UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22802
FS CREDIT OPPORTUNITIES CORP.
(Exact name of registrant as specified in charter)
201 Rouse Boulevard Philadelphia, Pennsylvania (Address of principal executive offices) | 19112 (Zip code) |
Michael C. Forman
FS Credit Opportunities Corp.
201 Rouse Boulevard
Philadelphia, Pennsylvania 19112
(Name and address of agent for service)
Registrant’s telephone number, including area code: (215) 495-1185
Date of fiscal year end: December 31
Date of reporting period: July 1, 2021 – June 30, 2022
Item 1. Proxy Voting Record.
The following details FS Credit Opportunities Corp.’s proxy voting record for the period from July 1, 2021 through June 30, 2022:
Issuer: | Soaring Eagle Acquisition Corp. | | | |
CUSIP / ISIN: | G8354H126 / KYG8354H1267 | | | |
Meeting Date: | September 14, 2021 | | | |
Item No. | Proposal | Proposed By | Vote | For / Against Management |
1 | To approve the Business Combination Proposal (SPAC Transaction) | Management | Against | Against |
2 | To approve change Jurisdiction of Incorporation from Cayman Islands to the State of Delaware | Management | Against | Against |
3 | To approve Proposed Charter and Proposed Bylaws | Management | Against | Against |
4A | To approve changes in Authorized Share Capital | Management | Against | Against |
4B | To approve and amend Votes Per Share of Class B Common Stock | Management | Against | Against |
4C | To amend Vote Requirement to Change Number of Directors | Management | Against | Against |
4D | To adopt Majority Vote Requirement Regarding Changes in Authorized Numbers of Shares of Stock | Management | Against | Against |
4E | To approve Other Changes in Connection with Adoption of Proposed Charter | Management | Against | Against |
4F | To approve to change Company Name to Ginkgo Bioworks Holdings, Inc. | Management | Against | Against |
5 | Election of Directors (Jason Kelly, Reshma Shetty, Arie Belldegrun, Marijn Dekkers, Christian Henry, Reshma Kewalaramani, Shyam Sankar, and Harry Sloan) | Management | Against | Against |
6 | To approve Issuance of Shares for a Private Placement | Management | Against | Against |
7 | To approve Incentive Plan Proposal | Management | Against | Against |
8 | To approve Employee Stock Purchase Plan | Management | Against | Against |
9 | Consider and vote upon a proposal to adjourn the special meeting to another date | Management | Against | Against |
| | | | |
Issuer: | Pioneer Energy Services Corp. | | | |
CUSIP / ISIN: | 723664207 | | | |
Meeting Date: | September 28, 2021 | | | |
Item No. | Proposal | Proposed By | Vote | For / Against Management |
1 | To approve and adopt the Merger Agreement | Management | For | For |
2 | To approve, on an advisory basis, named executive officer compensation | Management | For | For |
| | | | |
Issuer: | Alkuri Global Acquisition Corp. | | | |
CUSIP / ISIN: | 66981N103 | | | |
Meeting Date: | October 20, 2021 | | | |
Item No. | Proposal | Proposed By | Vote | For / Against Management |
1 | To approve the Business Combination Proposal (SPAC Transaction) | Management | Against | Against |
2 | To approve The Equity Plan Proposal | Management | Against | Against |
3 | Consider and Vote upon a proposal to adjourn the special meeting to another date | Management | Against | Against |
| | | | |
Issuer: | dMY Technology Group, Inc. IV | | | |
CUSIP / ISIN: | dMY Technology Group, Inc. IV | | | |
Meeting Date: | December 3, 2021 | | | |
Item No. | Proposal | Proposed By | Vote | For / Against Management |
1 | To approve the Business Combination Proposal (SPAC Transaction) | Management | For | For |
2A | To approve and amend Certificate of Incorporation | Management | Against | Against |
2B | To approve the increase of Authorized Class A and Class B Common Stock | Management | Against | Against |
3A | To approve Change in Authorized Shares | Management | Against | Against |
3B | To approve change in Voting Rights | Management | Against | Against |
3C | To approve and provide Right to Act by Written Consent | Management | Against | Against |
3D | To adopt Supermajority Vote Requirement to Amend the Certificate of Incorporation | Management | Against | Against |
3E | To opt out of Section 203 of the General Corporation Law of the State of Delaware | Management | Against | Against |
3F | To amend Certificate of Incorporate to waive Corporate Opportunity Doctrine | Management | Against | Against |
3G | To amend Certificate of Incorporation to become a Public Benefit Corporation | Management | For | For |
3H | To approve Classification of the Board of Directors | Management | Against | Against |
4 | To approve the Stock Issuance Proposal | Management | For | For |
5 | To approve the Incentive Plan Proposal | Management | Against | Against |
6 | To approve the Employee Stock Purchase Plan | Management | Against | Against |
7 | Consider and vote upon a proposal to adjourn the special meeting to another date | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| FS Credit Opportunities Corp. |
| |
| By: | /s/ Michael C. Forman |
| | Name: Michael C. Forman |
| | Title: President and Chief Executive Officer |
| | Date: August 31, 2022 |