The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 | 2,109 | 77,737 | SH | SOLE | 1,846 | 0 | 75,891 | ||
FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 | 1,331 | 43,133 | SH | SOLE | 1,790 | 0 | 41,343 | ||
FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 | 2,272 | 105,267 | SH | SOLE | 2,326 | 0 | 102,941 | ||
FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 | 1,398 | 74,395 | SH | SOLE | 2,862 | 0 | 71,533 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 1,950 | 49,113 | SH | SOLE | 1,293 | 0 | 47,820 | ||
FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 | 1,959 | 86,739 | SH | SOLE | 2,227 | 0 | 84,512 | ||
FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 | 2,272 | 85,625 | SH | SOLE | 1,761 | 0 | 83,864 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 1,391 | 57,013 | SH | SOLE | 2,049 | 0 | 54,964 | ||
FIRST TR EXCHANGE TRADED FD | UTILITIES ALPH | 33734X184 | 1,705 | 86,161 | SH | SOLE | 2,535 | 0 | 83,626 | ||
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738D101 | 201 | 8,668 | SH | SOLE | 0 | 0 | 8,668 | ||
FIRST TR VALUE LINE 100 ETF | COM SHS | 33735G107 | 1,719 | 112,700 | SH | SOLE | 0 | 0 | 112,700 | ||
FIRST TR VALUE LINE 100 ETF | COM SHS | 33735G107 | 19 | 1,272 | SH | DFND | 0 | 0 | 1,272 | ||
ISHARES TR | BARCLYS 1-3 YR | 464287457 | 3,338 | 39,609 | SH | SOLE | 0 | 0 | 39,609 | ||
ISHARES TR | BARCLYS 20+ YR | 464287432 | 3,450 | 31,243 | SH | SOLE | 0 | 0 | 31,243 | ||
ISHARES TR | BARCLYS 7-10 YR | 464287440 | 3,539 | 34,526 | SH | SOLE | 0 | 0 | 34,526 | ||
ISHARES TR | BARCLYS TIPS BD | 464287176 | 3,621 | 32,331 | SH | SOLE | 0 | 0 | 32,331 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 2,234 | 186,341 | SH | SOLE | 0 | 0 | 186,341 | ||
ISHARES TR | IBOXX INV CPBD | 464287242 | 4,053 | 35,663 | SH | SOLE | 0 | 0 | 35,663 | ||
ISHARES TR | HIGH YLD CORP | 464288513 | 4,258 | 46,851 | SH | SOLE | 0 | 0 | 46,851 | ||
ISHARES TR | HIGH YLD CORP | 464288513 | 150 | 1,650 | SH | OTR | 0 | 0 | 1,650 | ||
ISHARES INC | MSCI EMU INDEX | 464286608 | 2,798 | 86,158 | SH | SOLE | 0 | 0 | 86,158 | ||
ISHARES INC | MSCI JAPAN | 464286848 | 2,610 | 232,608 | SH | SOLE | 0 | 0 | 232,608 | ||
ISHARES INC | MSCI PAC J IDX | 464286665 | 3,850 | 89,474 | SH | SOLE | 0 | 0 | 89,474 | ||
ISHARES TR | S&P LTN AM 40 | 464287390 | 2,435 | 66,249 | SH | SOLE | 0 | 0 | 66,249 | ||
POWERSHARES ETF TRUST | BASIC MAT SECT | 73935X427 | 3,946 | 92,990 | SH | SOLE | 0 | 0 | 92,990 | ||
POWERSHARES ETF TRUST | DYN BIOT & GEN | 73935X856 | 2,225 | 77,023 | SH | SOLE | 0 | 0 | 77,023 | ||
POWERSHARES ETF TRUST | CON DISCRE SEC | 73935X419 | 4,489 | 124,871 | SH | SOLE | 0 | 0 | 124,871 | ||
POWERSHARES ETF TRUST | CON STAPLE SEC | 73935X393 | 2,542 | 63,890 | SH | SOLE | 0 | 0 | 63,890 | ||
POWERSHARES ETF TRUST | ENERGY SEC POR | 73935X385 | 4,881 | 102,610 | SH | SOLE | 0 | 0 | 102,610 | ||
POWERSHARES ETF TRUST | FINL SECT PORT | 73935X377 | 2,823 | 115,196 | SH | SOLE | 0 | 0 | 115,196 | ||
POWERSHARES ETF TRUST | HLTHCR SEC POR | 73935X351 | 3,394 | 84,146 | SH | SOLE | 0 | 0 | 84,146 | ||
POWERSHARES ETF TRUST | INDL SECT PORT | 73935X369 | 3,035 | 80,022 | SH | SOLE | 0 | 0 | 80,022 | ||
