Exhibit 1.01
CNH Industrial N.V.
Conflict Minerals Report
For The Year Ended December 31, 2016
I. Overview
This report has been prepared by CNH Industrial N.V. (herein referred to as “CNH Industrial,” or the “Company,” “we,” “us,” or “our”) pursuant to Rule 13p-1 (the “Rule”) promulgated under the Securities Exchange Act of 1934 (the “Exchange Act”). References to internet websites herein are provided only as required by the Rule and information available through these websites is not incorporated by reference into this Form SD.
We are a leading global capital goods company engaged in the design, production, marketing, sale and financing of agricultural and construction equipment, trucks, commercial vehicles, buses and specialty vehicles for firefighting, defense and other uses, as well as engines, transmissions and axles for those vehicles and engines for marine and power generation applications. We have industrial and financial services companies located in 45 countries and a commercial presence in approximately 180 countries around the world.
Our principal products include agricultural and construction equipment, commercial vehicles and engines, transmissions and axles. Tin, tantalum, tungsten and gold (“3TG”) can be found in all of our products.
Our products are highly complex, typically containing thousands of parts from many direct suppliers. We have relationships with a vast network of suppliers throughout the world. Many of our suppliers are located outside the United States and include foreign entities that are not subject to the Rule. In addition, there are generally multiple tiers between the 3TG mines and our suppliers. Therefore, we must rely on our direct suppliers to work with their upstream suppliers to provide us with accurate information on the origin of the 3TG contained in components and materials purchased by us.
II. Reasonable Country of Origin (“RCOI”)
We conducted an inquiry of our suppliers in accordance with Step 1 of the Due Diligence Guidance for Responsible Supply Chains of Minerals From Conflict-Affected and High-Risk Areas of the Organisation for Economic Cooperation and Development (“OECD”) and its supplements for tin, tantalum, and tungsten and gold (“OECD guidance; “OECD Step 1”). Our RCOI comprised identification of relevant suppliers and a survey of those suppliers.
Because of the scope and complexity of our supply chain, we developed a risk-based approach that focused on our major direct suppliers as well as direct suppliers that we believed were likely to provide us with components containing 3TG (collectively, the “Surveyed Suppliers”). Surveyed Suppliers represented approximately 80% of the purchases (by dollar value) that we made for goods from suppliers. For purposes of this report, the “Covered Countries” means the Democratic Republic of Congo (the “DRC”) and its adjoining countries.
We requested that all Surveyed Suppliers provide information to us regarding 3TG and smelters using the template developed by the Conflict-Free Sourcing Initiative (“CFSI”), known as the Conflict Minerals Reporting Template (the “Template”). The Template is a free, standardized reporting template that facilitates disclosure and communication of information regarding smelters and refiners that provide 3TG to a manufacturer’s supply chain. It includes questions regarding a direct supplier’s conflict-free policy and its due diligence process, and requests information about its supply chain such as the names and locations of smelters and refiners as well as the origin of 3TG used by such smelters and refiners.
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OECD Step 1. Establish Strong Company Management Systems
Conflict Minerals Policy
We have adopted a conflict minerals policy that is publicly available on our website athttp://www.cnhindustrial.com/en-us/governance/policies_and_guidelines/Pages/sustainability_guidelines.aspx
Internal Team
We have established a management system to support supply chain due diligence related to goods that may contain 3TG. Our management system includes a cross-functional executive steering committee sponsored by senior legal and compliance staff, and a team of subject matter experts from functions such as purchasing, parts and service and internal audit. A working group, reporting to the Steering Committee, was formed to develop and implement a Conflict Minerals compliance program approved by the Steering Committee.
Control Systems
We do not have a direct relationship with 3TG smelters and refiners; therefore, we rely on suppliers to provide information on the origin of the 3TG contained in the components and materials supplied to us. We are a member of CFSI (CFSI Member Code: CNHI), an initiative of the Electronics Industry Citizenship Coalition and the Global e-Sustainability Initiative. CFSI serves as a resource for companies from a range of industries addressing conflict minerals issues in their supply chains. CFSI program initiatives include the Conflict-Free Smelter Program (“CFSP”), which identifies smelters and refiners that process materials from conflict-free sources, and the Template.
