Galera Therapeutics (GRTX) Form 3 Galera Therapeutics / Mel Sorensen ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Sorensen Mel

(Last) (First) (Middle)

C/O GALERA THERAPEUTICS, INC.,

2 W LIBERTY BLVD #100

(Street)

MALVERN PA 19355

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/06/2019

3. Issuer Name and Ticker or Trading Symbol
Galera Therapeutics, Inc. [ GRTX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
President and CEO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	15,029	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option	(1)	11/25/2022	Common Stock	170,075	1.07	D
Stock Option	(2)	09/16/2024	Common Stock	46,940	1.14	D
Stock Option	(3)	03/01/2026	Common Stock	338,437	2.43	D
Stock Option	(4)	01/17/2027	Common Stock	88,710	2.68	D
Stock Option	(5)	01/09/2029	Common Stock	355,972	7.08	D

Explanation of Responses:

1. The option has fully vested and is currently exercisable.

2. The option has fully vested and is currently exercisable.

3. The option vests and becomes exercisable in equal monthly installments over a four year period commencing on February 29, 2016.

4. The option vests and becomes exercisable in equal monthly installments over a four year period commencing on February 18, 2017.

5. The option vests and becomes exercisable in equal monthly installments over a four year period commencing on February 10, 2019.

Remarks:

	/s/ J. Mel Sorensen	11/06/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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