UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington DC 20549
FORMN-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number811-22800
IVY HIGH INCOME OPPORTUNITIES FUND
(Exact Name as Specified in Charter)
6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Address of Principal Executive Office) (Zip Code)
Philip A. Shipp, 6300 Lamar Avenue, Overland Park, Kansas 66202-4200
(Name and Address of Agent for Service)
Registrant’s Telephone Number, including Area Code: (913)236-2000
Date of fiscal year end: September 30
Date of reporting period: July 1, 2018 to June 30, 2019
IVY HIGH INCOME OPPORTUNITIES FUND
Proxy Voting Record
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 10 – Ivy High Income Opportunities Fund
Concordia International Corp.
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Meeting Date: | | 11/29/2018 | | Country: | | Canada | | Primary Security ID: | | 20653P409 |
Record Date: | | 10/30/2018 | | Meeting Type: | | Special | | Ticker: | | CXR |
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| | | | Shares Voted: | | 11,069 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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| | Meeting for Limited Voting and Restricted Limited Voting Shareholders | | Mgmt | | | | | | |
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1 | | Change Company Name to Advanz Pharma Corp. | | Mgmt | | For | | For | | For |
Cumulus Media Inc.
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Meeting Date: | | 04/30/2019 | | Country: | | USA | | Primary Security ID: | | 231082801 |
Record Date: | | 03/15/2019 | | Meeting Type: | | Annual | | Ticker: | | CMLS |
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| | | | Shares Voted: | | 4,838 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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1.1 | | Elect Director Mary G. Berner | | Mgmt | | For | | For | | For |
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1.2 | | Elect Director David M. Baum | | Mgmt | | For | | For | | For |
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1.3 | | Elect Director Matthew C. Blank | | Mgmt | | For | | For | | For |
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1.4 | | Elect Director Thomas H. Castro | | Mgmt | | For | | For | | For |
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1.5 | | Elect Director Joan Hogan Gillman | | Mgmt | | For | | For | | For |
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1.6 | | Elect Director Andrew W. Hobson | | Mgmt | | For | | For | | For |
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1.7 | | Elect Director Brian G. Kushner | | Mgmt | | For | | For | | For |
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2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | Mgmt | | For | | For | | For |
| | | | | |
3 | | Ratify PricewaterhouseCoopers LLP as Auditors | | Mgmt | | For | | For | | For |
Vote Summary Report
Reporting Period: 07/01/2018 to 06/30/2019
Location(s): All Locations
Institution Account(s): 10 – Ivy High Income Opportunities Fund
Advanz Pharma Corp.
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Meeting Date: | | 06/17/2019 | | Country: | | Canada | | Primary Security ID: | | 00775M104 |
Record Date: | | 05/10/2019 | | Meeting Type: | | Annual | | Ticker: | | ADVZ |
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| | | | Shares Voted: | | 9,332 | | | | |
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Proposal Number | | Proposal Text | | Proponent | | Mgmt Rec | | Voting Policy Rec | | Vote Instruction |
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| | Meeting for Common Shareholders | | Mgmt | | | | | | |
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1a | | Elect Director Randall Benson | | Mgmt | | For | | For | | For |
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1b | | Elect Director Frances Cloud | | Mgmt | | For | | For | | For |
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1c | | Elect Director Maurice Chagnaud | | Mgmt | | For | | For | | For |
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1d | | Elect Director Graeme Duncan | | Mgmt | | For | | For | | For |
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1e | | Elect Director Barry Fishman | | Mgmt | | For | | For | | For |
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2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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IVY HIGH INCOME OPPORTUNITIES FUND |
(Registrant) |
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By: | | /s/ Philip A. Shipp |
| | Philip A. Shipp, Assistant Secretary |
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Date: | | August 30, 2019 |
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By: | | /s/ Philip J. Sanders |
| | Philip J. Sanders, President and Principal Executive Officer |
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Date: | | August 30, 2019 |