Supplier Engagement
We have engaged our direct suppliers through direct communication, including multiple communications regarding the Rule. We provided the Surveyed Suppliers with instructions for responding to the Template and access to a conflict minerals compliance e-mail address, monitored by a member of the Conflict Minerals working group, which Surveyed Suppliers could use to seek assistance in interpreting and completing the Template. Our standard purchase order terms and conditions and purchase agreements require our suppliers to provide us with supporting information and documentation evidencing due diligence of 3TG in their respective supply chains. We have adopted and made available to our suppliers, a Supplier Code of Conduct that requires, among other things, all suppliers to exercise due diligence, in accordance with the OECD Guidance, on its entire supply chain with respect to the sourcing of all 3TG to determine whether those metals are from the Covered Countries and, if so, to determine whether those metals directly or indirectly financed or benefited armed groups that are perpetrators of serious human rights abuses in the Covered Countries.
Grievance Mechanism
We have processes to collect and act on concerns expressed by employees and others about possible improper or unethical business practices, violations of company policies (including our Code of Conduct, the Supplier Code of Conduct and Conflict Minerals Policy) or applicable laws. This grievance mechanism is described in our Conflict Minerals Policy.
OECD Step 2. Identify and Assess Risks in the Supply Chain
Our method for determining the country of origin of 3TG contained in our products was to conduct a supply-chain survey with Surveyed Suppliers using the Template. We used the iPoint Conflict Minerals Platform to assist in the data collection, data validation and data storage. We rely on our suppliers to provide information on the origin of 3TG contained in the components and materials supplied to us. These suppliers are similarly reliant upon information provided by their suppliers. Smelters and refiners identified by a supplier in response to our supply-chain survey are compared against the CFSI list to identify and assist in assessing the risk that the 3TG used in our products may have originated in the Covered Countries.
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III.Due Diligence Design and Performance
Design of Due Diligence
Pursuant to the Rule, we performed due diligence on the source and country of origin of 3TG in our products, including the goods we purchase from suppliers. Our due diligence measures have been designed to conform with the due diligence framework presented in the OECD guidance.
Due Diligence Performed
The due diligence measures we performed are presented below according to the five-step framework established by the OECD.
OECD Step 3. Design and Implement a Strategy to Respond to Identified Risks
• | The Steering Committee is periodically briefed about our due diligence efforts. |
• | We have adopted a conflict minerals policy. |
• | Suppliers are required to adhere to our Supplier Code of Conduct that requires, among other things, all suppliers to exercise due diligence, in accordance with the OECD Guidance, on its entire supply chain with respect to the sourcing of all 3TG to determine whether those metals are from the Covered Countries and, if so, to determine whether those metals directly or indirectly financed or benefited armed groups that are perpetrators of serious human rights abuses in the Covered Countries. |
• | We offered training sessions to a number of suppliers that provided incomplete or inconsistent responses to our prior year supply-chain survey requests. |
• | We follow-up with the Surveyed Suppliers that provide incomplete or inconsistent responses. |
OECD Step 4. Carry Out Independent Third Party Audit of Supply Chain Due Diligence At Identified Points In The Supply Chain
We support audits of 3TG smelters and refiners conducted by third parties through our participation in CFSI. CFSI developed the CFSP, which uses an independent third-party audit to identify smelters and refiners that have systems in place to assure sourcing of only conflict-free materials.
OECD Step 5. Report Annually on Supply Chain Due Diligence
This Conflict Minerals Report constitutes our annual report on our 3TG due diligence, is available in our websitewww.cnhindustrial.com/enus/investor_relations/regulatory_filings/Pages/SEC_filings and is filed with the SEC.
IV. Due Diligence Results:
Survey Responses
We reviewed the Surveyed Supplier responses, including those not provided on the Template, to determine whether further engagement was necessary. When reviewing the Surveyed Supplier responses we focused on incomplete responses as well as inconsistencies within the data reported by those suppliers. We worked directly with such suppliers in an effort to secure revised responses.
The vast majority of the responses received provided data only with respect to the supplier’s overall 3TG sourcing, without specifying if the 3TG was used in the specific goods supplied to us. Consequently, we cannot be certain that the smelters or refiners identified by the vast majority of our Surveyed Suppliers supplied 3TG to us rather than to other customers of that Surveyed Supplier.
A minority of responses listed specific smelters or refiners. Such responses collectively identified 291 unique facilities as identified by the CFSP, of which 240 were certified conflict-free under the CSFP.
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We also identified 36 smelters or refiners that may be sourcing from the Covered Countries and may not have been from recycled or scrap resources. All 36 of these processing facilities have been validated as conflict-free through CFSP. Please seeAttachment A for a list of smelters and refiners reported to us by the Surveyed Suppliers that listed specific smelters or refiners. The smelters or refiners listed inAttachment A may have processed the 3TG necessary for our products, but we do not have sufficient information to determine that is the case. While there have been improvements in the systems of transparency and control for the sourcing of necessary 3TG, these results are not unexpected, especially given our downstream position as a manufacturer of agricultural and construction equipment, commercial vehicles and engines.
