Barrie David S Form 4 Perma-Pipe International / Mark A Zorko ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Barrie David S

(Last) (First) (Middle)

2409 BOXWOOD LANE

(Street)

FERNANDINA BEACH FL 32034

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Perma-Pipe International Holdings, Inc. [ PPIH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/22/2017

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Deferred Stock Units	$8	06/22/2017		A		5,000		(1)	(1)	Common stock	5,000	$0	0(2)	D

1. Name and Address of Reporting Person^*

Barrie David S

(Last) (First) (Middle)

2409 BOXWOOD LANE

(Street)

FERNANDINA BEACH FL 32034

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Brown David B

(Last) (First) (Middle)

9870 PLANO ROAD

(Street)

DALLAS TX 75238

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

MAUTNER BRADLEY E

(Last) (First) (Middle)

6410 W. HOWARD STREET

(Street)

NILES IL 60714

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Walker Jerome T.

(Last) (First) (Middle)

10205 WESTHEIMER, SUITE 1000

(Street)

HOUSTON TX 77042

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

Zorko Mark A

(Last) (First) (Middle)

874 GOODRICH PLACE

(Street)

PALATINE IL 60067

(City) (State) (Zip)

Explanation of Responses:

1. Deferred Share Units are payable to the reporting person in Common Stock on a one-for-one basis, upon separation of service as a member of the Board

2. David S. Barrie 22,143 David B. Brown 16,896 Bradley E. Mautner 9,575 Jerome T. Walker 19,313 Mark A. Zorko 22,143

	David S. Barrie	06/26/2017
	David B. Brown	06/26/2017
	Bradley E Mautner	06/26/2017
	Jerome T Walker	06/26/2017
	Mark A. Zorko	06/26/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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