The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMBAC FINL GROUP INC | W EXP 04-30-2022 | 023139116 | 3,360 | 3,500,000 | SH | DFND | 3,500,000 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 | 3,006 | 3,000,000 | PRN | DFND | 3,000,000 | 0 | 0 | ||
DIAMOND S SHIPPING INC | COM | Y20676105 | 15,177 | 1,523,733 | SH | SOLE | 1,523,733 | 0 | 0 | ||
FRONTIER COMMUNICATIONS PARE | COM | 35909D109 | 24,527 | 929,044 | SH | DFND | 929,044 | 0 | 0 | ||
PATRIOT NATL BANCORP INC | COM | 70336F203 | 4,206 | 460,589 | SH | SOLE | 460,589 | 0 | 0 | ||
PULMONX CORP | COM | 745848101 | 43 | 995 | SH | DFND | 995 | 0 | 0 | ||
ROYALTY PHARMA PLC | SHS CLASS A | G7709Q104 | 277,173 | 6,761,970 | SH | SOLE | 6,761,970 | 0 | 0 | ||
SERVICE PPTYS TR | COM SH BEN INT | 81761L102 | 8,259 | 655,618 | SH | DFND | 655,618 | 0 | 0 |