Efforts to Determine Mine or Location of Origin
We requested our suppliers complete the Template, which includes questions regarding the locations of smelters and refiners or origin for the minerals. When a supplier cannot directly obtain information beyond smelter or refiner name, we consult the CFSP to determine the country of origin and whether the smelter or refiner has been validated as conflict free.
Expected Future Actions
Going forward, we intend to build on our efforts in 2016 and continue working with our suppliers to improve the quality of the information provided. We also intend to continue to participate in CFSI meetings in order to gather best practices and collaborate with industry peers.
Caution Concerning Forward-Looking Statements |
Certain statements in this report may be “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995 and Section 21E of the Securities Exchange Act of 1934. These statements may include terminology such as “may”, “will”, “expect”, “could”, “should”, “intend”, “estimate”, “anticipate”, “believe”, “outlook”, “continue”, “remain”, “on track”, “design”, “target”, “objective”, “goal”, “forecast”, “projection”, “prospects”, “plan”, or similar terminology. Forward-looking statements are not guarantees of future performance. Rather, they are based on current views and assumptions and involve known and unknown risks, uncertainties and other factors, many of which are outside our control and are difficult to predict. If any of these risks and uncertainties materialize or other assumptions underlying any of the forward-looking statements prove to be incorrect, the actual results or developments may differ materially from any future results or developments expressed or implied by the forward-looking statements. Actual results could differ materially from those anticipated in such forward-looking statements. We undertake no obligation to update or revise publicly any forward-looking statements, whether as a result of new developments or otherwise.
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Attachment A
The processing facilities listed in the table below represent the smelters and refiners provided by the Surveyed Suppliers that provided a list of smelters or refiners.The smelters or refiners may have processed the 3TG necessary for our products, but we do not have sufficient information to determine with certainty that is the case. Additionally, we are unable to conclusively determine the country of origin information for our necessary 3TG, but based on the data gathered from CFSI, we believe that the sources may include the countries listed following the table.
Mineral | Smelter Reference List | Smelter Name | Smelter Country | |||
Tungsten | A.L.M.T. TUNGSTEN Corp. | A.L.M.T. TUNGSTEN Corp. | JAPAN | |||
Gold | Advanced Chemical Company | Advanced Chemical Company | UNITED STATES | |||
Gold | Aida Chemical Industries Co., Ltd. | Aida Chemical Industries Co., Ltd. | JAPAN | |||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | |||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | |||
Gold | AngloGold Ashanti Córrego do Sítio Mineração | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | |||
Gold | Argor-Heraeus S.A. | Argor-Heraeus S.A. | SWITZERLAND | |||
Gold | Asahi Pretec Corp. | Asahi Pretec Corp. | JAPAN | |||
Gold | Asaka Riken Co., Ltd. | Asaka Riken Co., Ltd. | JAPAN | |||
Tungsten | Kennametal Huntsville | Kennametal Huntsville | UNITED STATES | |||
Gold | Aurubis AG | Aurubis AG | GERMANY | |||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | |||
Gold | Boliden AB | Boliden AB | SWEDEN | |||
Gold | C. Hafner GmbH + Co. KG | C. Hafner GmbH + Co. KG | GERMANY | |||
Gold | Caridad | Caridad | MEXICO | |||
Gold | CCR Refinery - Glencore Canada Corporation | CCR Refinery - Glencore Canada Corporation | CANADA | |||
Gold | Cendres + Métaux S.A. | Cendres + Métaux S.A. | SWITZERLAND | |||
Gold | Yunnan Copper Industry Co., Ltd. | Yunnan Copper Industry Co., Ltd. | CHINA | |||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | Changsha South Tantalum Niobium Co., Ltd. | CHINA | |||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | |||
