Item 1. | Security and Issuer. |
This Statement is filed with respect to the common stock of AntriaBio, Inc., a Delaware corporation (the “Issuer”). The address of the principal executive offices of the Company is 890 Santa Cruz Avenue Menlo Park, CA 94025.
Item 2. | Identity and Background. |
This statement is filed on behalf of the following Reporting Person:
Mr. Kalem, whose principal address is 620 W 42nd Street, Apt 49A, New York, NY 10036. Mr. Kalem is president of Highline Research Advisors. During the past five years Mr. Kalem has neither been convicted of a criminal proceeding, nor has he been the party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. In addition, Mr. Kalem has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). Mr. Kalem is a United States citizen.
Item 3. | Source and Amount of Funds or Other Consideration. |
On January 31, 2013, pursuant to a share exchange and reorganization agreement (the “Share Exchange and Reorganization Agreement”) by and among the Issuer, AntriaBio Delaware, Inc., and the holders of all outstanding shares of AntriaBio Delaware, Inc. (the “Antria Delaware Stockholders”), the Issuer agreed to issue to the Antria Delaware Stockholders 35,284,000 shares of the Issuer’s common stock representing approximately 88.2% of the Issuer’s issued and outstanding common stock. In return, the Antria Delaware Stockholders transferred to the Issuer all of the issued and outstanding shares of common stock of AntriaBio Delaware, Inc. Such transaction is hereinafter referred to as the “Reverse Merger”. Mr. Kalem received a total of 2,392,000 Shares for 2,392,000 shares of common stock of Antria Delaware. As a result of the Reverse Merger, Mr. Kalem beneficially owns 2,392,000 shares of the Issuer (“Shares”).
The foregoing description of the Share Exchange and Reorganization Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Share Exchange and Reorganization Agreement, attached as Exhibit 2.1 to the Issuer’s Current Report on Form 8-K filed with the United States Securities and Exchange Commission on February 6, 2013 (the “Form 8-K”), and is incorporated herein by reference.
Item 4. | Purpose of Transaction. |
Mr. Kalem acquired the Issuer’s Shares for investment purpose and to effect the Reverse Merger pursuant to the Share Exchange and Reorganization Agreement as described in Item 3 above.
Subject to ongoing evaluation, except as otherwise set forth above, Mr. Kalem has no current plans or proposals which relate to or would otherwise result in any of the following:
| 1. | The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; |