Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
Crimson Wine Group, Ltd.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
CROSS-REFERENCE SHEET BETWEEN INFORMATION STATEMENT AND ITEMS OF FORM 10
Certain information required to be included herein is incorporated by reference to specifically identified portions of the body of the information statement filed herewith as Exhibit 99.1. None of the information contained in the information statement shall be incorporated by reference herein or deemed to be a part hereof unless such information is specifically incorporated by reference.
ITEM 1. BUSINESS
The information required by this item is contained under the sections of the information statement entitled “Information Statement Summary” and “Business.” Those sections are incorporated herein by reference.
ITEM 1A. RISK FACTORS
The information required by this item is contained under the section of the information statement entitled “Risk Factors.” That section is incorporated herein by reference.
ITEM 2. FINANCIAL INFORMATION
The information required by this item is contained under the sections of the information statement entitled “Selected Historical Consolidated Financial Data” and “Management’s Discussion and Analysis of Financial Condition and Results of Operations.” Those sections are incorporated herein by reference.
ITEM 3. PROPERTIES
The information required by this item is contained under the sections of the information statement entitled “Business — Overview” and “Business — Properties.” Those sections are incorporated herein by reference.
ITEM 4. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The information required by this item is contained under the section of the information statement entitled “Security Ownership of Certain Beneficial Owners and Management.” That section is incorporated herein by reference.
ITEM 5. DIRECTORS AND EXECUTIVE OFFICERS
The information required by this item is contained under the section of the information statement entitled “Management.” That section is incorporated herein by reference.
ITEM 6. EXECUTIVE COMPENSATION
The information required by this item is contained under the section of the information statement entitled “Executive Compensation.” That section is incorporated herein by reference.
ITEM 7. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR INDEPENDENCE
The information required by this item is contained under the sections of the information statement entitled “Management” and “Certain Relationships and Related Person Transactions.” Those sections are incorporated herein by reference.
ITEM 8. LEGAL PROCEEDINGS
The information required by this item is contained under the section of the information statement entitled “Business — Legal Proceedings.” That section is incorporated herein by reference.
ITEM 9. MARKET PRICE OF AND DIVIDENDS ON THE REGISTRANT’S COMMON EQUITY AND RELATED STOCKHOLDER MATTERS
The information required by this item is contained under the sections of the information statement entitled “Dividend Policy” and “Description of Capital Stock.” Those sections are incorporated herein by reference.
ITEM 10. RECENT SALES OF UNREGISTERED SECURITIES
The information required by this item is contained under the section of the information statement entitled “Description of Capital Stock — Sale of Unregistered Securities.” That section is incorporated herein by reference.
ITEM 11. DESCRIPTION OF REGISTRANT’S SECURITIES TO BE REGISTERED
The information required by this item is contained under the section of the information statement entitled “Description of Capital Stock.” That section is incorporated herein by reference.
ITEM 12. INDEMNIFICATION OF DIRECTORS AND OFFICERS
The information required by this item is contained under the section of the information statement entitled “Description of Capital Stock — Limitations on Liability, Indemnification of Officers and Directors, and Insurance.” That section is incorporated herein by reference.
ITEM 13. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA
The information required by this item is contained under the sections of the information statement entitled “Index to Consolidated or Combined Financial Statements” (and the financial statements referenced therein). That section is incorporated herein by reference.
ITEM 14. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL DISCLOSURE
None.
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ITEM 15. FINANCIAL STATEMENTS AND EXHIBITS
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| (a) | Financial Statements |
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| The information required by this item is contained under the section of the information statement entitled “Index to Consolidated or Combined Financial Statements” (and the financial statements referenced therein). That section is incorporated herein by reference. |
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| (b) | Exhibits |
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| | See below. |
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| | The following documents are filed as exhibits hereto: |
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Exhibit Number | | Exhibit Description |
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2.1 | | Form of Separation Agreement between Crimson Wine Group, Ltd. and Leucadia National Corporation.* |
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3.1 | | Certificate of Incorporation. |
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3.2 | | Certificate of Amendment to Certificate of Incorporation, effective November 16, 2007. |
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3.3 | | Form of Amended and Restated Certificate of Incorporation. |
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3.4 | | By-Laws. |
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3.5 | | Form of Amended and Restated Bylaws. |
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4.1 | | Form of Specimen Stock Certificate.* |
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10.1 | | Employment Agreement between Leucadia Cellars & Estates, LLC and Patrick M. DeLong, dated June 19, 2007.† |
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10.2 | | Employment Agreement between Crimson Wine Group, Ltd. and Mike S. Cekay, dated March 26, 2012. |
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10.3 | | Form of Tax Matters Agreement between Crimson Wine Group, Ltd. and Leucadia National Corporation.* |
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10.4 | | Form of Administrative Services Agreement between Crimson Wine Group, Ltd. and Leucadia National Corporation.* |
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21.1 | | List of Subsidiaries of Crimson Wine Group, Ltd.† |
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99.1 | | Information Statement of Crimson Wine Group, Ltd., preliminary and subject to completion, dated January 14, 2013. |
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* To be filed by amendment. |
† Previously filed. |
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SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | | |
| CRIMSON WINE GROUP, LTD. |
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| By: | /s/ Erle Martin | |
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| Name: | Erle Martin |
| Title: | President and Chief Executive Officer |
Date: January 14, 2013. | | |
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EXHIBIT INDEX
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Exhibit Number | | Exhibit Description |
| | |
2.1 | | Form of Separation Agreement between Crimson Wine Group, Ltd. and Leucadia National Corporation.* |
| | |
3.1 | | Certificate of Incorporation. |
| | |
3.2 | | Certificate of Amendment to Certificate of Incorporation, effective November 16, 2007. |
| | |
3.3 | | Form of Amended and Restated Certificate of Incorporation. |
| | |
3.4 | | By-Laws. |
| | |
3.5 | | Form of Amended and Restated Bylaws. |
| | |
4.1 | | Form of Specimen Stock Certificate.* |
| | |
10.1 | | Employment Agreement between Leucadia Cellars & Estates, LLC and Patrick M. DeLong, dated June 19, 2007.† |
| | |
10.2 | | Employment Agreement between Crimson Wine Group, Ltd. and Mike S. Cekay, dated March 26, 2012. |
| | |
10.3 | | Form of Tax Matters Agreement between Crimson Wine Group, Ltd. and Leucadia National Corporation.* |
| | |
10.4 | | Form of Administrative Services Agreement between Crimson Wine Group, Ltd. and Leucadia National Corporation.* |
| | |
21.1 | | List of Subsidiaries of Crimson Wine Group, Ltd.† |
| | |
99.1 | | Information Statement of Crimson Wine Group, Ltd., preliminary and subject to completion, dated January 14, 2013. |
| |
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* To be filed by amendment. |
† Previously filed. |