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | |||
Gold | Chimet S.p.A. | Chimet S.p.A. | ITALY | |||
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | |||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | |||
Gold | Chugai Mining | Chugai Mining | JAPAN | |||
Tin | CNMC (Guangxi) PGMA Co., Ltd. | CNMC (Guangxi) PGMA Co., Ltd. | CHINA |
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Tantalum | Conghua Tantalum and Niobium Smeltry | Conghua Tantalum and Niobium Smeltry | CHINA | |||
Tin | Alpha | Alpha | UNITED STATES | |||
Tin | Cooperativa Metalurgica de Rondônia Ltda. | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | |||
Tin | CV Gita Pesona | CV Gita Pesona | INDONESIA | |||
Tin | PT Aries Kencana Sejahtera | PT Aries Kencana Sejahtera | INDONESIA | |||
Tin | CV Serumpun Sebalai | CV Serumpun Sebalai | INDONESIA | |||
Tin | CV United Smelting | CV United Smelting | INDONESIA | |||
Gold | Daejin Indus Co., Ltd. | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | |||
Gold | Daye Non-Ferrous Metals Mining Ltd. | Daye Non-Ferrous Metals Mining Ltd. | CHINA | |||
Gold | DSC (Do Sung Corporation) | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | |||
Gold | DODUCO GmbH | DODUCO GmbH | GERMANY | |||
Gold | Dowa | Dowa | JAPAN | |||
Tin | Dowa | Dowa | JAPAN | |||
Tantalum | Duoluoshan | Duoluoshan | CHINA | |||
Gold | Eco-System Recycling Co., Ltd. | Eco-System Recycling Co., Ltd. | JAPAN | |||
Tin | EM Vinto | EM Vinto | BOLIVIA | |||
Tin | Estanho de Rondônia S.A. | Estanho de Rondônia S.A. | BRAZIL | |||
Tantalum | Exotech Inc. | Exotech Inc. | UNITED STATES | |||
Tantalum | F&X Electro-Materials Ltd. | F&X Electro-Materials Ltd. | CHINA | |||
Tin | Fenix Metals | Fenix Metals | POLAND | |||
Gold | OJSC Novosibirsk Refinery | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | |||
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | Fujian Jinxin Tungsten Co., Ltd. | CHINA | |||
Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | |||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | |||
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | |||
Tungsten | Global Tungsten & Powders Corp. | Global Tungsten & Powders Corp. | UNITED STATES | |||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | |||
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | |||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | |||
Gold | Heimerle + Meule GmbH | Heimerle + Meule GmbH | GERMANY | |||
Gold | Heraeus Metals Hong Kong Ltd. | Heraeus Metals Hong Kong Ltd. | CHINA | |||
Gold | Heraeus Precious Metals GmbH & Co. KG | Heraeus Precious Metals GmbH & Co. KG | GERMANY | |||
Tantalum | Hi-Temp Specialty Metals, Inc. | Hi-Temp Specialty Metals, Inc. | UNITED STATES |
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Tin | Huichang Jinshunda Tin Co., Ltd. | Huichang Jinshunda Tin Co., Ltd. | CHINA | |||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | Hunan Chenzhou Mining Co., Ltd. | CHINA | |||
Gold | Hunan Chenzhou Mining Co., Ltd. | Hunan Chenzhou Mining Co., Ltd. | CHINA | |||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | |||
Gold | Hwasung CJ Co., Ltd. | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | |||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | |||
Gold | Ishifuku Metal Industry Co., Ltd. | Ishifuku Metal Industry Co., Ltd. | JAPAN | |||
Gold | Istanbul Gold Refinery | Istanbul Gold Refinery | TURKEY | |||
Gold | Japan Mint | Japan Mint | JAPAN | |||
Tungsten | Japan New Metals Co., Ltd. | Japan New Metals Co., Ltd. | JAPAN | |||
Gold | Jiangxi Copper Co., Ltd. | Jiangxi Copper Co., Ltd. | CHINA | |||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | |||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | |||
Tantalum | Jiujiang Tanbre Co., Ltd. | Jiujiang Tanbre Co., Ltd. | CHINA | |||
Gold | Asahi Refining USA Inc. | Asahi Refining USA Inc. | UNITED STATES | |||
Gold | Asahi Refining Canada Ltd. | Asahi Refining Canada Ltd. | CANADA | |||
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | |||
Gold | JSC Uralelectromed | JSC Uralelectromed | RUSSIAN FEDERATION | |||
Gold | JX Nippon Mining & Metals Co., Ltd. | JX Nippon Mining & Metals Co., Ltd. | JAPAN | |||
