The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,742 | 15,932 | SH | SOLE | 0 | 0 | 15,932 | ||
ABB LTD | SPONSORED ADR | 000375204 | 327 | 14,978 | SH | SOLE | 0 | 0 | 14,978 | ||
ABBOTT LABS | COM | 002824100 | 717 | 20,482 | SH | SOLE | 0 | 0 | 20,482 | ||
ABBVIE INC | COM | 00287Y109 | 557 | 13,387 | SH | SOLE | 0 | 0 | 13,387 | ||
AFLAC INC | COM | 001055102 | 363 | 6,300 | SH | SOLE | 0 | 0 | 6,300 | ||
ALTRIA GROUP INC | COM | 02209S103 | 799 | 22,586 | SH | SOLE | 0 | 0 | 22,586 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 476 | 6,294 | SH | SOLE | 0 | 0 | 6,294 | ||
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 393 | 8,705 | SH | SOLE | 0 | 0 | 8,705 | ||
ANNALY CAP MGMT INC | COM | 035710409 | 377 | 23,700 | SH | SOLE | 0 | 0 | 23,700 | ||
APPLE INC | COM | 037833100 | 2,154 | 5,264 | SH | SOLE | 0 | 0 | 5,264 | ||
ARROW FINL CORP | COM | 042744102 | 438 | 17,771 | SH | SOLE | 0 | 0 | 17,771 | ||
AT&T INC | COM | 00206R102 | 3,124 | 88,509 | SH | SOLE | 0 | 0 | 88,509 | ||
ATLAS ENERGY LP | COM UNITS LP | 04930A104 | 929 | 18,394 | SH | SOLE | 0 | 0 | 18,394 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 172 | 13,269 | SH | SOLE | 0 | 0 | 13,269 | ||
BANK OF AMERICA CORPORATION | 7.25%CNV PFD L | 060505682 | 1,681 | 1,495 | SH | SOLE | 0 | 0 | 1,495 | ||
BBCN BANCORP INC | COM | 073295107 | 456 | 31,268 | SH | SOLE | 0 | 0 | 31,268 | ||
BED BATH & BEYOND INC | COM | 075896100 | 347 | 4,840 | SH | SOLE | 0 | 0 | 4,840 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 315 | 2,791 | SH | SOLE | 0 | 0 | 2,791 | ||
BP PLC | SPONSORED ADR | 055622104 | 1,774 | 42,600 | SH | SOLE | 0 | 0 | 42,600 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,471 | 32,826 | SH | SOLE | 0 | 0 | 32,826 | ||
CATERPILLAR INC DEL | COM | 149123101 | 444 | 5,374 | SH | SOLE | 0 | 0 | 5,374 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,202 | 10,092 | SH | SOLE | 0 | 0 | 10,092 | ||
CHICAGO BRIDGE & IRON CO N V | N Y REGISTRY SH | 167250109 | 268 | 4,461 | SH | SOLE | 0 | 0 | 4,461 | ||
CISCO SYS INC | COM | 17275R102 | 1,572 | 64,590 | SH | SOLE | 0 | 0 | 64,590 | ||
CITIGROUP INC | COM NEW | 172967424 | 207 | 4,300 | SH | SOLE | 0 | 0 | 4,300 | ||
COCA COLA CO | COM | 191216100 | 603 | 14,893 | SH | SOLE | 0 | 0 | 14,893 | ||
COMCAST CORP NEW | CL A | 20030N101 | 289 | 7,117 | SH | SOLE | 0 | 0 | 7,117 | ||
CONOCOPHILLIPS | COM | 20825C104 | 2,514 | 41,055 | SH | SOLE | 0 | 0 | 41,055 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 487 | 8,475 | SH | SOLE | 0 | 0 | 8,475 | ||
CVS CAREMARK CORPORATION | COM | 126650100 | 524 | 9,100 | SH | SOLE | 0 | 0 | 9,100 | ||
DEERE & CO | COM | 244199105 | 791 | 9,725 | SH | SOLE | 0 | 0 | 9,725 | ||
DELL INC | COM | 24702R101 | 289 | 21,750 | SH | SOLE | 0 | 0 | 21,750 | ||
DOW CHEM CO | COM | 260543103 | 1,111 | 34,183 | SH | SOLE | 0 | 0 | 34,183 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 1,484 | 22,199 | SH | SOLE | 0 | 0 | 22,199 | ||
E M C CORP MASS | COM | 268648102 | 631 | 26,746 | SH | SOLE | 0 | 0 | 26,746 | ||
EL PASO PIPELINE PARTNERS L | COM UNIT LPI | 283702108 | 1,399 | 31,535 | SH | SOLE | 0 | 0 | 31,535 | ||
EMERSON ELEC CO | COM | 291011104 | 870 | 15,711 | SH | SOLE | 0 | 0 | 15,711 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 1,860 | 36,472 | SH | SOLE | 0 | 0 | 36,472 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 242 | 3,849 | SH | SOLE | 0 | 0 | 3,849 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 228 | 3,686 | SH | SOLE | 0 | 0 | 3,686 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,061 | 22,826 | SH | SOLE | 0 | 0 | 22,826 | ||
