(iv) | Shared power to dispose or to direct the disposition of: |
See the responses to Item 8 on the attached cover pages.
The Nolan Family Trust (the “Trust”) holds 787,799 shares of common stock of the Issuer. The Reporting Person and Stephanie J. Nolan serve as Co-Trustees of the Trust and, in such respective capacities, have shared voting and dispositive power over the shares beneficially owned by the Trust. Accordingly, for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), all such shares held by the Trust may be deemed to be beneficially owned by the Reporting Person and Mrs. Nolan as Co-Trustees of the Trust. In addition, NFP Management, Inc. (“NFP Management”) is the general partner of various Nolan family limited partnerships (collectively, the “Nolan Family Partnerships”) that collectively hold 411,635 shares of the Issuer in the aggregate. The Reporting Person is the President of NFP Management and, in such capacity, has sole voting and dispositive power over the shares held by the Nolan Family Partnerships. Accordingly, for purposes of Rule 13d-3 under the Exchange Act, all such shares held by the Nolan Family Partnerships may be deemed to be beneficially owned by the Reporting Person as President of NFP Management.
Item 5. | Ownership of Five Percent or Less of a Class: |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ☐
Item 6. | Ownership of More than Five Percent on Behalf of Another Person: |
Not Applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: |
Not Applicable.
Item 8. | Identification and Classification of Members of the Group: |
Not Applicable.
Item 9. | Notice of Dissolution of Group: |
Not Applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.