Tin | Gejiu Kai Meng Industry and Trade LLC | Gejiu Kai Meng Industry and Trade LLC | CHINA | |||
Gold | Kazakhmys Smelting LLC | Kazakhmys Smelting LLC | KAZAKHSTAN | |||
Gold | Kazzinc | Kazzinc | KAZAKHSTAN | |||
Tungsten | Kennametal Fallon | Kennametal Fallon | UNITED STATES | |||
Gold | Kennecott Utah Copper LLC | Kennecott Utah Copper LLC | UNITED STATES | |||
Tantalum | King-Tan Tantalum Industry Ltd. | King-Tan Tantalum Industry Ltd. | CHINA | |||
Gold | Kojima Chemicals Co., Ltd. | Kojima Chemicals Co., Ltd. | JAPAN | |||
Gold | Kyrgyzaltyn JSC | Kyrgyzaltyn JSC | KYRGYZSTAN | |||
Gold | Lingbao Gold Co., Ltd. | Lingbao Gold Co., Ltd. | CHINA | |||
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | |||
Tin | China Tin Group Co., Ltd. | China Tin Group Co., Ltd. | CHINA | |||
Tantalum | LSM Brasil S.A. | LSM Brasil S.A. | BRAZIL | |||
Gold | LS-NIKKO Copper Inc. | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF |
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Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | |||
Tin | Malaysia Smelting Corporation (MSC) | Malaysia Smelting Corporation (MSC) | MALAYSIA | |||
Gold | Materion | Materion | UNITED STATES | |||
Gold | Matsuda Sangyo Co., Ltd. | Matsuda Sangyo Co., Ltd. | JAPAN | |||
Tin | Metallic Resources, Inc. | Metallic Resources, Inc. | UNITED STATES | |||
Gold | Metalor Technologies (Suzhou) Ltd. | Metalor Technologies (Suzhou) Ltd. | CHINA | |||
Gold | Metalor Technologies (Hong Kong) Ltd. | Metalor Technologies (Hong Kong) Ltd. | CHINA | |||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | |||
Gold | Metalor Technologies S.A. | Metalor Technologies S.A. | SWITZERLAND | |||
Gold | Metalor USA Refining Corporation | Metalor USA Refining Corporation | UNITED STATES | |||
Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO | |||
Tantalum | Metallurgical Products India Pvt., Ltd. | Metallurgical Products India Pvt., Ltd. | INDIA | |||
Tin | Mineração Taboca S.A. | Mineração Taboca S.A. | BRAZIL | |||
Tantalum | Mineração Taboca S.A. | Mineração Taboca S.A. | BRAZIL | |||
Tin | Minsur | Minsur | PERU | |||
Gold | Mitsubishi Materials Corporation | Mitsubishi Materials Corporation | JAPAN | |||
Tin | Mitsubishi Materials Corporation | Mitsubishi Materials Corporation | JAPAN | |||
Tantalum | Mitsui Mining & Smelting | Mitsui Mining & Smelting | JAPAN | |||
Gold | Mitsui Mining and Smelting Co., Ltd. | Mitsui Mining and Smelting Co., Ltd. | JAPAN | |||
Tantalum | Molycorp Silmet A.S. | Molycorp Silmet A.S. | ESTONIA | |||
Gold | Moscow Special Alloys Processing Plant | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | |||
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | |||
Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | |||
Gold | Navoi Mining and Metallurgical Combinat | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | |||
Gold | Nihon Material Co., Ltd. | Nihon Material Co., Ltd. | JAPAN | |||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | |||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | |||
Gold | Elemetal Refining, LLC | Elemetal Refining, LLC | UNITED STATES | |||
Gold | Ohura Precious Metal Industry Co., Ltd. | Ohura Precious Metal Industry Co., Ltd. | JAPAN | |||
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | |||
Tin | Operaciones Metalurgical S.A. | Operaciones Metalurgical S.A. | BOLIVIA |
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Gold | PAMP S.A. | PAMP S.A. | SWITZERLAND | |||
Gold | Penglai Penggang Gold Industry Co., Ltd. | Penglai Penggang Gold Industry Co., Ltd. | CHINA | |||
Gold | Prioksky Plant of Non-Ferrous Metals | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | |||
Gold | PT Aneka Tambang (Persero) Tbk | PT Aneka Tambang (Persero) Tbk | INDONESIA | |||
Tin | PT Artha Cipta Langgeng | PT Artha Cipta Langgeng | INDONESIA | |||
Tin | PT Babel Inti Perkasa | PT Babel Inti Perkasa | INDONESIA | |||
Tin | PT Bangka Tin Industry | PT Bangka Tin Industry | INDONESIA | |||
Tin | PT Belitung Industri Sejahtera | PT Belitung Industri Sejahtera | INDONESIA | |||
Tin | PT Bukit Timah | PT Bukit Timah | INDONESIA | |||
Tin | PT DS Jaya Abadi | PT DS Jaya Abadi | INDONESIA | |||
