The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0001565286 |
| ||||||||||||||
Name of Issuer | |||||||||||||||
Oak Center Homes Partners, L.P. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
CALIFORNIA | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
---|---|---|---|
Oak Center Homes Partners, L.P. | |||
Street Address 1 | Street Address 2 | ||
3413 - 30TH STREET | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
SAN DIEGO | CALIFORNIA | 92104 | (619) 543-4200 |
3. Related Persons
Last Name | First Name | Middle Name |
---|---|---|
Oak Center Homes II, Inc. | Oak Center Homes II, Inc. | |
Street Address 1 | Street Address 2 | |
850 - 18th Street | ||
City | State/Province/Country | ZIP/PostalCode |
Oakland | CALIFORNIA | 94607 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Co-General Partner of Oak Center Homes Partners, L.P.Last Name | First Name | Middle Name |
---|---|---|
Starks | Janice | |
Street Address 1 | Street Address 2 | |
850 - 18th Street | ||
City | State/Province/Country | ZIP/PostalCode |
Oakland | CALIFORNIA | 94607 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
President of Oak Center Homes Partners, L.P.Last Name | First Name | Middle Name |
---|---|---|
Young | Lola | |
Street Address 1 | Street Address 2 | |
850 - 18th Street | ||
City | State/Province/Country | ZIP/PostalCode |
Oakland | CALIFORNIA | 94607 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Secretary of Oak Center Homes Partners, L.P.Last Name | First Name | Middle Name |
---|---|---|
Stewart | Barbara | |
Street Address 1 | Street Address 2 | |
850 - 18th Street | ||
City | State/Province/Country | ZIP/PostalCode |
Oakland | CALIFORNIA | 94607 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Vice President of Oak Center Homes Partners, L.P.Last Name | First Name | Middle Name |
---|---|---|
Abrams | Ursula | |
Street Address 1 | Street Address 2 | |
850 - 18th Street | ||
City | State/Province/Country | ZIP/PostalCode |
Oakland | CALIFORNIA | 94607 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Treasurer of Oak Center Homes Partners, L.P.Last Name | First Name | Middle Name |
---|---|---|
Foster | Shirley | |
Street Address 1 | Street Address 2 | |
850 - 18th Street | ||
City | State/Province/Country | ZIP/PostalCode |
Oakland | CALIFORNIA | 94607 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Director of Oak Center Homes Partners, L.P.Last Name | First Name | Middle Name |
---|---|---|
Walker | Denise | |
Street Address 1 | Street Address 2 | |
850 - 18th Street | ||
City | State/Province/Country | ZIP/PostalCode |
Oakland | CALIFORNIA | 94607 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Director of Oak Center Homes Partners, L.P.Last Name | First Name | Middle Name |
---|---|---|
HA Oak Center Homes, LLC | HA Oak Center Homes, LLC | |
Street Address 1 | Street Address 2 | |
3413 - 30th Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Diego | CALIFORNIA | 92104 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Administrative General Partner of Oak Center Homes Partners, L.P.Last Name | First Name | Middle Name |
---|---|---|
Foster | Chris | |
Street Address 1 | Street Address 2 | |
3413 - 30th Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Diego | CALIFORNIA | 92104 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
President of The Hampstead Group, Inc.Last Name | First Name | Middle Name |
---|---|---|
Jallo | Jeff | |
Street Address 1 | Street Address 2 | |
3413 - 30th Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Diego | CALIFORNIA | 92104 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Vice President of The Hampstead Group, Inc.Last Name | First Name | Middle Name |
---|---|---|
Gossard | Greg | |
Street Address 1 | Street Address 2 | |
3413 - 30th Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Diego | CALIFORNIA | 92104 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Secretary of The Hampstead Group, Inc.Last Name | First Name | Middle Name |
---|---|---|
Reynolds | Alfred | |
Street Address 1 | Street Address 2 | |
3413 - 30th Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Diego | CALIFORNIA | 92104 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Principal of Alton Management CorporationLast Name | First Name | Middle Name |
---|---|---|
Hutton | William | |
Street Address 1 | Street Address 2 | |
3413 - 30th Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Diego | CALIFORNIA | 92104 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Principal of Alton Management CorporationLast Name | First Name | Middle Name |
---|---|---|
Alton Management Corporation | Alton Management Corporation | |
Street Address 1 | Street Address 2 | |
2934 Telegraph Ave. | ||
City | State/Province/Country | ZIP/PostalCode |
Oakland | CALIFORNIA | 94609 |
Relationship: | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Member of HA Oak Center Homes, LLC and Administrative General Partner of Oak Center Homes Partners, L.P.Last Name | First Name | Middle Name |
---|---|---|
Reynolds | Alfred | |
Street Address 1 | Street Address 2 | |
2934 Telegraph Ave. | ||
City | State/Province/Country | ZIP/PostalCode |
Oakland | CALIFORNIA | 94609 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
President of Alton Management CorporationLast Name | First Name | Middle Name |
---|---|---|
Hutton | William | |
Street Address 1 | Street Address 2 | |
2934 Telegraph Ave. | ||
City | State/Province/Country | ZIP/PostalCode |
Oakland | CALIFORNIA | 94609 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Vice President of Alton Management CorproationLast Name | First Name | Middle Name |
---|---|---|
Reynolds | Maxine | |
Street Address 1 | Street Address 2 | |
2934 Telegraph Ave. | ||
City | State/Province/Country | ZIP/PostalCode |
Oakland | CALIFORNIA | 94609 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Secretary of Alton Management CorporationLast Name | First Name | Middle Name |
---|---|---|
Hutton | Nadine | |
Street Address 1 | Street Address 2 | |
2934 Telegraph Ave. | ||
City | State/Province/Country | ZIP/PostalCode |
