| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 08/28/2018 | 3. Issuer Name and Ticker or Trading Symbol NAMI Corp. [ NINK ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 18,534,726(1) | I | By trust of My Premier Trustee (Malaysia) Berhad |
| Common Stock | 19,706,516(1) | I | By trust of Leamington Corporation Limited |
| Common Stock | 9,121,468(1) | I | By trust of Legacy Fiduciary Services Limited |
| Common Stock | 25,782,035(1) | I | By trust of EAS Alpha (PTC) Limited |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Explanation of Responses: |
| 1. Mr. Lok was appointed as executive director and secretary of NAMI on July 4, 2018. Included in 73,144,745 shares owned by Mr. Lok, are 18,534,726 shares held by My Premier Trustee (Malaysia) Berhad (the "MPT"), 19,706,516 shares held by Leamington Corporation Limited ("Leamington), 9,121,468 shares held by Legacy Fiduciary Services Limited ("Legacy"), and 25,782,035 shares held by EAS Alpha (PTC) Limited ("EAS") for the sole benefit of Mr. Lok, collectively the Lok Trusts (the "Lok Trusts). Among the Lok Trusts, MPT owns a total of 182,159,951 shares of which 163,625,225 shares are held by 3,087 subscribers ("Subscribers") who purchased certificates of trust ("Certificates of Trust") from Mr. Lok. Leamington owns a total of 20,000,000 shares of which 293,484 shares are held by 50 Subscribers who purchased Certificate of Trust from Mr. Lok. Legacy owns a total of 10,000,000 shares of which 878,532 shares are held by 27 Subscribers who purchased Certificate of Trust from Mr. Lok in a series of arm's length transactions. EAS owns a total of 40,000,000 shares of which 14,217,965 shares are held by 392 Subscribers who purchased Certificate of Trust from Mr. Lok. Mr. Lok has pecuniary interest and voting and dispositive control of shares owned by Lok Trusts. Mr. Lok disclaims beneficial ownership of shares owned by Subscribers of Lok Trusts. |
| Remarks: |
| /s/ Lok Khing Ming | 10/11/2019 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