Tin | PT Eunindo Usaha Mandiri | PT Eunindo Usaha Mandiri | INDONESIA | |||
Tin | PT Karimun Mining | PT Karimun Mining | INDONESIA | |||
Tin | PT Mitra Stania Prima | PT Mitra Stania Prima | INDONESIA | |||
Tin | PT Panca Mega Persada | PT Panca Mega Persada | INDONESIA | |||
Tin | PT Prima Timah Utama | PT Prima Timah Utama | INDONESIA | |||
Tin | PT Refined Bangka Tin | PT Refined Bangka Tin | INDONESIA | |||
Tin | PT Sariwiguna Binasentosa | PT Sariwiguna Binasentosa | INDONESIA | |||
Tin | PT Stanindo Inti Perkasa | PT Stanindo Inti Perkasa | INDONESIA | |||
Tin | PT Sumber Jaya Indah | PT Sumber Jaya Indah | INDONESIA | |||
Tin | PT Timah (Persero) Tbk Kundur | PT Timah (Persero) Tbk Kundur | INDONESIA | |||
Tin | PT Timah (Persero) Tbk Mentok | PT Timah (Persero) Tbk Mentok | INDONESIA | |||
Tin | PT Tinindo Inter Nusa | PT Tinindo Inter Nusa | INDONESIA | |||
Tin | PT Tommy Utama | PT Tommy Utama | INDONESIA | |||
Gold | PX Précinox S.A. | PX Précinox S.A. | SWITZERLAND | |||
Tantalum | QuantumClean | QuantumClean | UNITED STATES | |||
Gold | Rand Refinery (Pty) Ltd. | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | |||
Tantalum | RFH Tantalum Smeltry Co., Ltd. | RFH Tantalum Smeltry Co., Ltd. | CHINA | |||
Gold | Royal Canadian Mint | Royal Canadian Mint | CANADA | |||
Tin | Rui Da Hung | Rui Da Hung | TAIWAN | |||
Gold | Sabin Metal Corp. | Sabin Metal Corp. | UNITED STATES | |||
Gold | Samduck Precious Metals | Samduck Precious Metals | KOREA, REPUBLIC OF | |||
Gold | SAMWON Metals Corp. | SAMWON Metals Corp. | KOREA, REPUBLIC OF | |||
Gold | Schone Edelmetaal B.V. | Schone Edelmetaal B.V. | NETHERLANDS | |||
Gold | SEMPSA Joyería Platería S.A. | SEMPSA Joyería Platería S.A. | SPAIN | |||
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | |||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA |
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Gold | Sichuan Tianze Precious Metals Co., Ltd. | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | |||
Gold | So Accurate Group, Inc. | So Accurate Group, Inc. | UNITED STATES | |||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | |||
Tin | Soft Metais Ltda. | Soft Metais Ltda. | BRAZIL | |||
Gold | Solar Applied Materials Technology Corp. | Solar Applied Materials Technology Corp. | TAIWAN | |||
Tantalum | Solikamsk Magnesium Works OAO | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | |||
Gold | Sumitomo Metal Mining Co., Ltd. | Sumitomo Metal Mining Co., Ltd. | JAPAN | |||
Tantalum | Taki Chemical Co., Ltd. | Taki Chemical Co., Ltd. | JAPAN | |||
Gold | Tanaka Kikinzoku Kogyo K.K. | Tanaka Kikinzoku Kogyo K.K. | JAPAN | |||
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | |||
Tantalum | Telex Metals | Telex Metals | UNITED STATES | |||
Tin | Thaisarco | Thaisarco | THAILAND | |||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | |||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | |||
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | |||
Gold | Tokuriki Honten Co., Ltd. | Tokuriki Honten Co., Ltd. | JAPAN | |||
Gold | Tongling Nonferrous Metals Group Co., Ltd. | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | |||
Gold | Torecom | Torecom | KOREA, REPUBLIC OF | |||
Tantalum | Ulba Metallurgical Plant JSC | Ulba Metallurgical Plant JSC | KAZAKHSTAN | |||
Gold | Umicore Brasil Ltda. | Umicore Brasil Ltda. | BRAZIL | |||
Gold | Umicore S.A. Business Unit Precious Metals Refining | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | |||
Gold | United Precious Metal Refining, Inc. | United Precious Metal Refining, Inc. | UNITED STATES | |||
Gold | Valcambi S.A. | Valcambi S.A. | SWITZERLAND | |||
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | |||
Tin | VQB Mineral and Trading Group JSC | VQB Mineral and Trading Group JSC | VIET NAM | |||
Gold | Western Australian Mint trading as The Perth Mint | Western Australian Mint trading as The Perth Mint | AUSTRALIA | |||
Tin | White Solder Metalurgia e Mineração Ltda. | White Solder Metalurgia e Mineração Ltda. | BRAZIL | |||
Tungsten | Wolfram Bergbau und Hütten AG | Wolfram Bergbau und Hütten AG | AUSTRIA | |||
Tungsten | Xiamen Tungsten Co., Ltd. | Xiamen Tungsten Co., Ltd. | CHINA | |||