POWERSHARES ETF TRUST | TECH SECT PORT | 73935X344 | 2,810 | 93,627 | SH | SOLE | 0 | 0 | 93,627 | ||
POWERSHARES ETF TRUST | DYN UTIL PORTF | 73935X591 | 3,504 | 183,718 | SH | SOLE | 0 | 0 | 183,718 | ||
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 225 | 12,600 | SH | OTR | 0 | 0 | 12,600 | ||
POWERSHARES ETF TRUST | GBL LSTD PVT EQT | 73935X195 | 2,422 | 221,994 | SH | SOLE | 0 | 0 | 221,994 | ||
POWERSHARES GLOBAL ETF TRUST | AGG PFD PORT | 73936T565 | 769 | 53,880 | SH | SOLE | 0 | 0 | 53,880 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 723 | 13,435 | SH | SOLE | 0 | 0 | 13,435 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 1,451 | 36,751 | SH | SOLE | 0 | 0 | 36,751 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 55 | 1,385 | SH | DFND | 0 | 0 | 1,385 | ||
SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | 1,245 | 29,584 | SH | SOLE | 0 | 0 | 29,584 | ||
SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | 26 | 606 | SH | OTR | 0 | 0 | 606 | ||
SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 | 720 | 16,573 | SH | SOLE | 0 | 0 | 16,573 | ||
VANGUARD INDEX FDS | S&P 500 ETF SH | 922908413 | 4,291 | 58,503 | SH | SOLE | 0 | 0 | 58,503 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 3,511 | 42,047 | SH | SOLE | 0 | 0 | 42,047 | ||
VANGUARD BD INDEX FD INC | LONG TERM BOND | 921937793 | 3,423 | 40,190 | SH | SOLE | 0 | 0 | 40,190 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 6,061 | 88,196 | SH | SOLE | 0 | 0 | 88,196 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 4,471 | 91,027 | SH | SOLE | 0 | 0 | 91,027 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 58 | 1,175 | SH | OTR | 0 | 0 | 1,175 | ||
WISDOMTREE TRUST | MIDCAP DIVI FD | 97717W505 | 598 | 9,129 | SH | SOLE | 0 | 0 | 9,129 | ||
WISDOMTREE TRUST | DEFA EQT INC ETF | 97717W802 | 504 | 12,601 | SH | SOLE | 0 | 0 | 12,601 | ||
WISDOMTREE TRUST | EMERG MKTS ETF | 97717W315 | 593 | 12,269 | SH | SOLE | 0 | 0 | 12,269 | ||
WISDOMTREE TRUST | GLB EX US RL EST | 97717W331 | 828 | 30,373 | SH | SOLE | 0 | 0 | 30,373 | ||
WISDOMTREE TRUST | GLB EX US RL EST | 97717W331 | 150 | 5,500 | SH | OTR | 0 | 0 | 5,500 | ||
WISDOMTREE TRUST | INTL SMCAP DIV | 97717W760 | 533 | 10,211 | SH | SOLE | 0 | 0 | 10,211 | ||
WISDOMTREE TRUST | SMALLCAP DIVID | 97717W604 | 575 | 9,851 | SH | SOLE | 0 | 0 | 9,851 | ||
BP PLC | SPONSORED ADR | 055622104 | 431 | 10,320 | SH | SOLE | 0 | 0 | 10,320 | ||
EXXON MOBIL CORP | COM | 30231G102 | 41 | 453 | SH | SOLE | 0 | 0 | 453 | ||
EXXON MOBIL CORP | COM | 30231G102 | 246 | 2,720 | SH | OTR | 0 | 0 | 2,720 | ||
O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | 237 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | 12 | 107 | SH | OTR | 0 | 0 | 107 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 125 | 2,492 | SH | SOLE | 0 | 0 | 2,492 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 175 | 3,477 | SH | OTR | 0 | 0 | 3,477 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 467 | 11,316 | SH | OTR | 0 | 0 | 11,316 | ||
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 201 | 13,383 | SH | SOLE | 0 | 0 | 13,383 | ||
ALLIANCEBERNSTEIN INCOME FUN | COM | 01881E101 | 139 | 18,600 | SH | SOLE | 0 | 0 | 18,600 |