCE MICRO-CAP TR INC | COM | 780915104 | 1,793 | 158,681 | SH | | SOLE | | 158,681 | 0 | 0 |
ROYCE VALUE TR INC | COM | 780910105 | 3,345 | 184,688 | SH | | SOLE | | 184,688 | 0 | 0 |
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 499 | 97,807 | SH | | SOLE | | 97,807 | 0 | 0 |
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 323 | 13,247 | SH | | SOLE | | 13,247 | 0 | 0 |
TEMPLETON EMERGING MKTS INCO | COM | 880192109 | 615 | 83,493 | SH | | SOLE | | 83,493 | 0 | 0 |
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 158 | 29,733 | SH | | SOLE | | 29,733 | 0 | 0 |
TORTOISE ENERGY INFRA CORP | COM | 89147L886 | 6,638 | 271,586 | SH | | SOLE | | 271,586 | 0 | 0 |
TORTOISE MIDSTRM ENERGY FD I | COM | 89148B200 | 3,071 | 119,465 | SH | | SOLE | | 119,465 | 0 | 0 |
TRI CONTL CORP | COM | 895436103 | 813 | 25,058 | SH | | SOLE | | 25,058 | 0 | 0 |
VIRTUS ALLIANZGI CONVERTIBLE | COM | 92838U108 | 1,077 | 216,256 | SH | | SOLE | | 216,256 | 0 | 0 |
VIRTUS ALLIANZGI CONVERTIBLE | COM | 92838X102 | 355 | 62,774 | SH | | SOLE | | 62,774 | 0 | 0 |
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 919 | 161,289 | SH | | SOLE | | 161,289 | 0 | 0 |
VOYA INFRASTRUCTURE INDLS & | COM | 92912X101 | 325 | 26,255 | SH | | SOLE | | 26,255 | 0 | 0 |
WELLS FARGO GLOBAL DIVID OPP | COM | 94987C103 | 189 | 35,839 | SH | | SOLE | | 35,839 | 0 | 0 |
WESTERN ASSET EMERGING MKTS | COM | 95766A101 | 173 | 13,074 | SH | | SOLE | | 13,074 | 0 | 0 |