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | |||
Gold | Yamamoto Precious Metal Co., Ltd. | Yamamoto Precious Metal Co., Ltd. | JAPAN |
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Gold | Yokohama Metal Co., Ltd. | Yokohama Metal Co., Ltd. | JAPAN | |||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | |||
Tin | Yunnan Tin Company Limited | Yunnan Tin Company Limited | CHINA | |||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | |||
Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA | |||
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | |||
Gold | Morris and Watson | Morris and Watson | NEW ZEALAND | |||
Gold | SAFINA A.S. | SAFINA A.S. | CZECH REPUBLIC | |||
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | |||
Gold | Guangdong Jinding Gold Limited | Guangdong Jinding Gold Limited | CHINA | |||
Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | |||
Gold | Umicore Precious Metals Thailand | Umicore Precious Metals Thailand | THAILAND | |||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | |||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | |||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | |||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | |||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | Malipo Haiyu Tungsten Co., Ltd. | CHINA | |||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | |||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | |||
Tin | CV Venus Inti Perkasa | CV Venus Inti Perkasa | INDONESIA | |||
Gold | Geib Refining Corporation | Geib Refining Corporation | UNITED STATES | |||
Tin | Magnu’s Minerais Metais e Ligas Ltda. | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | |||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | |||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | |||
Tin | Melt Metais e Ligas S.A. | Melt Metais e Ligas S.A. | BRAZIL | |||
Tungsten | Asia Tungsten Products Vietnam Ltd. | Asia Tungsten Products Vietnam Ltd. | VIET NAM | |||
Tin | PT ATD Makmur Mandiri Jaya | PT ATD Makmur Mandiri Jaya | INDONESIA | |||
Tantalum | D Block Metals, LLC | D Block Metals, LLC | UNITED STATES | |||
Tantalum | FIR Metals & Resource Ltd. | FIR Metals & Resource Ltd. | CHINA |
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Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | |||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | |||
Gold | MMTC-PAMP India Pvt., Ltd. | MMTC-PAMP India Pvt., Ltd. | INDIA | |||
Gold | Republic Metals Corporation | Republic Metals Corporation | UNITED STATES | |||
Gold | KGHM Polska Miedź Spółka Akcyjna | KGHM Polska Miedź Spółka Akcyjna | POLAND | |||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | |||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | |||
Gold | Singway Technology Co., Ltd. | Singway Technology Co., Ltd. | TAIWAN | |||
Tin | O.M. Manufacturing Philippines, Inc. | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | |||
Tin | PT Inti Stania Prima | PT Inti Stania Prima | INDONESIA | |||
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | |||
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | |||
Tantalum | KEMET Blue Metals | KEMET Blue Metals | MEXICO | |||
Tungsten | H.C. Starck GmbH | H.C. Starck GmbH | GERMANY | |||
Tungsten | H.C. Starck Smelting GmbH & Co.KG | H.C. Starck Smelting GmbH & Co.KG | GERMANY | |||
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | |||
Tantalum | H.C. Starck Co., Ltd. | H.C. Starck Co., Ltd. | THAILAND | |||
Tantalum | H.C. Starck GmbH Goslar | H.C. Starck GmbH Goslar | GERMANY | |||
Tantalum | H.C. Starck Hermsdorf GmbH | H.C. Starck Hermsdorf GmbH | GERMANY | |||
Tantalum | H.C. Starck Inc. | H.C. Starck Inc. | UNITED STATES | |||
Tantalum | H.C. Starck Ltd. | H.C. Starck Ltd. | JAPAN | |||
Tantalum | H.C. Starck Smelting GmbH & Co. KG | H.C. Starck Smelting GmbH & Co. KG | GERMANY | |||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | |||
Tantalum | Global Advanced Metals Boyertown | Global Advanced Metals Boyertown | UNITED STATES | |||
Tantalum | Global Advanced Metals Aizu | Global Advanced Metals Aizu | JAPAN | |||
Gold | Al Etihad Gold Refinery DMCC | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | |||