Oakland | CALIFORNIA | 94609 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Treasurer of Alton Management CorporationLast Name | First Name | Middle Name |
---|---|---|
The Hampstead Group Inc. | The Hampstead Group Inc. | |
Street Address 1 | Street Address 2 | |
3413 - 30th Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Diego | CALIFORNIA | 92104 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Managing member of HA Oak Center Homes, LLC and Administrative General Partner of Oak Center Homes Partners, L.P.Last Name | First Name | Middle Name |
---|---|---|
Foster | Chris | |
Street Address 1 | Street Address 2 | |
3413 - 30th Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Diego | CALIFORNIA | 92104 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
President of The Hampstead Group Inc.Last Name | First Name | Middle Name |
---|---|---|
Jallo | Jeff | |
Street Address 1 | Street Address 2 | |
3413 - 30th Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Diego | CALIFORNIA | 92104 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Vice President of The Hampstead Group Inc.Last Name | First Name | Middle Name |
---|---|---|
Gossard | Greg | |
Street Address 1 | Street Address 2 | |
3413 - 30th Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Diego | CALIFORNIA | 92104 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Secretary of The Hampstead Group Inc.Last Name | First Name | Middle Name |
---|---|---|
Banneker Homes, LLC | Banneker Homes, LLC | |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Managing General Partner of Oak Center Homes Partners, L.P.Last Name | First Name | Middle Name |
---|---|---|
Baker | Stella | |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
President of Banneker Homes, LLCLast Name | First Name | Middle Name |
---|---|---|
Brown | Ernestine | J. |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Secretary of Banneker Homes, LLCLast Name | First Name | Middle Name |
---|---|---|
Jones | Irene | M. |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Vice President of Banneker Homes, LLCLast Name | First Name | Middle Name |
---|---|---|
Hornsby | Barbara | J. |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Treasurer of Banneker Homes, LLCLast Name | First Name | Middle Name |
---|---|---|
Jackson | Houston | |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Director of Banneker Homes, LLCLast Name | First Name | Middle Name |
---|---|---|
Wade | Raymond | |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Director of Banneker Homes, LLCLast Name | First Name | Middle Name |
---|---|---|
The Banneker Homes, Inc. | The Banneker Homes, Inc. | |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Sole Member of Banneker Homes, LLC and Managing General Partner of Oak Center Homes Partners, L.P.Last Name | First Name | Middle Name |
---|---|---|
Baker | Stella | |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
President of The Banneker Homes, Inc.Last Name | First Name | Middle Name |
---|---|---|
Brown | Ernestine | J. |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Secretary of The Banneker Homes, Inc.Last Name | First Name | Middle Name |
---|---|---|
Jones | Irene | M. |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Vice President of The Banneker Homes, Inc.Last Name | First Name | Middle Name |
---|---|---|
Hornsby | Barbara | J. |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Treasurer of The Banneker Homes, Inc.Last Name | First Name | Middle Name |
---|---|---|
Jackson | Houston | |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Director of The Banneker Homes, Inc.Last Name | First Name | Middle Name |
---|---|---|
Wade | Raymond | |
Street Address 1 | Street Address 2 | |
765 "A" Fullton Street | ||
City | State/Province/Country | ZIP/PostalCode |
San Francisco | CALIFORNIA | 94102 |
Relationship: | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Director of The Banneker Homes, Inc.4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
---|---|---|---|---|
No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
X | $5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | ||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
Decline to Disclose | Decline to Disclose | |||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Rule 504(b)(1) (not (i), (ii) or (iii)) | Rule 505 | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(i) | X | Rule 506 | ||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(ii) | Securities Act Section 4(5) | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(iii) | Investment Company Act Section 3(c) | |||||||||||||||||||||||||||||||||||
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7. Type of Filing
X | New Notice | Date of First Sale | 2012-09-18 | First Sale Yet to Occur | |||||
Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
Equity | Pooled Investment Fund Interests | ||
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | X | Other (describe) | |
Partnership Interests |
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $0 | USD |
12. Sales Compensation
Recipient |
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N/A | None | ||||||
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N/A | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
N/A | N/A | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
N/A | CALIFORNIA | 99999 | |||||
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13. Offering and Sales Amounts
Total Offering Amount | $6,762,000 | USD |
| |||
Total Amount Sold | $6,762,000 | USD | ||||
Total Remaining to be Sold | $0 | USD |
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Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $0 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
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Clarification of Response (if Necessary):
N/ASignature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
---|---|---|---|---|
Oak Center Homes Partners, L.P. | Janice Starks and Jeff Jallo | Janice Starks and Jeff Jallo | President and Vice President | 2012-11-08 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.