UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 28, 2023
CNH INDUSTRIAL N.V.
(Exact name of registrant as specified in its charter)
Netherlands | 001-36085 | N/A | ||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
Cranes Farm Road, Basildon, Essex, SS14 3AD, United Kingdom | N/A | |
(Address of principal executive offices) | (Zip Code) |
+44 2079 251964
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading | Name of each exchange | ||
Common Shares, par value €0.01 | CNHI | New York Stock Exchange 1 | ||
4.50% Notes due 2023 | CNHI23 | New York Stock Exchange | ||
3.850% Notes due 2027 | CNHI27 | New York Stock Exchange |
1 In addition to the New York Stock Exchange, CNHI common shares are listed on the Euronext Milan, the regulated market of Borsa Italiana, in Italy.
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. | Results of Operations and Financial Condition. |
On July 28, 2023, CNH Industrial N.V. issued a press release announcing its results of operations for the second quarter of 2023. A copy of the press release is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
Item 7.01. | Regulation FD Disclosure. |
On July 28, 2023, CNH Industrial N.V. made available a presentation providing review of its second quarter of 2023, which is being made available in connection with a July 28, 2023 investor conference call. A copy of that slide presentation is furnished herewith as Exhibit 99.2 and is incorporated herein by reference.
Item 9.01Financial | Statements and Exhibits. |
(d) Exhibits.
Exhibit 99.1 | CNH Industrial’s press release, dated July 28, 2023, announcing its results of operations for the second quarter of 2023 | |
Exhibit 99.2 | CNH Industrial N.V. second quarter 2023 results review presentation | |
Exhibit 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CNH INDUSTRIAL N.V. | ||||||
By: | /s/ Roberto Russo | |||||
Name: | Roberto Russo | |||||
Title: | Chief Legal and Compliance Officer | |||||
Date: July 28, 2023 |