UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): January 13, 2015
LEGACY EDUCATION ALLIANCE, INC.
(Exact name of registrant as specified in its charter)
| Nevada | | 333-184897 | | 39-2079974 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer
Identification No.) |
| 1612 E. Cape Coral Parkway, Cape Coral, Florida 33904 |
| (Address of principal executive offices) (Zip Code) |
| |
| Registrant’s telephone number, including area code: (239) 542-0643 |
| |
| |
| (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12) |
| | |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b)) |
| | |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c)) |
ITEM 7.01 REGULATION FD DISCLOSURE
Legacy Education Alliance, Inc., (the “Company”), expects to provide marketing materials to placement agents, broker dealers and potential investors in the Company from and after the date of this report. A copy of these materials is attached here to as Exhibits and incorporated herein by reference.
In accordance with General Instruction B.2 of Form 8-K, the information set forth herein and in the presentation is deemed to be “furnished” and shall not be deemed to be “filed” for purposes of the Exchange Act. The information set forth in Item 7.01 of this Current Report on Form 8-K shall not be deemed an admission as to the materiality of any information in this Current Report on Form 8-K that is required to be disclosed solely to satisfy the requirements of Regulation FD.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
Exhibit
No. | | Description |
| | | |
| 99.1 | | Investor Presentation dated January 2015. |
| | | |
| 99.2 | | 2015 LEAI Profile |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: January 13, 2015
| | LEGACY EDUCATION ALLIANCE, INC. |
| | | |
| | By: | /s/ Anthony Humpage |
| | | Anthony Humpage |
| | | Chief Executive Officer |
3