Gold | Emirates Gold DMCC | Emirates Gold DMCC | UNITED ARAB EMIRATES | |||
Tantalum | KEMET Blue Powder | KEMET Blue Powder | UNITED STATES | |||
Tin | CV Ayi Jaya | CV Ayi Jaya | INDONESIA | |||
Tantalum | Tranzact, Inc. | Tranzact, Inc. | UNITED STATES | |||
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM |
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Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | |||
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | |||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | |||
Gold | T.C.A S.p.A | T.C.A S.p.A | ITALY | |||
Gold | Remondis Argentia B.V. | Remondis Argentia B.V. | NETHERLANDS | |||
Gold | Tony Goetz NV | Tony Goetz NV | BELGIUM | |||
Tungsten | Niagara Refining LLC | Niagara Refining LLC | UNITED STATES | |||
Tin | CV Dua Sekawan | CV Dua Sekawan | INDONESIA | |||
Tin | CV Tiga Sekawan | CV Tiga Sekawan | INDONESIA | |||
Gold | Korea Zinc Co., Ltd. | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | |||
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | |||
Tungsten | Hydrometallurg, JSC | Hydrometallurg, JSC | RUSSIAN FEDERATION | |||
Tin | An Vinh Joint Stock Mineral Processing Company | An Vinh Joint Stock Mineral Processing Company | VIET NAM | |||
Tin | Resind Indústria e Comércio Ltda. | Resind Indústria e Comércio Ltda. | BRAZIL | |||
Tantalum | Resind Indústria e Comércio Ltda. | Resind Indústria e Comércio Ltda. | BRAZIL | |||
Tungsten | Unecha Refractory metals plant | Unecha Refractory metals plant | RUSSIAN FEDERATION | |||
Tin | PT O.M. Indonesia | PT O.M. Indonesia | INDONESIA | |||
Gold | SAAMP | SAAMP | FRANCE | |||
Tin | Metallo-Chimique N.V. | Metallo-Chimique N.V. | BELGIUM | |||
Tin | Elmet S.L.U. | Elmet S.L.U. | SPAIN | |||
Tin | PT Bangka Prima Tin | PT Bangka Prima Tin | INDONESIA | |||
Gold | SAXONIA Edelmetalle GmbH | SAXONIA Edelmetalle GmbH | GERMANY | |||
Gold | WIELAND Edelmetalle GmbH | WIELAND Edelmetalle GmbH | GERMANY | |||
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | |||
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | |||
Tin | PT Sukses Inti Makmur | PT Sukses Inti Makmur | INDONESIA | |||
Tin | An Thai Minerals Co., Ltd. | An Thai Minerals Co., Ltd. | VIET NAM | |||
Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES |
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Tin | PT Kijang Jaya Mandiri | PT Kijang Jaya Mandiri | INDONESIA | |||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | |||
Tungsten | ACL Metais Eireli | ACL Metais Eireli | BRAZIL | |||
Tantalum | Jiangxi Tuohong New Raw Material | Jiangxi Tuohong New Raw Material | CHINA | |||
Tungsten | Woltech Korea Co., Ltd. | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | |||
Tin | HuiChang Hill Tin Industry Co., Ltd. | HuiChang Hill Tin Industry Co., Ltd. | CHINA | |||
Tungsten | Moliren Ltd | Moliren Ltd | RUSSIAN FEDERATION | |||
Tin | Gejiu Fengming Metallurgy Chemical Plant | Gejiu Fengming Metallurgy Chemical Plant | CHINA | |||
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | |||
Gold | Modeltech Sdn Bhd | Modeltech Sdn Bhd | MALAYSIA | |||
Tin | Modeltech Sdn Bhd | Modeltech Sdn Bhd | MALAYSIA | |||
Tin | Gejiu Jinye Mineral Company | Gejiu Jinye Mineral Company | CHINA | |||
Gold | Bangalore Refinery | Bangalore Refinery | INDIA | |||
Gold | Kyshtym Copper-Electrolytic Plant ZAO | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION |
*Processing facility name and location as reported by the Conflict Free Smelter Initiative (CFSI)
Country of Origin for the Conflict Minerals processed by the facilities listed above may include:
Australia, Austria, Benin, Bolivia, Brazil, Burkina Faso, Cambodia, Canada, Chile, China, Colombia, Ecuador, Eritrea, Ethiopia, France, Ghana, Guatemala, Guinea, Guyana, Honduras, India, Indonesia, Japan, Laos, Madagascar, Malaysia, Mali, Mexico, Mongolia, Myanmar, Namibia, Nicaragua, Nigeria, Panama, Peru, Portugal, Russia, Senegal, Sierra Leone, Spain, Thailand, Togo, United States of America, Uzbekistan, Vietnam, Zimbabwe, Mozambique, South Africa, Burundi, Rwanda, Democratic Republic of Congo
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