F M C CORP | COM NEW | 302491303 | 222 | 3,600 | SH | SOLE | 0 | 0 | 3,600 | ||
FLUOR CORP NEW | COM | 343412102 | 490 | 8,300 | SH | SOLE | 0 | 0 | 8,300 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 253 | 16,066 | SH | SOLE | 0 | 0 | 16,066 | ||
GATX CORP | COM | 361448103 | 221 | 4,670 | SH | SOLE | 0 | 0 | 4,670 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 4,157 | 178,110 | SH | SOLE | 0 | 0 | 178,110 | ||
GENERAL MLS INC | COM | 370334104 | 617 | 12,646 | SH | SOLE | 0 | 0 | 12,646 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1,945 | 38,705 | SH | SOLE | 0 | 0 | 38,705 | ||
GOOGLE INC | CL A | 38259P508 | 557 | 627 | SH | SOLE | 0 | 0 | 627 | ||
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 433 | 13,881 | SH | SOLE | 0 | 0 | 13,881 | ||
HILLSHIRE BRANDS CO | COM | 432589109 | 314 | 9,483 | SH | SOLE | 0 | 0 | 9,483 | ||
HOME DEPOT INC | COM | 437076102 | 2,369 | 30,815 | SH | SOLE | 0 | 0 | 30,815 | ||
HSBC HLDGS PLC | ADR A 1/40PF A | 404280604 | 461 | 18,430 | SH | SOLE | 0 | 0 | 18,430 | ||
ING U S INC | COM | 45685E106 | 263 | 9,514 | SH | OTR | 0 | 0 | 9,514 | ||
INTEL CORP | COM | 458140100 | 639 | 26,768 | SH | SOLE | 0 | 0 | 26,768 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,105 | 5,779 | SH | SOLE | 0 | 0 | 5,779 | ||
INTL PAPER CO | COM | 460146103 | 367 | 8,126 | SH | SOLE | 0 | 0 | 8,126 | ||
ISHARES TR | RUSSELL 1000 | 464287622 | 320 | 3,551 | SH | SOLE | 0 | 0 | 3,551 | ||
ISHARES TR | US PFD STK IDX | 464288687 | 3,630 | 92,799 | SH | SOLE | 0 | 0 | 92,799 | ||
JOHNSON & JOHNSON | COM | 478160104 | 3,400 | 39,249 | SH | SOLE | 0 | 0 | 39,249 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 399 | 7,603 | SH | SOLE | 0 | 0 | 7,603 | ||
KELLOGG CO | COM | 487836108 | 360 | 5,546 | SH | SOLE | 0 | 0 | 5,546 | ||
KEYCORP NEW | COM | 493267108 | 287 | 25,500 | SH | SOLE | 0 | 0 | 25,500 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 651 | 6,700 | SH | SOLE | 0 | 0 | 6,700 | ||
KRAFT FOODS GROUP INC | COM | 50076Q106 | 1,057 | 19,222 | SH | SOLE | 0 | 0 | 19,222 | ||
LOWES COS INC | COM | 548661107 | 247 | 6,010 | SH | SOLE | 0 | 0 | 6,010 | ||
MACYS INC | COM | 55616P104 | 560 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
MARKET VECTORS ETF TR | PFD SEC EXFINL | 57061R791 | 381 | 19,293 | SH | SOLE | 0 | 0 | 19,293 | ||
MCDONALDS CORP | COM | 580135101 | 1,069 | 10,709 | SH | SOLE | 0 | 0 | 10,709 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 2,795 | 60,337 | SH | SOLE | 0 | 0 | 60,337 | ||
METLIFE INC | COM | 59156R108 | 3,274 | 70,352 | SH | SOLE | 0 | 0 | 70,352 | ||
MICROSOFT CORP | COM | 594918104 | 2,573 | 74,879 | SH | SOLE | 0 | 0 | 74,879 | ||
MONDELEZ INTL INC | CL A | 609207105 | 317 | 10,924 | SH | SOLE | 0 | 0 | 10,924 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 204 | 14,424 | SH | SOLE | 0 | 0 | 14,424 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 1,126 | 15,502 | SH | SOLE | 0 | 0 | 15,502 | ||
NUVEEN NY AMT-FREE MUN INCOM | COM | 670656107 | 820 | 61,358 | SH | SOLE | 0 | 0 | 61,358 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 851 | 9,451 | SH | SOLE | 0 | 0 | 9,451 | ||
OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | 287 | 26,803 | SH | SOLE | 0 | 0 | 26,803 | ||
ORACLE CORP | COM | 68389X105 | 373 | 12,389 | SH | SOLE | 0 | 0 | 12,389 | ||
PEPCO HOLDINGS INC | COM | 713291102 | 582 | 29,371 | SH | SOLE | 0 | 0 | 29,371 | ||
PEPSICO INC | COM | 713448108 | 791 | 9,640 | SH | SOLE | 0 | 0 | 9,640 | ||
PFIZER INC | COM | 717081103 | 3,374 | 121,463 | SH | SOLE | 0 | 0 | 121,463 | ||
PHILLIPS 66 | COM | 718546104 | 632 | 10,722 | SH | SOLE | 0 | 0 | 10,722 | ||
POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | 1,447 | 81,007 | SH | SOLE | 0 | 0 | 81,007 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 707 | 9,600 | SH | SOLE | 0 | 0 | 9,600 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 792 | 10,153 | SH | SOLE | 0 | 0 | 10,153 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 1,099 | 14,998 | SH | SOLE | 0 | 0 | 14,998 | ||
QUALCOMM INC | COM | 747525103 | 428 | 7,019 | SH | SOLE | 0 | 0 | 7,019 | ||
SCHLUMBERGER LTD | COM | 806857108 | 792 | 10,881 | SH | SOLE | 0 | 0 | 10,881 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 552 | 17,050 | SH | SOLE | 0 | 0 | 17,050 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 736 | 16,479 | SH | SOLE | 0 | 0 | 16,479 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 467 | 19,900 | SH | SOLE | 0 | 0 | 19,900 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 1,751 | 53,235 | SH | SOLE | 0 | 0 | 53,235 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 836 | 30,361 | SH | SOLE | 0 | 0 | 30,361 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 362 | 11,781 | SH | SOLE | 0 | 0 | 11,781 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1,064 | 28,645 | SH | SOLE | 0 | 0 | 28,645 | ||
SENIOR HSG PPTYS TR | SH BEN INT | 81721M109 | 435 | 16,856 | SH | SOLE | 0 | 0 | 16,856 | ||
SIEMENS A G | SPONSORED ADR | 826197501 | 212 | 2,036 | SH | SOLE | 0 | 0 | 2,036 | ||
SLM CORP | COM | 78442P106 | 218 | 9,476 | SH | SOLE | 0 | 0 | 9,476 | ||
SOUTHERN CO | COM | 842587107 | 725 | 16,550 | SH | SOLE | 0 | 0 | 16,550 | ||
ST JOE CO | COM | 790148100 | 320 | 15,200 | SH | SOLE | 0 | 0 | 15,200 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 331 | 4,223 | SH | SOLE | 0 | 0 | 4,223 | ||
SUN LIFE FINL INC | COM | 866796105 | 879 | 29,550 | SH | SOLE | 0 | 0 | 29,550 | ||
TARGET CORP | COM | 87612E106 | 316 | 4,553 | SH | SOLE | 0 | 0 | 4,553 | ||
THE ADT CORPORATION | COM | 00101J106 | 219 | 5,428 | SH | SOLE | 0 | 0 | 5,428 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 569 | 6,592 | SH | SOLE | 0 | 0 | 6,592 | ||
TJX COS INC NEW | COM | 872540109 | 959 | 19,000 | SH | SOLE | 0 | 0 | 19,000 | ||
TOTAL S A | SPONSORED ADR | 89151E109 | 806 | 16,498 | SH | SOLE | 0 | 0 | 16,498 | ||
TRAVELERS COMPANIES INC | COM | 89417E109 | 1,332 | 16,425 | SH | SOLE | 0 | 0 | 16,425 | ||
TWO HBRS INVT CORP | COM | 90187B101 | 788 | 76,330 | SH | SOLE | 0 | 0 | 76,330 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 501 | 5,750 | SH | SOLE | 0 | 0 | 5,750 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 228 | 2,402 | SH | SOLE | 0 | 0 | 2,402 | ||
VALE S A | ADR | 91912E105 | 278 | 21,010 | SH | SOLE | 0 | 0 | 21,010 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 234 | 3,170 | SH | SOLE | 0 | 0 | 3,170 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 347 | 5,199 | SH | SOLE | 0 | 0 | 5,199 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,564 | 31,057 | SH | SOLE | 0 | 0 | 31,057 | ||
VISA INC | COM CL A | 92826C839 | 352 | 1,900 | SH | SOLE | 0 | 0 | 1,900 | ||
VODAFONE GROUP PLC NEW | SPONS ADR NEW | 92857W209 | 333 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 1,328 | 32,650 | SH | SOLE | 0 | 0 | 32,650 | ||
WEINGARTEN RLTY INVS | SH BEN INT | 948741103 | 735 | 24,000 | SH | SOLE | 0 | 0 | 24,000 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 1,680 | 40,626 | SH | SOLE | 0 | 0 | 40,626 | ||
WELLS FARGO & CO NEW | PERP PFD CNV A | 949746804 | 2,134 | 1,776 | SH | SOLE | 0 | 0 | 1,776 | ||
WESTERN GAS PARTNERS LP | COM UNIT LP IN | 958254104 | 538 | 8,450 | SH | SOLE | 0 | 0 | 8,450 |